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Better Markets Brief

Better Markets Brief

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Published by Matt Stoller

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Published by: Matt Stoller on May 22, 2012
Copyright:Attribution Non-commercial

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02/16/2014

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IN THEUNITED STATES COURT OF APPEALSFOR THE SECOND CIRCUIT
_______________________________ U.S. SECURITIES ANDEXCHANGE COMMISSION,
Plaintiff-Appellant-Cross Appellee,
v.CITIGROUP GLOBAL MARKETSINC.,
 Defendant-Appellee-Cross Appellant.
Case No. 11-5227
MOTION OF BETTER MARKETS, INC.TO PROVIDE THIS COURT WITH A FULL, FAIR, AND BALANCEDPRESENTATION OF THE ISSUES RAISED IN THIS APPEAL
Better Markets, Inc.Dennis M. KelleherStephen W. HallKatelynn O. Bradley1825 K Street N.W., Suite 1080Washington, D.C. 20006Tel: 202- 618-6464Fax: 202-618-6465
Case: 11-5227 Document: 108-1 Page: 1 02/15/2012 526843 23
 
ii
 
CORPORATE DISCLOSURE STATEMENT
Pursuant to Federal Rules of Appellate Procedure 26.1 and 29, Better
Markets, Inc. (“Better Markets”) hereby states as follows:
 1.
 
Better Markets has no parent corporation.2.
 
There is no publicly held corporation that owns 10% or more of thestock of Better Markets.
Case: 11-5227 Document: 108-1 Page: 2 02/15/2012 526843 23
 
iii
 
TABLE OF CONTENTS
Corporate Disclosure Statement……………………………………………….…...ii
 
Introduction………………………………………………………………………...1
 
Argument…………………………………………………………………………...
4I.
 
This Motion should be granted to fill the adversarial void in this appeal andto thereby ensure that the Court receives a full, fair, and balancedpresentation on the important issues raised
…….…..………………………..
4A.
 
The SEC and Citigroup have an identity of interest that will deprivethis Court of the full, fair, and balanced presentation that is essentialfor a just resolution
of this appeal.…….……………………………...
6B.
 
The issues raised in this case are enormously important and must befully briefed and argued to the Court
………………………….…
..
….
9C.
 
Better Markets is an appropriate advocate to argue in opposition tothe SEC and Citigroup on the issues presented and to represent thepublic interest
………………………………………………………..1
2D.
 
A full, fair, and balanced presentation of the important issues willrequire more than the limited role normally granted to an
amicuscuriae
, and the Federal Rules of Appellate Procedure allow for suchan
enhanced role.…………………………………………………….
15
Conclusion…………………………………………………………………….…..
19Certificate of Ser
vice……………………………………………………………...20
 
Case: 11-5227 Document: 108-1 Page: 3 02/15/2012 526843 23

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