Marco Mar 19 98-Main

Case 2:09-cv-00104-LDG-GWF Document 98
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JOHN B. BULGOZDY, Cal Bar No. 219897 E-mail: bulgozdyj@sec.gov DAVID J. VAN HAVERMAAT, Cal. Bar No. 175761 E-mail: vanhavermaatd@sec.gov Attorney for Plaintiff Securities and Exchange Commission Rosalind R. Tyson, Regional Director Michele Wein Layne, Associate Regional Director John W. Berry, Regional Trial Counsel 5670 Wilshire Boulevard, 11th Floor Los Angeles, California 90036 Telephone: (323) 965-3998 Facsimile: (323) 965-3908
UNITED STATES DISTRICT COURT DISTRICT OF NEVADA SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. MARCO GLISSON, Defendant Case No. 2:09-cv-00104-LDG-GWF PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS NOTICE OF MOTION AND MOTION TO AMEND SECTION VII OF THE JOINT PRETRIAL ORDER TO CONFORM TO COURT PROCEDURE, AND POINTS AND AUTHORITIES IN SUPPORT
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TO THE CLERK OF THE COURT AND ALL PARTIES: PLEASE TAKE NOTICE that Plaintiff Securities and Exchange Commission (Commission) respectfully moves to amend Section VII of the Joint Pretrial Order (JPO) entered by this Court on April 22, 2011, to renumber the exhibits as directed by the Courtroom Deputy and to conform to the Courts desired method of identifying joint exhibits, and each partys exhibits. In addition, plaintiff proposes to amend Section VII to delete stale objections made by defendant Marco Glisson (Glisson) to certain of plaintiffs exhibits, namely, that the exhibits were not provided to Glisson. In fact, plaintiff provided the exhibits in August 2011. Finally, plaintiff has added to its exhibit list new Exhibits 527-534, which are summary and demonstrative exhibits that were provided to defendant on February 29, 2012. The proposed amended Section VII of the JPO is attached hereto as Exhibit A. Plaintiff moves for this relief so that it can timely prepare for the April 9, 2012 trial set in this matter, and because defendant refuses to cooperate in this simple administrative matter. Shortly after the JPO was filed, plaintiff was advised by the Courts Courtroom Deputy that exhibits should be numbered as follows: Plaintiffs Exhibits: 1-999; Defendants Exhibits: 1000-1999; and Joint Exhibits starting with 3000. This was a different numbering convention than the parties used in the JPO. Shortly thereafter, in a letter dated August 10, 2011, plaintiff sought defendants cooperation in stipulating to amend the JPO to substitute an exhibit list that conformed to the Courts directions. After defendant did not respond, plaintiff followed up in September 2011, at which time defendant deferred any response. Plaintiff has continued to seek defendants cooperation to file an amended exhibit list that conforms to the Courts procedure; as recently as February 29, 2012, plaintiff asked defendant to cooperate in amending the exhibit list. Defendant
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ignored the request. Plaintiff needs to prepare properly numbered exhibits to use at trial, and defendants failure to cooperate and agree to amend the JPO to conform to the Courts procedure stymies plaintiffs ability to prepare for trial. Accordingly, plaintiff requests that the Court grant its motion to amend Section VII of the JPO with the exhibit list attached hereto, which conforms to the numbering system for exhibits as conveyed by the Courtroom Deputy. Indeed, the Courts numbering system will facilitate trial by making it easy to identify joint exhibits, and each partys exhibits. There is simply no reason for defendant not to have cooperated in filing an amended exhibit list. In the amended Section VII, plaintiff has deleted stale objections asserted by defendant in the JPO, specifically objections that plaintiff had not provided certain exhibits to defendant (Exhibits 508-509, and 524-526). Exhibits 508 and 509 were reserved for summary charts that plaintiff was preparing in advance of trial, and Exhibits 524-526 were bank records. Defendants stated objection to the summary charts was: Objection, no charts/information available; all rights reserved. (See JPO at p. 96.) However, on August 10, 2011 well in advance of the prior trial date of November 2011 plaintiff provided various summary charts to defendant which were marked for identification as exhibits 508-1 through 508-7, and 509-1 through 509-4. Plaintiff also provided the bank records marked as Exhibits 524-526. It is unclear whether defendants refusal to amend the JPO and state objections is part of a trial gambit by defendant. Plaintiff objected to certain of defendants exhibits had not been provided at the time the JPO was filed. Since the JPO was filed, defendant has not provided copies of any of his exhibits to plaintiff. Defendant apparently believes in trial by surprise, and hopes to gain some advantage by springing these heretofore unproduced documents at trial. It
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may well be that by refusing to acknowledge receipt of plaintiffs exhibits well in advance of trial, defendant will seek to excuse his own failure to produce exhibits at all in advance of trial. Finally, the amended Section VII of the JPO includes additional summary and demonstrative exhibits marked as exhibits 527 to 534. Copies of these exhibits were provided to defendant on February 29, 2012, and defendant had an opportunity to depose plaintiffs summary witness at that time. Plaintiff is still working on some additional demonstrative exhibits. Defendant has not advised plaintiff of any objections to the exhibits that were provided on February 29, 2012. Accordingly, to facilitate the preparation of this case for trial and to conform to the Courts instructions for numbering exhibits, plaintiff respectfully requests that the JPO be amended, and that the attached Exhibit A be substituted for Section VII of the JPO.
Date: March 19, 2012
Respectfully submitted,
/s/ John B. Bulgozdy John B. Bulgozdy Attorney for Plaintiff Securities and Exchange Commission
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PROOF OF SERVICE I am over the age of 18 years and not a party to this action. My business address is: U.S. SECURITIES AND EXCHANGE COMMISSION, 5670 Wilshire Boulevard, 11th Floor, Los Angeles, California 90036-3648 Telephone No. (323) 965-3998; Facsimile No. (323) 965-3908.
On March 19, 2012, I caused to be served the document entitled PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS NOTICE OF MOTION AND MOTION TO AMEND SECTION VII OF THE JOINT PRETRIAL ORDER TO CONFORM TO COURT PROCEDURE, AND POINTS AND AUTHORITIES IN SUPPORT on all the parties to this action addressed as stated on the attached service list: [ ] OFFICE MAIL: By placing in sealed envelope(s), which I placed for collection and mailing today following ordinary business practices. I am readily familiar with this agencys practice for collection and processing of correspondence for mailing; such correspondence would be deposited with the U.S. Postal Service on the same day in the ordinary course of business. [ ] PERSONAL DEPOSIT IN MAIL: By placing in sealed envelope(s), which I personally deposited with the U.S. Postal Service. Each such envelope was deposited with the U.S. Postal Service at Los Angeles, California, with first class postage thereon fully prepaid. EXPRESS U.S. MAIL: Each such envelope was deposited in a facility regularly maintained at the U.S. Postal Service for receipt of Express Mail at Los Angeles, California, with Express Mail postage paid.
HAND DELIVERY: I caused to be hand delivered each such envelope to the office of the addressee as stated on the attached service list. UNITED PARCEL SERVICE: By placing in sealed envelope(s) designated by United Parcel Service (UPS) with delivery fees paid or provided for, which I deposited in a facility regularly maintained by UPS or delivered to a UPS courier, at Los Angeles, California. ELECTRONIC MAIL: By transmitting the document by electronic mail to the electronic mail address as stated on the attached service list. E-FILING: By causing the document to be electronically filed via the Courts CM/ECF system, which effects electronic service on counsel who are registered with the CM/ECF system. FAX: By transmitting the document by facsimile transmission. The transmission was reported as complete and without error. I declare under penalty of perjury that the foregoing is true and correct.
Date: March 19, 2012

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/s/ John B. Bulgozdy John B. Bulgozdy
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SEC v. MARCO GLISSON United States District Court - District of Nevada Case No. 2:09-cv-00104-LDG-GWF (LA-3028) SERVICE LIST Frederick A. Santacroce, Esq. 706 S. Eighth Street Las Vegas, NV 89101 Email: fasatty@yahoo.com Attorney for Marco Glisson Robert H. Bretz, Esq. 578 Washington Boulevard, Suite 843 Marina del Rey, CA 90292 Email: Rhbretzpc@aol.com Attorney for Marco Glisson
EXHIBIT A
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JOHN B. BULGOZDY, Cal. Bar No. 219897 E-mail: bulgozdyj@sec.gov DAVID J. VAN HAVERMAAT, Cal. Bar No. 175761 E-mail: vanhavermaatd@sec.gov Attorneys for Plaintiff Securities and Exchange Commission Rosalind R. Tyson, Regional Director Michele Wein Layne, Associate Regional Director John W. Berry, Regional Trial Counsel 5670 Wilshire Boulevard, 11th Floor Los Angeles, California 90036 Telephone: (323) 965-3998 Facsimile: (323) 965-3908 UNITED STATES DISTRICT COURT DISTRICT OF NEVADA SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. MARCO GLISSON, Defendant. Case No. 2:09-cv-00104-LDG-GWF SUBSTITUTED SECTION VII OF JOINT PRETRIAL ORDER: AMENDED EXHIBIT LIST
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Section VII of the Joint Pretrial Order, entered April 22, 2011, is hereby replaced with the following: VII. (a) The following joint exhibits are stipulated into evidence in this case
and may be so marked by the clerk: Ex. No. 3000 Description December 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 70987-71086 (100 certs) representing 999,999,900 CMKM shares (MG 1) January 8, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 09430, 09502, 11270, 11343, 11650, 11712 representing 10,843,232 CIM shares (MG 2) April 5, 2007 email from Bill Frizzell re bonfied certs [sic] (MG 3) December 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 86813 representing 25,979,901 CMKM shares (MG 4) November 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 11479 representing 6,656,000 Casavant International Mining Corporation shares (MG 5) October 19, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16214 representing 500,000,000 CMKM shares (MG 6-11) October 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16214, reallocating 90,000,000 shares from Marco Glisson to 17 individuals (MG 12-13A) October 19, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16215 representing 500,000,000 CMKM shares (MG 14-22) November 1, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17601 representing 500,000,000 CMKM shares (MG 23-32)
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Ex. No. 3009
Description November 1, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17602 representing 500,000,000 CMKM shares (MG 33-38) November 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17602 reallocating 258,000,000 shares from Marco Glisson to 29 individuals and 80 million remaining with Glisson and Thidarat Tungwongsathong (MG 39-43) January 25, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 87477 & 87478 representing 100,000,000 CMKM shares (MG 44-48) January 17, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 87325 representing 500,000,000 CMKM shares (MG 49-54) January 8, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 86597, 86698, 87247 & 87244 representing 3,210,000,000 CMKM shares (MG 55-56) January 8, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 86839, 86940, 16720, 56002, 87149, 87147 & 87146 representing 271,500,000 CMKM shares (MG 57-63) January 2, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 87044 representing 801,000,000 CMKM shares (MG 64-69) December 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 73311, 86224, 86840 & 86841 representing 209,000,000 CMKM shares (MG 70-73) December 11, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 16465, 16492 & 16133 representing 2,300,000,000 CMKM shares (MG 74-100) November 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 47006, 47003 & 16569 representing 5,000,000,000 CMKM shares (MG 101-132) November 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 77011, 78567, 80699, 85963 representing 1,107,299,000 CMKM shares (MG 133-157) October 16, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16216 representing 600,000,000 CMKM shares (MG 158-166)
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Ex. No. 3021
Description November 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 79173, 79784 & 79799 representing 500,000,000 CMKM shares (MG 167-177) In the Matter of CMKM Diamonds, Inc. -- Order Dismissing Review Proceeding and Notice of Finality (SEC Rel. No. 52694 / October 28, 2005 / AP-3-11858) December 15, 2005 letter from Judith A. Behrens to Marco Glisson re purchase and sale of Certificate No. 21447 for 185 million shares of CMKX Diamonds, Inc., to be purchased by and reissued to James L. McQueen (190/436) December 19-20, 2005 email string between Jim McQueen and Marco <delidoghouse@hotmail.com> re: Thanks for your Patience (161/436 & 162/436) December 17, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson (189/436) re certificate no. 21447 representing 250 million shares (189/436) December 6, 2005 letter from Samuel H. Seymour to Marco Glisson re sale and purchase of 30 million shares CMKX Diamonds, Inc. for $15,000.00 (256/436) December 15, 2005 email from Marie Loch to <delidoghouse@hotmail.com> re: our conversation (160/436) December 19, 2005 letter from Robert Loch & Marie Loch to Marco Glisson re sale and purchase of certificate nos. 30144 and 30145 representing 19,999,998 shares of CMKM Diamonds, Inc. for $4,000.00 (183/436) December 20, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 30144 representing 9,999,999 CMKM shares (166/486) March 8, 2006 email from Reg D. Barrow to <delidoghouse@hotmail.com> re: CMKX wire info (93/436) April 25, 2006 email from Reg D. Barrow to <delidoghouse@hotmail.com> re: Stock Sell Purchase Agreement for sale of 303 million shares CMKM for $US36,000.00 (43/436) May 4, 2006 email from Still Waters Revival Books (Reg D. Barrow) to <delidoghouse@hotmail.com> re: Stock Sell Purchase Agreement (May 3, 2006) for sale of 401,000,004 shares CMKM for $US68,000.00 (133/436)
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Ex. No. 3033 3034
Description March 29, 2006 email from Steven Brewer to <delidoghouse@hotmail.com> re: CMKX CERT (285/436) January 25, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson (326/436) re certificate no. 29079 representing 9,999,999 CMKM shares (326/436) March 29, 2006 Blackhawk Community Credit Union Wire Transfer Request in the amount of $46,125.00 from Marco Glisson, account number ##8307 for the benefit of Steven M. Brewer & Kerry L. Brewer (264/436) March 4, 2006 email from Edwin Banks to <delidoghouse@hotmail.com> re: CMKM certificates (89/436) March 24-25, 2006 email string Email from Edwin Banks to <delidoghouse@hotmail.com> re: CMKM certificates (88/436) March 25, 2006 Fax from Edwin J. Banks to Marco Glisson re CMKX Sale & Purchase Agreement with attached Legal Agreement to Transfer Ownership in Shares of CMKM Diamonds, Inc. between seller Marco Glisson and buyer Edwin W. Banks (291/436 through 293/436) March 30, 2006 Fax from Edwin J. Banks to Marco Glisson re CMKX Sale & Purchase Agreement with attached Legal Agreement to Transfer Ownership in Shares of CMKM Diamonds, Inc. between seller Marco Glisson and buyer Edwin W. Banks (294/436 through 296/436) April 7, 2006 Fax from Edwin J. Banks to Marco Glisson re CMKX Sale & Purchase Agreement with attached Legal Agreement to Transfer Ownership in Shares of CMKM Diamonds, Inc. between seller Marco Glisson and buyer Edwin W. Banks (288/436 through 290/436) April 25, 2006 Legal Agreement to Transfer Ownership in Shares of CMKM Diamonds, Inc. between seller Marco Glisson and buyer Edwin W. Banks (300/436 &301/436) December 9, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 30,000,000 shares CMKM (MG 1/90) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 22564 representing 5,880,000 shares CMKM (MG 2/90) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 27582 representing 14,254,314 shares CMKM (MG 3/90)
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Ex. No. 3045
Description December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 24677 representing 25,000,000 shares CMKM (MG 4/90) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23157 representing 77,000,000 shares CMKM (MG 5/90) December 17, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 250,000,000 shares CMKM (MG 6/90) December 20, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 30145 representing 9,999,999 shares CMKM (MG 7/90) December 20, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 30144 representing 9,999,999 shares CMKM (MG 8/90) December 21, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19897 representing 50,000,000 shares CMKM (MG 9/90) December 30, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 26244 representing 206,191,032 shares CMKM (MG 10/90) December 30, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 14291 representing 9,999,999 shares CMKM (MG 11/90) January 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 31064 representing 37,000,000 shares CMKM (MG 12/90) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29085 and 29086 representing 19,999,998 shares CMKM (MG 13/90) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29082, 29083, and 29084 representing 29,999,997 shares CMKM (MG 14/90) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29089, 29090, 29091, 29092, 29093, 29094, and 26073 representing 63,500,010 shares CMKM (MG 15/90)
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Ex. No. 3057
Description January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 29087 representing 9,999,999 shares CMKM (MG 16/90) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16103 representing 150,000,000 shares CMKM (MG 34/90) February 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17783 representing 405,000,000 shares CMKM (MG 35/90) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 43488 representing 81,000,000 shares CMKM (MG 36/90) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 68992 representing 30,000,000 shares CMKM (MG 37/90) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 58659 representing 10,000,000 shares CMKM (MG 38/90) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 68990 representing 100,000,000 shares CMKM (MG 39/90) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51068 representing 79,999,985 shares CMKM (MG 40/90) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19671 representing 495,000,000 shares CMKM (MG 41/90) March 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51046 representing 40,000,000 shares CMKM (MG 42/90) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47953 representing 8,000,000 shares CMKM (MG 43/90) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 59621 representing 31,099,500 shares CMKM (MG 44/90)
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Ex. No. 3069
Description March 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 63228, 73313, 73314, 73315 representing 61,992,285 shares CMKM (MG 45/90) March 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 24784 representing 250,000,000 shares CMKM (MG 46/90) March 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 32761 to 32793 = 33 and 74906 =1 for a total of 34 certificates representing 305,000,000 shares CMKM (MG 47/90) March 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 74076 representing 22,145,450 shares CMKM (MG 48/90) March 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 74907 representing 25,000,000 shares CMKM (MG 49/90) March 14, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 68991 representing 50,000,000 shares CMKM (MG 50/90) April 24, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 73312 representing 100,000,000 shares CMKM (MG 65/90) April 24, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78921 representing 10,000,000 shares CMKM (MG 66/90) April 24, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25169 to 25177 and 25208 to 25238 and 78922 representing 401,999,899 shares CMKM (MG 67/90) April 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 76959 representing 250,000,000 shares CMKM (MG 68/90) April 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25178 to 25190 and 25249 to 25276 and 25355 to 25380 and 25400 to 25430 plus 25635 and 79174 representing 990,499,759 shares CMKM (MG 69/90 & 70/90) May 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 62465 representing 46,500,000 shares CMKM (MG 71/90)
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Ex. No. 3081
Description May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 79785 representing 11,499,759 shares CMKM (MG 72/90) May 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78566 representing 200,000,000 shares CMKM (MG 73/90 & 74/90) May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 22270 and 27484 to 27489 and 21710 and 21712 to 21719 and 21721 to 21729 and 21732 and 21734 to 21741 and 21720 and 22169 to 22174 representing 401,000,004 shares CMKM (MG 75/90) May 11, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 57295 representing 15,000,000 shares CMKM (MG 76/90) May 11, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 32794 to 32801 and 32823 and 32825 and 32827 to 32842 and 32844 and 32846 to 32850 and 32852 and 33571 representing 303,000,000 shares CMKM (MG 77/90 & 78/90) February 9-10, 2006 email string between Susan OConnor and <delidoghouse@hotmail.com> re: CMKX Stocks (15/436) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 49164 representing 85,000,0000 shares CMKM (384/436 & MG 33/90) January 12-13, 2006 email string between Stephanie Walker and <delidoghouse@hotmail.com> re: 10,000,000 Shares of CMKX (10/436 through 12/436) May 9, 2006 email string between Warren Dufner and <delidoghouse@hotmail.com> re: stock certificates (128/436) April 20-21, 2006 email string between Fred Maltase and <delidoghouse@hotmail.com> re: certs/New Deal (40/436 & 41/436) March 29, 2006 Stock Sell-Purchase Agreement between Rendal Williams and Marco Glisson (237/436) April 5, 2006 Stock Sell-Purchase Agreement between Rendal Williams and Marco Glisson (34/436) December 19, 2005 letter from Leor Zolman re CMKM cert. 19897 (187/436)
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Ex. No. 3094
Description November 22, 2006 email string between tina23fl@yahoo.com and <delidoghouse@hotmail.com> re: Are You Selling Shares?/Mailing Info/Funds Info (no bates number; two pages) April 17, 2007 email from <delidoghouse@hotmail.com> to pr1@hotmail.com (no bates number; one page) December 15, 2005 email to <delidoghouse@hotmail.com> re: CMKX Shares (159/436) December 15, 2005 email to <delidoghouse@hotmail.com> re: our conversation (160/436) December 19, 2005 email to <delidoghouse@hotmail.com> re: CMKX Shares (159/436) December 19-20, 2005 email string with <delidoghouse@hotmail.com> re: Thanks for your Patience (161/436 & 162/436) December 29, 2005 email string with <delidoghouse@hotmail.com> re: Larry and Kirsten Ryan (163/436) December 30, 2005 email to <delidoghouse@hotmail.com> re: CMKX Shares (164/436) January 13, 2006 email string with <delidoghouse@hotmail.com> re: 10,000,000m Shares of CMKX (10/436 & 11/436) January 14, 2006 email to <delidoghouse@hotmail.com> re: Dan Weber Certificate Information (13/436 & 14/436) January 17, 2006 email to <delidoghouse@hotmail.com> re: CMKX Certificates (126/436) January 24, 2006 email to <delidoghouse@hotmail.com> re: CMKX Certs 1/23/06 (124/436) January 24, 2006 email to <delidoghouse@hotmail.com> re: ABADGOODGIRLs Purchase Order LOL (123/436) February 5, 2006 email to <delidoghouse@hotmail.com> re: (no subject) (148/436) February 6, 2006 email to <delidoghouse@hotmail.com> re: 5,000,000M Shares of CMKX (117/436) February 7, 2006 email string with <delidoghouse@hotmail.com> re: CMKX SHARES (116/436)
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Ex. No. 3110 3111 3112 3113 3114 3115 3116 3117 3118 3119 3120 3121 3122 3123 3124 3125
Description February 9, 2006 email to <delidoghouse@hotmail.com> re: CMKX Shares for Spud $2100 WorthThanks Deli (115/436) February 9, 2006 email to <delidoghouse@hotmail.com> re: CMKX Information (113/436) February 9, 2006 email to <delidoghouse@hotmail.com> re: Info from Koolmoney (112/436) February 9-10, 2006 email string with <delidoghouse@hotmail.com> re: info (111/436) February 9-10, 2006 email string with <delidoghouse@hotmail.com> re: CMKX Stocks (15/436 through 20/436) February 11, 2006 email to <delidoghouse@hotmail.com> re: CMKX Stock (110/436) February 15, 2006 email to <delidoghouse@hotmail.com> re: CMKX forever !!! (109/436) February 16, 2006 email to <delidoghouse@hotmail.com> re: sale of cmkm (108/436) February 20, 2006 email to <delidoghouse@hotmail.com> re: CMKX Shares (Friend of STAN) (107/436) February 21, 2006 email to <delidoghouse@hotmail.com> re: more shares (101/436) February 23, 2006 email to <delidoghouse@hotmail.com> re: hey deli (105/436) February 23, 2006 email string with <delidoghouse@hotmail.com> re: Second 100,000,000 Shares of CMKX (21/436) February 24, 2006 email to <delidoghouse@hotmail.com> re: CMKX 2nd round (104/436) February 25, 2006 email to <delidoghouse@hotmail.com> re: CMKX (103/436) February 27, 2006 email to <delidoghouse@hotmail.com> re: CMKX (102/436) February 27, 2006 email to <delidoghouse@hotmail.com> re: stock (101/436)
10
Filed 03/19/12 Page 19 of 69
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Ex. No. 3126 3127 3128 3129 3130 3131 3132 3133 3134 3135 3136 3137 3138 3139 3140 3141
Description February 28, 2006 email to <delidoghouse@hotmail.com> re: new buyer (100/436) February 28, 2006 email to <delidoghouse@hotmail.com> re: Next New Guy (99/436) March 1, 2006 email to <delidoghouse@hotmail.com> re: CMKX cert (98/436) March 6, 2006 email to <delidoghouse@hotmail.com> re: CMKX (97/436) March 7, 2006 email to <delidoghouse@hotmail.com> re: CMKX (96/436) March 8, 2006 email to <delidoghouse@hotmail.com> re: CMKX WIRE INFO (93/436) March 10, 2006 email to <delidoghouse@hotmail.com> re: cmkx shares (92/436) March 12, 2006 email to <delidoghouse@hotmail.com> re: CMKX (25/436 & 26/436) March 17, 2006 email to <delidoghouse@hotmail.com> re: cmkx shares 2 (91/436) March 22, 2006 email to <delidoghouse@hotmail.com> re: cmkx forever 1 (90/436) March 25, 2006 email to <delidoghouse@hotmail.com> re: cmkm 2m (27/436) March 25, 2006 email to <delidoghouse@hotmail.com> re: somers (87/436) March 25, 2006 email to <delidoghouse@hotmail.com> re: cmkx certs (86/436) March 25, 2006 email to <delidoghouse@hotmail.com> re: CMKX (28/436 & 29/436) March 28, 2006 email to <delidoghouse@hotmail.com> re: CMKX cert (88/436) March 29, 2006 email to <delidoghouse@hotmail.com> re: CMKX cert (84/436)
11
Filed 03/19/12 Page 20 of 69
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Ex. No. 3142 3143 3144 3145 3146 3147 3148 3149 3150 3151 3152 3153 3154 3155 3156 3157 3158
Description March 30, 2006 email to <delidoghouse@hotmail.com> re: 2 certs (83/436) March 30, 2006 email to <delidoghouse@hotmail.com> re: cmkx forever 3 (30/436 & 31 /436) April 5, 2006 email to <delidoghouse@hotmail.com> re: Cert Contacts with attached Stock Sell-Purchase Agreement (32/436 through 34/436) April 7, 2006 email string with <delidoghouse@hotmail.com> re: Bank Info (81/436) April 8, 2006 email string with <delidoghouse@hotmail.com> re: cmkx shares/Bank Info (79/436 & 80/436) April 10, 2006 email to <delidoghouse@hotmail.com> re: Share Information-Urgent (35/436) April 10, 2006 email to <delidoghouse@hotmail.com> re: certs (78/436) April 11, 2006 email to <delidoghouse@hotmail.com> re: Transfer Made and attachment (37/436 & 38/436) April 11, 2006 email to <delidoghouse@hotmail.com> re: CMKX Shares (76/436) April 13, 2006 email to <delidoghouse@hotmail.com> re: Stocks (75/436) April 13, 2006 email to <delidoghouse@hotmail.com> re: cert # (74/436) April 15, 2006 email to <delidoghouse@hotmail.com> re: Per our conversation (72/436) April 17, 2006 email to <delidoghouse@hotmail.com> re: CMKX Forever 5 (71/436) April 17, 2006 email to <delidoghouse@hotmail.com> re: per our conversation (70/436) April 19, 2006 email to <delidoghouse@hotmail.com> re: info (69/436) April 20-21, 2006 email string with <delidoghouse@hotmail.com> re: certs/ New Deal (40/436 & 41/436) April 21, 2006 email to <delidoghouse@hotmail.com> re: (no subject) (67/436)
12
Filed 03/19/12 Page 21 of 69
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Ex. No. 3159 3160 3161 3162 3163 3164 3165 3166 3167 3168 3169 3170 3171 3172 3173 3174
Description April 21, 2006 email to <delidoghouse@hotmail.com> re: CMKX Shares for Mom (66/436) April 21, 2006 email to <delidoghouse@hotmail.com> re: Wire done on 5 mil (157/436) April 23, 2006 email to <delidoghouse@hotmail.com> re: CMKX stock (156/436) April 23, 2006 email to <delidoghouse@hotmail.com> re: CMKX (155/436) April 25, 2006 email to <delidoghouse@hotmail.com> re: Wiring Funds (154/436) April 25, 2006 email string with <delidoghouse@hotmail.com> re: Wiring Funds / Bank Info (44/436 & 45/436) April 25, 2006 email to <delidoghouse@hotmail.com> re: FAX Information (46/436 & 47/436) April 26, 2006 email to <delidoghouse@hotmail.com> re: Stock (151/436) April 26, 2006 email to <delidoghouse@hotmail.com> re: Hey Marco/DeliDog my info (153/436) April 27, 2006 email to <delidoghouse@hotmail.com> re: Joe (48/436 & 49/436) April 27, 2006 email to <delidoghouse@hotmail.com> re: List (148/436) April 28, 2006 email to <delidoghouse@hotmail.com> re: Deli.Its Buffet/Personal Info (147/436) April 28, 2006 email to <delidoghouse@hotmail.com> re: CMKX shares/ bank info (50/436 through 53/436)) April 28, 2006 email to <delidoghouse@hotmail.com> re: 5 million shares (145/436) April 29, 2006 email to <delidoghouse@hotmail.com> re: (no subject) (144/436) April 28-29, 2006 email string with <delidoghouse@hotmail.com> re: INES / CMKX SHARES (54/436 & 55/436)
13
Filed 03/19/12 Page 22 of 69
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Ex. No. 3175 3176 3177 3178 3179 3180 3181 3182 3183 3184 3185 3185 a 3186 3187 3188 3189 3190
Description April 30, 2006 email to <delidoghouse@hotmail.com> re: CMKX shares (143/436) April 30, 2006 email to <delidoghouse@hotmail.com> re: CMKX shares (51/436 through 60/436) May 1, 2006 email to <delidoghouse@hotmail.com> re: 1 mill [sic] cert needed (142/436) May 1, 2006 email to <delidoghouse@hotmail.com> re: per Vinnie CMKX (140/436) May 1, 2006 email to <delidoghouse@hotmail.com> re: CMKX Shares for Sale (139/436) May 2, 2006 email to <delidoghouse@hotmail.com> re: Cert list and attachments (63/436 through 65/436) May 2, 2006 email to <delidoghouse@hotmail.com> re: charsyph deal (138/436) May 3, 2006 email to <delidoghouse@hotmail.com> re: CMKX shares (137/436) May 3, 2006 email to <delidoghouse@hotmail.com> re: CMKX shares / Bank info (61/436 & 62/436) May 3, 2006 email to <delidoghouse@hotmail.com> re: Names of shareholders to be! (127/436) May 3, 2006 email to <delidoghouse@hotmail.com> re: Last person to sign up! (135/436) May 3, 2006 email to <delidoghouse@hotmail.com> re: charsyph deal # 2 (134/436) May 4, 2006 email to <delidoghouse@hotmail.com> re: cmkx (1/436) May 5, 2006 email to <delidoghouse@hotmail.com> re: cmkx forever # 5 (132/436) May 7, 2006 email to <delidoghouse@hotmail.com> re: cmkx (130/436) May 9, 2006 email string with <delidoghouse@hotmail.com> re: stock certificates (128/436) April 26, 2006 fax from W. Bodenmiller to Marco Glisson re: 30,000,0000 CMKM Share Purchase (302/436 & 303/436)
14
Filed 03/19/12 Page 23 of 69
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Ex. No. 3191 3192
Description May 2, 2006 fax from Carolyn ONeill to Marco Glisson re: Wire payment (279/436 & 280/436) Marco Glisson profit and loss calculation for transactions involving 30,000,000 shares CMKX from certificate no. 21477 (195/436 through 199/436) Marco Glisson profit and loss calculation for transactions involving 25,000,000 shares CMKX from certificate no. 24677 (172/436 & 173/436) Marco Glisson profit and loss calculation for transactions involving 50,000,000 shares CMKX from certificate no. 19897 (185/436 & 186/436) Marco Glisson profit and loss calculation for transactions involving 77,000,000 shares CMKX from certificate no. 23157 (169/436 & 170/436) Marco Glisson profit and loss calculation for transactions involving 250,000,000 shares CMKX from certificate no. 21447 (188/436 & 189/436) Marco Glisson profit and loss calculation for transactions involving 9,999,999 shares CMKX from certificate no. 30144 (165/436 & 166/436) Marco Glisson profit and loss calculation for transactions involving 9,999,999 shares CMKX from certificate no. 14291 (353/436 through 355/436) Marco Glisson profit and loss calculation for transactions involving 206,191,032 shares CMKX from certificate no. 26644 (192/436 through 194/436) Marco Glisson profit and loss calculation for transactions involving 37,000,000 shares CMKX from certificate no. 31064 (356/436 through 358/436) Marco Glisson profit and loss calculation for transactions involving 29,999,998 shares CMKX from certificate nos. 29082, 29083 (359/436 through 362/436) Marco Glisson profit and loss calculation for transactions involving 29,999,998 shares CMKX from certificate no. 29080 (322/436 through 324/436) Marco Glisson profit and loss calculation for transactions involving 63,500,001 shares CMKX from certificate nos. 29089, 29090, 29091, 29092, 29093, 29094, 26073 (371/436 through 374/436)
15
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3194
3195
3196
3197 3198
3199
3200
3201
3202
3203
Filed 03/19/12 Page 24 of 69
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Ex. No. 3204
Description Marco Glisson profit and loss calculation for transactions involving 19,999,999 shares CMKX from certificate no. 29085, 29086 (367/436 through 370/436) Marco Glisson profit and loss calculation for transactions involving 9,999,999 shares CMKX from certificate no. 29087 (349/436 through 352/436) Marco Glisson memorandum re cost for 100,000,000 shares CMKX from certificate no. 18128 (363/436 through 366/436) Marco Glisson profit and loss calculation for transactions involving 9,999,999 shares CMKX from certificate no. 29088 (332/436) Marco Glisson profit and loss calculation for transactions involving 9,000,000 shares CMKX from certificate no. 27006 (328/436 through 331/436) Marco Glisson profit and loss calculation for transactions involving 9,999,999 shares CMKX from certificate no. 29079 (325/436 through 327/436) Marco Glisson profit and loss calculation for transactions involving 3,000,000 shares CMKX from certificate no. 42458 (315/436 through 318/436) Marco Glisson memorandum regarding transfer of 250,000,000 CMKM shares from Alma Padilla to Marco Glisson at no charge (175/436 through 179/436) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51105 representing 55,000,000 CMKM shares (435/436) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 46959 representing 11,500,000 CMKM shares (411/436) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19671 representing 495,000,000 CMKM shares (398/436) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47953 representing 8,000,000 CMKM shares (428/436) March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 42453 representing 5,000,000 CMKM shares (426/436)
16
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3206 3207 3208
3209
3210
3211
3212
3213
3214
3215
3216
Filed 03/19/12 Page 25 of 69
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Ex. No. 3217
Description March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21183 representing 5,000,000 CMKM shares (427/436) March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 31759 representing 5,000,000 CMKM shares (406/436) March 29, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23069 representing 250,000,000 CMKM shares (392/436 & 393/436) March 31, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 24954 to 24983 = 31 and 25000 to 25010 = 10 for total of 41 certificates representing 409,999,959 CMKM shares (402/436) March 31, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 53297 representing 100,000,000 CMKM shares (425/436) April 6, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25011 to 25030 = 20 and 25159 to 25168 = 10, 77834, 77815, for a total of 32 certificates representing 316,999,929 CMKM shares (403/436) April 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23061 representing 275,000,000 CMKM shares (404/436) April 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25292 to 25321 = 30 and 78569 = 1 for total of 31 certificates representing 316,999,929 CMKM shares (394/436) April 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78570 representing 25,000,000 CMKM shares (407/436) April 14, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78568 representing 5,000,000 CMKM shares (424/436) April 21, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47049 representing 50,000,000 CMKM shares (432/436) April 21, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 77833 representing 50,000,000 CMKM shares (431/436)
17
3218
3219
3220
3221
3222
3223
3224
3225
3226
3227
3228
Filed 03/19/12 Page 26 of 69
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Ex. No. 3229 3230
Description May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re changes to allocations from certificate no. 78566 (423/436) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 59621 representing 31,099,500 CMKM shares (408/436) December 27, 2006 letter from Leor Zolman re CMKM stock certificates # 31064 and 14291 (251/436) December 30, 2005 letter from Steven M. Brewer re CKMK stock certificates # 26973, 29082 through 29094 (309/436) January 24, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Eiji Toda and Sakae Toda re CMKM certificate nos. 21183, 31759, and 42453 representing 15,000,000 shares CMKM, and also 75,000 shares Casavant International Mining (CIM) (252/436) January 29, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Donald Gardner re 85,000,000 shares CMKM and 928,520 shares CIM (217/436) February 2, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Donald Gardner re 85,000,000 shares CMKM represented by certificates no. 49164 and 928,250 shares CIM (243/436) February 7, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Eric Bever re 55,000,000 shares CMKM represented by certificate no. 51105 and 828,160 shares CIM, and attached Bank and Account Wiring Instructions Information (281/436 & 282/436) February 9, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Shamsunder Gatupa and Ravitha Lingampally re 150,000,000 shares CMKM represented by certificate no. 16103 and 3,800,000 shares CIM, attached Bank and Account Wiring Instructions Information, and CKMK certificate no. 16103 (275/436 through 278/436) February 15, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Thomas More Spencer and Laurae Valentine re 200,000,000 shares CMKM from certificate no. 17783 (representing 405,000,000 shares) and right for Glisson to sell the additional 205,000,000 shares and/or CIM and/or Entourage shares (230/436) February 21, 2006 letter from George Delo re CMKM certificate no. 58659 (253/436) February 24, 2006 letter from Perry Hampton re CMKM certificate no. 51046 (271/436)
18
3231 3232 3233
3234
3235
3236
3237
3238
3239 3240
Filed 03/19/12 Page 27 of 69
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Ex. No. 3241 3242 3243
Description February 24, 2006 letter from Jeff Finerman re CMKM certificate no. 43488 (267/436) February 27, 2006 letter from Dwayne L. Wells re CMKM certificate no. 59621 (272/436) February 27, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Thomas More Spencer and Laurae Valentine re 495,500,000 shares CMKM represented by certificate no. 19671 and attached Bank and Account Wiring Instructions Information (283/436 & 284/436) March 1, 2006 letter from Christopher Cook re CMKM certificate no. 47953 (273/436) March 3, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Charles Rose re 12,500,000 shares CMKM represented by certificate nos. 48968 and 48969 (255/436) March 8, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Reginald D. Barrow re 297,000,000 shares CMKM represented by certificates nos. 32761 to 32973 (33 certificates) and duplicate letter with handwritten number 780 468-1096 (242/436 & 274/436) March 23, 2006 letter from Jeff Finerman re CMKM certificate no. 23069 and CIM certificate no. 7358 (241/436) March 26, 2006 letter from Scott Kinelski re CMKM certificate no. 53297 (240/436) March 29, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Rendal Williams re CMKM stock certificate nos. 24954 to 24983 and 2500, 25002 to 25010 (237/436) April 5, 2006 letter from Jeff Finerman re CMKM certificate no. 23061 and CIM certificate no. 7357 (238/436) April 5, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Rendal Williams re CMKM stock certificate nos. 25011 to 25030 and 25159 to 25168 (220/436) April 13, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Rendal Williams re CMKM stock certificate nos. 25292 to 25321 and 25169 to 25177 and 25208 to 25238 (228/436) April 25, 2006 Stock Sell-Purchase Agreement between Marco Glisson and Reginald D. Barrow re 303,000,000 shares CMKM represented by 34 certificates (225/436)
3244 3245
3246
3247 3248 3249
3250 3251
3252
3253
19
Filed 03/19/12 Page 28 of 69
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Ex. No. 3254 3255
Description May 1, 2006 letter from Leor Zolman re CMKM stock certificate no. 62465 (234/436) Account Card and related documents for Marco Glisson at Blackhawk Community Credit Union, Account No. ##7650 (7650 Account) (47824786 Monthly Account Statements, 7650 Account, Blackhawk Community Credit Union for the period from May 11, 2006 through March 31, 2007 (1149-1179) Wire transfer detail for 7650 Account (1349-1693) Money orders purchased from 7650 Account payable to 1st Global Stock Transfer (1283-1284, 1288-1297, 1300-1304, 1306, 1309-1311, 1320, 1330-1334) Certificate of Irrevocable Trust for The Marco Glisson 2006 Irrevocable Trust (4821-4835) Checks drawn on 7650 Account at Blackhawk Community Credit Union (1281-1311) Form SS-4, Application for Employer Identification Number for The Marco Glisson 2006 Irrevocable Trust, signed by Marco Glisson, dated May 11, 2006 (4836) May 30, 2006 check from Baird payable to Marco Glisson, 3823 Tamiami Trl E # 567, Naples FL 34112 (4850xlvi) March 4, 2006 CMKM Certificate No. 74906 issued to Marco Glisson, for 8,000,000 shares CMKM common stock (4844) March 4, 2006 CMKM Certificate No. 74976 issued to Marco Glisson for 22,145,450 shares CMKM common stock (4845) January 1, 2006 CMKM Certificate No. 42458 issued to Marco Glisson for 3,000,000 shares CMKM common stock (4846) January 12, 2006 CMKM Certificate No. 47018 issued to Marco Glisson for 80,000 shares CMKM common stock (4847) January 12, 2006 CMKM Certificate No. 47019 issued to Marco Glisson for 8,000,000 shares CMKM common stock (4848) January 19, 2006 CMKM Certificate No. 49892 issued to Marco Glisson for 7 shares CMKM common stock (4849)
3256
3257 3258
3259 3260 3261
3262 3263 3264 3265 3266 3267 3268
20
Filed 03/19/12 Page 29 of 69
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Ex. No. 3269
Description Certified Copy of Current Report on Form 8-K dated February 5, 2004, received by the Commission on March 14, 2005 under the name CMKM Diamonds, Inc., File No. 333-53808, pursuant to the provisions of the Securities Exchange Act of 1934 (numbered 1-28) March 3, 2005 Order of Suspension of Trading issued by the Securities and Exchange Commission In the Matter of CMKM Diamonds, Inc. a/k/a Casavant Mining Kimberlite International, Inc. (1 page) March 16, 2005 Order Instituting Administrative Proceeding and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, issued by the Securities and Exchange Commission In the Matter of CMKM Diamonds, Inc., Respondent (3 pages) July 12, 2005 Initial Decision in the administrative proceeding captioned In the Matter of CMKM Diamonds, Inc. (14 pages) October 28, 2005 Order in the administrative proceeding captioned In the Matter of CMKM Diamonds, Inc. (1 page) December 9, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 30,000,000 CMKM shares (08cv437-CMKM-0064552) December 30, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 9,999,999 CMKM shares (08cv437-CMKM-0068379) December 30, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 26244 representing 206,191,032 CMKM shares (08cv437-CMKM-0068380) December 21, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19897 representing 50,000,000 CMKM shares (08cv437-CMKM-0070719) January 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 27391 representing 27,000,000 CMKM shares (08cv437-CMKM-0072777) January 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 18128 representing 100,000,000 CMKM shares (08cv437-CMKM-0072778) January 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 27006 representing 9,000,000 CMKM shares (08cv437-CMKM-0072779)
3270
3271
3272 3273 3274
3275
3276
3277
3278
3279
3280
21
Filed 03/19/12 Page 30 of 69
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Ex. No. 3281
Description January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 29087 representing 9,999,999 CMKM shares (08cv437-CMKM-0074884) January 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29089, 29090, 29091, 29092, 29093, 29094 and 26073 representing 9,999,999 CMKM shares (08cv437CMKM-0074913) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29085 and 29086 representing 9,999,999 CMKM shares (08cv437-CMKM-0074914) January 17, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 27627 representing 96,067,000 CMKM shares (08cv437-CMKM-0074915) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 29082, 29083 and 29084 representing 9,999,999 CMKM shares (08cv437-CMKM-0074916) January 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 31064 representing 37,000,000 CMKM shares (08cv437-CMKM-0077352) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 24677 representing 25,000,000 CMKM shares (08cv437-CMKM-0077358) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 22564 representing 5,880,000 CMKM shares (08cv437-CMKM-0077359) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 27582 representing 14,254,314 CMKM shares (08cv437-CMKM-0077360) December 17, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 250,000,000 CMKM shares (08cv437-CMKM-0077361) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23157 representing 77,000,000 CMKM shares 425(08cv437-CMKM-0077362) December 21, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 31158 representing 5,000,000 CMKM shares (08cv437-CMKM-0077375)
3282
3283
3284
3285
3286
3287
3288
3289
3290
3291
3292
22
Filed 03/19/12 Page 31 of 69
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Ex. No. 3293
Description December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 14755 representing 100,000,000 CMKM shares (08cv437-CMKM-0077376) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 22351 representing 50,000,000 CMKM shares (08cv437-CMKM-0077377) December 15, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17189 representing 50,000,000 CMKM shares (08cv437-CMKM-0077378) December 20, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 30145 representing 9,999,999 CMKM shares (08cv437-CMKM-0077379) December 20, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 30144 representing 9,999,999 CMKM shares (08cv437-CMKM-0077380) December 21, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19244 representing 50,000,000 CMKM shares (08cv437-CMKM-0077381) December 17, 2005 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21477 representing 250,000,000 CMKM shares (08cv437-CMKM-0077630) January 25, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 42458 representing 3,000,000 CMKM shares (08cv437-CMKM-0080562) January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 29088 representing 9,999,999 CMKM shares (08cv437-CMKM-0080563) January 25, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47019 representing 9,999,999 CMKM shares (08cv437-CMKM-0080564) January 25, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 29079 representing 9,999,999 CMKM shares (08cv437-CMKM-0080565) January 30, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 47018, 49890, 49891 and 49892 representing 159,647,008 CMKM shares (08cv437-CMKM-0080660)
3294
3295
3296
3297
3298
3299
3300
3301
3302
3303
3304
23
Filed 03/19/12 Page 32 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3305
Description January 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 29080 representing 9,999,999 CMKM shares (08cv437-CMKM-0080661) February 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47020 representing 40,000 CMKM shares (08cv437-CMKM-0084937) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 49164 representing 85,000,000 CMKM shares (08cv437-CMKM-0084938-9) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 16103 representing 150,000,000 CMKM shares (08cv437-CMKM-0084940) February 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51413 representing 7,000,000 CMKM shares (08cv437-CMKM-0087474) February 20, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17783 representing 405,000,000 CMKM shares (08cv437-CMKM-0088815) February 22, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 17783 representing 20,000,000 CMKM shares (08cv437-CMKM-0088816) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51105 representing 55,000,000 CMKM shares (08cv437-CMKM-0091894-5) February 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 46959 representing 11,500,000 CMKM shares (08cv437-CMKM-0091896) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47953 representing 8,000,000 CMKM shares (08cv437-CMKM-0093379) March 2, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51046 representing 40,000,000 CMKM shares (08cv437-CMKM-0093380) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 59621 representing 31,099,500 CMKM shares (08cv437-CMKM-0093381)
3306
3307
3308
3309
3310
3311
3312
3313
3314
3315
3316
24
Filed 03/19/12 Page 33 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3317
Description March 1, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19671 representing 495,000,000 CMKM shares (08cv437-CMKM-0095182) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 19671 representing 495,000,000 CMKM shares (08cv437-CMKM-0095183) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51068 representing 79,999,985 CMKM shares (08cv437-CMKM-0095184) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 51068 representing 79,999,985 CMKM shares (08cv437-CMKM-0095185) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 68992 representing 30,000,000 CMKM shares (08cv437-CMKM-0095187) February 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 58659 representing 10,000,000 CMKM shares (08cv437-CMKM-0095188) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 68990 representing 100,000,000 CMKM shares (08cv437-CMKM-0095189-90) February 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 43488 representing 81,000,000 CMKM shares (08cv437-CMKM-0095191) March 3, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate representing 500,000 CMKM shares (08cv437CMKM-0095192) April 6, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25011 to 25030, 25159 to 25168, 77834 and 77815 representing 316,999,929 CMKM shares (08cv437-CMKM0099340) April 6, 2006 email from delidoghouse@hotmail.com to leslie at 1st Global Stock Transfer Letter re: Second Change for Cert. No. 23061 Just Came Late Night (08cv437-CMKM-0099341) April 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23061 representing 275,000,000 CMKM shares (08cv437-CMKM-0099342)
3318
3319
3320
3321
3322
3323
3324
3325
3326
3327
3328
25
Filed 03/19/12 Page 34 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3329
Description March 31, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 24954 to 24983 and 25000 to 25010 representing 409,999,959 CMKM shares (08cv437-CMKM-0099906) March 31, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 53297 representing 100,000,000 CMKM shares (08cv437-CMKM-0099921) March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 42453 representing 5,000,000 CMKM shares (08cv437-CMKM-0099922) March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 21183 representing 5,000,000 CMKM shares (08cv437-CMKM-0099923) March 27, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 31759 representing 5,000,000 CMKM shares (08cv437-CMKM-0099924) March 29, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23069 representing 250,000,000 CMKM shares (08cv437-CMKM-0099925) April 4, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 23069 representing 250,000,000 CMKM shares (08cv437-CMKM-0099926) March 13, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 068991 representing 15,000,000 CMKM shares (08cv437-CMKM-0100814) March 14, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 068991 representing 50,000,000 CMKM shares (08cv437-CMKM-0101120) March 30, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 74907 representing 25,000,000 CMKM shares (08cv437-CMKM-0101161) March 7, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 63228, 73313, 73314 and 73315 representing 61,992,285 CMKM shares (08cv437-CMKM-0101382)
3330
3331
3332
3333
3334
3335
3336
3337
3338
3339
26
Filed 03/19/12 Page 35 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3340
Description March 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 32761, 32762, 32763, 32764, 32765, 32766, 32767, 32768, 32769, 32770, 32771, 32772, 32773, 32774, 32775, 32776, 32777, 32778, 32779, 32780, 32781, 32783, 32784, 32785, 32786, 32787, 32788, 32789, 32790, 32791, 32792, 32793 and 74906 representing 305,000,000 CMKM shares (08cv437-CMKM-0101565) March 10, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 74076 representing 22,145,450 CMKM shares (08cv437-CMKM-0101566) April 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25292 to 25321 and 78569 representing 301,999,899 CMKM shares (08cv437-CMKM-0102882) April 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25292 to 25321 representing 316,999,929 CMKM shares (08cv437-CMKM-0102883) April 12, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78570 representing 25,000,000 CMKM shares (08cv437-CMKM-0102927) April 24, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25169 to 25177, 25208 to 25238 and 78922 representing 401,999,899 CMKM shares (08cv437-CMKM-0103324) April 21, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 47049 representing 50,000,000 CMKM shares (08cv437-CMKM-0103340) April 24, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 73312 representing 100,000,000 CMKM shares (08cv437-CMKM-0103341) April 21, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 77833 representing 50,000,000 CMKM shares (08cv437-CMKM-0103342) April 14, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78568 representing 5,000,000 CMKM shares (08cv437-CMKM-0103343) April 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25178 to 25190, 25249 to 25276, 25355 to 25380, 25400 to 25430, 25635 and 79174 representing 990,499,759 CMKM shares (08cv437-CMKM-0104486-7)
3341
3342
3343
3344
3345
3346
3347
3348
3349
3350
27
Filed 03/19/12 Page 36 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3351
Description April 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 76959 representing 250,000,000 CMKM shares (08cv437-CMKM-0104493) May 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78566 representing 200,000,000 CMKM shares (08cv437-CMKM-0105731-2) May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 78566 representing 200,000,000 CMKM shares (08cv437-CMKM-0105733) May 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 062465 representing 46,500,000 CMKM shares (08cv437-CMKM-0105734) May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 22270, 27484 to 27489, 21710, 21712 to 21719, 21721 to 21729, 21732, 21734 to 21741, 21720 and 22169 to 22174 representing 401,000,004 CMKM shares (08cv437-CMKM-0105867) May 8, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 79785 representing 11,499,759 CMKM shares (08cv437-CMKM-0105888) April 28, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate nos. 25178 to 25190, 25249 to 25276, 25355 to 25380, 25400 to 25430, 25635 and 79174 representing 990,499,759 CMKM shares (08cv437-CMKM-0105894) May 11, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 57295 representing 15,000,000 CMKM shares (08cv437-CMKM-0107035) May 13, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 57295 representing 15,000,000 CMKM shares (08cv437-CMKM-0107862) May 22, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 81309 representing 303,000,000 CMKM shares (08cv437-CMKM-0109236) May 25, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 81308 representing 58,000,000 CMKM shares (08cv437-CMKM-0109237) October 10, 2006 note from Marco Glisson to 1st Global Stock Transfer re: Patricia D. Kalous certificate representing 58,000,000 CMKM shares (08cv437-CMKM-0109238)
28
3352
3353
3354
3355
3356
3357
3358
3359
3360
3361
3362
Filed 03/19/12 Page 37 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 3363
Description September 12, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 64550 representing 150,000,000 CMKM shares (08cv437-CMKM-0109907) September 5, 2006 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 89596 representing 58,000,000 CMKM shares (08cv437-CMKM-0109912) September 14,2 006 letter from Marco Glisson to 1st Global Stock Transfer (08cv437-CMKM-0109902) May 16, 2006 email from delidoghouse to Leslie at 1st Global Stock Transfer re: 2 return certs wed 5/17/06 (08cv437-CMKM-0107861) January 19, 2007 1st Global Stock Transfer Letter of Instruction from Marco Glisson re certificate no. 87523 representing 7,677,750,000 CMKM shares (no bates number, one page) Letter from SEC (Leslie A. Hakala) to Marco Glisson dated June 12, 2006 Re: In the Matter of CMKM Diamonds, Inc. LA-3028, enclosing among other things, SEC Form 1662 (5-04)Letter from the SEC (Leslie A. Hakala) to Marco Glisson dated March 15, 2007 Re: In the Matter of CMKM Diamonds, Inc. LA-3028, enclosing among other things, SEC Form 1662 (5-04) CMKM (Casavant Mining Kimberlite International, Inc.) Registration Statement on Form 15 filed with the SEC pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Commission File No. 000-30551) CMKM stock certificate No. 7527 dated January 19, 2007 for 7,000,000,000 shares registered to Thidarat Tungwongsathong SEC Complaint in this Action SEC v. Marco Glisson, Case No. 2:09-cv00104-LDG-GWF
3364
3365 3366 3367
3368
3369
3370
3371 3372
29
Filed 03/19/12 Page 38 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 521 519 516 510 Ex. No. 141
(b)
As to the following additional exhibits the parties have reached
stipulations stated: Description Declaration of Marco Glisson in Support of His Opposition to SECs Motion for Summary Judgment, dated November 13, 2009 (no bates number, 28 pages) SEC General Release (guidance) on the Dealer-Trader Distinction, SEC Securities Exchange Act Release No. 46,745, 78 SEC Docket, 2143 (2002) SEC Enforcement Manual Stipulation Stipulate to authenticity but not admissibility
Plaintiff stipulates to authenticity but not admissibility; object that lack of foundation and relevance Plaintiff has not seen the particular document being offered by defendant, but will likely stipulate to the authenticity of its manual; however, plaintiff reserves objections to foundation and relevance Plaintiff stipulates to authenticity of its form, but objects to the extent this is cumulative of Defendants Exhibit 518, and on relevance grounds Plaintiff stipulates to the authenticity of its Order, but objects on foundation and relevance grounds
SEC Supplemental Information For Persons Required to Supply Information Voluntarily or Directed to Supply Information Pursuant to a Commission Subpoena (SEC 1662 (5-04) SEC Order Directing Private Investigation And Designating Officers To Take Testimony of Investigation dated March 2, 2005 In the Matter of CMKM Diamonds, Inc., a/k/a Casavant Mining Kimberlite International, Inc. (LA-3028)
30
Filed 03/19/12 Page 39 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 17 16 15 9 8 Ex. No. 4-0
(c)
As to the following exhibits, the party against whom the same will be
offered objects to their admission upon the grounds stated: (1) Set forth defendants objections to plaintiffs exhibits Description August 20, 2007 Cover Letters for Marco Glisson Document Production (177 pages labeled MG 1 to MG 177) July 7, 2006 letter from Terry Nelson, Foley & Lardner LLP, to Leslie Hakala, U.S. Securities and Exchange Commission, re: In the Matter of CMKM Diamonds, Inc., LA3028. (no bates number, two pages) Defendants Objections No foundation, relevancy, foundation No foundation, relevancy, foundation
June 6, 2006 letter from Terry Nelson, Foley No foundation, relevancy, & Lardner LLP, to Gregory Kipfer, Bureau of no foundation, hearsay Registration and Enforcement, Division of Securities, Department of Financial Institutions, Madison, WI, re: Marco Glisson (MG 80/90 through MG 82/90) Blackhawk Credit Union, Account Documents for Marco Glisson, Table of Contents (no bates numbers) Authenticity, no foundation, relevancy, hearsay, vague and ambiguous including as to time and joint authority designation Authenticity, no foundation, hearsay, relevancy, vague and ambiguous Authenticity, no foundation, relevancy, hearsay
Wire Transfers Into and Out From Account ##8307, ##3788, ##7650, 1/5/05 4/25/07, from Blackhawk Credit Union (26-33) December 16, 2005 Blackhawk Community Credit Union Wire Transfer Request in the amount of $72,000.00 from Alma Padilla, account number ##3788 for the benefit of Behrens International Group LLC (181/436)
31
Filed 03/19/12 Page 40 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 19
Description
Defendants Objections
December 2, 2005 Blackhawk Community Authenticity, no Credit Union Wire Transfer Request in the foundation, relevancy, amount of $1,200.00 from Alma Padilla, hearsay account number ##3788 for the benefit of Samuel H. Seymour & December 6, 2005 Blackhawk Community Credit Union Wire Transfer Request in the amount of $13,800.00 from Alma Padilla, account number ##3788 for the benefit of Samuel H. Seymour (199/436 & 198/436) November 20, 2005 article from the Janesville Gazette titled: Woman reports fraud (no bates number; one page) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and unduly prejudicial Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint
46
47
Bank statement for BofA 3830 Account and BofA 9145 Account for the period 08-07-06 through 08-14-06 (SEC-LA-3028CMKM0064852 -54) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 10-13-06 through 11-10-06 (SEC-LA-3028CMKM0064862-64) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 11-11-06 through 12-11-06 (SEC-LA-3028CMKM0064865-68) November 16, 2006 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $950.00 (SEC-LA3028-CMKM0064996-97) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 12-12-06 through 01-11-07 (SEC-LA-3028CMKM0064869-72)
48
49
50
51
32
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 52
Description February 2, 2007 check drawn on BofA 9145 Account in the amount of $1,000.00 payable to Wordsmith Media; memo: Richard Saporito (10,000 shares) (SEC-LA-3028CMKM0064906) March 15, 2007 check drawn on BofA 9145 Account in the amount of $3,000.00 payable to Wordsmith Media; memo: Joseph Kormos Shares (SEC-LA-3028CMKM0064910) June 12, 2007 check drawn on BofA 9145 Account in the amount of $5,654.00 payable to Ross Title & Escrow, Inc.; memo: Regency Woods # 103H (SEC-LA-3028CMKM0064918) June 13, 2007 check drawn on BofA 9145 Account in the amount of $1,251.50 payable to 1st Global Stock Transfer; memo: Cert # 12181 (SEC-LA-3028-CMKM0064921) May 4, 2008 email from nucfed to Leslie Hakala re: Marco Glisson (no bates number; one page) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 01-12-07 through 02-08-07 (SEC-LA-3028CMKM0064873-76) January 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $7,550.00 (SECLA-3028-CMKM0065000-02) January 16, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $7,616.00 (SECLA-3028-CMKM0065003-06)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, foundation, hearsay, relevancy and vague and ambiguous Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint
53
54
55
56
57
58
59
33
Filed 03/19/12 Page 42 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 60
Description January 16, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 account in the amount of $7,735.00 (SECLA-3028-CMKM0065007, 009-17) January 17, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $11,550.00 (SECLA-3028-CMKM0065018-27) January 19, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $50,000.00 (SECLA-3028-CMKM0065031-32) January 22, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $36,000.00 (SECLA-3028-CMKM0065033-38) January 24, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $5,800.00 (SECLA-3028-CMKM0065039-45) February 5, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $4,900.00 (SECLA-3028-CMKM0065073-76) February 6, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $11,305.00 (SECLA-3028-CMKM0065077-83) February 6, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $150,000.00 (SEC-LA-3028-CMKM0065084-85)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint
61
62
63
64
65
66
67
34
Filed 03/19/12 Page 43 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 68
Description Bank statement for BofA 3830 Account and BofA 9145 Account for the period 02-09-07 through 03-13-07 (SEC-LA-3028CMKM0064877-81) February 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $4,700.00 (SECLA-3028-CMKM0065086, 088-90) March 1, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $80,300.00 (SECLA-3028-CMKM0065136-47) March 5, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $40,085.00 (SECLA-3028-CMKM0065148-73) March 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $9,550.00 (SECLA-3028-CMKM0065174-78) March 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $15,122.93 (SECLA-3028-CMKM0065179-81) March 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $21,930.50 (SECLA-3028-CMKM0065182-200) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 03-14-07 through 04-11-07 (SEC-LA-3028CMKM0064882-86)
69
70
71
72
73
74
75
35
Filed 03/19/12 Page 44 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 76
Description March 15, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $81,798.50 (SECLA-3028-CMKM0065201-13) March 29, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $18,215.00 (SECLA-3028-CMKM0065216-26) April 6, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $18,500.00 (SECLA-3028-CMKM0065229-47) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 04-12-07 through 05-11-07 (SEC-LA-3028CMKM0064887-90) May 11, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $300,000.00 (SEC-LA-3028-CMKM0065287-88) June 19, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $147,300.00 (SEC-LA-3028-CMKM0065299-301, 65282, 65276, 65302) Bank statement for BofA 3830 Account and BofA 9145 Account for the period 05-12-07 through 06-12-07 (SEC-LA-3028CMKM0064891-95) June 5, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $2,576.20 (SECLA-3028-CMKM0065293-95)
77
78
79
80
81
82
83
36
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 84
Description May 5, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account no in the amount of $50,000.00 (SEC-LA-3028-CMKM0065289-90) April 12, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $58,450.00 (SECLA-3028-CMKM0065248-64) April 23, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $12,000.00 (SECLA-3028-CMKM0065265-67) April 26, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $3,150.00 (SECLA-3028-CMKM0065268-70) April 26, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $7,750.00 (SECLA-3028-CMKM0065271-75, 77-81, 83-84) May 11, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $7,500.00 (SECLA-3028-CMKM0065285-86) June 26, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $1,100.00 (SECLA-3028-CMKM0065303-06) June 15, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $4,050.00 (SECLA-3028-CMKM0065296-98)
85
86
87
88
89
90
91
37
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 92
Description June 27, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $7,100.00 (SECLA-3028-CMKM0065307-09) July 2, 2007 BOA deposit ticket and related documents for deposit into BofA 9145 Account in the amount of $2,445.00 (SECLA-3028-CMKM0065310-15) April 30, 2010 email string between Aaron at Transfer Online and Kevin West at CMKM Diamonds re: Transfer request over 500 million (OST 00228-9)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
93
94
95
April 30, 2010 email string between Aaron at Transfer Online and Kevin West at CMKM Diamonds re: Transfer request over 500 million (OST 00228-9)
96
May 11, 2010 email string between Aaron at Transfer Online and Kevin West at CMKM Diamonds re: cert #87527 for 7 billion shares (OST 00274)
38
Filed 03/19/12 Page 47 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 97
Description April 16, 2010 Transfer Online, Inc. Transaction Invoice and related records for cancellation of CMKM certificate no. 87822, in the name of Thidarat Tungwongsathong, and issuance of certificate no. T 1054, in the name of Marco Glisson, for 303 million shares CMKM (OST 00891, 93-94) December 7, 2010 Transfer Online Invoice Summaries for Allen Ray Glisson, Marco Glisson, and Thidarat Tungwongsathong (OST 00001-3)
Defendants Objections Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
98
99
April 16, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 425 million CMKM shares (OST 00895)
100
April 15, 2010 Transfer Online Letter of Instruction re certificate no. 87881 representing 425 million shares CMKM (OST 00898-901)
101
April 22, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 50 million CMKM shares (OST 00911)
39
Filed 03/19/12 Page 48 of 69
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Ex. No. 102
Description April 21, 2010 Transfer Online Letter of Instruction re certificate no. T 1129 representing 50 million shares CMKM (OST 00912-14)
Defendants Objections Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
103
CMKM Diamonds, Inc. Stock Certificate for 50,000,000 shares (OST 00915-16)
104
September 3, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 533,800,00 CMKM shares (OST 01649-52)
106
Just in Time List (OST 00320-47)
107
Transfer Online CMKM Daily Journal (OST 00486-547)
40
Filed 03/19/12 Page 49 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 108
Description August 6, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 1,032,000,000 CMKM shares (OST 01296304)
Defendants Objections Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, foundation, relevancy, hearsay, vague and ambiguous, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, vague and ambiguous and beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
109
July 28, 2010 Transfer Online Letter of Instruction re certificate no. T 2016 representing 1,000,000,000 shares CMKM (OST 01318-53)
110
August 5, 2010 email from DeliDogHouse to Aaron White re: Final Amendment (3) for Cert T-2016 (OST 00210-13)
127
Production by Thidarat Tungwongsathong and Marco Glisson on January 10, 2011 of emails to <delidoghouse@hotmail.com> regarding CMKM shares transactions in 2010 (numbered A1-340)
129
April 15, 2010 Irrevocable Stock/Bond Power Form re 425 million shares CMKM from Thidarat Tungwongsathong to Transfer Online (OST 00896-00897)
41
Filed 03/19/12 Page 50 of 69
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Ex. No. 130
Description May 3, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 3,219,000,000 CMKM shares and related documents (OST 00932-00955)
Defendants Objections Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
131
July 22, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 46 million CMKM shares and related documents (OST 01151-01164)
132
July 30 August 3, 2010 email string between <delidoghouse@hotmail.com> and Aaron White re: Misprinted certificates and Cancel item # 244 on Cert T-2016 (OST 01354-01356)
133
August 5, 2010 email string between <delidoghouse@hotmail.com> and Aaron White re: Final Amendment (3) for Cert T2016 and attachments (OST 00210-00213)
134
Checks from Thidarat Tungwongsathong drawn on SunTrust Bank payable to Transfer Online
135
July 26, 2010 email exchange among Aaron White and others at Transfer Online, delidoghouse@hotmail.com and Desperado re: CMKM-2012 (OST 00278-00281)
42
Filed 03/19/12 Page 51 of 69
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Ex. No. 136
Description July 22 through August 3, 2010 email exchange among Aaron White and others at Transfer Online and DeliDogHouse re: CMKX Order T-2018 7B Shares (OST 00204-00207)
Defendants Objections Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations)
137
July 26 through July 30, 2010 email exchange among Aaron White and others at Transfer Online, Desperado, and Deli Dog (OST 00157-00163)
138
July 29, 2010 email from Wanda Isenhour to Aaron White at Transfer Online, ccd to <delidoghouse@hotmail.com> re: Conversation Between Haley & Sheila Regarding CMKM Shares (OST 0012400135) Production by Marco Glisson on January 11, 2011 of emails to <delidoghouse@hotmail.com> regarding CMKM shares transactions in 2010 (numbered A341-A499)
140
142
April 20, 2010 Transfer Online, Inc. transaction invoice billed to Marco Glisson relating to reissuance of 303,000,000 CMKM shares (OST 00903-04)
143
April 21, 2010 Transfer Online Letter of Instruction re certificate no. T 1054 representing 303,000,000 shares CMKM (OST 00905-08)
43
Filed 03/19/12 Page 52 of 69
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Ex. No. 144
Description April 23, 2010 Transfer Online, Inc. transaction invoice billed to Marco Glisson relating to reissuance of 100,000,000 CMKM shares (OST 00926)
145
146
April 23, 2010 Transfer Online, Inc. transaction invoice billed to Marco Glisson relating to reissuance of 100,000,000 CMKM shares (OST 00921)
147
148
September 13, 2010 email from DeliDogHouse to Myrna at Transfer Online re: Cert # T-2704/ Item #29 Mistake /9/14/10 Tues 10:30 AM (OST 01739)
149
September 16, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 1,000,000,000 CMKM shares (OST 0172123)
44
Filed 03/19/12 Page 53 of 69
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Ex. No. 150
Description September 24, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 1,000,000,000 CMKM shares and related documents (OST 01565-01578)
151
September 14, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 2,007,000,000 CMKM shares and related documents (OST 01705-01720)
152
August 30, 2010 Transfer Online, Inc. transaction invoice billed to Thidarat Tungwongsathong relating to reissuance of 744,000,000 CMKM shares (OST 0161301615)
153
August 26, 2010 Instructions to Transfer Online, Inc. for transfer of 637,900,000 CMKM Diamonds shares (OST 0162301626)
154
August 26, 2010 email from DeliDogHouse to Aaron at Transfer Online re: Amendment 1 for Cert # T-3556 / 22 names only and attachments (OST 00035-00039)
155
August 27, 2010 email from DeliDogHouse to Aaron at Transfer Online re: Amendment 2 for Cert 3 T-3556 and attachments (OST 00040-00045)
45
Filed 03/19/12 Page 54 of 69
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
Ex. No. 156
Description August 31 to September 2, 2010 email string between DeliDogHouse and Transfer Online re: Amendment (4) for Cert # 3556 only 23 names; and Amendment 5 or 1 on Cert # 3762 Now I Think and attachments (OST 00185-00191) July 29-30, 2010 email string between DeliDogHouse, Transfer Online, and CFLNC, Inc. re Conversation Between Haley & Sheila Regarding CMKM Shares and attachments (OST 00436-00470)
157
158
August 10, 2010 email string between DeliDogHouse and Transfer Online re: Info (OST 00550-00551)
159
September 14-16, 2010 email string between DeliDogHouse and Transfer Online re: CMKX Cert # T-2704 Amendment (1) and attachments (OST 00392-00396)
160
July 30, 2010 email string between Transfer Online, CFLNC, Inc., ccd to DeliDogHouse re: Conversation Between Haley & Sheila Regarding CMKM Shares (OST 0047100472)
161
August 5, 2010 email string between DeliDogHouse and Transfer Online re: The Load List and Final Amendment (3) for Cert T-2016 (OST 00585-00586)
46
Filed 03/19/12 Page 55 of 69
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Ex. No. 162
Description September 28, 2010 email from DeliDogHouse to Transfer Online re: 300M Shares Cert and About 50 Names for Fri. 10/01/10 (OST 00015)
Defendants Objections Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, beyond the scope of the Complaint (admissibility if any should be limited solely to reasonable likelihood of future violations) Foundation, relevancy, hearsay, vague and ambiguous including as to time and content Foundation, relevancy, hearsay, vague and ambiguous including as to time and content Foundation, relevancy, hearsay, vague and ambiguous including as to time and content Foundation, relevancy, hearsay, vague and ambiguous including as to time and content
163
August 31, 2010 email from DeliDogHouse to Transfer Online re: Amendment (4) for Cert # 3556 Only 23 Names and attachments (OST 00080-00085)
164
August 10, 2010 email string between DeliDogHouse and Transfer Online re: Info (OST 00550-00551)
301
Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period December 31, 2005 to January 27, 2006 (202/436 through 204/436) Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period January 28, 2006 through February 24, 2006 (205/436 through 207/436) Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period February 25, 2006 through March 31, 2006 (208/436 through 210/436) Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period April 1, 2006 through April 28, 2006 (211/436 & 212/436)
302
303
304
47
Filed 03/19/12 Page 56 of 69
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Ex. No. 305
Description Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period April 29, 2006 through May 26, 2006 (213/436 & 214/436) Marco Glisson TD Ameritrade account statement for accounting ending with 424 for period May 27, 2006 to June 30, 2006 (215/436 & 216/436) Signature Card and related documents for Alma B. Padilla at Blackhawk Community Credit Union, Account No. ##3788, dated October 17, 2002 (3788 Account) (38083811) Monthly Account Statements, 3788 Account, Blackhawk Community Credit Union, for the period from 10/01/05 through 3/31/06 (38463852) 3788 Account Transaction Summary prepared by Blackhawk Community Credit Union for the period from 1/2/2004 through 5/5/06 (3865-3875) Checks deposited into the 3788 Account related to CMKM stock (4014-4015, 4037)
Defendants Objections Foundation, relevancy, hearsay, vague and ambiguous including as to time and content Foundation, relevancy, hearsay, vague and ambiguous including as to time and content Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
306
331
332
333
334
335
Money order drawn on the 3788 Account payable to 1st Global relating to cert 74907 CMKX (4657)
336
Wire transfer detail for 3788 Account (47144726)
48
Filed 03/19/12 Page 57 of 69
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Ex. No. 337
Description Signature Card and related documents for Marco Glisson and Alma B. Padilla at Blackhawk Community Credit Union, Account No. ##8307 (8307 Account) (2-3) Monthly Account Statements, 8307 Account, Blackhawk Community Credit Union for the period from October 1, 2005 through May 31, 2006 (84-93, 34-35) 8307 Account Transaction Summary prepared by Blackhawk Community Credit Union for the period from 1/2/2004 through May 11, 2006 (120-136) Joint Account Transaction Summary prepared by Blackhawk Community Credit Union for the period from May 1, 2006 through May 11, 2006 (94-95) Wire transfer detail for 8307 Account (6-7, 802-969)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
338
339
340
341
342
Money orders purchased from 8307 Account payable to 1st Global Stock Transfer (633, 636-648, 650-51, 655-660, 667-669, 672-676, 684-685, 687, 689-690, 697, 699-700, 702709, 713-718, 720-722, 728-729, 735, 739, 745-749, 751, 754-759, 765-767, 774-776, 778-780, 786-787, 789, 795-796, 798-800) Wire Transfer Recap by Individual for 7650 Account, 3788 Account, and 8307 Account prepared by Blackhawk Community Credit Union (4809-4817)
347
Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
49
Filed 03/19/12 Page 58 of 69
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Ex. No. 348
Description Wire Transfer Recap Sorted Chronologically for 7650 Account, 3788 Account, and 8307 Account prepared by Blackhawk Community Credit Union (4803-4808) Wire Transfer Activity by Individual prepared by Blackhawk Community Credit Union (14-25)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Foundation, relevancy, hearsay Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
349
351
Articles of Organization, Limited Liability Company, State of Wisconsin, The Deli Dog House, LLC (919-924) Deposits into 8307 Account at Blackhawk Community Credit Union (338-345, 348-351, 360-361, 370-371, 374-377, 382-383, 396399, 402-404, 413-415, 426-429) December 13, 2005 Blackhawk Community Credit Union Wire Transfer Information, 3788 Account in the amount of $23,000 to Behrens International Group LLC (171/436) December 14, 2005 Blackhawk Community Credit Union Wire Transfer Information, 3788 Account in the amount of $4,000 to Tracy A. Butcher (174/436) December 19, 2005 Blackhawk Community Credit Union Wire Transfer Information, 3788 Account in the amount of $4,000 to Robert Loch (184/436) December 23, 2005 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $12,500 to Michael Wright (287/436)
353
354
355
356
357
50
Filed 03/19/12 Page 59 of 69
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Ex. No. 358
Description January 6, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $19,100 to Michael Wright (306/436) January 13, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $4,800 to Michael Wright (313/436) January 13, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $17,600 to Gordon Brown (249/436) January 24, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $2,060 to Eiji Toda (248/436) February 8, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $6,600 to Eric Bever (312/436) February 10, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $19,500 to Ravitha Lingampally/Shamsunder Gatupa (231/436) February 16, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $24,000 to Thomas M. Spencer & Laurae Valentine and wiring instructions for Spencer and Valentine (269/436 & 270/436) February 21, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $5,200 to Michael Wright (305/436)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
359
360
361
362
363
364
365
51
Filed 03/19/12 Page 60 of 69
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Ex. No. 366
Description February 21, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $14,000 to Michael Wright (311/436) February 24, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $22,500 to Michael Wright (310/436) February 27, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $23,000 to Michael Wright (268/436) February 27, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $24,600 to Thomas A. Spencer and Laurae Valentine (219/436) March 3, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $19,460 to Thomas A. Spencer and Laurae Valentine (266/436) March 3, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $292,000 to Michael Wright (265/436) March 3, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $1,500 to Charles Rose (259/436) March 8, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $33,700 to Reg D Barrow (314/436)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
367
368
369
370
371
372
373
52
Filed 03/19/12 Page 61 of 69
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Ex. No. 374
Description March 23, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $39,000 to Michael Wright (261/436) March 28, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $20,000 to Michael Wright (262/436) March 29, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $46,125 to Steven M. Brewer & Kerry L. Brewer (264/436) April 4, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $40,000 to Michael Wright (263/436) April 5, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $33,750 to Steven M. Brewer-Kerry L. Brewer (239/436) April 10, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $30,000 to Steven M. Brewer/Kerri Brewer and March 29, 2006 email from Steven Brewer to delidog 1 house re: CMKX CERT (304/436) & 285/436) April 13, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $40,000 to Steven M. Brewer/Kerri Brewer (235/436)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
375
376
377
378
379
380
Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
53
Filed 03/19/12 Page 62 of 69
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Ex. No. 381
Description April 25, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $36,000 to Reg Barrow (222/436) April 26, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $89,100 to Steven M. Brewer and March 28, 2006 email from Steven Brewer to delidog 1 house (286/436 & 287/436)) April 26, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $10,000 to Thomas M. Spencer and Laurae Valentine and Bank and Account Wiring Instructions Information for Thomas M. Spencer and Laurae Valentine (226/436 & 227/436) May 1, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $6,750 to Michael Wright (221/436) May 11, 2006 Blackhawk Community Credit Union Wire Transfer Information, 8307 Account in the amount of $2,250 to Michael A. Wright (236/436)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
382
383
384
Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the Complaint
385
387
Authorization to Obtain Online EIN signed Foundation, relevancy, by Marco Glisson and Luther A. Webster, for hearsay Oshins & Associates LLC (4837) BOA Cashiers Check, purchased by Luther Webster, payable to The Marco Glisson 2006 Irrevocable Trust, in the amount of $22,000, dated May 11, 2006 Blackhawk Community Credit Union Money Orders payable to Ameritrade from various individuals (4602, 4606, 4607, 4608, 4609, 4610) Foundation, relevancy, hearsay
388
396
Authenticity, foundation, relevancy, hearsay
54
Filed 03/19/12 Page 63 of 69
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Ex. No. 397
Description Checks drawn on Tungwongsathongs BofA 9145 Account payable to 1st Global Stock Transfer (no bates numbers, 6 pages)
Defendants Objections Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation) No foundation, relevancy, hearsay, unduly prejudicial
398
Complaint filed April 7, 2008 captioned Securities and Exchange Commission v. CMKM Diamonds, Inc., et al, Case No. 08CV-437-LRH-RJJ (27 pages) Certified Copy of Registration Statement on Form S-8, received by the Commission on May 2, 2003, under the name Casavant Mining Kimberlite International, Inc., File No. 333-104924, pursuant to the provisions of the Securities Act of 1933 (numbered 122) March 3, 2005 Securities and Exchange Commission Litigation Release, No. 51305, re CMKM Diamonds, Inc. (Pink Sheets symbol CMKX) (2 pages) Sun Trust Certification for bank records produced in response to a subpoena from the Commission (LC1-000001-3)
399
Relevancy, foundation, hearsay, and beyond scope of the Complaint
402
Relevancy; hearsay
406-1
Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation)
406-2
Signature Card and statements for Sun Trust Account #########8392, in the name of Thidarat Tungwongsathong POD to Marco Glisson (LC1-000004-7)
55
Filed 03/19/12 Page 64 of 69
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Ex. No. 406-3
Description
Signature Card and statements for Sun Trust Authenticity, no Account #########2437 in the name of foundation, hearsay, Thidarat Tungwongsathong (LC1-000008-12) relevancy, vague and ambiguous including as to POD, may call for a legal conclusion and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation) Signature Card and statement for Sun Trust Account #########8651 in the name of Thidarat Tungwongsathong POD to Marco Glisson (LC1-000013-27) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous including as to POD, may call for a legal conclusion and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation) Authenticity, no foundation, hearsay, relevancy, vague and ambiguous including as to POD, may call for a legal conclusion and beyond scope of the complaint (admissibility if any should be limited solely to reasonable likelihood of future violation)
406-4
406-5
Account statements for the period from April 14, 2009 through April 13, 2010 for the Sun Trust Account No. #########8651, in the name of Thidarat Tungwongsathong POD to Marco Glisson (LC1-000028-39)
406-6
Account statements for the period from April 14, 2009 through April 13, 2010 for the Sun Trust Account No. #########8651, in the name of Thidarat Tungwongsathong POD to Marco Glisson (LC1-000040-53)
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Ex. No. 500
Description Declaration of Robert Carmichael in Support of Motion for Summary Judgment Against Marco Glisson dated January 26, 2010 (Docket No. 35-1)
Defendants Objections No foundation, hearsay, no notice and/or opportunity to cross examine for purposes of trial Authenticity, no foundation, hearsay, no notice and/or opportunity to cross examine for purposes of trial Authenticity, no foundation, hearsay, no notice and/or opportunity to cross examine for purposes of trial Authenticity, no foundation, hearsay
501 April 30, 2007 letter from Bob Carmichael, Director, Internal Audit, Blackhawk Community Credit Union to Finola Manvelian, SEC, with attachments (3 pages) 502 June 1, 2006 letter Bob Carmichael, Director, Internal Audit, Blackhawk Community Credit Union to Leslie Hakala, SEC, with attachments (5 pages) January 19, 2007 1st Global Stock Transfer journal entry for transfer of certificates nos. 87523 and 16462 representing 8,277,750,000 CMKM shares (no bates number, one page)
504
504 b
January 19, 2007 1st Global Stock Transfer Authenticity, no Item Log Cover Sheet, for CMKM Diamonds foundation, hearsay (no bates number, one page) August 31, 2007 Declaration of Custodian of Records, BOA, re: Thidarat Tungwongsathong (SEC-LACMKM0064840-41) Authenticity, no foundation, hearsay, no notice and/or opportunity to cross examine for purposes of trial
505
506
January 19, 2007 email from Authenticity, no delidoghouse@hotmail.com to foundation, hearsay, vague pmpr1@hotmail.com re: CMKX Info/ and ambiguous Mailing Info (included in string sent to Leslie Hakala on January 19, 2007) (no bates numbers, two pages) Certification from Sun Trust Bank concerning bank records, dated February 17, 2011 (LC1 000001) Authenticity, no foundation, hearsay, no notice and/or opportunity to cross examine for purposes of trial
507
508-1
Summary Chart of Blackhawk Acct. No. 3788
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Ex. No. 508-2 508-3 508-4 508-5
Description Summary Chart of Blackhawk Acct. No. 8307 Summary Chart of Blackhawk Acct. No. 7650 Summary Chart of BofA Acct. No. 9145 Summary of CMKM Related Deposits by Date and Account (BCU No. 3788; 8307; 7650; and BofA No. 9145) Glisson Blackhawk Credit Union Accounts Disbursement Summary Summary of CMKM Related Deposits by Date and Account (Including Suntrust No. 8651) Stock Transfer Letters Summary (12-05 to 506) Stock Transfer Letters Summary (9-06 to 107) Stock Transfer Letters Summary (All) Stock Transfer Letters and Bank Accounts (3788/ -7650/ -8307/ -9145) Summary Bank of America Signature Cards for BofA 3830 Account and BofA 9145 Account dated 8/5/2006 (SEC-LA-3028CMKM006484848-51) Sun Trust Production of Records for Account Nos. #########8384 and #########8644, in the name of Marco Glisson POD to Thidarat Tungwongsathong (LC2 000001-55) Sun Trust Production of Records for Account Nos. #########8651 and ######### other accounts held in the name of Thidarat Tungwongsathong Prejudgment Interest Report
508-6 508-7
509-1 509-2 509-3 509-4 524
525
526
527
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Ex. No. 528 529 530 531 532 533
Description Glisson Disgorgement Summary December 2005 through May 2006 Calendar of Glisson CMKM Activity September 2006 through April 2007 Calendar of Glisson CMKM Activity Summary of Stock Transfer Letters and Bank Transactions, Michael Wright Summary of Stock Transfer Letters and Bank Transactions, Steve and Kerry Brewer Summary of Stock Transfer Letters and Bank Transactions, Monte Verde Intl Holdings, LLC (c/o Rendal E. Williams) Summary of Stock Transfer Letters and Bank Transactions, Monte Verde Intl Holdings, LLC (c/o Rendal E. Williams) & Steve and Kerry Brewer
534
(2) Ex. No. 1000
Set forth plaintiffs objections to defendants exhibits Description Plaintiffs Objections
Transfer Online communication to the SEC in 2010 inquiring as to whether there was any cause for concern from the SEC's viewpoint relating to such transfer agent's transferring shares CMKM stock submitted by Glisson CMKM Articles of Incorporation (Nevada) as amended
Authenticity; foundation; hearsay; document not produced by defendant Authenticity; foundation, relevance; hearsay; document not produced by defendant
1001
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Ex. No. 1002
Description
Plaintiffs Objections
Report by CMKMs stock transfer agent, Authenticity; Transfer Online, as to the total number of foundation, relevance; shares of CMKM stock issued and outstanding hearsay as of April 1, 2010 and as of current date Thank You letters from recipients of shares of CMKM stock donated or otherwise gifted by Glisson Trust to such persons Authenticity, foundation, hearsay, relevance; failure to identify or produce during discovery Authenticity; foundation; relevance Authenticity; foundation; hearsay; completeness Authenticity; foundation; hearsay; relevance All objections reserved
1003
1004 1005
E-Mail communications from Bill Frizzell dated April 5, 2007 re: bonfied certs Sept. 2006 CMKM Stock Sales (Chart) By Marco Glisson List of persons who received free shares of CMKM stock from Marco Glisson (starting with Patricia D. Kalous who received 47,000,000 shares for free). Glisson summary exhibits/charts (to be developed after Glisson receives Plaintiffs summary exhibits) Glisson summary exhibits/charts (to be developed after Glisson receives Plaintiffs summary exhibits) Glisson summary exhibits/charts (to be developed after Glisson receives Plaintiffs summary exhibits) Glisson summary exhibits/charts (to be developed after Glisson receives Plaintiffs summary exhibits) Glisson summary exhibits/charts (to be developed after Glisson receives Plaintiffs summary exhibits) Trading Information for CMKM Stock OTC Pink Sheets During 2002-2007 Period
1006
1007
1008
All objections reserved
1009
1010
1011
1012
Authenticity; foundation; hearsay; relevance; document not produced by defendant
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Ex. No. 1013
Description
Plaintiffs Objections
Stock Transfer Information Re CMKM from 1st Global Stock Transfer for 2005-2007 Period Published article on Day Trading
Authenticity; foundation; hearsay; relevance; document not produced by defendant Document not produced by defendant, all objections reserved
1014
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Case 2:09-cv-00104-LDG-GWF Document 98

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Date: March 19, 2012

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Date: March 19, 2012

/s/ John B. Bulgozdy John B. Bulgozdy

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