Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. I01-111)
I. Person Reporting (last name, first, middle initial) Godbey, David C. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or parl-time)
U. S. District Judge-Active
7. Chambers or Office Address U. S. District Judge 1100 Commerce Street Room 1358 Dallas Tx 75242
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable la~vs and regulations. Revie~ving Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. Guardian 2. 3. 4. 5.
II. AGREEMENTS. mepo,ing i.dividual only; s,e ,~. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Godbev, David C.
III. NON-INVESTMENT INCOME. (Reponing individualandspouse; see pp. 17-24of filing instructions.)
A. Filers Non-Investment Income
~]
non-investment
income.)
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - ~f ~.ou were married during anyportion of the reporting~,ar, complete this section.
(Dollar amount not required except for honoraria.)
2. 3. 4.
~]
LOCATION
Austin, Texas
PURPOSE
Judge served as CLE panelist
I.
3. 4. 5.
V. GIFTS. ancludes ,hose ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anclades ,hose o/spouse and dependent children; see pp. 32-33 o/fillng instructions~)
D
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE J
VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset
Code I (A-H)
(Q-W) I. 2. 3. 4. 5. 6. Wendland Farm Products Liquidating Trust Merrill Lynch - Retirement -PIMCO Low Duration Fund Institutional Class -Merrill Lynch Equity Index Trust XII UBS SPDR S&P MidCap 400 ETF TR UBS SPDR S&P 500 ETF TR UBS Unts Equity Inc Fund S&P 500 Trust 2 8. 9. 10. II. 12. 13. 14. 15. 16. 17. UBS Units Equity Inc Fund S&P MidCap 400 Index SR UBS Bank USA Dep Acct Capital One Bank N.A. ConEd common stock Guaranty Bank (Y) Chase Bank (X) A Interest T A A A A A A A Dividend Dividend Dividend Dividend Dividend Interest Dividend K K K K J J T T T T T T Sold 03/25/10 L Buy (addl) Buy (addl) 06/30/I 0 06/30/I 0 J J A D Interest Dividend
N
06/30/10 K
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Cod~ (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250.0~1 - $500,000 P3 =$25,0~0,0~1 - $50.00~.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100,001 - $1.0OO,0OO K -$15,0OI - $50.0OO O =$500,001 - $1,000,000 R -Cost {Real Eslale Only) V =Olhcr
C =$2,501 - $5,000 HI =$I.000,001 - $5,0~0.0~1 L =$50,001 - $I00,00~ Pl =$1,000.091 - $5,000,0OO P4 =More than $50,000,0OO S =Assessment W =Estimated
=$5,001 - $15,000 H2 =More than $5.000.000 -$ 100,0~ I - $250.000 P2 =$5,000,001 - $25.000.000 Cash Market
E =$15,001 - $50.00~
Date of Report
08/02/2011
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 el. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544