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Review

Microbial fermented
tea e a potential Introduction
Tea is one of the most consumed beverages worldwide.
In fact, there are mainly three different kinds of tea. In China
source of natural and many Southeast Asian countries, green tea is preferred.
In Western countries and the rest of the world, the consump-

food preservatives tion of black tea is the highest. Another kind of tea is Kom-
bucha, which is a sweet-sour tea beverage made actually
from tea extract supplemented with sugar and fermented

Haizhen Moa, Yang Zhub,* and


with yeast and acetic-acid bacteria. Fermentation process
is necessary to produce black tea and Kombucha. Black
Zongmao Chenc tea can be further subdivided into naturally oxidized tea
(although the term of fermentation is often used), and micro-
a
Department of Food Science, Henan Institute of bial fermented tea. Fermentation process for producing most
Science and Technology, 453003 Xinxiang, black teas is actually an oxidation process catalyzed by
Henan Province, China enzymes that are originally present in tea leaves (Fowler,
b Leheup, & Cordier, 1998). Because no microorganisms
Food and Bioprocess Engineering Group, Wageningen
University and Research Centre, P.O. Box 8129, 6700 are involved in this kind of enzyme-oxidized black tea,
EV, Wageningen, Netherlands (Tel.: D31 343 538103; the use of the term fermentation is obviously not completely
fax: D31 343 538405; e-mail: yang.zhu@wur.nl) correct. Microbial fermentation in the production of black
c
Chinese Tea Research Institute, Chinese Academy of tea, however, is found to be carried out solely in certain Chi-
Agricultural Sciences, 310008 Hangzhou, Zhejiang nese tea assortments. Therefore, this kind of tea is little
Province, China known outside China, whereas Kombucha is exceptionally
well known because of its increasing interests in the West.
Recently, several microbial fermented teas got noticed in
Antimicrobial activities of microbial fermented tea are much the Western world, probably not only because of trade ex-
less known than its health beneficial properties. These anti- pansions between China and the West, but also because of
microbial activities are generated in natural microbial fermen- several health beneficial claims associated with microbial
tation process with tea leaves as substrates. The antimicrobial fermented tea. A few studies reveal that extracts from mi-
components produced during the fermentation process have crobial fermented teas contain natural antimicrobial com-
shown inhibitory effects against several food-borne and patho- ponents that have inhibitive effect on several food-borne
genic bacteria. With the trend of increasing use of natural and pathogen and spoilage bacteria (Greenwalt, Ledford, &
biological preservatives in food products, natural antimicrobial Steinkraus, 1998; Mo, Xu, Yan, & Zhu, 2005; Sreeramulu,
agents from microbial fermented tea may offer an innovative Zhu, & Knol, 2000; Sreeramulu, Zhu, & Knol, 2001;
and interesting measure for such applications. However, Steinkraus, Shapiro, Hotchkiss, & Mortlock, 1996).
a breakthrough in this field can only be realised after several Application of natural antibacterial agents has been in-
critical aspects are clarified and further studied. Only then, creasingly noticed as a novel trend in biological preserva-
the application of these potential, novel and natural antimicro- tion of foods in recent years (Schillinger, Geisen, &
bial substances from microbial fermented tea can be industri- Holzapfel, 1996). Although plants can provide a vast source
alized. The present review describes some unique microbial of natural preservatives, many potential biological preserva-
fermentation of tea and the antimicrobial activities formed tives are originated from traditional food fermentations. The
during the fermentation process. Moreover, future needs in most well known example is probably the production of
research and development of these antimicrobial compounds nisin by lactic acid bacteria. Some potential and unexplored
from microbial fermentation of tea are discussed for potential food fermentation processes are certainly new possibilities
industrial applications. for innovative applications in the modern society.
This article reveals the background information of micro-
* Corresponding author. bial fermented Puer tea and Fuzhuan brick-tea, as well as
fermented tea beverage Kombucha. The importance of their tea polyphenols in tea leaves come into contact with the
antibacterial effects on several food-borne bacteria are given tea polyphenol oxidases and then oxidized in the conse-
in detail. Potential applications and research needs of these quent fermentation process. During the Puer tea fermenta-
microbial fermented teas are also critically discussed. The tion process, fresh leaves are fixed by heat in a drum to
antimicrobial effects of tea catechins or polyphenols have inactivate polyphenol oxidases. The fixed leaves are then
been intensively described previously elsewhere (An et al., rolled and partially dried. The partially dried leaves are
2004; Bandyopadhyay, Chatterjee, Dasgupta, Lourduraja, piled up in humid conditions (moisture content w40% at
& Dastidar, 2005; Cushnie & Lamb, 2005; Friedman, 25e60  C) for a few weeks, during which the tea polyphe-
Henika, Levin, Mandrell, & Kozukue, 2006; Hamilton-Miller, nols are more intensively oxidized by the action of micro-
1995; Hirasawa & Takada, 2004; Kim, Ruengwilysup, & organisms and environmental oxygen than in black tea
Fung, 2004; Si et al., 2006; Taguri, Tanaka, & Kouno, 2004; fermentation process, resulting in low concentrations of
Yamamoto, Matsunaga, & Friedman, 2004; Yilmaz, 2006) tea polyphenols and tea catechins (Liang, Zhang, & Lu,
and so this topic is not included here. 2005).
Puer tea has not only a unique flavour but also several
Microbial fermentation and antimicrobial effect of health beneficial properties, such as suppressing fatty acid
Puer tea, Fuzhuan brick-tea and Kombucha synthase expression (Chiang et al., 2006), acting as an in-
Both Puer tea and Fuzhuan brick-tea are microbial fer- hibitor of lipid and nonlipid oxidative damage and also
mented black teas, whereas Kombucha is a fermented drink exhibiting metal-binding ability, reducing power, and scav-
of tea extract supplemented with sucrose and fermented enging effect for free radicals (Duh, Yen, Yen, Wang, &
with yeasts and acetic-acid bacteria. All three teas have Chang, 2004; Jie et al., 2006). Kuo et al. (2005) reported
shown obvious antibacterial effects. that Puer tea and oolong tea can lower the levels of triglyc-
eride more significantly than that of green tea and black tea,
Fermentation process and antimicrobial whereas Puer tea and green tea are more efficient than
characteristics of Puer tea oolong tea and black tea in lowering the level of total
Puer tea is a unique Chinese microbial fermented tea ob- cholesterol. Liang et al. (2005) reported that Puer tea sup-
tained through indigenous tea fermentation where micro- presses the genotoxicity induced by nitroarenes, lowers the
organisms are involved in the manufacturing process. A atherogenic index and increases HDL (high density lipo-
schematic description of Puer tea production is shown in protein) e total cholesterol ratio. Rather recently, antimuta-
Fig. 1. This tea is different from common black tea that un- genic and antimicrobial activities of Puer tea were also
dergoes a natural oxidation process through enzymes orig- reported (Wu, et al., 2007). Although Puer tea has a history
inally existing in tea leaves (Fowler et al., 1998). The of production and consumption for hundreds of years, few
process of Puer tea manufacture is characterized by solid- studies can be found on its microbiological properties,
state fermentation with natural flora as inoculums of which especially during the fermentation process.
the fungus Aspergillus niger plays a key role (Mo et al., Mo et al. (2005) have done a microbiological analysis on
2005; Xu, Yan, & Zhu, 2005). The processing of Puer tea samples from the indigenously fermented Puer tea. Micro-
is quite different from that of black tea, although they are bial counting and identification revealed that A. niger was
both called fermented teas. During black tea processing, the dominating microorganism during the fermentation.
fresh tea leaves are rolled and cut before drying so that Antimicrobial activity of fermentation samples shows

Collecting of fresh tea leaves Inactivation of enzymes Dispersion of tea blocks

Drying Steaming treatment Grading Natural inoculation and fermentation

Wetting and cooling Ripening Evaluation and grading

Pasteurization Loose Puer tea product Inspection and packaging

Steaming and pressing Drying Pressed tea product Storage and ripening

Inspection and packaging

Fig. 1. Schematic description of Puer tea manufacture.


inhibitory effect on several food-borne bacteria, including Both results show that, in addition to the antimicrobial
spore-forming bacteria Bacillus cereus, Bacillus subtilis, properties of tea polyphenols and catechins, the inhibitory
Clostridium perfringens and Clostridium sporogenes. The effects are probably due to the metabolites produced during
antimicrobial activity increases with the course of the fer- the fermentation processing.
mentation. This implies that certain metabolites of A. niger
growing on tea leaves have the feature of inhibiting certain
food-borne bacteria. As the fermentation process will Fermentation process and antimicrobial characteristics
decrease the content of tea polyphenols and catechins, the of Kombucha
increase in antimicrobial activity of Puer tea results obvi- Kombucha is a slightly sweet-sour flavoured tea bever-
ously in the formation of antimicrobial components other age, obtained by fermentation of sweetened boiled tea
than tea polyphenols and catechins, or in their conversion with a mixed culture of yeasts and acetic-acid bacteria
to other new compounds. (Aidoo, Nout, & Sarkar, 2006). A flowchart of Kombucha
preparation is given in Fig. 3. Kombucha originated in
northeast China (former Manchuria region) and later spread
Fermentation process and antimicrobial characteristics to Russia and the rest of the world. Kombucha is also fre-
of Fuzhuan brick-tea quently called ‘‘tea fungus’’ in the literature, although there
Fuzhuan brick-tea is another kind of microbial fer- is actually no fungus involved in the fermentation (Benk,
mented tea uniquely found in China (Xu, Mo, Yan, & 1988; Liu, Hsu, Lee, & Liao, 1996; Mayser, Fromme,
Zhu, 2007). A schematic description of Fuzhuan brick-tea Leitzmann, & Grunder, 1995; Sievers, Lanini, Weber,
production is given in Fig. 2. SchulerSchmid, & Teuber, 1996; Steinkraus et al., 1996).
In a similar manner to studying Puer tea, we analyzed This beverage reportedly has a number of health benefits,
the microbiological composition and tested the antimicro- for example, against metabolic disease, arthritis, psoriasis,
bial activity of extracts from the indigenously fermented constipation, indigestion, and hypertension, but there are
Fuzhuan brick-tea (unpublished data). Microbial counting few solid scientific evidences available yet for its efficacy
and identification revealed that Aspergillus spp., Penicil- (Dufresne & Farnworth, 2000; Ernst, 2003; Greenwalt,
lium spp. and Eurotium spp. were the main microorganisms Steinkraus, & Ledford, 2000; Hartmann, Burleson, Holmes,
isolated from the samples during fermentation and Euro- & Geist, 2000; Pauline et al., 2001; Ram et al., 2000). By
tium spp. was the dominating fungus during the fermenta- virtue of the numerous health-promoting aspects reported
tion. Antibacterial tests of extracts of fermented tea and the easy and safe preparation of this beverage at
showed inhibitory effect on several food-borne bacteria, home, it has gained popularity as other traditional beverages.
including spore-forming bacteria B. cereus, B. subtilis, Kombucha is a symbiotic growth of bacteria (Acetobacter
C. perfringens and C. sporogenes. The antibacterial activity xylinum, Acetobacter xylinoides, Bacterium gluconicum)
increased with the course of the fermentation. This implies and yeast strains (Schizosaccharomyces pombe, Saccharo-
that certain metabolites of the fungi growing on tea leaves mycodes ludwigii, Saccharomyces cerevisiae, etc.) cultured
had the feature of inhibiting certain food-borne bacteria. in a sugared tea (Chen & Liu, 2000; Chu & Chen, 2006;
Yao, Tan, Zhang, Su, & Wei (1998) developed a bulk Greenwalt et al., 1998; Teoh, Heard, & Cox, 2004). The ex-
acoustic wave bacterial growth sensor to study inhibitory act microbiological composition also depends on the source
effects of tea by continuous monitoring of disturbances in of inoculums of the tea fermentation. Growth patterns of
Proteus spp. growth in the aqueous extracts of various these microorganisms during the fermentation process of
teas, including Fuzhuan brick-tea. The kinetic parameters, Kombucha are not well documented. Cellulose produced
such as asymptote, maximum specific growth rate, lag during the fermentation by A. xylinum appears as a thin
time, and generation time were accurately estimated by us- film on top of the sugared tea broth where the cell mass of
ing the growth response model. This model characterizes bacteria and yeasts is attached. This fungus-like mixture of
antimicrobial properties of the tested teas. All the parame- microorganisms and cellulose is likely why Kombucha is
ters were changed via the inhibitory effects by tea. These also called ‘‘tea fungus’’. Glucose liberated from sucrose is
inhibitory effects have also been examined by using the metabolized for the synthesis of cellulose and gluconic
pour plate count technique for validation of the model. acid by Acetobacter strains. Fructose is metabolized into

Collecting of fresh tea leaves Enzyme inactivation and grinding Grading and bagging

Mixing Steaming Natural oxidation Softening with steam Cooling and


brick-making

Fungal fermentation Drying Packaging & storage

Fig. 2. Schematic description of Fuzhuan brick-tea manufacture.


Black tea Sucrose and glucose
during the fermentation process, as well as Kombucha,
critical arguments still remain.
Water Boiling Take out tea Cooling
Antimicrobial components generated by microbial
fermentation in tea
The first question is whether tea catechins or polyphe-
Inoculation with tea fungus Fermentation Product
nols have played the role of inhibition of microbial
Fig. 3. Schematic description of Kombucha manufacture.
growth. This doubt can be excluded by the fact that the
antibacterial activity increases with the fermentation
time; namely, the longer the fermentation is, the more an-
ethanol and carbon dioxide by yeasts. Ethanol is oxidized to tibacterial activity the sample has. This implies that the
acetic acid by Acetobacter strains. activity comes from fungal metabolism and not from the
It is also reported that the fermentation process induces originally present catechins or polyphenols of tea leaves.
the synthesis of B complex of vitamins and folic acid Nevertheless, Chou, Lin, and Chung (1999) reported that
(Bauer-Petrovska & Petrushevska-Tozi, 2000). The pH conventional fermentative processed teas have decreased
value of Kombucha decreases during the fermentation pro- antimicrobial activity with the fermentation time and
cess following the increase in organic acid content (Blanc, this implies that the originally present tea catechins or
1996; Sievers et al., 1996). The resultant low pH and pres- polyphenols lose their antimicrobial activity during the
ence of antimicrobial metabolites reduce the competition of enzymatic oxidation. In their study, B. subtilis, E. coli,
other bacteria, yeasts and filamentous fungi. Proteus vulgaris, Pseudomonas fluorescens, Salmonella
The antimicrobial activity of Kombucha was tested spp. and S. aureus were used to test the antimicrobial ac-
against a number of pathogenic microorganisms (Sreeramulu tivity of various tea extracts. Among the six test micro-
et al., 2000). Staphylococcus aureus, Shigella sonnei, Escher- organisms, P. fluorescens was the most sensitive to the
ichia coli, Aeromonas hydrophila, Yersinia enterolitica, extracts, whereas B. subtilis was the least sensitive. In
Pseudomonas aeruginosa, Enterobacter cloacae, Staphylo- general, antimicrobial activity decreased when the extent
coccus epidermis, Campylobacter jejuni, Salmonella enteriti- of tea fermentation increased. The antimicrobial activities
dis, Salmonella typhimurium, B. cereus, Helicobacter pylori, of tea extracts with different extents of fermentation var-
and Listeria monocytogenes were found to be sensitive to ied with testing microorganisms. Extract of green tea, the
Kombucha. According to the literature on Kombucha, acetic unfermented or non-oxidized tea, showed the strongest
acid is considered to be responsible for the inhibitory effect antimicrobial activity followed by the partially fermented
towards a number of microbes tested (Greenwalt et al., tea products such as Longjing, Tieh-Kuan-Ying, Pao-
1998; Sreeramulu et al., 2000; Steinkraus et al., 1996). How- chung, and oolong teas. On the other hand, black tea,
ever, Sreeramulu et al. (2000, 2001) found that Kombucha the completely fermented (oxidized) tea, showed the least
exerts antimicrobial activities against E. coli, S. sonnei, antimicrobial activity. It was also noted that extracts of
S. typhimurium, S. enteritidis, and C. jejuni, even at neutral oolong tea prepared in summer exhibited the strongest an-
pH and after thermal denaturation of Kombucha. This finding timicrobial activity, followed by those prepared in spring,
suggests the presence of antimicrobial compounds other than winter and fall (Chou et al., 1999). It must be pointed out
acetic acid or large proteins in Kombucha. that none of the teas used by these authors is microbial
Sreeramulu et al. (2001) further characterized the anti- fermented tea although the term of fermentation is often
microbial compounds in Kombucha. During the fermenta- used for black teas (Fowler et al., 1998). This indicates
tion process of 14 days, several metabolites were analyzed the possibility that fungus involved in microbial tea fer-
every two days in Kombucha. Levels of acetic acid and mentation contributes to the formation of antimicrobial
gluconic acid were found to increase with fermentation metabolites other than tea catechins or polyphenols that
time. No lactic acid or ethanol was detected. Systematic are originally present in unfermented or green tea leaves.
investigation of the antimicrobial activity in Kombucha Moreover, the results of Yao et al. (1998) also confirm
confirmed the presence of antimicrobial compounds other that the antimicrobial effect of microbial fermented
than organic acids or proteins (enzymes) produced during Fuzhuan brick-tea is not catechins or polyphenols that
fermentation, or the tannins originally present in the tea are actually fully oxidized during the process.
broth. Synergistic activity of antimicrobial components
and low pH due to the increase of organic acids probably Thermo-stable characteristics of antimicrobial
strengthen the inhibitory effect of Kombucha. components
The second question is whether the antimicrobial com-
pounds are large proteins or enzymes that may have the in-
Challenges hibitory activity. This question is answered by the fact that
Although several antimicrobial activities were found in sample extraction with hot water has wider antibacterial
the extracts of Puer tea and Fuzhuan brick-tea samples spectrum and stronger activity, and this confirms that the
antimicrobial compounds are unlikely large proteins or en- Perspectives and future research needs of microbial
zymes, because they are otherwise inactivated through fermentation in tea
a thermal treatment. Sakanaka, Juneja, and Taniguchi It is clear that microbial fermentation of tea results in
(2000) studied the inhibitory action of tea polyphenols to- certain metabolites that have inhibitory effects against
wards the development and growth of bacterial spores. a number of bacteria. However, before these antimicrobial
Among the tested Bacillus bacteria, tea polyphenols show metabolites can be used as natural preservatives in food
antibacterial effects towards Bacillus stearothermophilus, products, several critical issues must be clarified.
which is a thermophilic spore-forming bacterium. The
heat resistance of B. stearothermophilus spores is reduced The responsible microorganisms for microbial
by the addition of tea polyphenols. Clostridium thermoace- fermentation in tea
ticum, an anaerobic spore-forming bacterium, also exhibits First, it is necessary to confirm the responsible fungi,
reduced heat resistance of its spores in the presence of tea yeast and bacteria for the production of inhibitive compo-
polyphenols. Epigallocatechin gallate, a main component nents. Although certain microorganisms are claimed to be
of tea polyphenols, shows strong activity against both responsible for the antimicrobial activity in Puer tea, Fuz-
B. stearothermophilus and C. thermoaceticum. The heat re- huan brick-tea and Kombucha, little is known about the fer-
sistance of these bacterial spores is more rapidly decreased mentation of these teas by a pure culture of the claimed
by the addition of tea polyphenols at high temperatures. microorganisms. When a pure culture of the claimed micro-
This phenomenon also indicates that the potential antimi- organism is applied in the fermentation on the same sub-
crobial agents produced by microbial fermentation in tea strate, and can generate the same inhibitory effect against
are thermo-stable compounds, at least stable at 80  C dur- certain microorganisms, we can be sure that these claimed
ing the extraction time needed. With this thermo-stable fea- microorganisms are really responsible for the activity. Fur-
ture, this kind of natural preservatives can be used in food thermore, the confirmation of the responsible role of the
products that will go through pasteurisation and short-time claimed microorganisms will stimulate and promote the
heat treatment without losing the inhibitory activity. This standardization of the tea fermentation process and improve
can be a very interesting measure to control thermophilic the industrial efficiency.
spore-forming bacteria.
Characterization of antimicrobial components
Second, we need to further characterize the antimicro-
Influences of extract concentration bial agents produced by microbial fermentation of tea. Al-
The third question to answer is whether the conclusion though several characterization attempts have been made to
is solid enough that the extract has no inhibitory effect on exclude the possibilities that the antimicrobial agents are
yeasts and fungi. In fact, Mo et al. (2005) used only one tea catechins, large proteins and organic acids, the accurate
extract concentration of the antimicrobial compounds for formula of the compounds remains unknown. The identifi-
the test. Therefore, it is critical whether a higher concen- cation and characterization of the antimicrobial compounds
tration of the extracts will have inhibitory effect on yeasts are further of importance for understanding the metabolic
and fungi. Other challenges might arise when a higher pathways how compounds in tea leaves are transformed
concentration of the fungal antimicrobial metabolites into antimicrobial agents. When this metabolism is clari-
will be applied as natural preservatives in food products. fied, to overproduce these agents will be feasible.
First, the flavour of such natural preservatives might
have impact on the food products concerned. These natu- Standardization and optimization of the process
ral preservatives should be desirably colourless and taste- Third, as for Puer tea and Fuzhuan brick-tea, both are
less so that they will not bring about any off flavour produced through a solid-state fermentation process; stan-
troubles. Second, whether there are interactions between dardization and optimization are necessary. Solid-state fer-
these natural preservatives and nutritional components in mentation is described as a process where no free water is
the concerned food products. Ideally, these natural preser- present (Smits et al., 1999). During a solid-state fermenta-
vatives should not bring about any anti-nutritional effects. tion process, water will be evaporated to release heat pro-
Davis (1990) described the anti-nutritional effect of caf- duced by microbial metabolism and this brings about the
feine and Eggum, Pedersen, and Jacobsen (1983) reported limitation of growth and production, as a result of reduced
the anti-nutritional effect of tannins. Lule and Xia (2005) water activity. In a typical solid-state fermentation process,
indicated in a review on phenolic compounds that several moisture, heat transfer (affecting substrate temperature) and
anti-nutritional effects can happen despite the positive microbial growth are closely interactive with each other
effect of these compounds. However, little is known if (Smits, Rinzema, Tramper, Van Sonsbeek, & Knol, 1996;
microbial fermented tea still has the anti-nutritional effect Smits et al., 1999; Von Meien & Mitchell, 2002). In an un-
on other food components after weeks of fungal fermen- controlled traditional indigenous fermentation process such
tation and oxidation. This, however, can be easily tested as Puer tea and Fuzhuan brick-tea manufacture, not only
in future studies. the natural floras for inoculation, but also the season of
production strongly affect the product quality and consis- Friedman, M., Henika, P. R., Levin, C. E., Mandrell, R. E., &
tency. Therefore, a standardized fermentation process will Kozukue, N. (2006). Antimicrobial activities of tea catechins and
theaflavins and tea extracts against Bacillus cereus. Journal of Food
not only ensure food safety but also the product quality. Protection, 69(2), 354e361.
Furthermore, during the standardization and optimization Greenwalt, C. J., Ledford, R. A., & Steinkraus, K. H. (1998). Determi-
of the process, more insight will be obtained for the meta- nation and characterization of the antimicrobial activity of the
bolic mechanism of the fungi involved, how they produce fermented tea Kombucha. LWT - Food Science and Technology,
antimicrobial metabolites and eventually an overproduction 31(3), 291e296.
Greenwalt, C. J., Steinkraus, K. H., & Ledford, R. A. (2000). Kombu-
of these useful natural preservatives can be expected. cha, the fermented tea: microbiology, composition, and claimed
health effects. Journal of Food Protection, 63(7), 976e981.
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