High Quality
Open the downloaded document, and select print from the file menu (PDF reader required).
U.S SECURITIES
AND EXCHANGE
COMMISSION
WASHINGTON
D.C
20549
FACING
PAGE
Information
Required
of
Brokers
and
Dealers
Pursuant
to
Section
17
of the Securities
Exchange
Act
of
1934
and
Rule
17a-5
Thereunder
EPoRT
FORTHE
PERIOD BEGINNING
04101110
AND
ENDING
0331/li
MMJDD/YYMM/DD11Y
REGISTRANT
IDENTIFICATION
NAME
OF
BROKER-DEALER
MF
Global
Inc
Official
Use
Only
RECEVE0
Ii
FIRM
ID
NOADDRESS
OF
PRINCIPAL
PLACEOF BUSINESS
Z1
Do
not
use
P.O
Box
No
440
LaSalle
Street
20th
FL
13REGSTRAT
3RANCH
1_.
rsj1$rr
Chicago
Illinois
60605
City
StateZip
Code
NAME ANDTELEPHONE NUMBER
OF
PERSON TOCONTACT
IN
REGARD
TO
THIS
REPORT
Cjajms
for
exemption
from
therequirementthat the
annual
report
be
covered by
theopinion of
an
independent
public
accountant
must
be
supportedbystatement
of
facts
and
circumstances
relied
on
as
the basis
for
the
exemption
See
section
240.17a-5e2
\\ll\l\ill\\ll\\lill\l\l\\ll\\\ll\
11022510
ANNUAL
AUDITED
REPORT
FORM
X-17A-5
PART
III
SEC
FILE
NO
8-18104
Christine
Serwinski
312-5484400
Area
Code
Telephone
No
ACCOUNTANT
InENTIFICATION
INDEPENDENT
PUBLIC
ACCOUNTANT
whose
opinion
is
contained
in this
Report
Name
if
individual
state
last
first
middle
name
Prjcewaterhouse
Coopers
LLP
One
North
Wacker
Drive
Chicago
IL
60606
ADDRESS
Number
and
Street
City
State Zip
Code
CHECK
ONE
EJ
Certified
PublicAccountaiitPublic
Accountant
LJ
Accountant
notresident
in
United
States or
any
of
Its
possessions
FOR
OFFICIAL
USE
ONLY
-2-
OATHOR
AFFIRMATION
Christine
Serwinski_
swear
or
affirm
that
to
the
best
of
my
knowledge
and
belief
the
accompanying
financial
statements
and
supporting
schedules
pertaining
to
the
firm
of
MF
Global
as
of
March 31
2011
are
true
and
correct
further
swear
or
affirm
that neither
the
company
nor
any
partner
proprietor
principal
officer
ordirector
has
any
proprietary
interest
in
any
account
classifiedsolely
as
that of
customer
o4LSAJJQ
OFFICIAL
SEAL
MARSHA CARTER
MCKINNIE
__________________________________________
NOTARY
PUBUG
STATEOF
WNOIS
Notary
Public
YcOeMSSONE3M$O3m3l15
This
report
contains
check
all
applicable
boxes
flJ
Facing
Page
Statement
of
FinancialCondition
Statement
of
OperationStatement
of
Cash
FlowsStatement
of
Changes
in
Stockholders
Equity
of
Partners
or
Sole
Proprietors
_____
Capital
Statement
of
Changes
in Liabilities
Subordinated
to
Claims
of Creditors
Computation
of
Net
Capital
Computation
for
Determination
of
Reserve
Requirement
Pursuant
to
Rule
15c3-3
Information Relating
to
the
Possession
or
Control
Requirements
Under
Rule
15c3-3
Reconciliation
including
appropriateexplanation
of
the
computation
of
Net
Capital
Under
Rule
15c3-1
and
the
Computation
for
Determination
of
the
Reserve
Requirements
Under
Exhibit
Rule
15c3-3
Schedule
of
SegregationRequirements
and
Funds
in
SegregationPursuant
to
Commodity
Exchange
Act
Reconciliation
between
the
audited
and
unauditedStatements
of Financial
Condition with
respect
to
methods
ofconsolidation
An
Oath
or
Affirmation
Copy
of
the
SIPC
SupplementalReportReport
describing
any
material
inadequaciesfound
to
exist
or
found
to
have
existed
since
the
date
of
the
previous
audit
For
conditionsof confidential
treatment
of certain
portions
of
this
filing
see
section
24017a-5e3
pwc
Report
ofifidepondent
Auditors
To
the
Board
of
Directors
and
Stockholder
of
MF
Global
Inc
In
ouropinionthe
accompanying
statement
of
financial
conditionpresents
fairly
in
all
material
respects
the
financial
positionof
MF
Global Inc
the
Company
at
March
31
2011
in
conformitywith
accounting
principles
generally
accepted
in
the
United
Statesof
America
This
financial
statement
is
the
responsibility
of the
Companys management
Our
responsibility
is
to
express
an
opinion
on
this
financial
statement
based
on
our audit
We
conducted
ouraudit of
this
statement
in
accordance
withauditing
standards
generally
accepted
in
the
United
States
of
America
Those
standards
requirethat
we
plan
and
performtheaudit
to
obtain
reasonable
assurance
about
whether
the
statement
of
financial
condition
is
free ofmaterial
misstatement
An
audit includes
examining
on
test
basis
evidence
supportingthe
amounts
and
disclosures
in
the
financial
statement
assessing
the
accounting
principles
used
and
significant
estimates
made
by
management
and
evaluatingthe
overall financial
statement
presentation
We
believe
that
our auditprovides
reasonable
basis
for
ouropinion
Lp
LLP
May
26
2011
PricewaterhouseCoopers
LLP
One
North
Wacker
Chicago
IL
606o6
31229820003122982001
www.pwc.Com/US
Add a Comment