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Documents tagged with Sec

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SEC OIG: Review of SEC Compliance with FOIA (Sept. 25, 2009)

  • Pdf_16x16 60 pages
  • J Cox published this 3 days ago
  • 5 reads
  • 0 comments
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EVE-Online: Pirating Convoys in High Sec Space

A how-to guide on mining an untapped resource of high-sec haulers! In high security space!
  • Pdf_16x16 4 pages
  • NiNjAHoLiC published this 11/12/2009
  • 52 reads
  • 1 comment
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Nortel Networks

The Accounting Scandal at Nortel Networks
  • Word_16x16 3 pages
  • akhil-uppal-4108 published this 11/05/2009
  • 47 reads
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INFLUENZA PANDEMIC - United States Government Accountability Office Report to Congressional Reques

GAO was asked to examine a pandemic’s impact on Internet congestion and what actions can be and are being taken to address it, the adequacy of securities market organizations’ pandemic plans, and t...
  • Pdf_16x16 77 pages
  • RemixNinja published this 10/31/2009
  • 136 reads
  • 0 comments
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Bernie Madoff June 2009 Interview With SEC Inspectors

Excerpts from SEC interview with Bernie Madoff in June 2009
  • Pdf_16x16 12 pages
  • eddiebravo77 published this 10/31/2009
  • 68 reads
  • 0 comments
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Theravance Inc SEC Registration 2004

I am blogging
  • Pdf_16x16 800 pages
  • o-x-a published this 10/27/2009
  • 33 reads
  • 0 comments
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What's on the SEC's Radar - Top Ten Article

This past July the SEC published a Compliance Alert summarizing issues found during recent examinations. The following ten discussion items address the top areas addressed by SEC staff in speeches ...
  • Pdf_16x16 25 pages
  • SEC Compliance published this 10/26/2009
  • 60 reads
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Securities and Exchange Commission of Nigeria - Review of Code Corporate Governance

Revised version of the Review of Code of Corporate Governance published by the Securities and Exchange Commission of Nigeria. This version was uploaded to the SEC site (www.sec.gov.ng) on October 9...
  • Pdf_16x16 36 pages
  • Customs Street Advisors published this 10/26/2009
  • 142 reads
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SEC Inspector General David Kotz's Report On Madoff Investigations

SEC Inspector General David Kotz's Report on Madoff Investigations dated 8/31/09 and released to public on 9/4/09.
  • Pdf_16x16 477 pages
  • mrspanstreppon published this 10/15/2009
  • 254 reads
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What's in a Name? Lloyd's, International Comity and Public Policy

37 Can.Bus.L.J. 388 (2002) "The Canadian side of the Lloyd's litigation saga has made a round trip from Ontario to England and back. Following the insurance crisis of the last decade, litigation b...
  • Pdf_16x16 31 pages
  • punktlich published this 10/14/2009
  • 92 reads
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Institutional Ownership, Tender Offers, and Long-Term Investments

Institutional Ownership, Tender Offers, and Long-Term Investments, a study by The Office of the Chief Economist Securities and Exchange Commission. April 19, 1985
  • Pdf_16x16 23 pages
  • j3net published this 10/09/2009
  • 14 reads
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Early 18x Documentation Release

This is an early release of the documentation that was supplied with the 18x Exciter Circuit Boards. The current Documentation is only available to board owners.
  • Pdf_16x16 15 pages
  • Dr. Ronald R. Stiffler published this 10/02/2009
  • 619 reads
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SEC Internal Report on Missing Madoff's Fraud

SEC Commission Office of Investigators: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme As the WSJ points out, it is hard to come up with any description of the SEC t...
  • Pdf_16x16 477 pages
  • earl published this 09/07/2009
  • 344 reads
  • 0 comments
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Online practice tests for GMAT, GRE, LSAT, SAT and more at Examville

Try online GMAT, GRE, SAT, LSAT and MCAT tests at Examville.com Examville is a global online education community where users like you can connect and interact with others from around the world. ...
  • Pdf_16x16 9 pages
  • examville published this 09/07/2009
  • 1,406 reads
  • 1 comment
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Financial Reporting on the Internet by Quoted Companies in Nigeria by Rafiu Oyesola Salawu

Study on the use of corporate websites to distribute financial reports among companies on the Nigerian Stock Exchange.
  • Pdf_16x16 8 pages
  • Customs Street Advisors published this 09/05/2009
  • 268 reads
  • 0 comments
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SEC Office of Investigations Investigation of the SEC to Uncover Madoff Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version -
  • Pdf_16x16 477 pages
  • bergmanj5094 published this 09/04/2009
  • 462 reads
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1992 SEC vs. Avellino & Bienes Docket

1992 SEC vs. Avellino & Bienes docket per PACER. Records sealed in November 1992.
  • Txt2_16x16 5 pages
  • mrspanstreppon published this 09/04/2009
  • 233 reads
  • 0 comments
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Private Securities Litigation Reform Act of 1995

Private Securities Litigation Reform Act of 1995.
  • Pdf_16x16 10 pages
  • Customs Street Advisors published this 09/04/2009
  • 107 reads
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Bernie Madoff: Inspector General's executive summary report on how the SEC fucked up

BBernie Madoff: Inspector General's executive summary report on how the SEC fucked upernie Madoff: Inspector General's executive summary report on how the incompetent SEC fucked up big time.
  • Pdf_16x16 22 pages
  • WallStreetFolly published this 09/03/2009
  • 285 reads
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Strengthening Safeguards for Investor Funds Controlled by Registered Investment Advisors

On May 14, 2009 the U.S. Securities and Exchange Commission proposed rule amendments to strengthen safeguards on investor funds controlled by investment advisers. On September 2, 2009 I submitted a...
  • Word_16x16 1 page
  • Bill George published this 09/02/2009
  • 110 reads
  • 0 comments
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