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Capital Source 2011 Form 10-K

Capital Source 2011 Form 10-K

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Published by: rgaragiola on Mar 08, 2012
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Table of Contents
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
Form10-K
ANNUAL REPORT PURSUANT TO SECTION13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December31, 2011
Commission File No.1
-
31753
CapitalSource Inc.
(Exact name of registrant as specified in its charter)
633 West 5 Street, 33rd FloorLos Angeles, CA 90071
(Address of Principal Executive Offices, Including Zip Code)
(213)443
-
7700
(Registrant
s Telephone Number, Including Area Code)
Securities Registered Pursuant to Section12(b) of the Act:
Securities Registered Pursuant to Section12(g) of the Act:
None
Indicate by check mark if the registrant is a well
-
known seasoned issuer, as defined in Rule405 of the Securities Act.
þ
Yes
¨
NoIndicate by check mark if the registrant is not required to file reports pursuant to Section13 or Section15(d) of the Act.
¨
Yes
þ
NoIndicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the Securities Exchange Actof 1934 during the preceding 12months (or for such shorter period that the registrant was required to file such reports), and (2)has been subject tosuch filing requirements for the past 90days.
þ
Yes
¨
NoIndicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive DataFile required to be submitted and posted pursuant to Rule405 of RegulationS
-
T (§232.405 of this chapter) during the preceding 12months (or forsuch shorter period that the registrant was required to submit and post such files).
þ
Yes
¨
NoIndicate by check mark if disclosure of delinquent filers pursuant to Item405 of RegulationS
-
K is not contained herein, and will not becontained, to the best of registrant
s knowledge, in definitive proxy or information statements incorporated by reference in PartIII of this Form10
-
K
or any amendment to this Form10
-
K.
¨
 Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non
-
accelerated filer, or a smaller reportingcompany. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company”
in Rule12b
-
2 of the Exchange Act.(Check one):
Indicate by check mark whether the registrant is a shell company (as defined in Rule12b
-
2 of the Act).
¨
Yes
þ
No
CSE 10-K 12/31/2011Section 1: 10-K (FORM 10-K)
Delaware
35
-
2206895
(State of Incorporation)
(I.R.S. Employer
 
Identification No.)
 
(Title of Each Class)
(Name of Exchange on Which Registered)
Common Stock, par value $0.01 per share
New York Stock Exchange
þ
Large accelerated filer
¨
Accelerated filer
¨
Non
-
accelerated filer
(Do not check if a smaller reporting company)
 
¨
Smaller reporting company
th
 
The aggregate market value of the Registrant
s Common Stock, par value $0.01 per share, held by nonaffiliates of the Registrant, as of June30,
2011 was $2,009,367,468.
As of February23, 2012, the number of shares of the Registrant
s Common Stock, par value $0.01 per share, outstanding was 245,992,021.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of CapitalSource Inc.
s Proxy Statement for the 2012 annual meeting of shareholders, a definitive copy of which will be filed with theSEC within 120days after the end of the year covered by this Form10
-
K, are incorporated by reference herein as portions of PartIII of this Form10
-
K.
 
Table of Contents
 
TABLE OF CON
TENTS
Page

PARTI

Item1.
 

Business

3
Item1A.
 

Risk Factors

15
Item1B.
 

Unresolved Staff Comments

27
Item2.
 

Properties

27
Item3.
 

Legal Proceedings

27
Item4.
 

Reserved

27

PARTII

Item5.
 

Market for Registrant
s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities

28
Item6.
 

Selected Financial Data

31
Item7.
 

Management
s Discussion and Analysis of Financial Condition and Results of Operations

34
Item7A.
 

Quantitative and Qualitative Disclosures About Market Risk 

81

Management Report on Internal Controls Over Financial Reporting

82

Report of Independent Registered Public Accounting Firm on Internal Controls Over Financial Reporting
 

83
Item8.
 

Financial Statements and Supplementary Data

84
Item9.
 

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

163
Item9A.
 

Controls and Procedures

163
Item9B.
 

Other Information

163

PARTIII

Item10.
 

Directors, Executive Officers and Corporate Governance

164
Item11.
 

Executive Compensation

165
Item12.
 

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
 

165
Item13.
 

Certain Relationships and Related Transactions, and Director Independence

165
Item14.
 

Principal Accountant Fees and Services

165

PARTIV

Item15.
 

Exhibits and Financial Statement Schedules

166

Signatures

167

Index to Exhibits

168

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