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**The Hartree-Fock approximation
**

The Hartree method is useful as an introduction to the solution of many-particle system and to the concepts of self-consistency and of the self-consistent-ﬁeld, but its importance is conﬁned to the history of physics. In fact the Hartree method is not just approximate: it is wrong, by construction, since its wave function is not antisymmetric! A better approach, that correctly takes into account the antisymmetric character of the the wave functions is the HartreeFock approach. The price to pay is the presence in the equations of a non local, and thus more complex, exchange potential.

7.1

Hartree-Fock method

Let us re-consider the Hartree wave function. The simple product: ψ(1, 2, . . . , N ) = φ1 (1)φ2 (2) . . . φN (N ) (7.1)

does not satisfy the principle of indistinguishability, because it is not an eigenstate of permutation operators. It is however possible to build an antisymmetric solution by introducing the following Slater determinant: 1 ψ(1, . . . , N ) = √ N! φ1 (1) . . . φ1 (N ) . . . . . . φN (1) . . . φN (N )

(7.2)

The exchange of two particles is equivalent to the exchange of two columns, which induces, due to the known properties of determinants, a change of sign. Note that if two rows are equal, the determinant is zero: all φi ’s must be diﬀerent. This demonstrates Pauli’s exclusion principle. two (or more) identical fermions cannot occupy the same state. Note that the single-electron orbitals φi are assumed to be orthonormal: φ∗ (1)φj (1)dv1 = δij i (7.3)

52

dvN = φ∗ (1) . φN (N ) dv1 . .7) is zero is i and j states are diﬀerent (the spin parts are not aﬀected by g12 and they are orthogonal if relative to diﬀerent spins). and: δ(σi . φ1 (N ) . sum over spin components” . once integrated.8) where σi is the spin of electron i. . dvN (7. F φ∗ (1) . σj )φj (1)φi (2)] dv1 dv2 i j 53 . . is very useful: ψ|F |ψ = 1 N! φ∗ (1) . φN (N ) dv1 .5) (as in the Hartree approximation). . and ψ| ij gij |ψ = ij φ∗ (1)φ∗ (2)g12 [φi (1)φj (2) − φj (1)φi (2)] dv1 dv2 i j (7.and two-electron operators: ψ| i fi |ψ = i φ∗ (1)f1 φi (1) dv1 i (7. Since a determinant for N electrons has N ! terms. . .13). Eq. are identical). If we assume that g12 depends only upon coordinates (as in Coulomb interaction) and not upon spin.6) can then be written as ψ| ij gij |ψ = ij φ∗ (1)φ∗ (2)g12 [φi (1)φj (2) − δ(σi .4) (by expanding the ﬁrst determinant. . φN (1) . Eq.(7. φ∗ (N ) 1 1 . From the above property it is immediate (and boring) to obtain the matrix elements for one. .6) The integrals implicitly include summation over spin components. . φ1 (N ) . the second term: φ∗ (1)φ∗ (2)g12 φj (1)φi (2) dv1 dv2 i j (7. φN (1) .9) + ij φ∗ (1)φ∗ (2)g12 [φi (1)φj (2) − δ(σi . .(6. . one gets N ! terms that. we need a way to write matrix elements between determinants on a ﬁnite paper surface. σj ) = 0 if σi = σj = 1 if σi = σj In summary: ψ|H|ψ = i φ∗ (1)f1 φi (1) dv1 i (7. It is convenient to move to a scheme in which the spin variables are not explicitly included in the orbital index. We follow the same path of Sec. φ∗ (N )F 1 N φ1 (1) . valid for any (symmetric) operator F and determinantal functions ψ and ψ .2) used to derive Hartree equations. The following property. φ∗ (N ) N N φ1 (1) . .where the “integral” on dv1 means as usual “integration on coordinates. σj )φj (1)φi (2)] dv1 dv2 i j (7. (6.

can be expressed. via the sum of eigenvectors of Eq.(7. of which only the lowestenergy N will be occupied by electrons. 2. (7.(6. due to the exchange term.g. minus a term compensating the double counting of Coulomb repulsion and of theexchange energy: E= k k − <jk> φ∗ (1)φ∗ (2)g12 [φk (1)φj (2) − δ(σj .9. The sum over index j runs only on occupied states. σj )φj (1)φk (2)] dv2 = j k φk (1) (7.11). k j (7. in explicit form. Eq. i.Now that we have the expectation value of the energy. on Slater’s book.13): 1. We re-write them under the form − ¯2 h 2me 2 1 φk (1) − 2 Zqe ˆ φk (1) + VH (1)φk (1) + (Vx φk )(1) = r1 k φk (1). Eqs. analogously to the Hartree case.13) 54 . Let us carefully observe the diﬀerences with respect to Hartree equations.11) has normally an inﬁnite number of solutions. the rest playing the role of excited states. 7.1 Coulomb and exchange potentials Let us analyze the physical meaning of the Hartree-Fock equations.(7. φj with same spin are orthogonal. the case j = k yields a nonzero contribution only if the spins are diﬀerent. 7.12) Eq. j also includes the case j = k. a (triangular) matrix ij of Lagrange multipliers would be needed.10) or. We assume that we re dealing with such a case. It can be shown however (details e.e. for electrons j with same spin as that of k. Let us omit the details of the derivation and move to the ﬁnal Hartree-Fock equations: f1 φk (1) + j φ∗ (2)g12 [φk (1)φj (2) − δ(σk . In principle we must impose normalization constraints such that not only all φi stay normalized (as we did in the derivation of Hartree’s equation) but also all pairs φi .1.. there is an additional exchange term 3. σk )φj (1)φk (2)] dv1 dv2 . Quantum theory of matter) that it is always possible to ﬁnd a transformation to a solution in which the matrix of Lagrange multipliers is diagonal. we can apply the variational principle. σj )φk (2)φj (1)] dv2 = The energy of the system.11) k φk (1) − δ(σk . − h ¯2 2me 2 1 φk (1) 2 Zqe φk (1) + r1 2 qe [φj (2)φk (1) r12 − φ∗ (2) j j (7.

because the only physical quantity that it measures is our inability to ﬁnd the exact solution! 1 55 . but not negligible.1 The origin of the name comes from the fact that the Hartree-Fock approximation misses part of the ”electron correlation”: the eﬀects of an electron on all others. because electrons try to ”avoid” each other. σj ) φ∗ (2) j 2 qe φk (2)φj (1) dv2 r12 (7. The Hartree potential is the same for all orbitals: VH (1) = j φ∗ (2) j 2 qe φj (2)dv2 ≡ r12 ρ(2) 2 qe dv2 .14) where we have introduce the charge density ρ(2) = j φ∗ (2)φj (2)..dvN . Vx (1. The energy diﬀerence between the exact and HartreeFock solution is known as correlation energy. r2 ) to ﬁnd an electron at distance r1 and one as distance r2 from the origin is not simply equal to p(r1 )p(r2 ). An obvious way to improve upon the Hartree-Fock results consists in allowing contributions from other Slater determinants to the wave function. Its practical application requires a sophisticated ”technology” to choose among the enormous Feynman called it stupidity energy.where we have introduced a ”Hartree potential” VH (it is not the same as in the Hartree equations!) and an ”exchange potential” Vx . that is. ρ(1) = N The exchange term: ˆ (Vx φk )(1) = − j |Ψ(1. This is present in HartreeFock via the exchange and electrostatic interactions. r12 (7.18) 7.15) We can verify that ρ(1) is equal to the probability to ﬁnd an electron in (1). .. The correlation energy in the case of He atom is about 0. This is the essence of the “conﬁguration interaction” (CI) method.. 2. It has instead a form like ˆ (Vx φ)(1) ≡ typical of a non local interaction.084 Ry: a small quantity relative to the energy (∼ 1.. This is in general not true. For instance. more subtle eﬀects are not accounted for. because they require a more general form of the wave function. N )|2 dv2 . (7. the probability P (r1 .16) δ(σk . j (7.2 Correlation energy The Hartree-Fock solution is not exact: it would be if the system under study were described by a wave function having the form of a Slater determinant. 2)φk (2)dv2 (7. where VH (1) comes from an integration over variable 2.17) does not have the simple form of the Hartree potential: VH (1)φk (1).1.5%).

Eq. Other. In fact. multiplied by spin functions of opposite spin.(6. i. the Hartree-Fock equations. For He. It is of 56 . is Density-Functional Theory (DFT). σ2 )φ1 (2)φ2 (1)] dv2 = 1 φ1 (1).3 The Helium atom The solution of Hartree-Fock equations in atoms also commonly uses the central ﬁeld approximation. in analogy with the variational method. MP. A completely diﬀerent approach. computationally very heavy. the two electrons have opposite spin and there is thus no exchange. In the following. k = 1. for the ground state is the same as the Hartree equation. reduce to − h ¯2 2me + 2 1 φ1 (1) − 2 Zqe φ1 (1) + r1 φ∗ (2) 1 2 qe [φ1 (2)φ1 (1) − φ1 (2)φ1 (1)] dv2 r12 1 φ1 (1) φ∗ (2) 2 2 qe [φ2 (2)φ1 (1) − δ(σ1 . is used in quantum chemistry to get high-precision results in small molecules. much used in condensed-matter physics. for each k there is a spin-up and a spin-down orbital. formed by a same function of r. This allows to factorize Eqs. This means that the Hartree-Fock equation. less heavy methods (the socalled Møller-Plesset. which produces equations that are reminiscent of Hartree-Fock equations. . and to classify the solution with the ”traditional” quantum numbers n.e. .2 Code: helium hf gauss The radial solution of Hartree-Fock equations is possible only for atoms or in some model systems. this will always be the case. Eq. In most cases the solution is found by expanding on a suitable basis set.(7.(7. . F is called the Fock operator.number of possible Slater determinants a subset of most signiﬁcant ones. − h ¯2 2me 2 1 φ1 (1) 2 Zqe q2 φ1 (1) + φ∗ (2) e [φ2 (2)φ1 (1) 2 r1 r12 −δ(σ1 . σ2 )φ1 (2)φ2 (1)] dv2 = r12 (7. 7. 7. . m. σ2 ) = 0) and occupy the same spherically symmetric orbital (that is: φ1 and φ2 are the same function.11) into a radial and an angular part. φ). .1.21) The index k labels the coordinate parts of the orbitals.20). Let us re-write the Hartree-Fock equation – for the restricted case.19) Since the integrand in the ﬁrst integral is zero. Eq. Such technique. In general. no total spin – in the following form: Fφk = k φk . approaches) rely on perturbation theory to yield a rather good estimate of correlation energy. − (7.20) In the ground state. one speaks of Restricted Hartree-Fock (RHF) for the frequent case in which all orbitals are present in pairs. N/2 (7. the two electrons have opposite spin (δ(σ1 .11).(7.19).

24). depends upon its own eigenvectors. then the same set of Gaussians with rescaled coeﬃcients.25) the sum over states between parentheses in Eq. i l (7. . The basic ingredients are the same as in code hydrogen gauss (for the calculation of single-electron matrix elements and for matrix diagonalization) and helium gauss (for matrix elements of Coulomb repulsion between electrons). We ﬁnd the Rothaan-Hartree-Fock equations: F c(k) = (k) (k) (k) (k) k Sc (7. (7. Start with the 3 or 4 Gaussian basis set used for Hydrogen.(7. The two terms in the second parentheses come respectively from the Hartree and the exchange potentials. Sij = bi |bj . with no special trick or algorithm. a generalized diagonalization is performed at each step). 2 (7.24) where.23) that after some algebra can be written as N/2 k=1 (k)∗ cl c(k) m Fij = fij + l m 2 1 gijlm − giljm . i gijlm = b∗ (r1 )bj (r1 )g12 b∗ (r2 )bm (r2 )dr1 dr2 . using a basis set of S Gaussians.c 57 .it/%7Egiannozz/Corsi/MQ/Software/C/helium hf gauss.uniud. cN ) is the vector of the expansion coeﬃcients.2. Code helium hf gauss. .e.(7. . The problem of Eq. The self-consistent procedure is even simpler than in code helium hf radial: at each step.c3 ) solves Hartree-Fock equations for the ground state of He atom.uniud.ﬁsica. for a non-orthonormal basis.f902 (or helium hf gauss.24) is called density matrix.f90 http://www. with the notations introduced in this chapter: fij = b∗ (r1 )f1 bj (r1 )dr1 . You may take the energy given by helium hf radial as the reference.(7. It is however possible to reconduct the solution to a selfconsistent procedure. Let us look now for a solution under the form of an expansion on a basis of functions: (k) φk (r) = i ci bi (r). S is the superposition matrix. until energy converges within a given numerical threshold. c2 . i. in which at each step a ﬁxed matrix is diagonalized (or. 7.6875 (see Sect. since the Fock matrix. F is the matrix of the Fock operator on the basis set functions: Fij = bi |F|bj .2).it/%7Egiannozz/Corsi/MQ/Software/F90/helium hf gauss. 2 3 http://www.course a non-local operator which depends upon the orbitals φk . Eq. .22) where c(k) = (c1 .1 Laboratory • Observe how the ground-state energy changes as a function of the number of Gaussians and of their coeﬃcients.22) is more complex than a normal secular problem solvable by diagonalization.ﬁsica. C. the Fock matrix is re-calculated using the density matrix at the preceding step. such that they ﬁt a Slater 1s orbital for He+ (Z = 2) and for a Hydrogen-like atom with Z = 1.

216677 a.• Write to ﬁle the 1s orbital (borrow the relative code from hydrogen gauss). α3 = 5. Compare it with – the 1s Slater orbital for Z = 1. α4 = 38. plot it.749982. with coeﬃcients: α1 = 0.u.. Z = 1.236745.297104. and – the 1s orbital from code helium hf radial. 58 . Z = 2. Beware: there is a factor between the orbitals calculated with radial integration and with a Gaussian basis set: which factor and why? • Try the following optimized basis set with four Gaussians. α2 = 1.6875.

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