This action might not be possible to undo. Are you sure you want to continue?
Jayram Ramachandran CBE Institute 2005: Final Report
Pile foundations are commonly used to transfer loads from a structure to the ground in cases where the structural loads are very high or at locations where the soil at shallow depths cannot carry the imposed loads. Under moderate and strong seismic loading, pile foundations undergo large displacements and the behavior of the pile-soil system can be strongly nonlinear. Such pile-soil systems interact with the supported structure; hence their nonlinear behavior is extremely important in evaluating the seismic response of pile-supported structures. In seismic regions, the analysis and design of pile-supported structures requires an accurate prediction of the pile head response and the load resistance to lateral shaking caused by earthquake ground motions. In order to predict the response of pile groups under seismic loading, it is important to understand the interaction between the piles in a group. This research studies the interaction between piles in pile groups accounting for soil nonlinearity and pile-soil gapping eﬀects. Most pile foundations consist of a group of piles rather than a single pile. Thus, an important component of the analysis of pile supported structures is the ability to perform an accurate and eﬃcient analysis of pile groups. However, most pile group analysis techniques are an extension of techniques used to predict the response of single piles. Therefore, Section 2 presents a brief review of single pile analysis techniques. The Beam on Winkler Foundation model is a computationally eﬃcient tool to estimate the response of single piles accounting for pile and soil nonlinearity. A number of researchers have used this technique and hence, this model is brieﬂy described. Section 3 presents an overview of the current techniques available to perform pile group analysis. These include elasticity based methods, wave propagation based methods and the p-multiplier method. Section 4 presents the results of a numerical study using 3D ﬁnite element analysis to investigate pile-to-pile interaction in a pile group, accounting for soil nonlinearity and pile-soil gapping eﬀects.
Single Pile Analysis
Most pile group analysis techniques are an extension of methods employed to compute single pile response. Therefore, it is highly instructive to review techniques used to compute single pile response, including the various numerical and analytical methods that have been developed. Closed form analytical solutions have been obtained by a number of researchers for single piles under axial or lateral loading assuming the soil to be linear viscoelastic and the pile to be a linear elastic beam [15, 17, 18, 24]. Such closed form solutions are hard to extend to reﬂect the true nonlinear behavior of the pile-soil system. Some researchers include soil nonlinearity in the analysis using an equivalent viscous dashpot . The most direct method of analysis involves 2D/3D modeling of the pile and the soil continuum using the ﬁnite element method. In such an analysis, the soil nonlinearity may be considered explicitly by using appropriate material models [12, 37]. The ﬁnite element method, although powerful, is computationally very expensive since it requires discretization of the pile and the large volume of surrounding soil. In contrast, the Beam-on-Winkler-Foundation model is a versatile and eﬃcient approach to pile foundation analysis that has been adopted widely. This section reviews the Winkler model.
Beam on Winkler Foundation Model
The Beam on Winkler Foundation Model model or Winkler model is commonly used to study the response of single piles. The pile is modeled as a beam while the surrounding soil is modeled using continuously distributed springs and dashpots. Pile nonlinearity may be considered in the analysis using an appropriate nonlinear material model. Hysteretic energy loss in the soil is modeled using nonlinear springs whose parameters are determined experimentally from load-deformation curves [21, 22] or analytically by deﬁning stiﬀness and strength parameters [3, 7, 8, 28]. The dashpots placed in parallel with the nonlinear
Figure 1: Beam on Winkler foundation model for a single pile under lateral loading springs account for energy loss due to radiation damping, under dynamic loading conditions. Since radiation damping is a frequency dependent phenomenon, the dashpot coeﬃcients are usually frequency dependent. The Winkler model is easily implemented for analysis of nonlinear pile-soil systems using most standard 1-D ﬁnite element programs. Within the ﬁnite element framework, the pile is modeled using discrete beam elements and the continuous soil springs/dashpots are replaced by discrete springs and dashpots. Figure 1 shows the discretized form of the Winkler model for the analysis of a single pile under dynamic (including seismic) lateral loading. A similar model may be used for the analysis of single piles under static lateral loads. However, under static loads, the dashpots would be irrelevant. The
Winkler model has been shown to provide a good estimate of the pile response by several researchers [3, 32].
The Winkler model requires deﬁnition of parameters for the nonlinear springs as well as viscous dashpots. This section deﬁnes the parameters for the Winkler model under lateral loading. The nonlinear spring may be represented using either the bilinear or Bouc-Wen  models. The bilinear model is a very simple representation of the hysteretic behavior of the soil, but its main attraction is that it can be easily implemented in most ﬁnite element programs. The Bouc-Wen model is much more versatile as it allows a smooth transition from linear to nonlinear behavior. However, it is not implemented in a number of commonly used analysis programs. Both the bilinear and Bouc-Wen models require deﬁnition of the initial spring stiﬀness and strength at large displacements (assuming a zero post yield stiﬀness ). Based on a number of analytical studies that compare pile head displacements from Winkler model analyses with 3-D ﬁnite element analyses, the stiﬀness of the soil springs per unit length under lateral loading can be approximated realistically by [14, 17]:
kx = 1.2Es (z)
where kx is stiﬀness of the continuously distributed spring and Es (z) is the Young’s modulus of the soil as a function of depth z. The value in equation 1 is multiplied by the spacing between two adjacent springs to obtain the discrete spring stiﬀness. The maximum force in the spring is equal to the ultimate lateral reaction per unit length of pile. For cohesive soils, the lateral soil strength based on theoretical studies [3, 8, 28] using the theory of plasticity
under plane-strain conditions is given by:
Fs,max (z) = λSu (z)d
where Fs,max (z) is the maximum lateral force exerted by the soil on the pile (as a function of depth, z), d is the pile diameter, Su (z) is the variation of shear strength with depth and λ is a dimensionless parameter. Considerable research has been done to quantify λ [8, 19]. λ values between 9 and 12 may be appropriate at depths where plane strain conditions are valid. At shallow depths, plane strain conditions are not valid due to vertical deformation of the soil during lateral motion of the pile. Hence, λ values of 2 or 3 have been suggested. The following expression for the variation of λ with depth is recommended : σx z +J Su d
λ(z) = 3 +
where σx is the overburden pressure and J is a co-eﬃcient that is obtained by calibrating the model against known experimental data. In the absence of such data, the recommended value of J = 0.5 may be used. For cohesionless soils, the following expression for the limiting force of the soil on the pile  is used: Fs,max (z) = µγs d 1 + sin φ z 1 − sin φ (4)
where Fs,max (z) is the maximum lateral force exerted by the soil on the pile (as a function of depth, z), γs is the speciﬁc weight of the soil, φ is the angle of internal friction and µ is a dimensionless parameter. A value of µ=3 has been suggested . The maximum force (or strength) of the spring is obtained by multiplying the maximum reaction force of the soil in equations 2 and 4 with the spacing between two adjacent springs, s. A number of expressions are available for the dashpot coeﬃcient [14, 34]. The expression
used in this study deﬁnes a frequency dependent dashpot coeﬃcient as used by :
c(a0 , z) = Qa−0.25 ρs Vs ds 0
where c is the dashpot coeﬃcient, a0 is a non-dimensional frequency parameter (= ωd/Vs), ω is the angular frequency, ρs is the soil density, Vs is the shear wave velocity in the soil medium, d is the pile diameter, and s is the spacing between two adjacent dashpots. The coeﬃcient Q is given by the expression: 3
if z < 3d,
3.4 ]1.25 ( π )0.75 π(1−νs 4
if z > 3d.
where νs is the Poisson’s ratio of the soil.
Pile Group Analysis
Most pile foundations consist of a group of piles rather than a single pile. Thus, an important component of the analysis of pile supported structures is the ability to perform an accurate and eﬃcient analysis of pile groups. Just as for single piles, various numerical and analytical methods have been developed for the analysis of pile groups. Currently, the most accurate method of pile group analysis may be the 3D ﬁnite element analysis method. Such analyses have been performed under static [11, 38] as well as dynamic (including seismic)  loading conditions. However, solving any problem with the 3D ﬁnite element method is extremely time consuming and hence numerous attempts have been made to ﬁnd more computationally eﬃcient solution procedures. A quasi-three-dimensional method is presented in , where nonlinear dynamic analysis of single piles and pile groups is performed in the time domain using strain-dependent moduli and damping, and yielding at failure. Since most pile groups are made up of identical piles and the soil proﬁle at the locations of all piles in the group may also be assumed to be identical, one of the most common techniques of pile group analysis involves modifying the response of a single pile by a suitable factor to obtain the response of the group [13, 15, 17, 27]. The response of the single pile may be obtained using any of a wide range of techniques, but, most commonly a Winkler model is used, as discussed in Section 2. The resistance provided by the group under vertical or lateral loading is generally not equal to the sum of the resistances of the individual piles. Most often, the group resistance is less than the sum of the individual pile resistances and is a function of the pile group conﬁguration as well as pile spacing. A method for analysis of pile groups using interaction factors and based on the theory of elasticity was proposed by Poulos and Davis . This method is applicable to pile groups in elastic soils under static loading conditions. Approximate analytical closed form solutions for pile-to-pile interaction factors under dynamic loads, based on frequency domain solutions are also available [13, 15, 17].
These solution procedures have also been modiﬁed to accommodate time domain analysis procedures for nonlinear problems . This section reviews some of the current procedures used to analyze pile groups.
Use of pile-to-pile interaction factors in pile group analysis
Elasticity based solution
Poulos and Davis  developed a method of analysis of pile groups using single pile analysis results along with pile-to-pile interaction factors. These solutions are based on elasticity and apply to pile groups under static loading. Separate but similar procedures were developed for the analysis of pile groups under both axial and lateral loading conditions. In this method, the response of each pile in a group is a sum of the response of the pile if it were a single pile and the additional displacements induced in the pile due to its interaction with each of the other piles in the group. In computing the response of the single pile under lateral loads, the pile is assumed to be a thin rectangular vertical strip of constant ﬂexibility and the soil is considered to be a continuum. The pile is divided into a number of elements, each acted upon by a uniform horizontal stress, which is assumed to be constant across the width of the pile. The soil is assumed to be an ideal, homogeneous, isotropic, semi-inﬁnite elastic material with properties unaﬀected by the presence of the pile. A solution is obtained by imposing compatibility between the displacements of the pile and the soil for each element of the pile. The soil displacement inﬂuence factors, relating the soil displacements with the horizontal stress, are evaluated by integration over a rectangular area of the Mindlin equation for the horizontal displacement of a point within a semi-inﬁnite mass caused by a horizontal point load within the mass. This solution is also available for piles in soils with Young’s modulus varying with depth. The soil displacement inﬂuence factors are a function of the pile ﬂexibility factor which measures the relative pile to soil stiﬀness, pile length to diameter ratio
and the Poisson’s ratio of the soil. These inﬂuence factors have been computed considering the eﬀect of the diﬀerent parameters [25, 27]. The procedures used in the elasticity based analysis of single piles may be found in great detail in the references cited. A major advantage of the elasticity based method of analysis is that since the soil is treated as a continuum, it is possible to consider the eﬀects of interaction between piles. The method employed to compute the pile group response is an extension of the procedure used to compute the response of single piles . The interaction between two identical piles is considered ﬁrst and the analysis is then extended to general pile groups. The two identical, equally loaded piles are each divided into a certain number of elements. While elastic conditions prevail, the horizontal displacements of the soil and pile at each element may be equated, and together with the equilibrium equations may be solved for the unknown pressures. In this analysis, the only interaction eﬀect that is considered is the horizontal movement of one pile that results from loading on another pile. The interaction factors are expressed as a ratio of the additional displacement caused by the adjacent pile to the displacement of the pile caused by its own loading. Interaction factors as a function of the spacing between piles, pile ﬂexibility factor, departure angle (for laterally loaded piles – the angle between the horizontal line joining the two piles and the line of action of the load), pile head ﬁxity condition, pile length to diameter ratio and the Poisson’s ratio of the soil are available . The method of analysis of pile groups with two piles is extended to a general pile group using the principle of superposition. The additional horizontal displacement caused in a particular pile in the group, due to the loading on every other pile in the group is computed by considering the interaction between piles in pairs and summing the additional displacements caused by each of the adjacent piles in the group. One of the major disadvantages of this method is that it is hard to extend this method to compute the load-deformation response of pile foundations with signiﬁcant nonlinear demands. It is also hard to analyze the foundation under complex loading scenarios such as 9
seismic or other dynamic loads. 3.1.2 Wave propagation based solution
Wave propagation based methods use wave propagation theory to compute the interaction between piles in groups under dynamic loads. These interaction factors are combined with the single pile response computed using any procedure (usually Winkler model type procedure) to compute the response of pile groups. These procedures were originally developed in the frequency domain and applied to foundation systems in which the pile response may be considered elastic and the soil is modeled as a linear viscoelastic medium. Dobry and Gazetas developed a simple analytical solution for the dynamic stiﬀness and damping of ﬂoating pile groups  subjected to harmonic loading at the pile head. The vibration of each pile causes the generation of waves that propagate in all directions, causing additional displacements in the adjacent piles. The vibrating pile is referred to as the active pile, while the adjacent pile is referred to as the passive pile. Dobry and Gazetas introduced some simplifying assumptions on the nature of the generated wave ﬁeld and the consequent displacement of adjacent piles. They used closed form expressions for the generated wave ﬁeld (in frequency domain) and assumed that the additional displacement caused in the passive pile is equal to this dynamic displacement ﬁeld. For piles under axial loading, the interaction factor is derived from the asymptotic cylindrical wave expression  that was assumed for the generated wave ﬁeld around a vibrating pile: −βωS −iωS d 0.5 ) exp( ) exp( ) 2S Vs Vs
αv (S) ≈ (
where αv (S) is the pile interaction factor, S is the pile spacing, d is the pile diameter, β is the soil damping, ω is the angular frequency of the input loading, and Vs is the shear wave velocity in the soil medium. For laterally loaded piles, the interaction factor is a function of
the angle θ between the line of the two piles and the direction of the horizontal force applied. However, it is suﬃcient to compute the interaction factor for θ = 0◦ and 90◦ , and then use the following expression to compute the interaction factor for any angle θ : αh (S, θ) ≈ αh (S, 0◦ ) cos2 θ + αh (S, 90◦ ) sin2 θ
To compute the interaction factors for θ = 0◦ and 90◦ , it was assumed that the 90◦ pile is aﬀected only by S-waves which emanate from the active pile with a velocity Vs , while the 0◦ pile is aﬀected only by compression-extension waves that emanate from the active pile and travel with a velocity VLa . VLa is the so called Lysmer’s analog velocity, VLa = 3.4Vs /[π(1 − ν)]. Thus, the following expressions were proposed: −βωS d 0.5 −iωS ) exp( ) exp( ) 2S Vs Vs −iωS d −βωS αh (S, 0◦ ) ≈ ( )0.5 exp( ) exp( ) 2S VLa VLa
αh (S, 90◦ ) ≈ (
The work by Dobry and Gazetas was carried forward by Gazetas and Makris [15, 17]. They retained the expressions for the wave ﬁeld generated by the vibration of the active pile. However, they assumed that the adjacent pile modiﬁes the arriving wave ﬁeld (us (ω, z)) depending upon its relative ﬂexural rigidity and the vertical ﬂuctuations of the arriving wave ﬁeld. The additional displacements in the passive pile are approximately equal to the arriving wave ﬁeld for long ﬂexible piles and smoothly varying us (ω, z). The additional displacements are nearly zero for rigid piles and rapidly varying us (ω, z). However, in general, the additional response will be something in between these two extremes. These additional displacements may be computed by applying us (ω, z) as a support excitation to the passive pile. This may be accomplished using the Winkler model [3, 17]. The use of this technique as suggested above is restricted to linear systems, where nonlinear
eﬀects may be included indirectly in the form of equivalent viscous damping to account for energy dissipation. However, the wave propagation based technique has been modiﬁed to obtain time domain expressions for the wave ﬁeld generated by the active pile. This allows the use of time domain procedures in computing pile groups response, thereby allowing nonlinear eﬀects to be included directly using nonlinear material models [3, 4]. Although the time domain procedures allow the solution of a larger class of problems, they still have some limitations. The consideration of nonlinear eﬀects is restricted to computing the single pile response. The pile-to-pile interaction factors are based on Fourier transforms of the closed form expressions obtained in frequency domain. Thus, the eﬀect of soil nonlinearity on pile-to-pile interaction is not considered.
Pile group analysis using p-y multipliers
Another class of pile group analysis techniques involves the use of p-y multipliers. These procedures are an extension of the Winkler model technique used for single piles (Section 2). In the Winkler model, the soil is replaced by discrete springs (Figure 1) and soil nonlinearity is represented using a nonlinear load-deformation curve referred to as the p-y curve for lateral load response. These p-y curves may be generated using analytical expressions for stiﬀness and strength of the p-y curve along with standard hysteretic models such as the bilinear and Bouc-Wen models, as suggested in Section 2. However, p-y curves most commonly are obtained from back calculations based on experimental or 3D ﬁnite element response data [12, 19, 21, 30, 31, 37]. The Winkler model for single piles may be extended for analysis of pile groups. In such a model, each pile is modeled as a beam supported on horizontal springs that account for soil response. The nonlinear response of each soil spring is represented by a p-y curve. The p-y curves used in pile group analysis are obtained by modifying p-y curves for single pile analysis using p-y multipliers. The eﬀect of pile-to-pile interaction on soil p-y curves has been studied by a number of researchers [9, 10, 11, 38]. This technique of pile 12
group analysis is widely used and is also incorporated into software programs. However, the major drawback of this pile foundation model is that though it is computationally much more eﬃcient than 3D ﬁnite element models, it still requires extensive modeling and may take considerable analysis time, particularly for large pile groups under dynamic loads. Thus, the use of such models may not be very eﬃcient for certain applications such as vulnerability analysis.
Pile-to-Pile Interaction Analysis
Some of the currently available techniques of pile group analysis were reviewed in the previous section. Pile group analysis using pile interaction factors is common. These procedures are applicable to elastic systems as they use the frequency domain. Although these procedures were extended to the time domain in order to incorporate pile and soil nonlinearity eﬀects, they only consider nonlinearity eﬀects in the computation of the single pile response. Currently available techniques for computing pile interaction factors do not account for nonlinearity. Since soil and pile nonlinearity eﬀects do have a signiﬁcant eﬀect on pile foundation response, it is necessary to understand the eﬀect of these nonlinearities on pile-to-pile interaction, particularly in groups with closely spaced piles. Pile-to-pile interaction studies were conducted using 3-D ﬁnite element analysis. A single pile model was ﬁrst calibrated against experimental response data. The parameters used in this model were then used to perform pile group analysis. Soil nonlinearity and pile-soil gapping eﬀects were considered in the analysis.
3D Finite Element Model for Pile Foundation Analysis
Two sets of experimental tests performed at the same site were used to calibrate the ﬁnite element model. Lateral load tests were performed on a group of nine steel pipe piles and also on an isolated single pile . The location of the tests was an overconsolidated clay site in Houston, TX. In another experimental program at the same site, dynamic lateral load tests were conducted on a cantilevered mass supported by a single steel pipe pile embedded in stiﬀ, overconsolidated clay . 3D models were created using the program ABAQUS . Due to the symmetry of the problem, only half the mesh was generated (Figure 2). The pile was assumed to respond elastically. The steel pipe pile was modeled as an equivalent cylinder. Thus, the moment of inertia and the mass density were modiﬁed so that ﬂexural
Property Value Pile properties Pile diameter 0.273m Pile length 13.1m Flexural stiﬀness 1.34X104 kN − m2 Lineal pile density 60.3kg/m Soil properties Young’s modulus 100M P a Density 2100kg/m3 Poisson’s ratio 0.49 Undrained shear strength 47kP a Table 1: Pile and soil properties used in the 3D ﬁnite element model stiﬀness (EI) and total mass of the cylinder were equal to the ﬂexural stiﬀness and total mass respectively of the steel pipe. The soil was assumed to be homogeneous. The model was meshed using 3D brick (denoted C3D8 in ABAQUS) elements. A number of laboratory and in-situ ﬁeld tests were performed during both the mentioned experimental programs, to determine soil properties. More details may be found in the cited references. However, the tests showed considerable scatter in the results. The value of Young’s modulus for the soil was back calculated so that the stiﬀness of the load deformation curve in an elastic analysis matched the initial stiﬀness of the experimental curve. The obtained value was found to fall within the range of experimentally determined values. A constant value of undrained shear strength was assumed based on experimental evidence. Soil and pile properties used in the model are listed in Table 1. Checks were performed to verify the ﬁnite element mesh, assuming the soil to be linear elastic. The soil-pile model was ﬁxed at the base (and free on all sides) and subjected to a lateral load at the ground level. The obtained response was compared with the deﬂection of a cantilever beam subjected to a tip load, as obtained from beam theory. The diﬀerence between the two results was about 8% (Table 2), which is acceptable since beam theory is not exact in this case due to the presence of shear deformations. The second check performed,
Figure 2: 3D ﬁnite element mesh for single pile analysis 16
Analysis procedure Beam theory Beam theory 3D FEA 3D FEA
Applied load (kN) Pile head displacement (m) Error (%) 50 0.0144 0.00 300 0.0863 0.00 50 0.0155 7.73 300 0.0933 8.08
Table 2: 3D FE model check: veriﬁcation of pile head response as a cantilever beam compared with beam theory Analysis procedure 3D model Analytical solution using Winkler model  Pile head response (m) 0.00128 0.00204
Table 3: 3D FE model check: comparison of elastic response with analytical solution compared the response of the 3D model under a static lateral pile head load of 100kN, with solutions predicted by a beam-on-elastic-foundation (Winkler model) approach (Table 3), obtained analytically from the solution of the diﬀerential equation . The observed diﬀerence between the 3D model and Winkler model solution is due to the fact the Winkler model assumes that the modulus of subgrade reaction provided by the soil is k = 1.2Es (equation 1) while the 3D model explicitly considers the Young’s modulus of the soil. 4.1.1 Modeling of soil nonlinearity
Since the aim of this study is to understand the eﬀect of nonlinearity on interaction factors, nonlinear soil models were used in the 3D ﬁnite element analyses. Abaqus provides a large number of plasticity models to incorporate soil nonlinearity in the analysis. These include the Extended and Modiﬁed Drucker-Prager models, the Mohr-Coulomb plasticity model and the Critical state (clay) plasticity model . These are sophisticated plasticity models that require calibration based on experimental data. In this study, the Mohr-Coulomb model is used since it can be calibrated based on the standard Mohr-Coulomb parameters. It uses
0.8 Shear stress, τ (kPa) 10
0.2 10 0 −3 10
Strain, γ (%)
0.4 0.6 Shear strain, γ (%)
(a) Modulus reduction curve (PI=30) 
(b) Shear stress-strain curve
Figure 3: Nonlinear soil model for cohesive soil used in the 3D FEM the classical Mohr-Coulomb yield criterion:
τ = c − σ tan φ
where τ is the shear stress, σ is the normal stress (negative in compression), c and φ are the Mohr-Coulomb parameters. The deﬁnition of material behavior using the Mohr-Coulomb model in Abaqus includes the elastic properties (Young’s modulus and Poisson’s ratio), density (for dynamic analysis), angle of friction, angle of dilation (which governs the ﬂow potential), and cohesive yield stress vs. plastic strain. Since the soil being modeled in the presented set of analyses was cohesive, the angle of friction (φ) was assumed to be zero. The dilation angle (ψ) was also assumed to be zero. The cohesive stress-strain response (Figure 3(b)) was derived from the modulus reduction curve for cohesive soils with plasticity index, P I = 30  (Figure 3(a)). The parameters eccentricity ( ) and deviatoric eccentricity (e), which determine the shape of the ﬂow potential function, assumed default values: e = (3 − sin φ)/(3 + sin φ). = 1 and
Modeling of pile-soil interface
Modeling of the pile-soil interface is critical under strong loads that cause separation between the pile and the soil. Abaqus provides a number of advanced models for contact behavior. Surface-based contact, which allows modeling of contact between two deformable bodies that undergo small or ﬁnite sliding, was used in the analyses presented here. Abaqus uses the concept of contact pairs - a master surface and a slave surface. The pile surface was chosen as the master and the surrounding soil surface was chosen as the slave. The mechanical contact simulation of the interaction between two bodies includes a constitutive model for the contact pressure-overclosure relationship (i.e. behavior normal to the contact surfaces) and a friction model that deﬁnes the force resisting relative tangential motion of the surfaces. The most common contact pressure-overclosure relationship is “hard” contact. When surfaces are in contact, any contact pressure can be transmitted between them. The surfaces separate if the contact pressure reduces to zero. Separated surfaces come into contact when the separation between them reduces to zero. In addition to the pressure-overclosure relationship, frictional behavior may or may not be included to model the shear stress transmitted across the interface. Abaqus has a wide range of friction models to choose from. The classical isotropic Coulomb friction model, which deﬁnes a friction coeﬃcient relating shear stress to the contact pressure, was used. A value of 0.7 was assumed for the coeﬃcient of friction, as used by Bentley and Naggar , based on the recommendations of the American Petroleum Institute . The 3D ﬁnite element model of the single pile was compared with the experimental response with and without the friction model. 4.1.3 Response of single pile using 3D FE model
The experimental response of the single pile  under a lateral pile head load was compared with the static response of the 3D ﬁnite element model (Figure 4) assuming linear elastic pile response and nonlinear soil response using the Mohr-Coulomb model. Three diﬀerent 19
80 Pile head load (kN)
Experimental data FEM (perfect soil−pile contact) FEM (hard contact, no friction) FEM (hard contact, friction) 0.01 0.02 0.03 Pile head displacement (m) 0.04
Figure 4: Comparison of single pile response using 3D FEM with experimental response pile-soil contact models were considered: (i)perfect contact (ii)“hard” contact with friction (iii)“hard” contact without friction. The analyses showed that the use of the Mohr-Coulomb model for soil nonlinearity along with the “hard” contact model with no friction gives the best match with experimental data. Therefore, it was decided to use this model in the pile group analysis. The 1D FE model (or Winkler model) for the single pile was also compared with the 3D model and experimental response. Figure 5 shows that by using the p-y material for soft clay  to model the nonlinear spring in the Winkler model, it is possible to obtain a good match with the experimental response. This model has been implemented in the current version of Opensees . However, using the bilinear and Bouc-Wen model for the nonlinear springs does not compare quite as well with the experimental response.
Development of Improved Pile-to-Pile Interaction Factors
To study the eﬀect of soil nonlinearity and soil-pile gapping on the pile interaction factors, 3D ﬁnite element analyses were performed on two-pile groups. The Mohr-Coulomb model used in the single pile analysis was used in the pile group model, along with the “hard” contact
80 Pile head load (kN)
40 Experimental data 3D FE model Winkler (soft clay p−y model) Winkler (bilinear) Winkler (Bouc−Wen) 0.01 0.02 0.03 Pile head displacement (m) 0.04
Figure 5: Comparison of single pile response using 1D and 3D FEM with experimental response (no friction) model used for pile-soil contact. The soil and pile properties are listed in Table 1. The factors aﬀecting pile-to-pile interaction include the pile to soil relative stiﬀness, departure angle and pile length to diameter ratio . However, the most important factor is the pile spacing. Two ﬁnite element models were created with pile spacing, S = 2d and S = 5d, where d is the pile diameter. The ﬁnite element meshes for the pile groups are shown in Figures 6 and 7. The pile groups were subjected to static lateral pile head loads and the interaction factors at the pile head level were computed by comparing the pile group response with the single pile response. The single pile model was similar to what was used in section 4.1, with the only diﬀerence that the pile head was assumed to be ﬁxed. This was achieved by restraining the vertical degrees of freedom on the top surface of the single pile. The pile-to-pile interaction factors were computed as: ∆uplgrp usglpl
Figure 6: 3D ﬁnite element mesh for pile group analysis (S = 2d)
Figure 7: 3D ﬁnite element mesh for pile group analysis (S = 5d)
2 1.8 1.6 Interaction factor, αh 1.4 1.2 1 0.8 0.6 0.4 0.2 0 50 100 Pile group load (kN) 150 200 Elastic soil Nonlinear soil w/o pile−soil gapping Nonlinear soil with pile−soil gapping
Figure 8: Eﬀect of soil nonlinearity and pile-soil gapping on interaction factors where αh is the interaction factor, ∆uplgrp is the additional displacement caused in one pile due to the loading on the other pile, and usglpl is the single pile displacement. Since the system is nonlinear, αh is a function of the applied load. To observe the eﬀect of pile nonlinearity and the pile-soil contact model on the interaction factors, for the case of S = 2d, αh was computed for three diﬀerent cases: (i)assuming the soil to be linear elastic and soilpile contact to be perfect, (ii)modeling soil nonlinearity using the Mohr-Coulomb model with no soil-pile gapping (iii)using the Mohr-Coulomb model for soil nonlinearity and the “hard” contact (no friction) model for the pile-soil interface. The results of the analysis are shown in Figure 8. Figure 9 shows the eﬀect of pile spacing on the interaction factors. The ﬁgure clearly shows that as the spacing increases, the interaction between piles decreases. If the piles in a group are very closely spaced, then interaction between the piles is larger. This implies that the induced additional displacements are also larger. Thus, as the pile spacing is decreased, the pile group undergoes larger deformations for the same load level. At very large spacings, there would be no interaction between piles, in which case, the pile group would carry twice the load of a single pile. Figure 10 shows the eﬀect of pile spacing on the
2 1.8 1.6 Interaction factor, αh 1.4 1.2 1 0.8 0.6 0.4 0.2 0 50 100 Pile group load (kN) 150 200 S/d = 2 S/d = 5
Figure 9: Eﬀect of pile spacing on interaction factors
200 180 160 140 Pile head load 120 100 80 60 40 20 0 0 2Xsingle pile response Pile group response: S/d = 2 Pile group response: S/d = 5 0.005 0.01 0.015 Pile head displacement (m) 0.02
Figure 10: Lateral load response of a two-pile group
lateral load-deformation response of pile groups. As the pile spacing decreases, the eﬃciency of each pile in the group decreases. Further analyses need to be conducted to study the eﬀect of other factors on the interaction factors. These include the eﬀect of departure angle, relative pile-to-soil stiﬀness, soil strength and dynamic loading.
A number of techniques currently used to analyze pile foundations were reviewed. The Beam on Winkler Foundation model, commonly used in the analysis of single piles, was reviewed. Two major classes of pile group analysis techniques—the pile-to-pile interaction factor method and the p-multiplier method were also reviewed. The p-multiplier method while highly eﬃcient (when compared to 3D ﬁnite element analysis) and widely used may still be very time consuming for large pile-supported structures which have a number of large pile groups. The pile-to-pile interaction factor method is based on modifying the response of a single pile to account for interactions among diﬀerent piles in a group. The available techniques to evaluate these interactions are generally applicable to linear elastic systems and do not incorporate the eﬀect of soil and pile nonlinearity. 3D ﬁnite element analyses were performed to compute pile-to-pile interaction factors accounting for soil nonlinearity and pile-soil gapping eﬀects. Interaction factors were computed for two-pile groups under lateral static loading. The analyses showed that both nonlinearity in the soil and gapping between the pile and the soil have a very signiﬁcant eﬀect on the interaction. The pile spacing is the most important parameter inﬂuencing the interaction factors. The interaction factors were computed for two diﬀerent pile spacings. A number of other factors may have a signiﬁcant eﬀect on the interaction—departure angle, relative pile-to-soil stiﬀness, soil strength, pile nonlinearity, and load amplitude and frequency (under dynamic loading). A very extensive set of ﬁnite element analyses need to be conducted to understand the full eﬀect of all these factors.
This work was supported by the National Science Foundation through the Mid-America Earthquake Center under award number EEC-9701785. This work was partially supported by National Computational Science Alliance under BCS040006N and utilized the IBM P690 at the National Center for Supercomputing Applications.
 Abaqus Inc., Pawtucket, RI. ABAQUS Analysis User’s Manual, 2003.  American Petroleum Institute, Washington, D.C. Recommended Practice for Planning, Designing and Constructing Fixed Oﬀshore Platforms. API Recommended Practice 2A (RP 2A), 1991.  D. Badoni and N. Makris. Nonlinear response of single piles under lateral inertial and seismic loads. Soil Dynamics and Earthquake Engineering, 15:29–43, 1996.  D. Badoni and N. Makris. Pile-to-pile interaction in the time domain – non-linear axial group response under harmonic loading. G´otechnique, 47(2):299–317, 1997. e  K. J. Bentley and M. H. El Naggar. Numerical analysis of kinematic response of single piles. Canadian Geotechnical Journal, 37:1368–1382, 2000.  G. W. Blaney and M. W. O’Neill. Measured lateral response of mass on single pile in clay. Journal of Geotechnical Engineering, ASCE, 112(4):443–457, 1986.  B. B. Broms. Lateral resistance of piles in cohesionless soils. Journal of the Soil Mechanics and Foundations Division, ASCE, 90:123–156, 1964.  B. B. Broms. Lateral resistance of piles in cohesive soils. Journal of the Soil Mechanics and Foundations Division, ASCE, 90:27–63, 1964.  D. A. Brown, C. Morrison, and L. C. Reese. Lateral load behavior of pile group in sand. Journal of Geotechnical Engineering, ASCE, 114(11):1261–1276, 1988.  D. A. Brown, L. C. Reese, and M. W. O’Neill. Cyclic lateral loading of a large -scale pile group. Journal of Geotechnical Engineering, ASCE, 113(11):1326–1343, 1987.
 D. A. Brown and C.-F. Shie. Numerical experiments into group eﬀects on the response of piles to lateral loading. Computers and Geotechnics, 10:211–230, 1990.  D. A. Brown and C.-F. Shie. Three dimensional ﬁnite element model of laterally loaded piles. Computers and Geotechnics, 10:59–79, 1990.  R. Dobry and G. Gazetas. Simple method for dynamic stiﬀness and damping of ﬂoating pile groups. G´otechnique, 38(4):557–574, 1988. e  G. Gazetas and R. Dobry. Horizontal response of piles in layered soils. Journal of Geotechnical Engineering, ASCE, 110(1):20–40, 1984.  G. Gazetas and N. Makris. Dynamic pile-soil-pile interaction. Part I: Analysis of axial vibration. Earthquake Engineering and Structural Dynamics, 20:115–132, 1991.  B. K. Maheshwari, K. Z. Truman, M. H. El Naggar, and P. L. Gould. Three-dimensional ﬁnite element nonlinear dynamic analysis of pile groups for lateral transient and seismic excitations. Canadian Geotechnical Journal, 41:118–133, 2004.  N. Makris and G. Gazetas. Dynamic pile-soil-pile interaction. Part II: Lateral and seismic response. Earthquake Engineering and Structural Dynamics, 21:145–162, 1992.  N. Makris and G. Gazetas. Displacement phase diﬀerences in a harmonically oscillating pile. G´otechnique, 43(1):135–150, 1993. e  H. Matlock. Correlations for design of laterally loaded piles in soft clay. In Proc., Second Oﬀshore Technology Conference, pages 577–594, Houston, TX, 1970.  S. Mazzoni, F. McKenna, M. H. Scott, G. L. Fenves, and B. Jeremi´. Command Lanc guage Manual: Open System for Earthquake Engineering Simulation (OPENSEES). Paciﬁc Earthquake Engineering Research Center. website: http://peer.berkeley.edu/ silvia/OpenSees/manual/doc/OpenSeesManual.doc. 30
 M. C. McVay and L. Niraula. Development of p-y curves for large diameter piles/drilled shafts in limestone for FBPIER. Technical report, Florida DOT, 2004.  P. J. Meymand. Shaking table scale model tests of nonlinear soil-pile-superstructure interaction in soft clay. PhD thesis, University of California, Berkeley, 1998.  P. M. Morse and K. U. Ingard. Theoretical Acoustics. McGraw-Hill, New York, 1968.  G. Mylonakis and G. Gazetas. Kinematic pile response to vertical P-wave seismic excitation. Journal of Geotechnical and Geoenvironmental Engineering, ASCE, 128(10):860– 867, 2002.  H. G. Poulos. Behavior of laterally loaded piles: I – single piles. Journal of the Soil Mechanics and Foundations Division, ASCE, 97(SM5):711–731, 1971.  H. G. Poulos. Behavior of laterally loaded piles: II – pile groups. Journal of the Soil Mechanics and Foundations Division, ASCE, 97(SM5):733–751, 1971.  H. G. Poulos and E. H. Davis. Pile Foundation Analysis and Design. John Wiley and Sons, New York, 1980.  M. F. Randolph and G. T. Houlsby. The limiting pressure on a circular pile loaded laterally in cohesive soil. G´otechnique, 34(4):613–623, 1984. e  L. C. Reese. Behavior of piles and pile groups under lateral load. Technical report, FHWA, 1983.  L. C. Reese, W. R. Cox, and F. D. Koop. Analysis of laterally loaded piles in sand. In Proc., Fifth Oﬀshore Technology Conference, pages 473–483, Houston, TX, 1974.  L. C. Reese, W. R. Cox, and F. D. Koop. Field testing and analysis of laterally loaded piles in stiﬀ clay. In Proc., Seventh Oﬀshore Technology Conference, pages 672–690, Houston, TX, 1975. 31
 A. Trochanis, J. Bielak, and P. Christiano. Simpliﬁed model for analysis of one or two piles. Journal of Geotechnical Engineering, ASCE, 117(3):448–466, 1991.  M. Vucetic and R. Dobry. Eﬀect of soil plasticity on cyclic response. Journal of Geotechnical Engineering, ASCE, 117(1):89–107, 1991.  S. Wang, B. L. Kutter, M. J. Chacko, D. W. Wilson, R. W. Boulanger, and A. Abghari. Nonlinear seismic soil-pile structure interaction. Earthquake Spectra, 14(2):377–396, 1998.  Y.-K. Wen. Method for random vibration of hysteretic systems. Journal of the Engineering Mechanics Division, ASCE, 102(EM2):249–263, 1976.  G. Wu and W. D. Liam Finn. Dynamic nonlinear analysis of pile foundations using ﬁnite element method in the time domain. Canadian Geotechnical Journal, 34:44–52, 1997.  Z. Yang and B. Jeremi´. Numerical analysis of pile behavior under lateral loads in c layered elastic-plastic soils. International Journal for Numerical and Analytical Methods in Geomechanics, 26:1385–1406, 2002.  Z. Yang and B. Jeremi´. Numerical study of group eﬀects for pile groups in sands. c International Journal for Numerical and Analytical Methods in Geomechanics, 27:1255– 1276, 2003.