Professional Documents
Culture Documents
1.0 Introduction
When a lifting appliance fails the consequences can be
far-reaching. Serious injury and death can occur, not just
to personnel but to the general public. When equipment fails,
the cost of disrupted operations can also be considerable.
This pocket guide is intended to help ship operators understand
the importance of good maintenance, what happens during the
examination of lifting appliances and what is required of them
before an examination takes place.
This document will focus on the following types of lifting
appliances:
deck cranes
derricks
engine room cranes, provisions cranes and stores cranes
Life Saving Appliance (LSA) davits
Ships deck cranes, engine room cranes, and lifting
equipment are examined in accordance with:
- the Merchant Shipping Regulations
- flag state requirements
- International Labour Organization (ILO)
A typical rope luffed deck crane
Convention 152, where it applies.
Page 1
Introduction
Classification
is used in two situations:
Deck cranes
Derricks
Mandatory where the lifting appliance is the essential feature of a classed
Engine room cranes, provisions cranes, stores cranes
ship. This applies for example to a heavy lift crane on a heavy lift barge, or lifting
Life Saving Appliance (LSA) davits.
arrangements for diving operations on diving support ships.
Optional when the owner requests classification, even though the lifting appliance
may not be an essential feature of a classed ship.
Ships deck cranes, engine room cranes, and lifting equipment come under:
- The Merchant Shipping Regulations
- Flag State requirements
- International Labour Organization (ILO) Convention 152, where it applies.
Page 2
check the existing certificates for the appliances, the ropes, and the
loose gear
look at the survey history of the appliance
check for any issues which are outstanding from the last examination
check if there are any recurring problems which will require particular
attention in the examination
review rocking test/grease sampling data, where applicable (please refer
to the end of this guide for further information).
Secondly, it will be necessary to see any maintenance and service records and check:
Finally, to confirm everything is in its correct location, it will be necessary to look at:
Page 3
Introduction
For derricks, deck cranes, hose handling cranes and engine room cranes, annual
thorough
examinations
to the
be held
once in every
12 far-reaching.
month period,Serious
unlessinjuries
otherwise
When a lifting
applianceare
fails,
consequences
can be
and
stated
ships
deaths by
canthe
occur,
notflag
justadministration.
to personnel but to the general public. When equipment fails,
the costs of disrupted operations can also be considerable.
For deck cranes, derricks and engine room cranes, the surveyor will be required to
The
pocket
is intended
examine
theguide
following
items: to help ship operators understand the importance of good
maintenance and to understand what is required of them before a lifting appliance
examination takes place.
Deck cranes
Derricks
Engine room cranes
This document will focus on the following lifting appliances within the marine sector:
Loose gear
Loose gear
Loose gear
Deck cranes
Ropes
Ropes
Ropes
Derricks
Engine room cranes, provisions cranes, stores cranes
Protection and limitation Protection and limitation Protection and limitation
Life Saving Appliance (LSA) davits.
devices
devices
devices
Winches, brakes and
drums
Why
are lifting
appliances
Built-in sheave
units
Deck fittings
thoroughly
examined?
Hydraulic cylinders and
Derrick booms
Bridge structure
(ram
luffed cranes)
supporting crab
Apins
lifting
appliance
generally has no redundancy
Jibs
so a single failure is enoughMast
to cause
a
major
accident.
fittings
Long travel trolleys/
Figure 1.1 A typical
saddles should
Various national regulatory schemes require that lifting appliances
be
engine room crane
thoroughly
examined
by
a
competent
person
at
least
once
every
12
months.
Some
Jib heel pins
Masts, derrick posts and
Traversing unit (crab)
legal frameworks may requireguy
more
frequent examinations, depending on the national
posts
authority, the competent person, and whether the equipment is used for man-riding.
Slewing columns and
Wheels (traversing and
Lifting appliances come under two main legal frameworks, depending on the type of
machinery deck
longitudinal)
equipment and where they are used.
Slew bearings and bolts
Ships deck cranes, engine room cranes, and lifting equipment come under:
Pedestal
- The Merchant
Shipping Regulations
and
foundations
- Flag State requirements
- International Labour Organization (ILO) Convention 152, where it applies.
Note
Functional testing may be required at the surveyors discretion.
Please note the items listed above and over the page are not
exhaustive and should be used for guidance purposes only.
Page 4
For LSA davits the approved service providers will need to examine the following
items, which will also be verified by the attending surveyor at the appropriate survey:
Loose gear
Limit switches
LSA davits
For further information on LSA davits surveyed as part of the safety equipment
certification, please refer to the Lloyds Register LSA pocket checklist, available from
www.webstore.lr.org
3.3 Testing
Proof load testing is a legal requirement and is needed for Lloyds Register certification
for almost all lifting appliances and loose gear. It must be carried out:
Where test weights are used to apply test loads, the weights are to be certified as
accurate to within 2%. Suitable precautions are to be taken before commencing the
test to ensure the stability of the ship and the adequacy of the supporting structure to
bear the test loads.
Testing machines may also be used under limited conditions to apply test loads,
attached to a suitably strong point on the ship structure. They are to be of a type
approved by the relevant organisation (e.g. Lloyds Register) as suitable for the
intended purpose. The machine is to be calibrated biennially by a recognised authority
and the accuracy is to be within 2%. Test machines are not to be used for initial testing
or for ships trading with Australia.
Measures are to be taken to ensure that the appliance can be controlled during the test
and to avoid injury or damage which might occur in the event of failure under load.
Page 5
Introduction
SWL of derrick or crane, in tonnes
When
lifting
appliance fails, the consequences1,25
can xbe
far-reaching. Serious injuries and
Up toa20
t
SWL
deaths can occur, not just to personnel but to the general public. When equipment fails,
Exceeding
t but not
exceedingcan
50also
t be considerable.
SWL + 5
the
costs of 20
disrupted
operations
Exceeding 50 t
1,1 x SWL
The pocket guide is intended to help ship operators understand the importance of good
Notes
maintenance
and to understand what is required of them before a lifting appliance
1. Hand operated
pulley
blocks are to be proof tested to 1,5 x SWL.
examination
takes
place.
2. For initial testing, the appliance is to hoist, luff and slew the test load, but not simultaneously. This
also recommended
for subsequent
re-testing.lifting appliances within the marine sector:
Thisis document
will focus
on the following
3. As an alternative to test weights, certified water bags are permitted.
Deck cranes
Proof loads for loose gear
Derricks
Item
Engine room cranes, provisions cranes, stores cranes
Proof load, in tonnes
Life Saving Appliance (LSA) davits.
Single sheave block
4 x SWL
Multi-sheave blocks:
SWL 25 t
2 x SWL
25 < SWL 160 t
(0,933 x SWL) + 27
160 < SWL
1,1 x SWL
Table above extracted from Lloyds Registers Code for Lifting Appliances in a Marine
Environment, 2009, available from www.webstore.lr.org
Deferments of 5-yearly load tests are not permitted under ILO convention 152. LSA
davits must be periodically tested in accordance with SOLAS requirements. Refer to MSC
81 (70) for more information.
Page 6
4.0 What happens if the lifting appliance does not pass the examination?
4.1 Lifting equipment
If the surveyor finds defects and the lifting appliance does not meet the requirements, or there
is insufficient preparation, the surveyor may:
instruct that it is taken out of service, and endorse the LA Register accordingly
impose conditions of class, or recommend withdrawal of class (if it is a classed item)
restrict the use of the appliance, depending on the type of deficiency found.
Note: If there is insufficient preparation for the examination of the appliance, the
surveyor may suspend the thorough examination.
4.2 LSA equipment
If the surveyor is not satisfied with the condition of the davits or the associated
equipment and remedial action is required, the surveyor may:
Page 7
item in the records of the ship, depending on advice from the flag state.
Introduction
N.B. If insufficient alternative survival equipment is available, the ship is at
When
lifting
appliance
fails,
the
consequences
cancontrol
be far-reaching.
riska of
detention
by the
flag
state
or port state
inspectors.Serious injuries and
deaths can occur, not just to personnel but to the general public. When equipment fails,
The
points
above are likely
to have
significant implications for the operation
the costs
ofmentioned
disrupted operations
can also
be considerable.
of a ship. A condemned lifting appliance can affect cargo operations, delay the
The
pocket
guide
is
intended
to
help
ship
operators
understand
departure of a ship and ultimately give rise to unexpected
costs. the importance of good
maintenance and to understand what is required of them before a lifting appliance
examination
takes place.
Important: following
structural damage to a lifting appliance, the use of the appliance
even
at a reduced
notfollowing
recommended.
This document
willcapacity
focus onisthe
lifting appliances within the marine sector:
Deck cranes
Derricks
5.0
Safetyroom
hazards
associated
lifting
examinations
Engine
cranes,
provisions with
cranes,
storesappliance
cranes
Life Saving Appliance (LSA) davits.
Lifting appliances are used in a wide range of situations, all of which may pose a
significant risk to the operator and persons nearby.
Ultimately, it is the responsibility of the ship owner/operator to ensure that all lifting
equipment is safe to use, all lifting operations are carried out in a safe manner and all
examinations of lifting equipment are carried out at the right time and in a safe way,
with the necessary controls, procedures and access in place.
A lifting
redundancy
All
work appliance
should be generally
conductedhas
in no
accordance
with a safe method of work.
so a single failure is enough to cause a major accident.
Carrying out a lifting appliance examination without suitable health and
safety
Figure
1.1 A typical
Various national
regulatory
schemes require
thatto
lifting
appliances
be
controls
in place would
be intolerable
according
Lloyds
Registersshould
risk
management
engine
room crane
thoroughly examined
by operators
a competent
person
at least
every
12inmonths.
procedures.
Owners and
need
to ensure
thatonce
controls
are
place toSome
reduce
legalrisk
frameworks
may
require more
frequent examinations, depending on the national
the
to as low as
is reasonably
practicable.
authority, the competent person, and whether the equipment is used for man-riding.
Common hazards encountered during lifting appliance surveys include:
Lifting appliances come under two main legal frameworks, depending on the type of
and where
they areofused.
equipment
- inadequate
safe systems
work
- inadequate protection for electrical
- inadequate safety briefings
equipment
Ships deck cranes, engine room cranes, and lifting equipment come under:
- poor access arrangements
- adverse weather
- The Merchant Shipping Regulations
- working at height
- poor lighting
- Flag State requirements
- confined space entry
- poor visibility
- International Labour Organization (ILO) Convention 152, where it applies.
- falling or dropped objects
- uncontrolled traffic movement,
- lack of training for key personnel
inadequate segregation of people
- working over water
and vehicles and issues associated
- poor housekeeping on site
with road safety
- adjacent operations
- extremes of temperature.
Page 8
As a surveyor, operator, owner or manager, if you ever feel your safety or the safety of
others is at risk, STOP and reassess the situation, and take the appropriate mitigating
action until you consider the arrangements to be safe. Remember, a number of serious
accidents on board ships have resulted due to entry into confined spaces and premature
release of lifeboat release hooks.
lack of documentation
lack of adequate safe access
wear of the slew bearing and loss of bolt integrity
loose gear - identification , certification and maintenance
wire ropes - identification, certification, maintenance and discard
excessive corrosion
lack of maintenance
incorrect operation
non-functioning safety devices.
Page 9
Introduction
It is very important to liaise with the surveyor before the examination to agree which
areas
the lifting
appliance
to be examined.
Whenof
a lifting
appliance
fails,need
the consequences
can be far-reaching. Serious injuries and
deaths can occur, not just to personnel but to the general public. When equipment fails,
If
the
surveyor
is not satisfied
withcan
thealso
access
arrangements being provided to examine
the
costs
of disrupted
operations
be considerable.
the lifting appliance, the examination will be stopped and postponed until adequate
The
pocket
guide
is
intended
to
help
ship
operators
understand the importance of good
safe access is provided.
maintenance and to understand what is required of them before a lifting appliance
examination takes place.
6.3 Wear of the slew bearing and loss of bolt integrity
This document will focus on the following lifting appliances within the marine sector:
Slew
bearings
are the mechanical components which allow the crane to rotate, or slew.
Deck
cranes
Slew
bearings are subjected to continuous wear. There are commonly three types of slew
Derricks
bearings
fitted
tocranes,
ships cranes:
Engine
room
provisions cranes, stores cranes
Life Saving
Appliance
(LSA) davits.
single
ball bearing
generally
found on deck cranes
twin ball bearing generally found on deck cranes
three roller bearing generally found on offshore and heavy lift cranes.
Several slew bearings have failed in recent years with catastrophic results. The failures
have mainly been on cranes more than 10 years old, fitted with the single ball bearing type.
Page 10
It is important to monitor the wear of a slew bearing. Always follow the recommendations
of the crane/slew bearing manufacturer. There are two commonly recommended practices:
Grease sampling this measures the metallic content found in the grease which
gives an indication of the wear taking place.
Rocking test this measures the play (or relative movement) between the inner
and outer bearing race, to give an indication of the wear taking place.
Typical rocking test and grease sampling procedures can be found in section 8 of this guide.
In addition to the above, it will be necessary to monitor the condition and torque of
slew bearing bolts.
6.4 Loose gear identification, certification and maintenance
Loose gear is any item which attaches the load to the appliance or an interchangeable
item in the load path, not permanently attached to the lifting appliance. Loose gear may
also be known as lifting gear or lifting accessories. Loose gear items include:
hooks, blocks, chains, shackles, swivels, rings, links, slings, grab buckets,
spreaders, lifting beams and lifting frames
Page 11
Introduction
guidelines,
throughout
their has
working
life.
A lifting appliance
generally
no redundancy
so a must
singlebe
failure
is marked
enough in
toacause
a major
accident.
Ropes
clearly
way which
relates
them uniquely to their test
Figure 1.1 A typical
certificate.
The surveyor
willschemes
need to require
see:
Various
national
regulatory
that lifting appliances should be
engine room crane
thoroughly
examined
by
a
competent
person
at
least
once
every
12
months.
Some
the tag, tally or disc attached to the rope, or filed within the vicinity of the
winch
legal
frameworks
may
require
more
frequent
examinations,
depending
on the national
or marking on the ferrule of the end connection
authority,
the
competent
person,
and
whether
the
equipment
is
used
for
man-riding.
the marking including the surveyors or
manufacturers
stamp
Lifting
appliances come
under two main legal frameworks, depending on the type of
the rope
details
onthey
the related
certificate
equipment
and
where
are used.
Typical
problems
include
broken,
worn
or corroded
Ships
deck cranes,
engine
room
cranes,
and lifting equipment come under:
TheMerchant
surveyor will
assessRegulations
wire ropes in
wires.
- The
Shipping
withrequirements
the discard criteria laid out in
accordance
- Flag State
availableLabour
from www.iso.org.
The standard
ISO 4309,
- International
Organization (ILO)
Convention 152, where it applies.
establishes general principles for the care,
maintenance, inspection and discard of steel wire
ropes used on cranes and hoists.
For LSA equipment, falls should be corrosion resistant,
rotation resistant steel wire rope.
Page 12
Attention: It is important to be aware that wire rope grips are not permitted to form
a primary load bearing termination. If using asymmetric wedge sockets, the dead end
must not be clamped to the live rope.
Page 13
Introduction
Item
Limits
Remarks
When a lifting appliance fails, the consequences can be far-reaching. Serious injuries and
Structural members
Reduction of 10% maximum at
deaths can occur, not just to personnel but to the general public. When equipment fails,
any point, based on the material
the costs of disrupted operations can also be considerable.
thickness
The pocket guide is intended to help ship operators understand the importance of good
Loose
gear
Reduction
5% on any
diameter
maintenance and to understand
what isofrequired
of them
before a lifting appliance
Reduction of 2% on any diameter
examination takes place.
of a pin in a hole
This document will focus on the following lifting appliances within the marine sector:
Wire ropes
5% of broken, worn or corroded
Item may not be
Deck cranes
wires in any length of 10 rope
able to sustain the
Derricks
diameters
proof load
Engine room cranes, provisions cranes, stores cranes
Life Saving Appliance (LSA)
davits.
Attention is also drawn to the
detailed criteria given in ISO4309
Cranes - Wire ropes - Care and
maintenance, inspection and
discard
Table above extracted from Lloyds Registers Code for Lifting Appliances in a Marine
Environment,
2009,generally
available has
from
A lifting appliance
nowww.webstore.lr.org
redundancy
so a single failure is enough to cause a major accident.
Figure 1.1 A typical
6.7
Lack national
of maintenance
Various
regulatory schemes require that lifting appliances should be
engine room crane
thoroughly examined by a competent person at least once every 12 months. Some
A
wellframeworks
structured maintenance
regime,
in accordance
with thedepending
manufacturers
legal
may require more
frequent
examinations,
on the national
recommendations
can reduce
the chances
of unexpected
defectsis occurring
and can
authority, the competent
person,
and whether
the equipment
used for man-riding.
ultimately improve the reliability and operational life of the lifting appliance. Surveyors
Lifting
appliances
comemaintenance
under two main
legalcarried
frameworks,
depending with
on the
will
check
that regular
has been
out in accordance
thetype of
equipment andrecommendations,
where they are used.
manufacturers
using approved spare parts.
Ships deck cranes, engine room cranes, and lifting equipment come under:
6.8
operation
Incorrect
- The Merchant
Shipping Regulations
- Flag State requirements
It
thatLabour
lifting Organization
appliances are
operated
as intended
by the
manufacturer. Any
is important
- International
(ILO)
Convention
152, where
it applies.
operation outside the recommended practice can impose loads that the lifting appliance
was not designed to take and reduce the operating life of the appliance and possibly lead
to failure.
Derricks rigged in union purchase should be used in the positions and configurations they
were designed for, in accordance with the manufacturers recommendations.
Overloading of a lifting appliance can lead to permanent deformation, buckling and
eventual failure of the appliance at much lower loads than the approved SWL.
Page 14
3. Luffing sheaves
4. Main chords of jib
5. Cargo hoist ropes
6. Transverses or cross-members
of jib
7
7. Luffing ropes
8. Hook block
9
8 6
11
12
13
14
15
17
18
16
Page 15
Introduction
Deck cranes
Derricks
Engine room cranes, provisions cranes, stores cranes
Life Saving Appliance (LSA) davits.
Typical engine room crane
1. Crab or trolley
4. Hoist unit
7. Hoist rope
saddle
6. Bridge drive
Why are
lifting appliances
3. Traverse/crab rail
thoroughly examined?
9. Longitudinal girder
Ships deck cranes, engine room cranes, and lifting6 equipment come under:
- The Merchant Shipping Regulations
- Flag State requirements
- International Labour Organization (ILO) Convention 152, where it applies.
Typical LSA davit (free fall)
1. Main fall
4. Release hook
2. Strops
6. Corner brace
7. Hydraulic cylinder
Page 16
1
2
3
5
6
8
9
11
12
10
13
14
15
2
16
17
18
19
20
Page 17
9. Built-in sheave
3. Span tackle
4. Cross trees
5. Cargo runner
Neither a load nor any cargo handling equipment should be attached to the hook.
It is important for the same positions to be marked as a datum reference for future
measurements.
If there is a machined surface, this shall be used as a reference point. In other cases a
reference point must be marked.
Page 18
Introduction
When a lifting appliance fails, the consequences can be far-reaching. Serious injuries and
deaths can occur, not just to personnel but to the general public. When equipment fails,
the costs of disrupted operations can also be considerable.
Reference point
be
The pocket guide is intended to help ship operators understand Measurements
the importancemust
of good
for each
position
maintenance and to understand what is required of them beforetaken
a lifting
appliance
Reference takes
point place.
above with the jib at
examination
maximum and minimum
This document will focus on the following lifting appliances within the marine sector:
outreach. Measurements
must be taken at the
Deck cranes
front and back of the
Derricks
crane.
Engine room cranes, provisions cranes, stores cranes
Life Saving Appliance (LSA) davits.
Ships deck cranes, engine room cranes, and lifting equipment come under:
- The Merchant Shipping Regulations
- Flag State requirements
- International Labour Organization (ILO) Convention 152, where it applies.
Measurement A
(front of crane)
Page 19
Measurement C
(back of crane)
Min. outreach,
empty hook
Page 20
Introduction
When a lifting appliance fails, the consequences can be far-reaching. Serious injuries and
deaths can occur, not just to personnel but to the general public. When equipment fails,
the costs of disrupted operations can also be considerable.
The pocket guide is intended to help ship operators understand the importance of good
maintenance and to understand what is required of them before a lifting appliance
examination takes place.
This document will focus on the following lifting appliances within the marine sector:
Deck cranes
Derricks
Grease sampling areas
Engine room cranes, provisions cranes, stores cranes
Life Saving Appliance (LSA) davits.
Grease sampling
area (inner seal)
Grease
sampling come under:
Ships deck cranes, engine room cranes, and lifting
equipment
area (inner seal)
- The Merchant Shipping Regulations
- Flag State requirements
- International Labour Organization (ILO) Convention 152, where it applies.
Outer seal
Page 21
Key points:
1.
2.
3.
4.
5.
6.
Page 22
One of the worlds largest P&I mutuals, the UK P&I Club currently insures over 170
million gross tons of owned and chartered ships in 60 countries.
The Club publishes loss prevention material through a wide range of media on topics
such as hazardous cargo in containers, human error, personal injury and maritime
security.
The full range of Club activities can be viewed at www.ukpandi.com
London
T +44 20 7283 4646
Hong Kong
T +852 2832 9301
Piraeus
T +30 210 429 1200
Tokyo
T +81 3 5442 6110
New Jersey
T +1 201 557 7300
E karl.lumbers@thomasmiller.com
Lloyds Register, its affiliates and subsidiaries and their respective officers, employees or agents are, individually
and collectively, referred to in this clause as the Lloyds Register Group. The Lloyds Register Group assumes no
responsibility and shall not be liable to any person for any loss, damage or expense caused by reliance on the
information or advice in this document or howsoever provided, unless that person has signed a contract with
the relevant Lloyds Register Group entity for the provision of this information or advice and in that case any
responsibility or liability is exclusively on the terms and conditions set out in that contract.