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REVIEW PAPER
ANAEROBIC DIGESTION
II. THE CHARACTERIZATION AND CONTROL OF
ANAEROBIC DIGESTION
National Institute for Water Research of the South African Council for Scientific and Industrial
Research, P.O. Box 395, Pretoria, Republic of South Africa.
INTRODUCTION
Composition of substrate
General review of compounds occurring in wastes. The composition of the substrate
is one of the major factors which determines the characteristics of the ecosystem in an
anaerobic digester. The organic and inorganic components in the substrate lead to a
selection of those bacteria which are able to metabolize these compounds. The inter-
mediate metabolites formed will lead to a further enrichment of those bacteria which
carry the process to the eventual end-products, methane and carbon dioxide. The
form in which the compounds are present in the substrate (in solution or in suspension)
and the nature of these compounds have a definite effect on the availability of these
compounds to the bacteria and consequently the rate at which they are converted to
methane and carbon dioxide. A knowledge of the composition of the substrate, to be
treated anaerobically, is therefore essential in the interpretation of the behaviour of a
digester.
Wastes to be treated anaerobically are mainly made up of varying ratios of the follow-
ing compounds: carbohydrates, polysaccharides, amino acids, proteins, fatty acids,
lipids, alcohols and a group of nitrogenous compounds originating from living cells.
The carbohydrates occurring in sewage and industrial effluents may consist of a large
variety of compounds including, amongst others, hexoses, pentoses, aldoses and
ketoses. Industrial effluents can also contain relatively large quantities of poly-
saccharides such as starch, glycogen, cellulose, hemicellulose, pectins, mannans and
xylan. Starch, glycogen and cellulose are all polymers of D-glucose. Starch and
cellulose originate from plant and microbial material while glycogen occurs in
animal and microbial cells. Hemicellulose, also from plant origin, yields D-glucuronic
acid and o-xylose on acid hydrolysis. Pectic acids are components of many plant
tissues, and fruit, and appear to be long chains of D-galacturonic acid units. The
pectic acids are components of plant materials named pectins which also contain
polysaccharides composed of galactose (galactans) or arabinose units (arabans). More
detailed information on the chemical structure of these compounds are given by
FauToN and SIMMONDS(1958). Mannan and xylan are structural polysaccharides of
yeast and plant tissues respectively. Mannan may constitute up to 16 per cent of the
dry weight of yeast and is a polymer of o-mannose (FALCONEand NICKERSON, 1956).
Xylan is associated with cellulose in wood and wheat and is a polymer of o-xylose
(WHISTLER, 1950).
TWO classes of compounds originating from wood, which may occur in effluents are
the lignins and tannins. Lignin, which usually accompanies cellulose in wood, is
believed to consist of p-hydroxy-phenyl-propanes. The phenyl groups often contain
methoxy groups (FREUDENBERG,1954). Tannins occur in the bark of trees and are used
in the leather industry. Tannins comprise three groups of substances namely
gallotannins and the flavan or stilbene derivatives (NuRSTEN, 1961).
Anaerobic Digestion--II. Characterizationand Control of Anaerobic Digestion 461
Proteins are present in practically all material of biological origin. In abattoir
wastes, proteins account for a large proportion of the total organic waste (BoRt~v,
1939). Because proteins are labile and the peptide bonds between the constituent
amino acids can be split by the action of extracellular hydrolytic enzymes (proteo-
lyric enzymes), free amino acids and peprides are also present in wastes of organic
origin. THmL and DU TOIT (1965) found that the concentration of free amino acids
in brewery effluent was of the order of 25-95 mg/l expressed as leucine.
Lipids are present in most material of biological origin and in some cases may con-
stitute a major fraction of the organic material in a waste. Domestic sewage can con-
tain as much as 25-2 per cent lipids on a dry weight basis (PoI4LAND, 1962). Lipids are
separated into several groups depending on their chemical and physical properties.
Simple lipids are esters containing only carbon, hydrogen and oxygen and yield, on
hydrolysis, only fatty acids and an alcohol. In the case of the so-called neutral fats and
oils, three fatty acid units are joined by ester linkages to the trihydric alcohol, glycerol
(FRuTON and SIMMONDS, 1958). The more complex lipids include substances such as
the phospholipids (FRUTON and SIMMONDS,1958). The fatty acids present in lipids can
include both straight chain and branched chain fatty acids and saturated and un-
saturated fatty acids containing from 2-26 carbon atoms, depending on the origin of
the particular lipid.
Free fatty acids can also occur in waste waters as the end-products of bacterial
metabolism or can be formed by enzymatic hydrolysis of lipids. TmEL and r~u TO1T
(1965) reported that the concentration of volatile fatty acids in brewery waste could
vary from 50 to 350 rag/1 expressed as acetic acid.
Another group of compounds which can form an important part of the organic
material in a waste is that originating from microbial cells. The importance of this
group is borne out by the fact that bacteria make up approximately 25 per cent of the
dry weight of faeces (RosEBURY, 1962), and the large amounts of yeast cells which, for
instance, may occur in brewery wastes (DmTRICn, 1960). These cells contain, apart
from some of the compounds discussed above, the nucleic acids DNA and RNA,
which occur in all living cells, poly-fl-hydroxybutyric acid which occurs in micro-
organisms as a storage product, and the components of bacterial cell walls. The
nucleic acids DNA and RNA are polynucleotides in which one of the two acidic
groups of the phosphoric acid residue is esterified by one of the sugar hydroxyls of
another mononucleoride. The carbohydrate fraction of DNA consists only of deoxyri-
bose and that of RNA only of ribose. Escherichia coli may contain 5-2 and 19.1 per
cent DNA and RNA respectively on a dry weight basis, while Pseudomonas aeruginosa
on the same basis may contain 4.9 and 4.4 per cent respectively (ZAHN, 1964). There-
fore waste waters containing large amounts of microbial cells will also contain con-
siderable quantities of DNA and RNA. Poly-fl-hydroxybutyric acid can account for
50 per cent of the dry weight of microorganisms under growth conditions where
nitrogen is deficient (STANIERe t al., 1964).
Bacterial cell wails contain rnucopeptides, teichoic acids, polysaccharides, proteins
and lipids (STANIERe t al., 1964). The mucopeptides are polymers of compounds such as
glucosamine, D- and L-alanine, D-glutamic acid and either L-lysine, DO-, EL-, or meso-
~-~-diaminopimelic acid, 2,4-diaminobutyric acid or either D- or L-ornithine (RoGERS,
1965). The teichoic acids are made up of ribitol phosphate, glucose and alanine. The
polysaccharides of bacterial cell walls contain amino sugars and/or simple mono-
462 J . P . KOTZ~, P. G. THIEL and W. H. J. HATHNGH
saccharides, while little is known about the composition of the lipids (STANIERe t al.,
1964).
The aforementioned goups of organic substrates will invariably be present in
effluents or, in special cases, comprise a significant part of the organic loading. There
are, of course, also many other organic substances which may occur in certain
effluents. Substances such as gibberellic acids, antibiotics, plant hormones, pesticides
and detergents may occur in effluents and have an effect on the anaerobic process but
since their concentrations are usually small, they are not discussed in this review.
The inorganic composition of a waste will also have a pronounced effect on the
eventual nature of a digester. Some inorganic ions between specific concentration
levels, are necessary for cell metabolism, while others may prove toxic above certain
concentrations. This review is mainly concerned with the organic substrates of waste
waters and a detailed account of the effect of inorganic ions on anaerobic digestion is
not given.
As already indicated, a wide variety of organic substances may occur in waste
waters. Heterogeneous microbial populations, such as that of anaerobic digestion, will
effect sequential substrate removal when complex substrates are degraded because
certain substrates are more easily degraded than others. Sequential substrate removal
in aerobic processes has already been studied by GAUDYet al. (1963). In complex sub-
strates certain components might be completely inavailable to the microorganisms
resulting in incomplete purification. The composition of a waste fed to a heterogeneous
culture determine the eventual combination of species of the system as well as the
relative enzyme activities of such a system.
The above-mentioned effects of complex substrates on the process of anaerobic
digestion indicate the necessity of a thorough knowledge of the composition of the
substrate to be used. The available information on the composition of domestic
sewage sludge is summarized in the next section as an example of the complexity of
such a waste. Detailed information on the composition of different industrial wastes
is not given in this article.
Composition of domestic sewage sludge. The solids concentration of sewage sludge
varies from 8 to 12 per cent (IMHOFFand FAIR, 1956). The volatile matter of the
undigested solids may vary from 60 to 80 per cent (RUDOLFSand GEHM, 1942; IMHOFr,
1956), and the inorganic material (ash) of undigested solids from 20 to 40 per cent
(POHLAND, 1962).
Sewage sludge contains rather large quantities of ether-soluble material. RUOOLFS
(1944) analysed sludges from various treatment plants and found that the ether-
extractable material or grease varied from 5.7 to 44.0 per cent of the dry solids with an
average of 13-1 per cent. Various other workers confirmed this range (POHLA~,U~,1962:
BUSWELL and NEAVE, 1930; HEUKELEKIAN,1958; RUDOLFSand GEHM, 1942). This
ether-soluble fraction of the dry solids was found to be largely destroyed by anaerobic
digestion as the percentage grease in digested solids was reduced on average from
25.2 per cent to 6-9 per cent (BuSWELL and NEAVE, 1930). The ether-extractable
material consists of many components including free fatty acids, lipids and esters.
HEUKELEKIANand Mt~rLr.R (1958) found that the grease from sewage solids con-
mined 40-60 per cent free fatty acids, 20-40 per cent esterified fatty acids and 15-20
per cent unsaponifiable material and that the fatty acids included palmitic, stearic,
and dienoic acids. HUNTER (1962) reported that the settleable solids in sewage con-
Anaerobic Digestion--II. Characterizationand Control of Anaerobic Digestion 463
tained 1.35 per cent free fatty acids, 9.66 per cent glyceride fatty acids, 3.75 per cent
unsaponifiable material and very low concentrations of phenols and detergents.
About 80-90 per cent of the fatty acids were saturated acids and the rest comprised
the following unsaturated acids in order of decreasing concentrations: oleic, linoleic,
linolenic and arachidonic acids.
Dry fresh sewage solids contain 2.49 per cent alcohol-soluble material and 9.52 per
cent material which is soluble in hot and cold water (POHLAND,1962). POHLAND(1962)
mentioned that sugars, amino acids, organic acids, starches, tannins and pectic sub-
stances were extracted by hot and cold water while the alcohol-soluble fraction con-
tained waxes, resins, alkaloids and choline. HUNTER (1962) analysed the settleable
solids in sewage and found that it contained 7.71 per cent alcohol-soluble-ether-
insoluble material, which consisted of 16.9 per cent amino acids, 4.4 per cent sugars
and 8.3 per cent tannins.
Another major group of components of sewage sludge is the polysaccharides which
include substances such as starch, cellulose and hemicellulose. POHLAND (1962)
reported that dry sewage sludge contained 3.78 per cent cellulose and 3.20 per cent
hemicellulose. BUSWELLand NEAVE (1930) determined that sewage sludge contained
10.8 per cent crude fibre of which the major components must have been polysacchar-
ides. RUDOLFSand GEHM(1942) reported concentrations of cellulose and hemicellulose
of 3-8 and 3.2 per cent respectively, while HUNTER(1962) measured a concentration of
21.84 per cent cellulose on a dry weight basis in the settleable material in sewage.
The concentration of free carbohydrates in sewage sludge is apparently very low,
probably because they are rapidly taken up and metabolized by microorganisms.
HUNTER (1962) found only 0.34 per cent sugars (as a percentage of the total dry
solids) in the fraction which was soluble in alcohol but insoluble in ether.
POHLAND (1962) and RUDOLFSand GEHM (1942) reported that dry sewage sludge
contained 5.8 per cent lignin. Lignin is not readily decomposed by anaerobic digestion
and is therefore present in digested sludge in larger concentrations than in fresh solids
(HEUKELEKIAN, 1930).
Protein material is the second largest component of sewage sludge after the group
of ether-extractable compounds. The protein content of dry sludge vary from 19 to 28
per cent (RUDOLFS and GEHM, 1942; POHLAND, 1962; BUSWELLand NEAVE, 1930).
HEUKELEKIANand BALMAT(1959) identified 14 amino acids in sewage sludge with
alanine, aspartic acid, glutamic acid, leucine, phenylalanine, methionine, valine, glycine,
histidine, cystine, serine, threonine, tyrosine and lysine listed in order of decreasing
concentration. The concentration of free amino acids in sewage sludge is however low
compared to the total crude protein in sewage sludge. HUNTER(1962) found only 1.3
per cent free amino acids in the dry settleable material of sewage.
Various other compounds may occur in low concentrations in sewage. It is known
that vitamins such as Vitamin C (RUDOLFS and HEINEMANN,1939)and Vitamin B12
(AURICH et aL, 1958) are present in sewage. The presence of indole and skatole in
sewage has been demonstrated by RUDOLFSand CHAMBERLIN(1932) and by RUDOLES
and INGOLS(1938) and BUSWELLand NEAVE (1930) found uric acid, xantine, creatine
and creatinine. Much has also been published on the presence and role ofalkyl benzene
sulphonates (synthetic detergents) in the biological treatment of sewage. CORDONet al.
(1968), CROFT and FAUST (1954), CULP and STALTENBERG(1953) and MANGANELLI
et al. (1960) reported on the degradation of detergents by sewage microorganisms.
464 J.P. KOTZI~,P. G. THIELand W. H. J. HATTINGH
The great variety of compounds present in sewage sludge is an indication of the
versatility of the anaerobic digestion process towards the removal of various organic
compounds from polluted waters. The value of anaerobic digestion for the treatment
of organically polluted industrial effluents is clear. Whereas the main compounds in
sewage sludge are fats, polysaccharides, and proteins, these compounds also occur in
high concentrations in many industrial effluents.
Brewery waste, for instance, contains high concentrations of polysaccharides while
the concentration of proteins is relatively low (THIELand Do TOlT, 1965). Yeast waste
on the other hand, contains relatively high concentrations of nitrogenous material
(KOTZ1~e t al., 1968).
Nutritional factors in the substrate. To maintain satisfactory digestion it is necessary
to ensure that optimum biological growth is maintained at all times. For optimum
biological growth various nutritional factors are normally necessary--these include,
for example, inorganic elements such as magnesium, calcium, potassium, sodium, zinc,
iron, cobalt, copper, molybdenum, manganese etc., which are cofactors necessary for
enzyme reactions in microorganisms.
Many other organic growth factors such as branched chain fatty acids (BRYANT,
1965), biotin, p-amino benzoic acid and amino acids, may be essential for the growth
of certain bacteria, as they cannot be synthesized by some bacteria and are necessary
either as cofactors in enzymic reactions or are used as intermediates in the synthesis of
cell material.
Because most of the inorganic elements and different organic growth factors are
usually present in domestic sewage, a lack of these factors seldom occurs in practice.
The major nutrients are nitrogen, carbon, sulphur and phosphorus. These four
elements are normally contained in excess in raw domestic sludge. Therefore admix-
ture of domestic sewage to industrial effluents offers a means of correcting nutrient
deficiencies in industrial wastes. The overall demand for nitrogen is in excess of the
microbial demand since part of the nitrogen is required in the control of the pH of the
system. It is generally assumed that alkalinity is mainly provided by NH4 + and I-ICO3'
ions. A reduction in the NH4 + content of a digester leads to a decrease in alkalinity and
perhaps pH, thus illustrating that nitrogen is essential both as nutritional element and
in the ammonium form for its buffering capacity. The phosphorus requirements on
the other hand would normally be met by the phosphorus content of the wastes to be
digested.
KAPLOVSKY (1952) found it necessary to add sufficient ammonium carbonate to
give a C :N ratio of 40:1 to achieve digestion of white water. SANDERSand BLOODGOOD
(1965) reported the minimum C :N ratio of anaerobic digestion to be 16:1.
Substrate loading
The rate at which organic material (substrate) is supplied to the microorganisms
participating in the degradation of the substrate is of prime importance in maintaining
stable digestion conditions. Different loadings can be achieved by either altering the
rate of flow through a digester, which will affect the volumetric residence time in the
digester, or by altering the concentration of the organic load of the feed. In a com-
pletely mixed system short residence times may result in the discharge of a large
quantity of unmetabolized substrate. Longer residence times, on the other hand, will
result in more complete degradation of the substrate. In practice a compromise must
Anaerobic Digestion--II. Characterizationand Control of Anaerobic Digestion 465
be reached between the efficiency of long residence times and the economy of short
residence times. The load to a digester can seldom be altered in practice by changing
the concentration of the organic load as the composition of the waste water depends
entirely on the process in the specific industry. Therefore the most common practice of
changing the load to a digester is to change the flow rate. Excessive loads are known
to create unbalanced conditions where volatile fatty acids accumulate.
For the disposal of domestic sludge, a loading parameter of weight of volatile
solids/volume/day seems to be most generally applied. This loading parameter does
not take into account the number of microorganisms or the biomass present in the
volume participating in the degradation of the organic material and assumes that
sufficient organisms will be available. It became necessary when industrial effluents
had to be treated anaerobically, to develop other loading parameters which take into
account the amount of biologically active organisms present. Two problems arose in
the development of these loading parameters. One was the assessment of the amount
of organic material that might be biologically degraded and the other was to assess the
amount of biomass present in the digester.
The chemical oxygen demand (COD) determined by the dichromate reflux method,
appears to be the most favoured method of expressing the amount of oxidizable
material contained in the waste. The COD method, however, does not give any
indication of the amount of material that might not be biodegradable in the waste or
the presence of reducing substances such as Fe 2+, S" etc. The development of methods
to determine organic carbon in solution by means of oxidation of an aqueous sample
followed by infra-red detection of the evolved CO2, offers a more rapid and concise
method for the determination of organic carbon. The latter method still does not
distinguish between organic carbon amenable to biological degradation and organic
carbon resistant to degradation.
The determination of the amount of biomass present in anaerobically digesting
sludge is more difficult. Chemical methods to assess the weight of biomass have gained
favour. The main obstacle is to choose a parameter of biomass that will closely
measure the weight of microorganisms under all circumstances. The nucleic acid,
DNA, was chosen as such a parameter because it is only synthesized by living cells and
is one of the least variable compounds of living cells. Subsequent work revealed that
the DNA content of anaerobic sludge is significantly correlated to the volatile sus-
pended solids (VSS) content of a digester (AGARDYe t al., 1963; HATTINGHet al.,
1967a). Therefore volatile suspended solids represent a meaningful measure of biomass
and are used to assess biomass. In cases where the feed to a digester contains high
concentrations of suspended organic material, VSS will however not be a direct
measure of biomass. The loading rate parameter advocated for effluents with low
concentrations of suspended organic material is therefore the ratio of the weight of
COD or organic carbon to be treated to weight of cells in the digester per unit time.
This may be expressed as g COD/g VSS/time. At present it seems as if prolonged stable
anaerobic conditions can only be maintained if the loading rate is less than 0.25 g
COD/g VSS/day at 35°C.
Temperature
The reactions taking place in an anaerobic digester result from the activity of
the heterogenous bacterial population. The effect of temperature on the process
466 J.P. KOTZ~,P. G. THIELand W. H. J. HATTINGH
as a whole is therefore a reflection of the behaviour of the bacteria at different tem-
peratures.
Since living organisms consist mainly of water, the limits for biological activity in
water in a liquid state, range from slightly below 0°C to about 100°C. The upper limit
of the temperature growth region is determined by the thermal lability of the con-
stituents of living matter, the proteins and nucleic acids. These substances are rapidly
inactivated at temperatures between 50°C and 90°C. Exposure of microorganisms to
temperatures above these ranges result in rapid death, except in the special case of
heat-resistant spores (STANIERe t al., 1964). Temperatures below 0°C are not necessarily
lethal to bacteria and many bacteria survive temperatures as low as that of liquid air
(STANIERet al., 1964).
Although the total temperature range for the development of microorganisms
extends from - 5 ° C to about 80°C, specific microorganisms often have relatively
narrow temperature ranges in which they will multiply. For instance, a common
sewage bacterium, Escherichia coli, grows in the range 10-46°C but the optimum
temperature for its growth lies between 37°C and 45°C (STANIERe t al., 1964).
The temperature ranges for the optimal growth of microorganisms can conveniently
be divided into three temperature regions namely the psychrophilic (<20°C), the
mesophilic (20-45°C) and the thermophilic region (> 45°C) (STANIERe t al., 1964). A
particular bacterial species can then be described as a psychrophilic, mesophilic or
thermophilic bacterium depending on the temperature region in which optimal growth
is obtained. The growth temperature range of a specific bacterium is often used as a
taxonomic criterium. However, certain bacteria, known to have a specific temperature
optimum, can be adapted to other temperature ranges (ALLEN, 1953; MEEFERD and
CAMPBELL, 1952; KLUYVERand BAARS,1932). Abrupt changes in temperature are
often lethal to bacteria. Escherichia coli, grown at 45°C can be killed for example by
rapid cooling to 10°C (95 per cent) while gradual cooling over 30 min causes no death
(SHERMANand CAMERON,1934).
The temperature at which a bacterium is grown has a definite effect on the chemical
composition of the cell (INGRAHAM,1962), the activities of enzymes in the cell (BROWN
et al., 1957; ALFORD, 1960) and bacterial nutrition ([NGRAHAM,1962).
Because of these pronounced effects of temperature in single species of bacteria, it is
clear that the temperature at which a heterogeneous population of bacteria is grown
will have a definite effect on the species and numbers of bacteria occurring in the
heterogeneous population. Thus the temperature, which can be controlled externally,
is active in selecting the ultimate population that will prevail in a digester.
For the economical use of anaerobic digestion it is necessary that the highest
efficiency of the overall process is obtained. It is a well-known fact that by increasing
the temperature by 10°C, the rate of a chemical reaction can be increased approximately
two-fold. In narrow temperature ranges this is also roughly true for biological activities
which depend on the action of enzymes to bring about ordinary chemical changes.
This indicates the necessity of determining the temperature at which anaerobic
digestion of a specific substrate will proceed at the highest possible rate.
BUSWELL(1957) reported that production of methane could be achieved from 0°C
to 55°C. The economical applications of anaerobic digestion, however, take place only
in the mesophilic and thermophilic temperature ranges. Much controversy exists on
the advantages and disadvantages of mesophilic and thermophilic digestion. RUDOLFS
Anaerobic Digestion--II. Characterizationand Control of Anaerobic Digestion 467
and HEUKELEKIAN(1931) reported that the rate of digestion of sewage sludge could be
increased by changing from mesophilic to thermophilic digestion (50°C). For the
digestion of board mill sludge, mesophilic digestion (36°C) was, however, more effective
than thermophilic digestion (50°C). Although thermophilic digestion was more
efficient for sewage sludge digestion, it was never generally accepted for conven-
tional sewage treatment, because of the development of foul odours, heating
difficulties (LOHMEYER,1959) and difficulties in dewatering the digested sludge (LUMs,
1941).
Sudden temperature changes are detrimental to anaerobic digestion. BROWN and
KINCHOSKY(1965) concluded that a digester normally operated at about 32°C could
be upset when the temperature increased to 40°C, as the mesophilic conditions were
drastically changed to thermophilic conditions and fatty acids accumulated. FISHER
and GREENE(1945) found during plant-scale studies of thermophilic digestion, that a
temperature drop of 2.7°C or more, during a relatively short period, greatly affected
digestion at 46-53°C. BUSWELL(1957) agreed with these results and stated that a
sudden change of as little as one or two degrees centigrade, completely interrupted
methane fermentation with the resultant accumulation of fatty acids. GARBER(1954)
on the other hand, concluded that when once established, thermophilic digestion
(49°C) was quite stable and resistant to upset and also that temperature decreases of
5°C in 48 hr produced no unusual changes but that prolonged lower temperatures,
changed the system to mesophilic conditions.
HEUKELEKIANand KAPLOVSKY(1948) reported that in a 20°C range between the
mesophilic and thermophilic temperature regions, the rate of digestion was decreased
by a rise in temperature. The rate of digestion only increased when the temperature was
increased to the optimal range in the thermophilic region. GOLUEKE(1958) however
found that changes in temperature from 35°C to 60°C had no effect on the rate of
fermentation. STANDERet al. (1967) found that optimum digestion of wine waste took
place at 35°C.
From these conflicting observations no general criteria can be layed down as to
the temperature at which anaerobic digestion should be practised. The optimum
temperature for the digestion of each individual waste should be determined experi-
mentally.
lnoculum
Only those bacteria which enter the digester via the inoculum and/or the substrate
and are adaptable to the environment will eventually have a chance of survival in the
digester. The effluents normally treated anaerobically are not sterile, with the result
that bacterial species absent in the original inoculum may, at a later stage, enter the
system via the substrate. Regardless of the origin of the inoculum the bacteria that will
eventually predominate will be those for which the substrate and environmental
conditions are most suitable.
Anaerobic digesters cannot be switched from one substrate to a widely different one
in a matter of hours or days. Time is required to adjust to the new substrate, which is
termed the adaptation period. The precise length of the adaptation period has not been
determined as yet and may even vary from substrate to substrate. HATTINGHet al.
(1967a) presented evidence that in a specific case adaptation was not completed even
after 60 days. During adaptation, the microbial population best suited to the substrate
468 J.P. KOTZI~,P. G. THIELand W. H. J. HATTIN~H
and environmental conditions is selected from the original inoculum. Therefore if the
original inoculum contains small numbers of a specific microorganism capable of
degrading a specific compound in the substrate, the length of time required to build up
a suitable population will depend on the growth rate of the microorganisms and the
mode of operation of the digester. Apart from the selection of microorganisms certain
non-lethal mutations can take place enabling certain organisms to adapt themselves
more efficiently than others to the existing conditions. Both the selection and mutation
processes can be the explanation for the increase in the stability of digesters (STANDER,
1968) as well as the changes in the metabolic patterns during prolonged operation
(HATTINGH et al., 1967a; KOTZ~ et al., 1968).
Microbiological characteristics
The microbiological nature of a digester is determined by its inoculum and the
environmental conditions. The microbial population determine the biochemical
characteristics of a digester.
TOERIEN and HATTINGH (1969) described the microbiology of anaerobic digestion
thoroughly, in the first of this series of papers.
Biochemical characteristics
Life cannot exist without the active participation of enzymes (biological catalysts).
Enzymes are active both in degradation of organic matter (catabolism) and synthesis
of new cellular constituents (anabolism). Enzymes occur both extracellularly and
intracellularly. The hydrolytic extracellular enzymes are enzymes that are active in the
initial hydrolysis of macromolecules to their smaller units, which are then transported
474 J.P. KoTz~,P. G. THIELand W. H. J. HATTINGH
into the cell to undergo further degradation or to be used as building blocks in the
synthesis of new cellular material. The activities of the enzymes are therefore a measure
of the activity of the biomass in the digester. The occurrence of certain key inter-
mediate enzymes also reveals a picture of the metabolic pathways operative in the
degradation of the added substrates.
The presence and activities of several extracellular and intracellular enzymes in
anaerobic digesters have been reported by HATTINGHet al. (1967a), KOTZ~et al. (1968)
and THmLet al. (1968). HATTINGHet al. (1967a) reported that the chemical parameters
such as pH, alkalinity, volatile fatty acid content, rate of COD removal and volume
and composition of gases produced did not indicate the biological changes that took
place in an anaerobic digester when it was slowly adapted to a new substrate. Bio-
chemical analyses indicated that the process of adaptation was not completed after
60 days of operation. Therefore a study of the biochemical characterististics is neces-
sary to characterize a stable anaerobic digester.
The biological characteristics of an anaerobic digester are described, amongst other
things, by the different enzymes present, their relative activities and their participation
in meauingful metabolic patterns or pathways for the degradation of the organic
matter supplied in the substrate. The enzyme activities are the integrated result of the
composition of the waste (substrate), the loading rate, the nature of the microbial
population and the environmental conditions such as temperature, pH, alkalinity and
degree of anaerobiosis.
HATTINGH et al. (1967a) reported that the reactions catalyzed by extracellular
hydrolytic enzymes (protease, cellobiase, amylase and phosphatase) would not easily
be rate-limiting steps in the hydrolysis of organic matter to smaller units in anaerobic
digestion. The intermediate enzyme activities determined by them revealed valuable
information on the changes that took place in the biological pattern of the digester.
KOTZf/ et al. (1968) have shown that digesters operated on different types of sub-
strates showed characteristic enzyme activity patterns and that these patterns may be
used to characterize digesters. For instance, it was observed that the enzyme activities
of digesters operated in the laboratory, on a continuous flow principle, with a synthetic
substrate, fluctuate within small limits. The daily fluctuations did not normally exceed
10 per cent under balanced conditions but the onset of unbalanced conditions was
manifested by large daily fluctuations (more than 10 per cent). TmEL et al. (1968)
reported further on the daily observations of enzyme activities with the onset of un-
balanced conditions.
TOERmN and HATTINGH(1969) divided the process of anaerobic digestion into the
non-methanogenic and methanogenic phases. The discussions of the biochemical
characteristics will also follow this broad division.
Glycolysis
The presence of the following enzymes participating in glycolysis has been indicated:
Hexokinase, phosphoglucomutase, fructose-6-phosphate kinase (6-PFK), fructose-l-phosphate
k inase (1-PFK), aldolase, enolase, pyruvate kinase and lactate dehydrogenase (HATTINGHet al.,
1967a; KOTZ~, 1967; KoIz~ et al., 1968; and THIELet al., 1968).
A new enzyme 1-PFK has recently been found in Aerobacter aerogenes by HANSONand AN-
DERSON(1966), in Bacteroides symbiosus by REEVESet aL (1966) and in Clostridium pasteurianum
W 5 by KOTZ~(1968a, 1969). The enzyme has also been found to be active in anaerobic digesters
(KoTzi~, 1967; KOTZ~, 1968a, 1969; KOTZ~ et al., 1968 and TmEL et al., 1968) and in various
other clostridia and other facultative or obligate anaerobes such as Pseudomonas, Butyrovibrio
and a bifid-like organism (KoTz~, 1968a). The activity of 1-PFK was correlated to the numbers
of anaerobes present in anaerobic digestion (THIEL et al., 1968). The presence of 1-PFK in
obligate aerobes has not yet been reported. The relative activities of 6-PFK and I-PFK thus
apparently give an indication of the anaerobic or aerobic origin of an unknown mixed culture
of microorganisms.
Entner-Doudoroff pathway
The significance of the Entner-Doudoroff pathway in anaerobic digestion has not yet been
determined. BALDWIN (1965) suggested that the 2-keto-3-deoxy-6-phosphogluconatealdolase
(Entner-Doudoroff) may function in the rumen. Although the Entner-Doudoroff route was
found in aerobes, it was also shown to function in Pseudomonas lindneri under anaerobic con-
ditions (WOOD, 1961; GIBBSand DEMoss 1951, 1954; D~Moss et al., 1951; SOKATerIand
GUNSALUS,1957).
(a) Transamination
Transamination reactions produce ct-keto acids that may be converted to amino acids, for
instance:
(i) L-glutamic acid+oxaloacetic acid,--~-ketoglutaric acid+L-aspartic acid. This reaction is
catalyzed by the enzyme glutamateoxaloacetate transminase (GOT).
(ii) L-glutamic acid+pyruvic acid,--,a-ketoglutaric acid+L-alanine. This reaction is catalyzed by
the enzyme glutamate~pyruvate transaminase (GPT).
By means of the above two reactions the different amino acids are linked to pyruvate, the converging
point of carbohydrate and amino acid degradation, and to oxaloacetate and a-ketoglutaric acid, the
intermediates of the citric acid cycle. The significance of both glutamate-oxaloacetate transaminase
and glutamate-pyruvate transarninase in anaerobic digestion has been indicated by HATT~GH et al.
(1967a), Koxz~ (1967), KOTZ~ et al. (1968) and TmEL et al. (1968).
The end-products o f amino acids are very similar to those o f the degraded carbo-
hydrates. Both carbohydrate and amino acid metabolism thus produce a c o m m o n pool
o f end-products which are degraded further by c o m m o n pathways.
The microorganisms fermenting amino acids belong mainly to two groups, the
anaerobic spore-formers (clostridia) and the anaerobic cocci (Micrococcus and
Diplococcus). Only one non-sporulating, obligately anaerobic, rod-shaped bacterium
is k n o w n to ferment amino acids viz. Fusobacterium nucleatum (BARKER, 1961). Other
formo~e
C02+ 2H dehydogenese H ~Ozl"l (bound
(H-donor) ITHF
~ATP
H CO-THF
THF
Serine -- - - CHfTHF- glycine
I ,%,
CH3 -THF
CH30H'~"~
ATP ,-~,.~ l Co BI2 - enzyme
CH3-Co--B=2 J CH3-CoBi2-enzyme
-COz [
CH3CO2H/ 2H
ATP
Ell4 +Co BI2 + enzyme
Temperature
Anaerobic digestion in the mesophilic temperature range (20-45°C)with an optimum
at about 37°C is advised. Thermophilic temperatures often bring about more efficient
digestion but control of temperature seems to be the greater problem.
Biological parameters
In addition to these general control parameters discussed earlier, biochemical
determinations such as enzyme activity measurements and bacterial counts proved to
be useful in the control of anaerobic digesters (HATTINGrI et aL, 1967a). This approach
to anaerobic digestion has only recently been introduced. A further study of the
mechanism of the process, as a whole, will lead to a better understanding of these
parameters and their use as control parameters.
CONCLUSIONS
An attempt has been made in this article to summarize and describe those factors
which determine the eventual character of any digester. Of those factors described, the
composition of the substrate and the rate at which this substrate is supplied to the
digester have a more pronounced effect on the eventual nature of the system than
factors such as temperature, the original inoculum and the mode of operation of the
digester.
Reference has been made to the more generally accepted ways of characterizing a
digester such as pH, alkalinity, volatile fatty acid concentration, rate of gas produc-
tion, composition of gas, measures of efficiency, measures of biomass and nutritional
factors. These general parameters only superficially describe the system and do not
Anaerobic Digestion--II. Characterization and Control of Anaerobic Digestion 487
t a k e into a c c o u n t the intrinsic biological n a t u r e o f the b a c t e r i a responsible for the
process. I n a n a t t e m p t to acquire a better a p p r e c i a t i o n o f the biological n a t u r e o f
a n a e r o b i c digestion the existing k n o w l e d g e o f the b i o c h e m i c a l characteristics o f the
system has been s u m m a r i z e d . F r o m this s u m m a r y it is evident t h a t there is a p a u c i t y o f
k n o w l e d g e o f the b i o c h e m i s t r y o f the process a n d t h a t a m u c h better u n d e r s t a n d i n g
o f the b i o c h e m i s t r y o f the process is i m p e r a t i v e for the efficient c h a r a c t e r i z a t i o n a n d
c o n t r o l o f a n essentially biological process such as a n a e r o b i c digestion.
T h e existing p a r a m e t e r s for the c o n t r o l o f a n a e r o b i c digestion have been described,
b u t will in future need to be s u p p l e m e n t e d by well-chosen biological parameters. T h e
p r e s e n t k n o w l e d g e o n a n a e r o b i c digestion is largely based, o n empirical o b s e r v a t i o n s
which give n o e x p l a n a t i o n for the reasons b e h i n d certain p h e n o m e n a , a n d it is there-
fore evident t h a t further f u n d a m e n t a l research on the a n a e r o b i c process is o f prime
i m p o r t a n c e if this process is to be utilized to its full capacity.
REFERENCES