The z-transform

See Oppenheim and Schafer, Second Edition pages 94139, or First Edition
pages 149201.
1 Introduction
The z-transform of a sequence xn is
X.z/ =
1

nD1
xnz
n
:
The z-transform can also be thought of as an operator Z{] that transforms a
sequence to a function:
Z{xn] =
1

nD1
xnz
n
= X.z/:
In both cases z is a continuous complex variable.
We may obtain the Fourier transform from the z-transform by making the
substitution z = e
j!
. This corresponds to restricting [z[ = 1. Also, with
z = re
j!
,
X.re
j!
/ =
1

nD1
xn.re
j!
/
n
=
1

nD1
.xnr
n
/ e
j!n
:
That is, the z-transform is the Fourier transform of the sequence xnr
n
. For
r = 1 this becomes the Fourier transform of xn. The Fourier transform
therefore corresponds to the z-transform evaluated on the unit circle:
1
Re
Im
Unit circle
zplane
!
z = e
j!
The inherent periodicity in frequency of the Fourier transform is captured
naturally under this interpretation.
The Fourier transform does not converge for all sequences the innite sum
may not always be nite. Similarly, the z-transform does not converge for all
sequences or for all values of z. The set of values of z for which the
z-transform converges is called the region of convergence (ROC).
The Fourier transform of xn exists if the sum

1
nD1
[xn[ converges.
However, the z-transform of xn is just the Fourier transform of the sequence
xnr
n
. The z-transform therefore exists (or converges) if
X.z/ =
1

nD1
[xnr
n
[ < o:
This leads to the condition
1

nD1
[xn[[z[
n
< o
for the existence of the z-transform. The ROC therefore consists of a ring in
the z-plane:
2
convergence
Im zplane
Region of
Re
In specic cases the inner radius of this ring may include the origin, and the
outer radius may extend to innity. If the ROC includes the unit circle [z[ = 1,
then the Fourier transform will converge.
Most useful z-transforms can be expressed in the form
X.z/ =
P.z/
Q.z/
;
where P.z/ and Q.z/ are polynomials in z. The values of z for which
P.z/ = 0 are called the zeros of X.z/, and the values with Q.z/ = 0 are
called the poles. The zeros and poles completely specify X.z/ to within a
multiplicative constant.
Example: right-sided exponential sequence
Consider the signal xn = a
n
un. This has the z-transform
X.z/ =
1

nD1
a
n
unz
n
=
1

nD0
.az
1
/
n
:
Convergence requires that
1

nD0
[az
1
[
n
< o;
which is only the case if [az
1
[ < 1, or equivalently [z[ > [a[. In the ROC, the
3
series converges to
X.z/ =
1

nD0
.az
1
/
n
=
1
1 az
1
=
z
z a
; [z[ > [a[;
since it is just a geometric series. The z-transform has a region of convergence
for any nite value of a.
zplane Im
Re
unit circle
1
a
The Fourier transform of xn only exists if the ROC includes the unit circle,
which requires that [a[ < 1. On the other hand, if [a[ > 1 then the ROC does
not include the unit circle, and the Fourier transform does not exist. This is
consistent with the fact that for these values of a the sequence a
n
un is
exponentially growing, and the sum therefore does not converge.
Example: left-sided exponential sequence
Now consider the sequence xn = a
n
un 1. This sequence is left-sided
because it is nonzero only for n _ 1. The z-transform is
X.z/ =
1

nD1
a
n
un 1z
n
=
1

nD1
a
n
z
n
=
1

nD1
a
n
z
n
= 1
1

nD0
.a
1
z/
n
:
4
For [a
1
z[ < 1, or [z[ < [a[, the series converges to
X.z/ = 1
1
1 a
1
z
=
1
1 az
1
=
z
z a
; [z[ < [a[:
Im
Re
zplane
unit circle
1
a
Note that the expression for the z-transform (and the pole zero plot) is exactly
the same as for the right-handed exponential sequence only the region of
convergence is different. Specifying the ROC is therefore critical when dealing
with the z-transform.
Example: sum of two exponentials
The signal xn =
_
1
2
_
n
un
_

1
3
_
n
un is the sum of two real exponentials.
The z-transform is
X.z/ =
1

nD1
__
1
2
_
n
un
_

1
3
_
n
un
_
z
n
=
1

nD1
_
1
2
_
n
unz
n

nD1
_

1
3
_
n
unz
n
=
1

nD0
_
1
2
z
1
_
n

nD0
_

1
3
z
1
_
n
:
From the example for the right-handed exponential sequence, the rst term in
this sum converges for [z[ > 1=2, and the second for [z[ > 1=3. The combined
transform X.z/ therefore converges in the intersection of these regions, namely
5
when [z[ > 1=2. In this case
X.z/ =
1
1
1
2
z
1

1
1
1
3
z
1
=
2z.z
1
12
/
.z
1
2
/.z
1
3
/
:
The pole-zero plot and region of convergence of the signal is
Im
Re
zplane
unit circle
1
1
2
1
12

1
3
Example: nite length sequence
The signal
xn =
_
_
_
a
n
0 _ n _ N 1
0 otherwise
has z-transform
X.z/ =
N1

nD0
a
n
z
n
=
N1

nD0
.az
1
/
n
=
1 .az
1
/
N
1 az
1
=
1
z
N1
z
N
a
N
z a
:
Since there are only a nite number of nonzero terms the sum always
converges when az
1
is nite. There are no restrictions on a ([a[ < o), and
the ROC is the entire z-plane with the exception of the origin z = 0 (where the
terms in the sum are innite). The N roots of the numerator polynomial are at
z
k
= ae
j.2k=N/
; k = 0; 1; : : : ; N 1;
6
since these values satisfy the equation z
N
= a
N
. The zero at k = 0 cancels
the pole at z = a, so there are no poles except at the origin, and the zeros are at
z
k
= ae
j.2k=N/
; k = 1; : : : ; N 1:
2 Properties of the region of convergence
The properties of the ROC depend on the nature of the signal. Assuming that
the signal has a nite amplitude and that the z-transform is a rational function:
v The ROC is a ring or disk in the z-plane, centered on the origin
(0 _ r
R
< [z[ < r
L
_ o).
v The Fourier transform of xn converges absolutely if and only if the ROC
of the z-transform includes the unit circle.
v The ROC cannot contain any poles.
v If xn is nite duration (ie. zero except on nite interval
o< N
1
_ n _ N
2
< o), then the ROC is the entire z-plane except
perhaps at z = 0 or z = o.
v If xn is a right-sided sequence then the ROC extends outward from the
outermost nite pole to innity.
v If xn is left-sided then the ROC extends inward from the innermost
nonzero pole to z = 0.
v A two-sided sequence (neither left nor right-sided) has a ROC consisting
of a ring in the z-plane, bounded on the interior and exterior by a pole (and
not containing any poles).
v The ROC is a connected region.
7
3 The inverse z-transform
Formally, the inverse z-transform can be performed by evaluating a Cauchy
integral. However, for discrete LTI systems simpler methods are often
sufcient.
3.1 Inspection method
If one is familiar with (or has a table of) common z-transform pairs, the inverse
can be found by inspection. For example, one can invert the z-transform
X.z/ =
_
1
1
1
2
z
1
_
; [z[ >
1
2
;
using the z-transform pair
a
n
un
Z

1
1 az
1
; for [z[ > [a[:
By inspection we recognise that
xn =
_
1
2
_
n
un:
Also, if X.z/ is a sum of terms then one may be able to do a term-by-term
inversion by inspection, yielding xn as a sum of terms.
3.2 Partial fraction expansion
For any rational function we can obtain a partial fraction expansion, and
identify the z-transform of each term. Assume that X.z/ is expressed as a ratio
of polynomials in z
1
:
X.z/ =

M
kD0
b
k
z
k

N
kD0
a
k
z
k
:
8
It is always possible to factor X.z/ as
X.z/ =
b
0
a
0

M
kD1
.1 c
k
z
1
/

N
kD1
.1 d
k
z
1
/
;
where the c
k
s and d
k
s are the nonzero zeros and poles of X.z/.
v If M < N and the poles are all rst order, then X.z/ can be expressed as
X.z/ =
N

kD1
A
k
1 d
k
z
1
:
In this case the coefcients A
k
are given by
A
k
= .1 d
k
z
1
/X.z/

zDd
k
:
v If M _ N and the poles are all rst order, then an expansion of the form
X.z/ =
MN

rD0
B
r
z
r

kD1
A
k
1 d
k
z
1
can be used, and the B
r
s be obtained by long division of the numerator by
the denominator. The A
k
s can be obtained using the same equation as for
M < N.
v The most general form for the partial fraction expansion, which can also
deal with multiple-order poles, is
X.z/ =
MN

rD0
B
r
z
r

kD1;ki
A
k
1 d
k
z
1

s

mD1
C
m
.1 d
i
z
1
/
m
:
Ways of nding the C
m
s can be found in most standard DSP texts.
The terms B
r
z
r
correspond to shifted and scaled impulse sequences, and
invert to terms of the form B
r
n r. The fractional terms
A
k
1 d
k
z
1
9
correspond to exponential sequences. For these terms the ROC properties must
be used to decide whether the sequences are left-sided or right-sided.
Example: inverse by partial fractions
Consider the sequence xn with z-transform
X.z/ =
1 2z
1
z
2
1
3
2
z
1

1
2
z
2
=
.1 z
1
/
2
.1
1
2
z
1
/.1 z
1
/
; [z[ > 1:
Since M = N = 2 this can be expressed as
X.z/ = B
0

A
1
1
1
2
z
1

A
2
1 z
1
:
The value B
0
can be found by long division:
2
1
2
z
2

3
2
z
1
1
_
z
2
2z
1
1
z
2
3z
1
2
5z
1
1
so
X.z/ = 2
1 5z
1
.1
1
2
z
1
/.1 z
1
/
:
The coefcients A
1
and A
2
can be found using
A
k
= .1 d
k
z
1
/X.z/

zDd
k
;
so
A
1
=
1 2z
1
z
2
1 z
1

z
1
D2
=
1 4 4
1 2
= 9
and
A
2
=
1 2z
1
z
2
1
1
2
z
1

z
1
D1
=
1 2 1
1=2
= 8:
Therefore
X.z/ = 2
9
1
1
2
z
1

8
1 z
1
:
10
Using the fact that the ROC is [z[ > 1, the terms can be inverted one at a time
by inspection to give
xn = 2n 9.1=2/
n
un 8un:
3.3 Power series expansion
If the z-transform is given as a power series in the form
X.z/ =
1

nD1
xnz
n
= : : : x2z
2
x1z
1
x0 x1z
1
x2z
2
: : : ;
then any value in the sequence can be found by identifying the coefcient of
the appropriate power of z
1
.
Example: nite-length sequence
The z-transform
X.z/ = z
2
.1
1
2
z
1
/.1 z
1
/.1 z
1
/
can be multiplied out to give
X.z/ = z
2

1
2
z 1
1
2
z
1
:
By inspection, the corresponding sequence is therefore
xn =
_

_
1 n = 2

1
2
n = 1
1 n = 0
1
2
n = 1
0 otherwise
11
or equivalently
xn = 1n 2
1
2
n 1 1n
1
2
n 1:
Example: power series expansion
Consider the z-transform
X.z/ = log.1 az
1
/; [z[ > [a[:
Using the power series expansion for log.1 x/, with [x[ < 1, gives
X.z/ =
1

nD1
.1/
nC1
a
n
z
n
n
:
The corresponding sequence is therefore
xn =
_
_
_
.1/
nC1 a
n
n
n _ 1
0 n _ 0:
Example: power series expansion by long division
Consider the transform
X.z/ =
1
1 az
1
; [z[ > [a[:
Since the ROC is the exterior of a circle, the sequence is right-sided. We
therefore divide to get a power series in powers of z
1
:
1az
1
a
2
z
2

1 az
1
_
1
1az
1
az
1
az
1
a
2
z
2
a
2
z
2

or
1
1 az
1
= 1 az
1
a
2
z
2
:
12
Therefore xn = a
n
un.
Example: power series expansion for left-sided sequence
Consider instead the z-transform
X.z/ =
1
1 az
1
; [z[ < [a[:
Because of the ROC, the sequence is now a left-sided one. Thus we divide to
obtain a series in powers of z:
a
1
za
2
z
2

a z
_
z
za
1
z
2
az
1
Thus xn = a
n
un 1.
4 Properties of the z-transform
In this section, if X.z/ denotes the z-transform of a sequence xn and the
ROC of X.z/ is indicated by R
x
, then this relationship is indicated as
xn
Z
X.z/; ROC = R
x
:
Furthermore, with regard to nomenclature, we have two sequences such that
x
1
n
Z
X
1
.z/; ROC = R
x
1
x
2
n
Z
X
2
.z/; ROC = R
x
2
:
4.1 Linearity
The linearity property is as follows:
ax
1
n bx
2
n
Z
aX
1
.z/ bX
2
.z/; ROC containsR
x
1
R
x
1
:
13
4.2 Time shifting
The time-shifting property is as follows:
xn n
0

Z
z
n
0
X.z/; ROC = R
x
:
(The ROC may change by the possible addition or deletion of z = 0 or
z = o.) This is easily shown:
Y.z/ =
1

nD1
xn n
0
z
n
=
1

mD1
xmz
.mCn
0
/
= z
n
0
1

mD1
xmz
m
= z
n
0
X.z/:
Example: shifted exponential sequence
Consider the z-transform
X.z/ =
1
z
1
4
; [z[ >
1
4
:
From the ROC, this is a right-sided sequence. Rewriting,
X.z/ =
z
1
1
1
4
z
1
= z
1
_
1
1
1
4
z
1
_
; [z[ >
1
4
:
The term in brackets corresponds to an exponential sequence .1=4/
n
un. The
factor z
1
shifts this sequence one sample to the right. The inverse z-transform
is therefore
xn = .1=4/
n1
un 1:
Note that this result could also have been easily obtained using a partial
fraction expansion.
14
4.3 Multiplication by an exponential sequence
The exponential multiplication property is
z
n
0
xn
Z
X.z=z
0
/; ROC = [z
0
[R
x
;
where the notation [z
0
[R
x
indicates that the ROC is scaled by [z
0
[ (that is,
inner and outer radii of the ROC scale by [z
0
[). All pole-zero locations are
similarly scaled by a factor z
0
: if X.z/ had a pole at z = z
1
, then X.z=z
0
/ will
have a pole at z = z
0
z
1
.
v If z
0
is positive and real, this operation can be interpreted as a shrinking or
expanding of the z-plane poles and zeros change along radial lines in
the z-plane.
v If z
0
is complex with unit magnitude (z
0
= e
j!
0
) then the scaling
operation corresponds to a rotation in the z-plane by and angle !
0
. That is,
the poles and zeros rotate along circles centered on the origin. This can be
interpreted as a shift in the frequency domain, associated with modulation
in the time domain by e
j!
0
n
. If the Fourier transform exists, this becomes
e
j!
0
n
xn
F
X.e
j.!!
0
/
/:
Example: exponential multiplication
The z-transform pair
un
Z

1
1 z
1
; [z[ > 1
can be used to determine the z-transform of xn = r
n
cos.!
0
n/un. Since
cos.!
0
n/ = 1=2e
j!
0
n
1=2e
j!
0
n
, the signal can be rewritten as
xn =
1
2
.re
j!
0
/
n
un
1
2
.re
j!
0
/
n
un:
15
From the exponential multiplication property,
1
2
.re
j!
0
/
n
un
Z

1=2
1 re
j!
0
z
1
; [z[ > r
1
2
.re
j!
0
/
n
un
Z

1=2
1 re
j!
0
z
1
; [z[ > r;
so
X.z/ =
1=2
1 re
j!
0
z
1

1=2
1 re
j!
0
z
1
; [z[ > r
=
1 r cos !
0
z
1
1 2r cos !
0
z
1
r
2
z
2
; [z[ > r:
4.4 Differentiation
The differentiation property states that
nxn
Z
z
dX.z/
dz
; ROC = R
x
:
This can be seen as follows: since
X.z/ =
1

nD1
xnz
n
;
we have
z
dX.z/
dz
= z
1

nD1
.n/xnz
n1
=
1

nD1
nxnz
n
= Z{nxn]:
Example: second order pole
The z-transform of the sequence
xn = na
n
un
can be found using
a
n
un
Z

1
1 az
1
; [z[ > a;
16
to be
X.z/ = z
d
dz
_
1
1 az
1
_
=
az
1
.1 az
1
/
2
; [z[ > a:
4.5 Conjugation
This property is
x

n
Z
X

.z

/; ROC = R
x
:
4.6 Time reversal
Here
x

n
Z
X

.1=z

/; ROC =
1
R
x
:
The notation 1=R
x
means that the ROC is inverted, so if R
x
is the set of values
such that r
R
< [z[ < r
L
, then the ROC is the set of values of z such that
1=r
l
< [z[ < 1=r
R
.
Example: time-reversed exponential sequence
The signal xn = a
n
un is a time-reversed version of a
n
un. The
z-transform is therefore
X.z/ =
1
1 az
=
a
1
z
1
1 a
1
z
1
; [z[ < [a
1
[:
4.7 Convolution
This property states that
x
1
n + x
2
n
Z
X
1
.z/X
2
.z/; ROC containsR
x
1
R
x
2
:
17
Example: evaluating a convolution using the z-transform
The z-transforms of the signals x
1
n = a
n
un and x
2
n = un are
X
1
.z/ =
1

nD0
a
n
z
n
=
1
1 az
1
; [z[ > [a[
and
X
2
.z/ =
1

nD0
z
n
=
1
1 z
1
; [z[ > 1:
For [a[ < 1, the z-transform of the convolution yn = x
1
n + x
2
n is
Y.z/ =
1
.1 az
1
/.1 z
1
/
=
z
2
.z a/.z 1/
; [z[ > 1:
Using a partial fraction expansion,
Y.z/ =
1
1 a
_
1
1 z
1

a
1 az
1
_
; [z[ > 1;
so
yn =
1
1 a
.un a
nC1
un/:
4.8 Initial value theorem
If xn is zero for n < 0, then
x0 = lim
z!1
X.z/:
18
Some common z-transform pairs are:
Sequence Transform ROC
n 1 All z
un
1
1z
1
[z[ > 1
un 1
1
1z
1
[z[ < 1
n m z
m
All z except 0 or o
a
n
un
1
1az
1
[z[ > [a[
a
n
un 1
1
1az
1
[z[ < [a[
na
n
un
az
1
.1az
1
/
2
[z[ > [a[
na
n
un 1
az
1
.1az
1
/
2
[z[ < [a[
_
_
_
a
n
0 _ n _ N 1;
0 otherwise
1a
N
z
N
1az
1
[z[ > 0
cos.!
0
n/un
1cos.!
0
/z
1
12cos.!
0
/z
1
Cz
2
[z[ > 1
r
n
cos.!
0
n/un
1r cos.!
0
/z
1
12r cos.!
0
/z
1
Cr
2
z
2
[z[ > r
4.9 Relationship with the Laplace transform
Continuous-time systems and signals are usually described by the Laplace
transform. Letting z = e
sT
, where s is the complex Laplace variable
s = d j!;
we have
z = e
.dCj!/T
= e
dT
e
j!T
:
Therefore
[z[ = e
dT
and ^z = !T = 2f=f
s
= 2!=!
s
;
19
where !
s
is the sampling frequency. As ! varies from oto o, the s-plane is
mapped to the z-plane:
v The j! axis in the s-plane is mapped to the unit circle in the z-plane.
v The left-hand s-plane is mapped to the inside of the unit circle.
v The right-hand s-plane maps to the outside of the unit circle.
20