,~o to

~..//2o~o

[
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
I 2. Court or Organizarlon U.S. Court of Appeals, 3rd Ctr 5a. Reporl Type (check apptopr=atc I)pc)

~por, ~e,t.ircd~., ,I,,. E,~i~

in Governmtnt .4ut t~ 1978

~ u.sc. a/,t,..4".~ iol4/I)

3. Date of Report 05/4,2010 6 Rt.porting Prriud

I. Person Reporting {last name. first, middle initta!) Ambro, Thomas L. 4. Title (.-krticlc II| judges indicate acti,c or senior status; maystratc judges indicate full- or part-time) U.S. CircuitJudge-Act,ve

Nomination.

Oatc 12 3 ~,2009

~ In,fial 5b. ~ Amended Report

2. Chambt.r$ or Office Add~x~

8. On lhe b~i~ of lhe ill[ormalio~ tonlain~d in lhi~ Reporl and any

844 King ~lreet, Lock Box 32 Wilmington, DE 1980]

I,~IPOR TANT NOTES: The instructions accompanying this form must heft,flowed. Complete all parr~, checMng the NONE hax for each part where you have no reportable inJbrmatimt Sign on last page.

1. POSITIONS. rs,eo.i,.~ ...t..i.~.,.~ o~o,; ,,e pp. ms oJJilittg instruction~.)

[~] NONI_: (No reportable positions.) POSITION
I Trustee

NAME OF ORGANIZATION/ENIITY
Thomas L. Ambro Revocable "lrust

2. 3 4. 5. 6 7 N 9. 10

Member (Emcritus) President Membcr Member Mcmber Member Member Member Member

Georgetown University Alumni Admissions Program Board of Advisors Richard S. Rodney Inn of Cottrt Georgetown University Northent Dela;~.are Alumni Admissions Program Board of E&tors. Delaware La~yer Board of Ed~lors, Dek~ware l.aw Review Board of ]RISlCdS Of Ihd A/l~erlzarl Inn~ ol( )oun Editorial Board oflhe Business Law?e~ Editorial Board of Business Law "fod~y Executive Committee of the Board of Directors of the Federal .Judges Association

!1 ,|. Z-X~31lX.t:./d-.lVl l:.l ~11~.3. (Rep,*rting individuat ont),; see l,p. 14-ltt of filing ira .............

~__

NONE (No. reportable agreeme,,1.,.)

DATE PARTIES AND TERMS

Ambro, Thomas L.

FINANCIAL DISCLOSURE REPORT

Page 2 of 19

fp .~ ..... .....Repor, ing Ambro, "ihomas I,.

Dat, o[Rgport 05."42010

FINANCIAL DISCLOSURE REPORT Page 3 of 19

~ ..... fP .... R~por~ing

Ambro, Thomas L.

] Dale of Repo!!
05.42010 I

1 ! 1. N ON-I N VESTM ENF 1 NCO M E. (n,,i,,,,,i,,x individual and ~p ..... ; ~eepp. 17.24 of filing i .......,ions.I
A. Fliers Non-Investment Income NONE (No reportable non-investment income,) DATE SOURCE AND TYPE INCOME (yours. not spouses)

2. 3 4.

B. Spouses Non-lnveslmen! Income - q).ou ,,ere married during an.),portion ,~f the reportin!t yeav. r,,,,ptet,o thi~ ~ectio,,.
(Dollar o, mttt;ttt not required except fl~r hom~rarta )

NONE (No reportable non-investment income,) DATE I 2009 SOURCE AND TYPE State of Delaware - salad

2. 3. 4

IV. REIiMBURSEMENTS .......

U_f]

i v ......~,,., I,,U.~i.x, Zooa ........ .....

NONE (No reportable re im~u~:~ements.)

SOURCE
l Georgetown University l.aw Comer Umversity of Alabama S~hool of Law American Bar A~soc~ation American Bar Association

DATES
Apr 1-4. 2009

LOCATION
Washington. DC

PURPOSE
Moot Court Compcmmn

ITEMS PAID OR IROVII)ED

3 ransporlafion. Lodging & Meals

2.

Apt 7-9. 2009

Tuscaloosa. AL

Moot Court Compe~[ion

Transportation

3 .l

Apr 15-19. 2009 May 18-19. 2~09

VancouveL CA Nca York City. NY

Annual Meeting Participant in Educational Program Section of Business I.aw Annual Meedng Attendance at Educational

] ransportation. Lodging & Meals Ytanspo~at~on

American Bar Association

Jul 31 - Aug 3, 2009

Chicago, I1.

l ransportation, Lodging & Mea~s

American Bar Association

Oct 19-20, 2009

New York City. NY

Transporlation, I.odging & Meals

FINANCIAL DISCLOSURE REPORT ,,, ....~+~"

Page 4 of 1 9

A~b~o, Thomas t. I
Pro~!r:~nt

05/4,2010

,7. 8.

American Bar Association Yale I_aw School

No,. ] 9, 2009 Dec 6-8. 2009

Washi~+glon, DC Nc,v I laven, CT

Allendan;;e at P.~lccfi~g

]-t,~nsporla[~on Transportatiot~, l.od~mg & F, Icals

\loot Ct+~url Competition

FINANCIAL DISCLOSURE REPORT Page 5 of 19

x .... fP ..... RCporlin~ Ambro, Thomas L.

D .... ,Reporl

NONE (,~ reportable

SOURC~
I. 2. 3.

DESCRIPTION

5.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

Partial guarantee ofcommercial loan to Springside, I.LC (Part VII, Line 146) Parlial guarantee of commercial loan Io Springside. I.LC (Part VII. Line 146) Partial guarantee ofcommercial loan to Springside, LLC IPan VII, Line 146)

VA I.!iE CODE
t1

I.

Commerce Bank. N.A., now known as TD Bank Commerce Bank. N A, no;, known as TD Bank Commerce Bank. N.P~., no,,, known as TD Bank

2.

PI

3.

P1

4.

FINANCIAL DISCLOSURE REPORT Page 6 of 1 9

[ Ambro, Thnmas L, .

0s/4,2010

VII. INVESTMENTS and TRUSTS -~ NONE (No reportable i~tcomc, ossetL or tra~sactions.)

.................. ~. .......... ~ .......ff

~ Description of Assets (including trust assets) P[~)cc "(X)" aider each a~sel exempt l?om paler disclosure ........................ I. Wih~lington T~sI Accotmt I A ]ntcresl

c ..................
Gross ~aluc at end or :cpor~n~ period Value Code 2I Value Mc~hod ~Q-W) ~ Type e.g. buy. sell

~ ...................
T~nsactions during reporting pcrk~ D~c Value [ Ga;n m~ndd..)y Code 2[ Code ; : Iden~i~y of bu)cffsellcr transaction)

Income during reporting period Type (c g, div . rent. or ~

Amounl Code I

"[

2.
3.

Wilm)ngton Trust Account

Wilmington "Tax Exempt Investor

Interest
None N~)nc None

J
J K

3"
T T

[4 5.

Dcla.vare Stale Bond 6. 1% Glasgow Professional Properties Inc

Closed
M T

I 12130/09

6. 7. 8. 9. I 0.
I I.

Trust Account//6 - Evergreen Municipal Money Market FD (cash equivalent} - Centerpoint Energy Inc - Harris Assoc Oakmark I - Southv, est Water Co
Tntst Accouol g7

Dividend

Sold (part)

07/21/09

Int/Div

PI

12. 13
14.

- Oakrnark G)obal Fund CI. I

Sold (pan) Sold

0309.,09 12.O3/09
11/25/09

J L

-I]ndgew~y Ultra-Small Co -T Rowe Price Cap Appt FD Sold 03.16~09

Sold Sold (pan)

15. 16.

17.

- Fairholmc Fund

Sold (pan)

03.09/09 J

FINANCIAL DISCLOSURE REPORT Page 7 of 19

VI 1. INVESTMENTS an d TRUSTS - i ........

N ..... tP ...... Repo.i.~

Ambro, Thomas L. I
lue. t ...... ti,mx 1Includes those of sp ...... d depend ....hildren; see pp. 31-61: o[filint, i ....... ti "

D5,4/2010

~ NONE (No reportab/e ittcome, assets, or transactions.)

A (including I~st assets) Place "(X)" aflct each a~set exempt from prior dNclosure .... 18 19. - CGM Focos Fund - T Rowe Price Equity Income ~ B reposing peri~ Value Cott 2 LJ-P} ~ V,~u / r)pc(e.g. buy. sell. ~ Mcth~ [ rcdcmptkm} [ Code3 / ~(Q-W) Sold ~pa~) Sold Date ValueJ (;at3 ~mm.dd~y) Code 2 Code I (J-P) ~tAll) C. D

~ Code I ::IA-I!)

~Amount: Type(e.g.. div. rent. orml.)

hlcm,t) of buyer.,scllcr (iipn~ale

03,0V, 09 I 1"25,09

2V.
21.

- Duke Fnergy Co~

Nlicrosoli Corp

Buy (addl) Buy (addl)

02/10/09 03," I 009

23 2,1. 25 26. 27. - Arlio Global INVT FDS Inll Equily FD 11 - The Southern Company Federated Slrategic Value Fund - Federated Municipal Untra,;ho~ Fund Institu(i0na]

Donated (pan.} Sold (parl) I)3/09!09

Sold (pan)

319/09

J J

Sold 03."I009 [part) Sold (pan) 03. I .L.09

29 3() 31. 32 - I lares Assoc INVq- YR Oakmark l~quits & Income FD " 33. 34 - I lares Assoc I~4VI" TR Oakmark Global Select FD - Nuveen lradcwinds Globa! All Cap FD Buy - WSI-.q Financial Corp Buy

Sold 3.1009

I I.2509 L

,\

Buy (addJ) Buy 3.19:09 Buy

3;I 3,09 L 12;03,09 L

6/I 8;09

FINANCIALDISCLOSUREREPORT

Page 8 of 19

Name M Ferson

~,~,2o~o

[ A,~,bro.n,o,..s L. VI I. INVESTMENTS and TRUSTS i ........ ../ ........... ,i..~ tln,h,des tl ..... of ~ ........ d dependen, children: see pp. 34-60 olfiling i .......... ion,.)
~ NONE (No reportable income, assets, or transacttons.)

............. ~ ...................

t) - " t

c; ..........

6 ..................

Place "(X)" a~er each ~set

: Amount

T)pc (e g,

cxcmpl flora prior d~sclosurc ................ 35. 36 37. 38. 39. 40. 4 I. 42. 43.
44, 45. - Dodge & Cox Intl SIock Fund - Fairho]me Fund - Federated Strategic Value Fund

Code I (A-lh

~ Value

div.. rent. o~ int.)

] Code 2 (I-P)

Method (uric 3 ~Q-W)

buy, sdl, tcdcmpliun)

immddy) C~e 2 Code I ~ { ~ i

buyer.scllct transaction)

- Oppenheimer Limited Tem~ Mumcipal Fund - Oppenheimer Funds R~hester Natl Muni CI. a ]KA A+coun~ #1 : Oakmark Global Fund - Oakmark Fund Class 1 - Bddgeway FD Inc - Franklin Cust Income FD - T Rowe Price Cap Appr FD Sold D Dividend N T

Buy Hny

I 2/07/09 O 310.09 K

Sold

Sold Sold Sold (parl) O3116/09

Sold {pan) Sold (pan)

I 1:25..09 2!18/09 03/09109 J

03!09/09 03109,"09

J K J

,.I

40.

47. ~48 49.

- }lanis Assoc Invt TR Oakmark Equity & Income Sold

Buy (addl) 3!09109 (parl) Buy (addl) Sold (parl)

02.19/09

03/16/09 3,"9,09

50. - Artio Global INVT FDS Intl Equity FD I1 51. - Kinetics Mutual Funds Ine Paradigm FD

FINANCIAL DISCLOSURE REPORT

Page 9 of 19

IN,me
I Ambro, Thomas L.

of Person Reporting

VI 1. I NVE STM ENTS and TRUSTS - i .......... ~,,,.., ...... tion (Includes Iho$o of ap ....... d dependent children; ,e pp. 34 60 of filing invtructtvn$.)
NONE (No reportable income, assets, or tra;tsactions.)
A .... Description olAsset.~ t including tnlst assets) Place "(X)" after each asset .... pt from pri,,r dl~,cl ...... ~- " ][lcunle duri~]~ reporting period C. Gross value at end of reporting pcr,od Value Code2 (J-P) i Trans:,c!~oni during: rcp,~rtw~

~-ij-- (z)
Amount i Type (c g, /Codc, I d ....... l, (A-II} . or int.)

(ii--[--~,; ............,~) "

Value f)~,e (e.g., ~ Method tl. ~ j Code 3 [ b ..... ] redemptional i (I.). \V)

c:~
~ [;,ate I ....

]3~

d~ ....
Idc~lttty of HI pr~;a c

Value t I ~.,;~2c I Code 2 {I-I.l (A II}

52.

- Lo0rnis Suyles Io,t TP, Bond (?lass R

So:d Buy

I 1/25/09 03/1 I.0O

K J

53. 54.

- Harris Assoc INVT TR Oakm~rk Global Sclecl FD - Pimco unconstrained ~3D Fund CL Institutional

"

Sold (part) Buy {addl)

03/I 1:09 12/07/09

-"3" 56. 57. 5g - "I c~npleton Global Total Rciun~ FD -TCW FDS Inc Tolal Relum BD FD Bt~y 06/15/09 J

B t,y (addJ) Bny E Int./Div. PI T

12/07..09 12/08/09

.I K

59

IRA Account ~2 - Do~ninion Res lnc VA New

60

62

- ();~kraark Global Fund

Sold

03i0q,0g

.I

6a ~ 65.

- Btidgeway ID Inc Ul~-Small Co --Cente~oint Energy

Sold

i l/25,09

,,6. 67 6~

l:rnnkhn Cusl Income FD - T R~v,e Price Cap Appr Fund - Dodge & Cox Intl Stock Fund

Sold S~ld Sold (p~rt)

02/18/09 03/16/09 03~09/09

M ~.1 J

FINANCIAL DISCI,OSURE REPORT Page 10 of 1 9

N ..... r~, ..... Repom,g a,,,~,,-o. "rl,,,,r,~,~ L.

,,,,,,,f a.po,-, 054,_~0~0

NONE (No reportable income. ~zs.sets, or transactions.)

a.
DcscrlptJoll oIAsscts (including lnts~ assets.} P*~ce "(X)" after each nsscl cxcmpl I}om prior disclosure .................................. j 6). 70. - Eairholme Fnnd

u. .........
Income during rcpor::ng pcrmd (IJ (2) Amount Type ~e.g, Code I d~. rent. {A-H) or m~ )

Gross valuc at end of rcporh~g period {2j O) .... Value Value C~e 2 Melhod ~ Ct,de 3 (J-P) {Q-W)

~7 ........[ 1:
~ ~ " I1 ~)pe le g. buy, sell, ~ ~cdemp~on) ~ Sohl (part) Sold {pa~) Sold

b.
Z:ansactmn~ during reporting p=rlt~ ~2) (3J (4) -~ Date VMuc Gum :nm"dd vv Code 2 Code I (J-P) (A-II)

- ......
~5) Idenhty ol buy "sol e (ffpriva!e Ira n~c~ion) ~ ~ l

03:09/09 03109,09 0712109

N J

- Rowe T Price Equity Income FD Cheasapeake Energy Co~ - l)cvon Fncrgy Corp

71. 72.

73. 74.
75. 76.

- Ilombeck O/Eshore Services Inc - XTO Energy Inc

- Dodge & Co Global Stock Fund - Federated Strategic Value Fund Class

Sold

1/25/09

Buy (addl) Buy (addl) Seld (par~) Buy (addl) Buy, (addl) .~luy (addl) ~:luy (addl) Bus, (addl) Buy (addl) So{d [

01~02,"09 03;02,"09

77. 78. 79.

03/09/09 04/01/09

80. 81. 82 83. 84.

05."0 I,"09 I)6.:0 [ ,09 0630:09 07.3 DO9 091U1/09

85

09..28..(19

FINANCIAL DISCLOSURE REPORT s ....t~ ....Repo.i.~

Page 11 of 19

Ambro, Thomas L. I

05..4,2010

NONE (No reportable ittconle, assets, or transactions.)

Description of Assets Dncludmg mint asse~s) Place "(X}" af ....... ..... h cxcmp~ [ram prmr disclosure Income during reposing period /A ......~1 T*pe {e g.. (?ode I giv.. renk / {A-H) " ot int) Gross value at elld of reposing pcfot~ .._ ~ Value C~e 2 (J-P) ,a,ue Method ()~c 3 (Q-W) Type (c g bu,. sell ~cdcn,pli~n) "l ransacuons during rept~rltn,d pcr~,~l

Date :Value mmdg~y Code 2 {J-P} ~

Gain (~dc I IA-II}

,d ..... buyt~Iscllcg (ffprwalc transact,onl

86. 87. S8. : g9.

- Ha~is Ascot l~vt TR Oa~nark Global Select Fund - Ha~is ASsOC Invt TR Oakmark Equity & Income Fund

Buy (addl) Buy (addl) Buy (addl) Buy (addE)

3 ~ 109

02:19~09 3/09;09 3/16.09

K M

90

Sold

08/25/09 M

9t. 92. 93. 94 - Aruo Global INVT FDS Intl Equity FD II - Kinetics Mutua; FDS Inc Paradigm FD

Sold (pan) Sold (pa~) Sold (pan) Sold Boy

09.30.09 3.09,09 03109/09

J J

- Loomis Saylcs Invt "JR - Market Vector Gold Miners GDX - Pin,co U~constrzined Dd Fund CL In.~titutlonal - WIlY Inlc~at~onzl ~quity FD CL -ICW FD5 Inc Total Return IID FD

1125/09 030%09

95. 96. 97

K I.

Buy Buy Bu2 Buy (addl)

1297/09 0~/25/09 061509 12.07/09

M K L L

98. 99.

-TempletonGIobalTutalRetumFD I 0 I.

Buy

09129/09

Bay (addl) Sold (p~)

! 2 08/09

102.

12/09/09 L

FINANCIAL DISCLOSURE REPORT

!N .....

f P ..... Repor~ino~

I)aleolReporl

Page 12 of 1 9
VI !. 1NVESTM ENTS a nd TRUSTS - i.,. .........
~

Ambro, Thomas L
~ ........... ,io,,. ~t.,-~,,a.~ ,,,,,.,, ol,p ....... ~
rcpomng ~riod Amount T) pc (c.g.. Code I ~ dlv., rent. (A-H) t~t int)

05/4,2f)10
a d~p,.,~,,, child...: 6- ...........

NONE (No reportable income, ~zets. or trttrts~tctions.)

......... ~.~ .............

(including tn~t asscls) Place "(X)" Mlcr ~ch asscl exempt from prior disclesure

--- 7 "

~:.

~ ..........

[_ of rcpomng per od Value Code 2 (J-P) ~ Value : Mc~ht,d C~dc 3 IQ W) TH~c (cg. bu}. scll. rcdcmph~.n} l)a~c Value Gain ~ .m~dtU~y C~dc 2 Code I Identity of I ~ycr/s~llcr trarl~nchun)

103. 104.

- Temple~on Funds Income TR GLB BD Adviso~ - V~nguard Inflation Protected Securilies FD

Boy

I 2."10/09

Buy Bny Sold

0 I;22/09 :09/30/09 I;25/09

105. - Novatel Wireless Inc 106

107. - Pirnco Total Rcturn FD Inst CL 108.

109. 110. 11 I. - Vanguard Fixed Income Securitics FD Shah Term

Buy Sold
Duy Buy (addl) Buy (addI) I~.uy (addL) Buy (addb Sold I! 2Y09 K

03,10109 03,;I I.,09

06/15/09

K t.
K J J

08,309 09/01109 1001/09 I 1/02q)9 A

112.

J J

113. I14. I]5 I1O I L 7. 18. - Arti,J Global INVT FDS (;I,[]L lligh Income FD

Huy Bu). (addl) Boy (addl) Buy (addi) Sold

06q 5/09

K J J J

06~30,09 07/3 I;09 08."3 ]/09

19

09/28,09

FINAN CIAL DISCLOSURE REPORT

Page 13 of 19

I N ....
[

IP .....Reporting

Da,e of Repot!

05,.I/2010

Ambro, Thomas L.

V! 1.1 NVE STM ENTS a n d TRUSTS -- i ..........

~
A Description o~ A%cls (including IRisl assets) Place "(X)" al~er cacb asset

~,,. t ...... no~s :t,,ct,,a,s ~h,,,, vf ,p ......... a dependent children; ,eepp.

C. Gros~ value at end ol cpo~ing period Valuc (J-P~ : Value Code 3 T~c (c,g. rcdcmpliun~

NONE (No reportable income, assets, or transactions.)

B lnc~me during reposing period Amounl I "ly~ (e g, [ (A-H) or int) ; i Tr~:~ctions during reposing ~r,t~

~ Date

Vah:e {JP)

120. T~s~ Accoul~l ~12 12 I. r 122. , O~k~ark Global Fund

Im.,,Div.

Sold (part) Sold

03;09:09 12.,03:09

J K

123. - T Rowe Price Cap Appr Fund 124 125. 126, -FairholmeFund 127 128. 129 30 3 I. 132 133 134. 135 t36 -CiscoSystew~slnc - I Iombcck Offshore Services Inc - Chca~apeakc Energy Corp - CGM Focus Fund - Dodge & Co,.: Intl Stock Food - Alpine IncomeTR Mun Money

Sold (part) Sold {part) Sold Sold [part) Donated (pall) Sokl (pan) Sold (l)a~l) Sold (pan) Sold Sold (part) Sold

02!241t)9 03,"09.09 03/16/09 11:2509

J J L J B

03/09/09 03/09:09 02i25:[)9 03,05,09 0721:09 0805,"09

J 3 J J "K K A D

Buy (addl) Sold

03,.f)5,09 1:25:09

J K D

FINANCIAL DISCLOSURE REPORT N .... rP ..... Repo,dng Page 14 of 19 .*.taro, "[homas L.

05/4/2010

NONE (No reportable income, assets, or transactions.)

(including Ims~ assets) Place "(X)" after each asscl

rupomng pcrmd

of refacing permd Value (o~c 2 Value M~,od Type (e g , buy. sc~l. ~ Da~ mmdd,yv Valu~ Gain Idcnt,~ of

Amount Type (c~. , C.~de I ~ ~v rent.

-Johnson&Johoson ~38.

-ArfioG[aba[~VTFDSInflgquilyFDll

l
L

Sok~ (pan) Sold Buy Buy

03")9)9

~39. - Kinetics Mmual FDS Inc Paradigm FD

03/09,09

140. - Cadence Design Systems Ine Iql. -MierosofiCo~

10227,0~

14Z - Ovac]~ Co~ Range R~sources Carp ~4~. - [~a~is Assoc ~VT TR Oakmark G~ob~l Scle~cl FD 145. - Hawis Assoc ~VT TR Oakmark Equity & Income FD 1:6. - Oppenheimer Pun~ Rochester Nail Mun CL A

Buy

0~q ~/09

Buy

1Z03/09 03/I 8/09 03q 009

Huv " Buy " llu) t~uv Pl K I_ R W

k K

147. -WHVIntemafionalEquilyFD 148 1,19. 150. - Oppenheimer ].imitcd ]enn Municipal Fund Class A Springsidc. I.[.C (2000 - $300,000) I egg Mason Oppom~nity Trust

08;25,09 207,09

K K

" hc,r~e None

15 I. Middletown Professional Properties. kl,C. (2004 152. Schneider Value Fund

E g

Rcnl Dividend

K I.

153 Trust ~13

InL;I)iv

FINANCIAL DISCLOSURE REPORT Page 15 of 19 VI 1.1 NVE STM ENTS a nd TRU STS -- i .........

INtone
of Persoa R~porting

t,,., ......... io,,, lnctuae, those o/.,p

NONE (,Vo reportabh: income, tLYXtls, or trtmsactions.)

(including t~t a~scts) PZacc"tX)"art .... ~as~c~ c cxcmp: from pr<,r disclosure

rcpomng ~tiod

offering per~ t4~ (SJ Idc,,tily~,f 0f p~v~lc "

(7) ..... (2) 0) ~2) ...... r .... II) ....~ "~) 13) .amoun~ ~ Ty~(c.~, Value [ Value , Xyp~(c.~, [ ~atc Vak,c O .... + Code I &v., rcn~, Code 2 . Method (A-H) or inl.) (J-P) Code3 : ~cdcmplion)

(J-PJ

( .~.11~

54. - Nuveen Trdwmds Glbl 155. - Alpine Income TR Nhm Money Mkl 156. 157.

Sold Bu) (addl) Sold (pan) Sold Sold

061609 02/E16/09 02..~2 :09

L M

M L

02111~09 03."16/09

J58.

L J

(~n)
~ 59. 16fl. Sold Sold 03~23/09 I I/25;09

161. - Federated Municipal Ul~tashor~ Fund Insututional Class I62. 163. 164 165. - Vanguard Municipal Bond I"und Itighl I f~6 I67. 16g. 160 170.

Sold (part) Buy {addl) Sold (part) Sold (part) I3uy k~uy (addJ) Buy (addl) Buy (addl) Buy (addl) Buy (addl)

01/22/(19 02il 1/09 03;16:09 03,26:0q 03/26.09 04[01 i09 05/01/09 06101109 07i01i09 08/03/09

Page 16 of 19

amUro.ruo,,,as L.

Vi I. INVESTIVI ENTS and TRUSTS - i ....... ,./ .......... ,~o,,~ .,,,-;,,,~, ,~o,. o~,~ ...... aa,.~,,.a ..... ~,~,~,:,,~v. ~4.~o
NONE (No reportable income, assets, or ttzmsactiorts.)
Description otAsseIs (including trust assets) Place"(X)" after c~h asset exempt from pno~ di~losurc .................... 171 172 O:oss ~aluc at end ] of~eporting period ..... (tf .... Value IAmunt : 7ypc (cg. / Va~uc ~ Code 1 div. rent. Code 2 Method ~ (A-H) o~ m~.) (J-P~ Code 3 (Q-WI ~ . Income fluting ~epooin~ ~ri~d [/ansactions during reposing pcnod , (2; (3; Date Value }mm/d4,yy Code 2 ~ ~ [J-P)

, [

qrpe (e g. buy. srlL rcdcmp!~unl

Gain Code I (A-10

Idellllly of buyc~,~ellcr Iran~3clmn)

Buy {addl) [hU ~addl) Bu~, (addl) Sold 13uy

0901/09

100b09 I I.02109 I I ;25,09

173. 174. 175. - Vanguard Municipal Bond Fund Intermediate 176.

M M J J

01,r22!09 0202109 0302."09 0401 !09

Buy {addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Bu) (addl) Buy {addl) Buy (addl) Sold

177. 178. 179. 180.

05/01/09 06.01/09 3

18 I. 182 I,q3. IS4.

07"01/09 08:03."09 0901/00 1001/09

J J

85. 18(,

I I l "02/09 I I 25/09 M l)

187 Trust ;~14

Int iDly.

FINANCIAL DISCLOSURE REPORT

N .....fP .....nepOll[~g

Page 17 of 19

Amb~o, ~h ..... L.

0~.~2 ~ 0

NONE (No re~ortahle income, assets, or transactions.)

Place "(X}" after c:,ch asset exempt frum pmor d~sclosurc

~Amoum i Uodu I (,X-H)

"1 ypc (e.~. ~ Value div.. rcm. : Code 2 ormt) IJ.P)

/ ~

Value Mclh~ Code3

Type te.g buy, sell. I redemp6tm) I

~mm, dd,yy Cede 2 Co0e I (J-l) (A-It)

buyer, sol!or Otprt~al

188. -I)uPageCook& WdlCmyslL Bond 189.

Buy

04,23z09

K K

- Rhode Island St Economic DV Co~ RV

Buy

03,"23~09

190 - Oaklahoma Cn~ Ok Indpl Sch Disl No 89

Buy

191.
192 193

- Milwaukee WI Corp Purp B I G.,O Unltd

- L;niversityrX Univ Re,.~ Rfdg Fing Sys - G\~,innetl Cnty GA Sch Dist G/O

Buy
Buy

06/19,.09
04130/09

K
K K

Buy

03.r24;09

194 - Tennessee Sl" Set A GiO

195. - Maryland SI S| ~ Loc FACS LN 2rid Set (3/O 196. 197. -CherokeeCntyGASchSysG;O

Buy
Buy

04""309
03:25/09

K
K J K

Bu) (addl) Buy

12/17109 06119i09

198. -Illin0isStTollll;vyAuthRexSRPriority 199

200

Bny Buy
Buy

(630/09 04/2809
04/29;09

K K
K

- New York St t~n,iroomcmal Facs Corp St

- Arizona Igrd Regenls Urn,, AZ Sys Re,, Se~ A

FINANCIAL DISCLOSURE REPORT Page 18 of 19

JName
of Ferson R(por~n~

D~le or Report

o~.,4/2mo

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,i,,,~,~,~,~,,~

Asset listed in Pan VII, Line 149, has rental income From property Iocaled in F.hddlctown, DE. This assel ~.as purchased in 2004 fi}r $80.925. Asset lisltd in Part VII. Line 24, has changed its name from Artio International Equity [:llrltt II m Artio Global INVT I:DS Int[ Equity FD II Asset listed m Parl Vll, Line 50. has changed its name flora Artio Intcmatior~al Eq.ity Fund II to Ariio Global INVT FDS lml Equily FD II. Asset lisled in Part VII, Line 92, has changed its name from Artio International Equity Ftmd II tt~ Arlio Global INVT FDS Intl FXluity FD II. Assel li~tcd in Parl VII, Line 138. ha.:; changcd its name from Artio hucmatienal Equit) l:tmd II to ArI~o GIc, bal INVT FI)S Intl Equity FD II. Asset listed in Part VII, Line 140 of prior ~ear report, should have been listed as a part sale. ll~e asset was completely sold m 2009

FINANCIAL DISCLOSURE REPORT Page 19 of 19 IX. CERTIFICATION.

N ....

lP ..... R,porting

Dalt of R,por!

Ambro, Thomas L.
I 05"412010

I cerrily thal all iolormarion gi~en above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, a~d complete tu the best of m., konwltdge and belief, a~ad tidal al~y info~ marion not leported ,a:, ~,ithbeld betau:it it ~|~et appbcahle statutory provisions permitting non-di~dosure. . i further certify that earoed income Irom outside employment alld honoraria and tile acceptance of girls ~ hicb hase beell rcpu~ It.d arc io coropliance .ith the pro*isions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signat~l

NOTE: ANV INDIVIDUAL WIIO KNOWINGLY AND \VII.FUIA.Y FALSIFIES OR FALLS TO FILE TillS REPORT MAV BE SIJI~dE(_I TO CIVIL AND CRIMINAL SANCTIONS {5 U.S.C. app. 104)

FILING INSTRUCTIONS M:lil sig~aed original and 3 additio~ml copies to: Conm~ittec on Flip,racial Disclosure Administr~ative ()ttqce of the United States C~turts Suite 2-301 One Coltm~bus Circle, N.F.. Washington, D.C. 20544