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Fabrication and Design of Resonant Microdevices
Fabrication and Design of Resonant Microdevices
Fabrication and Design of Resonant Microdevices
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Fabrication and Design of Resonant Microdevices

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This book discusses the main issues of fabrication and design, and applications of micromachined resonant devices, including techniques commonly used for processing the output signal of resonant micro-electro-mechanical systems (MEMS). Concepts of resonance are introduced, with an overview of fabrication techniques for micromachined devices – important to understand as design options will depend on how the device will be fabricated. Also explained: excitation and signal detection methods; an analytic model of device behavior (a valuable design tool); numerical simulation techniques; issues of damping and noise for resonant MEMS; electronic interfacing; packaging issues; and numerous examples of resonant MEMS from academia and industry.
  • Offers numerous academic and industrial examples of resonant MEMS
  • Provides an analytic model of device behaviour
  • Explains two-port systems in detail
  • Devotes ample space to excitation and signal detection methods
  • Covers issues of damping and noise for resonant MEMS, two topics of particular importance for high-Q devices
LanguageEnglish
Release dateOct 20, 2008
ISBN9780815519713
Fabrication and Design of Resonant Microdevices

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    Fabrication and Design of Resonant Microdevices - Behraad Bahreyni

    2008

    Introduction

    Microengineering refers to the practice and technology of making three dimensional structures and devices with dimensions on the order of less than a micrometre to a few millimetres. Micromachining is the name for the techniques used to produce the structures and moving parts of microengineered devices.

    Microelectromechanical Systems (MEMS) contain tiny mechanical elements that are often produced with microfabrication techniques. The biggest advantage here is not necessarily that the system can be miniaturised but it is the mass-production of thousands of mechanical devices with the aid of techniques that have been used to fabricate complex microchips. As a result, the price of individual components can be reduced significantly, as has happened with integrated circuits.

    A microsystem may be constructed from parts produced using different technologies on different substrates connected together (i.e., a hybrid system). Alternatively, all components of a system could be constructed on a single substrate using one technology (i.e., a monolithic system). Hybrid systems have the advantage that the most appropriate technologies for each component can be selected to optimise the system performance. This will often lead to a shorter development time since microfabrication techniques for each component may already exist and compromises will not have to be made for compatibility. Monolithic devices on the other hand, are more compact than hybrid devices and can be more reliable (e.g., fewer interconnections that can go wrong). Moreover, once the fabrication process has been developed, monolithic devices can be manufactured more cheaply since less assembly is required.

    1.1 Resonance

    Resonance is a dynamic behaviour that is observed when certain systems are excited properly. In general, these systems exhibit an amplified response to their input when the frequency of the excitation is equal to the resonant frequency(ies) of the system, thanks to a more efficient transfer of the energy from the excitation source to the structure. The damping of the excitation energy is an important issue when considering the dynamic behaviour of a system whether the resonant response is desired or should be avoided. Familiar examples of resonant response of mechanical systems include vibrations of guitar strings when stroked, oscillations of a mass attached to a spring after an initial displacement, generation of sound waves when rubbing the edge of a wine glass, and movements of a clock pendulum. In case of large scale mechanical structures, it is generally desired to avoid resonance as it often causes accelerated fatigue and eventually failure of the structure. Destruction of the bridge at Tacoma Narrows in November 1940 due to wind is an infamous example of destructive effects of resonance at large scales. To avoid such disasters, the structural designers try to damp the resonant response of the system by including proper energy dissipating mechanisms in the design. Common examples of resonance electrical systems include RLC circuits and microwave cavities. Unwanted electrical resonance is the cause of ringing in the step response of electrical systems and in some cases may lead to instabilities.

    1.2 Frequency and Time Response of Resonators

    An example of the amplitude response of an underdamped system (to be defined shortly) with multiple resonant frequencies is shown in Fig. 1.1. The resonance behaviour of a system around its resonant frequency can in most cases be approximated as the response of an underdamped second order system. An ideal resonance behaviour produces a peak in amplitude response and a −180° phase shift in phase response around the resonant frequency of the system. The amount of damping in the system determines how sharp these transitions are. Both the amplitude and phase response of a system can be used to analyse the system behaviour around resonance.

    Figure 1.1 Amplitude response of a system with multiple resonant frequencies.

    Let us consider a simple mass-damper-spring system as an example. Assume that x is the displacement of the mass due to excitation force F applied to the mass (see Fig. 1.2). Using Newton’s laws of motion, the differential equation describing the system response is:

    Figure 1.2 A mass-spring-damper system.

    where M, ζ, and K are the mass, damping coefficient, and spring constant, respectively. The system transfer function is:

    where F(s) and X(s) are the Laplace transforms of the F(t) and x(t), respectively. The natural frequencies of the system, or system poles, are the roots of the denominator of the system transfer function¹:

    There are three possible scenarios for physical systems depending on the values of M, ζ, and K:

    (a) ζ² − 4MK > 0: The system poles are two negative real numbers and the system is said to be overdamped;

    (b) ζ² − 4MK = 0: The system poles are equal to each other and are negative real numbers. The system is called criticallydamped;

    (c) ζ² − 4MK < 0: The system poles are complex conjugates with negative real parts and the system is underdamped.

    Resonant devices are underdamped systems, and therefore, only this case is considered here. Two important parameters are often used when addressing the performance of a second order resonant device ²: resonant frequency and quality factor. Resonant frequency, ωr, is the frequency at which the system output reaches a maximum for a constant drive signal amplitude. Quality factor is a measure of the amount of losses during resonator operation and is defined as:

    The relationship between the resonant frequency and the undamped natural frequency (i.e., imaginary part of system poles for ζ = 0), ω0, of a second order system is:

    Most micromachined resonators have large quality factors. Therefore, the resonant frequencies of these devices are nearly identical to their undamped natural frequencies and are often used interchangeably in literature.

    The quality factor of such a second order mechanical resonator is given by:

    The system transfer function can now be rewritten in a more general way as:

    where A = 1/M = ω0/ζQ is a constant.

    The frequency response of the system can be found by setting s = jω in Eq. (1.7):

    (1.8)

    Fig. 1.3 illustrates the frequency responses of two systems with similar natural frequencies of ω0 = 1000 rad/sec but with different quality factors of 5 and 25.

    Figure 1.3 Amplitude and phase responses of two resonators with quality factors of 5 and 25 and identical resonant frequencies of ω0 = 1000 rad/sec.

    It is instructive to investigate the system behaviour at two important frequencies: ω = 0 and ω = ω0. At very low frequencies as ω approaches 0, it follows from the above relationships that |H(jω)| ≈ A/ω²0 = 1/K and ∠H(jω) ≈ 0. On the other hand, at resonance where ω = ω0, one can see that |H(jω)| = QA/ω²0 = Q/K and ∠H(jω) = -90°. The fact that a resonator has an amplified response at its resonant frequency is the main reason for their adaptation as frequency selectors or sensitive sensing elements.

    The quality factor of a resonator can be estimated using the amplitude or phase response of the device versus frequency:

    where Δf−3dB is the bandwidth around the resonant frequency of the device where the signal amplitude drops by −3 dB and ∠H() is the argument (i.e., phase) of the transfer function of the resonator. It can also be shown that the resonant frequency is the geometrical mean of −3 dB frequencies³.

    We can use the system transfer function from Eq. (1.7) to find the step response of the system⁴:

    As examples, the step response of one of resonators with output spectrum of Fig. 1.3 is shown in Fig. 1.4. The resonant frequency can be measured by calculating the period of the decaying sinusoidal wave. The quality factor of the resonators can be estimated from the time response as well: the amplitude of vibrations drops by a factor of e−1 (i.e., 37%) from its maximum value after Q/π cycles.

    Figure 1.4 The step response of a resonator with a Q of 25 and resonant frequency of ω0 = 1000 rad/sec.

    1.3 Micromachining and Scaling

    Scaling affects the performance of micromachined devices in various ways. For example, if all of the dimensions of a beam are shrunk by a constant factor, its spring constant decreases by the same factor while its mass reduces by the cube of that factor. Consequently, the deflections of the beam under its own weight becomes far smaller, even relative to the shrunk dimensions. Another aftermath of scaling in case of a beam is the increase in its resonant frequency by as much as the scaling factor. Scaling affects many of the other aspects of a device behaviour, its interaction with surroundings, and its response to point, surface, and body forces. As a result of these scaling effects, micromachined devices behave differently from their large scale counterparts [1–3]. For example, friction is often assumed to be proportional to the surface area between two objects which are rubbing past each other. However, due to the roughness of the surfaces, the actual contact area between two macro-scale objects is typically orders of magnitude smaller than their geometric areas (see Fig. 1.5). Micromachined structures and films, on the other hand, usually have very smooth surfaces, which translates into about a 1:1 ratio between the geometric and contact areas between two touching structures. Consequently, the friction forces are considerably larger compared to what might be expected from large-scale calculations. In fact, friction is an important cause of device failure for micromachined devices. Table 1.1 summarises some of the device and physical properties which are affected by scaling.

    Figure 1.5 Illustrating the difference between the effective contact area between two rough (left) and smooth (right) surfaces.

    Table 1.1 The Effect of Scaling by a Factor of α

    Failure of resonant systems is often a result of imperfections (i.e., defects) in the structural materials. Micromachined devices are significantly less prone to these imperfections thanks to their small dimensions and the random scatter of such defects across the bulk of the material. Nevertheless, a material defect can prevent the resonator from operating, cause permanent failure of a micromachined resonator after a number of cycles, or damp the resonator response to unacceptable

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