Professional Documents
Culture Documents
No. 95-1083
UNITED STATES OF AMERICA,
Appellee,
v.
____________________
No. 95-1536
EDWIN DIAZ-MARTINEZ,
Petitioner, Appellant,
v.
____________________
Before
James Kousouros,
_______________
Kousouros was
on brief,
appellant.
Edwin
O. Vazquez,
Assistant United
States Attorney,
with
_________________
Guillermo Gil,
_____________
United States
____________________
Following
a shootout
near
the
Bayamon
Judicial
Center
with obliterated
forced
to
go
choosing, that
that his
that
to trial
statute
115 S.
Puerto
with
He appeals,
defense
counsel
too harsh
which
Clause
scrutiny under
(1995).
affirm.
Factual Background
__________________
not of
he
We
was
convicted
and
cannot
United States
_____________
reject his
his
at closing,
under
Ct. 1624
Rico,
saying he was
withstand Commerce
Lopez,
_____
Bayamon,
serial numbers.
sentence was
the
in
v.
claims and
The
sounds
of gunfire
and
a man1
lying
on the
January
24, 1994
parking
lot
of
near
the Bayamon
the Santa
Rosa
the
lot, pistol
Shopping
the courthouse
through
courthouse
and in
Center.
heard the
the
law
shots
in one
hand
and a
small object,
____________________
1.
Bayamon
courthouse to pick up
-2-
to the
bushes, came
approaching
him.
and exclaimed
up when he
that someone
was trying
to kill
one of whom
inside.
had their
were
serial
found
in
analysis later
the two
numbers obliterated.
the shopping
indicated that
pistols.
lot, inside
center
Twenty-two
parking
bullets
Expert
fired from
in the parking
to the defendant,
lot.
Both
bullet casings
were marked
Weapons
charges were
the local
the federal
court, those
filed against
the defendant
prosecution.2
The federal
by
to accommodate
____________________
2.
At the
time
of his
arrest,
the defendant
was
facing
with
public notoriety.
Alexis
El
murders that
had apparently
received some
Boxeador
(Alexis
the
Boxer) and
that
acquitted of
the
murder charges
trial.
-33
after a
he
was
He was
bench
on
February
9,
possession of
1994,
firearms
charging
commencing
922(k).
terms of
45 months
knowing
serial
numbers
After a
1994, Diaz-Martinez
concurrent
of
U.S.C.
April 26,
counts
bearing obliterated
in violation of 18
two
four-day trial
was
convicted on
plus three
years supervised
$3,000 in
28 U.S.C.
by
filed
ineffective assistance
of counsel.
The
district court
dismissed the
appeal
was
dismissal.
from
still
We
pending.
The
consolidated the
defendant
as his direct
appealed
defendant's direct
that
appeal
II
A.
Diaz-Martinez
claims that
counsel,
the district
court, by
to go to trial
with court-appointed
Sixth Amendment to
-44
defendant had
When
been
the district
represented by
court
on March
attorney
3,
Mendez-Lebron.
1994, scheduled
the
weeks
prior
to
trial,
However,
Mendez-Lebron
filed
motion
two
to
withdraw.
On March
hearing
on
31, 1994,
Mendez-Lebron's
the
district court
motion,
together
the
court
that
attorneys
that one
he
had
as potential
already
of them, attorney
with
the
contacted
replacements for
held a
several
other
Mendez-Lebron, and
Acevedo, was on
his way
to the
to
why
counsel,
the defendant
had
waited so
allowed Mendez-Lebron to
defendant that
he would
long
skepticism as
to ask
withdraw, but
for new
warned the
refusals to
the
trial.
The court
adjourned to permit
the defendant an
opportunity
to
interview
Acevedo
attorney
same day.
The
candidates
Acevedo,
then
he had other
to contact.
One of those
-55
and
The
court,
observing
that
the
trial
date
was
time to
interview all of
as
defendant's counsel.
house
and instead
As a further
accommodation, the
time under
to confer
another attorney as
accommodated the
that he
could, if he
Gaztambide's co-counsel.
to Gaztambide's appointment.
so chose,
hire
The defendant
counsel by granting,
on the
The
as
defendant's counsel.
did the
defendant
At
continuance of trial.
no time before
advise the
district
or during trial
court that
he
was
counsel
counsel."
an absolute right
United States v.
______________
to a particular
83, 86
(1st
Wheat v.
_____
United States, 486 U.S. 153, 159 (1988) ("[T]he essential aim
_____________
of
the
[Sixth]
advocate for
Amendment
each criminal
is
to
guarantee
an
effective
to ensure
-66
whom he
prefers.");
(1983) (Sixth
have
Morris v.
______
Amendment does
Slappy,
______
461 U.S.
1,
13-14
an accused
States v.
93 (1st Cir.),
______
____________________
cert. denied,
____________
502
U.S.
959
(1991).
district
court's
deference
and
is reviewed
especially when
only
that decision
for
is based on
management concerns.
See Poulack,
___ _______
right
to choose
of
an accused
insisted upon in
abuse of
his
556 F.2d
discretion,
legitimate trial
at 86
own counsel
("[T]he
cannot be
60
F.3d 886,
890-91
(1st Cir.
1995),
The
appointment of
Gaztambide as
the defendant's
an abuse of discretion
and
due.
789 F.2d
If
he was
absent
(1986).
showing of
U.S. 846
-77
the
When
doubt in
allowing his
the defendant's
refused
the
first choice
representation,
understandably wary
order to permit
of
one
to replace
the
district
of the
The court's
counsel
that counsel
court
was
decision simply
to
specifically identified as a
______________________________
to withdraw.3
delaying trial in
alternate candidates.
appoint
original attorney
surely a permissible
Both
trial
the defendant
in criminal
have an interest
cases, and
the
in a
judge properly
prompt
acted to
request
district
judge's
to
substitute
decision
trial
on
counsel
is
district
original
court's
counsel
candidates identified
waiting
make
for the
a decision
to
to
appoint
by the
defendant to
on
his
permit
own)
one
to
See Pierce, 60
___ ______
decision
and
entitled
request would be
defendant's
the
of
withdrawal
the
defendant himself
interview each
reflected a
Here, the
of
alternate
(instead of
candidate and
fair
balancing
____________________
3.
The
attorney
of
his
defendant's
stated
reason
was
that the
original
him
in
a different
criminal
matter.
-88
86.
decision
all the
more impervious
to the
defendant's post-
conviction attacks.
B.
Defendant
government in
shopping
right
to
encouraged
argues
its closing
center parking
a fair
to
firearms possession,
his
participation
references
argument to
lot were
trial.
the jury
that
He
claims that
convict him
the
shootout.
by
the shootout
improper and
in
made
not
the
in the
tainted his
those statements
on the
basis
of
of uncharged conduct:
This
argument
is
unpersuasive.
The defendant
improper statements
made no
Bonasia
_______
the allegedly
40 F.3d 1306,
objection to
1322 (1st
and so our
Ct. 947
(1995).
On the
In fact,
prosecutor's statements
prosecution witnesses
deliberately
elicited
concerning the
by
the
-99
shootout
defendant's own
Testimony by
some
of it
counsel
on
cross-examination
by
the
incident
defendant.
were
no
was
The prosecutor's
more
than
proper
comments
references
about
the
to
that
evidence.
closing
argument
relies upon
an
about the
unrealistic
prosecution's
view of
the
firearms
charges.
The
prosecution was
was
found in a shopping
not
limited,
with firearms on
context would
unable to
respond to the
law enforcement
weapons
parking
in the
lot in
order to
this
commenting
defense,
and
it committed
on the evidence
no
leaving it
that the
frame
met
as
him.
story that
transgression
admitted at trial.4
The
by
See United
___ ______
The prosecutor
also explicitly
to
firearms possession
____________________
4.
shootout
constituted
inadmissible under
references
to
evidence of the
"other
crimes"
Because, however,
guns to
evidence
the
could not
defendant (the
have been
possession charges),
barred by
F.2d 722, 737
-1010
Rule 404(b).
that
See
___
charges,
not on evidence of
___
instructions cautioning
charged with
indictment.
the shootout.5
There was
in the
was prompted
prosecutor
burden of proof to
the
Ah,
but
the
present[ed]
weapons
came
government
has
not
that
these
two
Brazil.
It's
not
evidence
from
have manufacturers?
in
commerce.
interstate
We don't
or
have to
government's
evidence?
burden
foreign
prove that
But it is
to
bring
Of course not.
____________________
5.
evidence
shopping
center parking
lot.
In response,
the prosecutor
commented:
And
[defendant's
firing,
firing,
counsel]
has
been talking
firing,
firing.
Ladies
weapon. . . .
going to instruct
see [i]n
But
And if you
elements
of you that
government was
weapon as [you]
to all
charged
the judge is
one of the
and
irrelevant,
is firing,
the
[T]hat is
about
to prove
are going to
only possession
that
of
be instruct[ed] by the
judge,
bring
verdict
of
guilty.
[Paragraph
structure omitted.]
-1111
improper.
discussion of
The statement
was
made
in
it was not
connection with
commerce element of
fact, one
the
been brought to
of the
firearms'
Puerto Rico
from Brazil.
country
location could
be
of
manufacture and
determined by
In
testified that
the
importer's
examining the
identifying
The
When you
go, you
examine
this
obliterated
weapon
weapon
serial
says
located
examine
that
you
have to
to
see
the
number.
The
same
the
at Brazil.
manufacturer
That
is the
is
best
Miami.
find out?
Rico.
What else
[do] you
No manufacturers
in
need to
Puerto
foreign commerce or
[a] foreign
country
or interstate.
no
gun
manufacturers
weapons
themselves
exist in
bore
Puerto
Rico,
evidence
that
and because
they
had
the
been
direct
evidence
to prove
the interstate or
of the
-1212
made unmistakably
the
government
clear that
to prove
the
defendant's
solely upon
guilt, and
each
beyond a
reasonable doubt.
C.
Sentencing Issues
_________________
1.
The
district
court
departed
upward
Guidelines-directed
to
based
CHC
of
IV,
on
finding
that
from
("CHC") of II
the
former
The specific
similar
We affirm.
criminal conduct
at
committed
released
court,
he
had engaged in
the
prior
offenses) that
federal offense,
had
been
both
(including weapons
the time
the seriousness of
encouraged
Guidelines.
a high
grounds
See U.S.S.G.
___
____________________
risk of recidivism.
for
upward
departure
These
are
under
the
6.
All
citations to
the Sentencing
F.2d 64,
Guidelines are
sentencing.
66 n.1 (1st
to the
time of
Cir. 1991)
(district
-1313
from Guidelines
CHC may
be considered where
"the defendant
4A1.3(e)
(same,
where
defendant
conduct not
engaged in
resulting in
similar adult
criminal
a criminal conviction");
see also
________
(noting
appropriateness
of
"prior
"recidivist
determination"
court's
CHC
departure
was
based
on
Because
to
Rivera,
______
the district
grounds specifically
in the
of II.
at 951-52).
2.
The
district
Guidelines sentencing
CHC
of IV), to impose
each conviction.
court
range of 21
departed
upward
to 27 months
concurrent sentences of
from
(assuming a
45 months on
____________________
-1414
The
court's
defendant's
departure
dissatisfaction
suggestion
decision was
with
mischaracterizes and is
sure,
the district
range
was
the
based
Guidelines
on
court did
unsatisfactory
district
more than
sentencing
conclude that
that was
the
no
contradicted by the
the court's
that
why
record.
range
To
be
the sentencing
it
entertained
as
sense of inequity,"
1449
United States v.
_____________
1446,
explicitly premised on
669 (1991),
features of the
case
Application
note 16 to
upward departure
where
that guideline
to multiple individuals."
Here, the
had
specifically permits
the defendant's
underlying
U.S.S.G.
his two
firearms
offense
injury
discharged
2K2.1.
in
a congested
shopping
just before he
was apprehended.
Noting
that the incident occurred during the middle of the day, that
run his
vehicle in
the
-1515
bullet holes, the court concluded that the case was factually
"out
of
the
therefore was
heartland"
of the
applicable
an appropriate candidate
guideline
for departure
and
under
The grounds
supported
specifically permitted as a
The
outside
as the magnitude
of the
departure, were
appropriate.
See
___
D.
Constitutionality of 18 U.S.C.
922(k)
_______________________________________
Diaz-Martinez argues
that this is
a simple
state
weapons
case
which
Constitution to
under
which
he
Congress
federalize.
was
had
no
power
under
the
convicted,
18
U.S.C.
922(k),
is
to
legislate under
United States v.
_____________
the
contrary.
Whatever
In Lopez,
_____
statute
"contain[ed]
at
Clause, as
interpreted in
invalidate 18 U.S.C.
the
the Commerce
the reach
of
We hold to
Lopez, it
_____
does not
922(k).
issue in
that
no jurisdictional
case,
18 U.S.C.
element which
922(q),
would ensure,
firearm possession in
-1616
In contrast,
that
115 S. Ct.
jurisdictional element
is present
at 1631.
here.
contains
or
foreign commerce."
18
U.S.C.
922(k).
proof
that
the
originally to
number
in
readily
firearms
Miami, and
violation
were
in
of federal
Lopez,
_____
in
Brazil,
altered to remove
distinguishable
invalidated
made
from
and
law.
the identifying
Section
the
imported
provision
its enactment
did
922(k) is
that
not
was
exceed
III
The
attempt to
dispositive
obtain relief
question
for
under section
the
defendant's
2255 on
grounds of
prematurely
filed.
Believing that
it was,
we affirm
the
district
court's
order
dismissing
the
petition
without
prejudice.
acknowledges, is
hear
claims
assistance
for
that the
relief
of counsel
unless "extraordinary
based
until the
on
decline to
allegedly
ineffective
direct appeal
is decided,
-1717
See
___
United States v.
_____________
Buckley, 847
_______
Gordon,
______
absence
634 F.2d
of
n.1 (1st
Cir.
638,
638-39 (1st
extraordinary
Cir.
1990) ("[I]n
circumstances,
the
the
orderly
from considering a
appeal
is still
that "extraordinary
the direct
quotation marks
exist warranting
the
There is no basis
court's
finding
circumstances."
of
an
Because
absence
the
record
of
"extraordinary
necessary
for
this time,
preferring that
1079 (1992);
(1st Cir.
may
instance.
309 (1st
v. Natanel,
_______
United States v.
_____________
1989).
evaluate the
U.S.
955, 956
appeal.
-1818
Affirmed.
_________
-1919