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BERKELEY

science
review
Spring 2009 Issue 16

Lab on a chip

Artificial leaves

Green chemistry

%JHHJOHVQUIFQBTUt4QBNt)).*JOWFTUJHBUPSTtBorn to Be Goodt#FOEJOHMJHIUt#SBJONBHOFUT
BERKELEY DEAR READERS,

science Spring has arrived in Berkeley: the grass is growing, seasonal allergies are blooming, and a new

review Editor-in-Chief
issue of the Berkeley Science Review is here. This springtime weather has me thinking green (along
with the rest of the country), and thus I’m happy to unofficially dub this issue of the BSR “The
Green Edition.” Politicians are focusing on new plans for carbon taxes and caps, but here at Berke-
ley researchers are thinking about green in more creative ways. Photosynthesis, the original green
Rachel Bernstein technology, produces a tremendous amount of energy, and Tracy Powell explores how researchers are
investigating its mechanisms and applying those lessons to a new generation of solar energy panels
Art Director
(p. 16). Other groups are working to create power from more unlikely sources. One project is turn-
Tim De Chant ing up the efficiency for converting heat energy into electricity, as Jasmine McCammon describes on
Assistant Art Director page 6, and Susan Young’s brief, “Poo Power,” will tell you all about how microbial fuel cells can turn
organic waste into electricity (p. 13). With Berkeley’s own Steven Chu as President Obama’s Secre-
Victoria Wojcik
tary of Energy, it probably comes as no surprise that Berkeley researchers are working on alternate
Copy Editor energy sources, but going green also means decreasing the footprint of toxic chemicals we leave on
Katie Peek the planet. On page 27 Lee Bishop and Mitch Anstey write about a new green chemistry movement
taking shape on Berkeley’s campus. Even Hanadie Yousef’s archaeology feature uncovers sustainable
Editors farming techniques from Hawaii (p. 41).
Greg Alushin Does it sound like we’ve got green on the brain? Well, there are researchers looking into how
Dan Gillick our minds work, too. Colin Brown writes about a controversial technique that can induce temporary
Hania Köver brain lesions for both research and patient treatment (p. 23), and if you’ve ever wondered how all
those video games affect your intelligence, it turns out that some games can actually train your brain
Frankie Myers
and improve your IQ—Katie Hart has the full story on page 12. Finally, on our back page Louis-
Robin Padilla
Benoit Desroches debunks the myth that we only use 10% of our brain. And, although this may be
Anna Wiedmann the green edition, you can also read about materials that bend light backwards (p. 8), the deluge of
Layout Editors spam that shows up in your email inbox (p. 49), and what a canyon in Idaho might tell us about
water on Mars (p. 7).
Merredith Carpenter
Speaking of green, we have an almost entirely new editorial staff for this issue. While it was sad
Jacqueline Chretien
to see so many of our seasoned veterans leave us for greener pastures (or, in some cases, to focus more
Marek Jakubowski on their research) and daunting to think about training a new editorial board, it has been exciting to
Robin Padilla have so many fresh faces and new ideas. I’d like to thank the entire editorial staff for their enthusiasm
Orapim Tulyathan and willingness to commit precious hours to this magazine, and also the former members of the staff
Terry Yen who have provided so much support during this transition. Finally, without our dedicated layout edi-
tors and our wonderful Art Director, Tim De Chant, the magazine would never have come together
Photographer so beautifully. If you’re interested in getting involved, or if you loved—or hated—one of our articles,
Niranjana Nagarajan we’d love to hear from you at sciencereview@gmail.com.

Web Editor
Enjoy the issue,
Jesse Dill

Printer
Sundance Press
Rachel Bernstein

© 2009 Berkeley Science Review. No part of this publication may be reproduced, stored, or transmitted in any form without the express permission of
the publishers. Financial assistance for the 2008-2009 academic year was generously provided by the Office of the Vice Chancellor of Research, the Office
of University Relations, the UC Berkeley Graduate Assembly (GA), the Associated Students of the University of California (ASUC), and the Eran Karmon
Memorial Fund. Berkeley Science Review is not an official publication of the University of California, Berkeley, the ASUC, or the GA. The views expressed
herein are the views of the writers and not necessarily the views of the aforementioned organizations. All events sponsored by the BSR are wheelchair
accessible. For more information email sciencereview@gmail.com. Letters to the editor and story proposals are encouraged and should be
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sciencereview@gmail.com or visit sciencereview.berkeley.edu.

COVER: Chemists, engineers, physicists, and other experts are cracking the secrets of photosynthesis to harvest the sun’s power to meet our increasing de-
mands for energy. Painting by Micheal Hagleberg.

3
[Entered at the Post Office of Berkeley, C.A. as Second Class Matter.]

A BIANNUAL JOURNAL OF PRACTICAL INFORMATION, ART, SCIENCE, MECHANICS, CHEMISTRY, AND MANUFACTURES
Berkeley, April  No. 

Features page
Photosythesis ...............................................................16
Illuminating alternatives for solar energy research by Tracy Powell

Zap! .............................................................................22
Magnets trip up brain function by Colin Brown

Green Chemistry..........................................................27
Chemists clean up their act by Lee Bishop and Mitch Anstey

Funding the Future ......................................................31


The HHMI contributes millions to Berkeley research by Meredith Carpenter

Lab on a Chip ..............................................................36


Tiny technologies offer big possibilities by Paul Hauser

Peering into the Past.....................................................41


How archaeology informs our modern lives by Hanadie Yousef

Spam Grows Up ...........................................................47


The increasing threat of internet abuse by Dan Gillick

4
Current Briefs page
Fishy Physics ..................................................................8
Metamaterials bend light backward by Aaron Lee

Battle of the Bugs .........................................................10


The evolution of bacterial immunity by Katie Berry

Train Your Brain ..........................................................12


How video games can be good for you by Katie Hart

Poo Power ....................................................................13


Harnessing the energy of waste by Susan Young

Reaching Out...............................................................14
Building relationships between science and society by Melanie Prasol

Departments
Labscopes .......................................................................6
Sticky fingers by Jessie Dill
Looking for bosons by Laura Erickson
Hotwired by Jasmine McCammon
Mars in your backyard by Sharmistha Majumdar
Look both ways by Chat Hill

Book Review ................................................................54


Born to Be Good by Dacher Keltner by Paul Crider

Who Knew? .................................................................55


So Smart After All by Louis-Benoit Desroches

5
labscopes
Sticky fingers

T hanks to recent work from UC Berkeley engineers, the makers of Scotch Tape may have to rethink their prod-
uct line. Taking a cue from geckos—which can climb nearly any surface with their sticky but self-cleaning
feet—Jongho Lee, a postdoc in Ronald Fearing’s lab, has developed a material that can stick to both dry and wet
surfaces, and even gets stickier with repeated cycles of adhesion and release. This sticky surface, made out of
LABSCOPES

Images courtesy of Jongho Lee and NASA


polypropylene, is covered with millions of microscopic “fingers” about 20 microns long (approximately one-fifth
the thickness of a sheet of paper) and just 300 nanometers in diameter (about one-hundredth that of a human
hair). If the material gets dirty, just stick it to a clean, dry surface. More of the contaminating particles’ surface area
is in contact with the glass than with the tiny hairs, so when the adhesive is pulled away, the particles stick pref-
erentially to the glass, leaving a newly clean adhesive surface. Larger particles make more contact with the hairs
than small particles do, so the larger the particle, the harder it is to shake off, but Fearing’s material has shown
great success getting rid of particles with a two micron diameter. This technology won’t keep you from tracking
mud into your house on a rainy day, but it may very well make its way into the next generation of exploration
robots—geckos in space, anyone?
— J ESSE D ILL

Images courtesy of CERN and Allon Hochbaum


Looking for bosons

T he Large Hadron Collider (LHC), powered up for the first time last fall by the European
Organization for Nuclear Research (CERN), is the largest and most complex machine ever
built. Its primary purpose is to smash beams of particles together, traveling in opposite direc-
tions inside a 17 mile underground tunnel at tremendous velocities. The much-hyped ATLAS Hotwired
experiment aims to support or disprove a quantum theory involving the Higgs boson, which
would help explain how mass-
less particles can have mass.
As part of a huge international
F ossil fuel combustion produces about
90% of the world’s power, but in the
process, 60 to 70% of the energy stored in
collaboration, scientists at the the fuel is lost as heat. Devices to scavenge
Lawrence Berkeley National this heat and turn it into electricity, called
Laboratory (LBL) designed thermoelectrics, have been around for de-
and partially fabricated the cades—providing power for the deep space
distribution feed box (DFBX), probes Voyager I and II, for example—but
connecting the LHC’s cryo- their efficiency is generally too low to com-
genic, electrical, and vacuum pete with conventional elec-
systems to the different col- tricity, making them imprac-
liders and to the CERN con- tical for most applications.
trol center. The DFBX plays a Thermoelectrics produce
role in all four major collider electricity from a tempera-
experiments: ALICE (A Large ture difference, so the ideal
Ion Collider Experiment), ATLAS material for such a device
(A Toroidal LHC ApparatuS), LHCb (Large Hadron conducts electricity well
Collider beauty), and CMS (Compact Muon Solenoid). Growing an- but can also maintain a
ticipation was put on hold, however, as a faulty connection led to a helium leak that temperature gradient.
will delay a restart until September 2009. Unfortunately, good
— L AUR A E RICK SON electrical conductors
also tend to conduct
heat well. To solve this

6
Mars in your backyard

M ost canyons result from gradual geological processes over millions of years, but
short, massive deluges of water can also scoop out a chasm. For example, geo-
morphologist Michael Lamb and his colleagues from the UC Berkeley BioMARS proj-
ect believe that a sudden megaflood carved the amphitheater-headed Box Canyon

LABSCOPES
in southern Idaho. Amphiteater-headed canyons, so named because they end in
round, steep walls, are usually found in soft, sandy conditions and are thought to
result from groundwater emerging as springs to erode the canyon walls, but Box
Canyon is carved into much harder basalt, which made Lamb and his coworkers
give it a second look. The canyon currently has no surface water flow, but Lamb
believes that the many depressions, or “plunge pools,” at the canyon’s base were
formed by ancient waterfalls. Its head also has telltale scour marks likely left
by surface water. And the team’s calculations indicate that only vast amounts of
very fast-flowing water could have moved the massive boulders downstream to
their current resting places. They estimate that the canyon, up to 70 meters deep
in some places, was formed by a flood lasting only 35 to 160 days. Of particular
interest are the similarites between Box Canyon and amphitheater-headed canyons on
Mars, also carved into basalt. If the Martian canyons evolved in the same way, through
flooding rather than groundwater erosion, this could shed light on unanswered questions
about water’s role in the Red Planet’s past.
Image courtesy of Austin Roorda

—S HARMISTHA M A JUMDAR

Look both ways

N ot satisfied with your 20/20 vision? How about 20/8? Austin Roorda can give it to you,
as long as you’re looking into his machine. Roorda, chair of the UC Berkeley Vision Sci-
ence Graduate Group, has developed the Adaptive Optics Scanning Laser Ophthalmoscope,
or AOSLO, a machine that allows him to see your retina—and you to see images—with un-
problem, Professors Peidong Yang and Arun precedented clarity. Adaptive optics was originally developed by astronomers to eliminate
Majumdar turned to silicon nanowires that de- distortions in their images by measuring and correcting for fluctuations in the atmosphere
couple electrical and thermal conductivity. The between the stars and their telescopes. For Roorda’s
nanowires are so tiny (about 100 nanometers application, he says, “adaptive optics is a way to re-
in diameter, or one-thousandth the diameter of move the blur caused by imperfections in the eye’s
a human hair) that they cannot sustain the vi- optics,” including the lens, cornea, vitreous humor,
brations that would result in heat transfer, and and even the film of tears that covers the eye, all of
etching the nanowires to roughen their surface which are constantly changing. AOSLO uses a laser
restricts the vibrations even further. While the to detect aberrations in the eye and then corrects
heat conductivity is greatly restricted, the elec- the image—or adapts—in real time. The correc-
trical conductivity remains relatively robust, tion works both ways: Roorda sees clearer images
leading to an efficient ther- of patients’ retinas, and patients see extremely crisp
moelectric device. While images projected by the laser directly onto their
these devices are not yet retinas. Roorda’s first goal is to screen patients for
ready for large-scale use, eye diseases by examining the retina on a cellular
they may bring us one step level. He also aims to test the limits of human vi-
closer to the thermoelectric sion. Theoretically the retina limits our visual acu-
dream. As graduate student ity to roughly 20/8, and one subject, with the help
Michael Moore says, “You’re of the AOSLO, has achieved this limit. Whether
basically getting something it’s peering into the furthest skies or depths of eyes,
from nothing.” adaptive optics provide great insight.

—J A SMINE M C C AMMON — C HAT H ULL

7
c u rrent brief s
f i s hy phy sic s page 8 bat t le of t he bu g s page 10 t r a i n you r
b r a i n p a g e 12 p o o p o w e r p a g e 13 s c i e n c e r e a c h e s o u t p a g e 14

Image courtesy of Lempismatt


Fishy Physics ing thinks there is an easier way to beat this dices of refraction. In this case the light ap-
diffraction limit: gain complete control over pears to bounce off the perpendicular line
Metamaterials bend light the movement of light. and bend backwards. If water instead had a
backward The direction light bends when passing negative index, the fish would appear to be
between two surfaces (e.g., water and air) flying through the air.
Bending light is nothing new; anyone who depends on how each material interacts with These often-called “metamaterials” gain
wears glasses is grateful for this phenom- light, measured by a value called the index of their properties from their nanoscale struc-
enon. Scientists use microscopes to guide refraction. For example, water has an index ture rather than their molecular composition.
light and achieve remarkable focus of the of about 1.33 and air has an index of 1.0. As described in the August 2008 edition of
microscopic world. But their tools have an Since water has a higher index, reflected light Science, Zhang and coworkers uniformly
unavoidable limit in resolution set by the off an underwater fish always bends toward arranged straight silver nanowires in non-
wavelength of visible light: a typical optical the surface of the lake. Similarly if someone conducting aluminum oxide to achieve a
microscope cannot resolve details smaller were to shine a flashlight on the lake, the negative index for red light. The nanowires
than 200 nanometers (billionths of a meter) light would always bend towards the line are spaced 100 nanometers apart, a distance
in size, a phenomenon known as the diffrac- perpendicular to the surface of the water. All one thousand times smaller than a human
tion limit. To achieve resolution beyond this naturally occurring materials have a positive hair and nearly seven times smaller than the
limit, large and costly devices are necessary. index, limiting the number of possible direc- wavelength of red light. Since the incoming
But Professor Xiang Zhang of the UC Berke- tions light can travel. wave is larger than this spacing, it is “un-
ley Nanoscale Science and Engineering Cen- Zhang has overcome this limitation by aware” of this structure and sees a uniform
ter and Department of Mechanical Engineer- engineering materials that have negative in- material. “The light effectively sees a mate-

8
BRIEFS Metamaterials
Image courtesy of Luis Argerich

Refraction, the redirection of light by a surface or material, is getting put to new use bending light after it reflects off specially designed metamaterials.

rial composed of nanosized ‘meta-atoms’ that magnetic wave propagating in another direc- allowing them to propagate far enough to
we can engineer to control the path of light,” tion. The incoming magnetic field is unaware be resolved. Zhang’s group demonstrated a
says Jie Yao, a graduate student in Zhang’s lab of the wires and follows the new electric field, working “superlens” in 2005 (“The Sharpest
and coauthor on the Science paper. resulting in a new electromagnetic wave. Image,” BSR Fall 2005), being able to resolve
Fabricating negative index materials for Since the magnetic field is not absorbed in two lines separated by one-tenth the wave-
visible light has been a challenge due to its the process, less energy is lost as the wave length of red light. Superlenses could lead to
short wavelengths. Previous metamaterials moves through the material. inexpensive optical microscopes that would
have achieved negative indices only at micro- An alternative optical metamaterial was be able to resolve structures as small as liv-
wave and infrared wavelengths, which are at devised by stacking alternating layers of silver ing viruses. “The idea is simple enough that
least one and a half times that of red light. and insulating magnesium cut into a nano- it could one day be used even in high school
These metamaterials have also been relatively scale fishnet pattern. As described in their biology classrooms,” explains Leo Zeng,
thin, consisting of a single to a few meta- August 2008 Nature paper, these layers form postdoctoral researcher and lab manager of
atomic layers. Increasing the thickness of the small circuits that induce an electromagnetic Zhang’s group.
material resulted in considerable energy loss wave moving in the opposite direction as the In fact, overcoming the diffraction limit
due to absorption in the material. Zhang has original. “This new design has incredible flex- is just one of several applications achiev-
also overcome this limitation and achieved ibility and it is simple,” says Jason Valentine, able by mastering the manipulation of light.
effective three-dimensional metamaterials graduate student and coauthor of the article. These materials may one day play a role in
measuring tens of meta-atomic layers thick. “You want the simplest design possible when high speed optical computing, cavities that
Previous metamaterials were construct- dealing with fabrication.” This design also can trap light in a way that mimics the envi-
ed so electrons in the metamaterial would demonstrated better energy efficiency com- ronment around a black hole, and cloaking
oscillate at the frequency of the incoming pared to previous metamaterials. devices. Zhang’s remarkable achievement of
wave (see “Metamaterials World,” BSR Fall Such metamaterials can enable research- bending red light the “wrong” way has laid
2006). This allowed the wave to be absorbed ers to overcome the diffraction limit and re- the necessary groundwork for the develop-
and re-emitted in another direction. Zhang’s solve details smaller than the wavelength of ment of practical application of metamateri-
metamaterial takes a new approach by rely- the incident light. When light waves impact als. “The results demonstrated in these two
ing on silver’s conductive properties. Light a material, a pattern of waves is formed near papers seemed impossible in 2003, but we
is an electromagnetic wave, consisting of an the material’s surface. Details smaller than did it,” says Zeng. “We are limited only by
oscillating electric field with a perpendicular the wavelength of light are in these waves, our imaginations of what is possible.”
magnetic field. The incoming electric field, yet they decay and vanish almost instantly.
when aligned with the silver wires, induces a Negative index materials placed close to the
current in the wires that emits a new electro- object can amplify these evanescent waves, Aaron Lee is a graduate student in astronomy.

9
1. Injection
During infection, viral DNA is 2. Incorporation into
injected into the bacterial cell. Bacterial DNA
Short pieces of the viral DNA are
BRIEFS Bacterial immunity

incorporated into a chromosomal


region called CRISPR: Clusters
of Regularly Interspaced Short
Palindromic Repeats.

4. Detection and
Response
The next time the bacterium
or its progeny encounter that 3.Transcription
virus, they use the previously- The bacterium makes RNA from
acquired information to target the DNA in the CRISPR region
the virus and evade infection. that can interfere with the DNA
of another invading virus through
base-pair interactions.

Illustration by Tony Le

Battle of the Bugs ruses that infect them. Scientists have long Molecular and Cellular Biology. “That’s what
known that bacteria can be infected by virus- evolution is. The bug responds and then the
The evolution of bacterial es called bacteriophage (from the Greek for virus responds in kind, as a consequence of
immunity “bacteria-eaters”). There can be no quarter in that selective pressure.”
the conflict between these foes, as the phage Scientists had believed that bacteria
It is war. Every two weeks, half of the popu- cannot reproduce without infecting the bac- evade viral pathogens primarily by systemati-
lation is destroyed. The survivors adapt to teria, while the bacteria will not survive to cally eliminating any foreign DNA that they
outsmart the enemy, but the enemy quickly propagate if the phage infection is success- find inside of themselves, which is often in-
evolves its strategy and will continue to kill. ful. “It really is a tug-of-war,” explains Blake jected by viruses. Recent findings over the
This is the largest arms race on the planet: Wiedenheft, a postdoctoral fellow in Jennifer past four years, however, suggest that bacte-
the epic battle between bacteria and the vi- Doudna’s laboratory in the Department of ria are capable of much more complex ap-

10
BRIEFS Bacterial immunity
proaches to warding off viral invaders. “What While the mechanism of CRISPR-based im- terized the microbial community,” says Sun,
we’re beginning to realize,” says Wiedenheft, munity still remains hazy, what is clear is that “and now we’re looking at how viruses and
“is that bacteria have an immune system that the next time the bacterium encounters that microbes co-evolve.”
adapts to viruses. It will recognize those vi- virus, “it uses the information it just acquired The Banfield lab is excited about the
ruses, and it will be prepared to defend it- from the parasite to target that parasite to kill CRISPR system because it provides a “his-
self against them.” This notion of adaptive it,” explains Wiedenheft. Essentially, it’s a flu torical” genetic record of which viruses have
immunity is conceptually very similar to shot for bacteria. infected which bacteria. This information is
the way the human immune system works. The realization that microorganisms enabling microbial ecologists to study the
Once we’ve been exposed to a particular show such sophistication in their defense interplay between these populations in their
pathogen, either by a vaccination or by prior against viral parasites has sparked significant native environment, eliminating the need for
infection, we are much less likely to be in- scientific interest, and multiple laboratories cultured samples in the laboratory. By se-
fected a second time. Our bodies remember at Cal have begun to explore the CRISPR- quencing samples taken from the ecosystem
the infectious agents that have previously based immune system. Jennifer Doudna’s at different times, the group’s research has
been encountered and maintain an arsenal of lab is trying to sort out the mechanisms of uncovered that both the viruses and bacteria
countermeasures against them, like antibod- the CRISPR immune system by deducing have been evolving at an incredibly rapid rate.
ies, proteins that bind to these invaders and the structure and function of its constituent Once bacteria have targeted a viral sequence
target them for destruction. proteins. Her lab has recently determined in their CRISPR region, the selective pressure
Despite this similarity to human adap- the three dimensional structure of the only to survive drives the viruses to change the se-
tive immunity, the newly discovered bacterial protein common to all eight versions of the quences of their genome to avoid destruction
immune system has a completely different immune system discovered in different spe- by the bacterial immune system. Thus, the
mechanism. It is based on nucleic acids and cies of bacteria. This protein has the ability CRISPR system is actively influencing the di-
is centered around a region of the bacterial to degrade DNA in a test tube, supporting versity of the microbial population and driv-
chromosome that goes by the descriptive ac- the group’s hypothesis that it is involved in ing the evolution of the ecosystem.
ronym CRISPR: clusters of regularly inter- early stages of CRISPR-based immunity, such How could the revelation that bacteria
spaced short palindromic repeats. These re- as viral DNA recognition and processing into use adaptive immune systems to ward off
petitive sequences were noticed in the DNA the CRISPR region. Studying this mechanism viral pathogens impact higher organisms,
of many bacteria when their genomes began sheds light on the tactics employed by bacte- like people? “We’re studying this CRISPR-
to be sequenced twenty years ago, but no- ria in their ongoing battle with viruses, but virus interaction in acid mine drainage, but
body was sure of their purpose. It was only understanding the full extent of the war re- it could be applied to any system in which
four years ago that researchers recognized quires studying the entire microscopic eco- you have microbial communities,” says Sun.
with excitement that the “spacer” sequences system in action. Bacterial communities involved in commer-
in between the repetitive elements actually Jill Banfield’s lab, in the Departments of cial processes such as yogurt production and
match sequences from the genomes of viruses Earth and Planetary Science and Environ- biofuel generation are of particular interest.
that infect the bacteria. mental Science, Policy, and Management, “That’s going to require that they’re grown in
It appears that when bacteria recognize is addressing this question by studying the high density and confined situations,” says
the DNA of an invading virus, they cut it up interdependent population dynamics be- Wiedenheft. “And what happens in those
and incorporate a short piece of the virus’ tween bacteria and viruses in the environ- situations, just like in human populations, is
genetic material into their CRISPR region ment. Christine Sun, a graduate student in that a virus can really spread and wipe out
between the repetitive sequences. Exactly the Banfield lab, explains their interest in a an entire population. It can shut down your
how this leads to immunity is still a subject particular model ecosystem known as “acid whole operation. If we can immunize bacte-
of active research. Recent reports suggest mine drainage,” the result of erosion from ria against the viruses that infect those bugs
some similarity to the mechanism of RNA metal or coal mines. “It’s a really acid rich en- that we’re exploiting, then that has obvious
interference (RNAi) in higher organisms. It vironment, where the pH can go down below economic consequence and benefit.” Thus, as
seems that bacteria make RNA from the DNA 1, and so very few organisms can thrive in we gather new intelligence about the CRISPR
of the CRISPR region, which is then diced these areas.” Because this niche ecosystem is immune system, humans stand to become
into small pieces that are hypothesized to in- so inhospitable, the lab can sequence samples beneficiaries in the ongoing war between
terfere with either the DNA genome or the of DNA from the environment, determine ex- bacteria and phage.
messenger RNA of an invading virus through actly which microorganisms were present,
the same sort of base-pairing interactions and even reconstruct complete genomes for
that stitch together the double helix of DNA. many of them. “Over the years Jill has charac- Katie Berry is a graduate student in chemistry.

11
Train Your Brain
How video games can be good The unpublished study used two types ing specific skills can lead to an overall in-
of training on kids in an Oakland elementary crease in IQ. “We think of both reasoning and
for you
school. One group played reasoning games processing speed as being really important
such as Towers, a game in which players components that subserve cognition,” Bunge
We largely accept that we can manipulate must strategically plan several moves ahead says. “Your mind has to be quick enough to
our bodies by changing our exercise and eat- to transfer rings from one post to another. be able to think through problems, otherwise
ing routines—but what about our brains? The other group played games intended to you’re going to lose the thread and you won’t
Because the brain is traditionally viewed as increase processing speed, like Blink, a card be able to, for instance, do a mathematical
the locus of our true “self,” too often we treat game based on matching shapes and colors calculation. So, processing speed is really im-
it as immutable. But just as our bodies grow as quickly as possible. The games themselves portant. And on the other side, being able to
and change, so do our brains. Mounting evi- were not exceptional: Blink and Towers are plan out, strategize, and tackle a novel prob-
BRIEFS IQ

dence from the field of neuroscience suggests both commercially available. But the results lem, as in the reasoning, is also important.”
that our environment molds our brains, and were intriguing. “Keep in mind it’s a fairly Bunge’s study highlights the significance
that we can exploit this plasticity through di- small group of kids so far, and we’re going of growing up in a cognitively enriched en-
rected training, perhaps vironment, where chil-
even to increase our in- dren play games and
telligence. interact with adults,
“Intelligence is for performance on
perceived as a unitary tests that measure
phenomenon, but a lot intelligence. Unfor-
of this can be attributed tunately for less privi-
to culture,” says Mark leged children, other
Kishiyama, a post- research suggests that
doctoral fellow in Pro- the converse is also
fessor Robert Knight’s true: Kishiyama and
lab in the Helen Wills Knight published a
Neuroscience Insti- study earlier this year
tute. “Americans tend which suggests that
to attribute intelligence kids from lower socio-

Image courtesy of Oscar Mota


to something innate, economic backgrounds
whereas Asian cultures have reduced function
perceive it more as dis- in a region of the brain
cipline and hard work.” associated with higher-
Kishiyama and order cognition.
others in the field of Using electro-
cognitive neuroscience encephalography, or
are challenging this While all those hours you spent mastering Super Mario probably won’t boost your SAT score, other video games may EEG, measurements,
view of intelligence as help improve IQ scores by honing discrete brain functions. the researchers record-
a unitary, innate phe- ed electrical activity
nomenon with evi- in the prefrontal cor-
dence that IQ, and other metrics of general to run the study again this semester,” Bunge tex. Responses to visual stimuli were found
“intelligence,” actually measure the output of cautioned. “But there was a double dissocia- to differ between kids from low versus high
many discrete brain functions that can be im- tion between the two groups. The cognitive socioeconomic status (SES) in ways that sug-
proved with training. Ongoing studies in As- speed group got better on tasks that required gest differences in attention, one established
sistant Professor of Psychology Silvia Bunge’s them to think quickly. And the reasoning function of this brain region. Kishiyama ob-
lab have recently marshaled support that this group got better at tasks that required them served that the reduced responses in low SES
is, indeed, the case. “We did a training study to plan.” children were similar to those seen in some
to see if we could train up reasoning ability Playing games with UC Berkeley gradu- stroke patients, but was quick to point out,
in kids,” Bunge explains. “After only 6 weeks, ate students twice a week might be suf- “that’s where the similarity is, but that’s where
the training led to an improvement in IQ of, ficient in and of itself to improve IQ across the similarity ends. Stroke patients will have a
on average, 11 IQ points and as high as 20 the board, but the targeted improvements in certain amount of recovery because the brain
points.” Ten to 20 IQ points is considerable Bunge’s study suggest that training can actu- is plastic, but they’re not going to get com-
when you consider that the average person ally boost specific aspects of IQ test perfor- plete recovery. The thing with these kids is
has an IQ of 100, and an IQ of 136 puts you mance. Bunge explains that because IQ mea- that because there is no structural brain dam-
in the 98th percentile, approaching genius sures the combined contributions of many age, just a functional disruption, it’s some-
status. interconnected cognitive functions, improv- thing that can be reversed. That’s what argues

12
Poo Power
for the next step in terms of intervention.” Harnessing the energy of organic food sources and transfer them ex-
Both Bunge’s and Kishiyama’s studies ternally to the anode of the fuel cell, thereby
waste
are preliminary, with limited sample sizes creating the electric flow.
that temper the strength of their conclu- All organisms must get rid of the elec-
sions. What these studies truly represent is a Like spinning straw into gold, microbial fuel trons generated by metabolism, but not every
jumping-off point: they offer a set of testablecells (MFCs) can create electricity from seem- organism does it the same way. “We breathe

BRIEFS Alternative energy


hypotheses about problems with large social ingly useless organic wastes like sewage or in air and oxygen is our electron acceptor.
implications. And indeed, powers beyond farm runoff. Poo power may sound like the These bacteria breathe iron and it is their
the confines of the scientific community answer to our current energy crisis, especially electron acceptor,” says Coates.
are already taking those implications seri- given that the waste- Iron-breathing
ously. Bunge and Knight are involved in the waters that fuel it are bacteria may sound
Law and Neuroscience Project, an initiative abundant and essen- exotic, but you
funded by the MacArthur Foundation that tially free, but cur- would probably find
was created to address the issues of criminal rent devices aren’t ef- some of these mi-
Image courtesy of Kelly Wrighton

responsibility in light of modern understand- ficient enough to suit crobes in soil from
ing of the human brain. “There are all kinds most energy needs. your own back yard,
of things that we’re thinking about in terms In MFCs, bacteria act as did Coates’ son
of frontal lobe immaturity potentially being a as living catalysts to for a science fair
mitigating factor for sentencing,” says Bunge. drive energy produc- project. The bacteria
Research with adolescent brains, for instance, tion, but despite this, in MFCs often come
suggests that prefrontal cortex, and thus some most efforts toward from sewage treat-
higher cognition, is still developing into the improving the effi- ment “sludge,” so
early twenties. Why then, Bunge wonders, ciency of MFCs have most MFCs are pow-
are children under the age of 18 locked away not focused on the ered by a complicat-
for life, especially given that brain function biological details of A microbial fuel cell. Electrons flow between the anode ed mix of unidenti-
is trainable? Bunge says she is hopeful that the waste to wattage chamber (right side), where bacteria grow, to the cathode fied bacterial species.
her work and that of her colleagues will help conversion. A recent chamaber (left side). “We wanted to make
bring reform to the legal system. “The judges report from Professor [the bacterial com-
that I have been speaking to find it hearten- John Coates’ group in munity] as simple as
ing to know that there’s at least some evidencethe Department of Plant and Microbial Biol- possible so we’d have the best chance of iso-
that your brain function can change.” ogy, however, demonstrates that focusing on lating those key players responsible for the
the bacteria that power MFCs can not only electron transfer on the electrode,” says Kelly
bring to light the biological mechanisms be- Wrighton, a graduate student in the Coates
Katie Hart is a graduate student in chemistry. hind MFC energy production lab and lead author in this study.
but can also lead to the dis- To cultivate a simplified community,
covery and isolation of bac- Wrighton and coworkers set up a restrictive
teria that are especially profi- growing environment within their MFCs.
Eran Karmon cient at energy production.
Fuel cells are devices that
First, they maintained their fuel cells at
130˚ F, a higher temperature than most, which
E d i t o r ’s Aw a r d convert chemical energy into
electrical energy. In a conven-
favored thermophilic (heat-loving) life while
preventing the growth of bacteria that pre-
tional hydrogen fuel cell, a fer more moderate temperatures. Second,
negatively charged electrode, they established an oxygen-free environment
the anode, is the site of a within the MFC to select for microbes ca-
chemical reaction that splits pable of “iron-breathing” respiration. Finally,
hydrogen into hydrogen ions a non-fermentable carbon source facilitated
and electrons. The released external electron transfer to the anode by
electrons flow through an ex- the microbes. After 100 days of monitoring
ternal circuit that lies between the current produced by the MFCs, Wrigh-
the anode and the positively ton and coworkers removed the anode to see
charged electrode, the cath- who was growing on its surface.
ode, creating an electric cur- With the help of recent innovations in
In memory of Eran Karmon, co-founder and
first Editor-in-Chief of the Berkeley Science rent. In MFCs, on the other DNA-based “fingerprinting” of bacteria, they
Review. This award is given annually to hand, bacterial metabolism found the reactors that produced electricity
the Editor-in-Chief of the BSR thanks to a acts as the electron source: contained a different collection of bacteria
generous donation from the Karmon family. bacteria release electrons from than the control reactors that did not. Over-

13
all, the absolute numbers of bacteria cells in
current-producing systems had decreased as
compared to the more dense starting culture;
however, certain members of the starting
community had actually grown in number—
and their identities were surprising.
The cellular proteins we know to be ca-
pable of transporting electrons are found in
cell membranes. Before this study, all bacte-
BRIEFS Scientific dialog

ria known to be capable of external electron


donation belonged to a single major branch
of bacteria that have an outer membrane sur-
rounding their cell wall that plays an integral
role in electron transfer. Surprisingly, many
of the bacteria enriched in the thermophilic
MFCs were from the branch of the family tree
that lacks an outer membrane. Exactly how
these bacteria are transferring electrons to the
anode without an outer membrane is some-
what of a mystery. Wrighton speculates that
perhaps these bacteria have a conductive cell
wall or their electron transporting proteins
might be attached to the cell wall via some
molecular tether.
Wrighton and coworkers next set out to
isolate a single member of the bacterial com-
munity growing on the anode so they could
learn more about the biological processes
governing external electron transfer. From a
scraping of the anode, they developed a pure Reaching Out traditional disciplines such as molecular biol-
culture of a strain of Thermincola bacteria ogy or law, there is no firmly established path
they dubbed “JR.” Strain JR produced more Building relationships to a career in science policy. STEP president
current than any organism previously studied between science and society Jaime Yassif explains, “Berkeley is a world-
in traditional MFCs. A Thermincola genome class science research institution and has
project is underway that will allow Wrighton A 2008 poll by the Pew Research Center for very strong departments in law, business and
and coworkers to look for clues as to which the People and the Press found that although public policy, but we need to work harder to
genes make external electron transfer pos- 77% of respondents believed in climate build connections across department lines.
sible. Once determined, the molecular details change, only 47% acknowledged that it is the STEP is working to do this while helping stu-
of the cell-to-anode electron transfer could result of human activity. People who don’t be- dents educate themselves in the process.”
guide improvements in the design of anode lieve humans are the source of global warm- Members participate in a journal club
materials that are better suited for MFCs. ing are unlikely to change their behavior or where articles written by scientists and policy
Strain JR is the first member of its phy- support policies and politicians that aim to experts are presented and discussed. Experts
lum we know to be capable of directly trans- counteract this threat. Regarding this and are also invited to give talks, which allows
ferring electrons to an anode. Given that many other issues, a lack of understanding students to simultaneously learn about sci-
strain JR is so proficient at converting organic in science could potentially hinder progress. ence policy and make connections in the
materials into electricity, this certainly sug- So how do we promote understanding and field. The flagship program is the annual
gests that there may be a number of other bridge the gap between science and society? white paper competition, in which students
bacteria not only capable of this electrical al- There are a number of people and organiza- identify a technology or science policy issue,
Image courtesy of Michael Dunn

chemy, but perhaps even more adept. tions in the UC Berkeley community that analyze that problem, and propose a solution.
seek to address this problem. Participants develop communication skills
One approach is to better educate scien- not commonly practiced in academic science
Susan Young is a graduate student in molecular tists in the policy process and to teach them to and learn how to approach a technical prob-
and cell biology. communicate effectively with non-scientists. lem from a different vantage point. Topics
The Science, Technology, and Engineering in 2008 included privacy issues in personal
Policy Group (STEP) is a student-run organi- genomics, constraints on pharmaceutical
zation that brings together students from var- research, and utilization of alternate energy
ious backgrounds to discuss a wide range of sources. For students who plan to pursue a
science and technology issues. Unlike more career in science, these skills will hopefully

14
prove useful in com- are being asked to make decisions about stem performance art, political discourse, and sci-
municating effectively cell policy? Laurel Barchas, a former under- entific research, as well as the ideas of other
with the public and in graduate and current laboratory technician at scholars to develop theories on how society
considering broader is- UC Berkeley, believes that public understand- and science influence each other. Rafferty de-
sues when conducting ing is critical. Together with Professors Charis scribes her work as examining “what it means
research. “I think STEP Thompson and Irina Conboy from the gen- to have a body.” Modern technology allows
is important because der and women’s studies and bioengineering people to dramatically alter their bodies in a
we need people with an departments, respectively, Barchas received variety of ways, from organ transplantation
interdisciplinary skill a $25,000 grant from the Edmond D. Roth- and prosthetic limbs to cosmetic surgery.

BRIEFS Scientific dialog


set,” explains Yassif, schild Foundation to establish the Stem Cell Part of Rafferty’s work is examining how
“individuals who are Science and Values Education Initiative. This these medical technologies change the way
trained in science and includes an outreach program for middle and we define the human body and how society
engineering but who high school students, the Stem Cell Educa- responds, particularly through art. She is also
also understand the tion Outreach Program, which has conduct- interested in how society drives scientific
policy-making process. ed presentations to over 1000 students in work. She asks, “how do our fears of differ-
We need people who the Bay Area. The goal is to educate people ence or our deep adherence to certain cultur-
can use their technical al ideals determine which
skills to analyze policy things get researched or
challenges and help de- which ‘conditions’ get
velop solutions.” treated?” For example,
Government offi- deaf children can receive
cials decide most policy cochlear implants to re-
issues, but sometimes store hearing, but this
the public becomes procedure is extremely
directly involved. In controversial within the
2004, California voted Deaf community. As Raf-
by 61% to approve bal- ferty explains, “Some
lot initiative Proposition deaf people would argue
71. This allocated $3 that deafness is not a dis-
billion to stem cell research, primarily on hu- ability, but its own valu-
Illustration by David Powell

man embryonic stem cells. Yet there are wide able culture and should
misconceptions about stem cell research. A not be eliminated.”
pilot survey by the UC Berkeley Stem Cell Politicians, scien-
Initiative found that about 20% of surveyed tists, and the public are
people incorrectly thought umbilical cord inextricably intertwined.
blood was a source of embryonic stem cells. The public votes for
This belief has been used as a justification government officials and
that cord blood, not human embryos, should who will soon be voters and help them un- those officials act based on the ideals of their
be used as a source of stem cells. Cord blood, derstand the science and policy of stem cell constituents. From debates about global
however, is a source of a more mature cell research, as well as possibly spark an interest warming and privacy concerns in personal
type that does not afford the same therapeu- in science. An important component of the genomics to discussions about stem cells,
tic potential as embryonic stem cells. Equally program is to acknowledge the ethical debate many modern issues have strong scientific
concerning is a misapprehension that stem concerning human embryonic research. As and technological components. How much
cells will help cure a variety of diseases over- Laurel explains, “The point of these presenta- government officials and the public know
night. The first, and only current, clinical tions is to give the students information on about the underlying science, as well as the
trial of a human embryonic stem cell therapy this very interesting and complex topic and effectiveness of the scientific community’s
was just approved on January 23, 2009, and let them choose for themselves. We try for communication with both groups can have
many more years will likely pass before any an unbiased approach and to tell the whole large ramifications on legislation and policy.
such therapies become available to the pub- spectrum.” She is currently trying to expand Programs like STEP and the Stem Cell Edu-
lic. To ensure continued support for bills like the program statewide. cation Outreach Program, as well as the indi-
Proposition 71, it is critical to communicate Another important aspect of the in- vidual efforts of scholars like Kelly Rafferty,
the pace of science and to instill realistic ex- terface between science and society is how are facilitating that much-needed discourse.
pectations that can be met by researchers. well the scientific community understands
The recent deliberations over the stem the public’s interests. Kelly Rafferty is a doc-
cell bill in California illustrate an important toral candidate in performance studies and Melanie Prasol is a graduate student in
question at the intersection of science and so- also a predoctoral fellow with the Berkeley molecular and cell biology.
ciety: should the general public have a good Stem Cell Center. In her studies, she draws
understanding of stem cell research when they on information from multiple fields, such as

15
Photosynthesis
by Tracy Powell

Y ou’ve seen them: matte black, arrayed


in regiments, and mushrooming up on
what seems like every available outdoor Bay
Area surface. From rooftops to traffic signals,
solar panels have colonized the landscape—
visible symptoms of inexorably rising energy
prices and atmospheric CO2.
As this profusion of panels attests, solar
energy is booming. Over the past 15 years,
demand for solar energy has grown by 30%
per year; in 2008 alone, nearly six gigawatts
of solar energy-generating capacity were in-
stalled worldwide, more than doubling the
previous year’s installations. Unsurprisingly,
as the market for solar energy has expanded,
scientists and engineers have intensified their
efforts to develop better, more efficient pho-
tovoltaic (PV) materials that can convert solar
radiation to usable electricity.
To date, the ubiquitous, silicon-based ar-
rays have been the industry standard in solar
technology. However, many of these commer-
cial PV materials are bulky, inflexible, and—
their cardinal sin—expensive to produce.
Better, less costly technologies are needed
for solar power to compete with traditional,
pollution-generating energy sources.
In pursuit of this goal, some research-
ers are seeking inspiration from the cheapest, photovoltaic devices and the early, light-har-
greenest solar-power systems around: plants. vesting steps of photosynthesis are profound.
Both processes begin with sunlight spilling
Lean, mean, green machines into the atmosphere. That light, made up of a scientists therefore face a similar task: effi-
Plants have long been central to alterna- mixture of different wavelengths, shines onto ciently transforming light energy into a flow
tive energy schemes, the push to fill the na- a reactive surface—a leaf on a houseplant, of electrons that can be harnessed to power
tion’s gas tanks with plant-derived ethanol say, or one of the PV panels encrusting the downstream processes.
being a recent example. However, plants’ en- MLK Student Union. At first glance, Mother Nature is no
ergy significance goes beyond pumping out Upon striking the reactive surface, a few match for the engineers. Commercial silicon
carbon compounds to be refined into liquid units of solar energy (called photons), carried PV panels typically convert around 15% of Image courtesy of Vivien Muller
biofuel. Honed by millions of years of evolu- by light of just the right wavelength, are ab- available photons into usable electricity (a
tion, photosynthesis (the process by which sorbed. This absorbed energy jolts loose an statistic called “photon conversion efficien-
plants use solar energy to transform water electron from the reactive surface, and the cy”); next-generation silicon technologies
and carbon dioxide into oxygen and sugars) electron is then harnessed to do work. In a can exceed 40%. How do plants measure
is a model system for the efficient capture and solar cell, it is diverted into a current of simi- up, those photosynthetic paragons and evo-
use of renewable energy. In particular, the ef- larly liberated electrons, funneled through lutionary pinnacles of light-harvesting prow-
ficiency, durability, and flexibility of photo- wires, and eventually used to power all man- ess? It is difficult to pin down a parallel es-
synthetic light-harvesting systems have at- ner of indispensable gadgets that blink and timate, but under full sunlight, a plant only
tracted increasing attention from solar energy go beep. In photosynthesis, the loose electron converts around 6% of available photons
researchers. instead interacts with a series of biological into electrons. However, on closer analysis,
A leaf may not look a whole lot like a so- molecules, eventually driving the chemical plants’ lackluster overall efficiency conceals
lar panel, but the functional parallels between synthesis of sugar. Plants and solar energy some very real advantages.

16
Illuminating alternatives for
solar energy research
plants can actually outperform solar cells, vented them from realizing their cost-saving
transporting absorbed energy with near-per- potential.
fect efficiency. Scientists are therefore probing Foremost among their faults, novel PV
photosynthetic mechanisms of energy trans- materials are not durable. Customers would
port, with the goal of using their discoveries likely object to the hassle of replacing their
to improve the overall efficiency of photovol- PV panels (even cheap ones!) on a daily or
taic materials. monthly basis, and continual replacement
In addition to their energy transport ef- fees offset any savings gained from using in-
ficiency, plants also excel at doing their job expensive materials. Researchers must there-
on the cheap. They are made out of water, fore find ways to extend the lifetime of these
carbon, and a few minerals—all inexpensive, novel PV materials. Additionally, even the
plentiful materials—and they essentially as- most promising solar technologies will re-
semble themselves. In contrast, commercial quire innovations in large-scale manufactur-
solar panels are constructed of exquisitely ing techniques to minimize production and
pure silicon crystals, whose manufacture is assembly costs.
both energy-intensive and expensive. Poly- It is here, in the design and assembly
silicon, the bulk material from which PVs of cutting-edge solar cells, that understand-
are produced, currently costs around $150 ing the biology of photosynthesis becomes
per kilogram. At that price, manufacturers relevant. How do biological systems use free,
are happy to incorporate silicon slivers into nonpolluting ingredients to produce effec-
consumer electronics; tiling the nation’s roofs tive photochemical devices? How do they
with the stuff, however, is less feasible. To assemble complex light-harvesting systems
make solar power competitive, it is widely under everyday conditions, without elabo-
believed that the retail price of photovoltaic rate manufacturing techniques? How do they
units must drop by 70%. maintain and repair these systems for indefi-
Many next-generation PV technologies nite periods of time? Researchers are seeking
are therefore aimed at reducing manufactur- to answer these questions, and hope to one
ing costs. These advances range from devel- day apply lessons learned from Nature to the
oping cheaper ways to manipulate silicon to rational design of solar energy tools.
replacing it with other inorganic compounds,
such as copper or even iron pyrite (fool’s Some (self-)assembly required
gold). Other strategies include using organic Cost of manufacture is a major hurdle to
dyes, exploring the PV properties of novel commercializing any photovoltaic technolo-
Converting photons into electrons is a nanomaterials, or replacing inorganic solar gy. It’s generally safe to assume that if a manu-
multi-step process, the first stage of which is materials with organic compounds. (Here, facturing process demands 99.999999999%
to absorb as many photons as possible from organic refers not to your local farmer’s mar- pure reagents, ultra-high vacuum chambers,
sunlight. Plants are generally confined to ab- ket, but to materials made mostly of carbon and temperatures of 1500˚ C, it’s probably
sorbing light from the red and blue portions and hydrogen atoms.) not cost-effective (these, incidentally, are
of the spectrum, while photovoltaic materials Though these new PV materials may some of the traditional requirements for mak-
absorb energy from a wider range of visible succeed in dropping manufacturing costs, ing silicon wafers). On the other hand, if a PV
wavelengths. (This is why plants look green, they have so far been less efficient at convert- material can put itself together in a simple,
while solar cells appear black.) PV materials ing photons into electrons than traditional, water-based buffer, even die-hard penny-
can therefore reap a bumper crop of photons silicon-based devices—organic solar cell re- pinchers are likely to give it a big thumbs-up.
from each unit of available sunlight, while searchers, for example, recently trumpeted Such is the logic behind Rebekah Miller’s re-
plants trap a much smaller fraction of avail- an all-time conversion efficiency high of just search, which investigates how to exploit the
able energy. This difference accounts for much over 6%. Such reduced efficiency might be an self-assembling properties of biological mol-
of plants’ photon conversion inefficiency. acceptable tradeoff for a significantly cheaper ecules to build inexpensive light-harvesting
Once photons have been trapped, the technology, so long as the overall cost of gen- structures.
absorbed energy must travel to sites where erating electricity was lower. Unfortunately, As a doctoral student in Professor Mat-
electrons are actually generated and export- organic and other next-generation PV materi- thew Francis’s lab in the Department of
ed. In these later steps of energy conversion, als suffer from other problems that have pre- Chemistry (she recently graduated and is

17
now at MIT), Miller began her research with
tobacco mosaic virus coat protein (TMVP), a
simple biological unit that can aggregate into
organized structures. Using basic, benchtop
reactions, she chemically attached light-
absorbing dye molecules to each protein.
Once placed in the proper solutions, these
modified TMVP molecules assembled them-
FEATURE Photosynthesis

selves into either disks or long, rodlike fila-


ments studded with dye molecules. Because
the protein scaffolds fix the dye molecules in
close proximity to one another, light energy
absorbed by one molecule can easily transfer
to a neighbor, allowing the structures to func-
tion as light-harvesting, energy-transmitting
antennae. Miller’s biological self-assembly
process had generated functional photovol-
taic components.
Miller also showed that combining the
dyes in different ratios or changing the com-
bination of dyes used could improve energy
transfer efficiency. These results were espe-
cially encouraging because they suggested
that in addition to successfully harvesting
and transmitting light energy, the protein as-
semblies might offer another benefit associ-
ated with biological systems: tunability.
Collectively, plants, algae, and pho-
tosynthetic bacteria have evolved a broad
repertoire of light-absorbing pigments, in-
cluding multiple forms of chlorophyll and a PLANTS
large family of molecules called carotenoids.
Each pigment absorbs a unique combination
of wavelengths, and by combining multiple
pigments, an organism can “tune” its ability
to absorb light from a preferred range of the
spectrum.
Seaweed is a classic example. Millennia
of evolution have endowed shallow-water
species with green pigments that absorb the
red and blue wavelengths abundant in light-
rich, surface waters. The red and purple pig-
ments of deep-water species, however, have
evolved to absorb the meager, blue-green

e -
wavelengths that penetrate the depths. Each
species’ pigment content has been optimized Illustration by Tony Le, Tracy Powell, and Tim De Chant
to absorb wavelengths of light available in
their environment. Similarly, to cope with
changing light quality on a shorter timescale,
many plants can adjust the ratio of different Electrons eventually power a
chemical process called the Calvin
forms of chlorophyll present in their leaves,
Cycle, which consumes carbon
maximizing efficient light use. dioxide to build sugar molecules.
This flexible approach to light absorp-
tion appeals to engineers. Just as photosyn- A Quantum of Sol
thetic organisms rely upon a variety of bio- Photons are absorbed by chlorophyll molecules in an
logical pigments, researchers have developed antenna protein. The absorbed light energy is efficiently
shuttled along a path of acceptor molecules to the
many synthetic pigments, each of which ab-
reaction center, where it triggers release of an electron.
sorbs a unique spectrum of light. By mixing

18
and matching the pigments shackled to her
TMVP structures, Miller’s assemblies could
one day be optimized to expand the range
of wavelengths from which they can harvest
light, greatly enhancing their flexibility and
efficiency.
Currently, researchers in the Francis lab
are working to combine TMVP light harvest-

FEATURE Photosynthesis
ing antennae with small molecules that can
conduct electricity, with the goal of designing
functional electronics that operate like bio-
logical systems. On a more basic level, study-
ing the behavior of these assemblies could
help improve our understanding of how light
energy is transmitted on the small spatial
scales relevant to PV design.
However, despite the potential advan-
tages in cost, tunability, and manufacturing
simplicity, directly incorporating biological
components into photovoltaics would also
bring special challenges. Primarily, biologi-
cal molecules tend to degrade quickly, par-
ticularly under high-intensity light. Accord-
ing to Miller, preliminary evidence suggests
that the three-dimensional structure of the
TMVP scaffold may help to stabilize it, pro-
tecting the assembly against light-induced
decay. Nonetheless, the overall vulnerability
of organic PV components has led scientists
to search for better mechanisms to protect
PHOTOVOLTAICS them—a search that has led to closer exami-
nation of how biological systems maintain
themselves under challenging environmental
conditions.

Do-it-yourself fixer-upper
It doesn’t matter whether you’re a plant
or a PV engineer—if you lavish time, effort,
and precious resources on constructing a
light-harvesting system, you want it to last.
Unfortunately, components in both natural
and manufactured photosystems degrade
over time. Organic solar cells, for instance,
rarely last more than a single day. The chemi-

e -
cal reactions that lead to this decay are not
always well understood, but oxidation (the
same oxygen-dependent process that rusts
your car and browns your apples) is a likely
culprit. Simply by isolating it from oxygen,
Electrons in this current an organic PV’s lifespan can be extended from
are harnessed to provide
days to weeks.
electrical power.
Similarly, in plants, key photosynthetic
proteins can be damaged or destroyed by
How PV Panels Work oxidation within minutes of activity. At noon
Photons are absorbed by the negatively charged surface on a sunny day, for instance, plants are bom-
of a solar cell. The absorbed light energy jostles electrons barded with high-energy photons. This light
loose; these are siphoned off into an electric circuit. The
energy is temporarily absorbed by chloro-
electrons travel toward the positively charged surface of
the solar cell, forming a current. phyll molecules, rendering them chemically

19
volatile until they have passed the energy ior in the plant cell itself.) Ahn then used tion is a distant prospect. However, he sug-
off to other acceptor molecules. Under low- a technique called ultrafast pump-probe gests that solar energy researchers might one
intensity light, this handoff is rapid: energy is spectroscopy to identify which of the puri- day mimic plants’ protective mechanisms
immediately siphoned away and expended in fied protein candidates facilitate zeaxanthin’s by seeding PV materials with molecules that
controlled, downstream chemical reactions. protective quenching. In keeping with its prevent degradative chemical reactions (like
But when light is intense, the plant’s photo- impressive name, this method offers the ul- zeaxanthin).
synthetic machinery can be overwhelmed. A timate in laser-light machismo: fast, power- In a more general sense, a better under-
backlog of absorbed energy builds, and excit- ful, exquisitely controlled lasers bombard a standing of how photosynthetic energy con-
FEATURE Photosynthesis

ed chlorophylls have nowhere to expel their sample with light. An initial “pump” pulse of version can be controlled at such small scales
excess energy. These dangerously reactive laser light triggers a chemical reaction in the could also improve PV design. Fleming, for
chlorophylls can then spawn destructive oxi- sample—in this case, exciting a chlorophyll instance, has likened zeaxanthin’s quench-
dative reactions that cripple proteins, damage molecule bound to a sample protein. Subse- ing activity to a protective dimmer switch.
membrane components, and generally wreak quent laser pulses (the “probes”) are deliv- By clarifying how this molecule regulates the
havoc in the cell. ered a few trillionths of a second later, and al- flow of energy through the photosynthetic
Fortunately, plants have evolved an array low researchers to collect information about protein complex, his group hopes to improve
of clever mechanisms to shield themselves how the sample has changed as a result of the scientists’ control over the behavior of energy
from the oxidative dangers of photosynthe- initial pump stimulus. Because data can be generated by PV devices. Indeed, to better
sis. To learn more about these protective collected over minute increments of time and understand energy fluxes in plants, research-
strategies and whether they might be adapted space, researchers can actually track physical ers in the Fleming lab have looked beyond
for solar cell design, chemists and biologists and chemical reactions as they occur. Ahn’s purely protective mechanisms and applied
are collaborating to understand fundamental spectroscopy experiments therefore allowed their advanced spectroscopic techniques to
protective mechanisms. Of particular interest him to watch photosynthetic proteins absorb other important steps of photosynthesis.
is a pigment called zeaxanthin (pronounced light energy, then measure whether or not ze-
zee-uh-ZANTH-un). axanthin could stabilize the excited chloro- A quantum of sol
Zeaxanthin has long been known to phylls in a quenching reaction. One question to which Fleming and his
stifle (or “quench”) chlorophyll’s hazardous Using this method, Ahn first narrowed collaborators have applied their expertise is
chemical reactions under high-intensity light. down which of several protein clusters par- understanding what happens to solar energy
However, “the exact mechanism for this kind ticipated in quenching. He showed that the once it has been absorbed by the plant. Based
of quenching was not well studied,” explains major light-harvesting antenna (one impor- purely on photon absorption efficiency,
Tae Ahn, a postdoctoral fellow in Profes- tant complex of photosynthetic proteins) did plants do a relatively shabby job of harvest-
sor Graham Fleming’s chemistry laboratory. not undergo quenching after laser excitation, ing the photons available in sunlight. How-
Frustrated by the fragility of organic photo- indicating the proteins that compose this ever, once a photon is absorbed, its energy is
voltaics in his graduate research, Ahn became complex did not participate in zeaxanthin’s transferred to electrons with remarkable effi-
interested in zeaxanthin as a potential model protective efforts. However, after an initial ciency—approximately 97%. By comparison,
for protective energy quenching in next-gen- zap with the laser, three proteins from a sec- PV materials typically only achieve 20–90%
eration PV materials. ond cluster, called the minor light-harvesting energy transport efficiency once light energy
To better understand how zeaxanthin antenna, did facilitate quenching. From a is absorbed. Understanding how biologi-
protects the plant, Ahn first wanted to iden- daunting lineup of potential candidates, Ahn cal systems manage such energy thrift could
tify exactly where its quenching activity oc- had identified three proteins responsible for therefore inspire efficiency breakthroughs in
curs. This was no trivial task. Textbook dia- quenching: CP26, CP29, and CP43. artificial photosynthetic systems.
grams may reduce photosynthesis to a parade Working from this preliminary identi- Plants have evolved a specific architec-
of comfortably spaced cartoon blobs, but in fication, Ahn collaborated with Tom Aven- ture to support efficient energy transfer, pack-
reality this process transpires in dense, dy- son, then a postdoc in Krishna Niyogi’s lab ing light-absorbing chlorophyll pigments into
namic rafts of proteins, swaddled in mem- in the Department of Plant and Microbial protein clusters called antennae. Photons of
brane and cloistered in the deepest recesses Biology, to further pinpoint the mechanism light are absorbed in the antennae, and the
of the chloroplast. Zeaxanthin could be in- of quenching. Focusing on CP29 as a case resulting energy hopscotches from one chlo-
teracting with any of hundreds of these mol- study, Ahn determined that in order for rophyll molecule to the next until it reaches
ecules. Furthermore, its quenching reaction quenching to occur, the protein must be able another protein complex called the reaction
lasts mere trillionths of a second. Pinpointing to bind two chlorophyll molecules very near center. Here, the energy finally escapes in
the exact site of this ephemeral process re- to zeaxanthin. This suggests that, in periods the form of an electron, and is used to power
quired some serious sleuthing. of high-intensity light, physical proximity al- downstream chemical processes like making
To narrow the hunt, Ahn collaborated lows zeaxanthin to donate an electron to this sugar.
with Roberto Bassi, a biochemist at the Uni- nearby pair of over-excited chlorophylls—a To make solar energy conversion as effi-
versity of Verona, Italy, who had purified chemical mechanism that could stabilize its cient as possible, absorbed energy must seek
several photosynthetic proteins suspected chemically volatile neighbors. the shortest, speediest escape route from the
of interacting with zeaxanthin. (This in vitro When asked about immediate applica- antenna to the reaction center. Until recently,
approach removed much of the biological tions of this knowledge to PV design, Ahn researchers usually depicted this escape as
bric-a-brac that obscures quenching behav- acknowledges that practical implementa- you would any normal biochemical phenom-

20
An artist’s rendering improvements to solar technology. Today, for
of the “quantum beat” example, solar cells rely on simple diffusion
phenomenon seen by
of charged particles to transport absorbed
Engel.
solar energy to a conductive surface. Future
PVs might instead mimic plants’ separation
It is as if the most of light-harvesting and electron-donating
efficient path is functions—improving performance by ef-
calculated ret- ficiently shuttling light energy from antenna

FEATURE Photosynthesis
roactively. Engel structures to a synthetic reaction center.
sought to discern This sort of advance could redefine the
Image courtesy of Tae Ahn

whether this sort very nature of photovoltaic materials. “Tra-


of quantum pro- ditional photovoltaic materials, such as sili-
cess permitted the con, tend to be very ordered,” explains Engel,
efficiency of pho- now an assistant professor at the University
tosynthetic energy of Chicago. “In contrast, photosynthetic sys-
transfer. tems are very disordered, with much more
To test wheth- elaborate architecture at the molecular level.
enon: as a linear, stepwise process. Like a er the quantum model was correct, Engel and Using what we’re learning about how such
mouse in an unfamiliar maze, they believed his collaborators purified a glob of proteins biological complexity supports energy trans-
the energy of an absorbed photon would normally sandwiched between the antenna fer, we’re now attempting a more sophisticat-
make arbitrary “decisions” about which and the reaction center of photosynthetic ed approach to designing photovoltaics.”
nearby chlorophyll to jump to, arriving at the Chlorobium tepidum bacteria. The group had
reaction center only after a series of twists, previously shown that these proteins act as a Green revolution
turns, and backtracking. biological wire, conducting energy as it trav- From self-assembly and protective
However, this assumption never entirely els to the reaction center. This time around, quenching, to the quantum mechanics of
made sense. Photosynthetic energy capture they wanted to stimulate the proteins with energy transport, photosynthesis is poised
is simply too efficient for energy to aimlessly light and then observe the exact pattern of to inspire PV innovation in many different
meander between chlorophylls. In a sequen- energy in transit, hoping to determine wheth- ways.
tial process like that, energy would leak away er it exhibited quantum behavior. Some researchers embrace photosyn-
at every step. How could such inefficient hop- Using a variation of the same laser spec- thetic processes as an inspiration, but sug-
ping permit near-perfect energy efficiency? troscopic technique used by Ahn, Engel and gest that the fragility and complexity of bio-
In a 2007 paper in Nature, Greg Engel, his colleagues tracked how energy spread logical photosystems preclude their direct
then a Miller Postdoctoral Fellow working throughout the sample. They observed use in large-scale solar power endeavors.
with the Fleming laboratory, presented evi- “quantum beats,” a distinctive pattern of en- Both Ahn and Engel, for example, embrace
dence favoring an alternative explanation. ergy spikes that propagated through the ex- photosynthetic processes as inspiration for
What if, instead of the traditional stepwise cited proteins. Just as two pebbles plunked next-generation photovoltaic design prin-
model, quantum physics could explain pho- into a pond will produce intersecting sets ciples.
tosynthetic energy efficiency? of ripples, these quantum beats are formed In contrast, other researchers have
In the weird, subatomic world of quan- by the interactions between wavelike energy sought to exploit biological materials despite
tum physics, energy doesn’t behave as a pulses of absorbed photons. Crucially, this their shortcomings. The Francis lab, for in-
single, concrete unit—energy doesn’t bum- pattern could not have been generated by stance, continues to build upon Miller’s work
ble sequentially from one place to the next. stepwise energy transfer; it is distinctly char- with TMVP light-harvesting assemblies. In
Rather, it simultaneously inhabits a variety acteristic of quantum events, in which energy another example, the mechanical engineering
of locations, its distribution smeared across distributions assume a wavelike form. department’s Liwei Lin has used isolated bac-
many probable sites. Only when a particular Since these findings were published in terial photosynthetic membranes to directly
event, such as a chemical reaction, forces it 2007, coauthor and Fleming lab graduate power microscopic electronic devices (see
to attend a defined location does it manifest student Tessa Calhoun has continued the BSR Spring 2007).
at that site. project. Using the same spectroscopic ap- In the crowded field of next-generation
According to this model, excitation en- proach, she has observed quantum energy photovoltaics, it is yet unclear which tech-
ergy absorbed by a light-harvesting antenna transfer in the light-harvesting complexes of nologies will prevail. Nonetheless, one thing
would spread out to simultaneously occupy higher plants, which are significantly more is certain: from plant-inspired designs to so-
all of the intervening chlorophyll molecules complicated than the simple bacterial clusters lar devices that actually derive power from
en route to the nearest reaction center. Only used in the initial study. As a result of this re- photosynthetic proteins, the future of solar
when chemical events at the reaction center search, quantum energy transfer is emerging energy has never looked greener.
require the energy to be located right there, as an important paradigm in PV research.
just then, does this fuzzy distribution snap Such fundamental understanding of
into a single, linear path—the shortest dis- how biological systems promote efficient Tracy Powell is a graduate student in plant and
tance between antenna and reaction center. energy transfer lays the groundwork for vast microbial biology.

21
MAGNETS TR
FUNC

T he machine makes a loud clicking


sound, and a powerful pulse of magnetic
energy is zapped across the skull, scrambling
imaging technologies such as functional Mag-
netic Resonance Imaging (fMRI), TMS allows
neuroscientists to directly manipulate, rather
legs, causing them to twitch. TMS operates
on a similar principle, but instead of applying
a current to neurons directly, it uses a mag-
the signals in the brain and changing how than simply observe, brain function. At UC netic field to generate electrical flow in the
the subject thinks. At first glance, it might Berkeley and elsewhere, TMS is being used cells by electromagnetic induction, the same
seem a bit like mad scientist technology or to address basic questions about the neural principle used in electrical generators. In the
the plot of a James Bond film, but Transcra- basis of memory, attention, and movement, simplest application, a single pulse is applied
nial Magnetic Stimulation (TMS) is very real, and it has shown promise as a treatment for over a part of the brain for a few milliseconds,
and is being used in hundreds of universi- a wide variety of disabling psychiatric disor- causing nerve cells in the region to shoot off
ties and psychiatric clinics around the globe. ders. But many questions still remain about randomly. The subject might experience a
Far from a malevolent mind-control device, the technology, not the least of which is: why muscle twitch or see a brief flash of light, de-
it is allowing neuroscientists to tease apart exactly does it work? pending on the location of the pulse.
how the brain works with a level of safety, However, when a pulse is applied over a
control, and precision never before possible. A stimulating experience region involved in more complicated cogni-
Originally developed in the mid-eighties by According to neuroscience lore, the Ital- tive processes, the haphazard neuronal firing
neurologists as a diagnostic tool for patients ian physician Luigi Galvani first discovered induced by TMS can scramble the carefully
with nerve damage, it has since been devel- that nerves transmit electrical signals in 1783 orchestrated sets of signals present during
oped into a powerful method for probing when his assistant touched a charged scalpel normal function. The result is a very brief, tar-
the wiring of the human brain. Unlike brain to an exposed nerve in a dissected set of frogs geted disruption of information flow through

22
RIP UP BRAIN
CTION

by Colin Brown

that region. If the area targeted by the pulse common and powerful technique is repete- obscure its effects. According to Miller, “with
is involved in a particular cognitive task, this tive TMS, or rTMS, where a train of pulses lesions you have no control over the location
disruption will manifest itself through subtle is applied over several minutes. This leads to or the extent of the damage. TMS gives you
behavioral effects, such as an increased error more extended “offline” disruptions that can that very focal control over the region of dis-
rate when reading letters from a screen. By last as long as half an hour after the treatment. ruption. You can take someone who is oth-
pairing behavioral measures with carefully Depending on where the pulse is applied, erwise totally normal, and very transiently
timed TMS pulses, researchers can establish a the effects of rTMS treatments can mimic disrupt the region you’re interested in.”
causal role for a region in a particular task. those seen in so-called “lesion” patients who
“Essentially, you’re introducing transient have experienced damage to the region from Virtual lesions
Illustration by Terry Yen; Image public domain

noise to a region, and if that region is criti- stroke or other brain injuries. Since the effects Miller’s work used this rTMS lesion-
cally involved at that time, it’s not going to of rTMS are controllable and fade after a few ing approach to study a brain process called
perform that function as efficiently”, said minutes, researchers can create temporary “refreshing”, which allows the brain to pick
TMS researcher Brian Miller, a recent gradu- “virtual lesions” to disable almost any brain out interesting bits of information from the
ate from Mark D’Esposito’s lab at Berkeley. region at will. Examining real lesion patients swamp of sensory data that passes through
The disruption of a region after a single can yield profound insights into the function its visual and auditory systems. When Miller
TMS pulse lasts for a very short time, usually of healthy brains, but the size and severity of and his colleagues used fMRI, which maps re-
just a fraction of a second after the pulse is the damage can vary widely among individu- gions of neural activation, to scan the brains
applied. While even these short pulses can als, and the reorganization that takes place as of people during a task that involved refresh-
be useful for some applications, a far more the brain heals itself following an injury can ing, they ran into a problem—they found two

23
generally hard-wired, the regions of the mo-
tor cortex that connect to a particular muscle
can change in both size and “excitability”—

Image courtesy of the California Institute of Regenerative Medicine


how likely they are to trigger a movement—
over time. For example, the area in the cortex
corresponding to the hands often becomes
larger in musicians or athletes who spend a
lot of time practicing fine-scale movements.
Researchers can map these changes by apply-
ing TMS pulses over a region and measuring
the strength of the muscle twitches that re-
FEATURE Zap!

sult—the stronger the twitch, the greater the


excitability of the stimulated region.
This mapping technique is useful in
clinical settings, for example when doctors
want to know the extent of nerve damage
in stroke or Parkinson’s patients. It is also
used by cognitive neuroscientists like Profes-
sor Rich Ivry in the psychology department
to study how the motor cortex is involved
Smooth muscles cells derived from human embryonic stem cells showing the nuclei (blue) and proteins of the
in conceptualizing movements. When we
cytoskeleton (green).
think about reaching for a coffee mug or
we watch Tiger Woods swing a golf club on
TV, the same parts of the brain that would
different regions, one in the prefrontal cortex color, and shape. Before binding occurs, a be involved in executing those movements
and one in the parietal lobe, that lit up almost basketball flying toward the rim is just an light up with neural activity. However, since
simultaneously. unassembled medley of concepts: orange, we don’t jump up and start swinging every
“The key complement [TMS] makes to round, movement. When we focus attention time Tiger does, some process must block the
techniques like fMRI,” said Miller, “is that on the ball, the brain’s binding circuits reas- signals that are generated when we are only
you can really get at the causality. You can semble these separate parts to form a com- thinking of a movement rather than actually
see different areas are active in an fMRI scan, plete object (the ball) at a specific position doing it. Researchers in Ivry’s lab were able to
but you can’t really say that those regions are in the visual field. Robertson suspected that use the strength of muscle twitches generated
necessary for a cognitive function.” synesthesia results from a permanent, incor- by TMS to measure the extent of this block-
Using rTMS like a temporary scalpel, rect binding of a color that is not present in age. When a subject thought about making
they were able to focus on each region indi- a visual field to letters or numbers that are. a movement, they found that the strength of
vidually. When they disabled the prefrontal To test this, she and her team used rTMS on the twitches generated by regions involved in
cortex, subjects showed significant defects in two synaesthesic individuals to disable a part that movement went down. Based on fMRI,
refreshing, but when they disabled the pari- of the brain known to be critical for binding they suspected that a particular region of the
etal region the subjects were essentially nor- in normal people. Remarkably, this caused brain’s prefrontal cortex might be involved in
mal. The conclusion was that the prefrontal them to temporarily lose their synaesthesic generating the blocking signal. When they
cortex was not only involved in refreshing, associations, confirming that normal binding measured muscle twitches in people who
but was actually the source for the refreshing and synesthesia share a common mechanism had had this region disrupted by rTMS, they
signals. in the brain. found that the blockage was lifted.
Another UC Berkeley neuroscientist, Ivry’s lab has also investigated how the
psychology professor Lynn Robertson, used The excitement of competition brain selects whether to use the left or right
rTMS to examine how people with a percep- Inducing lesions in healthy patients, hand for tasks where a choice is possible. For
tual quirk called synesthesia process visual however, is only a part of what TMS can instance, what if that coffee mug we’re reach-
information. These individuals see certain do. By applying a brief TMS pulse over a ing for is directly in the middle of the table?
letters or numbers as always having a specific region of the brain called the motor cortex, “It seems to us like it’s an automatic, effortless
color. The letter A, for instance, might always researchers can trigger electrical signals that choice,” says Ivry, “but really there’s a sort of
appear as purple, even when printed on a travel down the nerves of the spinal cord competition there that gets resolved.”
black-and-white newspaper page. While the and produce a brief muscle twitch, called a Ivry and his lab peered into this battle
causes of synesthesia are complex, Robert- motor evoked potential. By measuring the by using TMS to measure excitability in the
son suspected that it might have something strength of these twitches in various muscles right and left cortices as subjects were asked
to do with a brain process called “binding.” as pulses are applied over different parts of to plan movements using one or both of their
The first thing the brain does when receiving the cortex, researchers can generate maps of hands. The hypothesis was that the side re-
a raw image from the eyes is break it down the complex wiring that connects the brain sponsible for controlling the selected hand
into its most basic features, such as motion, to the body. Although these connections are would stifle the other. But surprisingly, they

24
Professor Rich Ivry from the UC Berkeley Psychology
department shows off a TMS coil used by his lab.

found more inhibition in the side involved in


the actual movement.
An ongoing project in Ivry’s lab is even
trying to use rTMS to influence how subjects

FEATURE Zap!
make these left-versus-right choices. By creat-
Image courtesy of Colin Brown

ing a lesion in the region containing informa-


tion about the right half of a subject’s visual
space, the researchers are able to skew their
preference toward the left.
“We think we’re disrupting the represen-
tation of where the object is [in space] in the
left hemisphere, which is needed for a person
to plan a right-hand movement,” said Ivry.
ing. Brian Pasley and Elena Allen, graduate els in the animals’ visual centers as rTMS was
How does it work? students in Ralph Freeman’s lab in the UC applied at several different frequencies. They
Although TMS is growing rapidly in Berkeley School of Optometry, began to clar- found that all three measures were highly
popularity, both in basic research and in clin- ify some of these issues in a study published correlated, confirming what most in the field
ical settings, there are still many open ques- in the journal Science in 2007. One funda- had suspected and opening up the possibility
tions about exactly how it works, and why it mental question in the field is whether the of combining powerful brain imaging meth-
has the effects it does. alterations in brain function induced by TMS ods with TMS.
“TMS, in the grander scheme of things, is can be measured directly by imaging technol- Pasley and Allen also found that the
still a young technology,” said TMS researcher ogies like PET scans and fMRI, which detect physiological effects of the rTMS pulse lasted
Brian Miller. “People are still trying to figure changes in oxygen usage and blood flow. If longer than expected in comparison to the
out exactly what it’s doing to the underlying this is the case, it would allow researchers to known behavioral effects. They saw cellular
physiology.” know not just the location where a pulse was disruptions lasting several minutes after a
In some sense, the greatest strength of applied, but also the specific effect it had on pulse of just a few seconds. In addition, they
TMS—its ability to easily and reversibly affect the network of nerve cells in that region. Pas- found peculiarities in the measured input
brain function in human subjects—has also ley and Allen used anaesthetized cats as an and output of brain regions affected by TMS,
been a barrier to understanding more about animal model, and simultaneously measured pointing the way for others to delve deeper
its basic mechanisms. Since most studies electrical activity, blood flow, and oxygen lev- into its cellular mechanisms.
have focused on hu-
mans, there has been
little drive to do ex- But is it safe?
periments in animal In spite of the seemingly profound changes that TMS ments over several weeks, far more than are used in
models that allow can induce in the brain, all evidence indicates that the most basic research applications. Even here, though,
much closer inspec- technique is remarkably safe for most people. The most TMS’s track record is remarkably clean, and the use
tion of the physi- common complaints are aimed at the secondary effects of TMS to treat patients suffering from drug-resistant
ological, neural, and of the coil itself, which makes a loud clicking noise when depression was recently given the nod by the FDA.
a pulse is applied and can produce momentary pain or Currently, the area of greatest concern is treatment of
molecular changes
tingling in the skin of the scalp. rTMS can sometimes people with known neurological conditions. Patients
that occur following
cause headaches, but these respond well to over-the- with epilepsy are believed to be more prone to seizures
a TMS pulse. counter pain killers and usually only last as long as the when undergoing TMS, and the safety of using TMS in
As the uses of treatment is applied. patients with brain damage, such as stroke patients, still
TMS in both the
In a small number of cases, it is possible for high- needs further study. For now, patients with these types
clinic and lab have
frequency rTMS to cause seizures in healthy subjects, al- of conditions are excluded from most TMS studies and
become more com- though a careful screening process has kept the number treatments. In general, doctors and researchers agree
plicated, the need for of these incidents remarkably low (fewer than ten out that better information about the physiological under-
better information of the many thousands of people who have undergone pinnings of TMS is needed before the concerns about its
about the specific the procedure). safety can be completely dismissed. However, given the
physiological effects immense promise of TMS as both a clinical and research
The safety issues are less clear for some clinical ap- tool, it will likely only be a matter of time before these
of TMS has become plications, where patients often receive daily TMS treat- issues are addressed in detail.
even more press-

25
TMS in the clinic unclear. Since TMS is relatively easy to apply and more efficient means of guiding plastic-
The ability of rTMS to noninvasively alter and has few side effects, researchers have tried ity and shaping behavior.” The UC Berkeley
brain function with few apparent side effects using it to treat all types of disease, including researchers consulted for this story agreed
makes it particularly appealing as a treatment mania, obsessive-compulsive disorder, post- that studies of neuroenhancement should be
for psychiatric disorders. By far the most suc- traumatic stress disorder, and schizophre- pursued, if for no other reason than to allow
cessful example of this strategy is for depres- nia. Results from most of these trials have these techniques to be applied safely. “We
sion, especially in patients who don’t respond been mixed, however, and it is likely that a shouldn’t close the door out of hand,” says
well to antidepressant drugs. TMS may even deeper understanding of both the neural ba- Ivry. “If these things do turn out to have some
be able to take the place of electroconvul- sis of these disorders and the physiological truth to them, people are going to use them.
sive treatments (commonly known as “shock mechanisms of TMS will be needed before it Science’s best guide here is to make sure that
therapy”) for some. Most of these treatments is widely used to treat these conditions. they’re properly evaluated.”
FEATURE Zap!

try to correct imbalances between the left


and right halves of the brain’s prefrontal cor- A better brain by magnetization Where does it go from here?
tex. Functional MRI studies have shown that One of the most intriguing possible uses The UC Berkeley researchers agree that
the right half of this region is often hyperac- for TMS is as a tool for neuroenhancement, the future of TMS as a tool for cognitive neu-
tive in depressed patients, while the left half that is, boosting mental function in otherwise roscience seems bright. New advances in coil
often shows decreased activity. In order to healthy individuals. In fact, a small number design are allowing TMS to be joined with
produce an elevated mood in depressed pa- of studies have already claimed substantial imaging technologies like fMRI to give re-
tients, rTMS treatments try to either impair improvements in cognitive function using searchers unprecedented access to the inner
function of the right side by using low fre- TMS. The best known of these, and also one workings of the brain. Special ceramic coils
quency pulses, or boost function of the left of the most controversial, was conducted by can now even be used while a subject is in-
side using higher frequency pulses that can in an Australian neuroscientist named Allan side the giant magnets of an fMRI scanner, to
some cases excite neural function. The effects Snyder. By applying rTMS to a region of the image the changes induced by TMS in nearly
of stimulation applied to the cortex can then prefrontal cortex, Snyder claimed to actually real time. This should allow for better target-
spread to other brain regions also involved in ing of TMS pulses, and also opens up entirely
mood regulation through neurons connect- “If these things do new types of experiments for researchers in-
ing them to the cortex. How the short-term terested in understanding the connections
changes induced by TMS treatment translate turn out to have some between the brain’s various processing cen-
into a lasting elevation of mood is still un- truth to them, people ters and subnetworks. By applying a pulse to
clear, however. activate one structure using TMS and then
Although the antidepressant properties
are going to use using fMRI to follow the tracks of activa-
of TMS have been a topic of research since them.” tion through the brain, researchers hope to
the 1990s, its widespread use as a therapy be able to construct incredibly detailed maps
was hampered by questions about exactly induce enhanced artistic abilities in other- of entire networks of neurons. Better coils
how it works and how effective it actually wise normal subjects (including a New York may also allow disruptions to be generated
is. A major problem has been the difficulty Times reporter), essentially turning them into deeper inside the brain, allowing researchers
in creating properly controlled and blinded what he referred to as “savants” for the dura- and clinicians to study structures controlling
trials. The coils used for TMS produce a tion of the treatment. While many in the field memory and emotion.
loud click and a noticeable tingling sensa- are skeptical of these particular results, the Much of the future of the technology, es-
tion when a pulse is applied, both of which thorny ethical implications raised by the pos- pecially in the clinical arena, may hinge on
are difficult to mimic in a double blind trial sibility of using TMS for neuroenhancement how well scientists are able to understand
where both the patient and the researcher are still there. its fundamental mechanisms. An improved
can’t know whether a placebo is used. This In fact, many researchers who use TMS understanding of the principles of TMS,
problem was so pervasive that special “sham” in the lab are cautiously optimistic about combined with better knowledge of how
coils had to be designed before proper trials the possibility of enhancement. Some have treatment outcomes vary among patients,
could be conducted. Also, many early trials pointed out that there is little physiological may allow doctors to predict a specific treat-
showed inconsistent results, likely due to difference between the changes in the brain ment regimen’s effects on a given person.
problems with targeting the proper region of resulting from TMS and those resulting from This could reveal an unprecedented array of
the brain and differences in the effectiveness more “natural” methods such as learning. treatment options for people suffering from
of the treatment among patients with differ- In a 2003 article, TMS researcher Professor psychiatric disease.
ent types of depression. As more trials were Alvaro Pascual-Leone argued that “all envi-
performed, however, a consistently beneficial ronmental interventions, and certainly edu-
effect became apparent, and last fall the FDA cational approaches, represent interventions
finally approved a TMS device, marketed by that mold the brain of the actor. Given this Colin Brown is a graduate student in molecular
the company Neuronetics, for general use as perspective, it is conceivable that neuromod- and cell biology.
an antidepressant. ulation with properly controlled and care-
The therapeutic usefulness of TMS for fully applied neurophysiological methods
other psychiatric disorders, however, is still could be potentially a safer, more effective,

26
F rom 1961 to 1971, over 20 million gal-
lons of the powerful defoliant Agent Or-
ange were sprayed across the jungles of South
fornia, and the automotive repair industry ad-
opted a mixture of the chemicals hexane and
acetone as a substitute. Tragically, auto me-
health. And it doesn’t just apply to people
in labcoats: the plastics in water bottles and
kids’ toys are also potential risks that need to
Vietnam. The herbicidal active ingredients chanics began experiencing numbness of their be assessed. The diverse ways that chemicals
destroyed millions of acres of forests, but per- hands and feet, and some were even rendered affect individuals and the environment means
haps even more tragically, the contamination wheelchair-bound. It was eventually deter- the success of the green chemistry movement
of Agent Orange with the carcinogen dioxin mined that hexane was being metabolized into will require chemists working together with
caused hundreds of thousands of deaths and a potent neurotoxin in the mechanics’ bodies, an array of other professionals to ensure that
continues to affect the people of southern causing nerve damage. This so-called “regret- chemicals are created, tested, treated, and dis-
Vietnam to this day. Dioxin is now infamous table substitution” illustrates the difficulties posed of properly.
as one of the world’s most potent cancer- inherent in designing and regulating chemi- The green chemistry movement is be-
causing chemicals. cal tools, weighing their benefits against often ginning to take hold at UC Berkeley. An im-

Chemists clean up their act

By Lee Bishop and Mitch Anstey


Burning chlorine-containing organic unknown environmental and health impacts. portant recent step was a 2008 report com-
materials produces dioxin, and oftentimes It is becoming increasingly apparent that the missioned by the California EPA entitled
the chlorine is present only as a contaminant current chemical production and regulation “Green Chemistry: Cornerstone to a Sus-
and not as the crucial component of the ma- system is flawed, and the field of green chem- tainable California,” which includes among
terial, making dioxin production difficult to istry aims to provide the solution. the authors Drs. Michael Wilson and Megan
control. Coal fire plants, waste incinerators, Schwarzman, research scientists in the UC
and even forest fires are implicated in dioxin The meaning of greening Berkeley School of Public Health. The wide-
production, and until recently, engine exhaust The term green chemistry was first coined ranging report outlines some of the major en-
from ships and trains also contributed to the in 1998 by Yale professor Paul Anastas and vironmental, health, and economic impacts
problem. In response, the California Environ- John Warner of the Warner Babcock Institute of California’s current approach to regulating
mental Protection Agency began investigating in their book “Green Chemistry: Theory and chemicals. Over 100 synthetic chemicals and
how chlorinated chemicals could be contami- Practice.” They defined it as “the utilization of pollutants have been found in umbilical cord
nating these vehicles’ fuel. They found that a set of principles that reduces or eliminates blood, breast milk, and adult tissues, and, ac-
the automotive repair industry was using two the use or generation of hazardous substances cording to the report, many of these chemi-
chlorine-containing compounds, methylene in the design, manufacture and application of cals are “known or probable human carcino-
chloride and tetrachloroethylene, as brake and chemical products.” In other words, the green gens, reproductive or neurological toxicants,
engine cleaners. These chemicals were then chemistry campaign seeks to reform just about or all three.” Thousands of new chemicals are
combined with used car oil that was recycled every aspect of chemical production and use. introduced to the marketplace each year and
into a cheap source of fuel for dioxin-spewing Its principles would be equally embodied by a global chemical production is doubling every
tankers and trains. laboratory chemist who invents a new biode- 25 years. The report highlights the need for
These findings prompted well-inten- gradable plastic as by a business that discovers comprehensive policy solutions to avoid the
tioned regulations to prohibit the use of those how to manufacture that plastic using chemi- potentially disastrous consequences of releas-
chlorinated chemicals in degreasers in Cali- cals that minimize the risk to their workers’ ing these chemicals into the environment.

27
Most consumer product manufacturers things are costly, especially in the chemical
The Carbon Connection are not required to assess the safety of chemi- arena. The problem is the costs are not as-
The linkage between two carbon at- cals in their products, so this vast responsibil- signed in the right place.”
oms is one of the most common bonds ity is left to government agencies. With the As waste disposal prices and regulations
in nature, seen in everything from petro-
current costs of a full toxicological screen ap- have grown, this “cost assignment” has begun
leum to perfume to proteins, and organic
proaching five million dollars, the government to shift, and corporations are becoming keen-
chemists often want to create bonds be-
tween carbons on different molecules to does not have the resources to screen each new ly aware that green chemistry can be a huge
chemical as it comes to market. This means benefit for the bottom line. “Companies don’t
FEATURE Green chemistry

form a new product. However, forming


these bonds in the lab can prove quite there just isn’t enough information about the want to create waste and don’t want to create
difficult. Creating carbon-carbon bonds potential health or environmental hazards of emissions,” says Tony Kingsbury of the Haas
usually involves preparing two carbon- chemicals currently in production, and this School of Business. “You can’t, literally, from
containing precursors with fairly active lack of data is the first of three main challenges a dollars and cents standpoint, afford to send
chemical elements to aid in the joining of cited as an obstacle to a comprehensive policy it to a landfill, hazardous waste site, or dump
the two carbon atoms. The highly reac- solution. The second is that most companies it in the ground.” For modern companies, it’s
tive elements used in these “prefunction- are not required to assume full responsibil- a combination of economic and social advan-
alization” steps will not end up in the final
ity for the health and environmental impacts tages. “Dow is very interested in green chem-
product, creating waste, so chemistry pro-
of their products. This means that producers istry for economic reasons, but I think also
fessors Robert Bergman and Jonathan Ell-
man have developed methods that avoid have little impetus to design safer chemicals for societal reasons as well,” explains Profes-
these additional steps and allow bonds to or processes, and government agencies must sor John Arnold of the College of Chemistry.
be formed directly between two carbon wait until harmful effects are observed to “They do want to be stewards of the environ-
atoms. The majority of carbon atoms are take action instead of instituting preventative ment, and it makes sense economically for
linked to hydrogen atoms in stable bonds measures. The final obstacle is a lack of pub- them to do that.”
that are very difficult to break (thus, lic and private investment in green chemistry
the necessity for prefunctionalization). research and education. Without investment Interdisciplinary troubles and
“Carbon-hydrogen bond activation” is a in the chemicals and processes of the future, triumphs
solution to transform the ubiquitous but the field of green chemistry will be relegated While businesses may be making strides
difficult to manipulate carbon-hydrogen
to banning old harmful chemicals instead of in the right direction, they can’t do it alone.
bond directly into a carbon-carbon bond.
creating new benign ones. According to Schwarzman, tackling the ob-
These approaches typically involve rare
metal catalysts and other extreme con- stacles to green chemistry will take “a blend
ditions to make the reaction occur, but Green making green of many different fields working together.” To
the researchers are able to create new Early on, chemical companies were think- this end, staff and faculty from across campus
carbon-carbon bonds. ing creatively about waste disposal for financial have begun roundtable discussions under the
Since most organic chemicals already reasons—why throw something away when it auspices of the Berkeley Institute of the Envi-
have an abundance of carbon-hydrogen can be made into something you can sell? In ronment towards the creation of a center for
bonds, Bergman and Ellman are now at- the 1930s, the chemical company I. G. Far- green chemistry at UC Berkeley—one that
tempting to target one carbon-hydrogen ben began converting styrene, a byproduct of brings chemists, toxicologists, health scien-
bond in the presence of all the others. the oil and gas industry, into polystyrene, one tists, public policy experts, and business ex-
Most organic molecules, and specifically of today’s most widely used types of plastic. perts to the same table. “The basic purpose of
pharmaceuticals, contain elements such Polystyrene may not be a sustainable material the center is to bring all these disciplines to
as nitrogen and oxygen, and the current by today’s standards, but producing a valuable bear on these problems,” Schwarzman says.
strategy to selectively “activate” carbon-
product from a chemical that would otherwise In assembling a faculty panel, the center is
hydrogen bonds exploits these common
have to be disposed of is certainly a step in the already confronting scientists’ hesitance to be-
atoms as “directing groups” to guide their
catalysts to the desired location on the “green” direction. come involved in matters of policy. Of speaking
molecule. Little to no modification of Despite this example, industry and the to the press, Bergman says, “Have you ever talk-
the molecules is necessary, but the list of environment have had a historically rocky re- ed to a reporter and then read what they wrote
useful molecules is limited to those that lationship. In the past, manufacturing plants about what you said? It’s a scary experience.”
have the correct “directing groups” al- were strategically placed along bodies of wa- Misrepresentation of scientific results or opin-
ready built in. Nevertheless, the method ter so that they could be used as dumping ions can compromise a researcher’s integrity
has proven successful in the synthesis of grounds for unwanted waste. “One could say and lead to confusion about what the scientific
incarvillateine, a molecule with potent an- that was economically advantageous at the facts really are. Professor Dale Johnson in the
algesic properties, as well as possible anti- time because it was cheap,” says chemistry School of Nutritional Science and Toxicology
inflammatory, anti-malarial, anti-tumor,
professor Robert Bergman. “But if those costs explains another cause of apprehension. “As a
and anti-HIV drugs. As this technology
to the environment had been assigned to the scientist, when you know that policy decisions
matures, its application in the large-scale
synthesis of pharmaceuticals and other company, instead of having to be picked up will be riding on your research, you run the risk
molecules of interest could dramatically by society, then a much different economic of introducing bias. And this bias can poten-
decrease the amount of waste generated situation would have occurred. The whole tially cause you to skew your results and scien-
by the chemical industry. problem with how our economy operates tific conclusions.” Schwarzman outlines a third
is not that some things are cheap and some cause, saying, “Scientists shy away very quickly

28
from something that’s being dealt with in the
public arena because then it feels like they have
to take sides or be an advocate just because
there are advocates in the process.”
In some cases, chemists shy away from the
concept of green chemistry because they don’t
understand what it means. “I think from a lot
of academic chemists’ perspectives, the situa-

FEATURE Green chemistry


tion is a little confused by what people mean
by green chemistry,” says Arnold. Chemists
often view green chemistry negatively, seeing
it as a list of “bad chemicals,” the avoidance
of which merely narrows the field of scientific
possibilities. While policymakers may be pri-
marily interested in removing toxic chemicals
from the environment, chemists are more ex-
cited about green chemistry as an opportunity
to make new, environmentally friendly discov-
eries. Importantly, these two goals are not mu- Green chemistry strategies target each stage of a product’s life cycle to continually improve its biological and
tually exclusive. Schwarzman strikes a concil- ecological safety, reduce its energy consumption, and eliminate the prodution of hazardous and product waste. (Data
and text courtesy of the California EPA Cornerstone Report).
iatory note, explaining that green chemistry
is “science in the service of precaution,” and
should not be misinterpreted as “precaution ways see good come out of that,” says Ar- chemist shouldn’t think about what’s going
versus science.” “Any sort of initiative that’s go- nold. Creating the center for green chemistry to happen to his or her product after it gets
ing to get chemists behind it has to be framed represents a crucial step towards solving the made,” Bergman agrees.
in the positive,” says chemistry graduate stu- communication difficulties between its con- The general sentiment in the department
dent Marty Mulvihill. You can’t talk about bad stituent disciplines. is that chemists and chemical engineers can
chemicals and sick babies, you have to talk One benefit of scientists interacting provide the ultimate solutions to problems
about saving the earth and doing fundamen- across fields is that it helps them gain a new caused by toxic chemicals in the environment
tally new and interesting chemistry.” perspective on their research. “I think that it because they understand how these molecules
The good news is that voices remain op- is important for scientists to be aware of the are designed and produced in the first place
timistic about the future of this field. “It’s rare broader implications of what they do,” says and therefore are the most capable of improv-
in my experience that talking about things Professor Richard Mathies, dean of the Col- ing them. Not only will this work help the
and getting information is bad. I nearly al- lege of Chemistry. “There’s no reason why a environment, but it will also provide chem-
ists with fresh challenges to tackle in their
research. “Chemistry will play a very impor-
tant role in the overall concept of sustainable
Annual growth in chemical production
development,” Arnold says. “It will require
new chemistry, which is why I’m interested in
it. We will have to do things in new ways, so
there will be new processes, new reactions that
need developing, and that’s what I like.”

Education for a green generation


Though the green chemistry movement
at UC Berkeley is still in its early stages and its
adherents varied in their approaches, every-
Images courtesy of California EPA

one seems to agree that education is a central


component of addressing the sustainability
problem. Within the Department of Chem-
istry, Mulvihill has been on the forefront of
the current educational effort. “Throughout
graduate school I’ve been trying to organize
graduate students to realize that the work we
do here does have a broader social impact,”
Growth in chemical production outpaces population growth. Global chemical production is expected to grow 3% per Mulvihill says. Most chemists are not offered
year, while global population will grow 0.77% per year. On this trajectory, chemical production will increase 330% by any formal training in toxicology, so even if
2050, compared to a 47% increase in population, relative to the year 2000. (Data and text courtesy of the California
they are interested in decreasing the toxicity
EPA Cornerstone Report).

29
Modeling Molecules
Testing chemicals for safety is often a long and expensive process. tial effects, uncovering another layer of the toxicological profile that
But what if we could predict, without any actual tests, the dangers has previously been very difficult to address. The predictive models
of a certain chemical? Professor Dale Johnson of the Department Johnson uses have been shown to be 60 to 75% accurate, and the
of Nutritional Science and Toxicology employs an approach called primary factor limiting this approach is the lack of experimental data
quantitative structure-activity relationship (QSAR) that uses com- on how chemicals affect human health and the environment, an ob-
puter software to do just that. This method is based on the phe- stacle that Wilson and Schwarzman highlighted in their report on
FEATURE Green chemistry

nomenon that chemicals with similar structures generally have simi- challenges to California’s successful regulation of chemicals. “The
lar biological effects and impacts on the environment. Using existing thing that is really missing,” Johnson describes, “is enough data to be
data on the properties of known chemicals, QSAR is able to predict able to create the right kind of model that is not overly generalized.”
the toxicity, bioaccumulation, and environmental persistence for new If this primary toxicological data is generated, QSAR has the poten-
chemical structures. These models can even go so far as to predict tial to be a rapid, low-cost solution for assessing a chemical’s safety
the products of metabolic degradation pathways and their poten- before it is even created.

of the chemicals they work with, they gener- groups and so on, such that they all have an kind of careful, integrated thinking involved
ally do not possess the requisite knowledge. understanding of chemistry, chemical princi- in evaluating the sustainability of a chemical
To address these issues, Mulvihill and some ples, sustainability, and toxicology.” He feels or a reaction.
graduate student colleagues started the Green that students educated in this way “can im-
Chemistry and Sustainable Design seminar prove the processes in chemical companies, Where do we go from here?
series, offered for the first time this past fall. improve the way chemicals are handled, and The challenges posed by the principles of
The series covers toxicology, as well as green improve the legislation that is put forward.” green chemistry cannot be addressed through
chemistry in academia, industry, and public Toward this end, as part of the college’s legislation, business practices, or research
policy. Experts in these fields were invited effort to revamp the undergraduate labora- alone. Our society and economy depend on
from within the university and across the tory courses, Mathies plans to make sustain- chemicals that often pose hazards to ourselves
country, and in demonstration of support for ability an integral part of the undergraduate and our environment. “Our world is becom-
the seminar, many speakers even offered to chemical education. He feels that broad pro- ing a chemical world, and it affects not only
pay for their own travel expenses. Mulvihill motion of sustainability concepts has been the environment but every person and natural
was pleased by the response to the seminar hampered by the lack of a common language resource we have,” says Johnson. If no green
series; according to surveys, student interest alternative to a given hazardous chemical or
in green chemistry and sustainability dramat- process exists, then one has to be created,
ically increased after participating. “Students “Our world is becoming a which requires focused research with sustain-
are more and more interested in pursuing re- chemical world, and it affects ability as an explicit goal. Creating a society
search that relates to issues of importance in every natural resource we that fosters that kind of research and its trans-
our society,” Mulvihill says. lation into economically viable products will
This seminar series was the first sig- have.” require a population that is educated in the
nificant effort to introduce elements of green principles of green chemistry and other as-
chemistry into the chemistry department’s and understanding to allow communication pects of sustainability. Appreciation of this is
curriculum. Tony Kingsbury, executive-in- between groups with diverse interests. Citing beginning to take hold at UC Berkeley, lead-
residence of the Sustainable Products and the fact that 54% of the students that pass ing to dramatic changes in the way students
Solutions Program, a collaboration between through this university will take at least one are educated and research is carried out. On
the Dow Chemical Company Foundation, course in chemistry, Mathies feels that the col- the potential impact of these changes, Mathies
the Haas School of Business, and the College lege can provide that “common language and says, “If we train the students properly, then
of Chemistry that provides the primary fund- common understanding that allows people to they will go out into the world and we will see
ing for the green chemistry seminar series, communicate better and achieve solutions.” a transformation.”
remarks that he is seeing increased interest in Furthermore, laboratory spaces are being
sustainable chemistry all the way up to Dean renovated to operate in a more environmen-
Mathies. “What this college should be doing,” tally friendly fashion and experiments are Lee Bishop and Mitch Anstey are graduate
says Mathies, “is providing the knowledge being updated to use greener chemicals. Ma- students in chemistry.
and information and education necessary thies hopes to incorporate the 12 principles
to put people out there who can work for of green chemistry, as outlined by Anastas
chemical companies, who can work for the and Warner, into the laboratory curriculum
government, who can work with advocacy in an effort to illustrate to the students the

30
Funding

the Future
The Howard Hughes Medical Institute contributes millions to
Berkeley research
by Meredith Carpenter

I t’s a scientist’s dream: at a time when fund-


ing is scarce and many take the safest re-
search route to guarantee results for that
ing programs, international researchers, and
research opportunities for predoctoral and
premedical students. It is one of the largest
based on a specific research proposal, which
is the method used by government agencies
like the National Institutes of Health (NIH)
next grant application, you’re given a million philanthropic organizations in the United and the National Science Foundation (NSF).
dollars a year and instructed “to take risks, States, second only to the Bill and Melinda “The main goal is to identify the best sci-
to explore unproven avenues, to embrace Gates Foundation. There are currently 13 entists doing the most original and creative
the unknown—even if it means uncertain- HHMI Investigators at UC Berkeley, of whom work and give them enough resources for a
ty or the chance of failure.” Want that new five were appointed in 2008. In addition, in long enough period of time to allow them to
$500,000 microscope? Buy it. Have an idea April 2009, Professor of Molecular and Cell pursue their scientific curiosity,” says Tjian.
for an experiment that might take several Biology Robert Tjian was appointed the or- HHMI Investigators are awarded a re-
years of troubleshooting? Hire a new postdoc ganization’s new president, one of the most newable, five-year appointment. They remain
and go for it. This scenario, while fantasy for prestigious leadership positions in science. at their host institution, but they also become
most, has become reality for the 13 Howard The HHMI’s motto is “people, not employees of the HHMI, which pays their en-
Hughes Medical Institute (HHMI) Investiga- projects”—that is, it appoints scientists as tire salary and benefits and even compensates
tors at UC Berkeley. “investigators” instead of awarding grants the host institution for their laboratory space.
In addition, they receive about one million
From Spruce Goose to lab use dollars in funding a year and administrative
In 1953, the eccentric aviation magnate support for their labs. “We’re in this incred-
Howard Hughes founded a charitable re- ibly privileged situation where we can give
search organization. He was the sole trustee pretty substantial amounts of funding for
of the organization and transferred all of his pretty long periods of time,” Tjian explains.
stock from the Hughes Aircraft Company into “I’ve been a Hughes investigator for over 20
its coffers. As a result, the major aerospace years—that’s extraordinary generosity for any
and defense contractor effectively became a organization.”
tax-exempt charity, albeit one whose goal was
“to probe the genesis of life itself.” The Inter- Investigator rising
Image by Niranjana Nagarajan

nal Revenue Service, understandably dissatis- Since the early 1990s, the HHMI has
fied with this arrangement, soon challenged held periodic national competitions to
the organization’s non-profit status. So, in search for new investigators. Prior to 2006,
the late 1950s, the Howard Hughes Medical they would invite about 200 research insti-
Institute began funding 47 medical investiga- tutions—universities and academic health
tors at nine different institutions. centers—to nominate two to four researchers
As of 2008, the HHMI’s endowment had “in the ascending phase of their career” for
grown to a whopping $17.5 billion that funds each competition. Starting in 2006, however,
Robert Tjian, Professor of Molecular and Cell Biology at
354 investigators at 71 host institutions, as UC Berkeley and HHMI Investigator for 20 years, is the the competitions have been “open,” mean-
well as a myriad of grants that support teach- new president of the HHMI. continued on page 35

31
Cal’s Newest HHMI Investigators
Christopher Chang
Assistant Professor of Chemistry and Faculty Scientist in LBL’s Chemical Sciences Division

To Christopher Chang, copper isn’t Domaille plans to use these sensors to study the distribution

Photo by Noah Berger/AP, ©HHMI


just the stuff pennies are made of. In of copper in cells in culture, and eventually even in live animals,
fact, trace amounts of copper, as well to understand more about its function, storage, and distribution
as other metals like iron and zinc, in the brain. “We’re looking at what I’d call waves or packets of
FEATURE HHMI

are required for proper function- metal pools moving around,” says Chang, “things you wouldn’t
ing of the human nervous system, normally think that copper would do, so it must have its own chan-
though the reasons for this are still nels, transporters, and targets.” Misregulation of copper pools in
poorly understood. “It’s interesting the brain has also been linked to diseases such as Alzheimer’s and
to us because brain tissue actually Lou Gehrig’s, so work in the lab may aid in the understanding of
contains more of these metals than any other part of your body,” those disorders.
says Chang. The Chang lab uses chemistry to study neurobiology, The Chang lab is also looking into the role of reactive oxygen
with the goal of better understanding how the brain works on the species, and particularly hydrogen peroxide, in normal brain func-
molecular level. tion. Reactive oxygen species are molecules that can produce free
To study the role of copper in the brain, the lab is working radicals, which can damage DNA and other cellular components.
on ways to visualize the metal in living cells, particularly under However, “we’ve been interested in this idea that in certain places,
conditions of neural activity, neural stem cell development, in- generated at certain times and at certain levels, hydrogen peroxide
jury, and disease. “We’re approaching it from a chemical point of has a role in neurotransmission and stem cell growth and develop-
view, where we develop a fluorescent probe ment in the brain,” says Chang.
that will selectively detect copper, and use “Because it’s so complex, it To study the role of hydrogen peroxide,
that new tool to do experiments that were makes sense that it would members of the lab are taking a similar ap-
previously inaccessible due to experimental
limitations,” says Dylan Domaille, a gradu-
need different chemistry proach to how they study copper—designing
fluorescent sensors that can report on the
ate student in the Chang lab. “It’s been ob- than you would find presence of the molecule. “We have a small
served that copper is released during syn- anywhere else.” molecule that fluoresces in the presence of
aptic activity, and recent evidence suggests hydrogen peroxide, so it’s a way of asking if
some sort of neuroprotective effect,” he explains. “That’s probably there’s any hydrogen peroxide in what you’re looking at,” explains
one of the predominant hypotheses now in terms of what’s hap- Evan Miller, another graduate student in the lab. “We’re particularly
pening in the brain, but we want to know what’s happening on interested in living systems because hydrogen peroxide is part of
the molecular level at a higher resolution.” how cells talk to each other.” In fact, Miller has already used one of
One complicating factor is that copper can actually exist in these molecules to map molecular pathways of hydrogen peroxide
two forms depending on its number of electrons—while it mainly production in living brain cells.
takes the form of copper(II) in nature and outside the cell, it is Ultimately, these studies have implications for understanding
changed into copper(I) at the cell membrane, and this is the pre- aging and neurodegeneration, in addition to illuminating how the
dominant form inside the cell. “We’ve got a few copper(I) de- brain works on a basic level. To Chang, the existence of signaling
tectors, but copper(II) is more difficult,” Domaille explains. “It’s pathways unique to the brain is not surprising. “You have some-
easy to make a molecule that fluoresces and then turns off when thing that’s really unique in terms of controlling senses like sight,
it binds copper(II). But practically, that’s difficult to use because hearing, thought, memory, and motor skills,” he says. “So because
you’re looking for a dark spot in a bright background, and you’d it’s so complex, it makes sense that it would need different chemis-
rather look for a bright spot on a dark background. We’re still try than you would find anywhere else.”
working on that.”

A probe designed by the Chang lab


Image courtesy of Chris Chang

for detecting copper(I) in neurons.


Coppersensor-1 (or CS1, the chemi-
Cu(I) cal structure depicted at left) only
fluoresces in neurons when copper
(Cu) is present.

32
Cal’s Newest HHMI Investigators
Abby Dernburg
Associate Professor of Molecular and Cell Biology and Faculty Scientist in LBL’s Life Sciences Division
Photo by Noah Berger/AP, ©HHMI; Image courtesy of Abby Dernburg

Abby Dernburg studies a type of cell division called meiosis, which produces gametes (eggs and sperm) in
sexually reproducing organisms. Gametes contain half the genetic material of the parent—in humans, one set
of 23 chromosomes. That way, when two gametes are combined at fertilization, the complete complement of
genetic material (in humans, two sets of 23 chromosomes, one from each parent) is restored, resulting in new
genetic diversity. A key step in meiosis is the exquisitely controlled pairing of the two sets of chromosomes,

FEATURE HHMI
each with its so-called “homolog.” This step ensures that when the
chromosomes are distributed to the gametes, each gamete gets one
copy of every chromosome. Errors in this process, which result in
missing or extra chromosomes in the offspring, can cause problems
ranging from Down syndrome to miscarriage.
Using the nematode worm Caenorhabditis elegans as a model organism, members of the
lab study the mechanisms underlying the pairing of homologous chromosomes. Worms are
especially useful for these studies because they are transparent, giving researchers a con-
venient window for watching the stages of meiosis in the live organism. The Dernburg lab
has already discovered that, in worms, specific sequences of DNA on each chromosome are
required for the pairing of homologs during meiosis (see BSR Spring 2007). Without these
sequences, the chromosomes are unable to find each other and are segregated incorrectly. In
addition, Dernburg has identified proteins that bind to the sequences and help bring the two Gamete precursors undergoing meiosis in
homologs together. Now, members of the lab are investigating the steps of the pas de deux that a nematode worm, stained to highlight the
chromosomes (blue) and one of the specific
culminates in the physical pairing of each set of chromosomes. In addition, they are studying sequences that helps homologous chromosomes
how the cell checks whether chromosomes have paired before allowing meiosis to continue. pair (orange).
Photo by Noah Berger/AP, ©HHMI; Image From Mossman et al., Science 310, 1191-3 (2005). Reprinted with permission from AAAS

Jay Groves
Associate Professor of Chemistry and Faculty Scientist in LBL's Physical Biosciences Division
Jay Groves’s research defies placement in a single department. A biophysicist by training, he is a professor
in the chemistry department who studies cell membranes. Groves is interested in how large-scale col-
lective interactions, such as the association of individual lipid molecules and proteins that make up the
cell membrane, affect the overall properties of the system without changing its chemical makeup. For
example, signaling across the cell membrane (i.e., relaying a signal originating from outside of the cell to
the inside) occurs through specific proteins embedded in the membrane. However, in some cases, it is
not simply the action of a single signaling protein that matters, but also the clustering of those proteins
into patterns.
One example of this phenomenon, and a focus of research in the Groves lab, is the T cell receptor
(see BSR Spring 2006). When a cell is infected by, for example, a virus, it takes pieces of proteins from that virus and displays them on
receptors on its surface—a signal that helps to draw the attention of immune cells. One of these immune cells is the T cell, which uses
its T cell receptor to bind to the receptors on the infected target cell. During this interaction, the
bound receptors cluster into a bull’s-eye configuration, and the T cell is activated to kill infected
cells or help mobilize other immune system cells.
It would be difficult to study this interaction and clustering using traditional molecular biology
methods, so Groves takes a very different approach. He uses live T cells, but the interacting cell is
replaced by an artificial cell membrane, complete with receptor proteins, on a nanostructured sur-
face that allows Groves to guide the movements of the interacting proteins. He then constrains the (left) A T cell bound to the artificial cell
movement of the bound receptors in certain ways, creating “spatial mutations” in otherwise chemi- membrane. (right) The same cell, with its T
cally equivalent cells, and watches how these changes affect T cell activation. Using these tools, cell receptor fluorescently labeled in green
and the receptors on the artificial mem-
Groves and his former student Kaspar Mossman found that the radial positioning of the receptors is
brane labeled in red. Note the disruption
required for proper signaling activity. Currently, in addition to continuing his studies of the T cell re- of the bull’s-eye pattern by the grid on the
ceptor, Groves is using his hybrid cell system to investigate mechanisms of cell signaling in cancer. artificial membrane.

33
Cal’s Newest HHMI Investigators
Yang Dan
Professor of Molecular and Cell Biology
Few UC Berkeley professors can claim to have a YouTube video of their research findings. But Yang Dan’s
video is understandably popular—it shows the viewer what it’s like to see through the eyes of a cat. Dan
studies the neurobiology of vision, specifically how visual information is encoded and processed in the brain
and how neural circuits are shaped by visual experience. “We think about coding—how do you take visual
input to turn it into electrical signal?” explains Dan. “And then you can also go backwards and ask how you
FEATURE HHMI

decode information. So if you observe the neural response, can you guess what stimuli were out there?” She
studies these questions on multiple levels, using mathematical models and measurements of neural activity
in both individual neurons and live brains to develop models for different aspects of vision.
Dan made the video now on YouTube by recording the electrical activity of 177 neurons in the cat’s thalamus, a region of the brain
that receives signals from the eyes. With knowledge of how these neurons responded to light and dark, she and her collaborators then
used sophisticated computer programs to translate the cells’ firing into a two-dimensional recapitulation of the animal’s field of vision.

Photo by Noah Berger/AP, ©HHMI; Image courtesy of Yang Dan


Though fuzzy (due to the small number of neurons sampled and the bypassing of any processing by other areas of the brain), a human
face crossing the field of vision is clearly discernible in the resulting movie.
This study was actually performed about 10 years ago, but the lab continues to study similar problems. “At one level we’re interested
in microcircuitry—at the single neuron level, who connects to who,” says Dan. “But the other half is a very new direction that has to do
with the global brain state.” She is interested in how the brain switches from one brain state, such as sleep or attentiveness, to another.
Neuroscientists already know that in the brain, individual neurons don’t fire independently; instead, they tend to fire in a coordinated
way with other neurons in their circuit, and it is the overall pattern of these oscillations that determines the brain state. “We know that
in the brain stem and the basal forebrain and hypothalamus, there are all these neuromodulatory circuits controlling the brain states,”
Dan explains. The patterns of activity (often measured by electroencephalogram, or EEG) in
different areas of the brain have been correlated with different brain states. “But that’s only a
preliminary understanding based on the anatomy. We want to know the exact mechanism of
how these neuromodulatory circuits interact and control the brain states.” To answer these
questions, the lab is using a combination of multi-electrode recording and imaging experiments
in live animals. Although this research is relatively new in the lab, Dan says the HHMI funding
will allow her to move forward faster. “When you’re struggling for funding, and write grants one
A series of frames from Dan’s cat vision
round after another, you’re much more conservative—you don’t want to branch out too fast,”
video, showing the actual image (top) and the
she says. “But with this, we can be bolder in terms of taking more risks. For me, it’s about how reconstructed image (bottom).
fast you can move.”

Michael Eisen
Associate Professor of Molecular and Cell Biology and Faculty Scientist in LBL's Genomics Division

Photo by Noah Berger/AP, ©HHMI


A major question in evolutionary biology today is how small changes, or mutations, in the DNA sequence
of an organism can translate to larger changes that eventually result in new species. Most mutations are
either neutral (have no effect on the organism either way) or harmful. While these do play a role in evolu-
tion, researchers have recently turned to changes in gene regulation—controlling when and where a certain
gene is expressed, or activated to produce the protein it codes for—as a previously underappreciated source
of evolutionary change. This idea is especially attractive because differences in the timing or distribution of
expression of a gene, especially during development, could have major effects without interfering with the
resulting protein itself.
Sequences of DNA flanking a gene usually contain the regulatory information for that gene, including
sites for proteins to bind that enhance or reduce expression of that gene. The Eisen lab studies these regulatory sites in various species of
fruit fly, one of the classic model organisms for genetics, using both computational and experimental techniques. The complete genome
sequences of 12 different fruit fly species have been determined, an effort spearheaded by Eisen, allowing members of the lab to find
and compare the regulatory regions of the same genes between species. In some cases, differences in these regions have been found to
be directly responsible for physical differences. However, Eisen is especially interested in the regulatory regions that have retained the
same function despite numerous sequence changes. As they explained in a 2008 paper in the journal PLoS Genetics, “We believe that
identifying divergent [regulatory sequences] that drive similar patterns of expression, and distilling the common principles that unite
them, will allow us to decipher the molecular logic of gene regulation.” Ultimately, Eisen hopes that his research on fly gene regulation
will shed light on not just evolution, but also on the sources of variation in the human genome.

34
ing researchers from 121 top institutions can This group creates lists of the top applicants; allowed me to buy instruments and get into
apply directly, although institutions can still however, the final decisions are made by the a kind of science I couldn’t do otherwise. It
nominate researchers who do not nominate President and one or two of the Vice Presi- kicked me up a couple of notches, and I think
themselves. “I think it’s a much more demo- dents of Scientific Research. most people’s experiences are like that.”
cratic way of doing it, because you don’t have Tjian also emphasizes that the HHMI
this middle layer of people making decisions Kicking it up a notch hopes the funding will not benefit the recipi-
about who should be nominated and who For those lucky few who are selected, ent lab alone. “It allows you to hire the right
shouldn’t,” says Tjian. “I was very happy to how does the money actually change their re- people, get the right kind of equipment, and
see that happen.” search? “The really big difference the Hughes then make the equipment available to your
Competitions usually take place every can make is that if you have one or two NIH colleagues. The whole idea is that within any
three years, but they are sometimes held grants, and they’re limited to $250,000 each, given department, only a small percentage

FEATURE HHMI
more frequently, with each one focused on you’re at half a million and you’re pretty are Hughes investigators, but we hope that
a particular research area or investigator ca- much tapped out,” Tjian explains. “Well, our the Hughes funds get used in a more equi-
reer stage. A recently completed investigator research might really need $1.5 to $2 mil- table way.” For example, several years ago
competition, held in 2007, resulted in the ap- lion, if you run a really aggressive research Tjian used his HHMI funds to start a mass
pointment of 56 new investigators—includ- operation. The Hughes was that lifeline that spectrometry facility, which consists of a set
ing five from Cal. “I think it’s fantastic that of instruments used to determine the ex-
Berkeley got five new investigators. MIT Down On the Farm act mass or sequence of amino acids in a
is the only other university that got five, protein (among other tasks); this facility is
A new crop of scientists is being cultivated at
and everybody else got three or less, which now open to the university community.
Janelia Farm, the HHMI’s “freestanding laboratory”
is a real statement for Berkeley’s quality,” located in Ashburn, Virginia. The farm–named for In his new role as HHMI President,
Tjian says. “Another thing I like about the Jane and Cornelia Pickens, whose parents origi- Tjian is contemplating his goals for the or-
Berkeley group is they’re very diverse in nally owned the property–is modeled after AT&T’s ganization, especially in light of the recent
their fields—they cover not just molecu- Bell Labs, which was famous for its basic research economic downturn. “A lot of it is trying to
lar biology, but also bioengineering and programs that produced such innovations as radio figure out where we can make the most dif-
chemistry.” astronomy, the transistor, the UNIX operating sys- ference—what fields and which scientists
The 2007 competition specified that tem, and UC Berkeley Professor/Secretary of Ener- should we be supporting that we’re not
applicants be between years four and ten of gy Steven Chu’s work on laser cooling that earned supporting today, and how much should
tenure-track faculty appointments. In con- him the Nobel Prize in Physics in 1997. we be doing outside of the borders of the
trast, the recent 2009 competition focused According to the HHMI’s website, the objective United States in the international scene,”
on early career scientists who have been of Janelia Farm is to allow scientists to “pursue fun- he explains. “There’s no doubt that there’s
faculty for only two to six years. And unlike damental problems in basic biomedical research tremendous talent all over the world that
in previous competitions, applicants for that are difficult to approach in academia or indus- the Hughes has not supported, and how
try because they require expertise from disparate
the 2009 competition were not required to much should we be viewed as an interna-
areas, they are too long-term for standard funding
already be receiving one or more active na- tional organization rather than a national
mechanisms, or they are outside the current pri-
tional research grants. The goal, according orities of other funding agencies.” However, rather one? That’s something I’m going to be
to the competition announcement, was “to than hosting researchers working on many unre- thinking about hard.”
identify the nation’s best biomedical scien- lated topics, the Janelia Farm senior staff chose to Clearly, the HHMI has been a major
tists at a critical early stage of their faculty concentrate on two main areas: the identification force in biomedical science, particularly in
careers, and to provide them with flexible of general principles that govern how information the last few decades. The idea of awarding
funding to develop scientific programs of is processed by neuronal circuits, and the develop- grants to people instead of specific proj-
exceptional merit.” The award recipients, ment of imaging technologies and computational ects is still unique in the realm of research
announced in late March, included Associ- methods for image analysis. funding. Regardless, the strategy seems to
ate Professor of Molecular and Cell Biology The labs at the research center are fully funded be working—12 of the current HHMI in-
Kristin Scott, who studies the biology of by the HHMI and are supervised by group lead- vestigators are Nobel laureates. “We don’t
taste perception. ers, who, because they are not required to perform know where the discoveries are going to
For all investigator competitions, ap- administrative duties or submit grant applications, happen,” says Tjian. “So you just have to
are expected to play an active role in research in
plicants must submit a curriculum vitae, find people who are really passionate about
the lab. Postdoctoral fellows and graduate students
a summary of their research plans, and what they’re doing. They don’t really see it
can also undertake research at Janelia Farm, though
five publications reflecting their most im- the latter must first attend either the University of as work—they see it as their life, and all
portant scientific contributions. The se- Chicago or Cambridge University for a year before they need are the resources.”
lection process takes about a year. “If you completing their PhDs at the Farm. “The junior fac-
start at 1,000 and you need to choose 50, ulty at Janelia Farm have groups of three people
you can imagine it’s a really rigorous re- only, and the senior faculty have groups of eight, so Meredith Carpenter is a graduate student
view process,” says Tjian. Once the list is they’re very small,” says Robert Tjian, HHMI Presi- in molecular and cell biology.
narrowed to a few hundred, it is sent to dent. “The idea is that you have no other distrac-
the HHMI Scientific Review Board, which tions–no teaching, no writing grants. Just do your
consists primarily of non-HHMI scientists. research and train your people properly.”

35
Lab on a Chip

Image by Niranjana Nagarajan


Tiny technologies offer big possibilities
by Paul Hauser

W hat do the next Mars rover mission,


an infectious disease testing unit, and
a mobile forensics van have in common? In
of biological discovery and diagnostics with
their surprisingly small and elegantly power-
ful devices.
are faced with a host of engineering challeng-
es and opportunities. This is where creativ-
ity can flourish, because creating microchips
the very near future, a group of UC Berkeley that combine multiple laboratory manipula-
scientists hope to equip all of these with di- Expanded scope, shrinking size tions presents nearly limitless possibilities
agnostic biological “chips” that can run bat- Spurred on by the potential of combin- for design, implementation, and testing. To
teries of tests on microscopic samples—from ing the physics of fluid dynamics with the accomplish these specialized tasks, scientists
Martian ice crystals to minute drops of blood. power of materials fabrication and design, as engineer chip components that filter, purify,
The chips, some as small as dimes and some well as the hope of using modern biological sort, distribute, catalogue, and even make
as big as compact discs, harbor integrated tools to solve complex problems, UC Berke- copies of biological elements. The funda-
technologies to manipulate and characterize ley researchers are working to create inte- mental physical and chemical properties of
biological samples, allowing the work of an grated solutions in the form of biological mi- the chip system simply provide the jumping
entire clinical lab to be done on a single, por- crochips. “These small chips give significant off point for implementing the appropriate
table biochip. With their size, accuracy and performance advantages compared to larger combination of intricate design strategies that
time-saving advantages, these mobile testing devices, making analysis a lot faster while still solve the problem at hand.
units are fast becoming the weapon of choice retaining the capacity to achieve very high
for diagnosing and fighting diseases ranging resolution data,” says Professor Amy Herr of Putting cells in their place
from equatorial dengue fever to rare genetic the Department of Bioengineering. Much of So what do these miniaturized on-chip
disorders. the improvement in data quality is a direct devices look like? In Professor Luke Lee’s bio-
These “labs-on-a-chip” are so named be- result of the chips’ size, since the engineering engineering lab, the chips commonly take the
cause they integrate laboratory procedures for and physics principles governing microchips form of an array of small moldable polymer
sample preparation, reagent mixing and bio- are markedly different from those that limit “traps” that capture cells from a microfluidic
chemical analysis on a single chip, essentially analogous large-scale laboratory instruments. flow. Imagine a glass-encased microchip that
replacing much of the bulky instrumentation Couple the increased resolution with the ex- looks strikingly similar to the Pac-Man game
or manual operations found in a traditional tremely small amount of liquid necessary to of yesteryear, with cells maneuvering through
laboratory setting. Because the elements con- run such chip analyses and it becomes clear a maze of paths and barriers. Pressurized
tained within these chips are highly variable, why these devices are making a big impact in flows push the cells along while single or
they can be designed to monitor everything diagnostic applications where samples, man- multi-cell mechanical barriers trap or gather
from food and beverage contamination to the hours, and time are all in limited supply. cells, preventing them from flowing out the
spread of HIV. And much like the micropro- As the lab-on-a-chip field races to inno- other end of the chip and housing the cells
cessor chip powered the computing revolu- vate ever more integrated, more automated, for downstream manipulations. The trapping
tion, researchers hope to seed the next wave and higher precision chips, biochip engineers wells can be manufactured to vary in size

36
ranging from large wells designed to collect control nanoliters of fluid (one billionth of a cause PCR requires successive heating, cool-
clusters of cells to microscopic traps that cap- liter), allowing for more efficient fluid con- ing, and mixing cycles, the chip can automate
ture single cells. trol and thus more sensitivity for on-chip this process and the reaction time is reduced
In addition to the maze of capture wells, measurements. As a result, chips can con- to less than 30 minutes, compared to the two
the lab has developed an on-chip procedure tain capillaries where, as Mathies describes, or more hours needed for the standard, lab-
to break trapped cells apart using a targeted “one microliter of fluid [one millionth of a scale procedure.
electrical current, releasing the cells’ inter- liter or close to the smallest visibly discern- In more advanced experiments, the lab
nal contents for further analysis. Under an able drop of liquid] would now be nearly two has expanded technology developed for the
alternative scheme, an electric pulse briefly meters long on-chip.” With this kind of accu- Human Genome Project to form rapid se-
compresses the cells’ outer membranes to racy and control, standard manipulations are quencing and genotyping chips that read
allow external genetic material to enter the transformed into entirely new dimensions of each “letter” of the genomic material within
cell and become incorporated into the host distance, time, and efficiency. a minute biological sample. In collabora-
genome. This on-chip genetic trick can be One traditional laboratory process that tion with Matthew Francis and Carolyn Ber-
combined with on-chip cell culture in which has benefitted tremendously from the re- tozzi, also in the Department of Chemistry,
a temperature-controlled chamber is used as duced scale and integrated fluid management the Mathies group developed a single chip
an incubator to proliferate single cells after is the polymerase chain reaction (PCR), a that combines single cell capture, PCR am-
applying the genetic modifications. Lee’s lab process that uses repetitive synthetic reac- plification of unicellular DNA or RNA, and
is now using these basic cell manipulations
to create chips that test and validate current
models of cancer cell adhesion, tumor forma-
tion, and nerve cell function.

From cells to genes


While Lee’s group manipulates whole
cells, chemistry professor Richard Mathies Sample
focuses on manipulating the biological mol- PDMS valve
ecules that compose the genetic basis of cells,
namely the cellular nucleic acids, DNA and
Temp.
RNA. The idea to focus on nucleic acids start-
sensor
ed rather unexpectedly from his group’s early
explorations of a simple valve system that
precisely gates and controls the on-chip flow. PCR Cathode
“What started as a very fundamental explora- chamber
tion of the power of a simple valve to control Separation
fluidics expanded to meet the many needs channel
Waste
Illustration courtesy of Peng Liu

of a wide variety of practical problems,” ex- Heater


plains Mathies. The valves, which can control
fluids with very high precision, have allowed
Mathies’s group to think creatively about Anode
the management of biological molecules
with sensitivities and scales unheard of just
a decade ago—an approach that has proved
particularly powerful for manipulating mol-
ecules like DNA and RNA.
The microvalves are manufactured
by sandwiching a thin piece of rubberized A schematic diagram depicting the contents and construction of a DNA forensics chip that was developed by the
Mathies lab. A small fluid sample is loaded (“Sample” port), and its flow is controlled at the valves (“PDMS valve”)
polymer between two etched glass plates or
such that the correct amount of DNA is loaded into the PCR chamber for replication by successive heating and
wafers. On the glass plate above the mem- cooling reactions. The amplified DNA fragments, which have a negative charge, are drawn toward the anode and
brane, a thin glass obstruction blocks the separate into discrete bands that are “read” by a laser (a process known as capillary electrophoresis).
flow of liquid while the plate below contains
an etched depression that is connected to a
vacuum pump. Any time a vacuum is ad-
ministered from beneath the depression, the
rubber is displaced down and away from the tions to make millions of copies of identical a genetic screen to compare that cell’s DNA
glass barrier to allow fluid to flow through DNA sequences. The on-chip equivalent of or RNA with other cells in a mixed popula-
the valve as long as suction is applied. This PCR now uses only hundreds of nanoliters tion. Each of these steps involved significant
elegant control mechanism has given bio- of liquid instead of the classical instruments testing and validation in isolation. More such
chips the capability to precisely measure and that use a thousand times more volume. Be- collaborations are in the future, as single-cell

37
An example of a cell culture
device developed in the Lee lab
(left). Cells are loaded into the
circular chambers on the right
and can grow for a period of
days or weeks. Nutrients diffuse

Images by Frankie Myers (left) and Niranjana Nagarajan (right)


through the walls of the chamber
much like blood diffuses through
a capillary bed in the body.

An example of the type of glass-


FEATURE Lab on a chip

etched chips being used in the


Herr lab (right) to manipulate
and analyze proteins from
small biological samples. Fluids
containing proteins and solutions
to be mixed with these protein-
containing fluids are loaded
through the small circular ports
and the fluid flow passes through
the microchannels seen as lines
connecting the input ports.

genotyping experiments are seen as a neces- dents are primarily interested in harnessing size. Additional membrane-like elements that
sary tool for stem cell biologists, tumor and the advantages of the reduced-scale chips to filter or concentrate proteins from a micro-
cancer researchers and geneticists alike. arrive at new and more effective protein ma- fluidic solution also add separation power.
nipulations with the hope of improving both These complementary elements are used in
Prototyping protein chips laboratory and clinically relevant measure- concert through a combination of fluid flow
Efforts such as the Human Genome ments. As a first step in this direction, they and electric current to move and enrich pro-
Project and large-scale genetic screening for have introduced protein separation, labeling, teins in a prescribed way.
heritable diseases have provided compel- and detection systems into their glass-etched This technology is only useful if the
ling reasons to pursue DNA-based micro- chips. proteins can be visualized, which is usually
chip analysis, but Herr and other research- On-chip protein separation gels are one done by some sort of labeling procedure. In
ers are keenly aware that protein analyses are of the many customizable tools in Herr’s the lab and on-chip, researchers use purified
equally powerful for disease diagnostics. It is on-chip arsenal. These homogenous poly- antibodies that have light-emitting molecules
proteins that really do the work of keeping mer gels start as a liquid that is introduced attached to them to bind to and visualize
cells healthy and fighting off disease. Accu- into an empty chip and solidified into place proteins that they are interested in following.
rate and real-time measures of such processes with the aid of laser light. Once the gel is in While long available on the lab scale, the re-
through protein profiling affords great power place, an electrical field is applied to the chip duced scale environment of the chip allows
for improving treatment regimes and individ- to drive charged proteins through the gel in Herr to concentrate and then label proteins
ualized drug development. Herr and her stu- accordance with their molecular charge and to measure samples of very low abundance.

One Cell, Two Cell, Red Cell, Blue Cell

There are all kinds of different cells, and often the number and type The potential medical applications of these pores were the driving
of cells in a sample can provide a lot of information about the health force in their creation. Professor Lucy Godley of University of Chi-
of a patient or the success of an experiment. Wouldn’t it be great if cago, a coauthor on the Lab on a Chip paper, is interested in develop-
there were a quick and easy way to count and characterize cells? Me- ing a means to quickly diagnose acute promyelocytic leukemia (APL),
chanical engineering professor Lydia Sohn’s lab designs microscopic a blood cancer that usually afflicts adults and can cause fever, fatigue,
pores, hardly wider than a single cell, to do just that. weight loss, and other unpleasant symptoms. APL is readily curable,
The pores are millimeter-long channels, through which liquid flows but treatment must be administered quickly, often within 24 hours of
and conducts a current. Foreign objects (including cells) entering the admittance, and is dangerous when given to non-APL patients. APL
pore block the flow and thus cause a drop in conductivity. To actually patients admitted on nights and weekends are sometimes not di-
characterize specific cells that pass through, the pores are lined with agnosed quickly and may die as a result. Godley believes a device
antibodies that interact with markers on the cell surface, slowing based on the pore system could provide a quick and simple method
cells with the marker of interest. By measuring the duration of the of detecting APL-associated cell types, allowing a faster response
conductivity drop, it is possible to distinguish between cells with the and hopefully saving lives. The portability and low cost of the system
marker (long drop) and those without (short drop). Sohn published a should make its incorporation into the medical field relatively easy.
paper in the August 2008 issue of Lab on a Chip demonstrating proof- The devices themselves cost less than a penny each, and the handheld
of-principle for this system. box to monitor pore conductivity costs only $1000.

38
These measures are then used to distinguish iated Joint BioEnergy Institute (JBEI) and the ly sensitive blood serum measurements to see
normal and disease-associated protein pro- University of Michigan School of Dentistry if leakage from the central nervous system to
files in just a single drop of liquid, such as published a paper showing that on-chip mi- the plasma can be detected, and whether this
from a tear, a drop of saliva or spinal fluid ex- crofluidics can be used to accurately test saliva correlates with the degree of trauma.
tractions, creating “a cleaner format through for proteins that have clinical importance for The diagnostic power of biochips is cer-
which standard clinical measurements can be oral health. This so-called point-of-care diag- tainly not limited to diseases of the Western
done in an automated or hands-free way,” as nostic study shows that fluorescence-based and developed world. Herr is just beginning
Herr says. measurements of a saliva protein known to to become involved in infectious disease diag-
be associated with progressing gum disease nosis through affiliations with organizations

FEATURE Lab on a chip


Beyond the halls of science can be used to accurately screen patients for like the UC Berkeley Center for Emerging
While careful not to overstate the im- their relative risk of advancing oral disease. and Neglected Diseases and an international
pacts of their work that is, at the moment, And while the results are highly significant group, the Program for Appropriate Tech-
still largely performed within the confines of themselves, the added benefit is that Herr had nologies for Healthcare (PATH), that seeks
the lab, UC Berkeley–based lab-on-a-chip re- only to “ask for small samples and could get to bring healthcare solutions to international
searchers all have visions of developing and out meaningful results, making their clinical rural communities.
validating chip systems with broad applica- collaborators very happy.” Additionally, she With a similar mission, and eye towards
bility to real world problems. As Herr notes, says, “if we can do it fast and in an automated solving international problems cost-efficient-
“most of my lab right now is working on the way they are even happier because they don’t ly, Bernhard Boser of the electrical engineering
basic material science, systems engineering, have to dedicate their time and resources ex- department has been working for some time
and electrophysics of what’s happening inside amining these samples.” on chip-based measurements of dengue fever
the integrated chips, but all of them have the Another project currently in the early infection. Boser has developed a small silicon
goal of making quantitative measurements of stages of testing and development in her lab chip that can directly measure blood samples
clinical relevance.” And why not, since the is a diagnostic measurement of traumatic for the presence of dengue fever antigens as a
microchip platform can address problems brain injury using protein assays of cerebro- result of a viral infection. Inside his chip, the
that in some cases other methods cannot. spinal fluid and serum. While the details of patient’s blood is mixed with tiny magnetic
In addition, many of the on-chip assays are which proteins will be measured in the study beads attached to antibodies that bind the
faster, more portable, sparing in their sample are still under consideration, she and her col- dengue fever antigens. There is also an im-
usage, and often more sensitive than their laborators plan to measure the levels of a few mobile plate coated with dengue antibodies
traditional counterparts. While cost can be a select proteins that will indicate the degree that is anchored to the chip. When the vi-
barrier for the one-of-a-kind chips, options of trauma and may also quantify the degree rus is present, an antigen sandwich is formed
for large-scale manufacturing are being pur- of natural and post-operative healing and re- that tethers the magnetic beads to the chip’s
sued that may soon create chips that can be pair that is taking place following a head in- antibody coated plate via the viral antigen.
produced cheaply enough to be disposable. jury. From a diagnostic perspective this holds Any unbound magnetic beads are washed
With this as a future paradigm, UC Berkeley great potential because many proteins can be out of the chip and then a device is activated
groups are eager to show that biochip assays measured from a single small sample, which within the chip to temporarily magnetize the
can provide immediate solutions for diagnos- eliminates the need for repeated, extremely bound beads. This magnetic signal strength is
tic and industrial needs. painful extractions of cerebrospinal fluid. recorded by the chip, which corresponds to
In a recent proof-of-principle study, Herr Novel discovery is also possible by augment- the number of bound beads and thus the pa-
and collaborators from the UC Berkeley-affil- ing the cerebrospinal fluid studies with high- tient’s viral load. Because his chips are cheap

Direct cell characterization can be useful for a number of clini- out in the field making diagnoses within a few years.
cal and research applications, but Swomitra Mohanty, a postdoc in In addition to directly saving lives, the pores can aid researchers
the Sohn lab, is interested in a different use for the pores: antibody working to better understand diseases. Bioengineering professor
detection. The body’s immune system creates specific antibodies in Irina Conboy studies stem cell aging, a process strongly tied to con-
response to different infections, so identifying antibodies can be a ditions such as Parkinson’s and Alzheimer’s. She needs to separate
means for diagnosis. The assay uses glass beads that only bind a given specific stem cells from mixed populations but finds existing sort-
antibody of interest. The beads are exposed to a patient’s blood ing techniques such as fluorescent-activated cell sorting (FACS) to
serum and then passed though the pores. If the antibodies of inter- be too difficult and destructive. FACS requires special preparation
est are in the serum, they will coat the beads, effectively increasing to label the cells before use, and during this time, cell function can
their size and leading to a greater drop in conductivity when travel- be affected. By contrast, cells can be put through the pores without
ing through the pore. Mohanty hopes to use this system to study any modification. In addition, while FACS requires many thousands of
neglected diseases, especially because the pores’ portability and low cells, the pores are effective with just a few hundred. Conboy is find-
price make them ideal for use in the developing world. Currently, he ing the pores to be a useful addition to her toolkit, and many more
is investigating the capability of the pores to distinguish between lep- researchers could similarly benefit from this new technology.
tospirosis and dengue fever, two tropical diseases with similar symp-
toms but very different treatments. With any luck, the pores will be ––Michael J. Brown

39
FEATURE Lab on a chip

A mock crime scene that


was established to test
the real-world applicabil-

Image courtesy of Peng Liu


ity of the DNA forensics
chip. Mock blood samples
were taken from paper
towels and clothing, and
within eight hours the
three samples were read
and genotyped on site.

(less than $1 each), thanks to economies of the levels and compositions of molecules nology that is routinely used as evidence in
scale brought about by the consumer elec- that can provide strong evidence as to the criminal court, but the Mathies lab has devel-
tronics industry and the use of older (but still past or current existence of life on Mars. The oped a chip that can analyze blood samples
very reliable) chip technology, he has long group took great pains to demonstrate that at the site of the crime in only a few hours by
envisioned modifying the chips to measure a the instrumentation was sufficiently sensitive a single technician. With the advent of this
whole host of disease antigens to assess infec- to make accurate measurements from a vari- chip, the multiple days of work by several
tion rates among isolated, at-risk populations. ety of samples found on the planet’s surface. forensic scientists are reduced to a chip, a
This type of on-the-ground rapid testing also “We really feel that we developed the most chip-reading instrument, a laptop, and a few
interests international health organizations sensitive measure of its kind that is currently man-hours of work.
who wish to track disease epidemics as they available, all because of the technological ad- Positioned on the brink of upward ex-
spread by making population-wide compari- vances that can be housed within our chips,” pansion, the lab-on-a-chip researchers at UC
sons of strain variation and environmental Mathies says. Berkeley all envision powerful ways that bio-
response to the propagating epidemic. Mathies and his group have also been logical microchips can expand opportunity
shaking up detection system development both inside and outside the lab. If chip tech-
Taking chips far and wide with more earthbound innovations by com- nologies successfully reach the marketplace,
It is easy to recognize how biochips are bining their DNA analysis technology with they will be able to provide up-to-date infor-
immediately applicable to health care and their chip manufacturing expertise. A group mation to help individuals and organizations
disease diagnostics, yet this is a narrow sub- of his scientists recently designed, tested, and to monitor and improve personal and public
set of the practical applications for micro- validated a fully self-contained human DNA health, food and drug safety, and environ-
chip technology. Lab-on-a-chip groups like forensics chip. The chip intakes a miniscule mental metrics. In what has commonly been
Mathies’s have repeatedly shown that chip- amount of human blood from a crime scene called our current “age of information,” these
based chemical detection systems that mea- and outputs a signature DNA profile that biological microchips are poised to be a key
sure a plethora of compounds have immense can be compared to a national databank of instrument for furthering our comprehen-
commercial and industrial utility for analysis previously characterized genomes. Within sion of the biological information that will
and discovery projects. Although the launch the chip, the extracted blood-borne DNA is be ubiquitously desired for its diagnostic and
timeline has recently been delayed to 2016, subjected to a PCR reaction to copy certain instructive power in the coming century.
his lab has already manufactured a chip and regions of human chromosomes that are so
reader that will travel aboard the next Mars highly variable from person to person that
Rover to look for biochemical traces of life on they are considered a unique DNA finger- Paul Hauser is a graduate student in nutrition
the Red Planet. This chip uses small samples print for every individual, even members of science.
collected from the planet’s surface to measure an immediate family. This is the same tech-

40
Peering
How archaeolog y
into the Past by Hanadie Yousef

informs our modern lives

For the majority of us, Hawaii and Greece


are spring break paradises filled with beautiful beaches
Image courtesy of Nemea Center for Classical Archaeology

and lavish parties. But for UC Berkeley archaeologists, these places are
rich with artifacts waiting to be excavated and analyzed. Archaeology, however, is not
limited to ancient bits of pottery. In actuality it covers a range of disciplines and hundreds of thousands of years of history.
While in some cases archeologists study the evolution of ancient civili- ancient ruins. Archaeologists have been uncovering ancient artifacts in
zations, archeology is also used to better understand more recent societ- Greece for over 100 years, and in some ways the history of the country
ies. Whether it is the study of ancient Greece or Hawaiian agriculture, seems completely exposed. But when UC Berkeley’s Classics Depart-
Berkeley archaeologists are traveling the globe to dig up the mysteries ment started its own archeological excavation in 1973, there was still
of our predecessors. an important question to be resolved. Written records suggested that
athletic competitions similar to today’s Olympics were held in Ancient
Unearthing history Nemea, located near Athens but there was no known physical evidence,
In a single day in modern Athens, an ambitious tourist can see the and the historical events surrounding these games were also obscure.
Acropolis, the Parthenon, the Temple of Zeus, and a number of other The search for evidence of the Nemean Games, carried out by

41
Professor of Classical Archaeology Stephen bump-raising thrill was the discovery of the asked him about it, he all but dismissed the
Miller and his team of archaeologists, re- entrance tunnel to the stadium,” says Miller. question. “At some point in the third week
quired a number of phases. First, they had to “We proved that the Greeks, at least by the age or so, a student put up her hand and said,
study the surface debris of stone or ceramics of Alexander the Great, knew how to build ‘Professor Miller, you have told us all about
at various sites to choose an interesting place the arch and the vault, a discovery that actu- the athletic competitions and various ath-
to begin their search. Next, they began exca- ally made it into the Encyclopedia Britannica letic facilities and athletic practices, but you
vating the site, digging deeper and deeper to Yearbook.” The arch and the vault are a fun- haven’t mentioned any locker rooms.’ ‘Well,’
move backwards through time. Each layer of damental construction system used to create I responded, ‘you have learned that the an-
soil was searched for broken pieces of pot- roofs or ceilings and span the space between cient Greeks competed in the nude so you
FEATURE Archaeolgoy

tery, coins, and other artifacts to deter- should understand they didn’t need
mine the time period of that soil deposit. locker rooms to put on their uniforms.’
All the materials were collected, labeled, Her hand shot back up. ‘But Professor
and taken to the site’s museum for clean- “The single biggest, chilling, goose Miller, where did they leave the clothes
ing, conservation, and cataloguing. bump-raising thrill was the discovery they took off?’ No scholar, to the best
Bits of pottery can provide valuable of my knowledge, had ever asked that
information through chemical analysis of
of the entrance tunnel to the question, and it came back to me 15
their composition and residue found on stadium.” years later when the Nemea locker room
their surfaces, but piecing together an en- began to emerge from the earth.”
tire vessel provides a much fuller view of Besides discovering the physical
its purpose and implications for the so- remnants of the ancient Greek athletics,
cieties that used it. “This process is much like walls and other supports. It had been previ- Miller and his graduate students also uncov-
putting together a jigsaw puzzle,” says gradu- ously assumed the Greeks used a simpler sys- ered key events that shaped the history of
ate student John Lanier, who has worked in tem that only supported flat roofs. the Nemean Games. They found evidence
Nemea studying ancient Greek pottery un- Miller also discovered an ancient locker that Nemea, which began to function as an
der the guidance of Kim Shelton, Assistant room where the Greeks could undress be- athletic center in 573 BCE, was destroyed in
Professor in the Department of Classics and fore competing in the nude—the first ever 415 BCE and that the destruction was accom-
director of the Nemea Center for Classical identified locker room from Ancient Greece. panied by fire, bronze arrowheads, and iron
Archaeology, founded in 2004 upon Miller’s When Miller began his excavation, locker spear points. “In other words, a battle was

retirement. “These same techniques gener- rooms were the furthest thing from his mind. fought in this neutral, apolitical sanctuary, al-
ally have been used in archaeology since the In fact, when a student in an undergraduate most certainly with the Spartans,” says Miller.
early 20th century,” says Shelton. “But work course he was teaching in 1975 “The excavations have also
was conducted more quickly, less care- shown that the games did
fully and by more work- not take place at Nemea
ers. Less was also known for a couple of generations
about the historical and thereafter, even though we
chronological context of know from written sources
the finds than we know that they were held during
now.” this period.”

Images courtesy of Nemea Center for Classical Archaeology


Over the course When the stadium
of their time in Nemea, was destroyed, the Nem-
Miller and his cohort of ean Games were relocat-
graduate students discov- ed to Argos until around
ered the stadium where 330 BCE. The athletic
the Nemean Games were competitions returned
held, as well as many new to Nemea, together
historical and cultural facts with a major building
about the ancient Greeks. program including the
For example, the excavation stadium and its accou-
of the stadium proved that trements that Miller
the ancient Greeks accom- discovered. From this
plished far more in terms of time period, the team
architectural complexity than Digging into the foundation of the Nemean Olympic site. unearthed, among
previously thought. “The other findings, a new
single biggest, chilling, goose Temple of Zeus, a ho-

42
tel, and a bathing house. Despite slain by a serpent.
this vast construction, within two Apart from a shrine
generations (by 271 BCE), the for Opheltes that
games had left again for Argos was excavated by
and never returned. In the end, Miller’s group and
according to Miller, the Nemean probably built many
Games were held in Nemea for hundreds of years
only about 25% of their history. after Opheltes lived,
One of Miller’s proudest there is no evidence

FEATURE Archaeolgoy
achievements thus far in the that Opheltes was ever
study of Ancient Nemea has in Nemea. The history
been the resurrection of the that has been passed
Nemean Games, beginning in through the ages by
1996. Today’s Nemean Games word of mouth, poetry,
are organized and run by a and folk tales indicates
local group, The Society for that the events the
the Revival of the Nemean myths are based on took
Games, in collaboration with place in the Bronze Age,
UC Berkeley. “Although the Nemean Games Berkeley archeologists sift at which point Nemea
were known previous to Berkeley’s arrival at through soil to uncover ancient artifacts at Nemea. was a kingdom. By the
the site, it was Professor Miller who found the time the Nemean Games were held, Nemea
location and excavated the stadium, and who was not a town with inhabitants, but just a
was instrumental in creating the society for plans to take research in a new direction. In sanctuary for Zeus and a site for the games.
the revival of the games,” says Shelton. particular, she is interested in why Ancient Shelton is making plans for new excava-
Nemea was chosen as a site to honor Zeus in tions, beginning in 2010, to find evidence of
Digging deeper into time the first place. According to myth, the Nem- human settlement in Ancient Nemea before
As the current director of the Nemea ean Games were founded after Opheltes, the the founding of the games. She wants to know
Center for Classical Archaeology, Shelton baby son of a Nemean king, was tragically who was in Ancient Nemea during the time of

Ancient Nemea, like touch the ground until


Olympia, was not a
city, but a festival cen-
Histor y of the Nemean Games he had learned to walk.
Lykourgos assigned a
ter that hosted athletic slave woman the task
competitions under the flag of truce. “The Nemean Games rep- of caring for the child, but one day when men known as the
resent the first, and perhaps the only, time in the history of Seven Heroes passed through Nemea on their way to a battle in
mankind that wars were stopped on a regularly recurring and Thebes the slave woman placed Opheltes on a bed of wild cel-
predictable calendric basis,” says Miller. “This was not an ad hoc ery while she went to get the men something to drink. Ophel-
truce–we need to stop fighting next Saturday so we can bury tes was killed by a snake bite, fulfilling the prophecy. The funeral
our dead–but a real force for bringing all Greeks together in games that were put on by the Seven Heroes in his honor were
trading the battle field for the playing field.” Many have argued said to be the beginning of the Nemean games.
that these athletic and peaceful festivals are the ancestors of “The athletic competitions consisted primarily of stadium
today’s United Nations and Olympic Games. races of various lengths, chariot races in the hippodrome, and
The Nemean Games were religious festivals to honor the there would have been some field events, like a discus throw
God Zeus and consisted of specific religious rituals. The festival and javelin throw, as well as some wrestling and boxing,” says
was initiated at an altar in front of Temple of Zeus, where there Shelton. The modern and modified Nemean Games are held
would be sacrifices and prayers to the god for good perfor- once every four years, the fourth Nemead having taken place
mances, followed by a procession to the stadium. The competi- this past summer with record attendance. In ancient times, only
tions would last for one to two weeks, with a big sacrifice and men were allowed to participate and watch the competitions,
feast at the end to thank Zeus for victories. The victors would which took place in the nude. Nowadays, men and women of
then dedicate part of their winnings to Zeus in a final show of all ages can participate, and competitors wear small chitons (tu-
honor. nics) and run barefoot like in the ancient period. The games
The origin of the Nemean games is believed to lie in the myth consist of 100 meter dashes and 7.5 kilometer races.The longer
of Opheltes. When Opheltes was born, his father Lykourgos race starts at the Temple of Hercules in Kleonai and ends in the
consulted the Oracle at Delphi to find out how he might ensure Nemean stadium.
his son’s health. The priestess replied that the baby must not

43
the myths and what their lives were like. She archaeologists are studying civilizations that Kirch, director of the OAL and professor in
also wants to learn more about the religious existed more recently. On a different set of the Departments of Anthropology and Inte-
history of the site. During the times of the islands, these in the Pacific Ocean, Berkeley grative Biology, is heading the project on the
Nemean Games, Nemea contained not only a archaeologists are actively studying native Berkeley end, while his principle collabora-
stadium for the games, but also held temples, Hawaiian society and its relationship to agri- tor from Stanford is biology professor Peter
gardens, and cyrpus groves that made up an culture. The Oceanic Archaeology Laboratory Vitousek.
entire sanctuary to Zeus. Was there also a (OAL), established by UC Berkeley in 1989, Kirch’s team is trying to understand how
sanctuary in the time of the myths, during carries out research into the archaeology, pre- the agricultural systems of pre-European Ha-
the Bronze Age? In other words, do religious history, and historical anthropology of the waiians related to the environmental aspects
FEATURE Archaeolgoy

practices such as sacrifices and rituals go Pacific Islands and their indigenous peoples of the landscape, such as soil nutrient distri-
back to prehistoric times? Shelton’s exper- and cultures in the hope of applying what bution and the long term effects on soil prop-
tise is in ceramics and pottery, and she hopes they learn to modern agriculture. erties, and its sustainability. “We are looking
to study these types of artifacts, along with Since 2001, archaeologists, ecologists, at the linkages between agriculture, soils, and
small metal fragments and any architectural demographers and soil scientists from sev- human population, through the perspective
evidence, to separate myth from fact. eral universities, including UC Berkeley, of archaeology. We are linking natural science
have been collaborating on archaeology proj- with social science to determine the real long
Ancient sustainability in Hawaii ects in Hawaii. They are using Hawaii as a term processes associated with changing so-
Shelton’s and Miller’s work fits the tra- model system to understand the link between cieties,” said Kirch.
ditional view of archeologists as researchers changing social and political structures of Kirch and his colleagues have studied
uncovering the history of civilizations that human civilizations and their non-industrial- the effect of long term agriculture and the
existed thousands of years ago, but some ized agricultural production systems. Patrick impact of several hundred years of cultiva-

Images courtesy of James Flexner

Pre-European Hawaiians tended scenic fields like this one in the Kahikinui agricultural zone for several hundred years.

44
tion on soil nutrients on the Hawaiian island
of Maui by combining a geochemical method
of dating with an archaeological approach.
Kirch’s team mapped out the landscape of
the Kahikinui agricultural zone, locating all
temples that operated as centers for control-
ling overproduction. Based on this analysis,
they chose to study layers of soil in various
locations once used by native Hawaiians for

FEATURE Archaeolgoy
cultivation, as well as the layers of soil from
uncultivated areas as a comparison. They
then measured physical characteristics of the
soil such as pH, density, color, texture, and
the amount of key chemical nutrients. “We
were able to get quantitative measurements
of key nutrient loss in soil over 300 years of
intensive cultivation,” said Kirch. The team
has found that the soil used by Hawaiian
farmers for growing crops has significantly
lost its nutrient value, which affects crop
yields. In a research project published in Sci-
ence, they showed that centuries of cultiva-
tion resulted in significant loss (28 to 75%)
of calcium, magnesium, sodium, potassium,
and phosphorous content.
Kirch and collaborators are also studying
the relationship between climate, soil fertility
and the kinds of agricultural systems devel-
oped on the Hawaiian archipelago by the na-
tive Hawaiians before European contact. In
another Science paper, Kirch and collabora-
tors analyzed climate and soil fertility on the
young and old islands in the Hawaiian archi-
pelago to determine the methods of farming
used by native Hawaiians in the past. They
distinguished between two kinds of agricul-
ture, one suitable for drylands that depends
on rainfall to feed crops, and an agricultural
system based on wetland irrigation. They re-
ported that irrigated wetland agricultural sys-
tems are found primarily on the older islands
due to their well-developed natural drainage
networks. In contrast, archeological evidence
has shown that dryland agricultural systems Alex Bare and students lay out an excavation grid in Kaupo, Maui.
are constrained to younger islands.
To determine the factors that confined
large dryland agricultural systems to the are more predictable and controllable. that this may explain why aggressive and ex-
younger islands, Kirch’s team studied the The differences between rain-fed dry- pansive chiefdoms developed on the younger
rainfall and soil fertility in the Kohala Moun- land and irrigated wetland agricultural sys- islands, while societies on the older islands
tain area. They found that on the younger is- tems on the younger and older islands of the were more peaceful.
lands, the amount of rainfall and soil fertility Hawaiian archipelago give insight into the so-
fell in the boundaries necessary to allow high cial and political structures of the native Ha- The timing of societal evolution
crop yield from intensive dryland agriculture, waiian societies that developed on these is- Berkeley researchers in Hawaii are also
while on the older islands, greater rainfall re- lands. Dryland agricultural systems are more studying the sociopolitical and religious
sulted in less fertile soil, as measured by the labor-intensive, have lower crop yields and changes that took place in Hawaii before Eu-
amount of phosphorous and base nutrients are more vulnerable to climate perturbations ropean contact. In particular, they are looking
therein. Nevertheless, wetland irrigation agri- in comparison to wetland irrigation systems. at the types of rituals conducted to honor the
cultural systems allow greater crop yield and Therefore, Kirch and his colleagues inferred god of agriculture at the temples construct-

45
ed at agricultural sites. Coral branches were
thought to be sacred to the god and were
taken out of the sea and placed on temples to
honor him. Based on a precise dating meth- Leprosy Settlements in Hawaii
od that measures the decay of the element
uranium to the element thorium, known as
thorium-230 dating, Kirch’s group and his James Flexner, one of Kirch’s graduate To accomplish his goals, Flexner has
colleagues dated the coral offerings and de- students, is conducting an archaeologi- conducted surface mapping and exca-
termined the exact construction period of cal study of the inmates of the leprosy vations at different kinds of house sites
FEATURE Archaeolgoy

temples to honor the gods of agriculture at settlement at Kalawao, which was active from the Kalawao settlement. He’s also
the Kahikinui district on the island of Maui. from 1866-1900. Leprosy is caused by been analyzing numerous artifacts he has
The usual method used to date archaeo- the bacteria Mycobacterium leprae, which collected from the old inmates of the
logical remains, radiocarbon dating, mea- stimulate a severe inflammatory reaction leprosy settlement and is also looking
by the body that damages the peripheral into numerous archives, researching the
sures the relative amounts of two isotopes of
nerves and upper respiratory tract. The relevant 19th century documents to try
carbon, one common and one relatively rare,
primary external symptoms of leprosy to understand what people in the past
and assigns a date to the objects based on are skin lesions that, when left untreated, thought about leprosy.
those amounts. While the use of thorium-230 eventually lead to permanent damage “What’s really interesting is the fact
to date objects has been available for some of the skin, nerves, limbs and eyes. His- that many of the people exiled to Ka-
time, this was the first time it was applied to torically, patients around the world have lawao really worked hard to create a
archaeological research. “This technique isn’t been quarantined, or forced to live in working community, even though many of
new,” Kirch says, “but its application to dat- leper colonies. Kalawao in Hawaii is one them were torn away from their homes
ing cultural remains is new. The really neat such place. and families,” said Flexner.“The landscape,
thing about this is typically when you use ra- Flexner is studying the historical ar- and the things they left behind, help tell
diocarbon dating, you get a high error rate, chaeology of the leprosy settlement at that story in a way that the written docu-
like plus or minus 50 years. With this coral Kalawao. “The goal of my project is to ments typically don’t. Leprosy is a pow-
dating technique, you get plus or minus three explore the ways that spatial organiza- erful symbol for stigma and isolation, and
to four years! It has really aided in being able tion and material culture structure the it’s fascinating to see how people coped
to resolve the chronology of these sites.” day-to-day practices of social life in situ- with the disease, which causes a number
ations of lifelong incarceration, as medi- of physical complications in day-to-day
A more accurate prediction of the time
ated through the stigma attached to lep- life, and with being exiled from the sup-
period in which the temples in Maui were
rosy in this case,” explained Flexner. port of their families and communities.”
built was needed to make inferences about
the sociopolitical and religious changes that
occurred in pre-contact Hawaii. They used
this dating information to determine when
the temples were constructed and when the a Hawaiian archaeologist, but to be effective sometimes the influence is even more tan-
rituals associated with them—such as the in that pursuit you need to gain a substantial gible, like when ancient races to praise Zeus
collection of surplus food and goods as trib- understanding of biology, botany, geology, are brought into the modern world.
ute and the imposition of ritualized controls and even astronomy. All of these disciplines
of production—occurred. They are discover- answer different questions and ultimately al-
ing that the temples in Maui were construct- low us to better understand how past people, Hanadie Yousef is a graduate student in
ed within a very narrow time span of about Hawaiians in this case, lived and thought molecular and cell biology.
60 years, from 1580 to 1640 CE. The tim- about their world.”
ing of intensive temple construction reflects “This research is significant because it
a fundamental change in the sociopolitical is relevant not only to Hawaii but anywhere Want to do more
structure of the inhabitants of the Kahikinui in the world with non-industrialized agricul- with science?
district. Kirch concluded that Hawaiian ag- ture, such as Africa and Southeast Asia,” says
ricultural societies were transformed rapidly Kirch.
from small chiefdoms to larger states that
used a religious ideology based on a temple Archaeology and the modern world
ritual system to control agricultural societies. Whether they are studying sports from
Studying the agricultural societies of Ha- ancient Greece or the more modern native
waii and how they relate to the ecology of the Hawaiian agriculture, archaeologists are
archipelago, as well as studying the sociopo- unearthing the evolution of human civiliza-
litical and religious aspects of these societies, tion and culture, from the era of hunters and The Berkeley Science Review is always
required the integration of many fields. Alex gatherers to advanced societies with complex looking for new writers, editors, artists,
Baer, a graduate student working on the proj- architectural and cultural foundations. Not and layout editors.
ects in Hawaii, explains the significance of only do discoveries about past societies have
s c i e n c e r e v i e w. b e r k e l e y. e d u
this interdisciplinary research. “I’m trained as implications for our current way of life, but

46
Back Address Inbox

Shortcuts From Subject

Today

Spam
Calendar Grows Up
Contacts The increasing threat of internet abuse

by Dan Gillick
Tasks

C onsider the email that found its way into my Gmail


inbox this morning: “Any women will jump into
the abyss for a man that wears a Submariner SS watch.
ua Corman is widely quoted as claiming that spam sent
from the notorious Storm botnet—an army of hacked
personal computers controlled by spammers—is gener-
Notes
At any place of the world, you will know the right time. ating “millions and millions of dollars every day.” Last
Hurry to Click.” Though this sounds like a parody— year, a team of researchers at UC Berkeley and UC San
mock-heroic advertising—the numbers convey a more Diego set out to test this claim.
serious narrative. In 2007, worldwide email spam in-
creased by 100% to over 120 billion messages daily, ac- Spamalytics
Deleted Items counting for 85-95% of all email. Some estimates say this Christian Kreibich, a staff member at the Interna-
number doubled again in 2008. That means, on average, tional Computer Science Institute’s Networking group in
more than 150 unwanted emails delivered to each in- Berkeley and coauthor of the research paper “Spamalyt-
ternet user every day (though Bill Gates is rumored to ics: an empirical analysis of spam marketing conversion,”
receive upwards of 10,000). presented at the Association for Computing Machinery
The scale of this absurdity appears to justify an ex- Conference on Computer and Communications Security
istentialist philosophy on the part of Internet users, who last year, begins with a plea: “A lot of people misinterpret
tend to treat spam like Estragon treats his boot in Wait- what we’re doing. We’re not sending spam!” And already,
ing for Godot: he struggles to remove it, gives up, and the kinds of disadvantages the researchers face in the
mutters “nothing to be done…” In the end, though, the escalating struggle to secure the Internet are apparent.
tragicomedy—“killer softwares for the price of nuts”— “The best way to measure spam is to be a spammer”—
has an economic interpretation: while most men have the paper’s most quotable line, taken out of context, has
little interest in abyss jumpers, it just takes a few curi- provoked some misguided outrage.
ous souls who think nut-priced software sounds good to The research, better understood as slipping track-
keep such spam campaigns profitable. As long as aver- ing devices into outgoing spam emails, documents the
age revenue per email is more than the cost to send the lifespan of half a billion such messages sent by the Storm
email, the spammer’s logic—send as much as possible— botnet. A botnet is a network of “bots,” computers in
makes good sense. offices, homes, coffee shops, and atop laps around the
Until recently, the dollars and cents details of spam’s world that have been compromised by the latest incarna-
economic proposition were mostly a matter of rampant tion of computer virus. Storm propagates in many ways,
speculation. IBM Internet Security Systems expert Josh- often through spam that tricks users into downloading

47
and running it themselves. Once installed, were never delivered (blacklists block all $10 spent, assuming they keep all the profit
the software broadcasts its availability to the email from a list of addresses that are known from the purchases. And yet, the spam keeps
Storm network. A master server organizes to be operated by spammers, for example), coming.
tasks and “proxy” bots distribute specific and 99% of what remained was probably
instructions to “worker” bots, which return blocked by inbox spam filters. In the end, 10 Abuse arrives
status reports and request more work. Some thousand users visited the pharmacy page, The world’s first email spam (the term it-
estimate that Storm, at its peak in late 2007, and just 28 tried to make purchases, aver- self derives from a Monty Python skit involv-
controlled over 1 million com- ing singing Vikings at a spam-
puters. heavy restaurant—repetition ad
Kreibich and his colleagues In 2003, Slammer infected 75,000 nauseum) was sent on May 3,
intentionally installed the soft- computers in under ten minutes. 1978 by Gary Thuerk, an aggres-
FEATURE Spam

ware that runs Storm on their sive marketer of DEC “minicom-


own servers, which began com- Airline flights were cancelled, election puters,” who had an employee
municating with the vast net- proceedings faltered, and ATMs failed. enter the electronic addresses
work of compromised comput- of 600 West Coast customers—
ers. Within Storm’s command mostly computer scientists—by
and control hierarchy, their machines served aging $100 each. All but one involved male hand. The message, written in all capital let-
as renegade proxies, receiving instructions enhancement products. Estimating that they ters, advertised product demonstrations in
from the botnet operator that they relayed en surveyed 1.5% of the Storm network gives an Los Angeles and San Mateo. Delivered via
masse to workers requesting tasks, though al- approximate viagra-inspired revenue of $3.5 Internet predecessor Arpanet, it was greet-
tered slightly to direct curious email readers million in a year.1 “A bit less than ‘millions ed with widespread hostility and a notable
to a mock pharmaceutical web site built by of dollars every day,’ but certainly a healthy promise from Arpanet Management Branch
the researchers. The site allowed visitors to enterprise,” the paper explains. Chief, Major Raymond Czahor: “appropriate
fill a shopping cart, but the checkout link re- But what about the cost of sending action is being taken to preclude its occur-
turned an error message so neither personal email—the other half of the equation? Are rence again.”
information nor money was exchanged. Storm’s operators selling Viagra or are they In September of 1990, Vern Paxson,
Over 26 days, they tracked some 350 selling the means to sell Viagra? The pos- now Professor of Computer Science at UC
million pharmaceutical emails. 76% of them sibility of the latter is frightening because it Berkeley and Senior Scientist at the Interna-
suggests a matur- tional Computer Science Institute, enrolled
ing underground in a “special topics” course on networking
Spam Filters
economy as op- as a graduate student at Berkeley. He began
If each outgoing email after the first 1000 in a day were charged posed to a few iso- measuring network traffic, the amount of
one cent, spam would likely disappear at no cost to the vast ma- lated programmers information flowing over the Internet. At
jority of email users. Or, outgoing emails could incur a small fee, causing problems. the time, there were some 313,000 Internet
optionally refunded by the recipient. A variety of similarly clever Anecdotal reports hosts, or connected computers, passing 9.5
economic measures have been proposed, but with little in the way suggest that the re- megabytes of data—the textual equivalent of
of results. This is largely because the problem is universal, so any tail price of spam the six longest works of Charles Dickens—
economic solution will require universal cooperation. Instead, spam
delivery, the going through USENET bulletin boards (a news-
filters, a technical solution, have become the subject of considerable
rate on the black group precursor to the World Wide Web) in
research.
market, is nearly a day. By the time his first paper on network
Most spam filters are based on a statistical model called Naïve $80 per million measurement was published in May of 1994,
Bayes, named after the 18th century British mathematician Thomas
emails. At this rate, the Internet had grown at least ten times larg-
Bayes. The idea is that each word in an email is evidence for or
however, Storm’s er, including 3 million hosts shuttling con-
against applying the spam label. “Viagra,” for example, is strong evi-
dence for spam, but it is not conclusive. Some fraction of legitimate “clients” would siderably more bulletin board data each day
emails contain this word. The classifiers learn probabilities for each be losing money than Dickens wrote in his lifetime.
word, estimated from huge numbers of manually labeled emails quickly: only $1 in Looking back, the only thing more strik-
(note the “Report spam” button in Gmail), which are combined as revenue for every ing than the rate of growth is the consistency
if each word represented independent information to give a final of the expansion. Between 1986 and 1994,
probability. This assumption is faulty (occurrences of “Viagra” and the total volume of USENET traffic grew by
“disfunction” are not independent) but workable, the naïve part of 75% each year with startlingly little deviation.
the model. 1
The tracked campaign And then, everything changed. Between late
Spam filters have grown a bit more sophisticated. How to deal was not fully active 1994 and 1996, the average size of USENET
with images of text? What about emails with a few paragraphs of all 26 days. The $3.5 postings, which had remained virtually con-
Jane Austen at the bottom that look legitimate to the classifiers? million estimate is stant since the mid 1980s, increased nearly
What about emails exchanged by employees of pharmaceutical based on revenue for tenfold. People were no longer just exchang-
companies? Modern spam filters incorporate image processing and
the active days: $9500 ing small written messages; they were up-
personalization. But statistical methods have remained standard de-
per day times 365 days. loading pornography and stolen software.
spite, or perhaps due to, their simplicity.
“Abuse had arrived,” Paxson declares.

48
Worker bots ATMs failed. Paxson estimated that a well-
Gateway
written worm could cause upwards of $100
1
billion of damage in a day.
Traffic Archive
Master The invisible hand
servers While worms continue to plague the
4 2 Internet—Conficker infected nearly 15 mil-
Proxy bot 1
3 lion Windows-based personal computers in
January—the worm era, characterized by an
C&C Storm Proxy bot 2 intrepid anarchist playfulness, gave way to
C&C something with real staying power: markets.

FEATURE Spam
Rewriter “A sophisticated underground economy has
emerged to profit from Internet subversion,”
Proxy bot 8 Paxson explains. Bots are herded together
into botnets, computational armies with
Injected Injected Target Pharmacy/
Spam Webmail regular Mail Infection WWW enormous collective bandwidth, and “dirt-
cheap access to bots fuels monetization via
relentless torrents of spam.”
Image courtesy of Christian Kreibich

For the average emailer, this monetiza-


tion has manifested itself mostly in email
volume. But behind the scenes, all sorts of
new markets are flourishing. ProAgent2.1
(“records all keystrokes… usernames, pass-
words… completely hidden!”) is sold by Spy
Users Instructors Software, which advertises its own
customer support department. AllBots, Inc.
offers “account creators” for MySpace ($140–
A diagram of the Storm campaign and the Spamalytics infiltration. (1) Worker bots request spam (email text and $320), YouTube ($95), and Friendster ($95),
addresses) through proxy bots, (2) proxies forward work orders from master servers, (3) workers send the spam and advertises “GOOD News!!! We have just
and (4) return delivery reports. The researchers infiltrated the command and control channels between workers integrated CAPTCHA Bypasser—software
and proxies
for automatically reading the squiggly-lined
characters intended to confirm humanness.”
Amateurs ory of a program that could output itself was Opportunities for monetization lead to
“Mid- to late-90s network abuse was developed before computers were a reality, specialization, competition, and increasing
characterized by vandals and braggarts,” says practical implementations appeared in the ingenuity. As Paxson points out, these trends
Paxson. “Hackers were energetic but imita- 1980s. The term virus was coined in 1983— are making technical security research much
tive,” their motivations petty rather than fi- a program that infects other programs, modi- more difficult than “fending off ardent ama-
nancial, often tagging, graffiti-style, the soft- fying them to email everyone in your address teurs.” Furthermore, the emergent economic
ware tools they wrote for exploitation. He book, for example, often with copies of itself. ecosystem, often built on affiliate programs,
estimates that nearly 75% of junk postings While a virus typically requires some action makes litigation tricky. “Selling software to
involved stolen software during this period. on the part of the user, like opening a mis- efficiently subvert a machine is probably not
Meanwhile, as the number of connected leading email attachment, a worm, by con- illegal,” he notes.
computers continued to grow steadily into trast, works independently, exploiting a flaw Botnets like Storm seem to be growing,
the new millennium, a far more nefarious in the design of some common software like fooling naïve users into installing the program
trend was developing. Paxson shows a graph Microsoft Windows. in a variety of ways. In an expansion cam-
of automatic scan activity observed at Law- “When an attacker compromises a host, paign tracked by Kreibich, Paxson, and their
rence Berkeley National Lab (LBL)—pro- they can instruct it to do whatever they want,” colleagues, Storm computers emailed huge
grams looking purposefully or at random for Paxson says. In particular, “automatically in- numbers of “AwesomePostcards”—complete
computers to connect to easily—that shows a structing it to find more vulnerable hosts to with dancing banana—for users to download
sharp increase in late 1999. The era of auto- repeat the process creates a worm—a pro- the malicious software themselves, infecting
mated attacks was dawning. gram that self-replicates across a network.” machines Trojan-horse style. Kreibich reports
The conceptual breakthrough that gave Since each new copy works on copying it- that this campaign was alarmingly successful:
birth to the modern state of affairs is the self too, a worm can grow exponentially fast. “One in ten people visiting an infection web-
self-replicating program. Abstractly, a com- The Code Red worm of July 2001 infected site downloaded the executable and ran it.”
puter program takes some input, does some 360,000 computers in 10 hours. On January Once Storm is installed, it’s virtually un-
computation, and returns some output (most 25, 2003, Slammer infected 75,000 comput- detectable. It uses very little processing pow-
software combines several of these units to ers in under ten minutes. Airline flights were er and does its work quietly and discretely
produce an interactive effect). While the the- cancelled, election proceedings faltered, and when nobody is likely to mind. Orders come

49
in gradually, perhaps a few thousand email ents, appear to be acts of “hacktivism,” but fer overflow.” By studying a piece of software,
addresses at a time, to email regarding Viagra, the monetary incentive—demanding ransom an attacker can often find a specialized input
knock-off watches, stolen software, awesome from companies unprepared to parry such that causes the program to crash, and in the
postcards. Modern spam filters are clever, attacks—is feeding a post-cause generation. process, return control to the attacker rather
Kreibich explains, so “no two emails that Unfortunately, spam and DDoS are just than the user. While it is good programming
Storm sends are exactly the same.” The bots the tip of a formidable iceberg. Identity theft, practice to include checks for buffer over-
are instructed to create random permutations by logging keystrokes on compromised com- flows, Saxena says “missing a few is all but in-
of the essential words and letters, specifically puters or by coordinated password guessing, evitable.” Programmers, after all, are human.
designed to slip past the defenses of Gmail, for example, appears to be on the rise, though Microsoft’s updates or “patches” often add an
Hotmail, and Spamassassin. it seems that this is not yet the focus of most overflow check for some buffer buried deep
botnet operators. More generally, any kind of in the Windows operating system. Unfortu-
FEATURE Spam

What are we up against? private information with value, from internal nately, according to Saxena less than 5% of
While a few extra emails about sexual business statistics to government secrets, cre- users update in a timely fashion. In addition,
enhancement products are mostly an annoy- ates incentives for theft. Song’s group has shown that exploits can be
ance, the possibilities for an attacker who generated automatically by using a Microsoft
controls hundreds of thousands of computers Bitblazing patch to find flawed code—a serious concern
are alarming. Shortly before the 2008 South Opportunities for attackers create re- given how quickly worms can spread.
Ossetia war, a Distributed Denial of Service search projects for graduate students like More generally, the group is interested
(DDoS) attack took down the web sites of those working with Dawn Song, a computer in program analysis, a subfield of computer
Georgian President Mikhail Saakashvili and science professor at UC Berkeley. A deep un- science concerned with inferring the behav-
the National Bank of Georgia. This was the derstanding of what makes software exploit- ior of a program from its source code. This is
work of a botnet, its bots instructed to con- able and the ability to infer the logical struc- important for security because it is “a step up
nect to these sites simultaneously, overloading ture of a program before running it are the from antivirus signatures,” Saxena explains
the servers that process incoming requests for keys to buttressing the user side against even (traditional antivirus software looks for dis-
data (it remains unclear whether this was co- the most novel attacks. Broadly speaking, tinctive sequences of characters in files—like
ordinated by the Russian government). these are Song’s research goals in her group’s a fingerprint), “which fails because malware
DDoS attacks, described in a Wired article BitBlaze project, which aims to screen soft- encodes itself.”
as “the digital equivalent of filling a fishtank ware for potential danger and defend against Consider the problem Kreibich and
with a firehose,” have recently targeted the malicious code—exploits that cede control to his colleagues faced in reverse engineering
BBC, CNN, AlertPay (online payment), and an attacker. Storm. Following an AwesomePostcards link
GoDaddy (domain name registration), for ex- Prateek Saxena, a graduate student intentionally, they downloaded a 140 kilo-
ample. Some of these, like a current attack on working with Song, outlines the most com- byte executable file. That’s around 300 pages
KidsInMind.com, a movie rating site for par- mon exploit around, involving a “stack buf- filled with 0s and 1s. From this binary novel,
they sought first to distill the command and
control structure of Storm, and second, to
create a subtly modified version of the file for
their research purposes. Song’s group would
like to scan such binary files automatically,
looking for suspicious instructions.
Their approach is two-pronged. The first,
static analysis, is more theoretically appealing
and more challenging. Each computer pro-
gram, at heart, enacts some underlying flow
chart. A student in an introductory computer

Image courtesy of Christian Kreibich


science course might be asked to produce
such a chart from a few lines of code—often a
tricky exercise. The task of static analysis is to
create this flow chart automatically, from ar-
bitrary code. There is one other complicating
factor: modern programming languages pro-
vide a layer of abstraction between the com-
mands the machine can actually process and
the way human programmers think. “Com-
piling” a program translates it from a human-
readable language into a machine-readable
A screenshot of the mock pharmaceutical web site created by the Spamalytics researchers to measure user language, written and stored in binary.
click-through and conversion.
The second prong involves dynamic
analysis—taking a functional or behavioral

50
spammer commission
paid

bulk email sender


open proxies / botnet

generic
email pharmacy pills
target Affiliate site
Viagra! page -
advertismen redirects
program non-US
t
Image courtesy of Stuart Brown

with supply
pharma other

FEATURE Spam
link recipients
clicks
email on link
recipient
ship to customer
sale made

The general structure of an economically mature Viagra spam campaign. The spammer provides addresses and a means to distribute email via a botnet
while the pharmacy procures and ships cheap pills. Then, any entrepreneuring individual can rent the spammer’s services, making a profit by sending traffic
to the pharmacy.

approach to understanding a mysterious market economy. “The fundamental insight the fullest,” says Chuang.
binary file. Saxena calls this strategy “taint is that there is a misalignment of incentives If the basic problem is a misalignment,
tracking.” The researchers create a “virtual at work.” While the botnet operators profit, then the solution may involve re-aligning.
machine,” an operating system running in- the perceived cost to each user is effectively Chuang and his students are just beginning to
side the normal operating system, and run zero. Individuals almost never know if they explore what this might involve. The “stick”
programs in this controlled environment, are infected and don’t care. Even if the result scenario makes users economically liable for
collecting information. What data is read is some kind of identity theft, the connection security breaches originating at their comput-
from memory and written to memory? What between a dodgy website visited six months ers; the “carrot” option—”typically more suc-
files are accessed? Is any connection estab- ago and some mysterious credit card charges cessful,” says Chuang—rewards users who
lished with remote computers? What kind? is tenuous at best, and practically, the credit invest in security. Good behavior—keeping
By assembling such statistics for known safe card companies and banks almost always as- antivirus software up to date, installing op-
programs and known malware, they can sume the financial burden in such cases. erating system patches, avoiding suspicious
compute the probability that some unknown Chuang likens
program may be dangerous based on its be- the botnet phenom- The Russian Business Network
havior. enon to a kind of
One goal of the BitBlaze project is to rev- “reverse free-riding.” The notorious Russian Business Network (RBN), referred to as
olutionize antivirus software by combining Whereas file sharing “the baddest of the bad” in a report written by security company
elements of both static and dynamic analysis. or public television VeriSign, is “a for-hire service catering to large-scale criminal opera-
By testing unknown software in a controlled benefit everyone re- tions.” Originally organized by computer science graduate students
analysis environment, Song hopes to dramat- as a legal Internet service provider, illegal activity proved financially
gardless of their sup-
irresistible. Little is known about the network, but rumors abound:
ically improve protection for Internet users. port, botnets are “a
it has been blamed as the perpetrator of the Georgia cyber-attacks;
“People download random programs all the peer-to-peer network its leader, known as “Flyman,” is supposedly related to a powerful
time, like curious children will chew on just contributing to net- Russian politician; it is the alleged operator of Storm.
about anything,” Song says. Internet users work insecurity—a
Many Internet providers host illegal material—online gambling
need something like watchful parents to keep public bad as op-
sites, for example—but according to VeriSign, “the difference is that
them out of trouble. posed to a public RBN is solely criminal.” They also seem emboldened by immunity
good.” To free-ride from Western law enforcement. When, in late 2006, the Nation-
Carrots and sticks the Internet is to con- al Bank of Australia tried to fight the “Rock Phish” scheme that
Professor John Chuang, at Berkeley’s tribute to a public tricked users into revealing account numbers and passwords, the
School of Information, shares Song’s feelings bad. “Botnet opera- RBN took down their website for three days.
about required supervision, but takes more tors have stumbled “RBN feel they are strongly politically protected.They pay a huge
of an economist’s perspective. “How did bot- upon or engineered amount of people. They know they are being watched. They cover
nets come about?” he asks rhetorically, refer- technology based on their tracks,” says VeriSign. According to the report, only strong
ring not just to the technical achievement but this misalignment political pressure on Russia will keep the RBN in check.
to their centrality in the developing black- and exploited it to

51
Geographic locations of spam
“conversions”: 541 users (yel-
low flags) clicked on emulated
greeting cards and 28 users (red
flags) tried to pay for products
at the mock pharmacy site.

Image courtesy of Christian Kreibich


FEATURE Spam

websites and downloads—could result in a just a side-project, an experiment much less nity to “make money from home”—receiving
rebate from an Internet service provider like fruitful than their primary activities. and re-shipping packages or transferring
Comcast or Verizon. Otherwise, Chuang sug- Kreibich admits he knows little about funds to international bank accounts. What
gests, they could raise premiums, like car in- economics, but his sense is that the market is differentiates these mule requests from typi-
surance rates increase after an accident. far from mature. To study this question, the cal spam is that there is often a person at the
The car insurance analogy is not per- group, which recently hired a new postdoc other end. “We responded to one of these
fect, but it reveals something about how new with an economics background, is trying to emails,” says Kreibich, “and sure enough,
and unregulated the Internet industry is. measure diversification. Spam emails have we were able to see from the reply—this guy
“I’ve heard this line about how we call it the links, and each link is associated with a do- in Moscow was using a Macbook, running a
‘Information Superhighway’,” says Chuang, main, which somebody had to register. Un- particular version of Microsoft Outlook.” By
“and yet there’s no license to drive or driver’s fortunately, databases with this information automatically generating responses, spam-
education.” A reckless driver is dangerous for are neither centralized nor standardized, so ming the spammers, the researchers could
everyone on the road, so it’s good for society automating these lookups is difficult. Worse, try to assemble a map of mule requests. Such
to insist on training drivers and penalizing data would be invaluable, Kreibich suggests,
them when they go too fast. Perhaps Internet In 2008, a botnet took because “the economy may be bottlenecking
users should be treated similarly. on mule supply”—a crucial method for dis-
down the web sites tributing the money-laundering task.
Missing data of Georgian President As with each project, “we have no idea
Back at the International Computer Sci- what we’ll find,” Kreibich says, since so much
ence Institute, Dr. Paxson produces a few
Saakashvili and the National about the market and its operators is still un-
photocopied pages from a precarious stack. Bank of Georgia. known. In November, two Internet service
They are transcripts of legal proceedings— providers decided to stop routing traffic from
a credit card fraud case. He flips through registrars offer “domain testing,” allowing a McColo, a web host suspected of housing
and points to a table indicating the stolen potential client to see what kind of traffic a computers involved in criminal activity. In
amounts, a few million dollars in total. “This new domain name receives before finalizing one day, worldwide spam dropped by over
guy’s not a punk,” he says, “but he’s prob- their purchase. Spammers capitalize on this 60%. The demise of Intercage, another host
ably not a kingpin either.” Such fragmented service, using a temporary domain for a few known to have operated a number of Storm’s
evidence is Paxson’s response to a question days and then moving on. control servers, led to a similar but less dra-
about the size of the industry. “I wouldn’t feel Another way to study diversification is matic reduction in September. Both McColo
comfortable quoting a number. Not even an through the appearance of the destination and Intercage are based in California. “We
order of magnitude,” he says. sites. While spam emails show impressive always suspected Storm was operated out of
To understand the discrepancy between variety, the pharmacy sites they link to, for another country, likely Russia,” Kreibich says,
the retail price of spam (how much a botnet example, are quite consistent, allowing the “and here it turns out that some of their most
operator charges to send junk email) and the researchers to make some inference about crucial infrastructure was located just down
conversion rate observed in the Spamalytics the major players in the field. At this point, the street.”
study requires much more information about Kreibich says they have a reasonable idea of
the industry. The statistics suggest that Storm “which botnets are sending which spam.”
is not particularly decentralized—perhaps a One interesting proposal, Paxson’s idea, Dan Gillick is a graduate student in computer
few disgruntled expert programmers making which has not yet developed into a research science.
a good living selling Viagra. Or maybe the project, involves studying the unusual “mule”
one campaign the researchers tracked was market. Some spam emails offer the opportu-

52
53
book review
Born to Be Good instead engage in reconciliation. When we
see embarassment, after all, our first impulse
by Dacher Keltner is to playfully downplay the significance of
WW Norton & Co. the slip-up and join in laughing it off.
352 Pages, $25.95 In addition to jen emotions, there are jen
BOOK REVIEW

actions, like teasing and touching. Teasing

H ow can we be good? How can we be


happy? Dacher Keltner, a UC Berkeley
professor of psychology, offers a fresh take on
may be much maligned in middle school, but
Keltner says it is an important, non-violent
way to manage social hierarchies and explore
these old questions in his recent book, Born romantic interest. With touch, Keltner delves
to Be Good: the Science of a Meaningful Life. His into the physiology of jen. Touch activates the

Image courtesy of WW Norton & Co.


effort centers around the Confucian concept orbitofrontal cortex (it’s not just for embar-
of jen, the act of bringing out the good in rassment), reduces stress, and increases the
others. We can be good, and become happy, concentration of oxytocin in the bloodstream,
by maximizing what might be thought of as a chemical associated with trust. By facilitat-
positive, social emotions (compassion, mirth, ing trust, touch exemplifies the jen concept
awe) and minimizing the negative (anger, re- of “bringing the good things in others to
sentment, loneliness). completion”: it has a viral quality, spreading
Keltner contends that Western philoso- jen to others. It’s no accident that greetings
phers, who tend to view human nature as across cultures tend to involve touch, like a
fundamentally negative, have marginalized handshake or a kiss on the cheek.
positive emotions. He claims that caring for ner. He asks test subjects to make a funny Speaking of cultures, however, one
our resource-hungry, helpless offspring in face and hold it for ten seconds. A partici- wonders while reading this book why there
the hostile environment of early hominid pant’s eyes shooting downward is a typical re- is such friction within and between groups
life selected for pro-social emotions through sponse, followed by a turn of the head to the of people. Keltner allows that group coop-
the need to cooperate to survive. Actions of side and down. A nearly restrained two-sec- eration can be sabotaged by individuals, but
high jen, like touching and smiling, reinforce ond smile combined with furtive glances up fails to mention the characteristics that have
positive interactions with others. Born to Be and a hand touch to the face fills out the rest evolved in opposition to cooperation. The
Good explores the subtle expressions of these of the embarrassment reaction. In other spe- easy recognition of in-groups and out-groups
positive emotions and tells their evolutionary cies, these are signs of appeasement, aimed often leads to violent, decidedly low-jen be-
tale. In so doing, Keltner purports to light the at avoiding violent confrontation. In humans, havior. Yet Keltner gives no discussion of
path to a meaningful life. Keltner surmises that embarrassment follow- more anti-social emotions. That’s disappoint-
Pro-social emotions are often communi- ing a social gaffe is a way of reaffirming our ing, since the same process of evolution that
cated by subtle, difficult-to-fake facial move- commitment to the moral order. gave us high jen emotions also gave us anger
ments and vocalizations, so others are sure Corroborating this hypothesis, Keltner and fear. Should they always be suppressed?
when our intentions are good. Much of Kelt- describes patients with damage to the orb- Is anger at injustice appropriate?
ner’s research on emotion employs the Facial itofrontal cortex, an area in the frontal lobes Nevertheless, Keltner presents a fasci-
Action Coding System, or FACS, which Kelt- of the brain. These patients retain full rea- nating study of frequently neglected emo-
ner’s advisor, Paul Ekman, pioneered. Ekman soning and language skills but become im- tions. Ultimately, he succeeds with his case
indexed how the individual activation of each modest and offensive: they lose the ability that evolution has given us the tools to be
muscle changes the appearance of the face. to feel embarrassment. Some of the muscle good, as well as happy. Fittingly, his tone
Any facial expression can be described as a movements involved in embarrassment, as in throughout is playful and engaging, high
combination of these “facial action units.” other emotions, are involuntary and difficult jen all the way. His warmth for people, such
A smile, for instance, consists of the move- to willfully reproduce. The involuntariness as his former advisor, Paul Ekman, and his
ment of muscles that pull the lips back and is makes the emotion a more reliable signal, young daughters—whose future suitors will
recognized by the new wrinkle and dimples easily recognized by others. Tellingly, orbito- no doubt squirm under his FACS abilities—
formed. Different smiles can be distinguished frontal patients can recognize emotions such radiates from the pages, quite likely bringing
from one another and mean different things; as happiness or surprise in photographs, but the good in his readers at least part way to
for instance, a smile that reaches the eyes is are incapable of recognizing embarrassment. completion.
more sincere than a smile that doesn’t. Keltner embraces embarrassment as a
Though uncomfortable, embarrassment high jen emotion because it allows us to avoid
is a key high-jen emotion according to Kelt- costly conflict pregnant in social slights and Paul Crider is a graduate student in chemistry.

54
who k new?
So Smart After All
T his issue’s “Who Knew?” will be my
last for the Berkeley Science Review, so I
not surprising that the rats could run through
a maze, even remembering their trajectories
over the course of multiple trials.
vasive neuroimaging. Oxygenated and de-
oxygenated blood respond differently in the

WHO KNEW?
thought I would end my run with a bang. I presence of a magnetic field; this allows neu-
will make all of you 10 times smarter by the Another remarkable feature of the brain roscientists to track blood flow changes in the
end of this article. It’s a bold statement, but that could help to propagate this myth is its brain, which are then interpreted as neural
trust me. You see, you’ve been consistently powerful compensatory ability. The left and responses accompanying cognitive activity.
lied to for many years, especially in popular right hemispheres can adjust for deficien- By comparing images of a human performing
entertainment and advertising, forging an im- cies in the other half, and many specialized certain tasks with a baseline image, research-
pressively resilient myth. The culprit? The regions are bilateral, meaning copies are ers are able to locate where neural activity
belief that we use only 10% of our occurs for such functions as high-level
brains. reasoning, processing of auditory and
The origins of this myth are visual stimuli, memory recall, language
somewhat hazy. Some argue that recognition, and so on. For instance,
it began in the 1700–1800s with if you are asked a series of easy math
the development of phrenology, problems (2+2=?), this establishes your
a pseudo-science that associates baseline image for basic reasoning. A
certain behavioral traits with the complex follow-up math question will
size, shape, and details of the activate the neurons responsible for
skull. Others attribute the origins higher-level quantitative reasoning,
to a misunderstood or misinter- and the difference in the images high-
preted quote from Einstein. The lights this region. The important result
modern, quasi-scientific version from fMRI studies is that every region
of the myth likely has its roots in of the brain has an associated function.
a particular experiment conduct- These images are by far the most de-
ed in the 1930s by Karl Spencer finitive proof that we use 100% of our
Lashley, an influential American brain—the catch is that we do not use
psychologist and behaviorist. He all of it at a single given moment.
removed portions of rats’ brains This specificity for a given con-
and found that they performed scious task may be another reason why
Image courtesy of Gaetan Lee

normally in a battery of tests, in- the myth endures so relentlessly. Cou-


cluding running through a maze. pled with plenty of anecdotal evidence
This key result was seen by some of people leading normal lives in spite
as evidence that mammals only of brain injuries, it may seem like most
use a small fraction of their brains of our head is filled with expendable
in the first place, given the heavy fluff. But as fMRI images clearly show,
brain losses they can sustain. neural activity occurs in all regions of
We have since learned, however, that found in both hemispheres. “You can easily the brain, each of which has an associated
this interpretation of Lashley’s result is an compensate with large brain losses obtained function. We are also learning just how pow-
incomplete one. Kirstie Whitaker, a neurosci- through injury,” and lead a productive life, erfully adaptive the brain can be. It’s time to
ence graduate student working on childhood says Whitaker, who knows from her own re- end the popularization of this myth. So there
brain development in the Cognitive Con- search experience the power of the brain to you have it: you use your whole brain. Don’t
trol and Development Lab at UC Berkeley, adapt to injury, especially in children. The you feel smarter already?
explains that Lashley only removed certain brain’s remarkable mechanisms used to re-
sections of the brain and only administered cover from severe trauma can make it appear
certain types of tests; by chance, the primary that we didn’t really use much of it in the first Louis-Benoit Desroches is a graduate student
regions needed for those tests were unaffect- place. So how do scientists know that we do, in astronomy.
ed. For instance, the hippocampus, a region in fact, use 100% of our brain?
of the brain responsible for spatial navigation Functional magnetic resonance imaging
and memory, was left intact. It is therefore (fMRI) is a widely available form of nonin-

55
BERKELEY
science
review
sciencereview.berkeley.edu

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