Documents tagged with insider trading

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T h e D a Rlin g O f W

Worldcom Corporate Governance Case study
  • Labor Omnia Vincent published this about 23 hours ago
  • 22 reads
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12.21.09 Government's Lettter to Judge Holwell

Prosecutors letter to Judge Richard Holwell requesting a summer trial date for the criminal insider trading case against Raj Rajaratnam and Danielle Chiesi.
  • DealBook published this 1 day ago
  • 67 reads
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Lawsuit by Steven A. Cohen's Ex-Wife

Lawsuit by Steven A. Cohen's ex-wife, Patricia, against the hedge fund billionaire and his firm.
  • DealBook published this 6 days ago
  • 563 reads
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Bail Modification Letter From Raj Rajaratnam

Raj Rajaratnam's second request for a reduction in bail terms on insider trading charges.
  • DealBook published this 12 / 14 / 2009
  • 154 reads
  • 1 comment
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Brien Santarlas Criminal Information

Criminal information notice from federal prosecutors against Brien Santarlas, a former lawyer at Ropes & Gray, regarding an expansive insider trading ring.
  • DealBook published this 12 / 10 / 2009
  • 470 reads
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Santarlas Brien Plea Agreement

Plea agreement between federal prosecutors and Brien Santarlas, a former lawyer at Ropes & Gray, regarding an expansive insider trading ring.
  • DealBook published this 12 / 10 / 2009
  • 237 reads
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Court Order in Mark Cuban Case

Court order allowing Mark Cuban to commence discovery in the dismissed insider trading case against him, which was filed by the S.E.C.
  • DealBook published this 12 / 07 / 2009
  • 591 reads
  • 1 comment
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Andrew Tong vs SAC Settlement 2006

Via Reuters
  • ldelevingne published this 12 / 04 / 2009
  • 832 reads
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Galleon Update September 2009

CONFIDENTIAL Tom Fernandez tfernandez@galleongrp.com 212-371-6547 Michael Tobin mtobin@galleongrp.com 212-829-4021 Galleon Diversified Fund September 2009 Galleon Diversified is a multi-sector...
  • FINalternatives published this 11 / 06 / 2009
  • 99 reads
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U-S Attorney Statement on Galleon Nov. 5 2009

United States Attorney Southern District of New York FOR IMMEDIATE RELEASE NOVEMBER 5, 2009 CONTACT: U.S. ATTORNEY'S OFFICE YUSILL SCRIBNER, REBEKAH CARMICHAEL, JANICE OH PUBLIC INFORMATION OFFICE ...
  • FINalternatives published this 11 / 06 / 2009
  • 164 reads
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SEC v Galleon, Raj Rajaratnam Goel...and More Nov. 5 2009

David Rosenfeld Associate Regional Director Attorney for Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office 3 World Financial Center, Suite 400 New York, New York 10281 (212) 336...
  • FINalternatives published this 11 / 06 / 2009
  • 89 reads
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Joseph Contorinis Indictment -- November 6 2009

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK - - - - - - - - - - - - - - x UNITED STATES OF AMERICA -v. - INDICTMENT JOSEPH CONTORINIS, 09 Cr. Defendant. ...
  • FINalternatives published this 11 / 06 / 2009
  • 140 reads
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Lee, Richard Choo-Beng Cooperation Agreement

b'ov 17 EKff. I {o-t 1:ef'. u.s. Department of Justice ~ d /(),/J, tJ? United States Attorney (l ~ S' J7I.. Southern District of New Yorl/=r :- r: CAffA The Silvio J. Mollo Buildin...
  • bess6159 published this 11 / 05 / 2009
  • 1,187 reads
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Insider Trading Probe Complaint

Approved: . 09 MAG, "< :~ 2438 REED M. BRODSKY MARC OLITT A'sal stan t; un i ted S t,p. te s, Attorneys :Sefore: HONORABLE THEODORE H. KATZ United States Magistrate...
  • bess6159 published this 11 / 05 / 2009
  • 331 reads
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Galleon Letter to Investors -- Sept. 2009

Galleon letter to investors from September 2009.
  • FINalternatives published this 11 / 04 / 2009
  • 57 reads
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Transcript of Raj Rajaratnam Magistrate Hearing on Oct. 16

The transcript of the initial magistrate hearing for Raj Rajaratnam and Anil Kumar on Oct. 16, 2009.
  • DealBook published this 11 / 04 / 2009
  • 233 reads
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S.E.C. Lawsuit Alleging Insider Trading Against Galleon Group, et al

From DealBook: The S.E.C.'s civil lawsuit alleging insider trading against the Galleon Group, its founder and other individuals.
  • DealBook published this 10 / 21 / 2009
  • 1,338 reads
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Criminal Complaint Against Supporter of Tamil Tigers

Criminal complaint against Karunakaran Kandasamy for funneling money to the Tamil Tigers, otherwise known as the LTTE. Raj Rajaratnam, a billionaire hedge fund manager arrested in 2009 for insider ...
  • DealBook published this 10 / 18 / 2009
  • 668 reads
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Insider Trading Lawsuit in Dell-Perot Deal

From DealBook: S.E.C. lawsuit against an employee of a firm linked to Perot Systems, alleging an $8.6 million insider-trading scheme related to the company's sale to Dell.
  • DealBook published this 09 / 23 / 2009
  • 882 reads
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Tape Reading -Using the Classical Tool to Decode the Market

This article show that how money can be hidden in the market when the stock keep moving downwards, and how bubble can be created when money is moving out from a stock when it price keep moving up...
  • akerstkh published this 08 / 03 / 2009
  • 639 reads
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