P. 1
SEC v. 8000, Inc. Et Al Doc 24 Filed 16 Sep 13

SEC v. 8000, Inc. Et Al Doc 24 Filed 16 Sep 13

|Views: 28|Likes:
Published by scion.scion

More info:

Published by: scion.scion on Sep 17, 2013
Copyright:Attribution Non-commercial

Availability:

Read on Scribd mobile: iPhone, iPad and Android.
download as PDF, TXT or read online from Scribd
See more
See less

06/13/2014

pdf

text

original

Case 1:12-cv-07261-TPG Document 24

Filed 09/16/13 Page 1 of 2

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK __________________________________________ ) SECURITIES AND EXCHANGE ) COMMISSION, ) ) Plaintiff, ) Civil Action No. 12-cv-7261 (TPG) ) ) v. ) ) 8000, INC., JONATHAN E. BRYANT, ) THOMAS J. KELLY, and CARL N. DUNCAN, ) ) Defendants. ) ) __________________________________________) SECURITIES AND EXCHANGE COMMISSION’S MOTION REQUESTING REMEDIES Pursuant to the Consent and Judgment entered in this matter against defendant Thomas J. Kelly (“Kelly”) Plaintiff Securities and Exchange Commission (“Commission”) hereby submits this request for an order: (1) requiring Kelly to disgorge the full amount of his $ 415,592 in ill-gotten gains, with prejudgment interest of $46,697, for a total of $462,289; and requiring Kelly to pay a civil penalty.

(2)

In support of this request, the Commission is simultaneously filing its Memorandum in Support of Motion Requesting Remedies. By its attorney, /s/ Deena R. Bernstein Deena R. Bernstein (BBO #558721) Senior Trial Counsel Securities & Exchange Commission 33 Arch Street, 23rd Floor Boston, Massachusetts 02110 (617) 573-8813 (Bernstein) (617) 573-4590 (Facsimile) September 16, 2013

Case 1:12-cv-07261-TPG Document 24

Filed 09/16/13 Page 2 of 2

CERTIFICATE OF SERVICE I hereby certify that on September 16, 2013 I have served by ECF on all counsel of record. I have also served Jonathan Bryant in his personal capacity and as officer of 8000, Inc. at his email address: jonathan@tbgfunds.com

/s Deena R. Bernstein Deena R. Bernstein

2

You're Reading a Free Preview

Download
scribd
/*********** DO NOT ALTER ANYTHING BELOW THIS LINE ! ************/ var s_code=s.t();if(s_code)document.write(s_code)//-->