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Biceps-to-Triceps Transfer in

Tetraplegic Patients: Report of the


Medial Routing Technique and
Follow-up of Three Cases
Julian E. Kuz, MD, Ann E. Van Heest, MD, James H. House, MD,
Minneapolis, MN

We reviewed 4 biceps-to-triceps transfers for active elbow extension in 3 tetraplegic patients


using a medial routing technique. The biceps-to-triceps transfer to regain active elbow
extension in tetraplegic patients is an alternative to the more commonly described deltoid-
to-triceps transfer. Before surgery, all 3 patients had absent triceps function and active biceps,
brachialis, and supinator function. Postoperative results were assessed by a modified Univer-
sity of Minnesota Functional Improvement questionnaire and by follow-up evaluation of range
of motion and muscle strength. All 3 patients had marked functional improvement in activities
that involve active elbow extension, and no loss of function was noted in any activities. No
patient achieved less than grade 4 extension strength; none had an extension lag greater than
8°. Supination and flexion strength following transfer were rated as at least grade 4 in each
limb. Based on the results of this study, we recommend the biceps-to-triceps transfer as an
alternative to the deltoid-to-triceps transfer in spinal cord injury patients with active brachialis
and supinator function. The medial routing technique has the advantage of avoiding the
potentially devastating radial nerve injury that could occur with the previously described
lateral routing. (J Hand Surg 1999;24A:161–172. Copyright © 1999 by the American Society
for Surgery of the Hand.)
Key words: Tetraplegia, elbow paralysis, tendon transfer

In tetraplegic patients who lack active elbow ex- tervention.”1 The functional gains of elbow exten-
tension due to spinal cord injury, active elbow ex- sion reconstruction in these patients include reaching
tension can be achieved through transfer of an active objects above shoulder level, reaching objects when
muscle into the paralyzed triceps. The improvement in a supine position, improved ability and safety of
in function following triceps reconstruction in tet- driving, wheelchair propulsion, pressure relief, and
raplegic patients has been termed “fundamental in- independent transfer.2,3 In addition, gaining active
elbow extension provides a useful antagonist to el-
bow flexion for improvement of hand positioning in
From the Department of Orthopaedic Surgery, University of Min-
nesota, Minneapolis, MN.
space and helps stabilize the elbow when the bra-
Received for publication June 19, 1997; accepted in revised form chioradialis is used as a tendon transfer.
June 2, 1998. Tetraplegic patients who have an International
No benefits in any form have been received or will be received from
a commercial party related directly or indirectly to the subject of this
Classification of level 4 or less (Tables 1, 2)1,4,5 are
article. candidates for tendon transfers for elbow extension.
Reprint requests: Ann E. Van Heest, MD, Department of Orthopae- The posterior deltoid-to-triceps and the biceps-to-
dic Surgery, University of Minnesota Hospital, 420 Delaware St SE, triceps transfers have been the 2 most common types
Box 492 UMHC, Minneapolis, MN 55455.
Copyright © 1999 by the American Society for Surgery of the Hand of transfers used for elbow extension. The disadvan-
0363-5023/99/24A01– 0024$3.00/0 tages of a posterior deltoid-to-triceps transfer include

The Journal of Hand Surgery 161


162 Kuz, Van Heest, and House / Biceps-to-Triceps Transfer: Medial Routing

the need for a free tendon graft,6,7 a long immobili- use of medial routing avoids this potentially devas-
zation time,1 and the potential for the double tendon tating complication, as the biceps tendon passes me-
repair to stretch out in time, resulting in decreased dially over the paralyzed ulnar nerve, with no poten-
strength.1,8 Attempts at earlier mobilization of this tial loss of distal function. The use of medial routing
transfer have been associated with poor results.5,9,10
The biceps-to-triceps transfer can be used in pa-
tients who have active supinator and brachialis mus-
cles to provide for the lost functions of the trans- Table 2. International Classification
ferred biceps. The biceps-to-triceps transfer has Group Muscle Characteristics
several inherent advantages. These include the abil- 0 Weak BR
ity to correct flexion-supination deformities of the 1 BR (grade 4/MRC)
forearm at a single stage, avoiding the need for a free 2 BR and ECRL
tendon graft, earlier time to mobilization due to 3 BR, ECRL, ECRB
4 BR, ECRL, ECRB, PT
having only 1 tendon junction to heal, and no func- 5 BR, ECRL, ECRB, PT, FCR
tionally apparent decrease of elbow extension 6 BR, ECRL, ECRB, PT, FCR, finger extensors
strength over time. The standard described technique 7 BR, ECRL, ECRB, PT, FCR, fingers and thumb
for biceps-to-triceps transfers has been through a extensors
8 Group 7 muscles 1 partial digital flexors
lateral route.11–13 In high spinal cord injury patients, 9 Lacks only intrinsics
the radial nerve is the only functioning nerve below
elbow level. If the radial nerve is injured during BR, brachioradialis; ECRL, extensor carpi radialis longus;
ECRB, extensor carpi radialis brevis; PT, pronator teres;
lateral routing, the resultant loss of active wrist ex- FCR, flexor carpi radialis.
tension can be a devastating complication.2,12,13 The Data from McDowell et al.1
The Journal of Hand Surgery / Vol. 24A No. 1 January 1999 163

of the biceps tendon has been briefly mentioned in The surgical results of this technique in 3 patients,
previous reports without a detailed description of the representing 4 transfers, are also presented.
technique and without follow-up results.14,15
The purpose of this study is to describe in detail Materials and Methods
the medial routing technique of the senior author Four transfers in 3 patients who underwent a bi-
(J.H.H.) for transferring the biceps to the triceps to ceps-to-triceps transfer using a medial route and the
regain active elbow extension in tetraplegic patients. senior author’s (J.H.H.) method were identified.

Table 3. Functional Improvement Questionnaire Results


Much Better Better No Change Worse NA
Hygiene and grooming
Washing 2 1
Shaving 1 1 1
Brushing hair 1 2
Brushing teeth 1 2
Clipping nails 1 2
Faucet use 3
Shower 1 2
Eating
Cutting meat 1 2
Opening 1 2
Pouring 1 2
Using utensils 2 1
Dressing
Dress upper 2 1
Dress lower 1 2
Fastening 2 1
Communication
Using phone 1 1 1
Writing 1 1
Typing 2 1
Homemaking
Prepare meals 1 1 1
Making bed 1 1 1
Wash dishes 2 1
Transfers
Car 3*
Bed 1 2
Shower/tub 1 2
Toilet 1 2
Couch 1 2
Wheelchair
Mobility 2 1†
Elbow extension specific
Opening doors 2 1
Elevator buttons 3
Light switch 3
Retrieving objects from shelf
above shoulder level 2 1
Answering phone while in bed 3
Turning on light while in bed 3
Removing blankets 3
Driving 3
NA, not available.
The results listed are the functions of patients compared with presurgical performance for functional
activities of daily living.
* All use electric lift.
† Uses electric wheelchair.
164 Kuz, Van Heest, and House / Biceps-to-Triceps Transfer: Medial Routing

These patients had their surgery performed by 2 of draped free in a sterile manner. A sterile tourniquet is
the authors (J.H.H. and A.V.H.). Charts were re- placed as proximal on the arm as possible.
viewed for demographic information, surgical tech- An anterior longitudinal incision is made over the
nique, complications, postoperative rehabilitation, medial aspect of the biceps muscle belly. This inci-
and additional procedures performed. Surgical re- sion passes over the cubital fossa obliquely (Fig. 1).
sults were assessed by a modified University of Min- The musculocutaneous nerve is identified and pro-
nesota Tendon Transfer Functional Improvement tected throughout the procedure. The lacertus fibro-
Questionnaire16 with the addition of triceps-specific sus is transected distally with a portion of antebra-
activities as presented in Table 3. This questionnaire chial fascia in continuity with the biceps tendon to
asks patients about general activity improvements, create a second tail for subsequent tendon weaving.
pain, and satisfaction, as well as 34 specific activities The biceps tendon is isolated to the insertion on the
of daily living with modifications that specifically radius and then sharply divided. A #5 nonabsorbable
address the goals of active elbow extension recon- braided polyester suture is placed in the biceps ten-
struction. The questionnaire requires the patient to don using a locked grasping suture. A #0 Ethibond
rate postoperative function compared with preoper- suture is similarly woven into the lacertus fibrosus as
ative function as much improved, improved, no a second tail of the biceps tendon (Figs. 2, 3).
change, worse, or much worse. A posterior incision is made over the triceps ten-
The demographics of the 3 patients who under- don, being careful not to make the incision directly
went the procedure are shown in Table 4. Additional over the olecranon (Fig. 4). This incision is biased
1-stage key pinch reconstructions16 were performed laterally to avoid a medial skin bridge that is too
in all 3 patients, either simultaneously with the bi- narrow. A subcutaneous tunnel is fashioned along
ceps transfer (patient 2) or 6 months later (patients 1 the medial aspect of the arm by dissecting free, and
and 3). resecting if necessary, the medial intermuscular sep-
All 3 patients had follow-up periods ranging from tum. The biceps muscle and tendon are delivered into
12 to 66 months. Two patients (representing 3 trans- the posterior incision through the subcutaneous tun-
fers) returned to the clinic for follow-up strength and nel (Fig. 5). Attention is directed to ensure a straight
range-of-motion testing. The third patient lived out and free line of pull through the subcutaneous tissue.
of state and had measurements performed by her The tendon is passed superficial to the ulnar nerve.
physical therapist. Objective assessment of surgical Through the posterior incision, the biceps tendon is
results were made by goniometric measurement of woven in a Pulvertaft fashion into the distal triceps
active and passive elbow flexion/extension and fore- tendon. A 4-mm unicortical hole is drilled into the tip
arm pronation/supination. Muscle strength was of the olecranon to receive the tendon and suture.
graded in the standard fashion (grades 0 –5) through Two small holes are drilled through the far cortex of
the extension arc with a rating of 3 indicating anti- this hole to allow passage of Keith needles, allowing
gravity strength; 4, partial resistive strength; and 5, the suture to be tied over the bone, deep to the
complete resistive strength. aconeus muscle on the posterior lateral side of the
proximal ulna. The transfer is tensioned to permit
Surgical Technique 90° of passive elbow flexion. A #0 nonabsorbable
To perform this surgical procedure, the patient is braided polyester suture is interwoven in the area of
placed in a supine position. The arm is prepared and tendon repair to secure the transfer. The distal end of

Table 4. Postoperative Range of Motion and Muscle Strength Results


E/F P/S Flexion Strength Extension Strength Supination Strength
Patient Side AROM (°) AROM (°) Grade Grade Grade
1 R 4/145 80/80 5 5 5
1 L 6/142 80/75 5 5 5
2 R 5/145 80/75 5 4 4
3 L 8/140 80/80 5 4 4
E/F, elbow extension/flexion; P/S, pronation/supination; AROM, active range of motion.
The Journal of Hand Surgery / Vol. 24A No. 1 January 1999 165

(Figs. 6, 7). The incisions are closed in layers in the


usual fashion.
After surgery, the patient is maintained in a well-
padded, long-arm fiberglass cast with the elbow in
less than 30° of flexion. Three weeks after surgery, a
flexion block splint is placed to prevent elbow flex-
ion beyond 45°, and gentle active motion is started.
Training of the biceps to extend the elbow is done on
a “powder board” (a horizontal table to eliminate
gravity and powdered to diminish friction) on which
the patient learns to extend by the elimination of
gravity and use of supination cognizance. Over the
next 6 weeks, the flexion block is progressively ad-
vanced (approximately 15°/wk) to allow more flex-
ion. The medially routed biceps can be palpated and
seen along the medial humerus to assess for control
and function; antigravity strength is achieved as
shown in Fig. 8. If satisfactory progress has been
made by 8 to 10 weeks, strengthening against resis-
tance is started.

Figure 1. Anterior skin incision. (Adapted and reprinted


with permission.17)

Figure 2. Bicipital tendon and aponeurosis have been


the biceps tendon is then secured to the local peri- isolated and tagged. The musculocutaneous nerve is pro-
osteum. The lacertus fibrosus tail is braided as a tected. BT, bicipital tendon; BA, bicipital aponeurosis;
reinforcement, weaving it through the triceps and the MCN, musculocutaneous nerve. (Adapted and reprinted
biceps tendons, securing the tension on the transfer with permission.17)
166 Kuz, Van Heest, and House / Biceps-to-Triceps Transfer: Medial Routing

Figure 3. Clinical view of the drawing in Figure 2. The musculocutaneous nerve can be seen lying on the brachialis muscle
just underneath the elevated biceps.

Results Range of motion and muscle grading data are


presented in Table 4. Postoperative elbow exten-
All patients stated they were highly satisfied with the
surgery, would undergo surgery again under similar sion strength was grade 4 or 5 in all cases, im-
circumstances, and had no residual pain. As shown in proved from a preoperative strength of grade 0.
Table 3, no patient lost function in any category. The Postoperative elbow flexion strength was main-
functions most greatly improved included driving a tained at grade 5 in all cases. Postoperative supi-
van, performing activities while supine, and retrieving nation strength was maintained at grade 5 in 2
objects from above shoulder height. All 3 patients elbows and diminished to grade 4 in 2 elbows.
stated that activities which required precision hand Preoperative passive range of motion showed less
placement had improved. In addition, all 3 patients than a 15° contracture for all limbs in flexion,
stated that they were able to eliminate the need for extension, supination, and pronation. The average
several adaptive aides, ie, push stick for elevator but- postoperative flexion contracture was 6° (range, 4°
tons. Improved wheelchair propulsion and recreational to 8°). The average postoperative active elbow
activity, such as swimming, were reported. The patient flexion was 142° (range, 140° to 145°), unchanged
with bilateral transfers reported the greatest number of from that before surgery. The postoperative active
functional improvements. The patient with the shortest supination was 75° to 80° in all cases.
follow-up period (12 months) showed the least number No postoperative complications were noted. This
of functional improvements, yet stated that the transfer included no evidence of radial nerve palsy, rupture of
was continuing to gain strength and selective control tendon repair, wound problems, loss of motion
with time. (based on measurements), or loss of strength.
The Journal of Hand Surgery / Vol. 24A No. 1 January 1999 167

der level because of the difficulty of holding the


elbow extended against gravity. This precludes them
from removing objects from a high shelf or receiving
an object that is handed to them above shoulder
level. The lack of an active antagonist to active
elbow flexion creates imprecisions for functions that
require the hand to be positioned in space. This
especially becomes a hindrance when coordinated
movement is needed, such as with driving, swim-
ming, and writing.18 The ability to extend the elbow
also facilitates dressing and undressing, because zip-
pers can be opened with active elbow extension
using a key ring orthosis to hook the zipper handle.
In 1975, Moberg6 introduced the deltoid-to-triceps
transfer with interposition graft. He noted marked
improvements in the ability of his patients to perform
transfers, reach for objects on high shelves, gain
pressure relief from the sitting position, and drive
more safely.6 Moberg7 also stated that the stabilizing
effect provided by a transfer for elbow extension is
more important than the power actually obtained.
Several investigators have reported their results
using the deltoid-to-triceps transfer.6 –10,12,18 –22 Pre-
dictable functional gains were noted in many of these
reports. A number of complications have been re-
ported with this procedure, including lack of final
60° active extension against gravity in 50% of pa-
tients,12 lack of active extension against gravity,20
stretching of the tendon repair resulting in decreased
strength and extensor lag,1,6,8 and development of
heterotopic ossification in the posterior deltoid mus-
cle.18 Despite these occasional complications, no pa-
tient lost function to a level worse than preoperative
levels.6,8,18,21 The deltoid-to-triceps transfer usually
requires a free tendon graft.6,7 This requires up to a
6-week immobilization time.1 Attempts at earlier
Figure 4. The posterior skin incision should be lateral mobilization of this transfer have been associated
enough to avoid being placed over the tip of the olecranon with poor results.6,9,10 Improvements in the tech-
and leave an adequate skin bridge between the anterome-
niques of tendon suture have helped avoid the
dial incision. (Adapted and reprinted with permission.17)
stretching phenomenon and have decreased the post-
operative immobilization time from 6 weeks to 4.5
weeks.20 An additional method uses a “turned-up”
central slip of triceps tendon with a small block of
Discussion bone from the ulna. This bone block is attached to
Tetraplegic patients who lack active elbow exten- the posterior deltoid insertion, which also has been
sion due to spinal cord injury have profound func- elevated with a small block of bone from the hu-
tional loss. These patients have a difficult time per- merus.23 Because of failures with this latter tech-
forming activities when in the supine position. This nique, Moberg reported that he had abandoned it.1
includes turning on a bed lamp, answering a bedside Hentz et al24 reported a technique in which the
telephone, and removing blankets. In addition, these deltoid was directly attached to the triceps aponeu-
patients cannot reliably use their hands above shoul- rosis without an interposition graft. This permitted an
168 Kuz, Van Heest, and House / Biceps-to-Triceps Transfer: Medial Routing

Figure 5. The tendons are delivered along the medial route into the posterior incision.

immobilization time of 4.5 weeks, but no results which it could not be determined clinically.1,5 The
were reported. measured extension power was from 250 to 900 g.
In 1954, Friedenberg11 reported on the first use of Zancolli also noted no clinically significant loss of
biceps transfer to restore elbow extension in a tet- elbow flexion power and that re-education of elbow
raplegic patient. His patient underwent bilateral extension “is very simple.”5 A later report by Zan-
transfers that resulted in a full range of motion of the colli2 of 13 patients who underwent biceps-to-triceps
elbow and the ability to independently transfer. In transfer with an average follow-up period of 37
this same report, Friedenberg11 also reported a case months showed 80% good or excellent results and no
by Mayer in which bilateral biceps transfers for poor results (criteria not mentioned). No function
active elbow extension were undertaken in 1951. related to active flexion worsened and there was a
This patient lacked the final 30° of extension, but flexion strength loss of 24%. Active supination was
made gains in the ability to hold objects in front of preserved in all patients. One patient did sustain a
his body, use the typewriter, and perform indepen- radial nerve neurapraxia with resolution by 4
dent toileting.11 Both of these cases involved the months.2 While a flexion contracture of greater than
lateral routing technique. 20° is considered a contraindication to deltoid trans-
Zancolli5 reported 6 cases of biceps-to-triceps fer, Zancolli stated he would still use a biceps trans-
transfer using the lateral route. He preferred this fer.1
transfer over the posterior deltoid because of sim- Hentz et al20 briefly reported the use of biceps-to-
plicity, and he stated that supination is not lost be- triceps transfers for active elbow extension in tet-
cause the supinator muscle is active if wrist exten- raplegic patients. The number of patients who had
sion is present. A distal insertion into the olecranon this procedure, however, was not specified in the
was used. Zancolli occasionally used electromyogra- report since a number of deltoid-to-triceps proce-
phy or peripheral nerve blocks to differentiate be- dures were also performed. In this series, 2 poor
tween biceps and supinator function in cases in results occurred. Both patients had bilateral recon-
The Journal of Hand Surgery / Vol. 24A No. 1 January 1999 169

received a biceps-to-triceps transfer. The patient’s


result “proved unsuccessful.”5 No further informa-
tion was given explaining why this was an unsuc-
cessful result.
In 1988, Ejeskär12 reported the results of 5 patients
who underwent biceps-to-triceps transfers using the
lateral route. Two patients had no active extension.
One of these was subsequently scheduled for a del-
toid-to-triceps transfer. One patient developed a ra-
dial nerve palsy but was beginning to recover after 5
months. Despite this finding, Ejeskär12 reported that
the biceps transfer is “the procedure of choice” and
“preliminary results of the biceps transfer seem to
exceed those of the posterior deltoid transfers.” His
recommendation was to perform a biceps transfer in
all patients who have an elbow flexion contracture
and when the patient does not request very strong
active elbow flexion for a specific activity. His re-

Figure 6. A locking weave is used to secure the biceps


transfer to the triceps. The biceps is delivered into a
unicortical hole and sutures are tied over the distal cortex
to provide additional fixation of the transfer. BA, bicipital
aponeurosis; BT, bicipital tendon. (Adapted and reprinted
with permission.17)

struction for elbow extension: 1 had deltoid-to-tri-


ceps transfers and the other had biceps-to-triceps
transfers. Both patients achieved only grade 2 to 21
extension strength and had “moderate to severe”
elbow contractures before surgery.20 Neither patient
had progression of elbow contractures after surgery.
Despite this “poor” result, both patients were
“pleased” with the procedure.20 In 1996, Hentz and
Ladd15 reported the use of the medial route for the
biceps-to-triceps transfer without describing specific Figure 7. The final appearance of the tendon anastomosis.
results. The probe at the left edge of the incision indicates the
In 1983, Lamb and Chan10 reported a patient who suture that has been tied down over the distal olecranon.
170 Kuz, Van Heest, and House / Biceps-to-Triceps Transfer: Medial Routing

The 3 patients in this study viewed the biceps-to-


triceps transfer procedure with high satisfaction. No
functional loss in any category was identified. Note-
worthy gains were made in the activities of driving,
ease of transfers, pressure relief, handling objects
above shoulder level, use of the hands when supine,
and improvement in precision movement. These cat-
egories are similar to the areas in which Moberg7
saw improvements in his patients undergoing deltoid
transfers. The greatest improvements came in the
patient with bilateral transfers with all 34 categories
rated as “much better.” The patient interviewed at
only 12 months after surgery scored only 9 activities
in the “much better” range. This patient noted grad-
ual improvement of functional activities over time.
In this study, the functional improvements ob-
tained by gaining active elbow extension are consis-
tent with the experience of others.7,10,18,20 –22 It has
been shown that by providing an antagonist to elbow
flexion, these patients can improve their pinch
strength from brachioradialis transfer.25 Gaining ac-
tive elbow extension in these patients helps prevent
further contracture.20 None of the patients in the
current series perceived a worsening of contractures
or any deterioration in strength over time.
Flexion contractures at the elbow diminish the
gains of an active transfer. It has been shown that an
elbow contracture of 50° in tetraplegic patients with
at least grade 4 strength will eliminate the ability to
perform independent transferring.26 Grover et al26
recommend that operative release be considered
when the flexion contracture is greater than 25° in
Figure 8. Patient 1 demonstrating full, active, strong el- patients with weak triceps function. Freehafer3 has
bow extension from the supine position following biceps- shown that biceps tenotomy in tetraplegic patients is
to-triceps transfer, with the active biceps seen along the effective in reducing flexion and supination deformi-
medial border of the humerus. ties of the elbow. The advantage of the biceps trans-
fer over the deltoid transfer is that by removing the
deforming force of the unopposed biceps, flexion and
sults were briefly updated in 1989.13 Ejeskär reported supination deformity can be corrected at a single
on 10 patients, all who had biceps-to-triceps transfers stage with the transfer. If the deltoid transfer is used
through a lateral route. Most had “good” results, instead, a 2-stage procedure is required in which the
especially those patients with a contracture present. first stage would be to release the elbow flexion
Exercises could be started at 3 to 4 weeks. One radial contracture requiring a biceps tenotomy. Zancolli’s4
neurapraxia and “a few cases” of the insertion pull- biceps rerouting procedure will correct the supina-
ing out were reported.13 This report, presented in tion deformity but not the flexion imbalance.
abstract form in 1988 at the Third International Con- We believe that biceps-to-triceps transfers have
ference on Surgical Rehabilitation of the Upper Limb several important advantages over deltoid transfers.
in Tetraplegia (Quadraplegia) (Goteborg, Sweden), Because of the small number of patients in this
showed that 8 of 10 transfers had full passive elbow series, direct comparisons of technique and statistical
extension with an average follow-up of 9 months. analysis comparing techniques cannot be conducted.
However, 4 transfers failed to demonstrate active The theoretical advantages of this technique over a
extension after surgery. posterior deltoid transfer include the ability to correct
The Journal of Hand Surgery / Vol. 24A No. 1 January 1999 171

flexion-supination contractures of the forearm at the References


same stage as the transfer. Having only one very
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