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Transforming CA Processing - DTCC

Transforming CA Processing - DTCC

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Published by: api-3722995 on Oct 15, 2008
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03/18/2014

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Corporate Action Processing
TRANSFORMING
A PLAN BY THE DEPOSITORY TRUST & CLEARING CORPORATION
Providing a New Level of Risk Management
And Achieving Straight-Through Processing
JUNE 2003
Transforming
Corporate Action
Processing
Please forward comments to:
James Femia, DTCC Asset Services, at jfemia@dtcc.com or
Christopher Wyle, DTCC Asset Services, at cwyle@dtcc.com.
Table of Contents
Executive Summary..........................................................................3
Introduction......................................................................................7

Challenges of Corporate Action Processing......................................8
Best Practices...................................................................................11
Extending DTCC\u2019s Role in Corporate Actions................................13
\u201cAt Source\u201d Standardization........................................................13
Global Corporate Action (GCA) Validation Service...................15
Global Corporate Action Hub (GCAH)......................................16

Development and Promotion of
Standards and Market Practices..................................................17
Streamlined and Improved Processing for High-Volume

and Complex Events...................................................................17 Enhanced Instruction Processing...............................................18 Corporate Action Liability Notices.............................................19 Elimination of Certificates for

Corporate Action Transactions...................................................19
Appendix \u2014 Corporate Action Processing at DTC........................20

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