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CREW: CFTC: Regarding Efforts to Influence Financial Regulatory Reform: 3/18/11 – CFTC-CREW-0555

CREW: CFTC: Regarding Efforts to Influence Financial Regulatory Reform: 3/18/11 – CFTC-CREW-0555

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Published by CREW
On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;
On March 22, 2010, Citizens for Responsibility and Ethics in Washington (CREW) filed Freedom of Information Act requests with several agencies for records related to their efforts to influence financial regulatory reform currently being considered by Congress. Several agencies likely to be impacted by reform legislation have waged an intense turf battle to try to preserve their roles and power. CREW’s request specifically seeks all correspondence between eight agencies – Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of Comptroller of the Currency, Office of Thrift Supervision, National Credit Union Administration, Security and Exchange Commission, and Commodities Futures Trading Commission – and Congress related to the key financial regulatory proposals and suggestions. These records will help the public understand how these agencies have tried to influence Congress and whether these efforts were proper.; CREW: Commodity Futures Trading Commission (CFTC): Regarding Efforts to Influence Financial Regulatory Reform; Holder of Document: CREW; Producing Agency: Commodity Futures Trading Commission (CFTC); Date Received: 3/18/11;

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Published by: CREW on Mar 23, 2011
Copyright:Public Domain

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<!--EmailConvertedbyLAW--><htmlxmlns:v="urn:schemas-microsoft-com:vml"xmlns:o="urn:schemas-microsoftcom:office:office"xmlns:w="urn:schemas-microsoft-com:office:word"xmlns:m=''http://schemas.microsoft.com/office/2004/12/omml''xmlns=''http://www.w3.orgITR/REC-htmI40''><head><METAHTTP-EQUIV="Content-Type"CONTENT="text/html;charset=utf-8"><metaname="Generator"content="MicrosoftWord12(filteredmedium)"><style><!--
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CFTC-CREW-0555
 
{mso-style-type:personal;font-family:"TimesNewRoman","serif";color:windowtext;font-weight:normal;font-style:normal;}span.EmaiiStyle20{mso-style-type:personal-reply;font-family:"Calibri","sans-serif";color:#1F497D;}.MsoChpDefault{mso-style-type:export-only;font-size:1
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@pageSection1{size:8.5in11.0in;margin:1.0in1.0in1.0in1.0in;}div.Section1{page:Section1;}--></style><!--[ifgtemso9]><xml><o:shapedefaultsv:ext="edit"spidmax="1026"/></xml><![endif]--><!--[ifgtemso9]><xml><o:shapelayoutv:ext="edit"><o:idmapv:ext="edit"data="1"/></o:shapelayout></xml><![endif]--></head><bodylang="EN-US"link="blue"vlink="purple"><tableborder="O"width="95%"><tr><tdwidth="1OO"><strong>From:</strong></td><td>Riley,John&It;JRiley@CFTC.gov&gt;</td></tr><tr><tdwidth="1OO"><strong>Sent:</strong></td><td>Saturday,November7,
20097:07
PM</td></tr><tr><tdvalign="top"width="1OO"><strong>To:</strong></td><td>'Julie_Chon@banking.senate.gov'</td></tr><tr><tdvalign="top"width="1OO"><strong>Cc:</strong></td><td>Leslie,Douglass&It;dleslie@CFTC.gov&gt;;Arbit,Terry&It;tarbit@CFTC.gov&gt;</td></tr><tr><tdvalign="top"width="1OO"><strong>Subject:</strong></td><td>Re:CFTCStaffTechnicalAssistanceforSenateBankingCommittee</td></tr></table><hr
color="#OOOOOO"
size="2"noshade><br><div><fontsize=2color=navyface=Arial>Noview,perse,Julie.Glad,ofcourse,toprovideanytechnicalsupport,though.</font></div><br><div><hrsize=2width="100%"align=centertabindex=-1><fontface=Tahomasize=2><b>From</b>:Chon,Julie(Banking)&It;Julie_Chon@banking.senate.gov&gt;<br><b>To</b>:Riley,John<br><b>Cc</b>:Leslie,Douglass;Arbit,Terry<br><b>Sent</b>:SatNov0715:06:172009<br><b>Subject</b>:RE:CFTCStaffTechnicalAssistanceforSenateBankingCommittee
CFTC-CREW-0556
 
<br></font><br></div><divclass="Section1"><pclass="MsoNormal"><spanstyle="color:#1F497D">John,doyourfolkshaveaviewonaddingthefollowingnewsectionbelow?<o:p><lo:p></span></p><pclass="MsoNormal"><spanstyle="color:#1F497D"><0:p>&nbsp;
<10:
p></span></p><pclass="MsoPlainText"style="line-height200%"><b><spanstyle="font-size:12.0pt;line-height200%">a€reSEC.735.&nbsp;<spanstyle="font-variantsmall-caps">SwapsandSecurity-BasedSwapsAreNotInsurance</span>.<o:p><lo:p></span></b></p><pclass="MsoPlainText"style="text-indent.5in;line-height200%"><spanstyle="fontsize:12.0pt;line-height200%">AswapregulatedbytheCommodityFuturesTradingCommissionandasecurity-basedswapregulatedbytheSecuritiesandExchangeCommissionmaynotberegulatedaspartofthebusinessofinsuranceunderStatelaw.a€.<o:p><lo:p></span></p><pclass="MsoNormal"><spanstyle="color:#1F497D"><0:p>&nbsp;
<10:
p></span></p><pclass="MsoNormal"><spanstyle="color:#1F497D"><0:p>&nbsp;
<10:
p></span></p><div><divstyle="border:none;border-top:solid#B5C4DF1.0pt;padding:3.0pt
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<pclass="MsoNormal"><b><spanstyle="font-size:1O.Opt;fontfamily:&quot;Tahoma&quot;,&quot;sans-serif&quot;">From:</span></b><spanstyle="fontsize:1O.Opt;font-family:&quot;Tahoma&quot;,&quot;sans-serif&quot;">Riley,John[mailto:JRiley@CFTC.gov]<br><b>Sent</b>Friday,November
06,2009
11:33PM<br><b>To:</b>Chon,Julie(Banking)<br><b>Cc:</b>Leslie,Douglass;Arbit,Terry<br><b>Subject</b>CFTCStaffTechnicalAssistanceforSenateBankingCommittee<o:
p><lo:
p></span></p></div></div><pclass="MsoNormal"><o:p>&nbsp;
<10:
p></p><pclass="MsoPlainText">Juliea€"<o:p><lo:p></p><pclass="MsoPlainText"><o:p>&nbsp;
<10:
p></p><pclass="MsoPlainText"style="text-indent.5in">Attachedtothise-mailaremost
CFTC-CREW-0557

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