State of Oklahoma

IWillfl!IIII" 1111111~llfllllllJllllll~jllfllllllllll~lml ~ll

I For the cal~~_~~r Year

RURAL SMALL BUSINESS CAPITAL COMPANY INFORMATION REPORT

E._"d_!!n__,,9,,__: __
121_3_1f2_0_08~~ ...~ ::...... .] Corporation ..

~5261
Aell1s(ld 200a

Identification Number ~_~_ _ .. ..,,",,_."._ Name of Rural Small Business CapJ1af Company Address . ~

Partnerst'ip

Argonaut Small BusIness Capital, L.L.C.

.__ .

Phone Number

C LLC . ._..._..._._ .•._......__ •__..,_ .._~ _

L.:C:::.:i1~Y-===::::==::::::====================:.:====-_:_:St~::a(e

__ Zip._

Complete the appticable sectIons for investments made during this calendar year. Attach additional sehedutes if necessary, Enclose 1:1 copy of the capital company's annual financIal statements, including documentation to indicate the methods of operation and conduct of the business of the capital company. (~See note on back)

A:

ENTITIES INVESTING iN THE RURAL SMALl. BUSINESS

Address

CAPITAL COMPANY

Investor's Name
Y)

IdentificatIon Date of N~mber Investment

lYpe of Investment

Amount Invested

Argona01 Oklahoma, U •.C.

too.oeo
27,100,000

2) Argonaut Okillhom(l, U.C.

S}

.--~.

".-----------------,---------,-~----~--~----------~---~--r_Date
Investor's Name
1) Argonaut 2) Argomwt

B:

ENTITIES INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES IN CONJUNCTION WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY Identification . Number Business Invested In Identification

-,--------~.,.....-~-------~---.
Number
of Type of Investment 'Investment Amount Invested
150,000 850,000
"

Oklahoma, L.Ui ... Oklahoma, L.I..C.

usr, LP.
UBl, l.P.

3} Argonaut Oklahoms, L.L.C.

uar. L.P.
RURAL SMALL 'B"uSINES'S \'ENl1"RES
Identification . Number IN WHICH INVESTMENTS BY THE RURAL SMAI,.~ 8U$I~ESS CAPITAL GOM.~AI\lY,.. . Type of Business Date of .. Investment

12,200,000

.. C:

OKLAHOMA . ..

'~-----. WE'RE MADE

Name of Business Invested In

11 United BUSIness Tccllnotol1les,I...P.
2)

'Type of Investment

ArilOunl
Invested·
. .100,000

United 8v(;lnoss Techilor!,1Qlas,loP. l.P.

400,000

3) united Guslness Technologies,

nilS

. . .. INF'ORMArrON RETURN, INCLUDING ENCLOSURES, MUST BE I"ILED BY APRIl- 30m.

Under:penalties· of ~~Ury, I declare that I have examined this retum, Including accompanying stetements, 'and to the best of my know1edge and be-fiefII is'true, correct and complete. . . • . ..

Officer,Generalf'aitner or Member

The Oklahoma

rax Commls~ion Is not required to:glve actual nonce to taxpayer of changes in any state tax IRw.

Date

State 01 Oklahoma

:' ' ::1111111111(111111111111111111111111111111

111IIIII1

RURAL SMALL BUSINESS CAPITAL COMPANY INFORMATION REPORT

I: For the caJ~n~arYear Ending:
Identification Address Number , .. ~.. _ ~ 12/31/2008 "'."". __ .~

~5261
Aavisoo 2:008

Corporation

0
_

Pal"thershlp

0
_

LLC

Name of Rural Small Business Capital Company eNS

SY,;_S;;_T.;_.;E;;_M;.;.S:";'..;.L:;.:.:l~C

Phone Number

Complete the applicable sections for investments made during this calendar year. Attaoh additional schedules if necessary. Enclose a copy of the capital company's annual fInancial statements, (neludlng documentation to indicate the methods of operation and conduct of the business of the capital company. ("'See note on back)

LC~iZY~====~=============,~_==~==============~~S~ta~re~========~Z~iP~_=.--=-==._="_=_=" __ ="_~
A:
Investor's ENTITIES INVESTING IN THE RURAL SMALL BUSlNESS CAPITAl., COMPANY Address Identification Number Date of Investment TYP'eof Investment Amount Invested
525,000

Nama

1) CENTRAL SI: RVICE CORP

2) $) 4) -4 ~~ ~"

k-

__

-J

B:

ENTITIES INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES IN CONJUNCTION WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY
Name Identification Number BusIness Invested In fdentlflcation Number Date of Investment Type of Investment Amount ltwested

tnvestor's
1)

1----,---~-_+------+-".-----J------+-----1-~----t---___;
2)

3) ___ '" __~

__~'

4- __--

v~--

c: OKLAHOMA
Name of Business Invested fn

1---------""·~--r_--_....--,r-----------,-----,~-----,-------1

RURAL SMALL BUSINESS VENTURES IN WHICH INVESTMENTS WERE MAD!: BY THE RURAl. SMAU. BUSINESS CAPITAL COMPANY
Identification Number Type of Business pate of hwestment Type of _"vestment Amount 'nvested
525,000

r-------------------~-------~----------------__,-----'~
1)

INTERACTIVE TRANSACTION SERV

2)

3)

THIS INFORMATION

RETURN, INCLUDING ENCLDSURj::S, MUST BE FILED BY APRIL 30TH.

Under penalties of perjury, I declare that I have examined this return, including knowledge and belief flls true, correct and complete,

accompanying
'

statements, and to the b.ssl of ."

my

-.-.'"~'"---=----- ~ember . .....-6tficar,General PartllfJror

v--Qala

The Oklahoma Tax Commission Is not required to give actual nonce to taxpayer of changos in any state tax law,

state of Oklahoma

RURAL SMALL BUSINESS CAPITAL COMPANY rNFORMATlON REPORT

11111~~lllllfIIJI~1mIlllllllllljllll~~ 11111111111111111 II~I

FortheCaIe~darYear
Identification

Ending:

~ --.--s 26:
0
Partnership

1.2/31./~006

Numbel _..

0
,,.,_ _ _.. ._ __ .. ._.

.-~---~----_--.
Corporation

lLC __

Name of Rural Small BUsiness Capital CompanyFo.x:borou9:h._qal?itiitl Address

Company, Phone Number

LLC

.__ ..~~~

C.~it:_y =======,,=_.~=_=._=_=_=-::=======::::

..-:::.-=_=___:state=======_=-_Z~i~p =-~_;_:::;====::....J

t,

Complete the applicable sections for investments made during thls calendar year. Attach additional schedules if necessary, Enclose a copy of the capital company's annual financial statements, Including documentation to Indicate the methods of operation and conduct of the business of the capital company. (*Sea note on back) . -...... ~ ............. ,-..,., ENTfTlES INVESTING IN THE RURAL SMALL BUSINESS CAPITAL COMPANY
,

A:

Investor's Name ,~
1) 2) 3}

Address

Ide ntltieation Number

.--.-

Type of Data of tnvostment,'... ~ Investment ........... ... .... ............. _ ....

----

_._-_

Amount Invested

~'.

FoxboX'OU£lh FUndina

27,15Q,OOO

--

Company, ......._................_......_.._..,_----

r.~c: "

seri"'Ei

,_

.........

4)

.~S: ENTITIES
mvestor's Name..... -.
....

Identification Number

INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENnJRES WITH THE RURAl SMALL BUSINESS CAPITAL COMPANY ..... ~,., ~.".-, ..

I
IdentiflcatJon Number .-.........

wr

=J
-.

-- _.
............

,."----

-_

IN CONJUNCTION
'

"'-"-

_-

Business ._)hvested In

Type of Date of Investment Investment

Amount ~ Invested ...... ~ ......:......:. .........

1)

_.~

_.""'_ ........
...........

2) ...........

.. -_.- ---- ..
, ...... ..., .......... ____________ •• ~_._., •• _ .........

.."' ..................... - ,.--._._ '"

.~
_

3} _.

-. . C; OKLAHOMA
--....- .......... ...-

'_· ...' .......... 1>_

.... _

~"

--

...~.... -....

y ........... ......... 'L

--

~...",",-.'-

RuRAl.. SMALL BUSINESS VENTURES IN WHICH INVESTMENTS WffiE MADE

BYTHE RURAL SMALL BUSINESS CAPITAL COMPANY ~ Jdentification Number Type of Date of .Investment

-.-~1) 2) 3)

Nume of Business Invested In ____

Type of
Investment
............. y .......

Busr~g~_~ ..._.~._

Amount Invested ,-.-'-'-'--

See _b~~hed

--~............ ~.,

.......

_
..-..

.,.~,.----- -_. ,_,"._

THIS INFORMATION RETURN, INCLUDING ENCLOSURES, MUST BE FILED BY APRIl. 30TH. Under penalties of perjury, I declare that I have examined this rerum, hlcludlng accompanying slatements, and to the best of my Imowledge and' ...•.. - . ... .

otncer, G!ltneral Partoer or Member Da!e The Oklahoma Tax Commission is nol required to give actual notIce to taxpayer of oharqes in any state tax law.

.L.....

o
o o
0"

M ..-

,l()

ci'

o N

:;:s ...

t:=E :;l ~

~J::

«
'C
Ilf
I

gj

:g

~z

rn ~

0
...J
_J

E o
0
C I::

«1 0..

if

k <II

>;

a.
"Q

S o ....l
~ ~ 0 --.
!I;:
....J 0

o
Q)

:.c
0 .... 0
!:I

c:

~ .E

"_I

t::: 'm ;;:;,

:l u,

!
C

0
_J _J

::J

.r a-

(;j

.!Y

..c:

W 0)
J:
C,!)

.... 0
tll

::'I (I)

'0

15

& g
~
t-

t:::

0 0..

S
U.

E
I'tI

.J::

II)

State of Oklahoma

1111~lIIlllllllllllllll[ltlmlllll!111!flllllllllllllrllllll~llllli

I For the :~~lenda(Y~arEnding!

Identiflcation Number .._.,.__ Address ,_..
City ... ...... ,

RURAL SMALL BUSINESS CAPITAL COMPANY INFORMATION REPORT

:
12-31'{)8

]
o
Partnership Phone Number

~52:61
R~...sed 2008 l

,_ ...",_______

Nam'e of Rural Small Business Oapllal Company '

_

In~_r.9D Film, LL<!__,

Corporation _

C
~_~ ...... ,

lLC

----_---------'.,

..----_,_

State_'_

_,_ Zip_
If

Complete the applicable sections tor Investments made during this calendar year. Attach additional schedules necessary. Enclose a copy of the capHal company's annual financial statements, IncludIng documentation to Indicate the methods of operation and conduct Of the business of the capital company. (*See note on back)

-_
f-----

A:

ENTITIES (NVESTING IN THE RURAL SMALL BUSINESS CAPITAL COMPANY

'nvestor's

Nama
"" ,:oil , .. 11""''''1'1

Address
l ...•
iI

Identification Number

Pate of Investment

Type of Investment

Amount Invested
168.367 116,489

,I

'H.I"i:I'I.

1}lntllon Invall1mlJnt FUIW Dun~n_(: 2l'ndbn

lnvestment

Fund 8W Salie

3)I'1o'lon Investmont FumCSpNnter s

4)

.........

--~~~~.~ ............

..... ,.. ....... ...,_

J
Buslnes~
Invested In IdentlfioaUo n

I
Number
Date of Investment

86,443

I
IN CONJUNCTiON
Type of Investment

B:

ENTITIES INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES ,WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY
Name
Fund .. DUnoan ( fund 6W $eriE 9

Investor's
1}lmlltNl

IdontUicatton Number

Amount
Invested
336,633

.--

fnv&r;tmool

Hearth Films, 1.1.0

2) IndiOl'llnv9Slment :3)rndi()tl tnvestment

BWFllm, LLC
Spllnler FUm 11.LtO

36,663

FUM_$plinla-r

176634 WERE MADE

C: OKLAHOMA
Nv:me of Business

RURAL SMALL BUSINESS VENTURES IN WHICH INVESTMENTS BY THE RURAL SMALL BUSINE'SS CAPITAL COMPANY
Identlficatfon Date of Type of BusIness

Invested In
1)Hearlh Alms LLC
2)SWAlm

Number

Investment

TYpe Investment

or

Amount Invested 5OS,OOO

153,152 265,277

LlC

3)Splinter Film II. }J:t

~IN~GN-BETURN, Und@(penalties of perjury, knowledge and betlef It is tJ

INCLUDING ENCLOSURES, MUST BE FILED flY APRIL 30TH, Icludlng accompanying statements, and to tits OO&l f my o

Officer, I.:H'In~all-'ann6lr or Memoer Date' Tha Oklahoma Tay'0mmlsafon ls no! reqUired to gl'l6 actual notion to t;;axpayer changes In any slate tax law. of

State of Oklahoma

fll~llllnllllll~mlllaIIID IIIIII~IIIIIIIIIII
Ending: ::: ~2/31/200€::
-::

RURAL SMALL BUSINESS CAPITAL COMPANY

I For the Catendar:Vear

INFORMATION REPORT

~5261
Revised 2006

Identification Number 0 Corporation 0 Partnership Name of Rural Small Businoss Capital Company M(,'Clen!!!?ll_yenture Compa.ny, LLC Address Phone Number CUy . _ __ State
Zip

LLC _

Complete the a.pplicable sections for investments made during this calendar yoor. Attach additional schedules if necessary. Enclose a copy of the capital company's annual financial statements, Including documentation to indicate the methods of operation and conduct of the business of the capital company. (*See note on back)

A:

ENTITIES

INVESTING

IN 'fHE RURAL SMALL BUSINESS Address IdenHflctdlon Number

CAPITAL

COMPANY Amount Invested

87,453,211

Investor's Name
f) Aubrey K McClendon 2) John Connor McCkm®n

Date of . Type of Investment Investment

Trust

1.790,333 1.790,333 . ·1.7GO,333

3~Calht(le~ Byrns McClendon Troll 4) WIfUam I,Ipton McClandon Trust

B: ENTITIES

INVESTING IN OKLAHOMA
Identlffcation Number

RURAL SMALL BUSINESS VENTURES IN CONJUNCTION WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY Business Invested In rdentifioatioll

Investor's Name
1)

Number

Date of Investment

Type of Investment

Amount
fnvasted

?) 3}

C:

OKLAHOMA RURAL SMALL BUSINESS VENTURE:S tN WHICH INVESTMENTS BY THE RURAL SMAU. BUSINESS CAPITAL COMPANY Identification Number

WERE MADE Type of Investment Amount Invested

2,106,133

Name of Business Invested In

1) See SONlldule Attached
2)

Type of BusIness

Date of Investment

S) THIS JNFORMATJON RETURN, INCLUDING ENClOSURES, MUST BE FILED BY APRfL 30TH.

k!1()Wre~and

UnClarpenalties of perjury, I declare that I have exa.mined this return. InCluding accompanying statements, and to tho best of my ballef ft is true, correct and complete.

OlflGer, ·Q:eOOfa.1 Partoor or Member

Dale

'The Oklahoma Tax Commisslon Is not fGqulr~d to give aolual notice to taxpayer ()f changes In any s1atetax law,

McClendon Venture company, LLC Schedule to Form 526 Oklahoma Tax Commission

SGctkm C for Form 526· OkIilhoma Small Business Venturos In Which Investments WOrQMado By Tho -=-:-:-----,.__ SmaU B usiness Capltl'll Company Name of BUBlnBs61nvested In e of Business! Oeltt of Investment I Typo oftnveBtmenl 10 Number Tole' EtWironm(lot NUlSel}', lLC

=l~

dbi!l COO!lr Vlllkw

uners

I-

WQuntlnvelifed
7,1QC>

""

- -"~.~
."

22.1100 11),700 362.00 29,000 16,600 17,700 Z1,6ll0 f5,OOO 3.600

3,4{JO 760,001 663.334

..

576177 ITom!
"

2 ~06.'33

State of Oklahoma

1IIIllllllllllmllllllll~JI~lllm~lllllllllllllflrllllllllmIII

INFORMATION REPORT

RURAL SMALL BUSrNESS CAPITAL COMPANY

~S261
Ae~lsed 20(18

r--------------------------------------------------------------------------~
Identiffcatlon Number 0 Oorporation Name of Rural Small Business Capital Company ~MetaMa(kets OK, LLC Slate

Partnership

L:::"

u.c

Address.

Phone Number __

City ~~_

Zip

Complete the applicable sections for investments made durIng thIs calendar year. Attaoh additional schedules If necessary, Enclose a copy of the capHal company's annual financial statements, inc(uding documentation to fndicate the methods of operation and conduct of the business of the capital company. (~Seenote on back)

A: ENTITIES
tnvestor's Name
1) Sea Attaohoo Soi1ooula A
2)

INVESTING IN THE RURAL SMALL. BUSINESS CAPITAL COMPANY Address Identification Number

Oate of Investment

Tvpeof Investment

Amount Invested

3) 4)

B;

ENTITIE:S INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES IN CONJUNCTION

WITH THE RURAL SMAU~ BUSINESS CAPITAL COMPANY Identification Number Business Invested In Identification Number Typo of DateQf Investment . Investment

Investor's Name
1) See

Invested

Amount

Altachoo Scht:dule B

2) 3)

C:

OKLAHOMA RURAL SMALL BUSINESS VENTURES IN WHICH INVESTME:NTS WERE MADE BY THE RURAL SMALL BUSINESS CAPITAL COMPANY
IdentIfication Number Type of Business Date of Investment Type of Investment Amount Invested

Name of Business Inve~tedin

t) see AttaChed Sch~l,Ile C

21
S)

THIs JNI"ORMATlON RETURN, INCLUDING £NCLOSU~ES, MUST BE FIl.EP BY APRIL 30TH.

UnON penalties of J>f!rlury. I declare that I have examfned this return. InCluding accompanying statements. and to the best of my koowledga and beiwf.ft Is tl'l!e, tgrrect and comJ>lete.

Ulu,ar. l:len~ral Partoor or Member Date The Oklahoma Tax Commission is not-required to gIve actual notice to taxpayer of changes In any state tax law.

~-

....----

MetaMarkets O~ LLC

Form 526.A

A.
Investor's Name
1) 2) 3) 4) 5) Infinity Jnvesuncnt Fund LLC OWL Investment Fund LI.C Terril hwcstment FUnd LLC Terra tnvesunent Fund II LLC ARCM Investment Fund II I.LC

Address

Identification Number

Date of

Type of

Amount

Investment

Investment

Invested
1,278,000 1,797,026 16,50{),OOO
10,6&3,334

11,450,000
4,850,000

6) Darton Zink 7) PO H Investmen; Fund LtC

8) MeR Investment Fund I U,C

7,825,000 6,000,000

MetaMarl(cts OK, LLC

Form 516.B

B.
Investor'S Name
l) i) 3) 4) 5) InfltUly Investment Fund LLC OWL Investment Fund LLC Terra Investment Pund LLe Terra Investment Fund 11LtC MCH Investment Fund I LLC

Identification Number

Business

Invested In
In fll1ity Metering Company, Inc, Oklahoma Weslyan Library LLC Terra Intomational (Oklahoma), Inc, Terra International (OldaJloma). Inc. Muskogee Community Hospital. LLC

Date of ldenti Ilcatloe Number Investment

Type of Investment

Amount

Invested
2,554,000 3,592,,974 33,000,000
21,366,666 J 1,600,000

MetllMarkcts

OK, LLC

Form 526.C

c.
Name of Business Invested In
Intinity Metering Company, Inc. Oklahoma Weslyan Libl'lllj Ltc Terra Cntcrllationaf(Okhuloma), Inc. Advance Research Chemicals & Manufacturing, l.LC S) ZW:o USA, LtC 4'/) PWjOl Golf Course, LLC 7) Muskogee Community HospJtal, Ll.C 1) 2) 3) 4)

Identification Number

Type of Business

Date of Investmenr

Type of Investment

Amount

Iuvestec
1,278,000 1,797,026
27,I&3,33~

11,450,000 4,850,000
7,825,000 6,000,000

State of Oklahoma

1II1111111[llllllllllllI111111111111[11111111111111111111111111111

ml

I For
City

INFORMATION REPORT
the

RURAL SMALL BUSINESS CAPITAL COMPANY

Cal~ndarYear

Endi~g~

12131/200?

!5261
RcvisM

aooa

IdentifIcation Number ", .., 0 Corporation 0 Partnership C! LLC Name ot Rura! Small Business CapJtal Company,OAK HILLS CA~~O LLCfOAK HILLS .p.RIVArE EQUITY FUND Address _

"..,

Phone Number __ State '.

..,-.;.;__;__._. , ::... . :~,_..:"'"'_~_

Zip

Complete the applicable sections for Investments made during this calendar year. Attach additional schedu1es if necessary, Enclose a copy of the capital company's annual financial statoments, Including documentation to indicate the methods of operatlon and conduct of the business of the capital company. (*See note on back)
.....,......

A:

ENTITIES INVESTING IN THE RURAL SMALL BUSINESS CAPITAL COMPANY Address IdentIfIcation Number

Investor's Name
1)

Investment

Oate of

Type of Investment

Invested

Amount

2)
3~

-Oate of Investment Type-of Investment

,.~

4)

8: ENTITIES

INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURg:S IN CONJUNCTION WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY
Identification

Investor's Name
') (SEE SGHE:OUlEATTACI~ED)
2)

Number

Business Invested tn

Idelltlflcation Number

Amount Invested

3)

r--

C= OKLAHOMA RURAL SMALL BUSINESS VENTURES iN WHICH INVESTMENTS WERE MADE

Name of Business
Invested In

BY THE RURAL SMALL BUSINESS CAPITAL COMPANY Identification Date of Number Type of BUsiness Investment

Type of Investment

Amount
Invested

1) (SEE SCHEDULE AITActlEO)

2) 3)

THIS INFORMATION Ri3:TURN, INCLUDING ENCLOSURES, MUST fiE FILED BV APRIL 30TH, . , Under penalties of perjury, I declare that I have examined this return, Inoludlng accompanying statements, and to Ihe best of my knowledge t'",.c Mlldf Ii I" fo'l> I'n .. ",,1 .. nri ,..,.,mnll>l.. .,.

Officer. GuneralPartner or Membe-r The Oklahoma Tax Commission Is not required to give actual nonce to taxpayer

Dala of

ohang&s In any state tax ,law.

j§

888
~

l 115:
"'j

~ ~

Ii

m M

~ ~

8
If)
'r-

888
;j)

ig

2l

s
~ ~ W

g
~

is ~
t;

888
~ UJ ~
:;;;,

g~

~ ~

~ ~

I*
~

lB 8 .... :z

<>
0
<;>

8 !8
~

s ..:

J}

'"

J
'15
.E

$g mi
_,.

!3 8

0> 8' ;;; c:i 8

§ §!
"$

8:
,.:.

lB .....

<ii>:

....

\1' :>

~!

~ ~

~T01
£

j ('l

.! if; £ '3 '!;

£?

~m
j
,
I

]
~
tl:
OJ

m ., § m

1
I-

!
.s

;s'

h I-

I
'tl

.... 'S '"

'"

i §
i
il
{It

:t

i;-- r ! ..
Z

(3

~ ~ ~ ~

,
i
f i
I

1 J Jj
.5

:.:
1J::

L:: <l

I
I

s
~ ~ ~
.ti

I I

I
.5
Jt?

i
! ,
<Il

§
~

III

Jj ..

~ ~
'D

..

.. 'J-!:

, ,
I

cl

..

j
of
E

II

HJ I jj
~ !
£;

ir 88
J
.E

a
:52
OJ

J e
c.

~
.E

g
~

l'I

I!!

i
1:'

J.
'g
;;:>

~
::J

!j
~ ~ ;;) ~

'0

rg

j
~

J
ij)

~ ...,
.~

ijI
:r! f:

...,
Q

.E

I
0;

<i

8
~

;:;'

t'i

5'

i j1 If ..
t::

il:

ill

.~
:r,

~ ~

l
~

ffi

j
ii) -e-

i I ! .. j
;;;;
:i:

j
'!)

9 ~
~

.~

'"
cil

~ ~ ~ it
'1iI

/3

1::

(.'l

<t

~ ~

'j
~

'§
m

:I::

&
co

16

I Jjs «

"

'f'"

00

-e-

... ... 6i

z.

I
~

~
tij

i
t§

;i'

State of Oklahoma

1~lmltm 11111111111~1111~1"~lllllllllllltlllllllllII 11I111111

RURAL SMALL BUSINESS CAPITAL COMPANY INFORMATION ···REPORT

[ For the Calendar Year Endi~9:
121'.31/200B

:: :::~
Phone NumbAr State _~ ...._ .. lJp

~5g61
RoviBllO 2008

Identification Numt>et ,,__ 0 Oorpcraticn D Partl'lf)orshlp Name of Rural Small Business Capital Company .. EI New Market& lnvestmo~-"t':...;:L_;_:L-,-C R Address City _""

---

__

._-_.

__

LLC "_" ...__ .

Complete the applfcable sections for Investments made during this ()el(md~r y~r, Attach addUional sc):mdules if neoessary. Enclose a copy of the capltQI cC)mpaI1Y's annual financial statements, including dooumentation to Indrcate the method$ of operatlon and conduct of the bu~jn6Ss of the capital comp~JW. {hSee note on baok}

A:

ENTfTrES

INVESTING IN THF. RURAL SMALL BUSINESS

Address IdentifIcation Number

CAPJTAL COMPANY
Data of Investment

'nvesfor's Nama
1) r-EWJllnvOSlmGlIls, I..I.,C, mToml..,Ward
$) F'Qt(1~uTiger InV(I!Jl/nent6, lLC

lnveatrmmt

Type-of

~-

Amount

Invested
600,000 1,500,000 1.0100,000

--

til

s~~ Attached Suhe<lulD

I
Identlftcfttlon BUsiness

I
Ollte of Investment

B: . _
po)

ENTITfES lNV£STrNG IN OKLAHOMA RURAL SMAl.L BUSINESS VENTURES IN CONJUNCTiON WITH rH~ RURAL SMALt. BUSJNESS CA»lrAL COMPANY
Name

tnvestor1s

Number

ldentiticatl"on

tnvefiltod In

N~mber

Type 01 fnvestmellt

.....

-.

Amount Invested

1) Soe At\aon6d Sct\adula

3)

C:

......
OKLAHOMA RURAL SMAll

ay THE RURAL SMAll.

Identlfloatlon

BUSINeSS

VENTURES IN WHICH JNVESTMENiS

WERE MAt)~
Type of Inv(!Stment Amount Invested
80D,000

Name of J:Juslness

Invested tn

Number

CAPl'fAL COMPANY btlteof Investm~llt Type of Bus:ln~

BUSINESS

1) AtutlotQ MIUing of Cunhlng, lilO.

:!) 3)

IlgerTllIck Mmluff.l(;(utl"ng,

u.o

1,500,000 1,401),000 .
;

TIg&f T~c;k Manufoolut1ng, l.LC I NI"ORMA110N RI!1'URN$ INCLUDING ENCt.OSURES, MUsr BE riLED BY ApRIL. 30TH,
1".nnH'ifa1r:l_ .....

1.("<1••

Under p@naltles of pa
,I~"'~~
n",.t

J(..,I,,,f~ I" ''''1<1 ...rH~d .

, I <kmlare !hat.lJ:lav(J'tilKamIn&d INs (alUm, Including aooomplI.l'lylng s\atQmaots, and to thll" baa! or my

al nollc~ to laXJ)ayerof (ltll~P)gof;In any

'._/onlil

are

lax law,

AJ)DITIONAL §CHEDULM 1'0 FORM 526

A, ENTITIES INVESTING IN TIlE RURAL SMALL UUSl."NESSCAPITAL COMPANY

Terra Investment Fund LLC (disregarded entity) Terra International, Inc, Terra Investment Fund Il LLC

33.500,000

22 65 0,000
J

B.

ENTITIES INVESTING IN OKLAHOMA RURA1~ SMALL nUSINESS VltNTtJR:lliS WIm Tlm RURAL SMALL BUSINESS CAPITAL COMPANY

)N CONJUNCTION

(disregarded entity) Terra IntematioDW,

FuudLLC

Term Investment

(Oklahoma)

Terra International
Inc.

67,000,000

mo.

Term Investment

FundnLLC

Tel'l'll.lntomatfonal (Oklahoma) Inc.

45,300,000

C.

OKLAHOMA T.8E RURAL

SMALL BUSnmSS CAPITAL COMPANY

RlJRAL SMAJ~L BUBlNF .. S VENfORES IN WIDCHINVESTMh'NTS S

WERE MADE BY

Terra Xn:ternational
(Oklahoma) Inc.

State of Oklahoma

11111111111111111111~1111111!11111111111111IIHIIIIIIIII1111111111111

r-------~----'."-.'----.----.~-----.--IdentfficaUon Number . Name of Rural Small Business _.-. 0 Corpo'iatfoh-'-'O Capital Company_T ... E_D_C_C_r_e_at_lv_e_C_Etp,_l_ta_I_C_o..;,," _LL_C Partnership

I For the caleridar Year Ending:

Address _
City _.. .

RURAL SMALL BUSINESS CAPITAL COMP} INFORMATION REPORT '

2008

~5261
A.avised 2008

:J LLC
_

_._~"'_._~_._"'~~__

Phone Number ~
State _._
Zip

_ if

Complete the applicable sections fo .. investments made durlng this calendar voar, Attach addltlonal schedules necessary. Enclose a copy 01 the capital oompany's annual financial statements, Including documentation to indicate the methods of operation and conduct of the business of the capital company. ("See note on back)

A:
Investor's

ENT!TIES

rNVESTING

IN THE RURAL SMALL Address

BUSINE:SS

CAPITAL Date of

COMPANY
Type of Investment

Name

Identlflcatlol1 Number

Amount
Invested
330.00(}.OO ~40.00().O{} 2lJO,OOU.oo

Investment

II aarton Investment fUlld, LLC

2)

BI,e Invl)t;tment
1'ol1y

3~ ChanG!!

Fund. lLC

4) '-_._.

__ .
B: ENTITits
Invesmr'a

I
Business Invested In
BHC,LLC

J
VENTURES

I
IN CONJUNCTION Type of

INVESTING IN OKLAHOMA RURAL SMALL BUSINESS WITH THE RURAL SMALL BUSINESS CAPITAL

COMPANY
Date of
Investment

Name

1}

BHe Inve~lment Fund, LLC

Identification Number

IderiHflcatlon

Number

Investment

Amount 'nvested
440,000.00

2)

3)

C: OKLAHOMA
Name of l3uslness
Invested In
1) Barton land Consultln9, 2) Inc,

RURAL SMALL BUSINESS VENTURES BY THE RURAL SMALL BUSINESS

Identifloation
Number

IN WHICH INVESTMENTS CAPITAL COMPANY

WERE MADE
Type of Investment

"tYpe of Business

1nves.ment

Oateof

Amount
Invested 330,000,00 880,00(1,00
200,000.00

sac, uc

a) Crystar Tech, Inc.

~
knowledge an

INFO~MATION)~W;;,INCi:rro~G ENCLOSURES,

MUST BE FILED BY APRIL 30TH.

Under penallli

Including aocompanying

statements, end to the best of my

I

I
••.• " -o •• __

O~le'

"

.ctual nonce to taxpayer of changes In any state tax raw.

State of Oklahoma

jIJIIIIIIIII~lllrllllllllllllll~IIJII

I:F~r the Ca,lendarYe~r Endfng:

Address Clty_

INFORMATION REPORT

RURAL SMALL BUSINESS CAPITAL COMPA"

17)31/08

:::

J
Phone Number state

~5261
ReYlsed 2008

Identification Number 0 Corporation 0 Partnership C IJ.C Name of Rurar Smail Business Capital Company Terce! Part!!~~ L.l.C., an Oklahoma limited liebrllly co~pa~. __ . _ -_._"._~"'___"_~ __.__ Zip ~""_

Complete the applicable sections for Investmonts made durIng this calendar year, Attach additional schedules If necessary, Enclose a copy of the capital company's annual ffnancfal stataments,lnelllding documentatlon to Indloate the methods of operation and conduct of the business of the capital companv, ("'See note on back)

A:
lnvestor's
1) SOil Stalam61111
2) 2)

ENTITIES INVr::STING IN THE' RURAL SMALL BUSINESS CAPITAL COMPANY . Address

Name

IdentIfication Number

Date (>f Investment

Type of Investment

Amount
Invested
876.040.75

4)

8:

ENTliIES

INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES IN CONJUNCTION WITH THE RURAL SMALL BUS.INESS CAPITAL COMPANY fdentlflcatlon Number Business Invested .In Identification Number Date of Investment

Investor's Name
1) s~~ ~tatllmont 1
2) 3)

Type- of Investment

Amount Invested
0

RURAL SMALL BUSINESS VENTURES IN WHICH INVESTMENTS WERE MADE BY THE RURAL SMALL BUSINESS CAPITAL COMPANY Identlttoatl on Number

C: OKLAHOMA
Na.ma of Business hlVast~d In
1, Sea Statoment 1 21
3)

--

Type of Business

mvestment Investmont

Pate of

Type of

(nvested
876,040.16

Amount

'n.m: '~I~~~ATION

RETURN. 1NCLUDINGENCLOSURES,MUST BI!: f'ILED BY APRIL 30TH.

-DAte

Under panaltle'sQl

~at~turn.

Including accompanying statements, and to the best of my

~-.

I I ''''

V'''''',V''''''''''''''''''

,-,VIIII ,,"'''>IU(,

'1>

IIVI I t;:tl,j'.m",u('-' ~IVI>I f;l\';IU~1Ilotica to taxpayer of changes in any state tax law,

"'J'<I;('j~t"';""1f1"t:'<t.":c<!"1
~

OO-CD-M~_O~~~~~g~~N_

....

~J ~J
'§j
~ ~~

.~~~~ ~~~~~R~~-~-~ ~ ~~~~~~~~ ~~~~~~~~~~-NMN~~~~~~ ....

--

~~~&M~~~M~O~~~~~~M~~ ~ M

.-~

.~'<I;~

)"'.""!"1

JJ i~
11
Q

"

"'J"'l"t('f<,,! ~ OON .......

OONt""l

?HH1~

&<'''It--('') .<'\t--.~

<.t>

Ij

!~

~I
.§

'a ~ ~~ J.:l

~]

~I
Q ... '

..G,

8'""

~~ 11 ft~ z
~

s
<=l

:fJ

3'
.~
III

J
,~

J
(fl

IJ

J e
til
~ ~
Q

~'

.~

J
.Ei

~
!a

f~ tl.!
8N

:j~

uJ

.1 o
'" 11

>.

.,
~

U~

~ J'Jljl~~IJJj~lfjli~j
~~~~~~ ~~~. (fl

~ 11~]]~]!!~~~ i~J~~~
~ M~~~ ~~~ ~
in

- .,. ~ ~J1rfB! J .fll ~"." f

CI'l

·1

!
.
~~H

.~ .~
.5'1

li
>, ~
,Q'~

~ if
Z
.

~;g

J
Jl
~
~~~

.S

J ]
~ .s

-I
~

hh~ :tj! .. U t1tI1ii!]]] ~~~!

'>'>.''';

~~~~~
ffl

~~~~~ffi.. n
~U00
in

i}

~ .'"

1l 'll "ll

11

,£;i

.~J lJ"
>'"

i
fI
oS

:~
~
$'

rH~ I ~M~M
~'g·1~~d~
SJi
o

<

~~~~uu0

~~~

r~~j

State of Oklahoma

11111.1111111111[1 !lrll!IIIIIIIIIIIIIII~1

mil

11111 Illll

111111II 1111 I

RURAL SMALL BUSINESS .CAPITAL COMPANY INFORMATION REPORT

~1._F_o_r_th_e_c_·w_aJ_e~n_~_~!_-Y_~e_!a_r~E_n_d_in~g~: _o_oa 2
Identification Number Address
City
...

'~ 0
coroorauon COMPANY LLC

~52"6J
Revised Z008

0
_,

Name of Rural Small Business Capita! Company TLW VENTURE

Partnership .__.

LJ
~_

LLC
_

--~-- ---------..-

Phone Number State ZIP

Complete the applicable sections for investments made during tills calendar year. Attach additional schedules if necessary. Enclose a copy of the capital company's annual financial statements, including documentation to indicate the methods of operation and conduct of the business of the capital company. (kSee lnetrucuons.j

A: ENTITIES INVESTING IN THE RURAL SMALL BUSINESS CAPITAL COMPANY

Investor's 1)192~.
2) 'I'CM L. WARD
3) 4)

Name
I.iLC

Address

.............

Identification Number

~ "_--~ ...

Date of Investment

Type of Investment

Amount Invested
95,476 1,O14,O3!?

.......... .r _

c....;._,_, •.••• _. __

,..---

...

B: ENTlTlES INVESTING IN OKLAHOMA RURAL SMALL BUSINESS VENTURES IN CONJUCTION WITH THE RURAL SMALL BUSINESS CAPITAL COMPANY ."" ..

--_

....

1) _. 2}

__

Investor's

Name,
"

ldentfflcation Numbet

--

,
Amount Invested

.................. _...~

Busfnoss Invested In

Identification Number

._
.~~...
-..,_......,_

-- --

Date of Investment

Type of Investment

...........

-~.-.~ ......

..................
..-....................

3)

"'_."----

C:
-.,...~.""".."._.

OKLAHOMA RURAL SMALL BUSINESS VENTURES IN WHICH iNVESTMENTS WERE MADE BY THE RURAL SMALL 8USINESS CAPITAL COMPANY
Identification Number Type of Business Date of Investment ,..~~

-_

Name of Business Invested In RESOURCE REX.:OVERy

1) ~U.X3lES
2~

L.lJ.C.

Type of Investmont

Amount Invested 1,9Q9,51

3)

___--~::I -

.._

~-

t----~-

THIS INFORMATION RETURN, INCLUDING ENCLOSURES, MUST BE FILED BY APRIL 30TH. Under penalties Qfperjury, I declare that I have examined this return, including awompanying statements, and to the best of my knowledge and beNefit is true, correct and complete.

Officer. GenarQIPar1nijror Member

Date

The Oklahoma TaX'Commission is not required to give acteatnotlce to taxpayer of changes in any state tax law.