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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization Sixth Circuit, USCA 5ao Report Type (check appropriate type) [] Nomination, [] Initial Date [] Ann~.lal [~" Final

neport nequired by the ~thi~s


0 u.s.c, app. 1o1-I11)
3. Date of Report 05/07/2010 6. Reporting Period 01/01/2009 to 1%~31/2009 in Government Act ofl978

1. Persnn Reporting (Iast name, first, middle initial) Martin, Jr.,, Boyce F. 4. Title (Article III judges indicate active or senior status; magis~ate judges indicate full- or part-time) United States Circuit Judge .

5b. [] Amended Report 7. Chambers or Office Address 209 United States Courthouse 601 W. Broadway Louisville, KY 40202-2227 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re-Aewing Offset Date

IMPORTANT NOTES: The instructions accompanying this form must be.followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~sepo,tin~ ~na~d~,~ o,,~; seepp. 9-13 offiling instructions.)


~ NONE ~;o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. m,~o,ti~ individual on(v; see pp. 14-16 of fili~ instructions.)
NONE ~o reportable agreements.)

DAT~
I.

P~TIES AND TERMS

Name of Person Reporting

Date of Report 051071201~

PageFINANCIAL2 of 9 DISCLOSURE REPORT ] ~a~, J~.,, ~oy~ F.

IlL NON-INVESTMENT INCOME. a~,or~.~ ~..i~i.~,~ ~.~.. .....


A. Filers Non-Investment Income
NONE ~to reportable non-investment income.) DATE

~ seepp, 17-24 of ffling

SOURCE AND TYPE

~COME (yours, not spouses)

I. 2. 3. 4.

B. Spouses Non-I~vest~e~[ ~comg - if you were married during any po~ion of the repo~ting year, complete th[~ section. (Dollar amount not required ~cept for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-inves~ent income.) ....

SOURCE BND TYPE

IV. REIMBURSEMENTS -- ,r.~po.,~io.,~odgi.g, lood, ..... ,a~..,~,.


(Includes those to spouse and dependenl children; see pp. 25-27 ~f!ltng ins~ruc,ions.) ~ NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. Indiana Universily Fordham University Northwesem University Northwestern Universily ~DATES 02/04109-02/06/09 04101109-04/03/09 04/19/09-04/22/09 12/07/09-12109109 LOCATION Indianapolis, IN New York, NY Chicago, IL Chiago, 1L PURPOSE Program Program Program Program ITEMS PAID OR PROVIDED Transportation, lodging and food Transportation, lodging and food "rransportafion, lodging and food Transportation, lodging and food

FINANCIAL DISCLOSURE REPORT

N~me of P ..... Reporting

Date of Report

Page 3 of 9

Martia, Jr.,, Boyce F.


]

05/07/2010

~-~

NONE (No reportable gifts,) O_SD__U.]~C~ DESCRIPTION VALUE

2. 3. 4. 5.

VI. LIABILITIES. a,,ct,,des those of sp ....... d dependent children; seepp. 32-33 q]" filing instrucaons.)
NONE (No reportable liabilities..) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

Name of Person FINANCIAL DISCLOSURE REPORT ] Martin, Jr.,, Boyce F. Reporting Page 4 of 9

Date of Report 05/07/2010

NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) exempt from prior diselosure B. "Income during C. [ Gross value at end [ O. Transactions during reporting period

! Code 1 I div.,rent, (A-H) :, or int.) j ...............................................i C D C B B A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Code 2 (J-P)

Melhod i Code 3 ] (Q-W) T T T T

buy, sell, redemption) i [

]mnffddYyy I Code2 I, Code I I I (J-P) i (A-H) [ ..[_" [ .......

buyeriselIer (if private transaction

1, 2. 3. 4. 5. 6. 7. 8. 9. 10~ 1t. 12. } 3, 14, 15. 16. ! 7.

Kentucky Tax Free Income Fund (Dupree) CGM Realty Fund IRA - T. Rowe Price Mid Cap Fund (Ky. Deferred Income) Northeast Investors Trust Fund Vanguard Asset A!.location Fund Abbott Labs Bard C.R. Inc. Berkshire Hathaway Brown and Brown Hospiva Inc. Indexx Lab Inc. Illinois Tool Works Johnson and Johnson Knight Transportation Inc, Martin Marietta Materials Medtronie Inc. Mohawk Industries

M N N K

Redeemed L M T T

08/1 ]/09

T Sold 10/13/09 M D

M M M K K K

T T T T T T Sold 10i 13/09 K A

2. Vaiue Codes

J =$ I 5,~) or less

F, -$15,001 - $50,000

L =$50,001 - $ I ~,000

M =$ l ~,~ I - $250,~)0

Name of Person Reporting

PageFINANCIAL5 of 9 DISCLOSURE REPORT ]

Martin, Jr.,, Boyce

F.

05/07/20I 0

VII. INVESTMENTS and TRUSTS - ~ ....... ~.~, t ..... lions (Includes lhose of spouse and dependent children; seepl~ 34-60 of filing instruct~om~)
NONE (No reportable income, assets, or transactions.)

a.

B.

C,
Gross value at end ofreporling period

D.
Transactions during reporting period

[ Income durh~g Description of Assets period . (including trust assets)reporting_ ...... I ....... Place "(X)" after each asset exempt from prior disclosure

Code I i ! Amount Type (e.g., Value ValueType (e.g., Date I Value i Gain i Id,:.ntity of buyer/seller div,, rent, i Code2 t Method buy, sell. imraVdd/yY Code 2 i ,Code I i (A-H) redemption) (if private [ (!I-p) (J-P) i (A-H) i i Cdde 3 ] or int.) ~ ! (Q-W) transaction) i A A A A A A A A A A A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend M T Sold 1 I124/09 L A K K K K L L M L T Sold 01/08/09 L D ~ i T T T T T T K K K K T T T T Sold Sold 10i13/09 01/10/09 M K D A

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. i29, 30. 31. 32. 33. 34.

OReilly Auto Inc. Payehex Inc. Pepsico Inc. Progressive Corp. OH Stryker Corp. Synovas Finl Corp. TJX Cos. Inc. Walgreen Co. Waters Corp. Wolverine Worldwide 3M Corp. Aegon N.V. Insur. B.P. PLC ordinary shrs Coca Cola Corp. E1 Paso Corp. Exxon Mobil Corp. Harvest E,ergy

I P3 =$25.000.~1 - $50.~0.000 P4 =More than $~0,~,~0

FINANCIAL DISCLOSURE REPORT Page 6 of 9

~me of Person Reporting I Martin, Jr.,, Boyce F. ]

Date Of Report 05/07/2010

VII. INVESTMENTS and TRUSTS -- ~neo,~e, ,~ue, t, .....

tions (Includes those o/sp ...... d dependent childreu; seepp. 34-60 of filing instructions.)

NONE

(No reportable

income, assets, or transactions.) Amount B. during Income reporting period (1) (2) Type (e.g., I Code 1 ! div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 , Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) I (4) l Valuet Gain/ Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

A. Description of Assets (including tn~st assets) Place "(X)" after each asset - exempt from prior disclosure

I 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Health Net Inc. Novartis A.G. Procter and Gamble Provident Exergy Tr Regis Corp. Minn. Spdr. Ser. Tr. (K.RE) Smuckers, J.M. Co. Sunrise Senior Living United Rentals United States Natural Gas Uranium Focused Energy Verisign, Inc. Webster Financial ZweigTotal Rtn Fund Nationwide Health Properties Trust Senior Housing Properties Trust Vanguard Wellington Fund

A A B B A A A A A B A B A A C C B

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divide,~d Dividend Dividend Dividend K L L M T T T T L T J K L T T T K T

Sold Sold Sold

03/02/09 04/22/09 12/02/09

L L L

A A D

Sold Sold Sold

08/03/09 02/13/09 05/06/09

L L L

A A A

Sold

10/14/09

Sold

06/19109

Buy

08/11/09

t. income Gain Codes: (See Colmaans B I and 134) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 at less F ~$50,001 - $100,000 J ~$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G *$~00,001 - $1,000.000 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $ 5,000 F| 1 =$1,000,001 * $5,000,000 L ~$50,001 - $I 00,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessmem W =Estimated

D ~$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25,000,000 T --C.~sh Market

E =$15,0O t - $50,000

FINANCIAL DISCLOSURE REPORT

Page 7 of 9

[ Martin, Jr.,, Boyce F.

05/07/2010

VII. INVESTMENTS and TRUSTS ..i .... ,,vot,,,t ..... tionsancludesthoseofspouseanddependentehilaren;seepp. 34-aOoffainginstruction~.)
[] NONE (No reportable income, assets, or Oansactions.)
Description of Assets (i~cluding trust assets) lacome during ,I r~epor t ing~p.er io~d Gross value at end &l o f re_p..ort in g per i _t_~......_ _l Transactions during reporting period

Place "(X)" after each asset


exempt from prior disclosure

iamoun.tI ype( "g"~l Value

! CdelI div., rent, i Code 2 (A-H) [ orint.) [ (J-P)

I Value
I Method ] Code3

"rype(e,g., buy, sell,


redemption) i

Date Value I Gain rm~ia~yy Code 2 ] Code I


(J-P) ] (A-H)

Idemityof buyer/seller
(ifprivate

I ......................... i..
T T T T Buy Buy Buy Buy 03/27109 03]27/09 05/03/09 12/05/09

52. 53. 54. 55.

McCormick Non Vtg. Helios lneome Fund Sunrise Senior Living Felcor Lodging Trust Fund

B C C C

Dividend Dividend Dividend Dividend

K M M M

K M M M

56.
57. 58.

2.

C~cs

=$1 5,000 P3 ~$25,~0.001 - $50,000,~ P4 =More ~h~n $50,0~L000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

N ....

frersonReporting

DateofReport

Mar~., Jr.,, Boyce r.

05/07/2010

VIII. ADDITIONAL INFOR2VIATION OR EXPLANATIONS. an,~,,,p,,~oyRepo,,)

FINANCIAL DISCLOSURE REPORT [ r~ame of Person Repo~n~ Page 9 of 9 IX. CERTIFICATION.


I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance ef gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. ,aartin, Jr.,, Boyce F.
[ DateofRep0rt ]

05/07/2010

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional cop~es to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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