“Regulatory capital” “Securities firms” “Risk management”

“Adequacy capital” “Securities companies” “Market risk”

“Liquid capital” “Market intermediaries” “Systemic risk”
“Net capital” “Securities Brokerage firm” “Position risk”
“Capital Adequacy “Securities brokerage companies” “Operational risk”
Directive”
“Capital Adequacy“ “Securities Brokerage” “Liquidity risk”
“capital regulation” “securities house” “Credit risk”
“Capital Requirements” “Stockbrokers and broker dealers”

“Risk management” OR “Market risk” OR “Systemic risk” OR “Position risk” OR “Operational risk” OR
“Liquidity risk” OR “Credit risk” AND

“Regulatory capital” OR “Adequacy capital” OR “Liquid capital” OR “Net capital” OR “Capital

Adequacy Directive” OR “Capital Adequacy” OR “capital regulation” OR “Capital Requirements” AND

“Securities firms” OR “Securities companies” OR “Market intermediaries” OR “Securities Brokerage

firm” OR “Securities brokerage companies” OR “Securities Brokerage” OR “securities house” OR
“Stockbrokers and broker dealers”