.tALIFORNIA FORM 700 .

STATEMBEff OF ECONOMIC INTERESTS

Date Received
Offlclal Use Only

FAIR POLITICAL. PRACTICES COMMISSION F :-,. ! ;-i' !,,~~,~.

A PUBLIC DOCUMENT :: [~ ~,- C (J; it·, : ': " COVER PAGE
2011 MAR -I PH 5: 05
G:;::J
Please type or print in ink.
NAME OF FILER ILAST) (FIRST) IMIDDLE)

LlU CAROL ,:rCc, Y)

1. Office, Agency, or Court
Agency Name
STATE SENATE
Division. Board. Department. Dislrict. if applicable Your Position
SENATOR
~ If filing for multiple positions. list below or on an atlachment.

Agency: Treasurer's Office Position: Member - CA Debt & Investment Advisory C

2. Jurisdiction of Office (Check at least one box)

~Stale D Judge (Statewide Jurisdiction)
D Multi-County _ _ _ _ _ _ _ _ _ _ _ _ _ __ D County of _ _ _ _ _ _ _ _ _ _ _ _ _ __
D City of _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ D Other _ _ _ _ _ _ _ _ _ _ _ _ _ _ __

3. Type of Statement (Check at least one box)

~ Annual: The period covered is January 1. 2010. through December 31. D Leaving Office: Date Left ---1---1_ _
2010. -or- (Check one)
The period covered is ---1---1_ _. through December 31. o The period covered is January 1. 2010. Ihrough the date of
2010. leaving office.

D Assuming Office: Date ---1---1_ _ o The period covered is ---1---1_ _. through the date
of leaving office.

D Candidate: Election Year _ _ _ _ __ Office sought, if different than Part 1: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __

4. Schedule Summary
Check applicable schedules or "None." ~ Total number of pages including this cover page: _,.;;._
5

~ Schedule A·1 • Inveslmenls - schedule attached D Schedule C • Income. Loans. & Business Posftions - schedule attached
~ Schedule A·2 • Inveslmenls - schedule attached ~ Schedule 0 - Income - Giffs - schedule attached
D Schedule B - Real Property - schedule attached ~ Schedute E· Income - Giffs - Travel Payments - schedule atlached

·or-
D None· No raportable inlerests on any schedule

I certify under penalty of perjury under the laws of the State of California tha

Date Signed _ _ _ _,..,,::2,;:.2:,:8:.;,.1:...1'-_ _ __

(month. day. year)
Signatur ⁾⁾†‽‽‭‫›››‮‬‭››••‬‫‧‽›‮‬‭⁾‭‽‭‽›‫‽››‮‮‬‭‽•••‬‬‽†

FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov

. '
SCHEDULE A-1 CALIFORNIA FORM 700
Investments FAIR POLITICAL PRACTICES COMMISSION

Name
Stocks, Bonds, and Other Interests
(Ownership Interest is Less Than 10%) Carol Liu
Do not attach brokerage or financial statements.

... NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

VALLEY WATER COMPANY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

mutual water co-ownership reqd for water

FAIR MARKET VALUE FAIR MARKET VALUE·
1&1 $2,000 - $10,000 D $10,001 - $100,000 D $2.000 - $10.000 o $10,001 - $100,000
D $100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

NATURE OF INVESTMENT
~ Stock D
Other _ _ _ _ _-;=:--.,,-,-_____
(Describ~
NATURE OF INVESTMENT
o Stock DOther - ____ ==-,;-_____
(Describe)
o Partnership o Income Received of $0 - $499
o Income Received of $500 or More (Report on Schedule CJ
o o
Partnership
o
Income Received of SO - $499
Income Received of $500 or More (Report on Schedule C)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

- - '__L1.L --'--'..JL --'--'..JL --'--'..JL

ACQUIRED DISPOSED ACQUIRED DISPOSED

.... NAME OF BUSINESS ENTITY ... NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE FAIR MARKET VALUE

o $2,000 - $10,000 0$10,001 - $100,000 o $2,000 - $10,000 0$10,001 - $100,000
0$100,001 - $1,000,000 DOver $1,000,000 0$100,001 - $1,000,000 DOver $1,000,000

NATURE OF INVESTMENT NATURE OF INVESTMENT

D Stock D Other - - - - - : : :(Describe)
--::-:----- D Stock D Other - - - - - ; : : (Describe)
--:7C:-----

o Partnership o Income Received of $0 - $499

o Income Received of $500 or More (Report on Schedule C)
o Partnership o Income Received of $0 - $499
o Income Received of $500 or More (Report on SChedule C)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

--'--'..JL --'--'..JL --'--'..JL --,--,..JL

ACQUIRED DISPOSED ACQUIRED DISPOSED

.. NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE FAIR MARKET VALUE

D $2,000 - $10,000 o $10,001 - $100,000 D $2,000 - $10,000 0$10,001 - $100,000
0$100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

NATURE OF INVESTMENT NATURE OF INVESTMENT

o Stock D Other - - - - - = -(Describe)
-.,,-,------ D Stock D Other - - - - - : : :(Describe)
--::-:-----
o Partnership 0 Income Received of $0 - $499
o
Income Received of $500 or More (Report an Schedule C)
o Partnership 0 Income Received of $0 - $499
o
Income Received of $500 or More (Report on Schedule C)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

--'--'..JL --,--'..JL --,--,..JL --'--'..JL

ACQUIRED DISPOSED ACQUIRED DISPOSED

Commenffi: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ___

FPPC Form 700 (201012011) Sch. A-1

FPPC TolI·Free Helpline: 866/275-3772 www.fppc.ca.gov
,::1'
SCHEDULE A-2 CALIFORNIA FORM
FAIR POLlTICAL PRACTICES COMMISSION
700
Investments, Income, and Assets
Name
of Business Entities/Trusts
(Ownership Interest is 10% or Greater) CarolLiu

~ 1. BUSINESS ENTITY OR TRUST .. 1 BUSINESS ENTITY OR TRUST

Simply She, Inc, Peevey Family Trust

Name Name
149 Montgomery St., San Francisco, CA 1322 Verdugo Blvd., La Canada Flintridge, CA
Address (Business Address Acceptable) Address (Business Address Acceptable)
Check one Check one
D Trust, go to 2 [gI Business Entity, complete the box, then go to 2 ~ Trust. go to 2 o Business Entity. camp/e'fe the box, then go to 2

G~L.J':RIPTION~BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

A ~.t.J
FAIR ~RKET VALUE IF APPLICABLE, LIST DATE: FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
o $2,000 - $10,000 D $2,000 - $10,000
D $10,001 - S100,000 --1--1~ --1--1.1Q.. o $10,001 - $100,000 --1--1.1Q.. --1--1.1Q..
D $100,001 - $1,000,000 ACQUIRED DISPOSED D $100,001 - $1,000,000 ACQUIRED DISPOSED
~ Over $1,000,000 ~ Over $1,000,000

NATURE OF INVESTMENT C r NATURE OF INVESTMENT

D Sole Proprietorship D Partnership [8J orpora ron D Sole Proprietorship D Partnership 0
~ Other Other
YOUR BUSINESS POSITION I ;!1I.t. <-----rt _ YOUR BUSINESS POSITION

... 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA ... 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
SHARE OF THE GROSS INCOME IQ THE ENTITYITRUST) SHARE OF THE GROSS INCOME IQ THE ENTITYITRUST)

0$0 - $499 D $10,001 - $100,000 o $0 - $499 D S10,001 - $100,000

0$500 - $1,000 181 OVER $100,000 D $500 - $1,000 I8J OVER $100,000
D $1,001 - $10,000 o $1,001 - $10,000
... 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF ... 3 LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF
INCOME OF $10,000 OR MORE (Att~ch oJ S"P~J1Jt" 'Sheet ,I ncc"ss;IIY) INCOME OF $10,000 OR MORE (Att.lGh" scpa,,,j,, sheet ,I necessary)

Safeway, Wal-Mart, Kroger, Petco

... 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THE ... 4 INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD BY THE
BUSINESS ENTITY OR TRUST BUSINESS ENTITY OR TRUST
Check one box: Check one box:
o INVESTMENT o REAL PROPERTY o INVESTMENT o REAL PROPERTY

Name of Business Entity 2r Name of Business Entity Q!

Street Address or Assessor's Parcel Number of Real Property Street Address or Assessor's Parcel Number of Real Property

Description of Business Activity 2r Description of Business Activity Q!

City or Other Precise Location of Real Property City or Other Precise Location of Real Property

FAIR MARKET VALUE IF APPLICABLE, LIST DATE: FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
o $2,000 - $10,000 0$2,000 - $10,000
D $10,001 - $100,000 D $10,001 - $100,000
D $100,001 - $1,000,000 ACQUIRED DISPOSED 0$100,001 - $1,000,000 ACQUIRED DISPOSED
DOver $1,000,000 DOver $1,000.000

NATURE OF INTEREST NATURE OF INTEREST

D Property Ownership/Deed of Trust o Stock D Partnership o Property Ownership/Deed of Trust o Stock D Partnership
o Leasehold .,,---,..,-
o Other _ _ _ _ _ _ _ __
o Leasehold 7:---""- o Other _ _ _ _ _ _ _ __
Yrs. remaining Yrs. remaining
o Check box jf additional schedules reporting investments or real propertY
are attached
D Check box if additional schedules reporting investments or real property
are attached
Comments: _______________________ FPPC Form 700 (2010/2011) Sch. A-2
FPPC Toll-Free Helpline: 866/275·3772 www.fppc.ca.gov
 CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
SCHEDULE D
Name
Income - Gifts
Carol Liu

~ NAME OF SOURCE ... NAME OF SOURCE

CA Healthcare Institute CA Democratic Party

ADDRESS (Business Address Acceptable) ADDRESS (Business Address Acceptable)

1020 Prospect St, # 310 1401 21st. # 200, Sac CA 95814

BUSINESS ACTIVITY, IF ANY, OF SOURCE BUSINESS ACTIVITY, IF ANY, OF SOURCE

La Jolla, CA 92037
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S) DATE (mm/ddlyy) VALUE DESCRIPTION OF GIFTeS)

~~~ s 205.30 Industry Reprt Launch ~...!2..t~ $ 110.00 meals @ Mulvaneys

~~~ $ 170.57 Caucus Dinner @ biba

~~- $,---- ~~- $----

~ NAME OF SOURCE ~ NAME OF SOURCE

CA Professional Firefighters CA Endowment

ADDRESS (Business Address Acceptable) ADDRESS (Business Address Acceptable)

1780 CreeksideOaks Dr, #200 Sac, CA 95833 1000 N. Alameda St, Los Angeles, CA 90012
BUSINESS ACTIVITY, IF ANY, OF SOURCE BUSINESS ACTIVITY, IF ANY, OF SOURCE

DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFTeS) DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)

Dinner/cktl rec. .Q!0 24 I~ >-$ _...:.6--,1..'-32_ edu. dinner briefing

~~- $---- ~~- $,----

$ $

~ NAME OF SOURCE ".. NAME OF SOURCE

American Council of Engineering Companies Walt Disney Co.

ADDRESS (Business Address Acceptable) ADDRESS (Business Address Acceptable)

1303 J # 450, Sacramento, CA 95814 500 S. Buena Vista St., Burbank, CA 91521
BUSINESS ACTIVITY, IF ANY, OF SOURCE BUSINESS ACTIVITY, IF ANY, OF SOURCE

DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S) DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT{S)

J!~_L.!~~ $,_--,3_2-'..6_1 reception ~~~ $ _ _1_8._02_ breakfast meeting

~~- $'---- ~~- $_---

~~- $,---- ~~- $----

Comments: ____________________________________________________________________________________

FPPC Form 700 (201012011) SCh. D

FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
. l ,.

SCHEDULE E
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION

Income - Gifts Name

Travel Payments, Advances, Carol Liu
and Reimbursements

• Reminder - you must mark the gift or income box.

• You are not required to report income from government agencies.
• You may mark the box 501 (c)(3) for a travel payment received from a nonprofit 501 (c)(3)
organization. When the payment is a gift it is reportable but is not subject to the $420 gift limit.

... NAME Of SOURCE ... NAME OF SOURCE

Korea Foundation c/o Korean Gen'l Consulate - LA
ADDRESS (Business Address Acceptable) ADDRESS (Business Address Acceptable)
3243 Wilshire Blvd. #201
CITY AND STATE CITY AND STATE
Los Angeles, CA 90010
BUSINESS ACTIVITY, IF ANY, OF SOURCE ~ 501 (c)(3) BUSINESS ACTIVITY, IF ANY, OF SOURCE D 501 (c)(3)

DATE(S), 09 f 24 f 10 _ 09 f 30 f 10 AMT, $-$_~6~,1~7~5.:::.0~0 DATE(S),---1--1_ - ---1---1_ AMT, $.$_ _ _ _ __

(If applicable) (If applicable)

TYPE OF PAYMENT: (must check one) !81 Gift 0 Income TYPE OF PAYMENT: (must check one) D Gift D Income
Trip to explore Korea education systems DESCRIPTION, _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
DESCRIPTION: alld facilities.

... NAME OF SOURCE ... NAME OF SOURCE

CA Foundation on the Environment & the Economy
ADDRESS (Business Address Acceptable) ADDRESS (Business Address Acceptable)
Pier 35, #202, San Francisco, CA 94133
CITY AND STATE CITY AND STATE

BUSINESS ACTIVITY, IF ANY, OF SOURCE ~ 501 (c)(3) BUSINESS ACTIVITY, IF ANY, OF SOURCE _D~Q1Jc)(:l),_ _ __

DATE(S),.!1..J 06 f 10 -.!1..J~ 10 AMT, $-$_....:8~,::::83~0::..1:.:::5 DATE(S),---1--1_ - ---1---1_ AMT, $.$_ _ _ _ __

(If applicable) (If applicab/a)

TYPE OF PAYMENT: (must check one) D Gift D Income TYPE OF PAYMENT: (must check one) 0 Gift D Income
Travel study - renewable energy, DESCRIPTION: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
DESCRIPTION: ilifl asb uCtUl e, desalh lizatioi I.

Comments: __________________________________________

G specify pages to print

FPPC Fonn 700 (2010/2011) Sch. E
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.goY