I

~o 0
Rev. 1.12010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Northern District Calilbmia
5a, Report Type (check appropriate lype) ~] Nomination. Dale [] Annual [] Final

R~port aequ~ed ~,y the,~t,ics

in Government Act of 19 78

(5 U.S.C. ,,pp. ~~" lOl-tll)

3. Date of Reporl 05!1112010
6. Reporting Period 01/0!/2009 to 12/31/2009

L Person Reporting (last name, first, middle initial) PATEL, MARILYN H.

4. Title (Ankle Ill judges indicate active or seaior s~atus; magistrate j~dges indicate full- or pan-time) AcliveJudgeUSDC

[] Initial

5b, [~] Amended l(epor~ 7. Chambers or Office Address United States District Court P.O. Box 36060 San Francisco, CA 94102 8. On the basis of the in|brmation contained in tl~is Repot| and any modifications pertaining thereto, it is, in my opinion, in compl ance wilh ap )licable law~ and reg~dations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete atl parts, checking the NONE box fi)r each part where you have no reportable infbrmation. Sign on last page.

NONE (770 reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

4.

I I. AGREEMENTS. (Reporting individual only; seepp. 14-16 ,filing invtructions.)

~ NONE (No reportable agreements.) DATE
I.

-" ~-"

PARTIES AND TERMS

Patel, Marilyn H.

FINANCIAL DISCLOSURE REPORT I PATEL, MARILYN H, Page 2 of 10

05/1

III. NON-INVESTMENT INCOME. (ReVo,ti~g i,~i,,i,i,.~,nd~~ ......

A. Filers Non-Investment Income NONE ~ro reportable non-investment income.) DAT~
1. 2. 3.

;,~pp. 17-24~ffiIing instructing)

SOURCE AND TYPE

~COME
(y~urs, no~ spouses)

B. Spouses Non-lnvestment Income - t~fyo,, were murried during uny portion of the reporting year, eomplvce this section,
(l)oiiar amount n~t required e.r~,ept fi~r honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

3. 4.

IV. REIMBU RSEMENTS ...... .,.~o~,,,~o,, ~odgi,,~, ~o,,d, ~,,te,,,i ...... ,.

(In "h.tes ti~ose to sp ~t~sc md depende t chihben sec" I P .~ 5 27 of J~ling insttuc(ions.)

NONE (No reportable reimbu~:sements.) SOU~ DATES

March 5-7, 2009

[~OCATION
Scot~s~a~e, AZ

PURPOSE
Lecture/presentation

ITEMS PAID OR PROVIDED

meals, Iodgfi~g and tra~spo~ation

I.

ALI-A BA, Litigating ~mployment Discrimination ABII.

2. 3 4 5.

March 27-30, 2009

Ojai, CA

Conlbrence

meals, lodging and t~nspo~ation

Page 3 Of l 0

PATEL, MARILYN H.

OJ/i 1/2010

V. GIFTS. a,,ct,,,t~s tho~e ,o spo,,s~ ~,,a ,~p~,,de,,, ehua~o,~ s~ ~,~,. 2s.s ~ o.t;a~i,g
NONE OVo reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VI. LIABILITIES. ane~,,d,~.,~o, ,,;%v ......... d dependent children; see p~ .!2-33 ~ffiling ittffruttions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPfION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name afPers~,n Reporting PATEL, MARILYN tl.

DateofReport

0_5/I 1/2010

VII. INVESTMENTS and TRUSTS - i .......... ~ue, t ...... tions aneludos those of spa ....... d dependent children; see pp. 34-60 of filing instruction.~)
NONE ~0 reportable income, assets, or transactions.) Description ~f Asscls (inelading trust assets)

A.~ ............................. ~
I ~.

~. Income during repoai~g period

c. Gross value at end of repo~ing period Value Melhod Code 3 (Q-W) T T Buy Sold L N L K M L K T T T T T T "1 Sold K "1" Sold L J M M T T T T Buy Buy Buy Buy Type (e.g., buy, sell, redemption)

o. Tcansaction~ during ~porting period

exempl t~om pri~r disclosure

Code I i Type (e.g, div.. tent, ~ (A-H) at int.)

Code 2 (J-P)

~mmid&~vy j Code 2 ~ Code I ] (J-P) i (A-H) [ ~,

. buyer/sellc~ (if private transaction)

1. ~, 2. 3. -4. 5. 6. 7. 8. 9. 10. I I. 12. 13. !4 15. t6. 17.

Adobe Sys. Inc Aegean Marine l-etro Inc. Anadigics Inc. t3anco Bradesco Bank of America BB&T Corp. BE Aerospace lnc. Boeing Chesapaeke Energy Corp. China Medical Tech ADS China Sec & Surveillance C1A Vale Dn Rio Dace Cicna Corp. Citigroup Inc. Citizens Rep. Bank Co. Cli~~s Natural Res.lnc. Cognizan| "Fech Sol. CI. A B A C A B 13 A A A

Ntme Dividend None Dividend Dividend Dividend None Dividend Dividend Dividend None Dividec~d None Dividend None Dividend None

L L

9/14/09 8/21/09

L K

9114,09

9/30/09

9/30/09

8/21/09

K i

9/30/09 8/21/09

FINANCIAL DISCLOSURE REPORT Page 5 of 1 0 V11. INVESTMENTS and TRUSTS - i ....

~
A. Description of Assc~ (including trust assets) Place"(X)" after each asset

N .... f P .....Reporting

Date of Repert

PATm,, MAmLYN rL

05/~

e, value, t ....... tlons (Includes those of sp ...... d dependeo, children; see pp. 34-60 of filing instruction&)

NONE (No reportable income, assets, or transactions.)

B. Income during reporting period Type (e,g,, d v. rent :: C. Gross value a~ end of reporting period Value Code 2 Va t c ~ Mc#od ~ . ....... {Q~ Type (c g buy. so , D. Tmnsaclions during reposing period

[ ~

Amount Code 1

:: Date ~ Value ~ Gain i todd /y~ Code 2 Code I ~ 8i21/09 J

Identity of

.. i 8, Colonial Bank Group None

"

: ........... Sold

transactionl

Coming Inc. 20. 21, 22. 23. 24. 25. 26.

27. 28. 29. 30.

Dividend None I. M T T

Sold

9/3t)/09

Countrywide Cap Dow Chemical Co. Electric Arts Inc. Electric Arts Inc. Embraer Empresa Bras DDADS ENIC Corp. Emerson Electric Co.
Freeport McMoran Fuel Systems Solutions

Dividend None None None None

Buy Buy Sold Sold

8/21109 8/21/09 I 1/13/09 i 1/13109

M L I. K

K L
M M

T T
T T Buy Sold Sold 9130/09

Dividend
None None

M .1

Fushi Copperweld Inc. G Market Inc.

None None

6127/t)9 6/I 7/09

3 I.
32. 33. 34.

Gafisa SA
Genco Shipping & Trading Ltd. General Electric Co. Harris Stratex Net

Dividend
Ntme Dividend

I.
L M K

T
-1" T Buy Buy 9/I 4/09 9130/09 9./17109 L M ~

None

Buy

I hlcome Gain Codes:

A =$1,000 t~r less

H =$1,tFOI - $2,500

C =$2,501 - $~ 00O

D $5,001 . $15.000

E =$15.001

FINANCIAL DISCLOSURE REPORT Page 6 of 10

N .....

fPerson Rel~orling

DateofReport

PATEL, MARILYN H.

05/11!2010

NONE (No reportable income, assets, or transactions.) A. Description of Asse~ (including l~sl ~scl~)
Place "(X)" after each asset exempt l~om prior disclosure

B. Income during reposing [~dod (2) (D

Amounl ] (A-H) , Code Type (e,g., div., rent, or int.)

C. Gross value at end : of reporting period 0) (2)

Value Code 2 (J-P) Valu~ Melhod Code 3

D. Transactions during reporting period ~1)

T~pc (e.g,, buy, sell, r~demption)

~ (2)
] Date ~ mmedd:yy [

(3)
Value Code 2 (J-P)

(~
Gain Code I (A-Hi Identity nf buyer!seller (if private

......... ~ ........... 35. ~36.

37.

~Q-W) .... Dividend None L T Buy Sold

M T

~ 9t14/09 8121/09 L L

transaCtion)

I Iartford Fnl, S~iccs GO. Hologic Inc.

t hmeyweil lntq

Dividend

38.
39,

HSBC Hldgs PLC

Huntington Bancshs Inc.

B
A

Dividend
Dividend

M
K

T
T

Buy
Buy

8121/09
6il2/09 K

40. 41. 42. 43. 44. 45. 46, 47. 48. 49. 50. 5 I.

ICIC1 BankLTD ING GroepNV ING GroepNV tntel Corp. JP Morgan Chase Johnson Controls Inc. Key Corp. Inc. Kimco Realty Corp Marshall & Ilslcy Corp. Mechel OAO Mitsubishi FNL. Morgan Stanley A A I-~ B A A A A

None None None Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend

Buy Buy Sold

8/21/09 9/14/09 12/23/09

M L L D

K O M M L K L

T T T T T T T Buy Buy Buy Buy Buy Buy Sold 6/12/09 8/21/09 6;12/09 9130/09 8;21109 9/30/09 9/30[09 N M M L L L K Addl purchase

FINANCIAL DISCLOSURE REPORT Page 7 of 10

N.me of Person Reporting PATEL, MARILYN H.

Da,e of Report 05/1 |/2010

VI !. INVESTMENTS and TRUSTS - i .... e, value, tr ..... ctions (Includes thoxe of spouse and dependent children; seepp. 34-60 of filing instruetionz)
NONE ~0 reportable income, assets, or transactions..) A. Description of Asse~ (including trust ~scts) Placc"(X)" after e~h asset exempt t?om prior disclosure B. Income d~fing reposing period ~ C. ~ Gross value at end of reporting period D. T~ansactions during reposing peri~

(~) ~ (~)
~Amount T~c (e.g.. ~ Code t [ div., renk or int.) ~ (A-H)

~~)
Value Code 2 (J-P)

(~)
Value Method Code 3

Type (e.g.. buy, sell redemption)

o)

~ [ o)

~4~-~

(5)
ldenlity buyer/seller (if private

[ Date Value [ Gain ~ ~mm,dd/~ C~c 2 ~ Code I : [ (J-P) ~ (A-H} ~

52. 53. 54.

55.

Mylan Inc. Nighthawk Radio!og~., Inc. Noble lntl Ltd

Nokia C.P. B

None None None

Dividend

T Sold Sold
Sold

9/30/09 8/21/09
9/30/09

56. 57. 58.. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Raytheon Co. Regions Financial Corp. Satyams Computer Svc Schwab Cash Res. Sterlite lads Lid Sun Power Corp. Suntech Power t!ldgo. Unimproved Lot (See note in Section VIII) U,S. Bancorp. \"ale SA \;i~ple Communications Wachovia (formerly World Savings) Webster Financial Corp,

A A

Dividend Dividend None I. K M L T T T T

Sold Buy Buy

9/30/09 6/I 2/09 8:21/09

K M L

C A

Dividend Dividend None None Nnne

Sold K I. L 1. I K L [ T W T T T T T Buy Boy Buy Buy

8/21/09 6/12i09

K L Part VIII,

A A B A A

Dividend Dividend Dividend Interest Dividend

8:21/09 6/12;09

M K

Wolld Savings Sold to

lCaehovia

9/30!09

FINANCIAL DISCLOSURE REPORT Page 8 of 10 VII. INVESTMENTS an d TRUSTS - i ....

~
A. [~cription of Assets (including trust assets) Pl~e "(X)" af~er each asset exempt from prior disclosure [

Na,,,e of~ ..... Rcpor~iug

PATEL, MARILYN H.

~,~te of R~po~t 05/I 1/2010

~, yah, e, transactions (Inctude.s t,~ose af sp .... and depenaem chitaren; see l,p.
C. Gross value at end of reporting period O) ~ Va~ue Code 2 (~) ~ Value Method ~ (Q-~) O) T~e(e.g., buy, sell, D. Transaclions during repomng period ] (~) ~ (3) ~: (~) I [~ Date ~ Value Gain ;: ~mntld~/~ ] Code 2 Code I [ ~ . , ~ ~ ] (I-P): (A-H (5) Idenlityof buyer/seller (if private transaclion)

]NONE (No reportab& income, assets, or transactions.)

B. Income du~ng reposing pe~od (~) Typc(c.g,, div., rent.

O) Amount Code I

FINANCIAL DISCLOSURE REPORT

Page 9 of 10

Name of Person RepoSing PAT~, MARILYN H.

I [

Date of Report 05/11/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.~ic~,~p~r, oiR~po,.~

I. Section VII (Investments and Trusts), No. 63: j owned this lot since 1970. The value ascribed to it by the code reflects what appears to be values for other lots in Ihe area that have gone on the market recently, It has not been appraised and ~hc "current value" is only an approximatio~ based on comparables.

FINANCIAL DISCLOSURE REPORT

~a~e of Person Reporiing PATEL,

Page 1 0 of 1 0
IX. CERTIFICATION.

MARILYN fl.

Date of Report

05./11/2010

l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief~ and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure, I further cerfi~ that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WllO KNOWINGLY AND WILFULLY FALSIFIES OR AND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)

TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commfliee on Financial Disclosurc Adminislrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544