Professional Documents
Culture Documents
hey. ~/2020
1. Persnn Reporting (Iast name, first, middle initial) Martin, Jr.,, Boyce F. 4. Title (Article III judges indicate active or senior status; magis~ate judges indicate full- or part-time) United States Circuit Judge .
5b. [] Amended Report 7. Chambers or Office Address 209 United States Courthouse 601 W. Broadway Louisville, KY 40202-2227 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re-Aewing Offset Date
IMPORTANT NOTES: The instructions accompanying this form must be.followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
II. AGREEMENTS. m,~o,ti~ individual on(v; see pp. 14-16 of fili~ instructions.)
NONE ~o reportable agreements.)
DAT~
I.
I. 2. 3. 4.
B. Spouses Non-I~vest~e~[ ~comg - if you were married during any po~ion of the repo~ting year, complete th[~ section. (Dollar amount not required ~cept for honoraria.)
~
1. 2. 3. 4.
Date of Report
Page 3 of 9
05/07/2010
~-~
2. 3. 4. 5.
VI. LIABILITIES. a,,ct,,des those of sp ....... d dependent children; seepp. 32-33 q]" filing instrucaons.)
NONE (No reportable liabilities..) CREDITOR DESCRIPTION VALUE CODE
2. 3. 4. 5.
Name of Person FINANCIAL DISCLOSURE REPORT ] Martin, Jr.,, Boyce F. Reporting Page 4 of 9
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) exempt from prior diselosure B. "Income during C. [ Gross value at end [ O. Transactions during reporting period
! Code 1 I div.,rent, (A-H) :, or int.) j ...............................................i C D C B B A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Code 2 (J-P)
Kentucky Tax Free Income Fund (Dupree) CGM Realty Fund IRA - T. Rowe Price Mid Cap Fund (Ky. Deferred Income) Northeast Investors Trust Fund Vanguard Asset A!.location Fund Abbott Labs Bard C.R. Inc. Berkshire Hathaway Brown and Brown Hospiva Inc. Indexx Lab Inc. Illinois Tool Works Johnson and Johnson Knight Transportation Inc, Martin Marietta Materials Medtronie Inc. Mohawk Industries
M N N K
Redeemed L M T T
08/1 ]/09
T Sold 10/13/09 M D
M M M K K K
2. Vaiue Codes
J =$ I 5,~) or less
F, -$15,001 - $50,000
L =$50,001 - $ I ~,000
M =$ l ~,~ I - $250,~)0
F.
05/07/20I 0
VII. INVESTMENTS and TRUSTS - ~ ....... ~.~, t ..... lions (Includes lhose of spouse and dependent children; seepl~ 34-60 of filing instruct~om~)
NONE (No reportable income, assets, or transactions.)
a.
B.
C,
Gross value at end ofreporling period
D.
Transactions during reporting period
[ Income durh~g Description of Assets period . (including trust assets)reporting_ ...... I ....... Place "(X)" after each asset exempt from prior disclosure
Code I i ! Amount Type (e.g., Value ValueType (e.g., Date I Value i Gain i Id,:.ntity of buyer/seller div,, rent, i Code2 t Method buy, sell. imraVdd/yY Code 2 i ,Code I i (A-H) redemption) (if private [ (!I-p) (J-P) i (A-H) i i Cdde 3 ] or int.) ~ ! (Q-W) transaction) i A A A A A A A A A A A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend M T Sold 1 I124/09 L A K K K K L L M L T Sold 01/08/09 L D ~ i T T T T T T K K K K T T T T Sold Sold 10i13/09 01/10/09 M K D A
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. i29, 30. 31. 32. 33. 34.
OReilly Auto Inc. Payehex Inc. Pepsico Inc. Progressive Corp. OH Stryker Corp. Synovas Finl Corp. TJX Cos. Inc. Walgreen Co. Waters Corp. Wolverine Worldwide 3M Corp. Aegon N.V. Insur. B.P. PLC ordinary shrs Coca Cola Corp. E1 Paso Corp. Exxon Mobil Corp. Harvest E,ergy
tions (Includes those o/sp ...... d dependent childreu; seepp. 34-60 of filing instructions.)
NONE
(No reportable
income, assets, or transactions.) Amount B. during Income reporting period (1) (2) Type (e.g., I Code 1 ! div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 , Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) I (4) l Valuet Gain/ Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
A. Description of Assets (including tn~st assets) Place "(X)" after each asset - exempt from prior disclosure
I 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Health Net Inc. Novartis A.G. Procter and Gamble Provident Exergy Tr Regis Corp. Minn. Spdr. Ser. Tr. (K.RE) Smuckers, J.M. Co. Sunrise Senior Living United Rentals United States Natural Gas Uranium Focused Energy Verisign, Inc. Webster Financial ZweigTotal Rtn Fund Nationwide Health Properties Trust Senior Housing Properties Trust Vanguard Wellington Fund
A A B B A A A A A B A B A A C C B
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divide,~d Dividend Dividend Dividend K L L M T T T T L T J K L T T T K T
L L L
A A D
L L L
A A A
Sold
10/14/09
Sold
06/19109
Buy
08/11/09
t. income Gain Codes: (See Colmaans B I and 134) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 at less F ~$50,001 - $100,000 J ~$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G *$~00,001 - $1,000.000 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $ 5,000 F| 1 =$1,000,001 * $5,000,000 L ~$50,001 - $I 00,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessmem W =Estimated
D ~$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25,000,000 T --C.~sh Market
E =$15,0O t - $50,000
Page 7 of 9
05/07/2010
VII. INVESTMENTS and TRUSTS ..i .... ,,vot,,,t ..... tionsancludesthoseofspouseanddependentehilaren;seepp. 34-aOoffainginstruction~.)
[] NONE (No reportable income, assets, or Oansactions.)
Description of Assets (i~cluding trust assets) lacome during ,I r~epor t ing~p.er io~d Gross value at end &l o f re_p..ort in g per i _t_~......_ _l Transactions during reporting period
I Value
I Method ] Code3
Idemityof buyer/seller
(ifprivate
I ......................... i..
T T T T Buy Buy Buy Buy 03/27109 03]27/09 05/03/09 12/05/09
McCormick Non Vtg. Helios lneome Fund Sunrise Senior Living Felcor Lodging Trust Fund
B C C C
K M M M
K M M M
56.
57. 58.
2.
C~cs
N ....
frersonReporting
DateofReport
05/07/2010
05/07/2010
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional cop~es to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544