FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

INSTRUCTIONS:

NJSEC FDS13/2

Page 1

Detailed instructions for completing this form are available on the Commission’s website, nj.gov/ethics/disclosure/financial/. Public Officers must complete this form in full. Public employees who hold positions in the Executive Branch of State Government are not required to complete this form, but must complete and file form FDS13/1. The completed form must be forwarded to the State Ethics Commission, PO Box 082, Trenton, NJ 08625-0082. (Hand delivery address: 28 West State Street, Room 1407, Trenton, NJ 08608) The form must contain an original signature and an original notarization unless electronically filed. Questions should be directed to the Director of the State Ethics Commission, PO Box 082, Trenton, NJ 08625-0082, Telephone (609) 292-1892.

a. General Information
Date of Statement: May 15

Filing Year:

2013
E.

First Name: Last Name:

Robert Grady

M.I.

Position Held:

Member and Chairman, State Investment Council

Department or Agency: State Investment Council

Other compensated or uncompensated governmental positions you hold:

Chairman, Governor's Council of Economic Advisors

b. Please list below any occupation, trade, business, profession or employment engaged in by you, your spouse/civil union partner, your domestic partner, or your dependent children.
Managing Director, Cheyenne Capital Fund, L.P.; Member, Board of Directors, Maxim Integrated Products, Inc.; Member, Board of Directors, Stifel Financial Corporation; Chairman of the Board, Eleutian Technology, Inc.; Member, Board of Directors, Viator, Inc.; Visiting Fellow, Hoover Institution, Stanford University

Do you hold a license issued by a State agency that entitles you to engage in a particular business, profession, trade or occupation (e.g., law, real estate, engineering, medicine, plumbing)? If yes, please so indicate:

License
NO

License is active License is inactive

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

NJSEC FDS13/2

Page 2

Do you have any personal contractual or business relationship with another officer or employee or special State officer or employee of your agency?
Yes
If yes, please explain. 

No

c. State Employment - Relatives
For the purposes of this question, "relative" means your spouse/civil union partner or your or your spouse's/civil union partner's parent, child, brother, sister, aunt, uncle, niece, nephew, grandparent, grandchild, son-in-law, daughter-in-law, stepparent, stepchild, stepbrother, stepsister, half brother or half sister, whether the relative is related to you or your spouse by blood, marriage or adoption.

1. Is any relative employed in a State office or position?

Yes 

No

2. If yes, name of relative(s) and employing agency.

3. Do you exercise authority, supervision or control (including personnel actions) over the individual(s) named above?

Yes 

No

d. Ethics Training

1. Have you completed ethics training? 2. If yes, indicate nature of training: 3. If in-person, training provided by: 4. Date most recent training completed: 

 

Yes in-person agency October 11, 2012

No on-line State Ethics Commission

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
e. Assets

NJSEC FDS13/2
Page 3

List all assets, both tangible and intangible, in which you, your spouse/civil union partner, your domestic partner or your dependent children hold an interest as of the date of this statement. Identify assets with check mark. Do not indicate dollar value. If asset is held jointly, place a check mark in the Public Officer box. The word “joint” should then be noted in the Spouse / Civil Union Partner / Domestic Partner box. Please fill in each line; indicate not applicable with "N/A" or "None."

Public Officer:

Public Officer:

Spouse / Civil Union Partner / Domestic Partner:

Spouse / Civil Union Partner / Domestic Partner:

Dependent Children:

ASSETS (Valued at more than $1,000)

ASSETS (Valued at more than $1,000)

CASH ON HAND IN BANK

X

X

NEW JERSEY REAL ESTATE INTERESTS Itemize on Schedule C

NOTES RECEIVABLE- Indicate Nature of Note on Item h.5 on page 4.
ACCOUNTS RECEIVABLE - Indicate Nature of Account on Item h.5 on page 4.
GOVERNMENT BONDS Itemize on Schedule A

REAL ESTATE INTERESTS OUTSIDE OF NEW JERSEY

X

PENSION FUND (include IRA, Keogh, Annuities, State Pension, etc.)

X
X

X

LIFE INSURANCE

STOCKS & CORPORATE BONDS (Include Mutual Funds) Itemize on Schedule A
INTEREST IN CONTRACTS WITH GOVERNMENT INSTRUMENTALITIES Itemize on Schedule B

X

X

VEHICLES

X

OTHER ASSETS (Itemize Below)

X

f.

Are you, your spouse/civil union partner, your domestic partner or your dependent children a party to a blind trust agreement? If yes, please provide the name and address of the Trustee.
Name:

Yes

Dependent Children:

X 

No

Address:

g.

Do you, your spouse/civil union partner or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity?
If yes, itemize on Schedule D. 

Yes

No

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
h. Income

NJSEC FDS13/2
Page 4

Public officers, their spouses/civil union partners or their domestic partners, and dependent children must indicate the source of their incomes. Public officers filing before July 1 of any year must provide this information for the preceding calendar year. Public officers filing after July 1 of any year must provide this information for the 12-month period prior to filing. Income from any source totaling less than $1,000 need not be disclosed. The following gifts need not be reported: (1) cash gifts of less than $100 in the aggregate received from a person, (2) non-cash gifts with fair market value of less than $200 in the aggregate received from a person, and (3) gifts of less than $3,000 in the aggregate received from a relative. Please fill in each line; indicate not applicable with "N/A" or "None."

Indicate sources of income with a check mark. Do not indicate dollar value.
Public Officer:

Spouse / Civil Union Partner / Dependent Domestic Children: Partner:

1. All compensated employment of whatever nature, including current State or other employment. Please list commencement and, if applicable, termination date. Be sure to include the name of the employer(s):

Managing Director, Cheyenne Capital Fund, L.P./Seneca Management Visiting Fellow, Hoover Institution, Stanford University
Chairman, Industry Advisory Board, Crosslink Capital

X X
X

2. All directorships and other fiduciary positions for which compensation has or will be received:

Director, Maxim Integrated Products, Inc. Director, Stifel Financial Corporation
Director, Jackson Hole Mountain Resort Director, Viator Inc.
3. All contractual arrangements producing or expected to produce income, including but not limited to buyout agreements and severance payments:

X X
X X

Partnership Agreement, Carlyle Group entities (former employer)

X

4. All capital gains: (Itemize on Schedule E)

eScreen, Inc., Sale to Alere Corporation
Thomas Weisel Partners/Stifel Nicolaus Brokerage Accounts -- various capital gains
Goldman Sachs Brokerage Account -- various capital gains J.P. Morgan Brokerage Account -- various capital gains
5. All honoraria, lecture fees, gifts and other gratuities (cash or non-cash) and other miscellaneous sources of income, including but not limited to Social Security and pensions, interest, dividends, royalties, rents and accounts and notes receivable:

X
X
X X

Thomas Weisel Partners/ Stifel Nicolaus Brokerage Accounts -- various dividends

X

Goldman Sachs Brokerage Account -- various dividends J.P. Morgan Brokerage Account -- various dividends UBS Brokerage Account -- various dividends

X X X

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

NJSEC FDS13/2
Page 5

i. List any offices, trusteeships, directorships or positions of any nature, whether compensated or uncompensated, held by you, your spouse/civil union partner, your domestic partner or dependent children, with any firm, corporation, association, partnership or business. If such firm, corporation, association, partnership or business does business with a casino or does business with the State, or is regulated, licensed or inspected by any State agency, please identify the State agency or casino.

Position Held

Firm, Corporation, Association, Partnership or Business

State Agency

Casino

Indicate whether held by public officer, spouse, civil union partner, domestic partner, or dependent children.

Partner

Cheyenne Capital Fund, L.P.

public officer

Director
Director Director

Maxim Integrated Products, Inc.
Stifel Financial Corporation Viator, Inc.

public officer
public officer public officer

Director
Director Trustee

Jackson Hole Mountain Resort
Symbio, LLC Jackson Hole Land Trust

public officer
public officer public officer

Trustee
Visiting Fellow
Industry Adv. Board

Pardee RAND Graduate School
Hoover Institution, Stanford Univ.
Crosslink Capital

public officer
public officer
public officer

Trustee
Trustee
Director

Robert E. Grady Revocable Trust
Robert & Colleen Grady Revocable Trust
Grady Fiduciary Management Corp.

public officer
pub. officer & spouse
pub. officer & spouse

Trustee
Trustee
Steering Committee

Matthew & Katherine Grady Trust
2006 Grady Descendants Trust
Wyoming Business Alliance

pub. officer & spouse
public officer
public officer

Director Chairman of Board

Pro Guide Direct, Inc. Eleutian Technology, Inc.

public officer public officer

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
j. Liabilities:

NJSEC FDS13/2
Page 6

List all of your liabilities and those of your spouse/civil union partner, your domestic partner or your dependent children and identify the creditor. List value class of liabilities of public officer and spouse/civil union partner or domestic partner only. Include all liabilities that have been forgiven by any creditor within the last twelve months, stating the name of the creditor to whom the liability was owed. Liabilities include, but are not limited to, notes, accounts payable, past due taxes, mortgages or liens, and loans on life insurance. The following liabilities need not be reported: less than $10,000 owed to a relative; less than $1,000 owed to any other person; loans secured by a personal motor vehicle, household furniture or appliances where the loan did not exceed the purchase price of the item and the outstanding balance did not exceed $10,000 as of the close of the preceding calendar year; and revolving charge accounts where the outstanding liability did not exceed $10,000 as of the close of the preceding calendar year. Indicate not applicable with "N/A" or "None." Obligation of : (check)
Spouse / Civil Union Partner/ Domestic Partner:

Description (Type of obligation and nature of security, if any)
NONE

Creditor

Check if Value Forgiven Class in Past 12 Months

A = B = C = D = E = F = G=

VALUE CLASS greater than $1,000 but not more than $5,000 greater than $5,000 but not more than $25,000 greater than $25,000 but not more than $50,000 greater than $50,000 but not more than $100,000 greater than $100,000 but not more than $250,000 greater than $250,000 but not more than $500,000 greater than $500,000

Dependent Children:

Public Officer:

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
SCHEDULE A - STOCKS AND BONDS HELD

NJSEC FDS13/2

Page 7

List the type of securities owned by you, your spouse/civil union partner, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse/ Civil Union Partner/ Domestic Partner:

Public Officer:

Type of Security (Stock or Bond)

Name of Issuing Company, Mutual Fund, Holding Company or Government Agency

Dependent Children:

Percentage Ownership*

Stock Fund

Parametric Porfolio Assoc.-- High Income Equity Fund

X

Stock Fund Stock Fund Stock Fund Stock Fund Stock Fund Stock Fund

Parametric Portoflio Assoc. -- Large Cap Core Fund Parametric Portfolio Assoc. -- International Fund New South Capital Mgmt.-- Small Cap Value Fund Eaton Vance Emerging Markets Fund Behrens Global Value Fund Timberline Asset Management Mid Cap Fund

X X X X X X

Stock Hedge Fund
Stock and Bond Fund
Stock Hedge Fund Stock ETF

Standard Pacific Global Equithy
Lattice Strategies
Whiporwill Onshore Distressed Opportunities Fund iShares Dow Jones EPAC ETF

X
X
X X

Stock ETF

iShares MSCI USA ETF

X

Stock ETF Stock ETF Stock ETF Stock ETF Stock ETF
Stock ETF

Vanguard Growth ETF Vanguard Large Cap ETF Vanguard High Dividend Yield ETF Vanguard Mid Cap ETF iShares MSCI EAFE Growth ETF
PowerShares International Dividend Acheiver ETF

X X X X X
X

Stock ETF

iShares MSCI EAFE Small Cap ETF

X

*Individuals who own more than 10% of the total stock of any company must disclose the percentage of ownership.

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

NJSEC FDS13/2

Page 8

SCHEDULE B - INTERESTS IN CONTRACTS WITH GOVERNMENT INSTRUMENTALITIES

List below any direct or indirect interest, whether vested or contingent, held by you, your spouse/civil union partner, your domestic partner or dependent children, in any contract made or executed by a government instrumentality - (State, County, Municipality or other public agency in New Jersey). Indicate not applicable with "N/A" or "None."

Spouse/ Civil Union Partner/ Domestic Partner:

Government Instrumentality

Description of Interest and Nature of Contract

NONE

Dependent Children:

Public Officer:

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
SCHEDULE C - NEW JERSEY REAL ESTATE INTERESTS

NJSEC FDS13/2

Page 9

1. List all of your New Jersey real estate holdings and those of your spouse/civil union partner or domestic partner and dependent children. New Jersey real estate holdings must include the county, and current use of any real property in which any direct, indirect, vested or contingent interest is held by you, your spouse/civil union partner or domestic partner or dependent children, along with the names of all individuals or entities who share a direct or indirect interest therein. Indicate not applicable with "N/A" or "None."
Held by: (check)
Spouse/ Civil Union Partner/ Domestic Partner:

Public Officer:

County

Individuals or Entities Sharing Interest

Acquisition Date Current Use*

NONE

*Specify if commercial, industrial, residential, rental, farm or vacant.

2. Do any of the individuals who are listed above as sharing a real estate interest with the public officer, spouse/civil union partner, domestic partner or dependent children of the public officer work for the same State agency as the public officer? If so, identify the individuals.
Supervisor / Subordinate Relationship? Name: Yes No

NONE

3. List the name of any government instrumentality that is a tenant in 1. above and any government instrumentality that has before it an application, complaint or proceeding directly affecting any real property listed above.
Government Instrumentality with Proceeding Pending

County

Government Instrumentality Tenant

NONE

Dependent Children:

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

NJSEC FDS13/2
Page 10

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse/civil union partner or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME: 

Public Officer

Spouse / Civil Union Partner

Domestic Partner

Robert E. Grady Revocable Trust

ADDRESS: CITY:

P.O. Box 1628 Wilson STATE: WY

General description of business activity of entity:
Revocable trust

Duties and responsibilities of your State position:

Policy and governance oversight of State pension fund

BUSINESS NAME:

Grady Fiduciary Management Corporation

ADDRESS:
CITY:

P.O. Box 1628
Wilson STATE: WY

General description of business activity of entity:
Wyoming Corporation which serves as Trustee of various family trusts

BUSINESS NAME:
ADDRESS:

Robert and Colleen Grady Revocable Trust

P.O. Box 1628

CITY:

Wilson

STATE:

WY

General description of business activity of entity:

Joint revocable trust

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

NJSEC FDS13/2
Page 11

SCHEDULE E - CAPITAL GAINS
Gain Received By: (check)
Spouse/ Civil Union Partner/ Domestic Partner:

Indicate not applicable with "N/A" or "None".

Public Officer:

Item Sold

Description (e.g., real property, stock name)

Date Acquired

Date Sold

Name of Purchaser If Known

Dependent Children:

NJSEC FDS13/2

Are you filing electronically? 

Yes

No

Page 12

ATTESTATION
I hereby certify that I have read the foregoing statement and any addendum pages attached hereto and to the best of my knowledge and belief, they are true, correct and complete. I further certify that I have not and will not transfer any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest therein. I understand that I am subject to penalties for perjury.

Enter your full name:

Robert E. Grady

This Financial Disclosure Statement was prepared by (check one): 

Public Officer Spouse / Civil Union Partner
Domestic Partner

Other (Please identify)

5542

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
SCHEDULE A - STOCKS AND BONDS HELD

List the type of securities owned by you, your spouse, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse / Domestic Partner:

Public Officer:

Type of Security (Stock or Bond)

Name of Issuing Company, Mutual Fund, Holding Company or Government Agency

Dependent Children:

Percentage Ownership*

Stock ETF

Vanguard FTSE World x US Small Cap ETF

X

Stock ETF Stock ETF Stock ETF Stock ETF Stock ETF Bond

EG Shares Emerging Markets Consumer ETF iShares MSCI Emerging Mkts. Minimum Volatility ETF Vanguard FTSE Emerging Markets ETF Wisdom Tree Emerging Markets Small Cap Div. ETF SPDR S&P Emerging Markets Small Cap ETF Connecticut State Gen Oblig. Series C

X X X X X X

Bond
Bond
Bond Bond

Dallas Texas Area Rapid Transit SAL Bonds
Intermountain Power Agency Utah
Kentucky Asset/Liability Com. Chicago Illinois Water Authority Rev. Second

X
X
X X

Bond

Whatcom County Washington School District

X

Bond Bond Bond Bond Bond
Bond

New York State Urban Development Corp. Chicago Illinois Park District GO Ref. Bonds Chicago Illinois Public Building Comm. Building South Milwaukee Wisc. School District Wisconsin State Transp. Dev. Rev.
Michigan State Trunkline Ref. Bonds

X X X X X
X

Bond

Florida State Bd. of Ed. Lottery Rev. Bonds

X

*Individuals who own more than 10% of the total stock of any company must disclose the percentage of ownership.

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
SCHEDULE A - STOCKS AND BONDS HELD

List the type of securities owned by you, your spouse, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse / Domestic Partner:

Public Officer:

Type of Security (Stock or Bond)

Name of Issuing Company, Mutual Fund, Holding Company or Government Agency

Dependent Children:

Percentage Ownership*

Bond

Washington State GO Series 2007A

X

Bond Bond Bond Bond Bond Bond

Pennsylvania State GO BDS Second Toledo Ohio Waterworks Rev. Rev. Wisconsin State Gen. Obl. Huntington Indiana County Wide Schools Middlebury Indiana Schools Bldg. Corp. Pennsylvania St. GO BDS Second

X X X X X X

Bond
Bond
Bond Bond

San Antonio Texas GO BDS GO Second
Univeristy of Texas Univ. Revs. Refndg.
South Carolina State Pub. Service Authority Clark County Nevada School District FOR IS

X
X
X X

Bond

Sedgwick County Kansas Unified School District

X

Bond Bond Bond Bond Bond
Stock

Illinois State Toll Highway Authority Toll Olentangy Local School District Ohio UL Cuyahoga County Ohio Ltd. GO Ref. Washington State various Brownsville Texas Utility Sytem Rev.
Eloquent, Inc.

X X X X X
X

Stock

Intraware, Inc.

X

*Individuals who own more than 10% of the total stock of any company must disclose the percentage of ownership.

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
SCHEDULE A - STOCKS AND BONDS HELD

List the type of securities owned by you, your spouse, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse / Domestic Partner:

Public Officer:

Type of Security (Stock or Bond)

Name of Issuing Company, Mutual Fund, Holding Company or Government Agency

Dependent Children:

Percentage Ownership*

Stock

iBasis, Inc.

X

Stock Hedge Fund Real Estate Fund Note Stock Fund Stock Fund

Viant, inc. Goldman Sachs Global Opportunity Fund Goldman Sachs Real Estate Opportunity Fund 2007 Goldman Sachs Commodity Structured Note UBS Managed Account Stifel-Weisel Managed Account

X X X X X X

Stock Fund
Stock Fund

J.P. Morgan Managed Account
Goldman Sachs Managed Account

X
X

*Individuals who own more than 10% of the total stock of any company must disclose the percentage of ownership.

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME: 

Public Officer

Spouse

Domestic Partner

Gryphon Investors Fund III-A Annex Fund, L.P.

ADDRESS: CITY:

One Market Street Tower San Francisco STATE: California

General description of business activity of entity:
Private equity investment fund

Duties and responsibilities of your State position:

Policy and governance oversight of state pension fund

BUSINESS NAME:

DCM Fund IV Coinvestment Fund, L.P.

ADDRESS:
CITY:

3000 Sand Hill Road
Menlo Park STATE: CA

General description of business activity of entity:
Venture capital fund

BUSINESS NAME:
ADDRESS:

Dorset Capital

Pier One

CITY:

San Francisco

STATE:

CA

General description of business activity of entity:

Private Equity Fund

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME: 

Public Officer

Spouse

Domestic Partner

Convergence Hampshire Opportunity Fund

ADDRESS: CITY:

172 Center Street Jackson STATE: WY

General description of business activity of entity:
Real estate private equity investment fund

Duties and responsibilities of your State position:

Policy and governance oversight of State pensoin fund

BUSINESS NAME:

Helion Venture Partners LLC

ADDRESS:
CITY:

Ground Floor, A Block, Salarpuria Touchstone, Marathahalli - Sarjapur Outer Ring Rd.
Bangalore STATE: INDIA

General description of business activity of entity:
India-focused venture capital fund

BUSINESS NAME:
ADDRESS:

Pro Guide Direct

176 North Main Street

CITY:

Victor

STATE:

Idaho

General description of business activity of entity:

Online retailer of fishing, hunting and outdoor equipment

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME: 

Public Officer

Spouse

Domestic Partner

TAC Financial

ADDRESS: CITY:

5530 La Jolla Boulevard La Jolla STATE: CA

General description of business activity of entity:
Provider of banking services for the under-banked

Duties and responsibilities of your State position:

Policy and governance oversight of the State pension fund

BUSINESS NAME:

Carlyle Global Partner CoInvestment Fund, L.P.

ADDRESS:
CITY:

1001 Pennsylvania Avenue, NW
Washington STATE: DC

General description of business activity of entity:
Private equity investment fund

BUSINESS NAME:
ADDRESS:

Bayview Investments

c/o Crosslink Captal, Two Embarcadero Center

CITY:

San Francisco

STATE:

CA

General description of business activity of entity:

Venture capital investment funds

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME:

Public Officer 

Spouse

Domestic Partner

Grady Fiduciary Management Corp.

ADDRESS: CITY:

P.O. Box 1628 Wilson STATE: WY

General description of business activity of entity:
Wyoming Corporation serving as trustee for various family trusts

Duties and responsibilities of your State position:

Policy and governance oversight of State pension fund

BUSINESS NAME:

Robert and Colleen Grady Revocable Trust

ADDRESS:
CITY:

P.O. Box 1628
Wilson STATE: WY

General description of business activity of entity:
Joint revocable trust

BUSINESS NAME:
ADDRESS:

CITY:

STATE:

General description of business activity of entity:

NJSEC FDS07/2

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE D -

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."

Interest Held By:
BUSINESS NAME: 

Public Officer

Spouse

Domestic Partner

Bank America Capital Partners Private Equity Portfolio II, L.P.

ADDRESS: CITY:

100 Federal Street Boston STATE: MA

General description of business activity of entity:
Private equity fund-of-funds

Duties and responsibilities of your State position:

Policy and governance oversight of State pension fund

BUSINESS NAME:

Telesoft Partners II, Q.P.

ADDRESS:
CITY:

950 Tower Lane
Foster City STATE: CA

General description of business activity of entity:
Venture capital fund

BUSINESS NAME:
ADDRESS:

Cheyenne Capital Fund, L.P./Seneca Management

1430 Wynkoop Street, Suite 200

CITY:

Denver

STATE:

CO

General description of business activity of entity:

Private equity fund-of-funds and co-investment fund

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