Applicable NAVDuring the NFO Period
During the New Fund Offer period, the units of the fund will be sold at face value i.e. Rs.10/- plus load as applicable.Subscription during the New Fund Offer will be closed once the Scheme has collected Rs.750 Crores. However, the UTI AMC reserves the right to collectsubscription in excess of the said amount of Rs.750 Crores during the NFO period.The excess subscription amount to be collected will be decided by the Fund Manager of the Scheme based on the available investment opportunities in the stockmarket or the diminishing of such investment opportunities and further, in his opinion, the total subscription has reached an approximate manageable corpus size.All such applications in excess of the above limit of Rs.750 Crores will be accepted for full allotment.The AMC/Trustees reserves the right to extend the closing date of the NFO period subject to the condition that the subscription to the New Fund Offer shall not be keptopen for more than 30 days. Similarly, the AMC/Trustee may close the New Fund Offer earlier by giving one day’s notice in one daily newspaper and UTI MF Website.
Post NFO period
The Scheme will be open for subscription during each calendar month subject to the condition that not more than 10% of the number of outstanding units allotted ason the last business day of the previous month would be available for the sale in the immediately following month.However, the UTI AMC reserves the right to collectthe subscriptions in excess of the said limit of 10% of the outstanding allotted Units. The excess subscription for allotment of Units will be decided by the Fund Mangerof the Scheme on the basis as stated in the case of NFO period. All such applications in excess of the above 10% limit will be accepted for full allotment.Similarly, the AMC/Trustee may close such additional subscription by giving one day’s notice in one daily newspaper and UTI MF website.However, Subscriptions by way of SIPs/STRIPs will be allowed on all business days at the applicable NAVs (subject to load) post NFO period even if the said limitof 10% is exceeded.However, subscriptions through online mode will be allowed both during the NFO period and post NFO period. The subscriptions through online mode will not bereckoned for the purpose of determining the aforesaid limit of Rs. 750 crores during the NFO period or the 10% limit post NFO period.Regarding subscription through online mode, refer to Statement of Additional Information (SAI) for details.
For Applications submitted through other than online mode or SIPs/STRIPs, Investors are required to check the Official Points of Acceptance (OPAs)whether the Scheme is open for subscription before submitting their application forms for subscription of Units of the Scheme failing which the UTIMF/UTI AMC shall not be responsible/liable in any manner whatsoever.
The Scheme will offer redemption of units at NAV based prices on every business day on an on-going basis commencing not later than 30 days from the closure ofthe New Fund Offer period
Purchase :OperationCut-off TimingApplicable NAV
Valid applications received with local cheques / demand drafts payable atUp to 3 p.m.Closing NAV of the day of receipt of thepar at the place where the application is received.application.Valid applications received with local cheques / demand drafts payable atAfter 3 p.m.Closing NAV of the next business day.par at the place where the application is received.Valid applications received with outstation cheques / demand drafts (for theWithin Business HoursClosing NAV of the day on which cheque / schemes/investors as permitted in the SID) not payable at par at the placedemand draft is credited to the Scheme/ where the application is received.Plan.
Redemption :OperationCut-off TimingApplicable NAV
Valid applications receivedUp to 3 p.m.Closing NAV of the day of receipt of theapplication.Valid applications receivedAfter 3 p.m.Closing NAV of the next business day.
Minimum ApplicationPurchaseAdditional PurchaseRedemptionAmount/Number of Units
Minimum initial investment amount:-Subsequent minimum investment underIn case of partial redemption, the condition
Rs.5,000/- and in multiples of Re. 1/- thereaftera folio is Rs.1000/- and in multiplesof holding minimum investment prescribed
Rs.1 Crore and in multiples of Re. 1/- thereafterof Re.1/- thereafter with no upper limitunder the scheme has to be satisfied.subject to subscription restriction asaforesaid
Despatch of Redemption
Within 10 business days of the receipt of the redemption request at the authorized centres of UTI Mutual Fund.
BSE 100 is the benchmark index for the Equity part of the Portfolio, CRISIL Bond Fund Index is the benchmark for that part of the Portfolio relating to investments in Debtand Money Market Instruments and the Price of Gold as per SEBI Regulations for Gold ETFs in India is the benchmark in so far it pertains to investments in Gold ETFs.
Dividend distribution, if any, under the scheme will be made subject to availability of distributable surplus and other factors and a decision is taken by the Trustee tomake dividend distribution.
Name of the Fund Manager
Name of the Trustee Company
UTI Trustee Company Private Limited
Performance of the schemeUTI - Wealth Builder Fund – Series II does not have any performance track record.Expenses of the SchemeNew Fund Offer Period(i)Load StructureRetail PlanApplication SizeEntry LoadExit Load
Less than Rs.2 Crs2.25%1.00% if exited on or before 365 days from the date of closure of the offer period.Rs.2 Crs & AboveNil0.50% if exited on or before 365 days from the date of closure of the offer period.
Institutional PlanApplication SizeEntry LoadExit Load
Any sizeNil0.50% if exited on or before 180 days from the date of closure of the offer period.
Continuous Offer period
Subsequent to the NFO period, the load structure shall be decided by the AMC and informed through an addendum.
a)First Rs.100 crores of the average daily net assets - 2.50%c)Next Rs.300 crores of the average daily net assets - 2.00%b)Next Rs.300 crores of the average daily net assets - 2.25%d)On the balance of the assets of the scheme - 1.75%
Waiver of Load for Direct
No entry load shall be charged for direct applications received by the Asset Management Company (AMC) i.e. applications submitted to AMC orcollection centre
that are not routed through any distributor/agent/broker. No entry load shall also be charged for additional purchases done directly by the investor under the samefolio and switch-in to a scheme from other schemes if such a transaction is done directly by the investor.Wherever the ARN/Code of a broker/IFA/sub-broker/distributor given in the application form has been struck off, it has to be counter signed by the first applicant. Incase the first applicant does not counter sign it the application will not be treated as a direct application.For direct applications, the area for providing ARN/ Code of a broker/IFA/sub-broker/distributor should not be left blank. It should be marked “Direct” or “Not Applicable”.No entry and exit load will be charged on bonus units issued and on units allotted on reinvestment of dividend.All Official Points of Acceptance will be available on the website of UTI Mutual Fund www.utimf.com.
Tax Treatment for the
The investor is advised to refer to the details in the Statement of Additional Information and also independently refer to his tax advisor.
Investors (Unitholders)Daily Net Asset Value
The NAVs will be declared on all business days and will be issued to two newspapers for publication and will also be available on the website of UTI Mutual Fund,
www.utimf.com and website of AMFI namely www.amfiindia.com. You can also call us at 1800 22 1230 (toll free number) and 02226546200 (non toll free number)
For Investor GrievanceName and Address of RegistrarAll investors could refer their grievances giving full particulars ofplease contactinvestment at the following address:M/s. Karvy Computershare Private Limited,
Shri K P Ghosh,Narayani Mansion, H. No. 1-90-2/10/E, Vittalrao Nagar,UTI AMC Ltd., UTI Tower, Gn Block, Bandra – Kurla Complex,Madhapur, Hyderabad -500 081Bandra (East), Mumbai - 400 051.Tel.: 040-23421944 to 47; Fax: 040-23115503Tel: 6678 6666, Fax: 2652 3031Email: firstname.lastname@example.orgInvestors may post their grievances at our website:www.utimf.com or e-mail us at email@example.com
Accounts statement (on each transaction) and annual financial results shall be provided to investors by post/any other mode. Half yearly scheme portfolio disclosurewill be mailed to unitholders or published in the newspapers as permitted under SEBI (Mutual Funds) Regulations, 1996.Date: September 17, 2008
Please ensure that :Your name and address is given in full.Your preferred Plan and Option is selected.Your investment is not less than the minimum investment amount.Your application is complete and signed by all applicants.Cheques are drawn in favour of 'UTI-Wealth Builder Fund - Series II' dated, signed and crossed 'A/c Payee Only'.On the reverse of each cheque submitted, the Application Form number is written.All PAN details are given failing which your application will be rejected.Your bank account details are entered completely and correctly. This is mandatory. If this is not included, your application will be rejected.Copy of KYC acknowledgement provided by service provider is given (wherever relevant), failing which your application will be rejected.