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Hari S.

& ASSOCIATES
Chartered Accountants

Head Office: 3228, Sector 15-D, Chandigarh- 160015


e-mail: Rajnish.khattar@competent.biz

Date: 9th May, 2010

Mr. Abhay Kohli,

Manager Compliance,

Competent Finman Private Limited,

201-203, Sector 34,

Chandigarh

Dear Sir,

Ref: Concurrent Audit & Internal Audit Report


Please find enclosed herewith the Combined Concurrent and Internal
Audit Report for the month of April, 2010.

Yours faithfully,

For Hari S. & Associates

Chartered Accountants

Akhil Jindal

Partner

Copy To:
S. No. Particulars

1 Mr. Parveen Kumar, Manager


Hari S. & ASSOCIATES
Chartered Accountants

Head Office: 3228, Sector 15-D, Chandigarh- 160015


e-mail: Rajnish.khattar@competent.biz

TIME STATISTICS

Audit Report No. : 01/ 2010 – 11

DP ID : 12047900

SEBI Reg. No. : IN –DP-CDSL-381-2006

Period of Coverage : 1st April, 2010 to 30th April, 2010

Date of Discussion with the Auditee : 8th May, 2010

Date of Submission of the Final : 9th May, 2010


Audit Report
Hari S. & ASSOCIATES
Chartered Accountants

Head Office: 3228, Sector 15-D, Chandigarh- 160015


e-mail: Rajnish.khattar@competent.biz

Competent Finman Private Limited

Combined Concurrent and Internal Audit Report


Key Audit Areas:
We have audited the following areas during the month of April, 2010. As
per our observations and as per the Information provided by the Audited,
the details of the transactions are as follows:

S.No Audit areas Sample Sample (In


(In actual %)
numbers)

1 Account opening 71 100%

2 Account modifications 12 100%

3 Account closure initiated by 34 100%


BO

4 Account closure initiated by Nil ---


DP

5 Dematerialization 71 100%

6 Off market 3348 100%

7 On market 2403 100%

8 Inter-depository 1073 100%

9 Early pay in instructions 4655 100%

10 Pledge 21 100%

11 Unpledge 03 100%

12 Confiscation Instructions 17 100%

13 Rematerialisation Nil ---


Hari S. & ASSOCIATES
Chartered Accountants

Head Office: 3228, Sector 15-D, Chandigarh- 160015


e-mail: Rajnish.khattar@competent.biz

Instructions

14 Transmissions Nil ---