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Published by Robert Vale

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Published by: Robert Vale on Nov 22, 2011
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Department of Defense
5200.01October 9, 2008
 Incorporating Change 1, June 13, 2011
USD(I)SUBJECT: DoD Information Security Program and Protection of Sensitive CompartmentedInformationReferences: See Enclosure 11. PURPOSE. This Instruction:a. Reissues DoD Directive (DoDD) 5200.1 (Reference (a)) as a DoD Instruction (DoDI) inaccordance with the guidance in DoDI 5025.01 (Reference (b)) and the authority in DoDD5143.01 (Reference (c)).b. Cancels DoDD 8520.1 (Reference (d)).c. Updates policy and responsibilities for collateral, Special Access Program (SAP), andSensitive Compartmented Information (SCI), and controlled unclassified information (CUI)within an overarching DoD Information Security Program under Reference (c), and ExecutiveOrder12958
; parts 2001 and 2003 of title 32, Code of Federal Regulations (CFR); section403-5(a) of title 50, United States Code (U.S.C.); DoDD 5205.07; and, PresidentialMemorandum (References (e) through (i), respectively).d. Establishes policy and assigns responsibilities regarding the protection, use, anddissemination of SCI within the Department of Defense pursuant to References (c) and (g) andExecutive Order 12333 (Reference (j)).e. Authorizes the publication of DoD 5200.1-R and DoD 5105.21-M-1 (References (k) and(l)), consistent with Reference (b).2. APPLICABILITY AND SCOPE. This Instruction:a. Applies to OSD, the Military Departments, the Office of the Chairman of the Joint Chiefsof Staff and the Joint Staff, the Combatant Commands, the Office of the Inspector General of theDepartment of Defense, the Defense Agencies, the DoD Field Activities, and all other
Change 1, 06/13/2011
 DoDI 5200.01, October 9, 2008
organizational entities within the Department of Defense (hereafter referred to collectively as the“DoD Components”).b. Does not alter existing authorities and responsibilities of the Director of NationalIntelligence (DNI) or of the heads of elements of the Intelligence Community under Reference(j) and policiesestablished
by the DNI. Policiesestablished
by the DNI may beobtained athttp://capco.dssc.sgov.gov.3. DEFINITIONS. See Glossary.4. POLICY. It is DoD policy that:a. National security information shall be classified, safeguarded, and declassified inaccordance with national level policy issuances. CUI shall be identified and safeguardedconsistent with the requirements of References (i) and (k).b. Declassification of information shall receive equal attention with classification so thatinformation remains classified only as long as required by national security considerations.c.Information may not be classified or designated CUI to:
 In no case shall information beclassified, continue to be maintained as classified, or fail to be declassified or designated CUI inorder to:
 (1) Conceal violations of law, inefficiency, or administrative error;(2) Prevent embarrassment to a person, organization, or agency;(3) Restrain competition; or(4) Prevent or delay the release of information that does not require protection in theinterests of national security or as required by statute or regulation.d. The volume of classified national security information and CUI, in whatever format ormedia, shall be reduced to the minimum necessary to meet operational requirements.e. The DoD Information Security Program, established to assure the protection of collateral,SCI, SAP, and CUI, shall harmonize and align processes to the maximum extent possible topromote information sharing, facilitate judicious use of scarce resources, and simplify itsmanagement and implementation.f. SCI shall be safeguarded in accordance with policies and procedures established by theDNI.g. Classified information released to industry shall be safeguarded in accordance with DoDD5220.22 (Reference (m)).
Change 1, 06/13/2011
 DoDI 5200.01, October 9, 2008
3h. Responsibilities for protecting classified and CUI from unauthorized disclosure shall beemphasized in DoD Component training programs, pursuant to guidelines in References (e), (f),(k), and (l).i. All DoD information approved for public release shall have been reviewed for securityconcerns pursuant to Reference (k); DoDDs5230.09
4, DoDI 5230.29, andDeputy Secretary of Defense Memorandum (References (n) through (q), respectively); and otherpolicies as applicable. j. Consistent with applicable laws, partnerships with appropriate DoD, government, industry,professional, academic, and international organizations should be established and fostered togain insights to approaches, technologies, or techniques that may be of use in establishingcommon security practices and improving the DoD Information Security Program.
k. In accordance with the provisions of section 3.7 of Reference (e), a Joint Referral Center (JRC) shall serve as an adjunct to the National Declassification Center (NDC) for processingreferrals containing DoD information. The JRC shall streamline declassification processes, facilitate quality assurance measures, and implement standardized training consistent with thoseof the NDC regarding the declassification of accessioned records determined to have permanent historical value and containing DoD information. DoD Component declassification activitiesshall continue to conduct initial reviews of records eligible for automatic declassification inaccordance with Reference (k) of this Instruction until the NDC issues implementinginstructions.
5. RESPONSIBILITIES. See Enclosure 2.6. RELEASABILITY. This Instruction is approved for public release. Copies may be obtainedthrough the Internet from the DoD Issuances Web Site at http://www.dtic.mil/whs/directives.7. EFFECTIVE DATE. This Instruction is effective immediately.Michael G. VickersUnder Secretary of Defense for IntelligenceEnclosures1. References2. ResponsibilitiesGlossary
Change 1, 06/13/2011

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