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Report on Progress 2011

Effects of stress on the developing brain


Bruce S. McEwen, PhD., Rockefeller University

T he recent debate in the popular press about “Tiger


Mom” parenting is a timely sidebar to the excep-
tional progress occurring in research on development
Another stressor is obesity, today an epidemic leading
to increased incidence of diabetes at all ages. Dia-
betes has damaging effects on the young as well as
of the human brain and behavior: studies of infants adult brain and the capacity to learn and remember in
and mothers are drawing a clear children; it also has been linked to increased risk for
picture of the singular importance of dementia later in life. Thus, counteractive measures,
early life experiences for the future including diet and increased physical activity, are im-
adult. portant for brain as well as for body health beginning
in childhood as well as before and during pregnancy.
In particular, we now know that
early life abuse and neglect have The social environment has enormous impact on the
adverse effects upon the developing individual through the brain. Besides major life events,
brain and body that can result in poor self control and abuse and neglect, it is the ordinary day-to-day experi-
emotional regulation, impair cognitive development, ences in family, neighborhood, commuting and work,
and raise the risk of cardiovascular, metabolic and and school that affect brain and body function and pro-
immune system diseases. Yet, new evidence shows mote those health damaging behaviors. Furthermore,
that the sensitivity of the developing brain provides socioeconomic status, which includes both income
an opportunity for improving outcomes, and this is and education, is a very strong predictor of brain and
leading to efforts to improve consistency of supportive body health, even when health behaviors and access
parental care. to health care are factored out; and perceptions of
inequality in cities, states and nations that have large
STRESS EFFECTS ON THE BRAIN differences between rich and poor have been linked to
AND THE REST OF THE BODY poorer physical and mental health.
The brain is central to stress and adaptation because it
perceives possible danger and determines behavioral MULTIPLE CONSEQUENCES
responses, ranging from fighting or fleeing, to vigi- OF EARLY LIFE STRESS
lance and anxiety. The brain also determines health Brain development goes through sensitive periods
damaging behaviors such as eating too much, smoking during which stressors and nurturing experiences
or drinking, and sleeping badly. Through the nervous can have lasting effects, as was shown in the Center
system, the brain also regulates the body’s hormonal, for Disease Control Adverse Childhood Experiences
immune and metabolic processes that can affect Study carried out on a middle class population in Cali-
many body processes at once. In turn, the hormones fornia. And a chart (see below) from a recent journal
responsible for stress, sex, and metabolism affect the study showing the range of physical, behavioral and
brain; they can alter the structure of neurons and their mental health disorders is a dramatic demonstration
connections, influence behavior and even change the of the power of early life abuse and neglect to affect
hormonal processes themselves. For example, chronic lifelong behavior and brain and body health. Yet abuse
stress can increase anxiety and decrease memory and and neglect are the extreme, and so we must define
cognitive flexibility. Fortunately, these changes in the good and the bad among less obvious influences.
neuronal circuitry are reversible in a healthy, resilient Some information comes from animal models as well
brain. as studies on children.

DANA FOUNDATION/MARCH 2011


Animal models have taught us that stressing the added to the information gained from animal research.
mother in pregnancy can alter brain development in Chaos in the home and inconsistent parenting impairs
the offspring; and that prolonged separation of infant development of self regulatory behaviors, which can
from mother impairs in the newborn other aspects of lead to substance abuse, earlier onset of sexual activi-
brain development and function. Furthermore, incon- ty, bad decision making and poor mood control. Abuse
sistent maternal care and maternal anxiety, for exam- and neglect also lead to poor health, including poor
ple, from food insecurity, produce anxiety in offspring cardiovascular control and increased inflammation that
and contribute to the predisposition to diabetes, which can have lifelong consequences (chart). Finally, lack
itself has adverse effects on the brain. of verbal stimulation in the home impairs language de-
velopment while stress and chaos increase anxiety and
In one of the most striking examples, an infant rat impair self regulatory behaviors and lower self esteem.
becomes attracted to odors from the mother early in
life before the fear system is developed, and this at- PROTECTIVE EFFECTS OF PARENTAL CARE
traction can occur even when the infant is abused. This Animal models reinforce the notion that strong ma-
paradoxical attraction of infant to the abusing mother ternal care is key to good emotional, social and cog-
allows the pup to survive, because mother is the only nitive development. Indeed, good maternal care can
source of nutrition. Indeed, the presence of the mother overcome some of adverse effects of prenatal stress.
suppresses development of a brain structure involved Maternal care has long-lasting and even trans-gen-
in fear and aversive learning. Translated into human erational effects that are “epigenetic”, that is, a long
terms, this phenomenon may help explain the behavior lasting and sometimes heritable influence upon gene
of individuals who are abused and neglected as chil- expression imposed by life experiences. Growing out
dren and yet who may choose a partner similar to an of these animal model studies, there is now some evi-
abusing parent. dence that epigenetic changes seen as a result of good
vs. poor maternal care may also occur in normal vs.
Studies on children growing up in adversity have abused human subjects.
DANA FOUNDATION/MARCH 2011
CONCLUSION
Particularly noteworthy is newer research suggest- So what about the Tiger Mom? Individual differences
ing how genetic differences influence the outcome of in brain development (especially in the prefrontal
good or bad maternal care. Certain variants (alleles) cortex which has such an important role in top down
of common genes increase vulnerability to abuse and control of behavior) emphasize that the parenting style,
neglect in childhood. However, these “reactive alleles” strict or permissive, is much less predictive of out-
may also give rise to better outcomes in a nurturing come than providing a consistent and supportive en-
environment. Individuals with those alleles have been vironment. Indeed, consistency of supportive parental
termed “orchid children” whereas those with the less care provides a foundation on which exposure to novel
reactive allele are “dandelion children” and can do experiences and setting limits to behavior (as in the
reasonably well in any environment. Tiger Mom) can foster positive development, whereas
chaos and unevenness within the family promotes
Finally, research on animal models has shown that poor self control and emotional regulation. Fortunate-
consistency as well as quality of parental care is ly, there is plasticity in the developing and adult brain
important for successful cognitive and social develop- that can be guided by experiences.
ment and that exposure to novelty against a backdrop
of stable maternal care is key. For more information:
A rich source of information may be found on the
BREAKING CYCLES OF STRESS website of National Scientific Council on the Develop-
Interventions to reduce adversity and thereby help ing Child:
improve brain and body wellness for children must http://developingchild.harvard.edu/initiatives/council/
focus on the family. Programs like Head Start have
worked best when the family environment supports Akers KG, Yang Z, DelVecchio DP, Reeb BC, Romeo
the child and the child comes home to a stable and un- RD, et al. 2008. Social competitiveness and plasticity
derstanding environment. The Perry School Project is of neuroendocrine function in old age: influence of
an example of this combination and has shown a large neonatal novelty exposure and maternal care reliabil-
return on investment not only in earnings and achieve- ity. PLoS ONE 3(7):e2840
ment for the individual but also for society in terms of http://www.plosone.org/article/
less crime and less need for special education, welfare info%3Adoi%2F10.1371%2Fjournal.pone.0002840
and greater income tax revenue. Programs like Nurse-
Family Partnership provides social support and educa- Dobbs, David. The Science of Success. The Atlantic,
tion for first time mothers and families, and the Har- December, 2009.
lem Children’s Zone Baby College provides this type http://www.theatlantic.com/magazine/archive/2009/12/
of education in a class for expectant mothers and their the-science-of-success/7761/
partners. Yet we must not give up on those who have
suffered the effects of adverse childhood experiences; *Reprinted from American Journal of Preventive Medicine, Vol. 39 /No. 1,
interventions can help the individual compensate for Robert F. Anda, Alexander Butchart, Vincent J. Felitti, David W. Brown, Build-
ing a Framework for Global Surveillance of the Public Health Implications of
early life stress, but they require considerable time and Adverse Childhood Experiences, pp 93-98., Copyright 2010, with permission
effort and further underscore the need for prevention. from Elsevier.

DANA FOUNDATION/MARCH 2011

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