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DEATHWATCH POSSIBLY-MORGAN STANLEY PUBLISHES LIVING WILL-JULY 2012

DEATHWATCH POSSIBLY-MORGAN STANLEY PUBLISHES LIVING WILL-JULY 2012

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Published by 83jjmack
he Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council for supervision by the Federal Reserve submit resolution plans annually to the Federal Reserve and the Federal Deposit Insurance Corporation (FDIC). Each plan must describe the company's strategy for rapid and orderly resolution under the Bankruptcy Code in the event of material financial distress or failure of the company.

Companies subject to the rule are required to file their initial resolution plans in three groups and on a staggered schedule. Plans for the first group, which includes U.S. bank holding companies with $250 billion or more in total nonbank assets and foreign-based bank holding companies with $250 billion or more in total U.S. nonbank assets, must be submitted on or before July 2, 2012.

As required under section 243.8(c) of the Board's Regulation QQ (12 CFR 243.8(c)), each resolution plan must be divided into a public section and a confidential section. The public sections available on the Board’s website have not been edited or reviewed by the Board and are provided exactly as submitted by the companies.
he Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council for supervision by the Federal Reserve submit resolution plans annually to the Federal Reserve and the Federal Deposit Insurance Corporation (FDIC). Each plan must describe the company's strategy for rapid and orderly resolution under the Bankruptcy Code in the event of material financial distress or failure of the company.

Companies subject to the rule are required to file their initial resolution plans in three groups and on a staggered schedule. Plans for the first group, which includes U.S. bank holding companies with $250 billion or more in total nonbank assets and foreign-based bank holding companies with $250 billion or more in total U.S. nonbank assets, must be submitted on or before July 2, 2012.

As required under section 243.8(c) of the Board's Regulation QQ (12 CFR 243.8(c)), each resolution plan must be divided into a public section and a confidential section. The public sections available on the Board’s website have not been edited or reviewed by the Board and are provided exactly as submitted by the companies.

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Published by: 83jjmack on Jul 04, 2012
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01/06/2013

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Table of Defined Terms
165(d) ResolutionPlan inaccordance withtheIDI Resolution Plan inaccordance withtheResolutionrequirements
of
Section165(d)
of
theDodd-ResolutionFinal Ruleadopted
by
the FDICPlanFrank ActPlanAFS Available forSale ICAAPInternalCapitalAdequacy Assessment ALCOAsset/Liability Management CommitteeProcessAM Asset ManagementI
CE
Intercontinental ExchangeAMLAnti
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n
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LaunderingIDIInsured DepositoryInstitution BankruptcyTitle 11
of
the U.S.CodeISGInstitutional Securities GroupCode MIS ManagementInformation System BCRM Bank Credit Risk ManagementMSParentMorganStanley parent entity,on an BOPBank Deposit Programunconsolidated basisBHC Bank
Ho
ldingCompanyMSBNAMorganStanleyBank, N.A. Board Board
of
DirectorsMSBNA MSBNABoard
of
DirectorsBoardCIC ChinaInvestmentCorporation,Ltd. MSCG Morgan StanleyCapitalGroupI
nc.
CI
DI
CoveredInsured DepositoryInstitution MSCO Morgan Stanley & Co.LLCCLSBankCLSBankInternational MSCSMorgan Stanley CapitalServicesLLC CME Chicago MercantileExchange MSFIMSFinancing Inc.
esse
Corporate Services Support Corp.MSIIMorgan StanleyInternationalIncorporated DIF DepositInsurance Fund MSIMInc.Morgan StanleyInvestment Management, Dodd-FrankDodd-Frank Wall
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reet Reformand ConsumerInc.Protection ActMSIM Ltd. MorganStanleyInvestment Management DSADeposit Sweep Agreement Limited DSRODesignated Self-Regulatory Organization MSIPMorgan Stanley &Co.Internationalpic DTCC DepositoryTrustClearing Corporation MSJG
Mo
rgan Stanley Japan GroupCo.,Ltd. FA Financial Advisor MSMS
Mo
rganStanley MUFG SecuritiesCo.,Ltd. FDI ActFederal DepositInsurance Act MSPBNA
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rganStanley Private Bank, N.A. FDICFeder
al
DepositInsurance Corporation MSSB
Mo
rganStanley Smith Barney LLC FederalFeder
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Reserve MSSBF
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rganStanleySmithBarney Financing ReserveLLCFedwire FedwireFunds Service MSSBH
Mo
rgan Stanley Smith Barney Holdings FundsLLCFedwireF
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ire Securities Service MSSSIMS SecuritiesServicesInc. SecuritiesMSUKG
Mo
rganStanley UK Group FHC FinancialHolding Company MSUKL MorganStanleyUK Limited Final 165(d)
12
CFR
Part 243(Federal Reserve)
or
12CFRMUFG MitsubishiUFJ Financial Group RulePa
rt
381
(FDIC), dated November
1,
2011Final RuleFDIC'sFinal Rul
e-
Resolutionplansrequired
occ
Office
of
the Comptroller
of
theCurrencyfor insureddepository institution with $50billion OTC Over-the-counter derivatives thatare not
or
more
of
totalassetsDerivativeslistedand arebetweentwopartiesdirectly Firm MorganStanley, onaconsolidated basisPLA Portfolio Loan Account FXForeign ExchangeT&DTechnologyand Data GWM GlobalWealth Management GroupTARGET2 Euro Interbank PaymentSystem

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