GAO was asked to examine a pandemic’s impact on Internet congestion and what actions can be and are being taken to address it, the adequacy of securities market organizations’ pandemic plans, and t...
This past July the SEC published a Compliance Alert summarizing issues found during recent examinations. The following ten discussion items address the top areas addressed by SEC staff in speeches ...
Revised version of the Review of Code of Corporate Governance published by the Securities and Exchange Commission of Nigeria. This version was uploaded to the SEC site (www.sec.gov.ng) on October 9...
37 Can.Bus.L.J. 388 (2002)
"The Canadian side of the Lloyd's litigation saga has made a round trip from Ontario to England and back. Following the insurance crisis of the last decade, litigation b...
Institutional Ownership, Tender Offers, and Long-Term Investments, a study by The Office of the Chief Economist Securities and Exchange Commission. April 19, 1985
This is an early release of the documentation that was supplied with the 18x Exciter Circuit Boards. The current Documentation is only available to board owners.
SEC Commission Office of Investigators: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme
As the WSJ points out, it is hard to come up with any description of the SEC t...
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BBernie Madoff: Inspector General's executive summary report on how the SEC fucked upernie Madoff: Inspector General's executive summary report on how the incompetent SEC fucked up big time.
On May 14, 2009 the U.S. Securities and Exchange Commission proposed rule amendments to strengthen safeguards on investor funds controlled by investment advisers. On September 2, 2009 I submitted a...