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Smart Grid Maturity Model SGMM Model Definition

Smart Grid Maturity Model SGMM Model Definition

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The Smart Grid Maturity Model (SGMM) is a business tool stewarded by the Software Engineer-ing Institute at Carnegie Mellon University. It was originally developed by electric power utilities for use by electric power utilities. The model provides a framework for understanding the current extent of smart grid deployment and capability within an electric utility, a context for establishing strategic objectives and implementation plans in support of grid modernization, and a means to evaluate progress over time toward those objectives.
The SGMM is composed of eight domains and six maturity levels as detailed in this document, which contains the full definition and description of the model. Introductory material to aid in understanding the purpose and use of the SGMM is also provided.
The primary audiences for the SGMM, and for this document, are electric power utilities that are seeking guidance related to the modernization of their operations and practices for delivering electricity. The audience also includes any related stakeholders for such utilities. Currently, the model is better suited for utilities with transmission and distribution operations than for pure generation utilities.
The Smart Grid Maturity Model (SGMM) is a business tool stewarded by the Software Engineer-ing Institute at Carnegie Mellon University. It was originally developed by electric power utilities for use by electric power utilities. The model provides a framework for understanding the current extent of smart grid deployment and capability within an electric utility, a context for establishing strategic objectives and implementation plans in support of grid modernization, and a means to evaluate progress over time toward those objectives.
The SGMM is composed of eight domains and six maturity levels as detailed in this document, which contains the full definition and description of the model. Introductory material to aid in understanding the purpose and use of the SGMM is also provided.
The primary audiences for the SGMM, and for this document, are electric power utilities that are seeking guidance related to the modernization of their operations and practices for delivering electricity. The audience also includes any related stakeholders for such utilities. Currently, the model is better suited for utilities with transmission and distribution operations than for pure generation utilities.

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Published by: Software Engineering Institute Publications on Oct 07, 2011
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SGMM Model Definition
 A framework for smart grid transformation
 
Authors:
The SGMM Team
Version 1.2September 2011TECHNICAL REPORT
CMU/SEI-2011-TR-025ESC-TR-2011-025
CERT
 ® 
ProgramResearch, Technology, and System Solutions ProgramSoftware Engineering Process Management Program
Unlimited distribution subject to the copyright.This document supersedes CMU/SEI-2010-009.http://www.sei.cmu.edu
 
 
SEI markings v3.0 / 19 July 2011 
Copyright 2011 Carnegie Mellon University.This report was prepared for theSEI Administrative AgentESC/XPK 5 Eglin StreetHanscom AFB, MA 01731-2100The ideas and findings in this report should not be construed as an official DoD position. It is published in the interest of scien-tific and technical information exchange.This work is sponsored by the U.S. Department of Defense. The Software Engineering Institute is a federally funded researchand development center sponsored by the U.S. Department of Defense. NO WARRANTYTHIS CARNEGIE MELLON UNIVERSITY AND SOFTWARE ENGINEERING INSTITUTE MATERIAL IS FURNISHEDON AN "AS-IS" BASIS. CARNEGIE MELLON UNIVERSITY MAKES NO WARRANTIES OF ANY KIND, EITHER EXPRESSED OR IMPLIED, AS TO ANY MATTER INCLUDING, BUT NOT LIMITED TO, WARRANTY OF FITNESSFOR PURPOSE OR MERCHANTABILITY, EXCLUSIVITY, OR RESULTS OBTAINED FROM USE OF THE MATERIAL.CARNEGIE MELLON UNIVERSITY DOES NOT MAKE ANY WARRANTY OF ANY KIND WITH RESPECT TOFREEDOM FROM PATENT, TRADEMARK, OR COPYRIGHT INFRINGEMENT.Use of any trademarks is not intended in any way to infringe on the rights of the trademark holder.Internal use:* Permission to reproduce this material and to prepare derivative works from this material for internal use isgranted, provided the copyright and “No Warranty” statements are included with all reproductions and derivative works.External use:* This material may be reproduced in its entirety, without modification, and freely distributed in written or elec-tronic form without requesting formal permission. Permission is required for any other external and/or commercial use. Requestsfor permission should be directed to the Software Engineering Institute at permission@sei.cmu.edu.The Smart Grid Maturity Model (SGMM) is being maintained and improved under the support of the U.S. Department of Energyunder Federal Government Contract Number FA8721-05-C-0003 with Carnegie Mellon University for the operation of theSoftware Engineering Institute, a federally funded research and development center sponsored by the U.S. Department of De-fense. The Government of the United States has a royalty-free government-purpose license to use, duplicate, or disclose thework, in whole or in part and in any manner, and to have or permit others to do so, for government purposes pursuant to thecopyright license under the clause at 252.227-7013For information about SEI publications, please visit the library on the SEI website (www.sei.cmu.edu/library).* These restrictions do not apply to U.S. government entities.® Capability Maturity Model and CMMI are registered in the U.S. Patent and Trademark Office by Carnegie MellonUniversity.® CERT is a registered mark owned by Carnegie Mellon University.TM Carnegie Mellon Software Engineering Institute (stylized), Carnegie Mellon Software Engineering Institute (anddesign), and the stylized hexagon are trademarks of Carnegie Mellon University.
 
 
CMU/SEI-2011-TR-025 |
 
i
 
Table of Contents
Acknowledgments v
 
Executive Summary vi
 
Abstract viii
 
1
 
Introduction 1
 
1.1
 
The Need for Electrical Grid Modernization 1
 
1.2
 
What Is a Smart Grid? 2
 
1.3
 
The Smart Grid Maturity Model 3
 
1.3.1
 
SGMM Scope of Coverage 4
 
1.3.2
 
SGMM Structure 4
 
1.3.3
 
SGMM Product Suite 5
 
1.4
 
About This Document 6
 
1.5
 
Document Overview 6
 
2
 
SGMM Levels 7
 
2.1
 
Level 0 - Default 8
 
2.2
 
Level 1 - Initiating 9
 
2.3
 
Level 2 - Enabling 9
 
2.4
 
Level 3 - Integrating 9
 
2.5
 
Level 4 - Optimizing 10
 
2.6
 
Level 5 - Pioneering 10
 
3
 
SGMM Domains 11
 
3.1
 
Expected and Informative Characteristics 11
 
3.2
 
Domain Structure 12
 
4
 
Strategy, Management, and Regulatory (SMR) 13
 
5
 
Organization and Structure (OS) 18
 
6
 
Grid Operations (GO) 22
 
7
 
Work and Asset Management (WAM) 27
 
8
 
Technology (TECH) 31
 
9
 
Customer (CUST) 37
 
10
 
Value Chain Integration (VCI) 42
 
11
 
Societal and Environmental (SE) 47
 
12
 
Using the SGMM 51
 
12.1
 
SGMM Scoring 51
 
12.2
 
The SGMM Navigation Process 52
 
12.3
 
Using SGMM Data 52
 
12.4
 
Performing an SGMM Assessment 53
 
Appendix A
 
Model Architecture 54
 
Appendix B
 
Smart Grid Maturity Model: Matrix 59
 

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