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HUDCO Tax Free Bond Application Form

HUDCO Tax Free Bond Application Form

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Published by Prajna Capital
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Published by: Prajna Capital on Jan 30, 2012
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01/31/2012

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    A   C   K   N   O   W   L   E   D   G   E   M   E   N   T   S   L   I   P   F   O   R   A   P   P   L   I   C   A   N   T   T   R   A   N   C   H   E   I   I   S   S   U   E
HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED -PUBLIC ISSUE OF TAX FREE BONDS - TRANCHE IISSUE
   T   E   A   R    H   E   R   E
Application No.Application No.ACKNOWLEDGEMENT SLIP
Dated d / m m / 2012
While submitting the Application Form, the Applicant should ensure that the date stamp being put on the Application Form by the Bank matches with the date stamp on the Acknowledgement Slip.SeriesFace ValueNo. of Bonds applied forAmount Payable (
 ` 
)(A)(B)(A x B)Series 1
1,000/-(10 years)
Series 2
1,000/-(15 years)
Acknowledgement is subject to realization of Cheque / Demand Draft.
Grand Total (1+2)
Received From
All future communication in connection with this application should be addressed to the Registrar to the Issue
KARVY COMPUTERSHARE PRIVATE LIMITED,
Plot No. 17 to 24, Vithal Rao Nagar, Madhapur, Hyderabad500 081, India, Telephone: +91 40 4465 5000, Facsimile +91 40 2343 1551, Email ID: einward.ris@karvy.com,Website: http:\\karisma.karvy.com, Investor Grievance ID: hudco.bonds@karvy.com, Contact Person :Mr. M. Murali Krishna, SEBI Registration Number: INR000000221. Quoting full name of Sole/First Applicant,Application No., Type of options applied for, Number of Bonds applied for under each option, Date, Bank andBranch where the application was submitted and Cheque/Demand Draft Number and Issuing bank.
Cheque/Demand Draft No.Dated2012Drawn on (Name of the Bank and Branch)Bank's Stamp & Date
TEAR HEREC KC K
In terms of Section (8)(1) of the Depositories Act, 1996 as amended, I/we wish to hold the Bonds in physical form. I/We hereby confirmthat the information provided in “APPLICANTS’ DETAILS” is true and correct. I/We enclose herewith
as
the
KYC Documents, selfattested copies of PAN Card, Proof of Residence Address and a cancelled cheque
of the bank account to which the amountpertaining to payment of refunds, interest and redemptions as applicable should be credited.
Sole/First ApplicantSecond ApplicantThird Applicant
Bank Details for payment of Refund / Interest / Maturity Amount
Bank Name : Branch :Account No.: _____________________________ IFSC Code : ___________________MICR Code : ___________________________
NOMINATION (FOR ALLOTMENT IN PHYSICAL FORM)
Name of the Nominee :In case of Minor, Guardian :
Dear Sirs,Having read, understood and agreed to the contents and terms and conditions of HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED Shelf Prospectus and Prospectus Tranche- I dated January 23, 2012, (“Prospectus”) I/We hereby apply for allotment to me/us; of the under mentioned Bonds out of the Issue. The amount payable on application for the below mentioned Bondsis remitted herewith. I/We hereby agree to accept the Bonds applied for or such lesser number as may be allotted to me/us in accordance with the contents of the Prospectus subject to applicable statutory and/or regulatory requirements. I/We irrevocably give my/our authority and consent to SBICAP Trustee Company Limited, to act as my/our trustees and for doing such acts and signing suchdocuments as are necessary to carry out their duties in such capacity. I/We acknowledge that the Applications made by me/us do not exceed the investment limit on the maximum number of Bonds which may be held by me/us under applicable statutory and /or regulatory requirements. By making this application, I/We acknowledge that I/We have understood the terms and conditions of theIssue of the Company as disclosed in the Prospectus. Notwithstanding anything contained in this form and the attachments hereto, by making this application: I/We confirm that I am/We are Indian National(s)/registered in India, resident in India and I am/ we are not applying for the said Bonds as nominee(s) of any person resident outside India and/or Foreign National(s). Notwithstandinganything contained in this form and the attachments hereto, I/we confirm that I/we have carefully read and understood the contents, terms and conditions of the Prospectus, in their entirety and further confirm that in making my/our investment decision, (i) I/We have relied on my/our own examination of the Company and the terms of the Issue, including the merits and risks involved, (ii) my/ our decision to make this application is solely based on the disclosures contained in the Prospectus, (iii) my/our application for Bonds under the Issue is subject to the applicable statutory and/or regulatory requirements in connection with the subscription to Indian securities by me/us, (iv) I am/We are not persons resident outside India and/or foreign nationals within the meaning thereofunder the Foreign Exchange Management Act, 1999, as amended and rules, regulations, notifications and circulars issued thereunder; (v) I/We have obtained the necessary statutory and/or regulatory permissions/consents/approvals in connection with applying for, subscribing to, or seeking allotment of Bonds pursuant to the Issue.
To, The Board of Directors, HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED, HUDCO Bhawan, Core- 7A, India Habitat Centre, Lodhi Road, New Delhi 110003, India.
CREDIT RATING : 'CARE AA+', 'Fitch AA+ (ind)'OPTION TO HOLD THE BONDS IN PHYSICAL FORM* (If this option is selected, the KYC Documents as mentioned under General Instructions no. 31 are mandatory)
HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED
APPLICATION FORM
ISSUE OPENS ON:JANUARY 27, 2012ISSUE CLOSES ON:FEBRUARY 06, 2012^
Our Company was incorporated as Housing and Urban Development Finance Corporation Private Limited on April 25, 1970 as a private limited company under theCompanies Act, 1956, as amended (the “
Companies Act
”) and was granted a certificate of incorporation by the then Registrar of Companies, Delhi. Subsequently thename of our Company was changed to its present name and a fresh certificate of incorporation dated July 9, 1974 was issued by the then Registrar of Companies, Delhiand Haryana. For further details, see the section titled “History and Certain Corporate Matters” on page 64 of the Shelf Prospectus.
Registered and Corporate Office
: HUDCO Bhawan, Core- 7A, India Habitat Centre, Lodhi Road, New Delhi 110003, India.,
Telephone
:
 
+91 11 2464 9610;
Facsimile
: +91 11 2464 8179;
Company Secretary and Compliance Officer
: Mr. H. Verma;
Telephone
: +91 11 2464 9610;
Facsimile
: +91 11 2464 8179;
E-mail
: taxfreebonds@hudco.org;
Website
: www.hudco.org
PUBLIC ISSUE BY HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED (“COMPANY” OR THE “ISSUER”) OF TAX FREE BONDS OF FACE VALUE OF
 ` 
1,000 EACH IN THE NATURE OF SECURED, REDEEMABLE, NON-CONVERTIBLE DEBENTURES, HAVING BENEFITSUNDER SECTION 10(15)(iv)(h) OF THE INCOME TAX ACT, 1961, AS AMENDED (“BONDS”) AGGREGATING
 ` 
2,000 CRORES (“ISSUE”) WITH AN OPTION TO RETAIN AN OVERSUBSCRIPTION UPTO THE SHELF LIMIT (i.e.
 ` 
4,684.72 CRORES). THIS ISSUE IS BEING OFFERED BYWAY OF THE PROSPECTUS TRANCHE- I WHICH CONTAINS, INTER ALIA, ALL TERMS AND CONDITIONS OF THE TRANCHE- I (THE “PROSPECTUS TRANCHE- I”), WHICH SHOULD BE READ TOGETHER WITH THE SHELF PROSPECTUS DATED JANUARY 23, 2012 FILED WITHTHE BSE, THE NSE AND SEBI (THE “SHELF PROSPECTUS”). THE SHELF PROSPECTUS, TOGETHER WITH THE PROSPECTUS TRANCHE- I SHALL CONSTITUTE “THE PROSPECTUS”.
^
The subscription list for the Issue shall remain open for subscription at the commencement of banking hours and close at the close of banking hours, with an option for early closure (subject to the Issue being open for a minimum of 3 days) or extension by such period, upto a maximum period of 30days from the date of opening of the Issue, as may be decided by the Board, or a committee constituted by the Board, subject to necessary approvals. In the event of such early closure of the subscription list of the Issue, our Company shall ensure that public notice of such early closure is publishedon or before the day of such early date of closure through advertisement/s in at least one leading national daily newspaper. The issue shall remain open for subscription for a minimum period of 3 days.
HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED
Our Company was incorporated as Housing and Urban Development Finance Corporation Private Limited on April 25, 1970 as a private limited company under the CompaniesAct, 1956, as amended (the “
Companies Act
”) and was granted a certificate of incorporation by the then Registrar of Companies, Delhi. Subsequently the name of our Companywas changed to its present name and a fresh certificate of incorporation dated July 9, 1974 was issued by the then Registrar of Companies, Delhi and Haryana. For furtherdetails, see the section titled “History and Certain Corporate Matters” on page 64 of the Shelf Prospectus.
Registered and Corporate Office
: HUDCO Bhawan, Core- 7A, IndiaHabitat Centre, Lodhi Road, New Delhi 110003, India.,
Telephone
:
 
+91 11 2464 9610;
Facsimile
: +91 11 2464 8179;
Company Secretary and Compliance Officer
: Mr. H. Verma;
Telephone
: +91 11 2464 9610;
Facsimile
: +91 11 2464 8179;
E-mail
: taxfreebonds@hudco.org;
Website
: www.hudco.org
Please Note :
Cheque/DD should be drawn in favour of
"HUDCO Tax Free Bonds- Escrow Account".
Cheques should be crossed “A/c Payee only”.
Please write the sole/first Applicant’s name, phone no. and Application no. on the reverse of Cheque/ DD.
Demographic details for purpose of refunds, if any, shall be taken from (i) Bank details as mentioned above for applicants who select the option to hold the Bonds in Physical Form; or (ii) the records of the Depositories otherwise.
PERMANENT ACCOUNT NUMBER
(Furnishing of Subscriber’s PAN is mandatory.For additional details, refer General Instructions no. 29)
SOLE/FIRST APPLICANTSECOND APPLICANTTHIRD APPLICANT
SIGNATURE(S)
PAYMENT DETAILS
(See ‘Payment in to Escrow Account’ under General Instructions no. 36)
Total Amount Payable(
 ` 
in figures)(
 ` 
in words)
Cheque / Demand Draft No. Dated / 2012Drawn on BankBranch
Please fill in the Form in English using BLOCK lettersNAME OF SOLE/FIRST APPLICANT Mr./Ms./M/s.NAME OF GUARDIAN Mr./Ms.
(In case of minor only)
CityAGE years
Dated d / m m / 2012
THIRD APPLICANT Mr./Ms.SECOND APPLICANT Mr./Ms.E-mailTelephone
(with STD code)
MobileADDRESS
(of Sole / First Applicant)
Pin Code(Compulsory)DATE OF BIRTH(Compulsory for minor)
ddmmyyyy
APPLICANTS’ DETAILS (for Applicants applying in Demat Mode name(s) should be in the same order as it appears in the demat account)OTHER DETAILS OF SOLE/FIRST APPLICANT CATEGORY (Please
)
CategoryI-
Companies / Bodies Corporate / Registered Societies;
Public/Private Charitable/Religious Trusts;
Scientific and/or Industrial Research Organisations;
Partnership Firms in the name of the partner; and
Limited liability partnershipCategoryII-
Resident Indian individuals*;
Hindu Undivided Families through the Karta*. (*applying for an amount aggregating to above
 ` 
5 lakhs)CategoryIII-
Resident Indian individuals#;
Hindu Undivided Families through the Karta#. (#applying for an amount aggregating to upto and including
 ` 
5 lakhs)
DEPOSITORY PARTICIPANT DETAILS (For Applications In Demat Mode)
Central Depository Services (India) Limited
(CDSL)
(16 digit beneficiary A/c. No. to be mentioned above)Depository Name (Please
)Depository Participant NameDP - IDBeneficiary Account NumberNational Securities Depository Limited (NSDL)IN
 
DOCUMENTS TO BE SUBMITTED ALONG WITH THE APPLICATION FORM.
 
MoA and AoA / Charter Documents
Registration Certificate
Resolution and Specimen Signature
Power of Attorney
Others (Please Specify ...................................)
THE SPECIFIC TERMS OF EACH INSTRUMENT ARE SET OUT BELOW:
OptionsSeries of Bonds*Tranche- I Series 1 Bonds (I)Tranche- I Series 2 Bonds (II)Tenor10 years15 yearsRedemption Date
10 years from the Deemed Date of Allotment15 years from the Deemed Date of Allotment
Redemption Amount (
 ` 
 / Bond)
Repayment of the Face Value and any interestRepayment of the Face Value and any interestthat may have accrued on the Redemption Datethat may have accrued on the Redemption Date
Frequency of interest payment
AnnualAnnual
Minimum Application size
10,000 (10 Bonds).
10,000 (10 Bonds).
In multiples of
1,000 (One Bond).
1,000 (One Bond).
Face Value (
 ` 
 /Bond)
1,000
1,000
Issue Price (
 ` 
 /Bond) (A)
1,000
1,000
Modes of interest payment
Through various available modes. **Through various available modes. **
Coupon Rate (%) p.a.
8.10% p.a.8.20% p.a.
Options
Additional Coupon Rate***Additional Coupon Rate***for Category III Investors: 0.12% p.a.for Category III Investors: 0.15% p.a.Aggregate Coupon Rate forAggregate Coupon Rate forCategory III Investors: 8.22% p.a.Category III Investors: 8.35% p.a.
Annualised Yield
For Category I Investors: 8.10%For Category I Investors: 8.20%For Category II Investors: 8.10%For Category II Investors: 8.20%For Category III Investors: 8.22%For Category III Investors: 8.35%
No. of Bonds applied for (B)Amount Payable (
 ` 
) (A x B)Total Number of Bonds (I+II)Grand Total (I+II) (
 ` 
)
* Our Company shall allocate and Allot Bonds of Tranche- I Series 1 Bonds maturity to all valid applications, wherein the applicants have not indicated their choice of the relevant Bond series. ** For various modes of interest payment, see the section titled "Terms of the Issue - Modes of Payment" on page 34 of the Prospectus Tranche - I ***FOR FURTHER DETAILS, SEE THE SECTION TITLED "TERMS OF THE ISSUE - INTEREST" ON PAGE 31 OF THE PROSPECTUS TRANCHE - I 
COMMON TERMS FOR ALL SERIES OF THE BONDS
Objects of the Issue
See the section titled "Objects of the Issue" on page 17 of ProspectusTranche - I
Market Lot/ Trading Lot
One Bond.
Pay-in date
Application Date (full Application amount is payable on Application).
Listing
BSE and NSE.
Security
The Bonds proposed to be issued are secured by a floating first pari-passu charge onpresent and future receivables of our Company to the extent of amount mobilized underthe Issue. Our Company reserves the right to create first pari-passu charge on presentand future receivables for its present and future financial requirements.
Security cover
At least 100% of the outstanding Bonds at any point of time.
Debenture Trustee
SBICAP Trustee Company Limited.
Depositories
NSDL and CDSL.
Registrar
Karvy Computershare Private Limited.
Modes of payment
(i) At-par cheques; (ii) Demand drafts.
Issuance
Dematerialised form or physical form* as specified by an Applicant in the ApplicationForm.
Trading
In dematerialised form only.
Deemed date of Allotment
The date on which the Board or a duly constituted committee thereof approves theAllotment of the Bonds for this Issue. All benefits relating to the Bonds including intereston Bonds (as specified in the Prospectus Tranche- I) shall be available to the investorsfrom the Deemed Date of Allotment. The actual allotment of Bonds may take place ona date other than the Deemed Date of Allotment.
Lead Manager
Enam Securities Private Limited and SBI Capital Markets Limited.
*Interms of Regulation4(2)(d)of theSEBI (IssueandListingof Debt Securities)Regulations, 2008, ourCompany willmakepublic issueof theBonds inthedematerialised form. However, interms of Section8(1)of theDepositories Act, 1996, as amendedourCompany, at therequest of theInvestors whowishtoholdtheBonds inphysical form will fulfil such request.
Status of Bonds:
The Bonds shall be secured pursuant to a Debenture Trust Deed and underlying security documents. The Bondholders are entitled to the benefit of the Debenture Trust Deed and are bound by andare deemed to have notice of all the provisions of the Debenture Trust Deed. The Bonds are issued in the form of tax free bonds of face value of
 ` 
1,000 each in the nature of secured, redeemable, non-convertibledebentures, having tax benefits under Section 10(15)(iv)(h) of the Income Tax Act, 1961, and are proposed to be secured by a floating first pari-passu charge on present and future receivables of the Company to theextent of amount mobilized under the Issue. The Company reserves the right to create first pari-passu charge on present and future receivables for its present and future financial requirements. The claims of the Bondholders shall be superior to the claims of any unsecured creditors, subject to applicable statutory and/or regulatory requirements.
Submission of Application Forms:
AllApplicationFormsdulycompletedandaccompaniedbyaccount payeechequesordraftsandrelevant documents, asapplicable,shallbesubmittedtothedesignatedcollectionbanks duringtheIssuePeriod. Noseparatereceipts shallbeissuedforthemoney payableonthesubmissionof ApplicationForm. However, thecollectionbanks willacknowledgethereceipt of theApplicationForms by stampingandreturningtotheApplicants theacknowledgement slip.This acknowledgement slipwillserveas theduplicateof theApplicationFormfortherecords of theApplicant. Applications shallbedeemedtohavebeenreceivedby us only whensubmittedtoBankers totheIssueat theirdesignatedbranches as detailedaboveandnot otherwise.
Multiple Applications
: AnApplicant may makemultipleapplications forthetotalnumberof Bonds requiredandthesameshallbeconsideredvalid. ForfurtherdetailspleaseseeGeneralInstructionsno. 29.
Basis of Allotment for Bonds:
a).Allotments inthefirst instance: i.Applicants belongingtotheCategory I, inthefirst instance, will beallocatedBonds upto45% of theOverall IssueSizeonfirst comefirst servebasis (determinedonthebasis of dateof receipt of eachapplicationduly acknowledgedby theBankers totheIssue); ii.Applicants belongingtotheCategory II, inthefirst instance, will beallocatedBonds upto25% of Overall IssueSizeonfirst comefirst servebasis (determinedonthebasis of dateof receipt of eachapplicationduly acknowledgedby theBankers totheIssue); iii. Applicants belongingtotheCategory III, inthefirst instance, will beallocatedBonds upto30% of OverallIssueSizeon first comefirst servebasis (determinedonthebasis of dateof receipt of eachapplicationduly acknowledgedby theBankers totheIssue). For further details pleaseseeGeneral Instructions no. 44.
Lead Manager’s / Affiliate’s / Consortium Member’s Name & Code
Sub-Broker’s / Agent’s CodeBank Branch Serial No.Date of ReceiptSub-Consortium Member’s / Broker’s Name & CodeBank Branch Stamp
ENAM SEC. PVT. LTD.01/0509-1
23/07701-38KSBL
6670512266705122
310109

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