FR Y-9C

OMB Number 7100-0128
Approval expires March 31, 2014

Board of Gov e rnors of the Fe de ral Re se rv e Syste m

1

Consolidated Financial Statements for
Bank Holding Companies—FR Y-9C
Report at the close of business as of the last calendar day of the quarter
This Report is required by law: Section 5(c) of the Bank Holding Company
Act (12 U.S.C. 1844) and Section 225.5(b) of Regulation Y [12 CFR
225.5(b)].
This report form is to be filed by bank holding companies with total
consolidated assets of $500 million or more. In addition, bank holding
companies meeting certain criteria must file this report (FR Y-9C)
regardless of size. See page 1 of the general instructions for further
information.

NOTE: Each bank holding company's board of directors and senior
management are responsible for establishing and maintaining an effective
system of internal control, including controls over the Consolidated
Financial Statements for Bank Holding Companies. The Consolidated
Financial Statements for Bank Holding Companies are to be prepared in
accordance with instructions provided by the Federal Reserve System. The
Consolidated Financial Statements for Bank Holding Companies must be
signed and attested by the Chief Financial Officer (CFO) of the reporting
bank holding company (or by the individual performing this equivalent
function).

However, when such bank holding companies own or control, or are owned
or controlled by, other bank holding companies, only the top-tier holding
company must file this report for the consolidated holding company
organization. The Federal Reserve may not conduct or sponsor, and an
organization (or a person) is not required to respond to, a collection of
information unless it displays a currently valid OMB control number.

Date of Report:

June 30, 2012
Month / Date / Year (BHCK 9999)

I, the undersigned CFO (or equivalent) of the named bank holding
company, attest that the Consolidated Financial Statements for Bank
Holding Companies (including the supporting schedules) for this report
date have been prepared in conformance with the instructions issued by
the Federal Reserve System and are true and correct to the best of my
knowledge and belief.

Michael G. O Grady

Northern Trust Corporation

Printed Name of Chief Financial Officer (or Equivalent) (BHCK C490)

Legal Title of Bank Holding Company (TEXT 9010)

Signature of Chief Financial Officer (or Equivalent)

(Mailing Address of the Bank Holding Company) Street / P.O. Box (TEXT 9110)

50 South LaSalle Street
08/09/2012

Chicago

Date of Signature (MM/DD/YYYY) (BHTX J196)

City (TEXT 9130)

IL
State (TEXT 9200)

60603Zip Code (TEXT 9220)

Bank holding companies must maintain in their files a manually signed and attested printout of the data submitted.
Person to whom questions about this report should be directed:
Matthew A. Reece/Senior Vice President
Name / Title (BHTX 8901)

For Federal Reserv e Bank Use Only

312-557-9735

RSSD ID
C.I.

Area Code / Phone Number (BHTX 8902)

S.F.

312-630-6107
Area Code / FAX Number (BHTX 9116)

mar30@ntrs.com
E-mail Address of Contact (BHTX 4086)
Public reporting burden for this information collection is estimated to vary from 5.0 to 1,250 hours per response, with an average of 45.0 hours per response, including time to gather and maintain data in the required
form and to review instructions and complete the information collection. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden, may
be sent to Secretary, Board of Governors of the Federal Reserve System. Washington, D.C. 20551, and to the Office of Management and Budget, Paperwork Reduction Project (7100-0128), Washington, D.C. 20503.

June 2012 FR Y-9C

Northern Trust Corporation - ID RSSD# 0001199611

Printed: 08/09/2012 - 03:38 pm

Schedule HI

2

Report of Income for Bank Holding Companies
Report all Schedules of the Report of Income on a calendar year-to-date basis.

Schedule HI—Consolidated Income Statement

For Federal Reserve Bank Use Only
RSSD ID ______________________
S.F. ___________

Dollar Amounts in Thousands
1. Interest income
a. Interest and fee income on loans:
(1) In domestic offices:
(a) Loans secured by 1-4 family residential properties ...........................................................................
(b) All other loans secured by real estate ...............................................................................................
(c) All other loans ....................................................................................................................................
(2) In foreign offices, Edge and Agreement subsidiaries, and IBFs .............................................................
b. Income from lease financing receivables ....................................................................................................
c. Interest income on balances due from depository institutions ( 1 ) ..............................................................
d. Interest and dividend income on securities:
(1) U.S. Treasury securities and U.S. government agency obligations (excluding MBS) ............................
(2) Mortgage-backed securities ...................................................................................................................
(3) All other securities ..................................................................................................................................
e. Interest income from trading assets ............................................................................................................
f. Interest income on federal funds sold and securities purchased under agreements to resell ...................
g. Other interest income ..................................................................................................................................
h. Total interest income (sum of items 1.a through 1.g) ..................................................................................
2. Interest expense
a. Interest on deposits:
(1) In domestic offices:
(a) Time deposits of $100,000 or more ....................................................................................................
(b) Time deposits of less than $100,000 .................................................................................................
(c) Other deposits ....................................................................................................................................
(2) In foreign offices, Edge and Agreement subsidiaries, and IBFs .............................................................
b. Expense on federal funds purchased and securities sold under agreements to repurchase ...................
c. Interest on trading liabilities and other borrow ed money (excluding subordinated notes & debentures) ...
d. Interest on subordinated notes and debentures and on mandatory convertible securities ........................
e. Other interest expense ................................................................................................................................
f. Total interest expense (sum of items 2.a through 2.e) ................................................................................
3. Net interest income (item 1.h minus item 2.f) ..................................................................................................
4. Provision for loan and lease losses (from Schedule HI-B, part II, item 5) .......................................................
5. Noninterest income:
a. Income from fiduciary activities ...................................................................................................................
b. Service charges on deposit accounts in domestic offices .........................................................................
c. Trading revenue ( 2 ) ....................................................................................................................................
d.
(1) Fees and commissions from securities brokerage .................................................................................
(2) Investment banking, advisory, and underw riting fees and commissions ...............................................
(3) Fees and commissions from annuity sales .............................................................................................
(4) Underw riting income from insurance and reinsurance activities ...........................................................
(5) Income from other insurance activities ...................................................................................................
e. Venture capital revenue ..............................................................................................................................
f. Net servicing fees .......................................................................................................................................
g. Net securitization income .............................................................................................................................

Bil

Mil Thou

BHCK4435
BHCK4436
BHCKF821
BHCK4059
BHCK4065
BHCK4115

194,965
73,112
126,179
16,101
12,903
108,564

1.a.(1)(a)
1.a.(1)(b)
1.a.(1)(c)
1.a.(2)
1.b.
1.c.

BHCKB488
BHCKB489
BHCK4060
BHCK4069
BHCK4020
BHCK4518
BHCK4107

38,069
49,457
40,946
43
188
2,082
662,609

1.d.(1)
1.d.(2)
1.d.(3)
1.e.
1.f.
1.g.
1.h.

BHCKA517
BHCKA518
BHCK6761
BHCK4172
BHCK4180
BHCK4185
BHCK4397
BHCK4398
BHCK4073
BHCK4074
BHCK4230

9,107
1,191
10,211
58,591
1,133
54,637
15,677
1,500
152,047
510,562
14,556

2.a.(1)(a)
2.a.(1)(b)
2.a.(1)(c)
2.a.(2)
2.b.
2.c.
2.d.
2.e.
2.f.
3.
4.

BHCK4070
BHCK4483
BHCKA220

1,181,015
39,671
156,959

BHCKC886
BHCKC888
BHCKC887
BHCKC386
BHCKC387
BHCKB491
BHCKB492
BHCKB493

167
0
0
0
0
0
0
0

5.a.
5.b.
5.c.
5.d.(1)
5.d.(2)
5.d.(3)
5.d.(4)
5.d.(5)
5.e.
5.f.
5.g.

(1) Includes interest income on time certificates of deposit not held for trading.
(2) For BHCs required to complete HI, memoranda item 9, trading revenue reported in HI.5.c. must equal the sum of memoranda items 9.a through 9.e.

June 2012 FR Y-9C

Northern Trust Corporation - ID RSSD# 0001199611

Printed: 08/09/2012 - 03:38 pm

Schedule HI

3

Schedule HI—Continued
Dollar Amounts in Thousands
h.
i.
j.
k.
l.
m.

Not applicable
Net gains (losses) on sales of loans and leases .....................................................................................
Net gains (losses) on sales of other real estate ow ned ..........................................................................
Net gains (losses) on sales of other assets (excluding securities) .........................................................
Other noninterest income ( 3 ) ...................................................................................................................
Total noninterest income (sum of items 5.a through 5.l) ...........................................................................

Bil

Mil Thou

BHCK8560
BHCK8561
BHCKB496
BHCKB497
BHCK4079

0
102
212
67,205
1,445,331

5.i.
5.j.
5.k.
5.l.
5.m.

BHCK3521
BHCK3196

0
(2,051)

6.a.
6.b.

BHCK4135

768,346

7.a.

BHCK4217

134,938

7.b.

BHCKC216
BHCKC232
BHCK4092
BHCK4093

0
9,785
523,241
1,436,310

BHCK4301
BHCK4302
BHCK4300
BHCK4320

502,976
162,211
340,765
0

8.
9.
10.
11.

BHCKG104

340,765

12.

BHCKG103
BHCK4340

0
340,765

13.
14.

6.
a. Realized gains (losses) on held-to-maturity securities .............................................................................
b. Realized gains (losses) on available-for-sale securities ..........................................................................
7. Noninterest expense:
a. Salaries and employee benefits ................................................................................................................
b. Expense on premises and fixed assets (net of rental income) (excluding salaries and employee
benefits and mortgage interest) ................................................................................................................
c.
(1) Goodw ill impairment losses ..................................................................................................................
(2) Amortization expense and impairment for other intangible assets ......................................................
d. Other noninterest expense ( 4 ) ................................................................................................................
e. Total noninterest expense (sum of items 7.a through 7.d) .......................................................................
8. Income (loss) before income taxes and extraordinary items, and other adjustments (sum of items 3, 5.m,
6.a, and 6.b minus items 4 and 7.e) ..............................................................................................................
9. Applicable income taxes (foreign and domestic) .........................................................................................
10. Income (loss) before extraordinary items and other adjustments (item 8 minus item 9) ..............................
11. Extraordinary items and other adjustments, net of income taxes ( 5 ) ..........................................................
12. Net income (loss) attributable to bank holding company and noncontrolling (minority) interests (sum of
items 10 and 11) ...........................................................................................................................................
13. LESS: Net income (loss) attributable to noncontrolling (minority) interests (if net income, report as a
positive value; if net loss, report as a negative value) .................................................................................
14. Net income (loss) attributable to bank holding company (item 12 minus item 13) .........................................

7.c.(1)
7.c.(2)
7.d.
7.e.

Memoranda
Dollar Amounts in Thousands
1. Net interest income (item 3 above) on a fully taxable equivalent basis ........................................................
2. Net income before income taxes, extraordinary items, and other adjustments (Item 8 above) on a fully
taxable equivalent basis ...............................................................................................................................
3. Income on tax-exempt loans and leases to states and political subdivisions in the U.S. (included in
Schedule HI, items 1.a and 1.b, above) ........................................................................................................
4. Income on tax-exempt securities issued by states and political subdivisions in the U.S. (included in
Schedule HI, item 1.d(3), above) ..................................................................................................................
5. Number of full-time equivalent employees at end of current period (round to nearest w hole number) .......
6. Other noninterest income (from schedule HI, 5.l above) (only report amounts greater than $25,000 that
exceed 3% of Schedule HI, item 5.l):
a. Income and fees from the printing and sale of checks .............................................................................
b. Earnings on/increase in value of cash surrender value of life insurance ................................................
c. Income and fees from automated teller machines (ATMs) .......................................................................
d. Rent and other income from other real estate ow ned ..............................................................................
e. Safe deposit box rent ...............................................................................................................................
f. Net change in the fair values of financial instruments accounted for under a fair value option ..............

(3) See Schedule HI, memoranda item 6
(4) See Schedule HI, memoranda item 7.
(5) Describe on Schedule HI, memoranda item 8.

Bil

Mil Thou

BHCK4519

530,556

M.1.

BHCK4592

523,081

M.2.

BHCK4313

1,588

M.3.

BHCK4507
BHCK4150

9,734
13986

M.4.
M.5.

BHCKC013
BHCKC014
BHCKC016
BHCK4042
BHCKC015
BHCKF229

0
0
0
0
0
0

M.6.a.
M.6.b.
M.6.c.
M.6.d.
M.6.e.
M.6.f.

a..7....6............... Postage .........(1) M...k.....................528 46..........................7..............a...... M..... TEXT8563 Letter of credit fees k..... Commodity and other exposures .....................8.... h..................................................................6........ Memorandum items 9.......................7..........g are to b e completed b y b ank holding companies with $100 b illion or more in total assets that are required to complete Schedule HI............. M...6........... Interest rate exposures ....... TEXT8566 Subcustodian and depository fee expense n........... BHCK3571 M. (1) The asset size test is generally based on the total assets reported as of June 30............ Impact on trading revenue of changes in the creditw orthiness of the bank holding company's derivatives counterparties on the bank holding company's derivative assets (included in Memorandum items 9...... 2011..8...............(2) BHCK8757 BHCK8758 BHCK8759 BHCK8760 BHCKF186 35......... Foreign exchange exposures ............b......................g.........d above) (only report amounts greater than $25..................800 0 0 0 0 0 0 0 0 0 124.........e must equal Schedule HI............................................................(1) M........................a through 9......8............................... M......(2) BHCK3575 M.... k...................... g........................c........................k.................. BHCKK090 N/A M....7............ b..............g...........7........................................................9...7...8...................... item 7.............h.... Legal fees and expenses .. TEXT8567 8....... 0 BHCK3572 b.................................................7........ M...... ( 1 Bil Mil Thou BHCKF555 BHCKJ447 BHCK8562 BHCK8563 BHCK8564 0 0 31.............. ) f.................526 17...... Printing.... BHCKC017 BHCK0497 BHCK4136 BHCKC018 BHCK8403 BHCK4141 BHCK4146 BHCKF556 BHCKF557 BHCKF558 BHCKF559 BHCK8565 BHCK8566 BHCK8567 0 25..................................695 121........a through 9.................e...............................................June 2012 FR Y-9C Northern Trust Corporation .e above) .............i.......... M............... Directors' fees ..........c...........................f.........(2) BHCK3573 M. b........ Memoranda items 9...... M............ Extraordinary items and other adjustments (from Schedule HI............ and supplies ....... M.a through 9... l..f and 9..... 7..............................132 5.................037 M....l................ (1) TEXT3571 (2) Applicable income tax effect ......... M. M..................... (1) TEXT3575 (2) Applicable income tax effect .......................................9........................... Gains on bargain purchases .. M................. Data processing expenses .. M.........................................f............ h............. TEXT8565 Computer softw are amortization expense m............................8......... M..............................................7.........d.........................j..........264 0 0 0 M.... Automated teller machine (ATM) and interchange expenses ..................a.... TEXT8564 Trust deposit rel fees 7. e..............a through 9.....7.......................... Consulting and advisory expenses ....7........ID RSSD# 0001199611 Printed: 08/09/2012 ....... 0 BHCK3574 c...d): a.) Memorandum items 9...... M.. M................. g..............a) of $2 million or more for any quarter of the preceding calendar year: a. i..... item 11) (itemize all extraordinary items and other adjustments): a.... stationery.... M....... BHCKK094 N/A M................7...(1) M.d............. M.... 0 BHCK3576 9........... Bank card and credit card interchange fees .......................c.........823 M................7................................................................j..................a........03:38 pm Schedule HI 4 Schedule HI—Continued Memoranda—Continued Dollar Amounts in Thousands g.............. item 4.......9..... M....................... M..........000 that exceed 3% of Schedule HI... i....6................... item 5...................................................................... Telecommunications expenses ..... Trading revenue (from cash instruments and derivative instruments) (Sum of items 9.... TEXT8562 Loan related fees j.i........... j........g................c........................................................h..........b................e are to b e completed b y b ank holding companies that reported average trading assets (Schedule HC-K.......... c...... d.......... Impact on trading revenue of changes in the creditw orthiness of the bank holding company on the bank holding company's derivative liabilities (included in items 9..b.......7.. c.........n......... (1) TEXT3573 (2) Applicable income tax effect .......................................................e....................... FDIC deposit insurance assessments ......9....................b.............. d................ M...........9.......8..e.........9............................ e. M......................... f................e above) ........... Credit exposures .......... Equity security and index exposures . Other noninterest expense (from schedule HI....7.6..........9..........................c................................................... Advertising and marketing expenses ...........m.....a through 9........... ..... M...... Accounting and auditing expenses . ab ove..........

...................12......................... BHCKF552 BHCKF553 BHCKF554 0 0 0 M................. ( 1 ) 12......................................... Bil M............................. Year-to-Date Memorandum item 16 is to b e completed b y b ank holding companies that are required to complete Schedule HC-C...... enter "0" for no) .... (1) Estimated net gains (losses) on liabilities attributable to changes in instrument-specific credit risk ....a... Net gains (losses) on credit derivatives held for trading .......... 17.........................(1) BHCKC409 15...102 0 M.... Stock-based employee compensation expense (net of tax effects) calculated for all aw ards under the fair value method . Does the reporting bank holding company have a Subchapter S election in effect for federal income tax purposes for the current tax year? (Enter "1" for yes......................June 2012 FR Y-9C Northern Trust Corporation ........ Net gains (losses) recognized in earnings on assets and liabilities that are reported at fair value under a fair value option: a...... Portion of losses recognized in other comprehensive income (before income taxes) .. 16................13...........................11.................. (1) The $1 billion asset size test is generally based on the total assets reported as of June 30........................c......................10....... 15.........................a is to b e completed b y b ank holding companies with $1 b illion or more in total assets........ Noncash income from negative amortization on closed-end loans secured by 1-4 family residential properties (included in Schedule HI..................17... Net impairment losses recognized in earnings (included in Schedule HI.....b......................b... Income from the sale and servicing of mutual funds and annuities (in domestic offices) ........b...ID RSSD# 0001199611 Printed: 08/09/2012 ................... Bil Mil Thou BHCKC889 BHCKC890 BHCKA251 0 (1.......... c...............12.........b............. BHCK8431 158. M.......... BHCKA530 NO Dollar Amounts in Thousands Memorandum item 14 is to b e completed b y b ank holding companies that have elected to account for assets and liab ilities under a fair value option... Memorandum item 12.16........................................................... a.............. b...............14. BHCKC242 BHCKC243 BHCKB983 0 0 0 M..a.......... Credit losses on derivatives (see instructions) ............................................................ 14...................................................14.b) ................. (1) Premiums on insurance related to the extension of credit ..................792 M.................................. Other-than-temporary impairment losses on held-to-maturity and available-for-sale debt securities: a......................... Net gains (losses) recognized in earnings on credit derivatives that economically hedge credit exposures held outside the trading account: a. b................ ... and expenses from insurance-related activities .a...03:38 pm 5 Schedule HI Schedule HI—Continued Memoranda—Continued Dollar Amounts in Thousands 10... Net gains (losses) on credit derivatives held for purposes other than trading ....................................... BHCKF228 M.. BHCKJ321 3.b) (Memorandum item 17..............14...566 M.......... M.....10......c...... (2) All other insurance premiums ........(1)(a)) ......b. Net gains (losses) on assets ......12................................(1) M...............14..a and 6................. items 6.....15..................... b............ c........ M. 2011.................. Net gains (losses) on liabilities ....(1) M....... Total other-than-temporary impairment losses ..... Mil Thou BHCKF551 0 M.................17.......... (1) Estimated net gains (losses) on loans attributable to changes in instrument-specific credit risk .(2) M.................. b.......... M............... Yes/No 13.....17....a minus Memorandum item 17...b and 6..................12. 11.......102 M...............a.. BHCKJ319 BHCKJ320 3.........................b..............................................826) 0 M.c....a..... Benefits............................................ Memorandum items 6..................... losses.... item 1........................a..........

.................. 14.ID RSSD# 0001199611 Printed: 08/09/2012 ............. Sale of common stock................................... 12.... Change in the offsetting debit to the liability for Employee Stock Ow nership Plan (ESOP) debt guaranteed by the bank holding company .................. 8. Net income (loss) attributable to bank holding company (must equal Schedule HI..........e............... 12.. LESS: Cash dividends declared on preferred stock .................. changes in accumulated net gains (losses) on cash flow hedges. Sale of perpetual preferred stock (excluding treasury stock transactions): a.......... 4............................................. and 11) ( must equal item 27....... 7... 14.............. 10................................ BHCT3210 7................. (1) Includes changes in net unrealized holding gains (losses) on available-for-sale securities. 4.795 71........... Changes incident to business combinations. Sale of treasury stock ....... 11............................................ Total bank holding company equity capital most recently reported for the end of previous calendar year (i............ 9.. 6................... 9.....b.................. Other adjustments to equity capital (not included above) ........................... 13................315 340...............a on Schedule HC) ...........a....................... BHCK3579 BHCK3580 BHCK4782 BHCK4783 BHCK4356 BHCK4598 BHCK4460 BHCKB511 0 17......... 5. BHCKB507 BHCKB508 BHCT4340 0 7....315 1.................. less items. Conversion or retirement of perpetual preferred stock ... 13........ LESS: Cash dividends declared on common stock ..................................................................... Bil Mil Thou BHCK3217 7......................... 9........................................................390................... net .............. 11. Other comprehensive income ( 1 ) ............... after adjustments from amended Reports of Income) .... BHCK3577 BHCK3578 0 0 5..................................................... 10....765 2..............117............ 8. 8.......b...............June 2012 FR Y-9C Northern Trust Corporation .................. item 14) ...................... 2.............292 15. 10...............738 34....a.......117...........382 0 0 140... BHCK4591 BHCK3581 0 0 13......... 7.............................................. Sale of perpetual preferred stock.................................. 3...... gross .. and 14................................ 5.............. foreign currency translation adjustments....................................... 3................................... 4... b............. Conversion or retirement of common stock ............ 12....... Balance end of previous calendar year as restated (sum of items 1 and 2) .............. 7....469 6....... and pension and other postretirement plan related changes other than net periodic benefit cost.......... 15............ LESS: Purchase of treasury stock .. Sale of common stock: a................182 50.................... Cumulative effect of changes in accounting principles and corrections of material accounting errors ............................................................................... Total bank holding company equity capital end of current period (sum of items 3...................... gross ..... ......... b...... 6....... 6..........................03:38 pm Schedule HI-A 6 Schedule HI-A—Changes in Bank Holding Company Equity Capital Dollar Amounts in Thousands 1........................ 5.............

...................................... Loans secured by real estate: a......800 139 1.....618 0 4....... Loans to depository institutions and acceptances of other banks: a.................. b........................... 6...(1) BHCKC893 BHCK3584 837 BHCKC894 0 BHCK3585 2................d..... 2........a....c.... All other leases .... 5............. 9............. c.................................. 1.............a........ 2.................... 1........ID RSSD# 0001199611 Printed: 08/09/2012 .................... Secured by nonfarm nonresidential properties in domestic offices: (1) Loans secured by ow ner-occupied nonfarm nonresidential properties . All other loans .542 8.......................... (2) Closed-end loans secured by 1-4 family residential properties in domestic offices: (a) Secured by first liens ........ open-end loans secured by 1-4 family residential properties and extended under lines of credit .... and other personal expenditures: a.. family......... 7........ Automobile loans ........... 7............S.. (Column A) Charge-offs: Calendar YTD (Column B) Recoveries: Calendar YTD BHCKC891 215 BHCKC892 47 1. b....... Loans to individuals for household.. f....... Credit cards .S......... (b) Secured by junior liens ......... Loans to finance agricultural production and other loans to farmers ..............120 BHCKC896 3..... b...... and revolving credit plans other than credit cards) .... .................. 8.....a..........012 0 1...................... and other land loans in domestic offices: (1) 1-4 family residential construction loans .... BHCK4645 BHCK4646 528 BHCK4617 0 BHCK4618 3............................. 4.... BHCKF185 BHCKC880 BHCK4635 0 BHCKF187 0 BHCKF188 30........ Leases to individuals for household............ addressees (domicile) .............c. land development................. Other consumer loans (includes single payment....... 4........... To U........ Construction.................(1) 1................(1) BHCKC234 BHCKC235 13.................................. Secured by 1-4 family residential properties in domestic offices: (1) Revolving.. installment............................... Commercial and industrial loans: a..........a.. c............................S..................... b.......512 BHCK4605 0 0 21................ In foreign offices .................. To U................ 3........... banks and other U............... all student loans............b...............f...03:38 pm Schedule HI-B 7 Schedule HI-B—Charge-Offs and Recoveries on Loans and Leases and Changes in Allowance for Loan and Lease Losses Dollar Amounts in Thousands I...... 5.....................a................ and other personal expenditures ...............S............................... addressees (domicile) ...b..........a. 6............. 3... d............(2)(a) 1........................ Charge -offs (1) and Re cove rie s on Loans and Le as e s (Fully Cons olidate d) 1................... 8...................... Lease financing receivables: a........ To foreign banks .......... BHCKK205 BHCK4643 BHCK4644 1.................................120 BHCKC898 0 BHCKB513 480 4......... 9............c......... BHCKB514 BHCKK129 0 BHCKB515 24 BHCKK133 0 7 5.... e.................June 2012 FR Y-9C Northern Trust Corporation ......b.. Secured by multifamily (5 or more) residential properties in domestic offices ......b............ Loans to foreign governments and official institutions ..c....... family.... depository institutions ..........975 BHCKC217 1............. (2) Loans secured by other nonfarm nonresidential properties .....(2) 1..............................................267 0 BHCK4653 BHCK4654 BHCK4655 0 BHCK4663 0 BHCK4664 0 BHCK4665 0 0 0 2...........655 BHCK5412 1......(2) 1.... Secured by farmland in domestic offices ........ BHCK5411 6..415 BHCK3589 287 BHCKC895 BHCKC897 BHCKB512 1....294 1.. (1) Include w rite-dow ns arising from transfers to a held-for-sale account.........281 5....... (2) Other construction loans and all land development and other land loans .............084 BHCKK206 0 BHCK4627 0 BHCK4628 310 0 5...... Total (sum of items 1 through 8) .......e.......(2)(b) BHCK3588 1..............539 BHCKC218 3............... b....b. To non-U..............e....................

....... Memorandum item 3 is to b e completed b y (1) b ank holding companies that................. 5... item 4........326 7.512 0 14...... BHCT3123 300...................... Less: Write-dow ns arising from transfers of loans to a held-for-sale account ..... 6............... column B.............. 2..... Balance at end of current period (sum of items 1......... Change s in allow ance for loan and le as e los s e s 1........... item 1.......................................... 4.June 2012 FR Y-9C Northern Trust Corporation ...... part I.........................2..... after adjustments from amended Reports of Income) ............ together with affiliated institutions...............795 21..........e....3..... Uncollectible retail credit card fees and finance charges reversed against income (i...... . column A above less Schedule HI-B........... 7.... item 4) ........................................ Provision for loan and lease losses (must equal Schedule HI....... not included in charge-offs against the allow ance for loan and lease losses) ...................... BHCKB522 BHCT4605 294.................................. 5..... Bil Mil Thou II................................. BHCKC388 Dollar Amounts in Thousands M............................... 6............... 4................ less items 3 and 4) (must equal Schedule HC............. 3.............. Loans secured by real estate to non-U.... Adjustments (see instructions for this schedule) ....... addressees (domicile) (included in Schedule HI-B.................... 2.......... LESS: Charge-offs (must equal Schedule HI-B. Loans to finance commercial real estate...03:38 pm Schedule HI-B 8 Schedule HI-B—Continued Memoranda Dollar Amounts in Thousands 1.......S.... item 9..........542 1. item 4) ....... part I................................ID RSSD# 0001199611 Printed: 08/09/2012 .... item 9.............. part I... BHCK4652 0 BHCK4662 0 M................. above) .................e. 5............... Balance most recently reported at end of previous year (i.............. items 4 and 7 above ..... Calendar YTD 3.............1.............. BHCKC079 BHCK5523 BHCT4230 BHCKC233 30. and 6.. Recoveries (must equal Schedule HI-B.... have outstanding credit card receivab les (as defined in the instructions) that exceed $500 million as of the report date or (2) b ank holding companies that on a consolidated b asis are credit card specialty holding companies (as defined in the instructions). above) ....... and land development activities (not secured by real estate) included in Schedule HI-B... 2.c) .................. part I.................. (Column A) Charge-offs: Calendar YTD (Column B) Recoveries: Calendar YTD BHCK5409 0 BHCK5410 0 M....556 (55) 3...... 2....... construction... part II....

....2........ BHCKC389 M...... BHCKC781 0 M......... item 7) .......03:38 pm Schedule HI-B 9 Schedule HI-B—Continued Memoranda Dollar Amounts in Thousands 1........ Separate valuation allow ance for uncollectable retail credit card fees and finance charges ...............June 2012 FR Y-9C Northern Trust Corporation .........4... BHCKC390 M... part II..... item 4................. part II. 3......... Bil BHCKC435 Mil Thou 0 M................... part II.....................3.... 2............... Amount of allow ance for loan and lease losses attributable to retail credit card fees and finance charges (included in Schedule HC. item 7 ..................... Memoranda items 2 and 3 are to b e completed b y (1) b ank holding companies that....... 4.c and Schedule HI-B. have outstanding credit card receivab les (as defined in the instructions) that exceed $500 million as of the report date or (2) b ank holding companies that on a consolidated b asis are credit card specialty holding companies (as defined in the instructions)........ together with affiliated institutions....... item 7.... above) ....1.. ..ID RSSD# 0001199611 Printed: 08/09/2012 ................ Amount of allow ance for post-acquisition cre dit losses on purchased cre dit-impaired loans accounted for in accordance w ith AICPA Statement of Position 03-3 (included in Schedule HI-B...... Allocated transfer risk reserve included in Schedule HI-B.. Memorandum item 4 is to b e completed b y all b ank holding companies............

........ 13................................................................. Net charge-offs ..f.... Total noninterest expense ... 5................................... provide on the lines below income statement information for any acquired company(ies) w ith aggregated assets of $10 billion or more or 5 percent of the reporting bank holding company's total consolidated assets as of the previous quarter-end...................................... Bil BHBC4107 BHBC4094 BHBC4218 BHBC4073 BHBC4421 BHBC4074 BHBC4230 BHBC4079 BHBC4070 BHBCA220 BHBCB490 BHBCB491 BHBCB493 BHBCB494 BHBC4091 BHBC4093 BHBC4135 BHBCC216 BHBC4301 BHBC4302 BHBC4484 BHBC4320 BHBC4340 BHBC4475 BHBC6061 BHBC4519 Mil Thou N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1...... b..................................... Venture capital revenue ............................................................................b........................ 4........... 2..... a...................................................................................................... advisory........... b..... 4........b................................. Total interest income .. 11.......................... 12............................... f...... 5.................... Insurance commissions and fees ........ a....................................... Information should be reported year-to-date of acquisition........................ 15........................................................ 15............................................................. 12......................... 5... 9.. 14........... Interest income on loans and leases .................. and underw riting fees and commissions .............. Extraordinary items...........June 2012 FR Y-9C Northern Trust Corporation ................ a....................................................... Net interest income (item 3 above) on a fully taxable equivalent basis . Realized gains (losses) on held-to-maturity and available-for-sale securities . Net income (loss) .................................. 5..............d.................................................. Provision for loan and lease losses ............................................................................ 5.... Income from fiduciary activities .......................... 3. brokerage...................... 2.......................... a......... Income (loss) before taxes........................................ Net interest income ....................b........ 7............ Total noninterest income ................................. Net securitization income ............. e.. Interest income on investment securities ..... Trading revenue ..................... Applicable income taxes .............. 1............................................... 7.................... 9.........................................................................................................................................................................a................a..c............................................... Noncontrolling (minority) interest ........................................................ 7.............................................................. 1.........e.......................... 6...................... Interest expense on deposits ............................. 8...... Investment banking......... extraordinary items. net of applicable income taxes and noncontrolling (minority) interest ...................03:38 pm Schedule IS .............................. w hichever is less............................. Total interest expense ............................................ 7.................................Note s -PFI 10 Notes to the Income Statement—Predecessor Financial Items For bank holding companies involved in a business combination(s) during the quarter............. c........ID RSSD# 0001199611 Printed: 08/09/2012 .................... 10................................................................................................................. 14.... 6.......................................... Cash dividends declared .................. d...... Salaries and employee benefits ......... 2............... 3...... 5.....................................a............a.............. Dollar Amounts in Thousands 1....................... Goodw ill impairment losses ........................ . 10......... 11............................. b....... 13........... 5.......................... and other adjustments ............... 8......................................... 5...................................................................................................................

TEXTB043 BHCKB043 7.June 2012 FR Y-9C Northern Trust Corporation . BHCKB044 8.03:38 pm Schedule IS . Exclude any transactions that have been separately disclosed under the reporting requirements specified in memoranda items 6 through 8 to Schedule HI. TEXTB046 BHCKB046 10. or on its quarterly reports to the Securities and Exchange Commission (SEC). The holding company's interest income for the quarter shows that increase which has been disclosed in the report to the stockholders and to the SEC. Also include any transactions which previously would have appeared as footnotes to Schedules HI through HI-B.Note s -Othe r 11 Notes to the Income Statement (Other) Enter in the lines provided below any additional information on specific line items on the income statement or to its schedules that the bank holding company wishes to explain. TEXTB042 7. 2. TEXT5354 5. BHCKB045 9. BHCK5353 3. item 1.a(1). that has been separately disclosed in the bank holding company's quarterly reports to its shareholders. in its press releases. BHCKB042 6. Example A bank holding company has received $1. HI. as well as a description of the additional information and the dollar amount (in thousands of dollars) associated with that disclosure.ID RSSD# 0001199611 Printed: 08/09/2012 . . the Consolidated Income Statement. TEXT5355 6. TEXTB044 9. TEXTB045 10. BHCK5354 4. Each additional piece of information disclosed should include the appropriate reference to schedule and item number. 8. BHCK5355 5. Recognition of interest payments on nonaccrual loans to XYZ country TEXT0000 Mil Thou 1350 Notes to the Income Statement (Other) Dollar Amounts in Thousands Bil Mil Thou 1. TEXT5353 4. Enter on the line item below the following information: Bil TEXT0000 Sch.35 million of back interest on loans and leases that are currently in nonaccrual status. TEXT5351 BHCK5351 1. TEXT5352 3.. BHCK5352 2.

TEXTB048 13.June 2012 FR Y-9C Northern Trust Corporation . TEXTB052 17. TEXTB055 20. BHCKB056 20. BHCKB052 16. TEXTB049 14. BHCKB048 12. BHCKB055 19.Note s -Othe r 12 Notes to the Income Statement (Other)—Continued Dollar Amounts in Thousands Bil Mil Thou 11.ID RSSD# 0001199611 Printed: 08/09/2012 . TEXTB051 16. BHCKB051 15. TEXTB050 15. 12. TEXTB054 19.03:38 pm Schedule IS . TEXTB056 . TEXTB047 BHCKB047 11. BHCKB050 14. BHCKB049 13. BHCKB053 17. TEXTB053 18. BHCKB054 18.

..... Direct and indirect investments in real estate ventures ...................................... BHCK0395 (2) In foreign offices....... Bil Mil Thou 3.311 0 4................ LESS: Allow ance for loan and lease losses ........................... BHCK2145 7... BHCK1754 b..c....... ___________ Name of Bank Holding Company Consolidated Financial Statements for Bank Holding Companies Report at the close of business June 30...........(1) 1...... BHCK2160 12............................................ 12............................................................. offices ...204 112..................................................a..............602.............................. 533.... Noninterest-bearing balances and currency and coin ( 1 ) ..........I.....................b............. 29...................... and IBFs ................b....... 5..........280 1....... 6.............................................b............... net of unearned income ..b.......S....... ........................... BHCK3656 10..........03:38 pm 13 Schedule HC Northern Trust Corporation For Federal Reserve Bank Use Only C............... BHCK2170 (1) Includes cash items in process of collection and unposted debits.......... Securities purchased under agreements to resell ( 3 ) ............. 10...................... Federal funds sold and securities purchased under agreements to resell: a...............................................c) ..255 8.............. Total assets (sum of items 1 through 11) ....... Other intangible assets (from Schedule HC-M) ............................. BHCK3545 6.....183 3....................... 7........................997 25.......799 94............ 11............... 9....326 BHCK3123 d. Investments in unconsolidated subsidiaries and associated companies .......... column D) ...........727 19........... net of unearned income and allow ance for loan and lease losses (item 4.. 5.................. BHCK3163 b...... Loans and lease financing receivables: a...... Premises and fixed assets (including capitalized leases) .. Held-to-maturity securities (from Schedule HC-B................ 18.......... 2012 Schedule HC—Consolidated Balance Sheet Dollar Amounts in Thousands As s e ts 1.......... BHCK5369 b............. BHCK0426 11..................a..... 8................ 2.... Goodw ill .................. Loans and leases................ 3.... Edge and Agreement subsidiaries..............................432.........June 2012 FR Y-9C Northern Trust Corporation ............ Federal funds sold in domestic offices ....................... 4........895 10.....a............................. BHCKB989 4....................985..... Securities: a.......b BHCKB529 minus 4.d..ID RSSD# 0001199611 Printed: 08/09/2012 ......... BHCK1773 3.......... BHCK0397 2........842............................................. BHCK2150 8.......................301....................804 461....... BHDMB987 b....................... Available-for-sale securities (from Schedule HC-B....... (2) Includes time certificates of deposit not held for trading................................567............. Other real estate ow ned (from Schedule HC-M) ...........................584 1...... Other assets (from Schedule HC-F) .......000 4.......455............a..........................535 3................. (3) Includes all securities resale agreements in domestic and foreign offices....... regardless of maturity.....031 BHCKB528 c....... 29..b.. 8.......................................522...418 2....... Trading assets (from Schedule HC-D) ............. 64 4...b....... column A) .. 300.........(2) 768. Interest-bearing balances: ( 2 ) (1) In U........................... Intangible assets: a.................. Cash and balances due from depository institutions: a... 4.........a....... Loans and leases held for sale ...029 26......................... BHCK2130 9.......... Loans and leases.................................. BHCK0081 b..705 871..................................

......................................039.................. (2) Interest-bearing ..................... 20....................... accumulated net gains (losses) on cash flow hedges............... time. 26............................................... b....a and 27............. and trust preferred securities issued by consolidated special purpose entities .........662) 26......307... b...................b.............390.........................021.........................044 16..............................a.............................. Edge and Agreement subsidiaries." (3) Includes all securities repurchase agreements in domestic and foreign offices regardless of maturity............... Total bank holding company equity capital (sum of items 23 through 26............619 995................ (4) Includes limited-life preferred stock and related surplus.........292 0 7.............. a... Other borrow ed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule HC-M) ............................ 23...... BHCK4062 1......240 BHCK3247 BHCKB530 BHCKA130 6.......... 29...... 25... Subordinated notes payable to unconsolidated trusts issuing trust preferred securities....................125) (241................... Total liabilities and equity capital (sum of items 21 and 28) ....... b... Surplus (exclude all surplus related to preferred stock) .. Noncontrolling (minority) interests in consolidated subsidiaries ........................................895 27.... BHCKC699 BHCK2750 BHCK2948 276........... b..292 94.... 24..................... Retained earnings .......000 232.... and accumulated defined benefit pension and other postretirement plan adjustments.. 25.a.. Deposits: a...... In domestic offices (from Schedule HC-E): (1) Noninterest-bearing ( 1 ) . Not applicable 19........................... (6) Includes treasury stock and unearned Employee Stock Ow nership Plan shares............a....................................June 2012 FR Y-9C Northern Trust Corporation .................................... 14..................... "Other borrow ed money.............. 21..... 28........... Total liabilities (sum of items 13 through 20) .. and IBFs: (1) Noninterest-bearing .. 22....373... Common stock (par value) .......................... ............488 38...603 19.................. Trading liabilities (from Schedule HC-D) ....... 26......................b.035 13................................... 17..502........................b.(1) 13.... BHCK3190 4............................ 15...................041 87................. Not applicable Equity Capital Bank Holding Com pany Equity Capital 23.. Other equity capital components ( 6 ) ....................... 27.b............................453....993 2.......(1) 13.... item 16.......... Perpetual preferred stock and related surplus ..............232......390............................................................................. 26......365....... b...................................220 (274... Subordinated notes and debentures ( 4 ) ... 20...b) ..355 14........... Total equity capital (sum of items 27................. a...... a............ 24.................. BHCK3210 BHCK3000 BHCKG105 BHCK3300 7...................... 14... Other liabilities (from Schedule HC-G) .......... cumulative foreign currency translation adjustments............................ Federal funds purchased and securities sold under agreements to repurchase: a....................... In foreign offices................................... Securities sold under agreements to repurchase ( 3 ) .....c) ......03:38 pm Schedule HC 14 Schedule HC—Continued Dollar Amounts in Thousands Liabilitie s 13........(2) BHDMB993 BHCKB995 BHCK3548 1........ID RSSD# 0001199611 Printed: 08/09/2012 .... Bil Mil Thou BHDM6631 BHDM6636 18..................c.................. Not applicable 18..... BHCK3283 BHCK3230 BHCK3240 0 408..........................a................ 21................................. c.................(2) BHFN6631 BHFN6636 3..753 17............. 29.455.... (5) Includes net unrealized holding gains (losses) on available-for-sale securities.........478 19.... Accumulated other comprehensive income ( 5 ) ....................... and savings deposits.. 27...........b...065.............. (2) Interest-bearing ........................... 28.. 15............ (1) Includes noninterest-bearing demand...............................634 13.....235............................................ 16...................... (2) Report overnight Federal Home Loan Bank advances in Schedule HC........b.............................................................................................................................................................................................................a........................a......................... Federal funds purchased in domestic offices ( 2 ) ....782 528..

............03:38 pm Schedule HC 15 Schedule HC—Continued Memoranda (to be com ple te d annually by bank holding com panie s for the De ce m be r 31 re port date ) Yes/No 1. 2. ( 7 ) a........... Has the bank holding company engaged in a full-scope independent external audit at any time during the calendar year? (Enter "1" for yes... N/A (1) Name of External Auditing Firm (TEXT C703) N/A N/A (2) City (TEXT C708) N/A (1) Name of Engagement Partner (TEXT C704) (2) E-mail Address (TEXT C705) N/A (3) State Abbreviation (TEXT C714) (4) Zip Code (TEXT C715) (7) The Federal Reserve regards information submitted in response to Memorandum item 2..b....June 2012 FR Y-9C Northern Trust Corporation ....... enter "0"..ID RSSD# 0001199611 Printed: 08/09/2012 ...... ................1...... as confidential. and the name and e-mail address of the auditing firm's engagement partner... indicate below the name and address of the bank holding company's independent external auditing firm (see instructions). If response to Memoranda item 1 is yes....... for no) .. N/A b. BHCKC884 N/A M..

................................................... BHCK1298 11.....868..(1)(a) 0 4..... Other residential mortgage-backed securities (include CMOs.c....960 BHCKG306 3..... the Federal Home Loan Mortgage Corporation................... the Student Loan Marketing Association.... Treasury securities .820 4.... the Federal National Mortgage Association.......................... 0 BHCKG313 0 (2) Collateralized by MBS issued or guaranteed by U.........S.................(1)(b) BHCKK149 0 (1) Includes Small Business Administration "Guaranteed Loan Pool Certificates........ BHCKG320 0 4....a...(1) (2) Issued by FNMA and FHLMC ........ 0 BHCK1291 442..........369 2........(3) 0 BHCKG314 2... or GNMA .................829 1....... U.ID RSSD# 0001199611 Printed: 08/09/2012 ........" U.S... 0 BHCKG317 0 c........(1) 0 BHCKG318 24.......... and stripped MBS): (1) Issued or guaranteed by U........ Maritime Administration obligations...............832 BHCKG323 472............. (2) Includes obligations (other than mortgage-backed securities) issued by the Farm Credit System....904...........b......................404 BHCK8498 14...........S...............401...016..... 3.........(2) 0 BHCKG322 471...........b................. BHCK1289 b......269 BHCK8496 400..............018 BHCKG300 BHCKG301 BHCKG302 BHCKG303 0 0 0 0 4................(3) BHCKK144 BHCKK145 BHCKG321 BHCKK142 BHCKK143 0 (b) Other pass-through securities ................................................................. and Export-Import Bank participation certificates... Government agencies or sponsored agencies ( 3 ) ..........................c............................................... the Financing Corporation......................... BHCKG304 139..... BHCKG308 BHCKG309 BHCKG310 BHCKG311 0 b.......a........................................ Resolution Funding Corporation.............789 2..385 BHCK1287 1..............784..............S... and the Tennessee Valley Authority......................June 2012 FR Y-9C Northern Trust Corporation ... Residential pass-through securities: (1) Guaranteed by GNMA .858 4.....S...... Securities issued by states and political subdivisions in the U..............139 BHCK8499 15....................................................077..........S...........03:38 pm Schedule HC-B 16 Schedule HC-B—Securities Dollar Amounts in Thousands 1............436 BHCK8497 421...............318 BHCKG307 3..........578 4................... 0 BHCKK146 0 BHCKK147 0 0 BHCKK148 0 0 4........ FHLMC...................(2) (3) Other pass-through securities ....S....a............. Government agencies or sponsored agencies ( 3 ) .a.............. ...... government agencies ( 1 ) ..........................b..................... 3.657 BHCK1293 443.......S................. the Federal Home Loan Bank System......092 BHCKG305 142..... government-sponsored agencies ( 2) ........ Issued by U.......... U....... Commercial MBS: (1) Commercial pass-through securities: (a) Issued or guaranteed by FNMA.............................. Mortgage-backed securities (MBS) a................................. government agency obligations (exclude mortgage-backed securities): a................. BHCK1290 0 BHCK1294 (Column D) Available-forSale Fair Value BHCK1295 0 0 BHCK1297 11.......818 BHCKG319 20........................397.806 BHCKG315 2.... BHCKG312 BHCKG316 (3) All other residential mortgage-backed securities ................027 4.... Issued by U... 0 BHCK1286 1................... ......................... (Column A) (Column B) (Column C) Held-to-Maturity Held-to-Maturity Available-forAmortized Cost Fair Value Sale Amortized Cost BHCK0211 BHCK0213 0 2..................747..................b................. REMICs............... 4..................

...................................................... (Column A) (Column B) (Column C) Held-to-Maturity Held-to-Maturity Available-forAmortized Cost Fair Value Sale Amortized Cost BHCKK150 BHCKK151 0 (b) All other commercial MBS ...... BHCKG344 6..............................418 8..851 BHCK1741 2........211..............ID RSSD# 0001199611 Printed: 08/09/2012 . BHCKK152 0 (Column D) Available-forSale Fair Value BHCT1754 768....... but are not limited to................931 6.........................369 BHCK1739 2...............................197... BHCKA510 5...................... BHCKK154 BHCKK155 0 5....... BHCK1742 163. Other domestic debt securities ........... 4.. Government-sponsored agencies include...........573 6......................842.....637 BHCK1738 57..........601 BHCT1773 26......... such agencies as the Government National Mortgage Association (GNMA)................. BHCK1772 26...(2)(a) BHCKK157 0 0 0 0 0 BHCKG337 0 BHCKK153 0 BHCKK156 BHCKC988 0 b............. but are not limited to.......c.....b.......................................................c...............148. BHCKG340 (3) Hybrid .......673........................................441 BHCKC027 2......................................................864 BHCK1743 163...S...029 BHCK1771 785.............(2) 5.............b.........................................669 BHCKA511 5. Asset-backed securities (ABS) .............................. BHCKC026 BHCKG336 (2) Synthetic ...a) (total of column D must equal Schedule HC.158....................................... Investments in mutual funds and other equity securities w ith readily determinable fair values ... Foreign debt securities ..................... item 2................................................ U.............. 8.......................... such agencies as the Federal Home Loan Mortgage Corporation (FHLMC) and the Federal National Mortgage Association (FNMA)......(2)(b) 0 0 BHCKC989 2...359......... and the National Credit Union Association (NCUA).......................... Other debt securities: a..................a............................... Total (sum of 1 through 7) (total of column A must equal Schedule HC...........669 7....b..03:38 pm Schedule HC-B 17 Schedule HC-B—Continued Dollar Amounts in Thousands (2) Other commercial MBS: (a) Issued or guaranteed by U........ 4...........549 (3) U.....June 2012 FR Y-9C Northern Trust Corporation ..(1) 0 5..................................................... b......(3) BHCKG343 0 BHCKG346 BHCKG347 0 0 0 0 BHCK1737 64..............b.................... 7.........957 BHCKG338 BHCKG339 BHCKG341 0 BHCKG342 0 BHCKG345 5....S...................816 BHCK1744 2.. 0 5............................ Government agencies include....... item 2..........S... Asset-backed securities and structured financial products: a................................ Government agencies or sponsored agencies ( 3 ) ................................................324..................................... the Federal Deposit Insurance Corporation (FDIC)........... ............a.......... Structured financial products: (1) Cash .b) ...416 BHCK1746 2.

....... 3.............................................f must equal Schedule HC-B..........4..... item 5............................c..............310 BHCKB841 109......... M.. Asset-backed securities (ABS) (sum of Memorandum items 5............................................... Report fixed rate debt securities by remaining maturity and floating debt securities by next repricing date........973................................................................... ( 4 ) 5................................... Commercial and industrial loans .. BHCKB846 d............................b......... Home equity lines ...................... 0 BHCKB843 0 (1) (2) (3) (4) Mil Thou BHCK0416 ....... Over 1 year to 5 years ......... items 2............................................................................. Credit card receivables ......................332............ The $1 billion asset size test is generally based on the total assets reported as of June 30. b. and 6): a.............930.......................a through 5....f. 2011..... M.................e........489 8.......079 BHCKB861 229..................541 M........................................................................ 2.... BHCKB842 c.........................a.........................................03:38 pm Schedule HC-B 18 Schedule HC-B—Continued Memoranda Dollar Amounts in Thousands Bil 1............... 22.......c..................................................................... 0 BHCKB852 423........ Exclude investments in mutual funds and other equity securities w ith readily determinable fair values...... BHCKB854 f. c..........b in columns A and D above): ( 2 ) ( 3 ) a..........................................d...........................5.............. BHCKB856 BHCKB857 BHCKB847 0 BHCKB851 0 BHCKB855 0 0 0 0 M.................... Other ................................ BHCKB859 0 Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value...2............... Amortized cost .5..................... items 1 through 6....... M....5...............................180 BHCKB853 422...b.......... Remaining maturity or next repricing date of debt securities (Schedule HC-B..... Structured notes (included in the held-to-maturity and available-for-sale accounts in Schedule HC-B...............June 2012 FR Y-9C Northern Trust Corporation ............................ Pledged securities ( 1 ) . 0 BHCKB844 117...819 M..............3.............. BHCKB858 BHCKB840 109.....................................................2.....333.................. M......... BHCK0383 BHCK0384 BHCK0387 BHCK1778 14....403 0 M......................... 1 year and less .............................................. Amortized cost of held-to-maturity securities sold or transferred to available-for-sale or trading securities during the calendar year-to-date .................................................828 M..........................5......................... Fair value .............................................................................. BHCKB850 e......................290 BHCKB845 103..............046 M........ Automobile loans ........... 5..........................2..........................................................................................................................................886 3..................................................... 0 BHCKB848 1..............................b........................4......... Other consumer loans ......................................................... 4.343.........................440 M....5............ Over 5 years ...................a..................1..... BHCK8782 BHCK8783 0 0 M..................ID RSSD# 0001199611 Printed: 08/09/2012 ................... (Column A) (Column B) (Column C) Held-to-Maturity Held-to-Maturity Available-forAmortized Cost Fair Value Sale Amortized Cost (Column D) Available-forSale Fair Value BHCKB838 BHCKB839 0 b.......................700......................................................5...............................a): a................. 0 BHCKB860 229........................................... b...582 BHCKB849 1...... 3.102 M........................... Dollar Amounts in Thousands Memorandum item 5 is to b e completed b y b ank holding companies with total assets over $1 b illion or with foreign offices.a..

...6........ Diversified (mixed) pools of structured financial products ..............................................a...... (Column A) (Column B) (Column C) Held-to-Maturity Held-to-Maturity Available-forAmortized Cost Fair Value Sale Amortized Cost BHCKG348 BHCKG349 0 b.........b..................... sum of items 5............... Trust preferred securities issued by real estate investment trusts ....(1) through (3)): a..... BHCKG362 BHCKG365 M........... BHCKG354 BHCKG357 BHCKG360 BHCKG351 0 0 0 d..........f..............b. 0 M................................. 0 M.. 1-4 family residential MBS issued or guaranteed by U....... Corporate and similar loans ..6.ID RSSD# 0001199611 Printed: 08/09/2012 ......................................6................................................g must equal Schedule HC-B..................6............................. sum of Memorandum items 6......... BHCKG358 BHCKG361 0 BHCKG355 0 0 0 e.. 0 M...c..................... BHCKG352 BHCKG353 0 c...........d........a through 6.............03:38 pm Schedule HC-B 19 Schedule HC-B—Continued Memoranda—Continued Dollar Amounts in Thousands 6........e..........................g................ BHCKG350 0 (Column D) Available-forSale Fair Value BHCKG375 0 . government-sponsored enterprises (GSEs) ..June 2012 FR Y-9C Northern Trust Corporation ..........6...... 1-4 family residential MBS not issued or guaranteed by GSEs .................................. Structured financial products by underlying collateral or reference assets (for each column. BHCKG356 BHCKG364 BHCKG368 BHCKG366 BHCKG369 BHCKG372 BHCKG370 BHCKG373 0 0 M.. BHCKG371 0 BHCKG374 0 M.................. BHCKG359 0 0 0 f...... Trust preferred securities issued by financial institutions ... BHCKG367 0 0 0 BHCKG363 0 0 0 g. 0 M...................6.......S......................6.. Other collateral or reference assets .........

. Lease financing receivables (net of unearned income) .. open-end loans secured by 1-4 family residential properties and extended under lines of credit ........... a.... 11...........c................c..... Commercial and industrial loans .................. consumer loans) (includes purchased paper) .. To foreign banks ......... a........ Loans to individuals for household.... 2.. To U...202 1.....d..................................... Not applicable 6................a......S............ Report (1) loans and leases held for sale at the lower of cost or fair value..078 BHCK1545 BHCKJ451 271... (2) loans and leases held for investment.............. Other revolving credit plans ..................... b............... banks and other U..................... addressees (domicile) ............. Secured by farmland ....446.......990 1.. 6..........602....S.874 BHDMJ451 BHDM2165 271..984 677.. (2) All other loans (exclude consumer loans) ... 2.....010............................ 3....................................(2) 10...............b....489 1.... 10...... 10..540....... and all student loans) ......b....................744 1......078 BHDMJ454 277........ Total (sum of items 1 through 10 minus item 11) (total of column A must equal Schedule HC..................................... d. Secured by 1-4 family residential properties: (1) Revolving.................(2) 1....... family........ 12.................................... All other leases .......... consumer leases) . Exclude assets held for trading and commercial paper.....June 2012 FR Y-9C Northern Trust Corporation ..................963....... and (3) loans and leases accounted for at fair value under a fair value option............ 2..c.... c. b.............................229 890..........c...414 656........ Loans to nondepository financial institutions ..... BHDM1975 422.................... 10.................446 BHCKB538 BHCKB539 BHCKK137 0 15........................095 BHDM2122 28...................a..... installment.a..........................S........ (2) Loans secured by other nonfarm nonresidential properties ....... 8..................... Not applicable 9.b................... (b) Secured by junior liens ..........205 1..... 4..215 0 BHDM2123 0 BHCK2122 29....... b..........742.. 9...874... Loans to nondepository financial institutions and other loans: a... To non-U.................. Loans to depository institutions and acceptances of other banks ............ (2) Other construction loans and all land development and other land loans .e...........b) ... b....598 1.. 4..288 6....... Secured by multifamily (5 or more) residential properties: ......................... .... BHCKK207 407......................d...............851 BHCKF162 BHCKF163 BHCK2123 0 1....... depository institutions . 6......365...017... e....03:38 pm 20 Schedule HC-C Schedule HC-C—Loans and Lease Financing Receivables Do not deduct the allowance for loan and lease losses from amounts reported in this schedule............. 4...b.........514 7... Loans to finance agricultural production and other loans to farmers ............a..973 423 423 472 0 BHDM1590 BHDM1766 4......480...........(2) 2...145 BHDM1545 7....... Construction..145 7...............625 BHDM2081 0 BHCKJ454 277..b...039........e..b...891 1.............................. To U. b. family.......................e....... 7... a.......... BHCKF158 173........ Dollar Amounts in Thousands 1...... Automobile loans ........(2)(a) 1................... addressees (domicile) ............. sum of items 4.......................... a.846 1..... land development........ and other personal expenditures (i..057 0 5.a....................(1) 9................ 5. Secured by nonfarm nonresidential properties: (1) Loans secured by ow ner-occupied nonfarm nonresidential properties ................. Loans secured by real estate ... net of unearned income.. Credit cards .. d...........a.... 12...a and 4......... BHCKF160 BHCKF161 BHDM1288 905. Other consumer loans (includes single payment......a. 6........................................... LESS: Any unearned income on loans reflected in items 1-9 above .(1) BHDM5367 BHDM5368 BHDM1460 7... Other loans (1) Loans for purchasing or carrying securities (secured or unsecured) ....e.(1) 1............ (Column A) Consolidated BHCK1410 BHCK1292 BHCK1296 BHCK1590 BHCK1763 BHCK1764 (Column B) In Domestic Offices 14. 11......... Leases to individuals for household......... b..S................060 6... (2) Closed-end loans secured by 1-4 family residential properties: (a) Secured by first liens ........................... BHDM1797 2..(2)(b) 1.. 9.. and other land loans: (1) 1-4 family residential construction loans ... BHCK2081 100.........(1) BHCKF159 BHDM1420 372..981 19. Loans to foreign governments and official institutions (including foreign central banks) ...................... a....... 3..........ID RSSD# 0001199611 Printed: 08/09/2012 .......... c.....b..... 4....... and other personal expenditures (i..883 109........................................

...............a.............. and land development activities (not secured b y real estate) included in Schedule HC-C......(5) M............. Loans secured by real estate to non-U..............b......(2) BHCKK165 198 BHDMK166 BHCKK167 BHCKK168 0 0 0 M................................... (3) Loans to finance agricultural production and other loans to farmers ............ 838 BHCKK163 (2) To non-U......... All other loans (include loans to individuals for household.. Memorandum item 1): a................ above ............................1..... addressees (domicile) ........679 M......... (2) All other construction loans and all land development and other land loans ... and not reported as past due or nonaccrual in Schedule HC-N............ items 4 and 9........... 2................................. items 1...........................1......(4)(b) BHCKK204 BHCKK212 BHCKK267 0 0 0 M.. installment.. all student loans....1............e............................... BHCKC391 M........" and loans secured by real estate in foreign offices..... BHCKF230 0 M.......... BHDMK161 BHDMK162 2.....1. Outstanding credit card fees and finance charges (included in Schedule HC-C..............1...............f.......(3) BHCKK098 BHCKK203 0 0 M..b................. BHCKC779 BHCKC780 0 0 M................ (c) Other consumer loans (includes single payment.......... Itemize loan categories included in Memorandum item 1...........(1) M. Memorandum item 5 is to b e completed b y all b ank holding companies.1........................... (5) Loans to foreign governments and official institutions ...................................................... 4......................................................................1........... and other personal expenditures) ................f....... Purchased cre dit-impaired loans held for investment accounted for in accordance w ith AICPA Statement of Position 03-3 (exclude loans held for sale): a...... addressees (domicile) ...1..." "Loans to nondepository financial institutions and other loans............ Loans secured by 1-4 family residential properties in domestic offices .................................. Loans restructured in troubled debt restructurings that are in compliance w ith their modified terms (included in Schedule HC-C.......(6) BHCK2746 49...................958 25..(2) M..........a through 1...............1......3...(2) M..........2. have outstanding credit card receivab les (as defined in the instructions) that exceed $500 million as of the report date or (2) b ank holding companies that on a consolidated b asis are credit card specialty holding companies (as defined in the instructions)........... Memorandum item 4 is to b e completed b y (1) b ank holding companies that.................b.. Secured by nonfarm nonresidential properties in domestic offices: (1) Loans secured by ow ner-occupied nonfarm nonresidential properties .................................. (6) Other loans ( 1 ) .........(1) M... 6......... M.........................................................f.. BHCKB837 0 M..a... Loans to finance commercial real estate... and revolving credit plans other than credit cards) ............. land development............e.... Carrying amount included in Schedule HC-C...................03:38 pm Schedule HC-C 21 Schedule HC-C—Continued Memoranda Dollar Amounts in Thousands 1..........................229 0 M.......... Outstanding balance ....................f...................c.........S...........1.... 5....... and other land loans in domestic offices: (1) 1-4 family residential construction loans .....a....................................... (b) Automobile loans ...................4.. and other personal expenditures: (a) Credit cards ....................... (4) Loans to individuals for household.....f): (1) Loans secured by farmland in domestic offices ...............S.. items 1 through 9 ....... .......................................f.......1................... addressees (domicile) (included in Schedule HC-C.(1) M.........f...6................... column A) ....d.... column A) ........................ 3................1........... family....5.. Closed-end loans w ith negative amortization features secured by 1-4 family residential properties in domestic offices: a.................... Total carrying amount of closed-end loans w ith negative amortization features secured by 1-4 family residential properties (included in Schedule HC-C...a.June 2012 FR Y-9C Northern Trust Corporation ....1.500 24.......(4)(a) M.S................. ab ove that exceed 10% of total loans restructured in troub led deb t restructurings that are in compliance with their modified terms (sum of Memorandum items 1.........1........ e.........................................262 M...... M..... M..........c........ Commercial and industrial loans: (1) To U.........(4)(c) M............(2) M.. together with affiliated institutions..a................(2)...(2)(a) and (b)) ......... family...........S.f...... Bil Mil Thou BHDMK158 BHDMK159 BHDMF576 BHDMK160 0 2.........1................ (2) Loans to depository institutions and acceptances of other banks . column A... b...........ID RSSD# 0001199611 Printed: 08/09/2012 ...............1.......... (1) Includes "Obligations (other than securities and leases) of states and political subdivisions in the U................................ d..........................f..................f.......... Secured by multifamily (5 or more) residential properties in domestic offices ...1.............(1) M..5.... 0 BHCKK164 f.........................d............f....... item 1...... item 6.................. Construction.............................................. (2) Loans secured by other nonfarm nonresidential properties ... b................. c...... construction......

........................ Total amount of negative amortization on closed-end loans secured by 1-4 family residential properties included in the carrying amount reported in Memorandum item 6..................... Loans secured by real estate ..... Loans measured at fair value: a....... (2) Secured by farmland (including farm residential and other improvements) ....(2) M............... land development.. (b) Closed-end loans secured by 1-4 family residential properties: (i) Secured by first liens .....a...............10............10....6...............10....(4) M..c... (3) Automobile loans ...... 2011...03:38 pm 22 Schedule HC-C Schedule HC-C—Continued Memoranda—Continued Dollar Amounts in Thousands Bil Memorandum items 6.10....10. Commercial and industrial loans .. items 1... b....(2)(a).10. (4) Secured by multifamily (5 or more) residential properties ........................................................ and 1....10.........................a...... M... and other land loans ..............June 2012 FR Y-9C Northern Trust Corporation ...............a........ Dollar Amounts in Thousands Memorandum items 10 and 11 are to b e completed b y b ank holding companies that have elected to measure loans included in Schedule HC-C.......... (4) Other consumer loans (includes single payment...... BHCKF608 BHCKF231 M...................................................ID RSSD# 0001199611 Printed: 08/09/2012 ...ii M.... c........ consumer loans) (includes purchased paper): (1) Credit cards .(4) M... BHCKF232 M.....b............................... Not applicable 8......... and all student loans) ...........10.(2)(b)) ................ Total maximum remaining amount of negative amortization contractually permitted on closed-end loans secured by 1-4 family residential properties ..........6......c.......10........(1)...............i M.................(3)(a) BHCKF585 BHDMF581 BHDMF582 BHDMF583 BHDMF584 0 BHDMF585 0 0 0 0 0 M...782 M...(3)b.. at fair value under a fair value option..c... item 12....... and other personal expenditures (i.e......... 10... Other loans ..10. open-end loans secured by 1-4 family residential properties and extended under lines of credit ..........c.. (1) Construction. 7..............................a above ..... net of unearned income.....a) as of December 31........ (Column B) Domestic Offices 0 BHDMF578 0 M.(2) BHDMF580 0 M.a.....d................... Memorandum item 6....b...... (ii) Secured by junior liens .(1) M..................c....c............... Loans to individuals for household............................... that exceeded the lesser of $100 million or 5 percent of total loans and leases..................... b.....(1) BHDMF579 0 M....c are to b e completed b y b ank holding companies that had closedend loans with negative amortization features secured b y 1-4 family residential properties (as reported in Schedule HC-C.....(3) BHCKK208 BHCKF589 0 BHDMK208 0 BHDMF589 0 0 M....10.......... d..... (2) Other revolving credit plans .9. (3) Secured by 1-4 family residential properties: (a) Revolving....a..(3)b... in domestic offices (as reported in Schedule HC-C.......10. items 1 through 9................ installment...... BHCKF586 BHCKF587 BHCKK196 0 BHDMF586 0 BHDMF587 0 BHDMK196 0 0 0 M...a....10..............c...(5) M....c............................a...... Not applicable 9....... BHDMF577 (Column A) Consolidated Mil Thou 40....................................................... column B).a................... c.......... 1... Loans secured by 1-4 family residential properties in domestic offices in process of foreclosure (included in Schedule HC-C. .......... (5) Secured by nonfarm nonresidential properties ...10......b and 6.. family.............

(3)b.......... land development...........03:38 pm Schedule HC-C 23 Schedule HC-C—Continued Memoranda—Continued (Column A) Consolidated Dollar Amounts in Thousands 11........(4) M.........................c............e.... c............11...a.....................11............ (4) Secured by multifamily (5 or more) residential properties .........11... (3) Automobile loans .......11.. (1) Construction.........a.... consumer loans) (includes purchased paper): (1) Credit cards ............ii M....11... d......d.................. open-end loans secured by 1-4 family residential properties and extended under lines of credit . and all student loans) ...... Bil BHCKG378 Mil Thou 2............11................. (4) Other consumer loans (includes single payment.......(2) M.................... b....a.......11..........(3)(a) BHCKF597 BHDMF593 BHDMF594 BHDMF595 BHDMF596 0 BHDMF597 0 0 0 0 0 M.11............... (2) Other revolving credit plans ................... and other personal expenditures (i............... c........June 2012 FR Y-9C Northern Trust Corporation .... (Column B) Gross contractual amounts receivable at acquisition (Column C) Best estimate at acquisition date of contractual cash flow s not expected to be collected BHCKG091 BHCKG094 0 BHCKG092 0 BHCKG095 0 BHCKG093 0 BHCKG096 0 0 M................ M.........c....i M..........11..... and other personal expenditures ..... Loans (not subject to the requirements of AICPA Statement of Position 03-3) and leases held for investment that are acquired in business combinations w ith acquisition dates in the current calendar year: a..............11. Loans to individuals for household...................................................c....... Dollar Amounts in Thousands 13............. Loans secured by real estate ..........d......... (5) Secured by nonfarm nonresidential properties ...... installment...12...913 M....................................ID RSSD# 0001199611 Printed: 08/09/2012 ........ (3) Secured by 1-4 family residential properties: (a) Revolving.....c..........a......14....(5) M.................... (Column A) Fair value of acquired loans and leases at acquisition date Dollar Amounts in Thousands 12...b.........790... (ii) Secured by junior liens ...................a.. M...................................................11.................... and other land loans .......12.... Not applicable 14................ Other loans .. Loans to individuals for household.. b..b.........................(3) BHCKK209 BHCKF601 0 BHDMK209 0 BHDMF601 0 0 M. Loans secured by real estate .. Commercial and industrial loans .............(1) BHDMF591 0 M................11..... Unpaid principal balances of loans measured at fair value (reported in memorandum item 10): a..................... BHCKG097 BHCKG100 0 BHCKG098 0 BHCKG101 0 BHCKG099 0 BHCKG102 0 0 M...........(4) M.12..... d.11. M...... Pledged loans and leases ..................... (2) Secured by farmland (including farm residential and other improvements) ...........(1) M...... Commercial and industrial loans ......a........ BHCKF598 BHCKF599 BHCKK195 0 BHDMF598 0 BHDMF599 0 BHDMK195 0 0 0 M.(2) BHDMF592 0 M............. family.c........a...11.............. .................. (Column B) Domestic Offices 0 BHDMF590 0 M.... All other loans and all leases .................a................12..a.(3)b.......... (b) Closed-end loans secured by 1-4 family residential properties: BHCKF609 (i) Secured by first liens .... family......

June 2012 FR Y-9C

Northern Trust Corporation - ID RSSD# 0001199611

Printed: 08/09/2012 - 03:38 pm

24

Schedule HC-D

Schedule HC-D—Trading Assets and Liabilities
Schedule HC-D is to be completed by bank holding companies that reported average trading assets (Schedule HC-K, Item 4.a)
of $2 million or more in any of the four preceding quarters.

Dollar Amounts in Thousands
As s e ts
1. U.S. Treasury securities ............................................................................
2. U.S. government agency obligations (exclude MBS) .................................
3. Securities issued by states and political subdivisions in the U.S. .............
4. Mortgage-backed securities (MBS):
a. Residential pass-through securities issued or guaranteed by FNMA,
FHLMC, or GNMA ....................................................................................
b. Other residential mortgage-backed securities issued or guaranteed by
U.S. Government agencies or sponsored agencies (include CMOs,
REMICs, and stripped MBS) ( 1 ) ..............................................................
c. All other residential mortgage-backed securities ....................................
d. Commercial MBS issued or guaranteed by U.S. Government agencies or
sponsored agencies ( 1 ) .........................................................................
e. All other commercial MBS .......................................................................
5. Other debt securities
a. Structured financial products:
(1) Cash ...................................................................................................
(2) Synthetic ............................................................................................
(3) Hybrid .................................................................................................
b. All other debt securities ..........................................................................
6. Loans:
a. Loans secured by real estate .................................................................
(1) Construction, land development, and other land loans ......................
(2) Secured by farmland (including farm residential and other
improvements) ....................................................................................
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family residential
properties and extended under lines of credit ..............................
(b) Closed-end loans secured by 1-4 family residential properties:
(i) Secured by first liens ................................................................
(ii) Secured by junior liens ..............................................................
(4) Secured by multifamily (5 or more) residential properties ..................
(5) Secured by nonfarm nonresidential properties ..................................
b. Commercial and industrial loans ..............................................................
c. Loans to individuals for household, family, and other personal
expenditures (i.e., consumer loans) (includes purchased paper):
(1) Credit cards ........................................................................................
(2) Other revolving credit plans ...............................................................
(3) Automobile loans ................................................................................
(4) Other consumer loans (includes single payment, installment, and all
student loans) ....................................................................................
d. Other loans .............................................................................................
7. - 8. Not applicable
9. Other trading assets ..................................................................................
10. Not applicable
11. Derivatives w ith a positive fair value .........................................................
12. Total trading assets (sum of items 1 through 11) (total of column A must
equal HC.5.) ...............................................................................................

(Column A)
Consolidated

(Column B)
Domestic Offices

BHCM3531
BHCM3532
BHCM3533

3 BHCK3531
273 BHCK3532
5,150 BHCK3533

3
273
5,150

BHCKG379

229 BHDMG379

229

4.a.

BHCKG380
BHCKG381

0 BHDMG380
0 BHDMG381

0
0

4.b.
4.c.

BHCKK197
BHCKK198

0 BHDMK197
0 BHDMK198

0
0

4.d.
4.e.

BHCKG383
BHCKG384
BHCKG385
BHCKG386

0
0
0
747

BHCKF610

0

1.
2.
3.

BHDMG383
BHDMG384
BHDMG385
BHDMG386

0
0
0
747

5.a.(1)
5.a.(2)
5.a.(3)
5.b.

BHDMF604

0

6.a.
6.a.(1)

BHDMF605

0

6.a.(2)

BHDMF606

0

6.a.(3)(a)

BHCKF614

BHDMF607
BHDMF611
BHDMF612
BHDMF613
0 BHDMF614

0
0
0
0
0

6.a.(3)(b)(i)
6.a.(3)(b)(ii)
6.a.(4)
6.a.(5)
6.b.

BHCKF615
BHCKF616
BHCKK199

0 BHDMF615
0 BHDMF616
0 BHDMK199

0
0
0

6.c.(1)
6.c.(2)
6.c.(3)

BHCKK210
BHCKF618

0 BHDMK210
0 BHDMF618

0
0

6.c.(4)
6.d.

BHCM3541

0 BHCK3541

0

9.

BHCM3543

865,402 BHCK3543

265,133

11.

BHCT3545

871,804 BHDM3545

271,535

12.

(1) U.S. Government agencies include, but are not limited to, such agencies as the Government National Mortgage Association (GNMA), the Federal
Deposit Insurance Corporation (FDIC), and the National Credit Union Association (NCUA). U.S. Government-sponsored agencies include, but are not limited
to, such agencies as the Federal Home Loan Mortgage Corporation (FHLMC) and the Federal National Mortgage Association (FNMA).

June 2012 FR Y-9C

Northern Trust Corporation - ID RSSD# 0001199611

Printed: 08/09/2012 - 03:38 pm

25

Schedule HC-D

Schedule HC-D—Continued
Dollar Amounts in Thousands
Liabilitie s
13.
a. Liability for short positions:
(1) Equity securities .................................................................................
(2) Debt securities ...................................................................................
(3) All other assets ..................................................................................
b. All other trading liabilities ........................................................................
14. Derivatives w ith a negative fair value .......................................................
15. Total trading liabilities (sum of items 13.a through 14) (total of column A
must equal HC.15.) ....................................................................................

(Column A)
Consolidated

(Column B)
Domestic Offices

BHCKG209
BHCKG210
BHCKG211
BHCKF624
BHCK3547

0
11
0
0
528,344

BHDMG209
BHDMG210
BHDMG211
BHDMF624
BHDM3547

0
11
0
0
188,770

13.a.(1)
13.a.(2)
13.a.(3)
13.b.
14.

BHCT3548

528,355 BHDM3548

188,781

15.

Memoranda

Dollar Amounts in Thousands
1. Unpaid principal balance of loans measured at fair value (reported in
Schedule HC-D, items 6.a. through 6.d.)
a. Loans secured by real estate ..................................................................
(1) Construction, land development, and other land loans ........................
(2) Secured by farmland (including farm residential and other
improvements) .....................................................................................
(3) Secured by 1-4 family residential properties:
(a) Revolving, open-end loans secured by 1-4 family residential
properties and extended under lines of credit ................................
(b) Closed-end loans secured by 1-4 family residential properties:
(i) Secured by first liens ..................................................................
(ii) Secured by junior liens ................................................................
(4) Secured by multifamily (5 or more) residential properties ...................
(5) Secured by nonfarm nonresidential properties ...................................
b. Commercial and industrial loans ...............................................................
c. Loans to individuals for household, family, and other personal
expenditures (i.e., consumer loans) (includes purchased paper):
(1) Credit cards .........................................................................................
(2) Other revolving credit plans .................................................................
(3) Automobile loans ..................................................................................
(4) Other consumer loans (includes single payment, installment, and all
student loans) ......................................................................................
d. Other loans ...............................................................................................
2. Loans measured at fair value that are past due 90 days or
more:
a. Fair value ..................................................................................................
b. Unpaid principal balance ...........................................................................
3. Structured financial products by underlying collateral or reference assets
(for each column, sum of Memorandum items 3.a through 3.g must equal
Schedule HC-D, sum of items 5.a.(1) through (3)):
a. Trust preferred securities issued by financial institutions .......................
b. Trust preferred securities issued by real estate investment trusts .........
c. Corporate and similar loans ......................................................................
d. 1-4 family residential MBS issued or guaranteed by U.S. governmentsponsored enterprises (GSEs) ................................................................
e. 1-4 family residential MBS not issued or guaranteed by GSEs ................
f. Diversified (mixed) pools of structured financial products ......................
g. Other collateral or reference assets ........................................................
4. Pledged trading assets:
a. Pledged securities ....................................................................................
b. Pledged loans ...........................................................................................

(Column A)
Consolidated

BHCKF790

(Column B)
Domestic Offices

0
BHDMF625

0

M.1.a.
M.1.a.(1)

BHDMF626

0

M.1.a.(2)

BHDMF627

0

M.1.a.(3)(a)

BHCKF632

BHDMF628
BHDMF629
BHDMF630
BHDMF631
0 BHDMF632

0
0
0
0
0

M.1.a.(3)b.i
M.1.a.(3)b.ii
M.1.a.(4)
M.1.a.(5)
M.1.b.

BHCKF633
BHCKF634
BHCKK200

0 BHDMF633
0 BHDMF634
0 BHDMK200

0
0
0

M.1.c.(1)
M.1.c.(2)
M.1.c.(3)

BHCKK211
BHCKF636

0 BHDMK211
0 BHDMF636

0
0

M.1.c.(4)
M.1.d.

BHCKF639
BHCKF640

0 BHDMF639
0 BHDMF640

0
0

M.2.a.
M.2.b.

BHCKG299
BHCKG332
BHCKG333

0 BHDMG299
0 BHDMG332
0 BHDMG333

0
0
0

M.3.a.
M.3.b.
M.3.c.

BHCKG334
BHCKG335
BHCKG651
BHCKG652

0
0
0
0

BHDMG334
BHDMG335
BHDMG651
BHDMG652

0
0
0
0

M.3.d.
M.3.e.
M.3.f.
M.3.g.

BHCKG387
BHCKG388

0 BHDMG387
0 BHDMG388

0
0

M.4.a.
M.4.b.

June 2012 FR Y-9C

Northern Trust Corporation - ID RSSD# 0001199611

Printed: 08/09/2012 - 03:38 pm

Schedule HC-D

26

Schedule HC-D—Continued
Memoranda—Continued
Dollar Amounts in Thousands

5.

6.
7.

8.
9.

Memoranda items 5 through 10 are to b e completed b y b ank holding companies that reported average
trading assets (Schedule HC-K, item 4.a.) of $1 b illion or more in any of the four preceding quarters.
Asset-backed securities:
a. Credit card receivables ...........................................................................................................................
b. Home equity lines ....................................................................................................................................
c. Automobile loans .....................................................................................................................................
d. Other consumer loans .............................................................................................................................
e. Commercial and industrial loans ..............................................................................................................
f. Other .......................................................................................................................................................
Retained beneficial interests in securitizations (first-loss or equity tranches) ...........................................
Equity securities:
a. Readily determinable fair values .............................................................................................................
b. Other .......................................................................................................................................................
Loans pending securitization .......................................................................................................................

Bil

Mil Thou

BHCKF643
BHCKF644
BHCKF645
BHCKF646
BHCKF647
BHCKF648
BHCKF651

0
0
0
0
0
0
0

M.5.a.
M.5.b.
M.5.c.
M.5.d.
M.5.e.
M.5.f.
M.6.

BHCKF652
BHCKF653
BHCKF654

0
0
0

M.7.a.
M.7.b.
M.8.

BHCKG212
BHCKG213

0
0

M.9.a.(1)
M.9.a.(2)

BHCKF655
BHCKF656
BHCKF657

0
0
0

M.9.b.(1)
M.9.b.(2)
M.9.b.(3)

BHCKF658
BHCKF659
BHCKF660

0
0
0

M.10.a.
M.10.b.
M.10.c.

a.
(1) Gross fair value of commodity contracts ..........................................................................................
(2) Gross fair value of physical commodities held in inventory ..............................................................
b. Other trading assets (itemize and describe amounts included in Schedule HC-D, item 9, column A
(other than amounts included in Memoranda items 9.a.(1) and 9.a.(2) above) that are greater than
$25,000 and exceed 25% of item 9 less Memoranda items 9.a.(1) and 9.a.(2)):
(1) BHTXF655
(2) BHTXF656
(3) BHTXF657
10. Other trading liabilities (itemize and describe amounts included in Schedule HC-D, item 13 that are greater
than $25,000 and exceed 25% of the item)
a. BHTXF658
b. BHTXF659
c. BHTXF660

..... ATS............a... Bil BHDMA243 BHDMA164 BHDMA242 BHFNA245 (1) The sum of items 1.000 ........... NOW........... (2) Includes noninterest-bearing demand..................... and savings deposits. Bil Mil Thou 18. Money market deposit accounts and other savings accounts .......................... Time deposits of less than $100........................... Interest-bearing demand deposits... 2....... b............(2).394 12.. 2.................a through 1.. Money market deposit accounts and other savings accounts ...............822. b.... Memoranda Dollar Amounts in Thousands 1........................................... M........... d....e........177... .. 1..433.........a............ and other transaction accounts ...........e and items 2...................................... Noninterest-bearing balances ( 2 ) ........a...c....... 4.....a. Time deposits of less than $100..........e must equal the sum of Schedule HC.................................June 2012 FR Y-9C Northern Trust Corporation ......................................699..... d.....199 8...... 2.... 1.070 M.....................c.........685 321.. Deposits held in domestic offices of other depository institutions that are subsidiaries of the reporting bank holding company: a....................... e........................ Noninterest-bearing balances ( 2 ) ...... Interest-bearing demand deposits.................... 3............ e. Time deposits of $100......................... Time deposits of $100......b...............3.. NOW..... 2................756 BHCB2210 BHCB3187 BHCB2389 BHCB6648 BHCB2604 BHOD3189 BHOD3187 BHOD2389 BHOD6648 BHOD2604 1........... M............ items 13..........000 .. 2.......000 or more .......... and other transaction accounts ............d...... ATS..000 w ith a remaining maturity of one year or less ................000 w ith a remaining maturity of more than one year ....... 2.. M..................4........... Deposits held in domestic offices of commercial bank subsidiaries of the reporting bank holding company: a.......... Brokered deposits less than $100..373.................d..... c............. Mil Thou 135 0 2.........000 or more ......a through 2...................(1) and 13..................557..... c.. 1............ Foreign office time deposits w ith a remaining maturity of one year or less ............2....ID RSSD# 0001199611 Printed: 08/09/2012 ......1.........03:38 pm Schedule HC-E 27 Schedule HC-E—Deposit Liabilities(1) Dollar Amounts in Thousands 1........ 1........... 2.000 or more w ith a remaining maturity of one year or less . Brokered deposits less than $100........... time.......e............. Time deposits of $100.....753 1......799 2......b..

.....................a....................... or as trading assets in Schedule HC.................... 5................................ item 2. 5. Total (sum of items 1 through 6) (must equal Schedule HC......... Life insurance assets: a........................ losses..................... c.......... Equity securities that DO NOT have readily determinable fair values ( 4 ) .................................. 5........ as appropriate................................. Separate account life insurance assets .............................03:38 pm Schedule HC-F 28 Schedule HC-F—Other Assets Dollar Amounts in Thousands 1............. 7...................................................833..................522.. item 5................................. b................ b...........................b......... and other interest-bearing assets....... Interest-only strips receivable (not in the form of a security) on: ( 3 ) a... debt securities........... (4) Include Federal Reserve stock. BHCKA519 BHCKA520 BHCK1752 0 0 563............................. (2) See discussion of deferred income taxes in Glossary entry on "income taxes............................................................................................. and bankers' bank stock............ (1) Include accrued interest receivable on loans..... Accrued interest receivable ( 1 ) .. Other financial assets ..................... 4..b................ Net deferred tax assets ( 2 ) ...a........................ Federal Home Loan Bank stock.. ................................... 2..................................442 3............................... 2...... Mortgage loans ........ Other .................. General account life insurance assets .......... 6...... Hybrid account life insurance assets ........................... item 11) ...................June 2012 FR Y-9C Northern Trust Corporation ......c....... 3....101 0 1................................ 7......................................... 4... 3...." (3) Report interest-only strips receivable in the form of a security as available-for-sale securities in Schedule HC.......799 5.................... BHCKK201 BHCKK202 BHCKK270 BHCK2168 BHCT2160 0 0 0 2................................ 6.... Bil Mil Thou BHCKB556 BHCK2148 126.256 3......ID RSSD# 0001199611 Printed: 08/09/2012 .......b.......................

.............................................041 2...................................... (1) See discussion of deferred income taxes in Glossary entry on "income taxes"............................. 5......... 2.. Other . 3. item 20) ..ID RSSD# 0001199611 Printed: 08/09/2012 ............ Bil BHCK3049 BHCKB557 BHCKB984 BHCT2750 Mil Thou 672............................ 3......................................... 5... 4....729 2........ ....June 2012 FR Y-9C Northern Trust Corporation ......... 4.............03:38 pm Schedule HC-G 29 Schedule HC-G—Other Liabilities Dollar Amounts in Thousands 1....................569 1....................... Allow ance for credit losses on off-balance sheet credit exposures ........232.................... Not applicable Net deferred tax liabilities ( 1 ) ..............529.. Total (sum of items 2 through 4) (must equal Schedule HC...........................743 29......................

....a... BHCK3298 BHCK3408 0 0 3....... item 19........ Balance Sheet ....... Long-term debt that reprices w ithin one year included in items 16 and 19............... ..................... BHCK3296 11...................... Long-term debt reported in Schedule HC..a on Schedule HC.............. Such bank holding companies may omit the smallest of their offices in foreign countries w hen arrayed by total assets provided that the assets of the excluded offices do not exceed 50 percent of the total assets of the holding company's assets in foreign countries and 10 percent of the holding company's total consolidated assets as of the report date.........(2) on Schedule HC.180 1.....000 5...............b..S.................... 4.... Balance Sheet ........ BHCK3409 200......................................... 2.............. Interest-bearing deposit liabilities that reprice w ithin one year or mature w ithin one year included in item 13.. Bil Mil Thou BHCK3197 53............ offices from coverage in this schedule...... 3...........................171........................... Variable rate preferred stock (includes both limited-life and perpetual preferred stock) . 4......03:38 pm Schedule HC-H 30 Schedule HC-H—Interest Sensitivity (1) Dollar Amounts in Thousands 1................ Earning assets that are repriceable w ithin one year or mature w ithin one year .........a on the Balance Sheet that is scheduled to mature w ithin one year .......June 2012 FR Y-9C Northern Trust Corporation ............704 2....243..... 5.......................................ID RSSD# 0001199611 Printed: 08/09/2012 .......(2) and 13................... (1) Bank holding companies w ith foreign offices have the option of excluding the smallest of such non-U................

..................................... 7.................................... Reinsurance recoverables ...........................................................................June 2012 FR Y-9C Northern Trust Corporation .................................. 6...................................................................... 6.... BHCKC247 BHCKB992 BHCKC248 0 0 0 1................... Claims and claims adjustment expense reserves ...................................................... 5...................... 3................................................................. 6..................................................................................................................................................................... 5........... Policy holder benefits and contract holder funds .......................... Net income ..................................................................................................................... 7.... ...) I..................... Liabilitie s 3......................... 4....................... Total equity .... 5......................................................... 2...................... (See instructions for additional information....................... Liabilitie s 4................................................................................. Total assets ..................... Total equity ............................. Reinsurance recoverables .......... Separate account liabilities ... 6................................ Separate account assets .............................. BHCKB994 BHCKB996 BHCKC249 BHCKC250 0 0 0 0 4................................... 5.........................................03:38 pm Schedule HC-I 31 Schedule HC-I—Insurance-Related Underwriting Activities (Including Reinsurance) Schedule HC-I must be completed by all top-tier bank holding companies......ID RSSD# 0001199611 Printed: 08/09/2012 .................................................................................................................................................................................................... 2............ 2............................ Unearned premiums ...... Total assets ... BHCKB990 BHCKB991 BHCKC245 BHCKC246 0 0 0 0 3...... BHCKB988 BHCKC244 0 0 1............. 3........... Net income ........................ 2..... II............. Property and Casualty Underwriting Dollar Amounts in Thousands Bil Mil Thou As s e ts 1.................. 4........................................................ Life and Health Underwriting Dollar Amounts in Thousands Bil Mil Thou As s e ts 1....................................

Total loans and leases in foreign offices. 9..071..347 988....................................... a.............878...............515 0 5... 5......................S.....................040.407. Edge and Agreement subsidiaries..... 2............. (b) Other (includes single payment..........) ..... 1................. 8.................. (1) Includes interest-bearing demand deposits................ and revolving credit plans other than credit cards) ....................414 4................... Interest-bearing deposits (foreign) ( 1 ) ............ 3........888 10........................................ (2) All other loans secured by real estate ............................................................................................................. 4..............451 3........S...........................a............. (1) Loans secured by 1-4 family residential properties ...052........................c............(5)(b) 3................. Interest-bearing deposits (domestic) ( 1 ) ..................................288...769 11........... Total equity capital (excludes limited-life preferred stock) ...........949....... U..............034 24... (3) Loans to finance agricultural production and other loans to farmers .a.......... government agency obligations (excluding mortgage-backed securities) .323 1................................. Other earning assets .................................(3) 3............217......198 2................................ 8... b........................... Trading assets ...............270 92..b........ BHCK3519 7.....675................. Treasury securities and U...........................a..... .......... Total consolidated assets .912 36.(2) 3........(4) BHDMB561 0 3.......................................................... (4) Commercial and industrial loans .................................a........................................................................ 4...723...................................(1) 3.. b......a.............................03:38 pm Schedule HC-K 32 Schedule HC-K—Quarterly Averages Dollar Amounts in Thousands As s e ts 1...........................................a.............S.....058 6..... 9...... Federal funds sold and securities purchased under agreements to resell ............... 7...........................223 3.......... family.. Liabilitie s 6...a.................... installment............................. Federal funds purchased and securities sold under agreements to repurchase .........................653 3... BHCK3517 BHCK3404 BHCK3353 BHCK2635 17..a...... Mortgage-backed securities .... 5............ a.............. c.............. All other borrow ed money ..........b...................905 7..............................443 5........ b...(5)(a) BHDMB562 BHFN3360 428.....a..597..... Securities: a.........................................................875 260....................401.......................068............ Not applicable Equity Capital 11...........................950 4.... and IBFs ......................b...............June 2012 FR Y-9C Northern Trust Corporation ....... (5) Loans to individuals for household...... and other personal expenditures: (a) Credit cards .....ID RSSD# 0001199611 Printed: 08/09/2012 ... BHCK3401 BHCKB985 BHCK3368 1........... 2... Total loans and leases in domestic offices ...... all student loans........... 3......................................................... Bil Mil Thou BHCKB558 BHCKB559 BHCKB560 BHCK3365 15.....................794............. 7...........................293.. 10........ 1... All other securities (includes securities issued by states and political subdivisions in the U.. BHDM3516 BHDM3465 BHDM3466 BHDM3386 BHDM3387 28...........

........... open-end loans secured by 1-4 family residential properties (e...........................c.(4) BHCKC219 BHCKC220 0 BHCKC221 0 BHCKC222 0 640 7. (1) Unused consumer credit card lines ........................................741 BHCKF164 (b) Commercial real estate........................................... (1) Commitments to fund commercial real estate..I.......(2) 7.... (2) Total return sw aps ............... e.............(1) 1.............(1) 7.... (b) Purchased protection ...a is to b e completed b y holding companies with $1 b illion or more in total assets...................(2)(b) 7..... 4. 5..822 11.............c............. Bil Mil Thou BHCKG401 BHCKG402 0 0 7.............175 2........... 2010.......................273........................ (c) Purchased protection that is not recognized as a guarantee for regulatory capital purposes ....................(2) 1............a.... BHCK3433 73..........(2) 1..................... and land development loans NOT secured by real estate ..........................(1)(b) BHCK6550 BHCK3817 13......................................... 4..... (2) Gross negative fair value ... BHCK3820 BHCK6570 458........................................................... 3............................ and land 175...... Credit derivatives: a.................. d......................... Securities lent ....... c.......b...(1)(b) BHCKG403 BHCKG404 BHCKG405 0 0 75.............c...............c......a......................500 0 0 0 7.............b..........................a............ 2.............................................a...............a is to b e completed b y holding companies with $1 b illion or more in total assets............................................. Notional amounts by regulatory capital treatment: (1) Positions covered under the Market Risk Rule: (a) Sold protection .........(1)(a) 1.............................. Gross fair values: (1) Gross positive fair value ........................a....................................(2) 1................... (b) Purchased protection that is recognized as a guarantee for regulatory capital purposes ............... (3) Credit options ...c.............. home equity lines) ...b................................338 1....................................206 4............ 97.........................................................(2)(c) .......ID RSSD# 0001199611 Printed: 08/09/2012 ....(3) 2....................................................... Amount of performance standby letters of credit conveyed to others . ___________ (Report only transactions with nonrelated institutions) Dollar Amounts in Thousands Bil 1..a..................................................... construction...(1)(a) 7.....372................. Commercial and similar letters of credit ................. Financial standby letters of credit and foreign office guarantees .......................... Notional amounts: (1) Credit default sw aps ..................... construction....................................c... 3............ and land development loans secured by real estate (sum of items 1..476 BHCKJ455 BHCKJ456 0 0 BHCK3816 272.......(1) 1..................................690......... Unused commitments (report only unused portions that are fee paid or otherw ise legally binding): a................................................809 257.. Item 3.........(1) 7...........300 6..g.......... (1) The $1 billion asset size test is generally based on the total assets reported as of June 30...........a....... (Column B) Purchased Protection BHCKC968 BHCKC970 BHCKC972 BHCKC974 0 0 0 0 BHCKC969 BHCKC971 BHCKC973 BHCKC975 75...........160 BHCKF165 development loan commitments ...................... Item 2.......... (3) All other unused commitments .....................500 7....... Not applicable 6...901 1......03:38 pm Schedule HC-L Schedule HC-L—Derivatives and Off-Balance-Sheet Items 33 For Federal Reserve Bank Use Only C...........033 1. Other unused commitments: (1) Commercial and industrial loans .... 1...... Performance standby letters of credit and foreign office guarantees ......672..........................c.....(2) Dollar Amounts in Thousands c............c..................................d. (2) All other positions: (a) Sold protection ..................... Amount of financial standby letters of credit conveyed to others .................... b........... (2) Commitments to fund commercial real estate............. (a) 1-4 family residential construction loan commitments .......c.............(1) 1....................(3) 7..... BHCKJ457 BHCKJ458 BHCKJ459 BHCK6566 17.......................026 29......................................(2)(a) 7.e................. Securities underw riting .....c..............................(1)(a) and (b) must equal item 1................ b... other construction loan.............................................b.......................................................................June 2012 FR Y-9C Northern Trust Corporation . (4) Other credit derivatives ......... BHCK3822 BHCK3411 8......................................024 3. (2) Loans to financial institutions ......... (2) Other unused credit card lines ....e.........................................(1)) ................ Mil Thou BHCK3814 2................................................... (Column A) Sold Protection Dollar Amounts in Thousands 7..c..... Revolving.....430..315 0 1.........................e..............................................126.... ( 1 ) a.. ( 1 ) a...................

.e...........000 BHCKG413 0 BHCKG416 0 BHCKG414 32............ 9..................... item 27............ d.. (b) Subinvestment grade ......d.... "Total bank holding company equity capital") (itemize and describe in terms 9........d.................. (b) Subinvestment grade .... 9...........................d......June 2012 FR Y-9C Northern Trust Corporation ................(2)(b) Dollar Amounts in Thousands 8.. Notional amounts by remaining maturity: (1) Sold credit protection: (a) Investment grade ......... c.......... Securities borrow ed . 9....b..f.....(1)(b) BHCKG412 BHCKG415 43...... 9............................ a........a........ Commitments to sell w hen-issued securities ....g............... 9. 9...............ID RSSD# 0001199611 Printed: 08/09/2012 ......... TEXT6562 f................................ TEXT6568 g.... (2) Purchased credit protection: (a) Investment grade ..... 9...(1)(a) 7.. All other off-balance sheet items that individually exceed 10% of Schedule HC.................(2)(a) 7....... Not applicable Bil Mil Thou BHCK8765 14.d.................. item 27............255.............. (Column B) Over One Year Through Five Years (Column C) Over Five Years BHCKG406 BHCKG409 0 BHCKG407 0 BHCKG410 0 BHCKG408 0 BHCKG411 0 0 7.....c.................... TEXT6561 e........................... .............920 BHCK3430 BHCK3432 BHCK3434 BHCK3435 BHCK6561 BHCK6562 BHCK6568 BHCK6586 0 0 0 0 0 0 0 0 8........................ 9...............500 BHCKG417 0 0 7.....a.......g only amounts that exceed 25% of Schedule HC.... 9... TEXT6586 10..................... Commitments to purchase w hen-issued securities ........03:38 pm Schedule HC-L 34 Schedule HC-L—Continued (Report only transactions with nonrelated institutions) (Column A) One year or less Dollar Amounts in Thousands 7..............a through 9..................a) ................. b....... Spot foreign exchange contracts .........d.......d....................

............334............ BHCK8695 0 0 (2) Purchased options ...................912 BHCK8723 13...... Total gross notional amount of derivative contracts held for trading .............302 BHCK8743 BHCK8745 65..................................... (Column B) Foreign Exchange Contracts BHCK8693 BHCK8694 0 BHCK8699 0 BHCK8698 215........................532 BHCK8719 12.....a......e must equal the sum of items 12 and 13): a...................... Futures contracts .....................................d.........007 BHCK8735 BHCK8737 189....................... Sw aps ........ sum of items 11.......(1) 0 11...... Gross fair values of derivative contracts: a....(2) 0 11........b...... Over-the-counter option contracts: (1) Written options ......703 BHCK8727 BHCK8733 195............. Contracts held for trading: (1) Gross positive fair value .....(2) 0 11............... BHCK8725 4................. BHCK3450 8......... c..............................................d......b...300 BHCK8739 BHCK8741 136...............099 BHCK8742 49........767 BHCKA127 214.....a............................................03:38 pm Schedule HC-L 35 Schedule HC-L—Continued (Column A) Interest Rate Contracts Dollar Amounts in Thousands De rivative s Pos ition Indicators 11.................. Contracts held for purposes other than trading: (1) Gross positive fair value ...........................024 BHCK8734 1.. 0 13......e........ b.508 BHCK8747 (2) Gross negative fair value . Total gross notional amount of derivative contracts held for purposes other than trading .... 0 11....704.........(1) 0 14.. b........ BHCKA126 4. (2) Gross negative fair value ............. BHCK8696 0 0 0 d................................c..(1) 0 11.................... 0 12...... notional amounts) (for each column....837 14..607...797.........574.. Exchange-traded option contracts: (1) Written options ...........................c.................(2) 0 14...910. BHCK8711 0 11.......083 BHCK8702 BHCK8703 BHCK8697 BHCK8701 BHCK8705 BHCK8706 BHCK8707 (2) Purchased options .......................344 BHCK3826 1................... BHCK8713 15..................... (Column C) (Column D) Equity Derivative Commodity and Contracts Other Contracts BHCK8716 0 BHCK8720 0 BHCK8724 0 BHCK8728 0 BHCK8736 0 BHCK8740 0 BHCK8744 0 BHCK8748 0 ...837 BHCK8714 e....280........................a through 11......999.......a....141 BHCK8738 1.....251 BHCK8726 2... BHCK8704 0 0 0 BHCK8700 0 BHCK8709 15................. Gross amounts (e..b...... Forw ard contracts .....848............g...865 BHCK8746 28................ 0 14...June 2012 FR Y-9C Northern Trust Corporation ..............(2) BHCK8712 0 BHCK8715 0 0 BHCK8708 0 BHCK8710 11........ID RSSD# 0001199611 Printed: 08/09/2012 .....(1) 0 14.........

.....(8) BHCKG457 0 BHCKG461 0 0 BHCKG452 BHCKG456 BHCKG460 0 0 0 15............... 2011..................................b.................. Over-the counter derivatives: a......June 2012 FR Y-9C Northern Trust Corporation ......... Government-sponsored agency debt securities ...........(4) 0 15... Treasury securities .......b.b...... Fair value of collateral: (1) Cash .......................S.............................513 BHCKG419 BHCKG423 382..........b......a...........................Other currencies ..... b........(1) BHCKG437 0 0 0 BHCKG449 0 BHCKG441 BHCKG445 0 BHCKG432 BHCKG436 0 15....................b..........U............ BHCKG428 BHCKG429 (3) U................... dollar ...ID RSSD# 0001199611 Printed: 08/09/2012 .623 Dollar Amounts in Thousands 15......963 0 0 0 0 BHCKG426 BHCKG435 BHCKG439 0 0 BHCKG430 BHCKG434 (Column E) Corporations and All Other Counterparties BHCKG421 0 0 0 (Column D) Sovereign Governments BHCKG420 0 0 (1) The $10 billion asset size test is generally based on the total assets reported as of June 30....S.............................(5) 0 15................. (Column C) Hedge Funds BHCKG462 0 ..................(6) 0 15.. BHCKG427 BHCKG431 BHCKG440 BHCKG422 726......................623 BHCKG424 (2) Cash ...............(3) 0 15................................ BHCKG443 (6) Equity securities ......................03:38 pm Schedule HC-L 36 Schedule HC-L—Continued Item 15 is to be completed only by bank holding companies with total assets of $10 billion or more.......................... BHCKG448 (7) All other collateral .................b.............(7) 0 15.........(2) BHCKG447 BHCKG451 BHCKG455 BHCKG459 0 0 0 BHCKG442 BHCKG446 BHCKG450 15................b............... BHCKG453 (8) Total fair value of collateral (sum of items 15..... BHCKG433 (4) U.....b...b....................... BHCKG438 (5) Corporate bonds ............................................(1) through (7)) .................... BHCKG458 382...................................(1) (Column A) Banks and Securities Firms (Column B) Monoline Financial Guarantors BHCKG418 356.................. Government agency and U...........................................................................................S..S.. BHCKG425 0 0 BHCKG444 0 0 0 BHCKG454 0 0 0 0 15...... Net current credit exposure ...........

........b): (1) Loans secured by real estate in domestic offices: (a) Construction................(1) 6...............................................................S........b..................(1)(a)(1) 6......................b...........03:38 pm Schedule HC-M 37 Schedule HC-M—Memoranda Dollar Amounts in Thousands Number (Unrounded) 1.............................(1)(c)(2)(a) 6..............(4) 6.......................a......................... Bil Mil Thou 1.............a. BHDMK169 BHDMK170 BHDMK171 0 0 0 6........................... land development............ 240516692 BHCK3459 2...(4)(b) BHCKK182 BHCKK183 0 0 6........................................... BHCK6556 BHCK6557 1.. BHCKA288 0 5...a............b.. b..........a. (3) Commercial and industrial loans ..............(5)(c) 6.a....b........ items 16 and 19........................... (3) 1-4 family residential properties in domestic offices .. Securities purchased under agreements to resell offs e t against securities sold under agreements to repurchase on Schedule HC ............................................................................................a........ consumer loans) (includes purchased paper): (a) Credit cards .........................a................ (2) Farmland in domestic offices ........(5) BHCKK184 BHCKK185 BHCKK186 BHCKK273 0 0 0 0 6... Other real estate ow ned (included in Schedule HC... (e) Secured by nonfarm nonresidential properties: (1) Loans secured by ow ner-occupied nonfarm nonresidential properties ....... 4.........a) that is issued to unrelated third parties by bank subsidiaries ... (c) Secured by 1-4 family residential properties: (1) Revolving............ Total number of bank holding company common shares outstanding .............................b.ID RSSD# 0001199611 Printed: 08/09/2012 .a......................................... (d) Lease financing receivables ....................................................... Loans and leases (included in Schedule HC.............. (2) Loans secured by other nonfarm nonresidential properties ...............................(1) through (6) above that is protected by FDIC loss-sharing agreements .........................a....... and other personal expenditures (i................................... 3................. (b) Secured by farmland ......................... and all revolving credit plans other than credit cards) .....................................................(4)(c) 6..................................582 0 3...................980 2................ family.......(1)(c)(1) BHDMK173 BHDMK174 BHDMK175 0 0 0 6..... (b) Automobile loans ...................." and loans secured by real estate in foreign offices............ all student loans................................................a and 4.....................................b..............(5)(b) 6.......................a.....................(2) 6......................................................................................... 4.............a.............(1)(e)(1) 6.....(5)(d) BHDMK187 BHDMK188 BHDMK189 BHDMK190 BHDMK191 BHFNK260 0 0 0 0 0 0 6.... Assets covered by loss-sharing agreements w ith the FDIC: a.(1)(d) BHDMK176 BHDMK177 BHCKK178 BHCKK179 0 0 0 0 6......(2) 6...................(1)(a)(2) 6........................ (6) In foreign offices ..........(7) (1) Includes "Obligations (other than securities and leases) of states and political subdivisions in the U.............................. (4) Multifamily (5 or more) residential properties in domestic offices ...................a............................................. (d) Secured by multifamily (5 or more) residential properties ...............................................a) that is issued to unrelated third parties by bank subsidiaries ...........(6) BHCKK192 0 6........................................................................................ land development.......b..(3) BHCKK180 BHCKK181 0 0 6....... (c) Other consumer loans (includes single payment........................................ BHCK6555 1.............b.. "Loans to nondepository financial institutions and other loans.............(1)(b) BHDMK172 0 6................ and other land in domestic offices .........................(5) ab ove that exceed 10% of total loans and leases covered b y loss-sharing agreements with the FDIC (sum of items 6............................................................................................ 5.........(4)(a) 6..................................(3) 6......................................a.....................a................. (7) Portion of covered other real estate ow ned included in items 6.(5)(a) 6........................ items 4......................(5) 6.... (b) Secured by junior liens ........ (2) Loans to finance agricultural production and other loans to farmers ..... (4) Loans to individuals for household......................................................................986............................a...............a...........e........................ Other assets acquired in satisfaction of debts previously contracted ............a.............242............ installment...........a... open-end loans secured by 1-4 family residential properties and extended under lines of credit .a...(1)(e)(2) 6.. Debt maturing in more than one year (included in Schedule HC... ..................... (2) Other construction loans and all land development and other land loans ............ (5) Nonfarm nonresidential properties in domestic offices ......... (b) Loans to foreign governments and official institutions .......... (5) All other loans and leases ........................ (c) Other loans ( 1 ) .......(1) through (5)): (a) Loans to depository institutions and acceptances of other banks . item 7): (1) Construction..................a... 6...............June 2012 FR Y-9C Northern Trust Corporation ........ and other land loans: (1) 1-4 family residential construction loans ................. Itemize the categories of loans and leases (as defined in Schedule HC-C) included in item 6............................... (2) Closed-end loans secured by 1-4 family residential properties: (a) Secured by first liens ............... items 16 and 19...........(1)(c)(2)(b) 6..................................................................... Debt maturing in one year or less (included in Schedule HC.................a..........................

.............. 14.... 6..307.............................. Other borrow ed money w ith a remaining maturity of more than one year .... Bil Mil Thou BHCKJ461 BHCKJ462 0 0 6....................183 112.d.............c...... If the answ er to this question is no......... 0 BHCK6438 b................... 312-557-3267 Area Code / Phone Number (TEXT 9009) Dollar Amounts in Thousands 12........June 2012 FR Y-9C Northern Trust Corporation ... Other assets (exclude FDIC loss-sharing indemnification assets) ........ enter "0" for no) . d......... 9. Bil Mil Thou BHCK3164 0 BHCKB026 BHCK5507 BHCT0426 BHCT2150 0 112......... BHCK6416 YES 11.......................... Not applicable 11......c......................b) .............................a.................... Other real estate ow ned ................................... Debt securities (included in Schedule HC.....a..... 7.....................320......b....................... and 12. Total assets of captive insurance subsidiaries ( 1 ) ............. 14...... ..............d..c) (must equal Schedule HC...................... Has the bank holding company restated its financial statements during the last quarter as a result of new or revised Statements of Financial Accounting Standards? (Enter "1" for yes. BHCK6689 NO 9... Yes/No 15..03:38 pm Schedule HC-M 38 Schedule HC-M—Continued Dollar Amounts in Thousands c...772 16...........................a..................................... Total (sum of items 14..... enter "0" for no) 10.................a.(1) 12.. 7..b) ......c.... Captive insurance and reinsurance subsidiaries: a... Mortgage servicing assets ..986........ c. b........ Have all changes in investments and activities been reported to the Federal Reserve on the Bank Holding Company Report of Changes in Organizational Structure (FR Y-10)? Bank holding companies must not leave blank or enter "N/A"........... (1) Estimated fair value of mortgage servicing assets ........................ enter "0" for no) ........... Total (sum of items 12...... 14................... Total assets of captive reinsurance subsidiaries ( 1 ) .................. ............a.................. Yes/No 8.......................b.... 14. 13...ID RSSD# 0001199611 Printed: 08/09/2012 ...............976. d..................... Bil BHCKB570 15................................ Other borrow ed money: a...... Purchased credit card relationships and nonmortgage servicing assets .........b......183 25................044 12................. item 16) .980 2........................... BHCKK193 BHCKK194 0 0 7......b.......................c) (must equal Schedule HC.......... ELISA MANGUAL Name of Bank Holding Company Official Verifying FR Y-10 Reporting (TEXT 6428) BHCKC251 NO 8..255 BHCK2309 BHCK2332 BHCK2333 BHCT3190 0 1.............................. c.................... and 14............................................. Has the bank holding company entered into a business combination during the calendar year that w as accounted for by the purchase method of accounting? (Enter "1" for yes.......... 12......... 12... Does the holding company sell private label or third party mutual funds and annuities? (Enter "1" for yes.................a and 2........ BHCKB569 YES Dollar Amounts in Thousands 16.....b........... Mil Thou 107........ (1) Report total assets before eliminating intercompany transactions betw een the consolidated insurance or reinsurance subsidiary and other offices or consolidated subsidiaries of the reporting bank holding company.......................... Commercial paper ................ complete the FR Y10...................................... The bank holding company must enter "1" for yes or for no changes to report................... Intangible assets other than goodw ill: a............. items 2..........a. All other identifiable intangible assets . 14... 12... d. item 10............ 14......... 13............064 4.......................... b................................d........................ 12.. or enter "0" for no.......... Assets under management in proprietary mutual funds and annuities ......... Other borrow ed money w ith a remaining maturity of one year or less ................

........June 2012 FR Y-9C Northern Trust Corporation ..a and 19..... Net assets of subsidiaries engaged in insurance or reinsurance underw riting pursuant to Section 4(k)(4)(B) of the Bank Holding Company Act as amended by the Gramm-Leach-Bliley Act .................c......... (3) Due from nonbank subsidiaries of the bank holding company. Net assets .....133 9 20....... Skip item 18 and proceed to items 19............a....... (3) Due to nonbank subsidiaries of the bank holding company.................(3) BHCK5041 BHCK5043 BHCK5045 5..c........... BHCKC161 YES 17. See the line item instructions for further details....... Balances due from related institutions: (1) Due from the bank holding company (parent company only).. d.d.........000 20...... your organization must complete the FR Y-12.... 21.... Balances of broker-dealer subsidiaries engaged in underw riting or dealing securities pursuant to Section 4(k)(4)(E) of the Bank Holding Company Act as amended by the Gramm-Leach-Bliley Act: a....c.......... enter "0" for no) ............ Do your aggregate nonfinancial equity investments (see instructions for definition) equal or exceed the lesser of $100 million (on an acquisition cost basis) or 10% of the bank holding company's consolidated Tier 1 capital as of the report date? (Enter "1" for yes.(1) 20. Does the bank holding company hold. Yes/No 19......... (2) Due to subsidiary banks of the bank holding company.(3) BHCK5047 5............. any nonfinancial equity investments (see instructions for definition) w ithin a Small Business Investment Company (SBIC) structure.(2) 20..... enter "0" for no) . BHCKC253 0 20..... enter "0" for no) ........... Does the bank holding company manage any nonfinancial equity investments for the benefit of others? (Enter "1" for yes........ If the answer to item 17 is no.....03:38 pm Schedule HC-M 39 Schedule HC-M—Continued The following two questions (items 17 and 18) will b e used to determine if the reporting b ank holding company must complete the Consolidated Bank Holding Company Report of Equity Investments in Nonfinancial Companies (FR Y-12)...a and 19...... Proceed to items 19... b.. c............ and 20............. proceed to item 18..............266 1.......... 20............................ enter "0" for no) .....a and 19.015 BHCK4832 BHCK4833 BHCK4834 0 5............ID RSSD# 0001199611 Printed: 08/09/2012 ............ your organization does not need to complete the FR Y-12......(1)..... or under section 4(c)(6) or 4(c)(7) of the Bank Holding Company Act..b b elow... Yes/No 17.c..........b are to b e completed b y all b ank holding companies that are not required to file the FR Y-12............... If the answer to either item 17 or item 18 is no..... or pursuant to the merchant banking authority of section 4(k)4(H) of the Bank Holding Company Act.................... BHCKC701 NO 19.. 21......... Bil Memoranda items 20 and 21 are to b e completed only b y b ank holding companies who have made an effective election to b ecome a financial holding company...........(3) above that qualify as liabilities subordinated to claims of general creditors .a and 19.. your organization does not need to complete the FR Y-12..c...........b.... gross ..If the answer to item 17 is yes.. 20. gross .. BHCKC700 NO 19......... gross .............. Skip items 19.........b........b........a.... a............ Items 19. gross ......b........... Intercompany liabilities reported in items 20.......... ....... Yes/No 18....................... gross ... gross .............b b elow.(2)...... or pursuant to the investment authority granted by Regulation K? (Enter "1" for yes....b and proceed to item 20 b elow... BHCKC159 NO 18.c.........(2) 20..................... Mil Thou BHCKC252 34......122 0 20.....(1) 20.... (2) Due from the subsidiary banks of the bank holding company.......... See the line item instructions for further details... If the answer to b oth item 17 and item 18 is yes. either directly or indirectly through a subsidiary or affiliate.. b..... Has the bank holding company sold or otherw ise liquidated its holding of any nonfinancial equity investment since the previous reporting period? (Enter "1" for yes.......... Balances due to related institutions: (1) Due to bank holding company (parent company only)...................................

.................. Issuances associated w ith the U...com 22... b...examplebhc....... Dollar Amounts in Thousands 23............ b.. (Example: w w w ....... Amount of "Federal funds purchased in domestic offices" that are secured (included in Schedule HC...........................330....... .. 24........a) .........d) ...................S... Warrants to purchase common stock or similar items ...... Amount of "Other borrow ings" that are secured (included in Schedule HC-M... 24..........ID RSSD# 0001199611 Printed: 08/09/2012 ........June 2012 FR Y-9C Northern Trust Corporation ............................... Bil Mil Thou BHCKF064 BHCKF065 0 1.......03:38 pm Schedule HC-M 40 Schedule HC-M—Continued Memoranda item 22 is to b e completed b y b ank holding companies with total assets of $30 b illion or more........ Address (URL) for the reporting bank holding company's w eb page that displays risk disclosures.................. Senior perpetual preferred stock or similar items ........... item 14. Memoranda items 23 and 24 are to b e completed b y all b ank holding companies...........b.......012 23.....a..... Department of Treasury Capital Purchase Program: a............... BHCKG234 BHCKG235 0 0 24...... Secured liabilities: a.com/riskdisclosures) http:// w w w ....... item 14..... 23..b......... including those about credit and market risk.northerntrust......a..... 22...........

156 1..................... (2) Loans secured by other nonfarm nonresidential properties ...992 2.. Loans secured by real estate: a.......443 BHCKF180 1..... b.....600 1. ..ID RSSD# 0001199611 Printed: 08/09/2012 ............. 1..648 1....a................... and Other Assets Dollar Amounts in Thousands 1....I.a...857 BHCK3499 3.. land development..280 BHCK3500 5......... c... f.. and other land loans in domestic offices: (1) 1-4 family residential construction loans ........ Secured by 1-4 family residential properties in domestic offices: (1) Revolving....... For Federal Reserve Bank Use Only C. e..............d.............. Secured by nonfarm non-residential properties in domestic offices: (1) Loans secured by ow neroccupied nonfarm nonresidential properties ...b.(2)(a) 1.(1) BHCKF173 496 BHCKF175 2................. In foreign offices .274 BHCKF177 13.. Secured by multifamily (5 or more) residential properties in domestic offices ..........801 BHCK5399 6...650 BHCKF174 0 BHCKF176 1......898 BHCK3501 3.... Construction.......811 BHCKF178 8......... Leases.393 BHCKC236 BHCKC238 18........ Secured by farmland in domestic offices ...........805 BHCKF183 0 BHCKB574 19.558 BHCK5400 26...................... ___________ (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHCKF172 6...219 BHCKF182 16... (b) Secured by junior liens .....e.(2)(b) 1.......June 2012 FR Y-9C Northern Trust Corporation .................c..........c.523 BHCKC229 0 BHCKC230 136............284 BHCKC237 867 BHCKC239 8....e. (2) Other construction loans and all land development and other land loans .(2) 1....... d.626 BHCKF181 0 BHCKB573 4...(1) 1....(2) BHCK3493 0 BHCK3494 0 BHCK3495 0 BHCK5398 10.f.. (2) Closed-end loans secured by 1-4 family residential properties: (a) Secured by first liens ......(1) BHCKF179 BHCKB572 17..03:38 pm 41 Schedule HC-N Schedule HC-N—Past Due and Nonaccrual Loans.893 0 1.......c... open-end loans secured by 1-4 family residential properties and extended under lines of credit ....... 1.

......... BHCK5389 BHCK5459 0 BHCK5390 41.... Commercial and industrial loans ...03:38 pm Schedule HC-N 42 Schedule HC-N—Continued Dollar Amounts in Thousands 2..082 BHCK5461 0 2. 7... and other personal expenditures: a...a.......... installment......... Dollar Amounts in Thousands 11. 10........... 8........a... b...... b. 10...b........ Loans to depository institutions and acceptances of other banks: a...... Report in item 11 below certain guaranteed loans and leases that have already been included in the amounts reported in items 1 through 8.598 BHCK5526 0 239....... all student loans. (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHCK5377 BHCK5380 0 BHCK5378 0 BHCK5381 0 BHCK5379 0 BHCK5382 0 0 BHCK1594 BHCK1606 0 BHCK1597 14.... Guaranteed portion of loans and leases (exclude rebooked "GNMA loans") included in item 11 above ........ depository institutions .. Amounts reported in Schedule HC-N... Government (excluding loans and leases covered by loss-sharing agreements w ith the FDIC) . and other personal expenditures .a. Automobile loans ... 2.............a........b..b........ Lease financing receivables: a. Loans to foreign governments and official institutions .ID RSSD# 0001199611 Printed: 08/09/2012 . banks and other U... Other consumer loans (includes single payment.....542 BHCK1607 0 BHCK1583 544 BHCK1608 0 14... TOTAL (sum of items 1 through 9) . b.b.S.. 6.... All other loans .... .. 2.. family.............. Loans to finance agricultural production and other loans to farmers ...... above include guaranteed and unguaranteed portions of past due and nonaccrual loans and leases..... Credit cards ...... Debt securities and other assets (exclude other real estate ow ned and other repossessed assets) ...... 9..............................846 9..... a.. 6.... Rebooked "GNMA loans" that have been repurchased or are eligible for repurchase included in item 11 above ... BHCKK216 9.. Leases to individuals for household............ 3......... U...958 BHCKB575 BHCKK213 0 BHCKB576 0 BHCKK214 0 BHCKB577 0 BHCKK215 0 85 5.............. 4.S......... 3...648 BHCKF166 BHCKF169 0 BHCKF167 0 BHCKF170 0 BHCKF168 0 BHCKF171 0 0 8........S....294 BHCK5460 0 BHCK5391 1.... Foreign banks . family....... c... Loans to individuals for household......................... BHCKK039 0 BHCKK040 0 BHCKK041 0 11....c. 7...369 BHCKK217 695 BHCKK218 805 5.......June 2012 FR Y-9C Northern Trust Corporation .. (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHCKK036 0 BHCKK037 0 BHCKK038 0 11...... b..652 BHCK5525 0 BHCK3507 31...... and revolving credit plans other than credit cards) .... BHCK3505 BHCK5524 0 BHCK3506 131............... All other leases ........ 5....... items 1 through 8.. Loans and leases reported in items 1 through 8 above w hich are w holly or partially guaranteed by the U. 8... BHCKK042 0 BHCKK043 0 BHCKK044 0 11. 5..... 4.......

....(2) 12.........a... and other land loans: (a) 1-4 family residential construction loans .... Loans and leases reported in items 1 through 8 above w hich are covered by loss-sharing agreements w ith the FDIC: a.................... c. (2) Secured by junior liens ...a......ID RSSD# 0001199611 Printed: 08/09/2012 .... (4) Secured by multifamily (5 or more) residential properties ..................(1) 12..... (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHDMK045 0 BHDMK046 0 BHDMK047 0 12..(5)(a) BHDMK069 0 BHDMK070 0 BHDMK071 0 12.........(3)(b)(2) BHDMK063 0 BHDMK064 0 BHDMK065 0 12....c.......a............... BHCKK075 0 BHCKK076 0 BHCKK077 0 12.. Loans secured by real estate in domestic offices: (1) Construction...(2) BHDMK054 0 BHDMK055 0 BHDMK056 0 12.................... (b) Loans secured by other nonfarm nonresidential properties ..(4) BHDMK066 0 BHDMK067 0 BHDMK068 0 12.......a.... land development. (b) Closed-end loans secured by 1-4 family residential properties: (1) Secured by first liens .......... b...........(5)(b) BHCKK072 0 BHCKK073 0 BHCKK074 0 12........... open-end loans secured by 1-4 family residential properties and extended under lines of credit ..(3)(a) BHDMK057 BHDMK060 0 BHDMK058 0 BHDMK061 0 BHDMK059 0 BHDMK062 0 0 12...a.. BHCKK079 BHCKK082 BHCKK085 BHCKK088 BHCKK080 BHCKK083 BHCKK086 BHCKK089 ......(3) 12. Loans to finance agricultural production and other loans to farmers .....a...(3)(b)(1) 12..b.............03:38 pm Schedule HC-N 43 Schedule HC-N—Continued Dollar Amounts in Thousands 12...d....... d.......... e. family......a....e.... All other loans and leases .......a......... (5) Secured by nonfarm nonresidential properties: (a) Loans secured by ow neroccupied nonfarm nonresidential properties . (3) Other consumer loans ..................... Loans to individuals for household. (3) Secured by 1-4 family residential properties: (a) Revolving. (b) Other construction loans and all land development and other land loans .. BHCKK078 BHCKK081 BHCKK084 BHCKK087 0 0 0 0 0 0 0 0 0 0 0 0 12...d...e.. consumer loans) (includes purchased paper): (1) Credit cards .......a................ (2) Automobile loans ....... (2) Secured by farmland ...... Commercial and industrial loans ...d......(1)(b) 12........(1)(a) BHDMK048 BHDMK051 0 BHDMK049 0 BHDMK052 0 BHDMK050 0 BHDMK053 0 0 12. and other personal expenditures (i..........June 2012 FR Y-9C Northern Trust Corporation .......

... items 6........S.. (3) Other loans ( 1 ) ....(1) BHCKK095 BHCKK099 BHCKK269 0 BHCKK096 0 BHCKK100 0 BHCKK271 0 BHCKK097 0 BHCKK101 0 BHCKK272 0 0 0 12....June 2012 FR Y-9C Northern Trust Corporation ... (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHCKK091 0 BHCKK092 0 BHCKK093 0 12....." and loans secured by real estate in foreign offices...a through 12.......(3) 12...(2) 12... ab ove for the loan and lease categories reported in Schedule HC-M.... (2) Loans to foreign governments and official institutions . "Loans to nondepository financial institutions and other loans.(4) BHCKK102 0 BHCKK103 0 BHCKK104 0 12...ID RSSD# 0001199611 Printed: 08/09/2012 .. .... (4) Lease financing receivables ......a.e...e....e... Portion of covered loans and leases included in items 12.. (1) Includes "Obligations (other than securities and leases) of states and political subdivisions in the U...e.e..03:38 pm Schedule HC-N 44 Schedule HC-N—Continued Dollar Amounts in Thousands Itemize the past due and nonaccrual amounts included in item 12..........e above that is protected by FDIC losssharing agreements ...(5)(a) through (d): (1) Loans to depository institutions and acceptances of other banks ...f......... f...

..June 2012 FR Y-9C Northern Trust Corporation ...........518 M.......a. f......1.1..1........... and other land loans in domestic offices: (1) 1-4 family residential construction loans ...............1.. Secured by multifamily (5 or more) residential properties in domestic offices ... (2) Loans secured by other nonfarm nonresidential properties ....(1) BHDMK108 0 BHDMK109 0 BHDMK110 3....03:38 pm Schedule HC-N 45 Schedule HC-N—Continued Memoranda Dollar Amounts in Thousands 1.d.....1.....1.............c...... Secured by nonfarm nonresidential properties in domestic offices: (1) Loans secured by ow neroccupied nonfarm nonresidential properties ................... (2) To non-U...... All other loans (include loans to individuals for household.......e...... ........... land development.(2) BHCKK126 0 BHCKK127 0 BHCKK128 0 M........ and other personal expenditures) ....................... (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHDMK105 0 BHDMK106 0 BHDMK107 0 M.. items 1 through 7................410 M... c.a...... BHDMK114 0 BHDMK115 0 BHDMK116 0 M. family..1...f...........1.... Memorandum item 1): a.............d...... Loans restructured in troubled debt restructurings included in Schedule HC-N..... d....b. (2) Other construction loans and all land development and other land loans ...1.. addressees (domicile) .. BHDMK111 0 BHDMK112 0 BHDMK113 0 M......(1) BHCKK123 0 BHCKK124 0 BHCKK125 0 M..(1) BHDMK117 0 BHDMK118 1...(2) BHCKK120 0 BHCKK121 0 BHCKK122 378 M. Commercial and industrial loans: (1) To U........... b.....(2) BHCKF661 24 BHCKF662 245 BHCKF663 30..... Loans secured by 1-4 family residential properties in domestic offices .........566 BHDMK119 9..920 M....e....ID RSSD# 0001199611 Printed: 08/09/2012 . Construction. e........S...S.. above (and not reported in Schedule HC-C..... addresses (domicile) .............

....b........ 6. Not applicable 5..f.......... 3....June 2012 FR Y-9C Northern Trust Corporation .f.f.1........ID RSSD# 0001199611 Printed: 08/09/2012 ............................... (4) Loans to individuals for household....(4)(b) BHCKK280 0 BHCKK281 0 BHCKK282 0 M...... BHCKF664 BHCKF667 BHCKF665 BHCKF668 BHCKF666 BHCKF669 (1) Includes "Obligations (other than securities and leases) of states and political subdivisions in the U...1..... (b) Automobile loans .a through 1.... 2..........1. 4... columns A through C): (1) Loans secured by farmland in domestic offices ........ (c) Other consumer loans (includes single payment..f....(4)(a) M..... and revolving credit plans other than credit cards) ... ab ove that exceed 10% of total loans restructured in troub led deb t restructurings that are past due 30 days or more or in nonaccrual status (sum of Memorandum items 1..... installment.1...2.........(4)(c) BHCKK283 BHCKK286 0 BHCKK284 0 BHCKK287 0 BHCKK285 0 BHCKK288 0 0 M.............. items 1 through 8 above) a................ BHCKC240 0 BHCKC241 0 BHCKC226 0 M.......... items 4 and 7 above . items 1...(3) BHCKK274 BHCKK277 0 BHCKK275 0 BHCKK278 0 BHCKK276 0 BHCKK279 0 0 M.. Loans and leases included in Schedule HC-N. b..... "Loans to nondepository financial institutions and other loans..1.5......(1) M...(5) M........ 4...5.......(1) BHCKK134 0 BHCKK135 0 BHCKK136 0 M...(2) ...........1. M. (2) Loans to depository institutions and acceptances of other banks (3) Loans to finance agricultural production and other loans to farmers ....f.(2) BHCKK138 0 BHCKK139 0 BHCKK140 0 M.... BHCK3508 0 BHCK1912 0 BHCK1913 0 M... family....b.. Loans and leases held for sale ...... (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing (Column C) Nonaccrual BHDMK130 0 BHDMK131 0 BHDMK132 0 M........f.............. Loans to finance commercial real estate...... and land development activities (not secured by real estate) included in Schedule HC-N.5... construction.... 2.. all student loans... 7..1....f...03:38 pm Schedule HC-N 46 Schedule HC-N—Continued Memoranda—Continued Dollar Amounts in Thousands Itemize loan categories included in Memorandum item 1. (6) Other loans ( 1 ) .a... and 8 extended to non-U.3. (2) Unpaid principal balance .......f..S...f... addressees above .. Loans measured at fair value: (1) Fair value .. and other personal expenditures: (a) Credit cards .................. 5.1......(6) BHCK6558 0 BHCK6559 0 BHCK6560 129 M........ (5) Loans to foreign governments and official institutions ....f..S... Loans and leases held-for-sale and loans measured at fair value (included in Schedule HC-N.." and loans secured by real estate in foreign offices...

... b.... Purchas e d cre dit-im paire d loans accounte d for in accordance w ith FASB ASC 310-30 (form e r AICPA State m e nt of Pos ition 03-3): a.. Bil | Mil | Thou BHCK3529 Bil | Mil | Thou 0 BHCK3530 0 M..6...... or with $2 b illion or more in par/notional amounts of off-b alance-sheet derivative contracts (as reported in Schedule HC-L.. items 11...........June 2012 FR Y-9C Northern Trust Corporation . .........b..... above ..a.....a through 11..................................03:38 pm Schedule HC-N 47 Schedule HC-N—Continued Memoranda—Continued Items 6 is to b e reported only b y b ank holding companies with total consolidated assets of $1 b illion or more..... M.......9........ Outs tanding balance .. Dollar Amounts in Thousands 6............. Carrying am ount include d in Sche dule HC-N.......... Additions to nonaccrual assets during the quarter ............. ite m s 1 through 7.............................530 M........565 1.....9.......................e)............ BHCKL186 0 BHCKL187 0 BHCKL188 0 M.... Dollar Amounts in Thousands 9....... Nonaccrual assets sold during the quarter ............ 8. Mil Thou BHCKC410 BHCKC411 (Column A) (Column B) Past due 30 through 89 days Past due 90 days or more and and still accruing still accruing 35... Derivative contracts: Fair value of amounts carried as assets ...........7.............8...... (Column C) Nonaccrual BHCKL183 0 BHCKL184 0 BHCKL185 0 M..........ID RSSD# 0001199611 Printed: 08/09/2012 ................. Dollar Amounts in Thousands Bil 7.....

.. b............. 3.... c.................... Open-end loans extended under lines of credit: (1) Total commitment under the lines of credit .. Open-end loans extended under lines of credit: (1) Total commitment under the lines of credit ........................ Closed-end first liens ....................................c.........................................c............................ Open-end 1-4 family residential mortgage loans extended under lines of credit .... c. (2) Principal amount funded under the lines of credit ........................................... c.............................................................c... Dollar Amounts in Thousands 1............... 2............... Open-end loans extended under lines of credit: (1) Total commitment under the lines of credit ...................................... 5.... Repurchases and indemnifications of 1-4 family residential mortgage loans during the quarter: a.............June 2012 FR Y-9C Northern Trust Corporation ...................... (1) The $1 billion asset size test is generally based on the total assets reported as of June 30...............................b.......................... Closed-end junior liens ......(1) 6.. b... items 4........ Bil Mil Thou BHCKF066 BHCKF067 0 0 1...... Open-end loans extended under lines of credit: (1) Total commitment under the lines of credit ............ Retail originations during the quarter of 1-4 family residential mortgage loans for sale: ( 2 ) a.... Closed-end first liens ..................................................... (2) Exclude originations and purchases of 1-4 family residential mortgage loans that are held for investment...... b........................i) a............................................ 2. Closed-end first liens ............................................................. Closed-end junior liens .b............... 1-4 family residential mortgages sold during the quarter: a............................................c.................... Closed-end first liens ........... Closed-end junior liens ............(2) BHCKF072 BHCKF073 64 0 BHDMF676 BHDMF677 0 0 4............................ 6......b............................................... Noninterest income for the quarter from the sale.............. BHDMF680 BHDMF681 0 0 6.................. Wholesale originations and purchases during the quarter of 1-4 family residential mortgage loans for sale: a.. Closed-end 1-4 family residential mortgage loans ............................. Re pre s e ntation and w arranty re s e rve s for 1-4 fam ily re s ide ntial m ortgage loans s old: a.......... BHDMF674 BHDMF675 0 0 3......................................................... 4...c.......... or quarter-end loans held for sale or trading in domestic offices exceed $10 million for tw o consecutive quarters...................... 2011........................ 1......b....................c.................... c........................... securitization.......a..a......a.....(2) BHCKL191 BHCKL192 4......................................... and 5....g..................................................(2) BHCKF184 BHDMF560 0 0 5.......................... 4.........c........ 5........................................ 7..................................................... 5.......................................... items 5.(2) BHCKF068 BHCKF069 0 0 2.....(1) 4..................f. b......................................(2) BHCKF070 BHCKF071 0 0 3.........a and 5): a.................................................. BHDMF678 BHDMF679 0 0 6............. 7.....................(1) 1.. BHDMF670 BHDMF671 0 0 1.............................................................c....... Closed-end junior liens .......a..................... b.....(1) 3............................................................. b.................................. (2) Principal amount funded under the lines of credit ................a........c....03:38 pm Schedule HC-P 48 Schedule HC-P—1-4 Family Residential Mortgage Banking Activities in Domestic Offices Schedule HC-P is to be completed by (1) all bank holding companies w ith $1 billion or more in total assets 1 and (2) bank holding companies w ith less than $1 billion in total assets at w hich either 1-4 family residential mortgage loan originations and purchases for resale2 from all sources....(1) 2.....................................b........... 6............................ Closed-end first liens ............... (2) Principal amount funded under the lines of credit ...... Closed-end junior liens ............b........b.... 7............ and servicing of 1-4 family residential mortgage loans (included in Schedule HI........... Open-end loans extended under lines of credit: (1) Total commitment under the lines of credit .................................... BHDMF672 BHDMF673 0 0 2......................................... 1-4 family residential mortgages held for sale or trading at quarter-end (included in Schedule HC....................... gove rnm e nt age ncie s and gove rnm e nt-s pons ore d age ncie s .............a............................................ID RSSD# 0001199611 Printed: 08/09/2012 ......S............. (2) Principal amount funded under the lines of credit .... c... (2) Principal amount funded under the lines of credit ... For re pre s e ntations and w arrantie s m ade to U........... . 3................. loan sales.................... b................................................................................................a...c........................................................... For re pre s e ntations and w arrantie s m ade to othe r partie s ................

........222 BHCKG503 1...... (Column A) (Column B) (Column C) Total Fair Value LESS: Amounts Level 1 Fair Reported on Netted in the Value Schedule HC Determination of Measurements Total Fair Value BHCY1773 26..........................................001.714..... b.... BHCKG488 0 0 0 BHCKG476 24............. 0 5........177................ Other trading assets .......043........b....... Loans and leases held for sale ..ID RSSD# 0001199611 Printed: 08/09/2012 ............................096 BHCKG496 0 BHCKG501 3 BHCKG500 6.....784...b..... Trading assets: a................................. 0 4....................June 2012 FR Y-9C Northern Trust Corporation ........... 0 2.................... BHCKG483 4..... BHCKG502 27...... All other assets ........ 7................... 5... above) .............177............................................................. 0 5................................ BHCKF240 BHCKF684 6........784.... Derivative assets ..............................b.(1) BHCKG487 0 BHCKG491 BHCKG492 0 0 BHCT3543 865... Dollar Amounts in Thousands As s e ts 1.... BHCKG478 BHCKG479 3.. 0 5..402 BHCKG493 1........ BHCKG391 0 0 0 0 0 6......................823 BHCKG506 105.......... item 5. 0 3...............................................842................832 BHCKG505 27.......694 BHCKG504 1.418 BHCKG474 2...952....... Available-for-sale securities .261 BHCKG480 BHCKG481 BHCKG482 0 BHCKG485 0 BHCKG489 (Column E) Level 3 Fair Value Measurements BHCKG475 1..............................03:38 pm Schedule HC-Q 49 Schedule HC-Q—Assets and Liabilities Measured at Fair Value on a Recurring Basis Schedule HC-Q is to be completed by all bank holding companies.................................402 BHCKG498 BHCKG499 (1) Nontrading securities at fair value w ith changes in fair value reported in current earnings (included in Schedule HC-Q.................. 0 0 0 0 BHCKG495 2.....694 BHCKG494 BHCKG497 6....................................................328 BHCKG477 105....................829 0 BHCKG484 (Column D) Level 2 Fair Value Measurements 0 BHCKG486 0 BHCKG490 1.....a.......... Federal funds sold and securities purchased under agreements to resell ... Total assets measured at fair value on a recurring basis ..............................261 7................... Loans and leases held for investment .........399 BHCKF241 BHCKF242 BHCKF692 0 BHCKG392 0 BHCKG395 0 BHCKG396 BHCKG804 .........

............ Deposits ...................................... Trading liabilities: a............................................. BHCKG525 BHCKG529 BHCKG807 0 11 0 0 BHCKG511 0 BHCKG528 BHCKG806 BHCKF254 0 BHCKG510 BHCKG523 BHCKG527 BHCKF253 0 0 0 13.....................458........... 0 13............................................. BHCKG526 14......... 0 10................................................................................................ Total liabilities measured at fair value on a recurring basis ............075 BHCKG513 BHCKG516 BHCKG517 BHCKG518 0 BHCKG522 0 12................................986.............355 BHCKG532 1............03:38 pm Schedule HC-Q 50 Schedule HC-Q—Continued Dollar Amounts in Thousands Liabilitie s 8................... 0 12................................................. Federal funds purchased and securities sold under agreements to repurchase ............. All other liabilities .... 0 14..............b..... 0 11. BHCKG509 0 BHCKG521 (Column E) Level 3 Fair Value Measurements 0 0 11 11.... 10...............986.. Other trading liabilities .... 0 10..... Derivative liabilities ................................. (Column A) (Column B) (Column C) Total Fair Value LESS: Amounts Level 1 Fair Reported on Netted in the Value Schedule HC Determination of Measurements Total Fair Value BHCKF252 BHCKF686 0 9........................June 2012 FR Y-9C Northern Trust Corporation .. Other borrow ed money .............344 BHCKG512 1....... BHCKG507 BHCKG508 BHCT3547 528...............458....................................ID RSSD# 0001199611 Printed: 08/09/2012 ........... BHCKG805 0 BHCKG514 1.....419 BHCKG515 0 BHCKG519 BHCKG520 0 BHCKG524 0 BHCKG531 528................... Subordinated notes and debentures ...............................430 BHCKG533 8............................. BHCKG530 0 BHCKG808 BHCKG809 0 0 0 BHCKG534 1..... BHCKF694 0 (Column D) Level 2 Fair Value Measurements BHCKG535 ...a......................075 0 0 0 9................. b.......

b....June 2012 FR Y-9C Northern Trust Corporation ............1....a............... Mortgage servicing assets .... BHTXG556 BHCKG556 BHCKG557 f........03:38 pm Schedule HC-Q 51 Schedule HC-Q—Continued Memoranda Dollar Amounts in Thousands 1.................a......... BHTXG551 BHCKG551 BHCKG552 e. BHCKG560 BHCKG564 BHCKF697 BHCKG567 0 0 0 BHCKG555 BHCKG559 BHCKG563 0 BHCKG566 0 0 M..2.......... 0 M.. BHTXG561 BHCKG561 BHCKG562 BHCKG542 0 BHCKG543 0 c. 0 M.................. BHTXG576 BHCKG576 BHCKG577 e.................... 0 M..............e.000 and exceed 25% of item 13): a.... (Column A) (Column B) (Column C) Total Fair Value LESS: Amounts Level 1 Fair Reported on Netted in the Value Schedule HC Determination of Measurements Total Fair Value BHCKG536 BHCKG537 0 BHCKG538 0 b............ 0 M........2....1...... BHCKG541 c.. BHCKG550 BHCKG554 BHCKG558 0 b......... Nontrading derivative assets .1.1............. BHTXG546 BHCKG546 BHCKG547 d....... BHCKG585 0 BHCKG589 0 0 BHCKG580 BHCKG584 BHCKG588 M...e. (Column D) Level 2 Fair Value Measurements BHCKG590 0 .......... 0 0 0 BHCKG545 BHCKG549 BHCKG553 BHCKF689 BHCKG540 0 0 0 0 BHCKG539 BHCKG544 BHCKG548 0 BHCKF261 (Column E) Level 3 Fair Value Measurements 0 0 2....2....d.............. 0 M.... BHTXG581 BHCKG581 BHCKG582 f..f.. All other assets (itemize and describe amounts included in Schedule HC-Q............d.. All other liabilities (itemize and describe amounts included in Schedule HC-Q.. BHCKF263 0 BHCKG569 BHCKG573 0 BHCKG565 0 0 BHCKG568 0 0 0 M......1.b......... item 6 that are greater than $25. BHCKG575 BHCKG579 BHCKG583 0 BHCKG570 BHCKG574 BHCKG578 M.......1......... Nontrading derivative liabilities ... BHTXG586 BHCKG586 BHCKG587 0 0 BHCKF262 0 0 0 0 0 0 0 0 0 0 M......................c.......2............ Loan commitments (not accounted for as derivatives) ......000 and exceed 25% of item 6): a......ID RSSD# 0001199611 Printed: 08/09/2012 ...... 0 M................f. item 13 that are greater than $25.....2...2..... BHTXG571 BHCKG571 BHCKG572 d...........c.... 0 M.

... Tier 1 capital (sum of items 8 and 10...................731 91........... 6.402 12. BHCK4336 BHCKB588 (346.........ID RSSD# 0001199611 Printed: 08/09/2012 .... Average total assets for leverage capital purposes (item 22 less items 23 through 26) .... BHCKG218 BHCK5310 BHCK2221 BHCKB594 BHCK5311 BHCK8275 BHCK1395 BHCKB595 BHCK3792 0 298........... report as a positive value.........................June 2012 FR Y-9C Northern Trust Corporation ....................................... 9........ 26........ 7................ if a net loss......... 19... BHCK8434 BHCKA221 71............. ( 2 ) ..... 10.............220.......... Unrealized gains on available-for-sale equity securities includible in Tier 2 capital ........................................I......................................c................ Tie r 2 Capital 12..........a above) ... Allow ance for loan and lease losses includible in Tier 2 capital ......... Total risk-based capital (sum of items 11......................348 892... b..... Tier 2 capital (sum of items 12 through 16) ........202 22.. a... 4......................... 15... 7....................... LESS: Net unrealized gains (losses) on available-for-sale securities (if a gain..... 23.554 7.............. Tier 3 Capital allocated for market risk ... BHCKF264 BHCKC227 0 7....a..................................... 18... or 6................................. (1) Report amount included in Schedule HC.. 27.......687.............. 158) to de fine d be ne fit pos tre tire m e nt plans (if a gain...... LESS: Other deductions from assets for leverage capital purposes ................... item 26.........c..........b) ......................................... Dollar Amounts in Thousands Tie r 1 Capital 1...03:38 pm Schedule HC-R Schedule HC-R—Regulatory Capital 52 For Federal Reserve Bank Use Only C............................................. and 19............... but includible in Tier 2 capital ............................ 18........... 21....b................................................. 20........077) 0 4. BHCT3368 BHCTB590 BHCTB591 BHCT5610 BHCKB596 BHCKA224 92........b.............. 8.... 4... LESS: Disallow ed goodw ill and other disallow ed intangible assets (from item 7.............................. LESS: Disallow ed servicing assets and purchased credit card relationships .........292 1.... 20................ 24. and Class B and Class C noncontrolling (minority) interests that qualify as Tier 1 capital............................................. 6....... Qualifying subordinated debt....... 3... LESS: Disallow ed goodw ill and other disallow ed intangible assets ......b. LESS: Disallow ed deferred tax assets (from item 9.........348 0 0 8.......a) ......................................... less items 9........................... less items 2................ Bil Mil Thou BHCX3210 7................................ if a loss................ Allow able Tier 2 capital (lesser of item 11 or 17) ....................b..........a and 7............................328...a........ if a loss..............................................017 7......... and 6. 13............................... 5..b) ........................ 17..............................................a and 9. 25. trust preferred securities issued by consolidated special purpose entities...... 2..... 27.......415 9................ Other Tier 2 capital components ... 16.........................a.... 14...............................b....a above) .. 6. "Accumulated other comprehensive income (AOCI).. Total As s e ts for Le ve rage Ratio 22....... 26....... Average total assets (from Schedule HC-K............ 15.................. BHCKB590 605... 8....328. a............ LESS: Net unrealized loss on available-for-sale equity securities (report loss as a positive value) ( 1 ) ............. b..................950 605................................. 17................ BHCKB591 BHCK5610 BHCKB592 BHCK8274 0 0 (139) 7... LESS: Deductions for total risk-based capital ................ report as a positive value.......... Subtotal (sum of items 1 and 6............. and restricted core capital elements (except Class B noncontrolling (minority) interest) not includible in items 6. 24........ report as a negative value) ........................ redeemable preferred stock...............b............. report as a negative value) ....946 0 0 892...................................... ___________ This schedule is to be submitted on a consolidated basis............. 25........390. a......c................. 5......... b..............480 0 2.. 14.... 3........... 19......293.. BHCKG217 593............. BHCKG214 BHCKG215 BHCKG216 0 268............ 18.........................................." (2) Includes subordinated notes payable to unconsolidated trusts issuing trust preferred securities net of the bank holding company's investment in the trust. LESS: Nonqualifying perpetual preferred stock ............. 9............. report as a positive value................... ........................ LESS: Disallow ed deferred tax assets ........... c.... LESS: Disallow ed servicing assets and purchased credit card relationships (from item 9..... 6................682 0 6.................. item 27........................................... 10.... Qualifying restricted core capital elements (other than cumulative perpetual preferred stock) ( 2 ) ... Other additions to (deductions from) Tier 1 capital ............. item 5) .... 21..017 0 0 1.......a.............. Qualifying Class A noncontrolling (minority) interests in consolidated subsidiaries ...... Qualifying mandatory convertible preferred securities of internationally active bank holding companies ............. 5.......... less item 20) ...... 16...... report as a negative value) ( 1 ) ........................................ LESS: Cumulative change in fair value of all financial liabilities accounted for under a fair value option that is included in retained earnings and is attributable to changes in the bank holding company's ow n creditw orthiness (if a net gain.....b. Total bank holding company equity capital (from Schedule HC................... LESS: Accumulated net gains (losses) on cash flow hedges ( 1 ) and am ounts re corde d in AOCI re s ulting from the initial and s ubs e que nt application of FASB ASC 715-20 (form e r FASB s tate m e nt No.. 3................ Cumulative perpetual preferred stock included in item 5 and Class B noncontrolling (minority) interest not included in 6..........b above) .. 11.................763 13....................................... 23................................................... 11..........

...................................... .... Tier 1 risk-based capital ratio (item 11 divided by item 62) ........... 33.... 32........ BHCK7204 BHCK7206 BHCK7205 7......43 31....86 14............................03:38 pm Schedule HC-R 53 Schedule HC-R—Continued Percentage Capital Ratios 31..................................................... Total risk-based capital ratio (item 21 divided by item 62) ......ID RSSD# 0001199611 Printed: 08/09/2012 ........... Tier 1 leverage ratio (item 11 divided by item 27) ..................................................... 33.............June 2012 FR Y-9C Northern Trust Corporation ...99 12................... 32..................

...151 BHC91773 905...... 0 ( 1) (Column D) Allocation by Risk Weight Category 20% (Column E) Allocation by Risk Weight Category 50% BHC2 BHC5 BHC00010 9.................... BHCKC225 22...........442 BHC92170 26................ All other assets (Column C) Allocation by Risk Weight Category 0% BHC05369 BHC25369 (Column F) Allocation by Risk Weight Category 100% BHC9 BHC90010 0 34...June 2012 FR Y-9C Northern Trust Corporation ............... ..... BHCX1773 26... BHCKB639 4.........(1) and 1. net of unearned income ............................. 40.............. 1....... Federal funds sold and securities purchased under agreements to resell ........ investments in unconsolidated subsidiaries and associated companies.............. 34.......... Cash and due from depository institutions (column A equals the sum of Schedule HC....311.... (Column A) Totals (from Schedule HC) Dollar Amounts in Thousands Balance She e t As s e t Cate gorie s .. or it can simply risk-w eight some or all of these items at a 100 percent risk w eight (50 percent for derivatives)..953 BHC20010 22...... each bank holding company should decide for itself how detailed a risk-w eighted analysis it w ishes to perform.663.....b..342 BHC01773 4.................... 0 BHC0B528 200......535 0 BHCE5369 64 42.... BHCT5369 39.......638 BHC01754 BHC51754 0 BHC21754 691............... BHCX3123 300.....03:38 pm Schedule HC-R 54 Schedule HC-R—Continued Bank holding companies are not required to risk-w eight each on-balance sheet asset and the credit equivalent amount of each off-balance sheet item that qualifies for a risk w eight of less than 100 percent (50 percent for derivatives) at its low er risk w eight............. (1) Includes premises and fixed assets......895 BHCE2170 1.....623 BHC52170 7. ....326 BHCE3123 300.....402 BHC03545 0 BHC23545 275 BHC53545 229 BHC93545 5. 0 BHC91754 76. BHCTB528 29....544 BHC5B528 7..........b...........(2))... intangible assets...010 BHC0C225 BHC2C225 22....709 36....546.....998 BHC9B528 21...... (Column B) Items Not Subject to RiskWeighting BHCE BHC0 BHCK0010 31... other real estate ow ned......... When completing items 34 through 54 of Schedule HC-R.......... items 1............... Loans and leases...ID RSSD# 0001199611 Printed: 08/09/2012 ...................090. and other assets.. Held-to-maturity securities ... BHC51773 31....602... Loans and leases held for sale ..................830..029 BHCE1754 0 36..........................071... BHCE3545 865.............828 39...591 BHCE0010 35.......804 ..985...192 42.........898 41.. a bank holding company can choose from among its assets and off-balance sheet items that have a risk w eight of less than 100 percent w hich ones to risk-w eight at an appropriate low er risk w eight...................418 BHCE1773 59............862..a................687 35....406............ LESS: Allow ance for loan and lease losses ...........631 BHC21773 21......... 43. Trading assets ..........................913........684.....901 BHC2B639 279 BHC5B639 0 BHC9B639 3...656..............................370 BHC02170 13........ In other w ords..455.......314 43...326 41... BHCT2170 94................. BHC9C225 BHC55369 0 37........917 37.......................535 38..........079..842..749 BHCEB639 686..661 BHC2B528 163. BHCX1754 768..146 BHC22170 45... BHCX3545 871...377 BHC0B639 292..................... Total assets (sum of items 34 through 42) ..... BHC95369 0 0 0 64 0 38......031 BHCEB528 40....755...... Available-for-sale securities .... direct and indirect investments in real estate ventures.............................

.... .677 44................500000 BHC9 BHC5B546 4.....50 BHC0G591 ................. 44...505......................... (3) Or institution-specific factor..300 49. Recourse and direct credit substitutes (other than financial standby letters of credit) subject to the low -level exposure rule and residual interests subject to a dollarfor-dollar capital requirement ...475 BHC53433 1....784.... For other financial standby letters of credit........ BHC9G591 1..20 BHCE3411 5.730 0 BHC96570 116...00 or 12...00 BHCKB675 0 52.....552...............372..024 BHC03411 .........336 54..00 BHCEB681 1.431 BHC26572 204...... use a credit conversion factor of 1..... 0 48...... All other off-balance sheet liabilities . Retained recourse on small business obligations sold w ith recourse ........ BHCT3433 73.........997 0 1. BHC56570 0 BHC26570 11.....483........................June 2012 FR Y-9C Northern Trust Corporation ..............600 53...388 50... Financial standby letters of credit ... Credit Conversion Factor (Column B) Credit Equivalent Amount (1) BHCE (Column C) Allocation by Risk Weight Category 0% BHC0 BHCKB546 1......858 45....... Derivative contracts ....... BHC9B681 0 0 0 0 BHC2A167 2.338 1............ BHCTA250 50.a..........273. (2) For financial standby letters of credit to w hich the low -level exposure rule applies...............664 BHCE3433 73..00 BHC03433 71..190 BHC5A167 2.......03:38 pm Schedule HC-R 55 Schedule HC-R—Continued (Column A) Face Value or Notional Amount Dollar Amounts in Thousands De rivative s and Off-Balance She e t Ite m s ....273.... 54...... BHCT6570 257... BHC53411 0 BHC23411 498 0 BHC93411 5......831....711 BHC06572 ... 51.000 BHC2 (Column E) Allocation by Risk Weight Category 50% 1.....307 46..388 1.... 0 49.825 BHCEA250 BHC0A250 BHC2A250 BHC5A250 0 12..231 0 0 53...........5(3) 12...5 or an institution-specific factor.533 53.........5 (2) 4....338 BHC0B546 45. b.........00 (Column F) Allocation by Risk Weight Category 100% BHC2B546 715..431 BHCK6572 24.. BHCT3411 29. Risk participations in bankers acceptances acquired by the reporting institution ........ BHCKB541 1... 0 0 52.....600 BHCEA167 4..... BHC23429 BHC93429 0 0 BHC23433 1...00... Unused commitments: a. 0 0 BHC2B675 0 BHC93433 BHC9A250 0 BHCEB541 15...... 0 BHC96572 11............. BHCK3429 BHCE3429 BHC03429 48..588 46.b.... Securities lent ........ BHC9B541 15. With an original maturity of one year or less to assetbacked commercial paper conduits ......421 BHCE6572 12.......... See instructions for further information....000000 BHCEB546 4.. With an original maturity exceeding one year ........... use a credit conversion factor of 12..50 BHCE6570 128........................ID RSSD# 0001199611 Printed: 08/09/2012 ..372..888......071. All other financial assets sold w ith recourse .431 BHC0B681 1..805 47.....526 BHC0A167 47..279.....178 BHC56572 0 BHC2G591 BHC5G591 BHC9B675 0 0 51.......10 BHCEG591 1......... Performance standby letters of credit . (1) Column A multiplied by credit conversion factor....300 BHCEB675 BHCKG591 16... BHC5 0 BHC9B546 3....035......... (Column D) Allocation by Risk Weight Category 20% BHC5B675 0 0 BHC5B681 0 BHC2B681 1.... Commercial and similar letters of credit ......00 0 BHC0B675 0 BHCKB681 1.......175 BHC06570 ....

...................................... BHCKA223 56... derivatives. BHCK3128 .....................................459 59............. Risk-w eighted assets by risk w eight category (for each column...................... 60.... 56.......... sum of items 43 through 54) .............. LESS: Excess allow ance for loan and lease losses .............. Market risk equivalent assets ........................ and item 58) ................. and off-balance sheet items by risk w eight category (for each column................... Risk w eight factor ...............................459 62....................129........................................................... 58.......................... Total assets...................... 0 61.................... Risk-w eighted assets before deductions for excess allow ance for loan and lease losses and allocated transfer risk reserve (sum of item 57..........388 (Column F) Allocation by Risk Weight Category 100% BHCKB703 41............ BHCKA222 61.....677 x 100% 55..775 x 50% BHCKB699 41.....372... 56.................. BHCKB704 56............ 57.............03:38 pm Schedule HC-R 56 Schedule HC-R—Continued Dollar Amounts in Thousands Totals 55.558 (Column E) Allocation by Risk Weight Category 50% 0 60...............................June 2012 FR Y-9C Northern Trust Corporation .......677 0 BHCKB701 10................647............................. BHCK1651 46.................139...........................................965................................789 x 20% BHCKB700 BHCKB698 10.................................................186.......... item 55 multiplied by item 56) ... BHCKB702 5..... columns C through F....ID RSSD# 0001199611 Printed: 08/09/2012 ..........965........ 57.....836 58.. Total risk-w eighted assets (item 59 minus items 60 and 61) ........ LESS: Allocated transfer risk reserve .........971 x 0% BHCKB697 50...602............ (Column C) Allocation by Risk Weight Category 0% (Column D) Allocation by Risk Weight Category 20% BHCKB696 85................. 59........602.... 62..

................. b......................................................467. BHCK3809 BHCK3812 BHCK8771 BHCK8774 BHCK8777 BHCKA000 BHCKG597 BHCKG600 706...........097 3............................... Current credit exposure across all derivative contracts covered by the risk-based capital standards . (2) Subinvestment grade ..... ..(2) Mil Thou BHCK5479 0 M.......................................... Other commodity contracts .................................................................. 4..... Not applicable c... the contra account) for Employee Stock Ow nership Plan (ESOP) debt guaranteed by the reporting bank holding company (included in Schedule HC..........c..3................................" on Schedule HC) ................................................. M.......................................c..... b.....................03:38 pm Schedule HC-R 57 Schedule HC-R—Continued Memoranda Dollar Amounts in Thousands 1...... Treasury stock (including offsetting debit to the liability for ESOP debt) (included in Schedule HC............................... BHCK5483 BHCK5484 0 241......b) ...... item 27....................2.........................a.... e.(1) M..150 209............ In the form of common stock .................2................................. Noncumulative perpetual preferred stock (included and reported in "Total equity capital........................ BHCKC498 0 M... M.....................................g... item 20 or 27.................. REIT preferred securities)(included in Schedule HC......b..............................150 BHCK8764 Bil M...........................g......June 2012 FR Y-9C Northern Trust Corporation ............2............. item 26....752........ c................000 BHCKG598 0 BHCKG601 6................ Credit derivative contracts: Purchased credit protection that (a) is a covered position under the market risk rule or (b) is not a covered position under the market risk rule and is not recognized as a guarantee for risk-based capital purposes: (1) Investment grade .................a........5..........2................. f............. M........ Other noncumulative preferred stock eligible for inclusion in Tier 1 capital (e...e................d.........................................................2................g.................. item 26............................................................................................................. d. BHCK2771 0 M. 5........... Notional principal amounts of derivative contracts: ( 1 ) a...... Other precious metals contracts ..................... (Column A) With a remaining maturity of one year or less Dollar Amounts in Thousands 2.... Preferred stock (including related surplus) eligible for inclusion in Tier 1 capital: a.............2............ Mil Thou 2..........................a.......436 0 0 0 0 Bil BHCK8767 BHCK8770 BHCK8773 BHCK8776 BHCK8779 BHCKA002 1.........662 M.1..... Equity derivative contracts ....................................517 0 0 0 0 (Column B) With a remaining maturity of over one year through five years BHCK8766 BHCK8769 BHCK8772 BHCK8775 BHCK8778 BHCKA001 43.......... M...............................b) ....... (Column C) With a remaining maturity of over five years Dollar Amounts in Thousands (1) Exclude foreign exchange contracts w ith an original maturity of 14 days or less and all futures contracts........c): a............. Foreign exchange contracts ................... Other cumulative preferred stock eligible for inclusion in Tier 1 capital (excluding trust preferred securities) (included in Schedule HC................... Gold contracts ...... M..............b........f..........e............................................................................... b...........................ID RSSD# 0001199611 Printed: 08/09/2012 ................077...... Interest rate contracts .............. M..............500 BHCKG602 0 0 3...2.....c) .4.................519........ d..........d....................................................934 0 0 0 0 0 0 BHCKG599 32..................459....5......3.................. In the form of perpetual preferred stock ....... M......3.... M.. Offsetting debit to the liability (i............................... g.............2......... BHCKA507 0 M..........

...... Goodw ill net of any associated deferred tax liability ..................... M..June 2012 FR Y-9C Northern Trust Corporation ...................d.................. item 58) .. M............6..............................8......... ............................ M.....10...........b) .............................. Bil Mil Thou BHCKF031 104 BHCKG219 BHCKG220 BHCK5990 BHCKC502 BHCKG221 0 0 0 268.........61 M.......... 7......b....................... c.... Not applicable 8... item 27. Qualifying trust preferred securities (included in Schedule HC.... and trust preferred securities issued by consolidated special purpose entities.. M....................................... Ratio of qualifying restricted core capital elements to total core capital elements less (goodw ill net of any associated deferred tax liability) ................... item 19...........682 492....... item 27.....03:38 pm Schedule HC-R 58 Schedule HC-R—Continued Memoranda—Continued Dollar Amounts in Thousands 6....b) ( 2 ) ....b) .. Qualifying Class B noncontrolling (minority) interest (included in Schedule HC........8........................................... Restricted core capital elements included in Tier 1 capital: a..................... 9. Percentage 10.......c........ Market risk equivalent assets attributable to specific risk (included in Schedule HC-R..................................................... d..............ID RSSD# 0001199611 Printed: 08/09/2012 ....................................a) ................ Qualifying cumulative perpetual preferred stock (included in Schedule HC.........................834 M...9........a...... Qualifying Class C noncontrolling (minority) interest (included in Schedule HC..... that qualify as Tier 1 capital. (2) Includes subordinated notes payable to unconsolidated trusts issuing trust preferred securities net of the bank holding company's investment in the trust. BHCKG222 3..... item 27.......8............. M. b................8..........................................

.............. Charge-offs . 30-89 days past due ....................a... Loans Industrial Loans All Leases.. Securitization. Subordinated securities and other residual interests . Reporting institution's unused commitments to provide liquidity to structures reported in item 1 ....... Recoveries ...a... BHCKB726 0 0 BHCKB733 BHCKB734 0 b.......... BHCKB714 BHCKC394 (Column E) (Column F) (Column G) Other Consumer Commercial and All Other Loans.. HC-D... 0 3. Outstanding principal balance of assets sold and securitized w ith servicing retained or w ith recourse or other seller-provided credit enhancements ................................... BHCKB747 BHCKB748 BHCKB754 BHCKB749 0 BHCKB755 0 0 BHCKB750 BHCKB756 0 0 BHCKB752 BHCKB758 0 0 2.......... BHCKB732 BHCKB738 BHCKB744 0 0 0 0 0 BHCKC406 BHCKB731 BHCKB737 0 BHCKB743 0 0 1.... 0 4............ Charge-offs and recoveries on assets sold and securitized w ith servicing retained or w ith recourse or other seller-provided credit enhancements (calendar yearto-date) a.....a..... Credit enhancing interest-only strips (included in HC-B.......... and Asset Sale Activities Dollar Amounts in Thousands Se curitization Activitie s 1.... ___________ (Column D) Auto Loans BHCKB707 0 0 b. BHCKB753 0 BHCKB759 0 2................... BHCKB735 BHCKB717 BHCKC404 BHCKB729 0 0 BHCKB741 0 BHCKB711 0 0 BHCKC397 BHCKC403 0 0 BHCKB716 BHCKC396 BHCKB728 BHCKB710 0 0 0 0 0 BHCKB715 BHCKC402 BHCKB727 BHCKB709 0 0 BHCKC395 BHCKC401 0 4.........b.. 0 5.. or HC-F) .......... BHCKB746 0 0 0 BHCKB739 0 BHCKB745 BHCKB751 0 BHCKB757 0 0 2.... BHCKB740 0 5.........................................................June 2012 FR Y-9C Northern Trust Corporation ...... 0 4..........b...........03:38 pm Schedule HC-S Schedule HC-S—Servicing.b.. BHCKC400 3...........ID RSSD# 0001199611 Printed: 08/09/2012 .. 0 5.......... (Column A) 1-4 Family Residential Loans (Column B) Home Equity Lines BHCKB705 BHCKB706 0 BHCKB712 BHCKB713 BHCKC393 c......... Past due loan amounts included in item 1: a.............. 2.......... (Column C) Credit Card Receivables 59 BHCKB760 0 ....c.. BHCKC399 BHCKC405 0 0 BHCKB736 BHCKB742 BHCKC398 BHCKB730 0 BHCKB718 0 0 0 0 0 0 b... Standby letters of credit and other enhancements ....... Maximum amount of credit exposure arising from recourse or other seller-provided credit enhancements provided to structures reported in item 1 in the form of: a............... 90 days or more past due ......I..................... and All Other Assets BHCKB708 0 0 For Federal Reserve Bank Use Only C.

.................. 0 12.... Assets sold w ith recourse or other seller-provided credit enhancements and not securitized ... Loans Industrial Loans All Leases... BHCKB771 BHCKB773 BHCKB776 881 BHCKB777 BHCKB774 BHCKB783 BHCKB784 0 As s e t Sale s 11....... BHCKB772 0 0 For Se curitization Facilitie s Spons ore d By or Othe rw is e Es tablis he d By Othe r Ins titutions 9.b............. 10......................... and All Other Assets BHCKB762 0 b.. 0 7... BHCKB796 0 BHCKB802 0 0 BHCKB789 0 0 BHCKB801 0 BHCKB782 0 0 0 BHCKB800 0 BHCKB781 0 BHCKB803 0 .... Reporting institution's unused commitments to provide liquidity to other institution's securitization structures .. BHCKB790 12.. 0 BHCKB502 0 0 b.......... Charge-offs ... Maximum amount of credit exposure arising from recourse or other seller provided credit enhancements provided to assets reported in item 11 ... 0 8..03:38 pm Schedule HC-S 60 Schedule HC-S—Continued Dollar Amounts in Thousands 6.........a.ID RSSD# 0001199611 Printed: 08/09/2012 ........ 0 11......a..... 90 days or more past due .. BHCKB766 0 0 8.. Charge-offs and recoveries on loan amounts included in interests reported in item 6... BHCKB775 0 0 6........................ Securities (included in HC-B) ....................... (Column A) 1-4 Family Residential Loans (Column B) Home Equity Lines (Column C) Credit Card Receivables BHCKB761 BHCKB500 BHCKB501 BHCKB764 BHCKB765 BHCKB767 BHCKB768 BHCKB770 b............... Loans (included in HC-C) ........... 0 8.b.......... Recoveries . and other enhancements ...... Amount of ow nership (or seller's) interests carried as: a.......a............a: a........ 0 10............................. Past due loan amounts included in interests reported in item 6........................... BHCKB763 0 0 7.................... (Column D) Auto Loans BHCKB788 BHCKB795 9..... (Column E) (Column F) (Column G) Other Consumer Commercial and All Other Loans................ 30-89 days past due ........................................ purchased subordinated securities...... Maximum amount of credit exposure arising from credit enhancements provided by the reporting institution to other institutions' securitization structures in the form of standby letters of credit................... 0 BHCKB769 0 0 6...... BHCKB797 BHCKB778 BHCKB791 0 BHCKB787 0 BHCKB786 108..a (calendar year-to-date) a.b...........000 BHCKB793 BHCKB794 0 BHCKB799 0 BHCKB780 0 BHCKB792 0 BHCKB798 0 BHCKB779 0 BHCKB785 0 0 7.........June 2012 FR Y-9C Northern Trust Corporation .....

........c is to be completed if the principal balance of other financial assets serviced for others is more than $10 million................................... ...... (2) Conduits sponsored by other unrelated institutions ..................c.... Outstanding principal balance ......2.................a............. b............................ and other enhancements: (1) Conduits sponsored by the bank..3..a. (2) Conduits sponsored by other unrelated institutions ...............................................b......... b....b........................................... 3.... d.................. M...................... Small business obligations transferred w ith recourse under Section 208 of the Riegle Community Development and Regulatory Improvement Act of 1994: a............. M..............................b............................ item 1........... a bank affiliate......................... 1-4 family residential mortgages serviced w ith recourse or other servicer-provided credit enhancements ...........................(2) BHCKB808 BHCKB809 BHCKC407 0 0 0 M....... column C) ( 2 ) ... have outstanding credit card receivables (as defined in the instructions) that exceed $500 million as of the report date or (2) bank holding companies that on a consolidated basis are credit card specialty holding companies (as defined in the instructions)..............................(1) M............................. c.................... a bank affiliate..1...... Bil Mil Thou BHCKA249 BHCKA250 0 0 M...(1) M................. Other financial assets ( 1 ) .3..2............................................... Amount of retained recourse on these obligations as of the report date .1............ M......ID RSSD# 0001199611 Printed: 08/09/2012 ......... or the bank holding company .......... b.....3............. (1) Memorandum item 2.............................. 2....... Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of credit.............................. or the bank holding company . Outstanding credit card fees and finance charges (included in Schedule HC-S............................. Outstanding principal balance of assets serviced for others (includes participations serviced for others): a....................................................................................... Asset-backed commercial paper conduits: a................................................a... M..........June 2012 FR Y-9C Northern Trust Corporation ............ Unused commitments to provide liquidity to conduit structures: (1) Conduits sponsored by the bank........................... (2) Memorandum item 4 is to be completed by (1) bank holding companies that........2............(2) M...............................4......... 1-4 family residential mortgages serviced w ith no recourse or other servicer-provided credit enhancements .......................... BHCKB804 BHCKB805 BHCKA591 BHCKF699 0 346 0 0 M.3..............................................03:38 pm Schedule HC-S 61 Schedule HC-S—Continued Memoranda Dollar Amounts in Thousands 1...............a.................. 1-4 family residential mortgages serviced for others that are in process of foreclosure at quarter-end (includes closed-end and open-end loans) ......2............d..................... BHCKB806 BHCKB807 0 0 M................................................. subordinated securities...........b............................... 4.......................................... together w ith affiliated institutions.

.................. 1....b...a........ b....... BHCKJ996 0 BHCKJ997 0 BHCKJ998 0 1....e above) ..... 1..........f....a...... BHCKJ999 0 BHCKK001 0 BHCKK002 0 1. 2............ 1........................... i......... e............... f.......... BHCKK015 BHCKK018 BHCKK021 0 BHCKK016 0 BHCKK019 0 BHCKK022 0 BHCKK017 0 BHCKK020 0 BHCKK023 0 0 0 2.......... Commercial paper .... Cash and balances due from depository institutions ........731 2... c..............556 1.... 2.. k....... Other borrow ed money (exclude commercial paper) .............a through 1. (Column A) Securitization Vehicles (Column B) ABCP Conduits (Column C) Other VIEs BHCKJ981 BHCKJ984 BHCKJ987 0 BHCKJ982 0 BHCKJ985 0 BHCKJ988 0 BHCKJ983 0 BHCKJ986 0 BHCKJ989 0 0 0 1......... BHCKK030 0 BHCKK031 0 BHCKK032 0 3.......d............ Securities sold under agreements to repurchase .. j............. Available-for-sale securities .......... BHCKJ990 BHCKJ993 0 BHCKJ991 0 BHCKJ994 0 BHCKJ992 0 BHCKJ995 0 0 1....... Other liabilities .. Other assets ..............a through 2...k above) .............. All other liabilities of consolidated VIEs (not included in items 2..... Securities purchased under agreements to resell .. Liabilities of consolidated VIEs for w hich creditors do not have recourse to the general credit of the reporting bank holding company: a.... e...c..... Other real estate ow ned ... Derivative trading assets ....... 3..........d. g. Trading assets (other than derivatives) ....... Derivative trading liabilities .h.........03:38 pm Schedule HC-V 62 Schedule HC-V—Variable Interest Entities Dollar Amounts in Thousands 1...j....June 2012 FR Y-9C Northern Trust Corporation .............. BHCKK033 0 BHCKK034 0 BHCKK035 0 4.e. net of unearned income ....... Held-to-maturity securities .....c... b. c. d. Assets of consolidated variable interest entities (VIEs) that can be used only to settle obligations of consolidated VIEs: a...... Less: Allow ance for loan and lease losses .............k. BHCKK024 BHCKK027 0 BHCKK025 0 BHCKK028 0 BHCKK026 0 BHCKK029 0 7..... 1.......... BHCKK003 BHCKK006 BHCKK009 BHCKK012 0 0 0 0 0 0 0 0 BHCKK005 BHCKK008 BHCKK011 BHCKK014 0 0 0 21.......................... d.................... 1...... 2. Loans and leases...... 1.. 4.. h.i.g..... BHCKK004 BHCKK007 BHCKK010 BHCKK013 ........ All other assets of consolidated VIEs (not included in items 1......................... Loans and leases held for sale ..e.ID RSSD# 0001199611 Printed: 08/09/2012 .................b................ 2.....

...... Average earning assets ........ 2.......................................................................... Dollar Amounts in Thousands 1................ ... Average equity capital .......................................... Average loans and leases (net of unearned income) .................. Average total consolidated assets ........... w hichever is less................ 3...............03:38 pm Schedule BS .......................June 2012 FR Y-9C Northern Trust Corporation ........................... 3...................................... 4................................ID RSSD# 0001199611 Printed: 08/09/2012 ............... provide on the lines below quarterly average information for any acquired company(ies) w ith aggregated assets of $10 billion or more or 5 percent of the reporting bank holding company's total consolidated assets as of the previous quarter-end.................. 2.... 4...............Note s -PFI 63 Notes to the Balance Sheet—Predecessor Financial Items For bank holding companies involved in a business combination(s) during the quarter...................................... Bil BHBC3516 BHBC3402 BHBC3368 BHBC3519 Mil Thou N/A N/A N/A N/A 1..................

03:38 pm Schedule BS . 3. TEXT5358 4.June 2012 FR Y-9C Northern Trust Corporation . BHCKB029 8. that has been separately disclosed in the bank holding company's quarterly reports to its shareholders. Also include any transactions which previously would have appeared as footnotes to Schedules HC through HC-S. TEXTB029 9. BHCKB028 7. BHCKJ537 Outstanding issuances of perpetual preferred stock associated w ith the U. Each additional piece of information disclosed should include the appropriate reference to schedule and item number. item 19. The bank holding company has disclosed that change to its stockholders and to the SEC.Note s -Othe r 64 Notes to the Balance Sheet (Other) Enter in the lines provided below any additional information on specific line items on the income statement or to its supporting schedules that the bank holding company wishes to explain. item 16. BHCKB030 9. TEXTB027 7. BHCKB027 6. 2. TEXT5357 BHCK5357 2. Enter on the line item below the following information: Bil TEXT0000 Sch. TEXTB028 8. BHCK5360 5. TEXT5359 5. outstanding issuances of subordinated debt securities associated w ith CDCI included in Schedule HC.ID RSSD# 0001199611 Printed: 08/09/2012 . or on its quarterly reports to the Securities and Exchange Commission (SEC).S. New loan to holding company's ESOP guaranteed by bank holding company TEXT0000 Mil Thou 750 Notes to the Balance Sheet (Other) Dollar Amounts in Thousands 1. as well as a description of the additional information and the dollar amount (in thousands of dollars) associated with that disclosure. TEXT5360 6. BHCK5358 3. BHCK5359 4. HC. item 23. in its press releases.a. TEXTB030 . Example A bank holding company has guaranteed a new loan for its leveraged Employee Stock Ownership Plan (ESOP) for $750 thousand and that amount has increased the bank holding company's long-term unsecured debt by a materialamount. Subordinated notes and debentures) Bil BHCKK141 Mil Thou 0 1. Department of Treasury Community Development Capital Initiative (CDCI) program included in Schedule HC. Perpetual preferred stock and related surplus (for Subchapter S corporations.

BHCKB036 15. TEXTB039 19. TEXTB038 18. BHCKB032 11. TEXTB040 20. TEXTB036 16. BHCKB040 19. BHCKB034 13. TEXTB032 12. BHCKB041 20. TEXTB034 14. BHCKB038 17.June 2012 FR Y-9C Northern Trust Corporation . 11.ID RSSD# 0001199611 Printed: 08/09/2012 . TEXTB031 BHCKB031 10.03:38 pm Schedule BS . BHCKB035 14. BHCKB033 12. TEXTB033 13. TEXTB035 15. BHCKB039 18. BHCKB037 16.Note s -Othe r 65 Notes to the Balance Sheet (Other)—Continued Dollar Amounts in Thousands Bil Mil Thou 10. TEXTB037 17. TEXTB041 .

ID RSSD# 0001199611 Printed: 08/09/2012 .03:38 pm Schedule REM ARKS Remarks Enter in the space below any additional remarks that you may have.June 2012 FR Y-9C Northern Trust Corporation . (TEXT4769) 66 .