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An Introduction to Algebraic Geometry
WILLIAM FULTON
January 28, 2008
Preface
Third Preface, 2008
This text has been out of print for several years, with the author holding copy
rights. Since I continue to hear from young algebraic geometers who used this as
their ﬁrst text, I amglad nowto make this editionavailable without charge to anyone
interested. I am most grateful to Kwankyu Lee for making a careful LaTeX version,
which was the basis of this edition; thanks also to Eugene Eisenstein for help with
the graphics.
As in 1989, I have managed to resist making sweeping changes. I thank all who
have sent corrections to earlier versions, especially Grzegorz Bobi ´ nski for the most
recent and thorough list. It is inevitable that this conversion has introduced some
new errors, and I and future readers will be grateful if you will send any errors you
ﬁnd to me at wfulton@umich.edu.
Second Preface, 1989
When this book ﬁrst appeared, there were fewtexts available to a novice in mod
ern algebraic geometry. Since then many introductory treatises have appeared, in
cluding excellent texts by Shafarevich, Mumford, Hartshorne, GrifﬁthsHarris, Kunz,
Clemens, Iitaka, BrieskornKnörrer, and ArbarelloCornalbaGrifﬁthsHarris.
The past two decades have also seen a good deal of growth in our understanding
of the topics covered in this text: linear series on curves, intersection theory, and
the RiemannRoch problem. It has been tempting to rewrite the book to reﬂect this
progress, but it does not seem possible to do so without abandoning its elementary
character and destroying its original purpose: to introduce students with a little al
gebra background to a few of the ideas of algebraic geometry and to help them gain
some appreciation both for algebraic geometry and for origins and applications of
many of the notions of commutative algebra. If working through the book and its
exercises helps prepare a reader for any of the texts mentioned above, that will be an
added beneﬁt.
i
ii PREFACE
First Preface, 1969
Although algebraic geometry is a highly developed and thriving ﬁeld of mathe
matics, it is notoriously difﬁcult for the beginner to make his way into the subject.
There are several texts on an undergraduate level that give an excellent treatment of
the classical theory of plane curves, but these do not prepare the student adequately
for modern algebraic geometry. On the other hand, most books with a modern ap
proach demand considerable background in algebra and topology, often the equiv
alent of a year or more of graduate study. The aim of these notes is to develop the
theory of algebraic curves from the viewpoint of modern algebraic geometry, but
without excessive prerequisites.
We have assumed that the reader is familiar with some basic properties of rings,
ideals, and polynomials, such as is often covered in a onesemester course in mod
ern algebra; additional commutative algebra is developed in later sections. Chapter
1 begins with a summary of the facts we need from algebra. The rest of the chapter
is concerned with basic properties of afﬁne algebraic sets; we have given Zariski’s
proof of the important Nullstellensatz.
The coordinate ring, functionﬁeld, andlocal rings of anafﬁne variety are studied
in Chapter 2. As in any modern treatment of algebraic geometry, they play a funda
mental role in our preparation. The general study of afﬁne and projective varieties
is continued in Chapters 4 and 6, but only as far as necessary for our study of curves.
Chapter 3 considers afﬁne plane curves. The classical deﬁnition of the multiplic
ity of a point on a curve is shown to depend only on the local ring of the curve at the
point. The intersection number of two plane curves at a point is characterized by its
properties, and a deﬁnition in terms of a certain residue class ring of a local ring is
shown to have these properties. Bézout’s Theorem and Max Noether’s Fundamen
tal Theorem are the subject of Chapter 5. (Anyone familiar with the cohomology of
projective varieties will recognize that this cohomology is implicit in our proofs.)
In Chapter 7 the nonsingular model of a curve is constructed by means of blow
ing up points, and the correspondence between algebraic function ﬁelds on one
variable and nonsingular projective curves is established. In the concluding chapter
the algebraic approach of Chevalley is combined with the geometric reasoning of
Brill and Noether to prove the RiemannRoch Theorem.
These notes are from a course taught to Juniors at Brandeis University in 1967–
68. The course was repeated (assuming all the algebra) to a group of graduate stu
dents during the intensive week at the end of the Spring semester. We have retained
an essential feature of these courses by including several hundred problems. The re
sults of the starred problems are used freely in the text, while the others range from
exercises to applications and extensions of the theory.
From Chapter 3 on, k denotes a ﬁxed algebraically closed ﬁeld. Whenever con
venient (including without comment many of the problems) we have assumed k to
be of characteristic zero. The minor adjustments necessary to extend the theory to
arbitrary characteristic are discussed in an appendix.
Thanks are due to Richard Weiss, a student in the course, for sharing the task
of writing the notes. He corrected many errors and improved the clarity of the text.
Professor Paul Monsky provided several helpful suggestions as I taught the course.
iii
“Je n’ai jamais été assez loinpour biensentir l’applicationde l’algèbre à la géométrie.
Je n’ai mois point cette manière d’opérer sans voir ce qu’onfait, et il me sembloit que
résoudre un probleme de géométrie par les équations, c’étoit jouer un air en tour
nant une manivelle. La premiere fois que je trouvai par le calcul que le carré d’un
binôme étoit composé du carré de chacune de ses parties, et du double produit de
l’une par l’autre, malgré la justesse de ma multiplication, je n’en voulus rien croire
jusqu’à ce que j’eusse fai la ﬁgure. Ce n’étoit pas que je n’eusse un grand goût pour
l’algèbre en n’y considérant que la quantité abstraite; mais appliquée a l’étendue, je
voulois voir l’opération sur les lignes; autrement je n’y comprenois plus rien.”
Les Confessions de J.J. Rousseau
iv PREFACE
Contents
Preface i
1 Afﬁne Algebraic Sets 1
1.1 Algebraic Preliminaries . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Afﬁne Space and Algebraic Sets . . . . . . . . . . . . . . . . . . . . . . . . 4
1.3 The Ideal of a Set of Points . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.4 The Hilbert Basis Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.5 Irreducible Components of an Algebraic Set . . . . . . . . . . . . . . . . 7
1.6 Algebraic Subsets of the Plane . . . . . . . . . . . . . . . . . . . . . . . . 9
1.7 Hilbert’s Nullstellensatz . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
1.8 Modules; Finiteness Conditions . . . . . . . . . . . . . . . . . . . . . . . 12
1.9 Integral Elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
1.10 Field Extensions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2 Afﬁne Varieties 17
2.1 Coordinate Rings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
2.2 Polynomial Maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
2.3 Coordinate Changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
2.4 Rational Functions and Local Rings . . . . . . . . . . . . . . . . . . . . . 20
2.5 Discrete Valuation Rings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
2.6 Forms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2.7 Direct Products of Rings . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
2.8 Operations with Ideals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
2.9 Ideals with a Finite Number of Zeros . . . . . . . . . . . . . . . . . . . . . 26
2.10 Quotient Modules and Exact Sequences . . . . . . . . . . . . . . . . . . . 27
2.11 Free Modules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
3 Local Properties of Plane Curves 31
3.1 Multiple Points and Tangent Lines . . . . . . . . . . . . . . . . . . . . . . 31
3.2 Multiplicities and Local Rings . . . . . . . . . . . . . . . . . . . . . . . . . 34
3.3 Intersection Numbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
v
vi CONTENTS
4 Projective Varieties 43
4.1 Projective Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
4.2 Projective Algebraic Sets . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
4.3 Afﬁne and Projective Varieties . . . . . . . . . . . . . . . . . . . . . . . . 48
4.4 Multiprojective Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
5 Projective Plane Curves 53
5.1 Deﬁnitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
5.2 Linear Systems of Curves . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
5.3 Bézout’s Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
5.4 Multiple Points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
5.5 Max Noether’s Fundamental Theorem . . . . . . . . . . . . . . . . . . . . 60
5.6 Applications of Noether’s Theorem . . . . . . . . . . . . . . . . . . . . . . 62
6 Varieties, Morphisms, and Rational Maps 67
6.1 The Zariski Topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
6.2 Varieties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
6.3 Morphisms of Varieties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70
6.4 Products and Graphs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73
6.5 Algebraic Function Fields and Dimension of Varieties . . . . . . . . . . 75
6.6 Rational Maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77
7 Resolution of Singularities 81
7.1 Rational Maps of Curves . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
7.2 Blowing up a Point in A
2
. . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
7.3 Blowing up Points in P
2
. . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
7.4 Quadratic Transformations . . . . . . . . . . . . . . . . . . . . . . . . . . 87
7.5 Nonsingular Models of Curves . . . . . . . . . . . . . . . . . . . . . . . . 92
8 RiemannRoch Theorem 97
8.1 Divisors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
8.2 The Vector Spaces L(D) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
8.3 Riemann’s Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
8.4 Derivations and Differentials . . . . . . . . . . . . . . . . . . . . . . . . . 104
8.5 Canonical Divisors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
8.6 RiemannRoch Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108
A Nonzero Characteristic 113
B Suggestions for Further Reading 115
C Notation 117
Chapter 1
Afﬁne Algebraic Sets
1.1 Algebraic Preliminaries
This section consists of a summary of some notation and facts from commuta
tive algebra. Anyone familiar with the italicized terms and the statements made here
about them should have sufﬁcient background to read the rest of the notes.
When we speak of a ring, we shall always mean a commutative ring with a mul
tiplicative identity. A ring homomorphism from one ring to another must take the
multiplicative identity of the ﬁrst ring to that of the second. A domain, or integral
domain, is a ring (with at least two elements) in which the cancellation law holds. A
ﬁeld is a domain in which every nonzero element is a unit, i.e., has a multiplicative
inverse.
Z will denote the domain of integers, while Q, R, and C will denote the ﬁelds of
rational, real, complex numbers, respectively.
Any domain R has a quotient ﬁeld K, which is a ﬁeld containing R as a subring,
and any elements in K may be written (not necessarily uniquely) as a ratio of two
elements of R. Any onetoone ring homomorphism from R to a ﬁeld L extends
uniquely to a ring homomorphism from K to L. Any ring homomorphism from a
ﬁeld to a nonzero ring is onetoone.
For any ring R, R[X] denotes the ring of polynomials with coefﬁcients in R. The
degree of a nonzero polynomial
¸
a
i
X
i
is the largest integer d such that a
d
=0; the
polynomial is monic if a
d
=1.
The ring of polynomials in n variables over R is written R[X
1
, . . . , X
n
]. We often
write R[X, Y ] or R[X, Y, Z] when n =2 or 3. The monomials in R[X
1
, . . . , X
n
] are the
polynomials X
i
1
1
X
i
2
2
· · · X
i
n
n
, i
j
nonnegative integers; the degree of the monomial is
i
1
+· · · +i
n
. Every F ∈ R[X
1
, . . . , X
n
] has a unique expression F =
¸
a
(i )
X
(i )
, where the
X
(i )
are the monomials, a
(i )
∈ R. We call F homogeneous, or a form, of degree d, if all
coefﬁcients a
(i )
are zero except for monomials of degree d. Any polynomial F has a
unique expression F =F
0
+F
1
+· · · +F
d
, where F
i
is a form of degree i ; if F
d
=0, d is
the degree of F, written deg(F). The terms F
0
, F
1
, F
2
, . . . are called the constant, lin
ear, quadratic, . . . terms of F; F is constant if F =F
0
. The zero polynomial is allowed
1
2 CHAPTER 1. AFFINE ALGEBRAIC SETS
to have any degree. If R is a domain, deg(FG) =deg(F)+deg(G). The ring R is a sub
ring of R[X
1
, . . . , X
n
], and R[X
1
, . . . , X
n
] is characterized by the following property: if
ϕ is a ring homomorphism from R to a ring S, and s
1
, . . . , s
n
are elements in S, then
there is a unique extension of ϕ to a ring homomorphism ˜ ϕ from R[X
1
, . . . , X
n
] to S
such that ˜ ϕ(X
i
) = s
i
, for 1 ≤ i ≤ n. The image of F under ˜ ϕ is written F(s
1
, . . . , s
n
).
The ring R[X
1
, . . . , X
n
] is canonically isomorphic to R[X
1
, . . . , X
n−1
][X
n
].
An element a in a ring R is irreducible if it is not a unit or zero, and for any fac
torization a =bc, b, c ∈ R, either b or c is a unit. A domain R is a unique factorization
domain, written UFD, if every nonzero element in R can be factored uniquely, up to
units and the ordering of the factors, into irreducible elements.
If R is a UFD with quotient ﬁeld K, then (by Gauss) any irreducible element F ∈
R[X] remains irreducible when considered in K[X]; it follows that if F and G are
polynomials in R[X] with no common factors in R[X], they have no common factors
in K[X].
If R is a UFD, then R[X] is also a UFD. Consequently k[X
1
, . . . , X
n
] is a UFD for
any ﬁeld k. The quotient ﬁeld of k[X
1
, . . . , X
n
] is written k(X
1
, . . . , X
n
), and is called
the ﬁeld of rational functions in n variables over k.
If ϕ: R →S is a ring homomorphism, the set ϕ
−1
(0) of elements mapped to zero
is the kernel of ϕ, written Ker(ϕ). It is an ideal in R. And ideal I in a ring R is proper
if I =R. A proper ideal is maximal if it is not contained in any larger proper ideal. A
prime ideal is an ideal I such that whenever ab ∈ I , either a ∈ I or b ∈ I .
A set S of elements of a ring R generates an ideal I = {
¸
a
i
s
i
 s
i
∈ S, a
i
∈ R}. An
ideal is ﬁnitely generated if it is generated by a ﬁnite set S ={ f
1
, . . . , f
n
}; we then write
I = ( f
1
, . . . , f
n
). An ideal is principal if it is generated by one element. A domain in
which every ideal is principal is called a principal ideal domain, written PID. The
ring of integers Z and the ring of polynomials k[X] in one variable over a ﬁeld k are
examples of PID’s. Every PID is a UFD. A principal ideal I =(a) in a UFD is prime if
and only if a is irreducible (or zero).
Let I be an ideal in a ring R. The residue class ring of R modulo I is written R/I ;
it is the set of equivalence classes of elements in R under the equivalence relation:
a ∼b if a−b ∈ I . The equivalence class containing a may be called the I residue of a;
it is often denoted by a. The classes R/I form a ring in such a way that the mapping
π: R →R/I taking each element to its I residue is a ring homomorphism. The ring
R/I is characterized by the following property: if ϕ: R →S is a ring homomorphism
to a ring S, and ϕ(I ) = 0, then there is a unique ring homomorphism ϕ: R/I →S
such that ϕ=ϕ◦π. A proper ideal I in R is prime if and only if R/I is a domain, and
maximal if and only if R/I is a ﬁeld. Every maximal ideal is prime.
Let k be a ﬁeld, I a proper ideal in k[X
1
, . . . , X
n
]. The canonical homomorphism
π from k[X
1
, . . . , X
n
] to k[X
1
, . . . , X
n
]/I restricts to a ring homomorphism from k
to k[X
1
, . . . , X
n
]/I . We thus regard k as a subring of k[X
1
, . . . , X
n
]/I ; in particular,
k[X
1
, . . . , X
n
]/I is a vector space over k.
Let R be a domain. The characteristic of R, char(R), is the smallest integer p such
that 1+· · · +1 (p times) =0, if such a p exists; otherwise char(R) =0. If ϕ: Z→R is
the unique ring homomorphismfromZto R, thenKer(ϕ) =(p), so char(R) is a prime
number or zero.
If R is a ring, a ∈ R, F ∈ R[X], and a is a root of F, then F =(X −a)G for a unique
1.1. ALGEBRAIC PRELIMINARIES 3
G ∈ R[X]. A ﬁeld k is algebraically closed if any nonconstant F ∈ k[X] has a root.
It follows that F = µ
¸
(X −λ
i
)
e
i
, µ, λ
i
∈ k, where the λ
i
are the distinct roots of F,
and e
i
is the multiplicity of λ
i
. A polynomial of degree d has d roots in k, counting
multiplicities. The ﬁeld C of complex numbers is an algebraically closed ﬁeld.
Let R be any ring. The derivative of a polynomial F =
¸
a
i
X
i
∈ R[X] is deﬁned to
be
¸
i a
i
X
i −1
, and is written either
∂F
∂X
or F
X
. If F ∈ R[X
1
, . . . , X
n
],
∂F
∂X
i
=F
X
i
is deﬁned
by considering F as a polynomial in X
i
withcoefﬁcients inR[X
1
, . . . , X
i −1
, X
i +1
, . . . , X
n
].
The following rules are easily veriﬁed:
(1) (aF +bG)
X
=aF
X
+bG
X
, a, b ∈ R.
(2) F
X
=0 if F is a constant.
(3) (FG)
X
=F
X
G +FG
X
, and (F
n
)
X
=nF
n−1
F
X
.
(4) If G
1
, . . . ,G
n
∈ R[X], and F ∈ R[X
1
, . . . , X
n
], then
F(G
1
, . . . ,G
n
)
X
=
n
¸
i =1
F
X
i
(G
1
, . . . ,G
n
)(G
i
)
X
.
(5) F
X
i
X
j
=F
X
j
X
i
, where we have written F
X
i
X
j
for (F
X
i
)
X
j
.
(6) (Euler’s Theorem) If F is a form of degree m in R[X
1
, . . . , X
n
], then
mF =
n
¸
i =1
X
i
F
X
i
.
Problems
1.1.
∗
Let R be a domain. (a) If F, G are forms of degree r , s respectively inR[X
1
, . . . , X
n
],
showthat FG is a formof degree r +s. (b) Showthat any factor of a forminR[X
1
, . . . , X
n
]
is also a form.
1.2.
∗
Let R be a UFD, K the quotient ﬁeld of R. Show that every element z of K may
be written z = a/b, where a, b ∈ R have no common factors; this representative is
unique up to units of R.
1.3.
∗
Let R be a PID, Let P be a nonzero, proper, prime ideal in R. (a) Show that P is
generated by an irreducible element. (b) Show that P is maximal.
1.4.
∗
Let k be an inﬁnite ﬁeld, F ∈ k[X
1
, . . . , X
n
]. Suppose F(a
1
, . . . , a
n
) = 0 for all
a
1
, . . . , a
n
∈ k. Show that F = 0. (Hint: Write F =
¸
F
i
X
i
n
, F
i
∈ k[X
1
, . . . , X
n−1
]. Use
induction on n, and the fact that F(a
1
, . . . , a
n−1
, X
n
) has only a ﬁnite number of roots
if any F
i
(a
1
, . . . , a
n−1
) =0.)
1.5.
∗
Let k be any ﬁeld. Show that there are an inﬁnite number of irreducible monic
polynomials in k[X]. (Hint: Suppose F
1
, . . . , F
n
were all of them, and factor F
1
· · · F
n
+
1 into irreducible factors.)
1.6.
∗
Showthat any algebraically closedﬁeldis inﬁnite. (Hint: The irreducible monic
polynomials are X −a, a ∈ k.)
1.7.
∗
Let k be a ﬁeld, F ∈ k[X
1
, . . . , X
n
], a
1
, . . . , a
n
∈ k. (a) Show that
F =
¸
λ
(i )
(X
1
−a
1
)
i
1
. . . (X
n
−a
n
)
i
n
, λ
(i )
∈ k.
(b) If F(a
1
, . . . , a
n
) = 0, show that F =
¸
n
i =1
(X
i
−a
i
)G
i
for some (not unique) G
i
in
k[X
1
, . . . , X
n
].
4 CHAPTER 1. AFFINE ALGEBRAIC SETS
1.2 Afﬁne Space and Algebraic Sets
Let k be any ﬁeld. By A
n
(k), or simply A
n
(if k is understood), we shall mean the
cartesian product of k with itself n times: A
n
(k) is the set of ntuples of elements of
k. We call A
n
(k) afﬁne nspace over k; its elements will be calledpoints. Inparticular,
A
1
(k) is the afﬁne line, A
2
(k) the afﬁne plane.
If F ∈ k[X
1
, . . . , X
n
], a point P =(a
1
, . . . , a
n
) in A
n
(k) is called a zero of F if F(P) =
F(a
1
, . . . , a
n
) =0. If F is not a constant, the set of zeros of F is called the hypersurface
deﬁned by F, and is denoted by V (F). A hypersurface in A
2
(k) is called an afﬁne
plane curve. If F is a polynomial of degree one, V (F) is called a hyperplane in A
n
(k);
if n =2, it is a line.
Examples. Let k =R.
a. V (Y
2
−X(X
2
−1)) ⊂A
2
b. V (Y
2
−X
2
(X +1)) ⊂A
2
c. V (Z
2
−(X
2
+Y
2
)) ⊂A
3
d. V (Y
2
−XY −X
2
Y +X
3
)) ⊂A
2
More generally, if S is any set of polynomials in k[X
1
, . . . , X
n
], we let V (S) = {P ∈
A
n
 F(P) =0 for all F ∈ S}: V (S) =
¸
F∈S
V (F). If S = {F
1
, . . . , F
r
}, we usually write
V (F
1
, . . . , F
r
) instead of V ({F
1
, . . . , F
r
}). A subset X ⊂ A
n
(k) is an afﬁne algebraic set,
or simply an algebraic set, if X =V (S) for some S. The following properties are easy
to verify:
(1) If I is the ideal in k[X
1
, . . . , X
n
] generated by S, then V (S) = V (I ); so every
algebraic set is equal to V (I ) for some ideal I .
(2) If {I
α
} is any collectionof ideals, thenV (
¸
α
I
α
) =
¸
α
V (I
α
); so the intersection
of any collection of algebraic sets is an algebraic set.
(3) If I ⊂ J, then V (I ) ⊃V (J).
1.3. THE IDEAL OF A SET OF POINTS 5
(4) V (FG) = V (F) ∪V (G) for any polynomials F,G; V (I ) ∪V (J) = V ({FG  F ∈
I ,G ∈ J}); so any ﬁnite union of algebraic sets is an algebraic set.
(5) V (0) = A
n
(k); V (1) = ; V (X
1
−a
1
, . . . , X
n
−a
n
) = {(a
1
, . . . , a
n
)} for a
i
∈ k. So
any ﬁnite subset of A
n
(k) is an algebraic set.
Problems
1.8.
∗
Show that the algebraic subsets of A
1
(k) are just the ﬁnite subsets, together
with A
1
(k) itself.
1.9. If k is a ﬁnite ﬁeld, show that every subset of A
n
(k) is algebraic.
1.10. Give an example of a countable collection of algebraic sets whose union is not
algebraic.
1.11. Show that the following are algebraic sets:
(a) {(t , t
2
, t
3
) ∈ A
3
(k)  t ∈ k};
(b) {(cos(t ), sin(t )) ∈ A
2
(R)  t ∈ R};
(c) the set of points in A
2
(R) whose polar coordinates (r, θ) satisfy the equation
r =sin(θ).
1.12. Suppose C is an afﬁne plane curve, and L is a line in A
2
(k), L ⊂ C. Suppose
C =V (F), F ∈ k[X, Y ] a polynomial of degree n. Show that L ∩C is a ﬁnite set of no
more than n points. (Hint: Suppose L =V (Y −(aX +b)), and consider F(X, aX +b) ∈
k[X].)
1.13. Show that each of the following sets is not algebraic:
(a) {(x, y) ∈ A
2
(R)  y =sin(x)}.
(b) {(z, w) ∈ A
2
(C)  z
2
+w
2
=1}, where x +i y
2
=x
2
+y
2
for x, y ∈ R.
(c) {(cos(t ), sin(t ), t ) ∈ A
3
(R)  t ∈ R}.
1.14.
∗
Let F be a nonconstant polynomial in k[X
1
, . . . , X
n
], k algebraically closed.
Showthat A
n
(k)V (F) is inﬁnite if n ≥1, andV (F) is inﬁnite if n ≥2. Conclude that
the complement of any proper algebraic set is inﬁnite. (Hint: See Problem 1.4.)
1.15.
∗
Let V ⊂A
n
(k), W ⊂A
m
(k) be algebraic sets. Show that
V ×W ={(a
1
, . . . , a
n
, b
1
, . . . , b
m
)  (a
1
, . . . , a
n
) ∈V, (b
1
, . . . , b
m
) ∈W}
is an algebraic set in A
n+m
(k). It is called the product of V and W.
1.3 The Ideal of a Set of Points
For any subset X of A
n
(k), we consider those polynomials that vanish on X; they
form an ideal in k[X
1
, . . . , X
n
], called the ideal of X, and written I (X). I (X) = {F ∈
k[X
1
, . . . , X
n
]  F(a
1
, . . . , a
n
) =0 for all (a
1
, . . . , a
n
) ∈ X}. The following properties show
some of the relations between ideals and algebraic sets; the veriﬁcations are left to
the reader (see Problems 1.4 and 1.7):
(6) If X ⊂Y , then I (X) ⊃ I (Y ).
6 CHAPTER 1. AFFINE ALGEBRAIC SETS
(7) I () =k[X
1
, . . . , X
n
]; I (A
n
(k)) =(0) if k is an inﬁnite ﬁeld;
I ({(a
1
, . . . , a
n
)}) =(X
1
−a
1
, . . . , X
n
−a
n
) for a
1
, . . . , a
n
∈ k.
(8) I (V (S)) ⊃S for any set S of polynomials; V (I (X)) ⊃ X for any set X of points.
(9) V (I (V (S))) =V (S) for any set S of polynomials, and I (V (I (X))) = I (X) for any
set X of points. So if V is an algebraic set, V = V (I (V )), and if I is the ideal of an
algebraic set, I = I (V (I )).
Anideal that is the ideal of analgebraic set has a property not shared by all ideals:
if I = I (X), and F
n
∈ I for some integer n >0, then F ∈ I . If I is any ideal in a ring R,
we deﬁne the radical of I , writtenRad(I ), to be {a ∈ R  a
n
∈ I for some integer n >0}.
Then Rad(I ) is an ideal (Problem 1.18 below) containing I . An ideal I is called a
radical ideal if I =Rad(I ). So we have property
(10) I (X) is a radical ideal for any X ⊂A
n
(k).
Problems
1.16.
∗
Let V , W be algebraic sets in A
n
(k). Show that V = W if and only if I (V ) =
I (W).
1.17.
∗
(a) Let V be an algebraic set in A
n
(k), P ∈ A
n
(k) a point not in V . Show that
there is a polynomial F ∈ k[X
1
, . . . , X
n
] such that F(Q) =0 for all Q ∈V , but F(P) =1.
(Hint: I (V ) = I (V ∪{P}).) (b) Let P
1
, . . . , P
r
be distinct points in A
n
(k), not in an
algebraic set V . Showthat there are polynomials F
1
, . . . , F
r
∈ I (V ) suchthat F
i
(P
j
) =0
if i = j , and F
i
(P
i
) = 1. (Hint: Apply (a) to the union of V and all but one point.)
(c) With P
1
, . . . , P
r
and V as in (b), and a
i j
∈ k for 1 ≤ i , j ≤ r , show that there are
G
i
∈ I (V ) with G
i
(P
j
) =a
i j
for all i and j . (Hint: Consider
¸
j
a
i j
F
j
.)
1.18.
∗
Let I be an ideal in a ring R. If a
n
∈ I , b
m
∈ I , show that (a +b)
n+m
∈ I . Show
that Rad(I ) is an ideal, in fact a radical ideal. Show that any prime ideal is radical.
1.19. Show that I =(X
2
+1) ⊂R[X] is a radical (even a prime) ideal, but I is not the
ideal of any set in A
1
(R).
1.20.
∗
Show that for any ideal I in k[X
1
, . . . , X
n
], V (I ) = V (Rad(I )), and Rad(I ) ⊂
I (V (I )).
1.21.
∗
Showthat I =(X
1
−a
1
, . . . , X
n
−a
n
) ⊂k[X
1
, . . . , X
n
] is a maximal ideal, and that
the natural homomorphism from k to k[X
1
, . . . , X
n
]/I is an isomorphism.
1.4 The Hilbert Basis Theorem
Although we have allowed an algebraic set to be deﬁned by any set of polynomi
als, in fact a ﬁnite number will always do.
Theorem1. Every algebraic set is the intersection of a ﬁnite number of hypersurfaces
Proof. Let the algebraic set be V (I ) for some ideal I ⊂ k[X
1
, . . . , X
n
]. It is enough to
show that I is ﬁnitely generated, for if I =(F
1
, . . . , F
r
), then V (I ) =V (F
1
) ∩· · · ∩V (F
r
).
To prove this fact we need some algebra:
1.5. IRREDUCIBLE COMPONENTS OF ANALGEBRAIC SET 7
Aring is saidto be Noetherianif every ideal inthe ring is ﬁnitely generated. Fields
and PID’s are Noetherian rings. Theorem 1, therefore, is a consequence of the
HILBERTBASIS THEOREM. If R is a Noetherianring, thenR[X
1
, . . . , X
n
] is a Noethe
rian ring.
Proof. Since R[X
1
, . . . , X
n
] is isomorphic to R[X
1
, . . . , X
n−1
][X
n
], the theoremwill fol
low by induction if we can prove that R[X] is Noetherian whenever R is Noetherian.
Let I be an ideal in R[X]. We must ﬁnd a ﬁnite set of generators for I .
If F =a
1
+a
1
X +· · · +a
d
X
d
∈ R[X], a
d
=0, we call a
d
the leading coefﬁcient of F.
Let J be the set of leading coefﬁcients of all polynomials in I . It is easy to check that
J is an ideal in R, so there are polynomials F
1
, . . . , F
r
∈ I whose leading coefﬁcients
generate J . Take an integer N larger than the degree of each F
i
. For each m ≤ N,
let J
m
be the ideal in R consisting of all leading coefﬁcients of all polynomials F ∈ I
such that deg(F) ≤ m. Let {F
mj
} be a ﬁnite set of polynomials in I of degree ≤ m
whose leading coefﬁcients generate J
m
. Let I
be the ideal generated by the F
i
’s and
all the F
mj
’s. It sufﬁces to show that I = I
.
Suppose I
were smaller than I ; let G be an element of I of lowest degree that is
not in I
. If deg(G) >N, we can ﬁnd polynomials Q
i
such that
¸
Q
i
F
i
andG have the
same leading term. But then deg(G −
¸
Q
i
F
i
) < degG, so G −
¸
Q
i
F
i
∈ I
, so G ∈ I
.
Similarly if deg(G) =m≤ N, we can lower the degree by subtracting off
¸
Q
j
F
mj
for
some Q
j
. This proves the theorem.
Corollary. k[X
1
, . . . , X
n
] is Noetherian for any ﬁeld k.
Problem
1.22.
∗
Let I be an ideal in a ring R, π: R → R/I the natural homomorphism. (a)
Show that for every ideal J
of R/I , π
−1
(J
) = J is an ideal of R containing I , and
for every ideal J of R containing I , π(J) = J
is an ideal of R/I . This sets up a natural
onetoone correspondence between {ideals of R/I } and {ideals of R that contain I }.
(b) Show that J
is a radical ideal if and only if J is radical. Similarly for prime and
maximal ideals. (c) Show that J
is ﬁnitely generated if J is. Conclude that R/I is
Noetherian if R is Noetherian. Any ring of the form k[X
1
, . . . , X
n
]/I is Noetherian.
1.5 Irreducible Components of an Algebraic Set
An algebraic set may be the union of several smaller algebraic sets (Section 1.2
Example d). An algebraic set V ⊂ A
n
is reducible if V = V
1
∪V
2
, where V
1
, V
2
are
algebraic sets in A
n
, and V
i
=V , i =1, 2. Otherwise V is irreducible.
Proposition 1. An algebraic set V is irreducible if and only if I (V ) is prime.
Proof. If I (V ) is not prime, suppose F
1
F
2
∈ I (V ), F
i
∈ I (V ). Then V = (V ∩V (F
1
)) ∪
(V ∩V (F
2
)), and V ∩V (F
i
) V , so V is reducible.
Conversely if V =V
1
∪V
2
, V
i
V , then I (V
i
) I (V ); let F
i
∈ I (V
i
), F
i
∈ I (V ). Then
F
1
F
2
∈ I (V ), so I (V ) is not prime.
8 CHAPTER 1. AFFINE ALGEBRAIC SETS
We want to show that an algebraic set is the union of a ﬁnite number of irre
ducible algebraic sets. If V is reducible, we write V =V
1
∪V
2
; if V
2
is reducible, we
write V
2
=V
3
∪V
4
, etc. We need to know that this process stops.
Lemma. Let S be any nonempty collection of ideals in a Noetherian ring R. Then S
has a maximal member, i.e. there is an ideal I in S that is not contained in any other
ideal of S .
Proof. Choose (using the axiom of choice) an ideal from each subset of S . Let I
0
be
the chosen ideal for S itself. Let S
1
={I ∈ S  I I
0
}, and let I
1
be the chosen ideal
of S
1
. Let S
2
= {I ∈ S  I I
1
}, etc. It sufﬁces to show that some S
n
is empty. If
not let I =
¸
∞
n=0
I
n
, an ideal of R. Let F
1
, . . . , F
r
generate I ; each F
i
∈ I
n
if n is chosen
sufﬁciently large. But then I
n
= I , so I
n+1
= I
n
, a contradiction.
It follows immediately from this lemma that any collection of algebraic sets in
A
n
(k) has a minimal member. For if {V
α
} is such a collection, take a maximal mem
ber I (V
α
0
) from {I (V
α
)}. Then V
α
0
is clearly minimal in the collection.
Theorem 2. Let V be an algebraic set in A
n
(k). Then there are unique irreducible
algebraic sets V
1
, . . . , V
m
such that V =V
1
∪· · · ∪V
m
and V
i
⊂V
j
for all i = j .
Proof. Let S = {algebraic sets V ⊂ A
n
(k)  V is not the union of a ﬁnite number
of irreducible algebraic sets}. We want to show that S is empty. If not, let V be
a minimal member of S . Since V ∈ S , V is not irreducible, so V = V
1
∪V
2
, V
i
V . Then V
i
∈ S , so V
i
= V
i 1
∪· · · ∪V
i m
i
, V
i j
irreducible. But then V =
¸
i , j
V
i j
, a
contradiction.
So any algebraic set V may be written as V = V
1
∪· · · ∪V
m
, V
i
irreducible. To
get the second condition, simply throw away any V
i
such that V
i
⊂V
j
for i = j . To
show uniqueness, let V =W
1
∪· · · ∪W
m
be another such decomposition. Then V
i
=
¸
j
(W
j
∩V
i
), so V
i
⊂W
j (i )
for some j (i ). Similarly W
j (i )
⊂V
k
for some k. But V
i
⊂V
k
implies i =k, so V
i
=W
j (i )
. Likewise each W
j
is equal to some V
i ( j )
.
The V
i
are called the irreducible components of V ; V =V
1
∪· · · ∪V
m
is the decom
position of V into irreducible components.
Problems
1.23. Give an example of a collection S of ideals in a Noetherian ring such that no
maximal member of S is a maximal ideal.
1.24. Show that every proper ideal in a Noetherian ring is contained in a maximal
ideal. (Hint: If I is the ideal, apply the lemma to {proper ideals that contain I }.)
1.25. (a) Show that V (Y −X
2
) ⊂ A
2
(C) is irreducible; in fact, I (V (Y −X
2
)) = (Y −
X
2
). (b) Decompose V (Y
4
− X
2
, Y
4
− X
2
Y
2
+ XY
2
− X
3
) ⊂ A
2
(C) into irreducible
components.
1.26. Showthat F =Y
2
+X
2
(X −1)
2
∈ R[X, Y ] is an irreducible polynomial, but V (F)
is reducible.
1.6. ALGEBRAIC SUBSETS OF THE PLANE 9
1.27. Let V , W be algebraic sets in A
n
(k), with V ⊂W. Show that each irreducible
component of V is contained in some irreducible component of W.
1.28. If V = V
1
∪· · · ∪V
r
is the decomposition of an algebraic set into irreducible
components, show that V
i
⊂
¸
j =i
V
j
.
1.29.
∗
Show that A
n
(k) is irreducible if k is inﬁnite,.
1.6 Algebraic Subsets of the Plane
Before developing the general theory further, we will take a closer look at the
afﬁne plane A
2
(k), and ﬁnd all its algebraic subsets. By Theorem 2 it is enough to
ﬁnd the irreducible algebraic sets.
Proposition2. Let F andG be polynomials in k[X, Y ] with no common factors. Then
V (F,G) =V (F) ∩V (G) is a ﬁnite set of points.
Proof. F and G have no common factors in k[X][Y ], so they also have no common
factors in k(X)[Y ] (see Section 1). Since k(X)[Y ] is a PID, (F,G) = (1) in k(X)[Y ], so
RF +SG =1 for some R, S ∈ k(X)[Y ]. There is a nonzero D ∈ k[X] such that DR = A,
DS = B ∈ k[X, Y ]. Therefore AF +BG = D. If (a, b) ∈ V (F,G), then D(a) = 0. But
D has only a ﬁnite number of zeros. This shows that only a ﬁnite number of X
coordinates appear among the points of V (F,G). Since the same reasoning applies
to the Y coordinates, there can be only a ﬁnite number of points.
Corollary 1. If F is an irreducible polynomial in k[X, Y ] such that V (F) is inﬁnite,
then I (V (F)) =(F), and V (F) is irreducible.
Proof. If G ∈ I (V (F)), then V (F,G) is inﬁnite, so F divides G by the proposition, i.e.,
G ∈ (F). Therefore I (V (F)) ⊃ (F), and the fact that V (F) is irreducible follows from
Proposition 1.
Corollary 2. Suppose k is inﬁnite. Then the irreducible algebraic subsets of A
2
(k)
are: A
2
(k), , points, and irreducible plane curves V (F), where F is an irreducible
polynomial and V (F) is inﬁnite.
Proof. Let V be an irreducible algebraic set in A
2
(k). If V is ﬁnite or I (V ) = (0), V
is of the required type. Otherwise I (V ) contains a nonconstant polynomial F; since
I (V ) is prime, some irreducible polynomial factor of F belongs to I (V ), so we may
assume F is irreducible. Then I (V ) =(F); for if G ∈ I (V ), G ∈ (F), then V ⊂V (F,G) is
ﬁnite.
Corollary 3. Assume k is algebraically closed, F a nonconstant polynomial ink[X, Y ].
Let F = F
n
1
1
· · · F
n
r
r
be the decomposition of F into irreducible factors. Then V (F) =
V (F
1
) ∪· · · ∪V (F
r
) is the decomposition of V (F) into irreducible components, and
I (V (F)) =(F
1
· · · F
r
).
Proof. No F
i
divides any F
j
, j = i , so there are no inclusion relations among the
V (F
i
). And I (
¸
i
V (F
i
)) =
¸
i
I (V (F
i
)) =
¸
i
(F
i
). Since any polynomial divisible by
eachF
i
is alsodivisible by F
1
· · · F
r
,
¸
i
(F
i
) =(F
1
· · · F
r
). Note that theV (F
i
) are inﬁnite
since k is algebraically closed (Problem 1.14).
10 CHAPTER 1. AFFINE ALGEBRAIC SETS
Problems
1.30. Let k =R. (a) Show that I (V (X
2
+Y
2
+1)) =(1). (b) Show that every algebraic
subset of A
2
(R) is equal to V (F) for some F ∈ R[X, Y ].
This indicates why we usually require that k be algebraically closed.
1.31. (a) Find the irreducible components of V (Y
2
−XY −X
2
Y +X
3
) in A
2
(R), and
also in A
2
(C). (b) Do the same for V (Y
2
−X(X
2
−1)), and for V (X
3
+X −X
2
Y −Y ).
1.7 Hilbert’s Nullstellensatz
If we are givenanalgebraic set V , Proposition2 gives a criterionfor telling whether
V is irreducible or not. What is lacking is a way to describe V in terms of a given set
of polynomials that deﬁne V . The preceding paragraph gives a beginning to this
problem, but it is the Nullstellensatz, or Zerostheorem, which tells us the exact re
lationship between ideals and algebraic sets. We begin with a somewhat weaker
theorem, and show how to reduce it to a purely algebraic fact. In the rest of this sec
tion we show how to deduce the main result from the weaker theorem, and give a
few applications.
We assume throughout this section that k is algebraically closed.
WEAKNULLSTELLENSATZ. If I is a proper ideal in k[X
1
, . . . , X
n
], then V (I ) =.
Proof. We may assume that I is a maximal ideal, for there is a maximal ideal J con
taining I (Problem1.24), and V (J) ⊂V (I ). So L =k[X
1
, . . . , X
n
]/I is a ﬁeld, and k may
be regarded as a subﬁeld of L (cf. Section 1).
Suppose we knew that k = L. Then for each i there is an a
i
∈ k such that the I 
residue of X
i
is a
i
, or X
i
−a
i
∈ I . But (X
1
−a
1
, . . . , X
n
−a
n
) is a maximal ideal (Problem
1.21), so I =(X
1
−a
1
, . . . , X
n
−a
n
), and V (I ) ={(a
1
, . . . , a
n
)} =.
Thus we have reduced the problem to showing:
(∗) If an algebraically closed ﬁeld k is a subﬁeld of a ﬁeld L, and there is a
ring homomorphism from k[X
1
, . . . , X
n
] onto L (that is the identity on k),
then k =L.
The algebra needed to prove this will be developed in the next two sections; (∗)
will be proved in Section 10.
HILBERT’S NULLSTELLENSATZ. Let I be an ideal in k[X
1
, . . . , X
n
] (k algebraically
closed). Then I (V (I )) =Rad(I ).
Note. In concrete terms, this says the following: if F
1
, F
2
, . . . , F
r
and G are in
k[X
1
, . . . , X
n
], and G vanishes wherever F
1
, F
2
, . . . , F
r
vanish, then there is an equa
tion G
N
= A
1
F
1
+A
2
F
2
+· · · +A
r
F
r
, for some N >0 and some A
i
∈ k[X
1
, . . . , X
n
].
Proof. That Rad(I ) ⊂ I (V (I )) is easy (Problem 1.20). Suppose that G is in the ideal
I (V (F
1
, . . . , F
r
)), F
i
∈ k[X
1
, . . . , X
n
]. Let J =(F
1
, . . . , F
r
, X
n+1
G−1) ⊂k[X
1
, . . . , X
n
, X
n+1
].
1.7. HILBERT’S NULLSTELLENSATZ 11
Then V (J) ⊂ A
n+1
(k) is empty, since G vanishes wherever all that F
i
’s are zero. Ap
plying the Weak Nullstellensatz to J, we see that 1 ∈ J , so there is an equation 1 =
¸
A
i
(X
1
, . . . , X
n+1
)F
i
+B(X
1
, . . . , X
n+1
)(X
n+1
G −1). Let Y =1/X
n+1
, and multiply the
equation by a high power of Y , so that an equation Y
N
=
¸
C
i
(X
1
, . . . , X
n
, Y )F
i
+
D(X
1
, . . . , X
n
, Y )(G −Y ) in k[X
1
, . . . , X
n
, Y ] results. Substituting G for Y gives the re
quired equation.
The above proof is due to Rabinowitsch. The ﬁrst three corollaries are immediate
consequences of the theorem.
Corollary 1. If I is a radical ideal in k[X
1
, . . . , X
n
], then I (V (I )) = I . So there is a
onetoone correspondence between radical ideals and algebraic sets.
Corollary 2. If I is a prime ideal, then V (I ) is irreducible. There is a onetoone cor
respondence between prime ideals and irreducible algebraic sets. The maximal ideals
correspond to points.
Corollary 3. Let F be a nonconstant polynomial in k[X
1
, . . . , X
n
], F = F
n
1
1
· · · F
n
r
r
the
decomposition of F into irreducible factors. Then V (F) = V (F
1
) ∪· · · ∪V (F
r
) is the
decomposition of V (F) into irreducible components, and I (V (F)) = (F
1
· · · F
r
). There
is a onetoone correspondence between irreducible polynomials F ∈ k[X
1
, . . . , X
n
] (up
to multiplication by a nonzero element of k) and irreducible hypersurfaces in A
n
(k).
Corollary 4. Let I be an ideal in k[X
1
, . . . , X
n
]. Then V (I ) is a ﬁnite set if and only if
k[X
1
, . . . , X
n
]/I is a ﬁnite dimensional vector space over k. If this occurs, the number
of points in V (I ) is at most dim
k
(k[X
1
, . . . , X
n
]/I ).
Proof. Let P
1
, . . . , P
r
∈ V (I ). Choose F
1
, . . . , F
r
∈ k[X
1
, . . . , X
n
] such that F
i
(P
j
) = 0 if
i = j , and F
i
(P
i
) =1 (Problem1.17); let F
i
be the I residue of F
i
. If
¸
λ
i
F
i
=0, λ
i
∈ k,
then
¸
λ
i
F
i
∈ I , so λ
j
=(
¸
λ
i
F
i
)(P
j
) =0. Thus the F
i
are linearly independent over
k, so r ≤dim
k
(k[X
1
, . . . , X
n
]/I ).
Conversely, if V (I ) = {P
1
, . . . , P
r
} is ﬁnite, let P
i
= (a
i 1
, . . . , a
i n
), and deﬁne F
j
by
F
j
=
¸
r
i =1
(X
j
−a
i j
), j = 1, . . . , n. Then F
j
∈ I (V (I )), so F
N
j
∈ I for some N > 0 (Take
N large enough to work for all F
j
). Taking I residues, F
N
j
= 0, so X
r N
j
is a klinear
combination of 1, X
j
, . . . , X
r N−1
j
. It follows by induction that X
s
j
is a klinear combi
nation of 1, X
j
, . . . , X
r N−1
j
for all s, and hence that the set {X
m
1
1
, · · · · · X
m
n
n
 m
i
<r N}
generates k[X
1
, . . . , X
n
]/I as a vector space over k.
Problems
1.32. Show that both theorems and all of the corollaries are false if k is not alge
braically closed.
1.33. (a) Decompose V (X
2
+Y
2
−1, X
2
−Z
2
−1) ⊂ A
3
(C) into irreducible compo
nents. (b) Let V = {(t , t
2
, t
3
) ∈ A
3
(C)  t ∈ C}. Find I (V ), and show that V is irre
ducible.
12 CHAPTER 1. AFFINE ALGEBRAIC SETS
1.34. Let R be a UFD. (a) Show that a monic polynomial of degree two or three in
R[X] is irreducible if and only if it has no roots inR. (b) The polynomial X
2
−a ∈ R[X]
is irreducible if and only if a is not a square inR.
1.35. Show that V (Y
2
−X(X −1)(X −λ)) ⊂ A
2
(k) is an irreducible curve for any al
gebraically closed ﬁeld k, and any λ∈ k.
1.36. Let I =(Y
2
−X
2
, Y
2
+X
2
) ⊂C[X, Y ]. Find V (I ) and dim
C
(C[X, Y ]/I ).
1.37.
∗
Let K be any ﬁeld, F ∈ K[X] a polynomial of degree n > 0. Show that the
residues 1, X, . . . , X
n−1
form a basis of K[X]/(F) over K.
1.38.
∗
Let R = k[X
1
, . . . , X
n
], k algebraically closed, V = V (I ). Show that there is a
natural onetoone correspondence between algebraic subsets of V and radical ide
als in k[X
1
, . . . , X
n
]/I , and that irreducible algebraic sets (resp. points) correspond to
prime ideals (resp. maximal ideals). (See Problem 1.22.)
1.39. (a) Let R be a UFD, and let P = (t ) be a principal, proper, prime ideal. Show
that there is no prime ideal Q such that 0 ⊂Q ⊂P, Q =0, Q =P. (b) Let V =V (F) be
an irreducible hypersurface in A
n
. Show that there is no irreducible algebraic set W
such that V ⊂W ⊂A
n
, W =V , W =A
n
.
1.40. Let I =(X
2
−Y
3
, Y
2
−Z
3
) ⊂k[X, Y, Z]. Deﬁne α: k[X, Y, Z] →k[T] by α(X) =
T
9
, α(Y ) = T
6
, α(Z) = T
4
. (a) Show that every element of k[X, Y, Z]/I is the residue
of an element A +XB +Y C +XY D, for some A, B,C, D ∈ k[Z]. (b) If F = A +XB +
Y C +XY D, A, B,C, D ∈ k[Z], and α(F) = 0, compare like powers of T to conclude
that F =0. (c) Showthat Ker(α) = I , so I is prime, V (I ) is irreducible, and I (V (I )) = I .
1.8 Modules; Finiteness Conditions
Let R be a ring. An Rmodule is a commutative group M (the group law on M is
written +; the identity of the group is 0, or 0
M
) together with a scalar multiplication,
i.e., a mapping fromR×M to M (denote the image of (a, m) by a·m or am) satisfying:
(i) (a +b)m=am+bm for a, b ∈ R, m∈ M.
(ii) a · (m+n) =am+an for a ∈ R, m, n ∈ M.
(iii) (ab) · m=a · (bm) for a, b ∈ R, m∈ M.
(iv) 1
R
· m=m for m∈ M, where 1
R
is the multiplicative identity in R.
Exercise. Show that 0
R
· m=0
M
for all m∈ M.
Examples. (1) A Zmodule is just a commutative group, where (±a)m is ±(m+
· · · +m) (a times) for a ∈ Z, a ≥0.
(2) If R is a ﬁeld, an Rmodule is the same thing as a vector space over R.
(3) The multiplication in R makes any ideal of R into an Rmodule.
(4) If ϕ: R →S is a ring homomorphism, we deﬁne r · s for r ∈ R, s ∈ S, by the
equation r · s = ϕ(r )s. This makes S into an Rmodule. In particular, if a ring R is a
subring of a ring S, then S is an Rmodule.
A subgroup N of an Rmodule M is called a submodule if am ∈ N for all a ∈ R,
m ∈ N; N is then an Rmodule. If S is a set of elements of an Rmodule M, the
1.8. MODULES; FINITENESS CONDITIONS 13
submodule generated by S is deﬁned to be {
¸
r
i
s
i
 r
i
∈ R, s
i
∈ S}; it is the smallest
submodule of M that contains S. If S ={s
1
, . . . , s
n
} is ﬁnite, the submodule generated
by S is denoted by
¸
Rs
i
. The module M is said to be ﬁnitely generated if M =
¸
Rs
i
for some s
1
, . . . , s
n
∈ M. Note that this concept agrees with the notions of ﬁnitely gen
erated commutative groups and ideals, and with the notion of a ﬁnitedimensional
vector space if R is a ﬁeld.
Let R be a subring of a ring S. There are several types of ﬁniteness conditions for
S over R, depending on whether we consider S as an Rmodule, a ring, or (possibly)
a ﬁeld.
(A) S is said to be moduleﬁnite over R, if S is ﬁnitely generated as an Rmodule.
If R and S are ﬁelds, and S is module ﬁnite over R, we denote the dimension of S
over R by [S : R].
(B) Let v
1
, . . . , v
n
∈ S. Let ϕ: R[X
1
, . . . , X
n
] →S be the ring homomorphismtaking
X
i
to v
i
. The image of ϕ is written R[v
1
, . . . , v
n
]. It is a subring of S containing R and
v
1
, . . . , v
n
, and it is the smallest such ring. Explicitly, R[v
1
, . . . , v
n
] ={
¸
a
(i )
v
i
1
1
· · · v
i
n
n

a
(i )
∈ R}. The ring S is ringﬁnite over R if S =R[v
1
, . . . , v
n
] for some v
1
, . . . , v
n
∈ S.
(C) Suppose R =K, S =L are ﬁelds. If v
1
, . . . , v
n
∈ L, let K(v
1
, . . . , v
n
) be the quo
tient ﬁeld of K[v
1
, . . . , v
n
]. We regard K(v
1
, . . . , v
n
) as a subﬁeld of L; it is the smallest
subﬁeld of L containing K and v
1
, . . . , v
n
. The ﬁeld L is said to be a ﬁnitely generated
ﬁeld extension of K if L =K(v
1
, . . . , v
n
) for some v
1
, . . . , v
n
∈ L.
Problems
1.41.
∗
If S is moduleﬁnite over R, then S is ringﬁnite over R.
1.42. Show that S =R[X] (the ring of polynomials in one variable) is ringﬁnite over
R, but not moduleﬁnite.
1.43.
∗
If L is ringﬁnite over K (K, L ﬁelds) then L is a ﬁnitely generated ﬁeld exten
sion of K.
1.44.
∗
Showthat L =K(X) (the ﬁeld of rational functions in one variable) is a ﬁnitely
generated ﬁeld extension of K, but L is not ringﬁnite over K. (Hint: If L were ring
ﬁnite over K, a common denominator of ring generators would be an element b ∈
K[X] such that for all z ∈ L, b
n
z ∈ K[X] for some n; but let z = 1/c, where c doesn’t
divide b (Problem 1.5).)
1.45.
∗
Let R be a subring of S, S a subring of T.
(a) If S =
¸
Rv
i
, T =
¸
Sw
j
, show that T =
¸
Rv
i
w
j
.
(b) If S =R[v
1
, . . . , v
n
], T =S[w
1
, . . . , w
m
], show that T =R[v
1
, . . . , v
n
, w
1
, . . . , w
m
].
(c) If R, S, T are ﬁelds, and S = R(v
1
, . . . , v
n
), T = S(w
1
, . . . , w
m
), show that T =
R(v
1
, . . . , v
n
, w
1
, . . . , w
m
).
So each of the three ﬁniteness conditions is a transitive relation.
14 CHAPTER 1. AFFINE ALGEBRAIC SETS
1.9 Integral Elements
Let R be a subring of a ring S. An element v ∈ S is said to be integral over R if
there is a monic polynomial F = X
n
+a
1
X
n−1
+· · · +a
n
∈ R[X] such that F(v) =0. If
R and S are ﬁelds, we usually say that v is algebraic over R if v is integral over R.
Proposition 3. Let R be a subring of a domain S, v ∈ S. Then the following are equiv
alent:
(1) v is integral over R.
(2) R[v] is moduleﬁnite over R.
(3) There is a subring R
of S containing R[v] that is moduleﬁnite over R.
Proof. (1) implies (2): If v
n
+a
1
v
n−1
+· · · +a
n
=0, then v
n
∈
¸
n−1
i =0
Rv
i
. It follows that
v
m
∈
¸
n−1
i =0
Rv
i
for all m, so R[v] =
¸
n−1
i =0
Rv
i
.
(2) implies (3): Let R
=R[v].
(3) implies (1): If R
=
¸
n
i =1
Rw
i
, then vw
i
=
¸
n
j =1
a
i j
w
j
for some a
i j
∈ R. Then
¸
n
j =1
(δ
i j
v −a
i j
)w
j
= 0 for all i , where δ
i j
= 0 if i = j and δ
i i
= 1. If we consider
these equations in the quotient ﬁeld of S, we see that (w
1
, . . . , w
n
) is a nontrivial
solution, so det(δ
i j
v −a
i j
) = 0. Since v appears only in the diagonal of the matrix,
this determinant has the form v
n
+a
1
v
n−1
+· · · +a
n
, a
i
∈ R. So v is integral over R.
Corollary. The set of elements of S that are integral over R is a subring of S containing
R.
Proof. If a, b are integral over R, thenb is integral over R[a] ⊃R, so R[a, b] is module
ﬁnite over R (Problem 1.45(a)). And a ±b, ab ∈ R[a, b], so they are integral over R by
the proposition.
We say that S is integral over R if every element of S is integral over R. If R and
S are ﬁelds, we say S is an algebraic extension of R if S is integral over R. The propo
sition and corollary extend to the case where S is not a domain, with essentially the
same proofs, but we won’t need that generality.
Problems
1.46.
∗
Let R be a subring of S, S a subring of (a domain) T. If S is integral over R,
and T is integral over S, show that T is integral over R. (Hint: Let z ∈ T, so we have
z
n
+a
1
z
n−1
+· · · +a
n
=0, a
i
∈ S. Then R[a
1
, . . . , a
n
, z] is moduleﬁnite over R.)
1.47.
∗
Suppose (a domain) S is ringﬁnite over R. Show that S is moduleﬁnite over
R if and only if S is integral over R.
1.48.
∗
Let L be a ﬁeld, k an algebraically closed subﬁeld of L. (a) Show that any
element of L that is algebraic over k is already in k. (b) An algebraically closed ﬁeld
has no moduleﬁnite ﬁeld extensions except itself.
1.49.
∗
Let K be a ﬁeld, L =K(X) the ﬁeld of rational functions in one variable over K.
(a) Show that any element of L that is integral over K[X] is already in K[X]. (Hint: If
z
n
+a
1
z
n−1
+· · · =0, write z =F/G, F,G relatively prime. Then F
n
+a
1
F
n−1
G+· · · =0,
1.10. FIELDEXTENSIONS 15
so G divides F.) (b) Show that there is no nonzero element F ∈ K[X] such that for
every z ∈ L, F
n
z is integral over K[X] for some n >0. (Hint: See Problem 1.44.)
1.50.
∗
Let K be a subﬁeld of a ﬁeld L. (a) Show that the set of elements of L that are
algebraic over K is a subﬁeld of L containing K. (Hint: If v
n
+a
1
v
n−1
+· · · +a
n
= 0,
and a
n
= 0, then v(v
n−1
+· · · ) = −a
n
.) (b) Suppose L is moduleﬁnite over K, and
K ⊂R ⊂L. Show that R is a ﬁeld.
1.10 Field Extensions
Suppose K is a subﬁeld of a ﬁeld L, and suppose L = K(v) for some v ∈ L. Let
ϕ: K[X] →L be the homomorphism taking X to v. Let Ker(ϕ) =(F), F ∈ K[X] (since
K[X] is a PID). Then K[X]/(F) is isomorphic to K[v], so (F) is prime. Two cases may
occur:
Case 1. F = 0. Then K[v] is isomorphic to K[X], so K(v) = L is isomorphic to
K(X). In this case L is not ringﬁnite (or moduleﬁnite) over K (Problem 1.44).
Case 2. F =0. We may assume F is monic. Then (F) is prime, so F is irreducible
and (F) is maximal (Problem 1.3); therefore K[v] is a ﬁeld, so K[v] = K(v). And
F(v) =0, so v is algebraic over K and L =K[v] is moduleﬁnite over K.
To ﬁnish the proof of the Nullstellensatz, we must prove the claim (∗) of Section
7; this says that if a ﬁeld L is a ringﬁnite extension of an algebraically closed ﬁeld
k, then L = k. In view of Problem 1.48, it is enough to show that L is moduleﬁnite
over k. The above discussion indicates that a ringﬁnite ﬁeld extension is already
moduleﬁnite. The next proposition shows that this is always true, and completes
the proof of the Nullstellensatz.
Proposition 4 (Zariski). If a ﬁeld L is ringﬁnite over a subﬁeld K, then L is module
ﬁnite (and hence algebraic) over K.
Proof. Suppose L = K[v
1
, . . . , v
n
]. The case n = 1 is taken care of by the above dis
cussion, so we assume the result for all extensions generated by n −1 elements. Let
K
1
= K(v
1
). By induction, L = K
1
[v
2
, . . . , v
n
] is moduleﬁnite over K
1
. We may as
sume v
1
is not algebraic over K (otherwise Problem 1.45(a) ﬁnishes the proof ).
Each v
i
satisﬁes an equation v
n
i
i
+a
i 1
v
n
i
−1
i
+· · · =0, a
i j
∈ K
1
. If we take a ∈ K[v
1
]
that is a multiple of all the denominators of the a
i j
, we get equations (av
i
)
n
i
+
aa
i 1
(av
1
)
n
i
−1
+· · · = 0. It follows from the Corollary in §1.9 that for any z ∈ L =
K[v
1
, . . . , v
n
], there is an N such that a
N
z is integral over K[v
1
]. In particular this
must hold for z ∈ K(v
1
). But since K(v
1
) is isomorphic to the ﬁeld of rational func
tions in one variable over K, this is impossible (Problem 1.49(b)).
Problems
1.51.
∗
Let K be a ﬁeld, F ∈ K[X] an irreducible monic polynomial of degree n > 0.
(a) Show that L =K[X]/(F) is a ﬁeld, and if x is the residue of X in L, then F(x) =0.
(b) Suppose L
is a ﬁeld extension of K, y ∈ L
such that F(y) = 0. Show that the
16 CHAPTER 1. AFFINE ALGEBRAIC SETS
homomorphism from K[X] to L
that takes X to Y induces an isomorphism of L
with K(y). (c) With L
, y as in (b), suppose G ∈ K[X] and G(y) = 0. Show that F
divides G. (d) Show that F =(X −x)F
1
, F
1
∈ L[X].
1.52.
∗
Let K be a ﬁeld, F ∈ K[X]. Show that there is a ﬁeld L containing K such that
F =
¸
n
i =1
(X −x
i
) ∈ L[X]. (Hint: Use Problem 1.51(d) and induction on the degree.) L
is called a splitting ﬁeld of F.
1.53.
∗
Suppose K is a ﬁeld of characteristic zero, F an irreducible monic polynomial
in K[X] of degree n > 0. Let L be a splitting ﬁeld of F, so F =
¸
n
i =1
(X −x
i
), x
i
∈ L.
Show that the x
i
are distinct. (Hint: Apply Problem 1.51(c) to G = F
X
; if (X −x)
2
divides F, then G(x) =0.)
1.54.
∗
Let R be a domain with quotient ﬁeld K, and let L be a ﬁnite algebraic exten
sion of K. (a) For any v ∈ L, showthat there is a nonzero a ∈ R such that av is integral
over R. (b) Show that there is a basis v
1
, . . . , v
n
for L over K (as a vector space) such
that each v
i
is integral over R.
Chapter 2
Afﬁne Varieties
From now on k will be a ﬁxed algebraically closed ﬁeld. Afﬁne algebraic sets will
be in A
n
= A
n
(k) for some n. An irreducible afﬁne algebraic set is called an afﬁne
variety.
All rings and ﬁelds will contain k as a subring. By a homomorphismϕ: R →S of
such rings, we will mean a ring homomorphism such that ϕ(λ) =λ for all λ∈ k.
In this chapter we will be concerned only with afﬁne varieties, so we call them
simply varieties.
2.1 Coordinate Rings
Let V ⊂ A
n
be a nonempty variety. Then I (V ) is a prime ideal in k[X
1
, . . . , X
n
],
so k[X
1
, . . . , X
n
]/I (V ) is a domain. We let Γ(V ) = k[X
1
, . . . , X
n
]/I (V ), and call it the
coordinate ring of V .
For any (nonempty) set V , we let F(V, k) be the set of all functions fromV to k.
F(V, k) is made into a ring in the usual way: if f , g ∈ F(V, k), ( f +g)(x) = f (x)+g(x),
( f g)(x) = f (x)g(x), for all x ∈ V . It is usual to identify k with the subring of F(V, k)
consisting of all constant functions.
If V ⊂ A
n
is a variety, a function f ∈ F(V, k) is called a polynomial function if
there is a polynomial F ∈ k[X
1
, . . . , X
n
] such that f (a
1
, . . . , a
n
) = F(a
1
, . . . , a
n
) for all
(a
1
, . . . , a
n
) ∈ V . The polynomial functions form a subring of F(V, k) containing k.
Two polynomials F,G determine the same function if and only if (F −G)(a
1
, . . . , a
n
) =
0 for all (a
1
, . . . , a
n
) ∈ V , i.e., F −G ∈ I (V ). We may thus identify Γ(V ) with the sub
ring of F(V, k) consisting of all polynomial functions on V . We have two important
ways to view an element of Γ(V ) — as a function on V , or as an equivalence class of
polynomials.
Problems
2.1.
∗
Show that the map that associates to each F ∈ k[X
1
, . . . , X
n
] a polynomial func
tion in F(V, k) is a ring homomorphism whose kernel is I (V ).
17
18 CHAPTER 2. AFFINE VARIETIES
2.2.
∗
Let V ⊂A
n
be a variety. A subvariety of V is a variety W ⊂A
n
that is contained
in V . Show that there is a natural onetoone correspondence between algebraic
subsets (resp. subvarieties, resp. points) of V and radical ideals (resp. prime ideals,
resp. maximal ideals) of Γ(V ). (See Problems 1.22, 1.38.)
2.3.
∗
Let W be a subvariety of a variety V , and let I
V
(W) be the ideal of Γ(V ) cor
responding to W. (a) Show that every polynomial function on V restricts to a poly
nomial function on W. (b) Show that the map from Γ(V ) to Γ(W) deﬁned in part
(a) is a surjective homomorphism with kernel I
V
(W), so that Γ(W) is isomorphic to
Γ(V )/I
V
(W).
2.4.
∗
Let V ⊂ A
n
be a nonempty variety. Show that the following are equivalent:
(i) V is a point; (ii) Γ(V ) =k; (iii) dim
k
Γ(V ) <∞.
2.5. Let F be an irreducible polynomial in k[X, Y ], and suppose F is monic in Y :
F = Y
n
+a
1
(X)Y
n−1
+· · · , with n > 0. Let V = V (F) ⊂ A
2
. Show that the natural
homomorphismfromk[X] to Γ(V ) =k[X, Y ]/(F) is onetoone, so that k[X] may be
regarded as a subring of Γ(V ); show that the residues 1, Y , . . . , Y
n−1
generate Γ(V )
over k[X] as a module.
2.2 Polynomial Maps
Let V ⊂ A
n
, W ⊂ A
m
be varieties. A mapping ϕ: V → W is called a polyno
mial map if there are polynomials T
1
, . . . , T
m
∈ k[X
1
, . . . , X
n
] such that ϕ(a
1
, . . . , a
n
) =
(T
1
(a
1
, . . . , a
n
), . . . , T
m
(a
1
, . . . , a
n
)) for all (a
1
, . . . , a
n
) ∈V .
Any mapping ϕ: V →W induces a homomorphisms ˜ ϕ: F(W, k) →F(V, k), by
setting ˜ ϕ( f ) = f ◦ϕ. If ϕis a polynomial map, then ˜ ϕ(Γ(W)) ⊂Γ(V ), so ˜ ϕrestricts to a
homomorphism (also denoted by ˜ ϕ) fromΓ(W) to Γ(V ); for if f ∈ Γ(W) is the I (W)
residue of a polynomial F, then ˜ ϕ( f ) = f ◦ ϕ is the I (V )residue of the polynomial
F(T
1
, . . . , T
m
).
If V = A
n
, W = A
m
, and T
1
, . . . , T
m
∈ k[X
1
, . . . , X
n
] determine a polynomial map
T : A
n
→A
m
, the T
i
are uniquely determined by T (see Problem 1.4), so we often
write T =(T
1
, . . . , T
m
).
Proposition 1. Let V ⊂A
n
, W ⊂A
m
be afﬁne varieties. There is a natural onetoone
correspondence between the polynomial maps ϕ: V →W and the homomorphisms
˜ ϕ: Γ(W) →Γ(V ). Any such ϕ is the restriction of a polynomial map fromA
n
to A
m
.
Proof. Suppose α: Γ(W) → Γ(V ) is a homomorphism. Choose T
i
∈ k[X
1
, . . . , X
n
]
such that α(I (W)residue of X
i
) = (I (V )residue of T
i
), for i = 1, . . . , m. Then T =
(T
1
, . . . , T
m
) is a polynomial mapfromA
n
toA
m
, inducing
˜
T : Γ(A
m
) =k[X
1
, . . . , X
m
] →
Γ(A
n
) =k[X
1
, . . . , X
n
]. It is easy to check that
˜
T(I (W)) ⊂ I (V ), and hence that T(V ) ⊂
W, and so T restricts to a polynomial map ϕ: V →W. It is also easy to verify that
˜ ϕ=α. Since we know how to construct ˜ ϕ fromϕ, this completes the proof.
A polynomial map ϕ: V →W is an isomorphism if there is a polynomial map
ψ: W →V such that ψ◦ ϕ = identity on V , ϕ◦ ψ = identity on W. Proposition 1
shows that two afﬁne varieties are isomorphic if and only if their coordinate rings
are isomorphic (over k).
2.3. COORDINATE CHANGES 19
Problems
2.6.
∗
Let ϕ: V →W, ψ: W →Z. Showthat ¯ ψ◦ϕ= ˜ ϕ◦ ˜ ψ. Showthat the composition
of polynomial maps is a polynomial map.
2.7.
∗
If ϕ: V →W is a polynomial map, and X is an algebraic subset of W, showthat
ϕ
−1
(X) is an algebraic subset of V . If ϕ
−1
(X) is irreducible, and X is contained in the
image of ϕ, show that X is irreducible. This gives a useful test for irreducibility.
2.8. (a) Showthat {(t , t
2
, t
3
) ∈ A
3
(k)  t ∈ k} is an afﬁne variety. (b) Showthat V (X Z −
Y
2
, Y Z −X
3
, Z
2
−X
2
Y ) ⊂A
3
(C) is a variety. (Hint:: Y
3
−X
4
, Z
3
−X
5
, Z
4
−Y
5
∈ I (V ).
Find a polynomial map fromA
1
(C) onto V .)
2.9.
∗
Let ϕ: V →W be a polynomial map of afﬁne varieties, V
⊂V , W
⊂W subva
rieties. Suppose ϕ(V
) ⊂W
. (a) Show that ˜ ϕ(I
W
(W
)) ⊂ I
V
(V
) (see Problems 2.3).
(b) Show that the restriction of ϕ gives a polynomial map fromV
to W
.
2.10.
∗
Show that the projection map pr: A
n
→A
r
, n ≥r , deﬁned by pr(a
1
, . . . , a
n
) =
(a
1
, . . . , a
r
) is a polynomial map.
2.11. Let f ∈ Γ(V ), V a variety ⊂A
n
. Deﬁne
G( f ) ={(a
1
, . . . , a
n
, a
n+1
) ∈ A
n+1
 (a
1
, . . . , a
n
) ∈V and a
n+1
= f (a
1
, . . . , a
n
)},
the graph of f . Show that G( f ) is an afﬁne variety, and that the map (a
1
, . . . , a
n
) →
(a
1
, . . . , a
n
, f (a
1
, . . . , a
n
)) deﬁnes an isomorphism of V with G( f ). (Projection gives
the inverse.)
2.12. (a)] Let ϕ: A
1
→V =V (Y
2
−X
3
) ⊂A
2
be deﬁned by ϕ(t ) =(t
2
, t
3
). Show that
although ϕ is a onetoone, onto polynomial map, ϕ is not an isomorphism. (Hint::
˜ ϕ(Γ(V )) = k[T
2
, T
3
] ⊂ k[T] = Γ(A
1
).) (b) Let ϕ: A
1
→V =V (Y
2
−X
2
(X +1)) be de
ﬁned by ϕ(t ) = (t
2
−1, t (t
2
−1)). Show that ϕ is onetoone and onto, except that
ϕ(±1) =(0, 0).
2.13. Let V =V (X
2
−Y
3
, Y
2
−Z
3
) ⊂A
3
as in Problem 1.40, α: Γ(V ) →k[T] induced
by the homomorphism α of that problem. (a) What is the polynomial map f from
A
1
to V such that
˜
f =α? (b) Show that f is onetoone and onto, but not an isomor
phism.
2.3 Coordinate Changes
If T =(T
1
, . . . , T
m
) is a polynomial map fromA
n
to A
m
, and F is a polynomial in
k[X
1
, . . . , X
m
], we let F
T
=
˜
T(F) = F(T
1
, . . . , T
m
). For ideals I and algebraic sets V in
A
m
, I
T
will denote the ideal in k[X
1
, . . . , X
n
] generated by {F
T
 F ∈ I } and V
T
the
algebraic set T
−1
(V ) =V (I
T
), where I = I (V ). If V is the hypersurface of F, V
T
is the
hypersurface of F
T
(if F
T
is not a constant).
Anafﬁne change of coordinates onA
n
is a polynomial mapT =(T
1
, . . . , T
n
) : A
n
→
A
n
such that each T
i
is a polynomial of degree 1, and such that T is onetoone
and onto. If T
i
=
¸
a
i j
X
j
+a
i 0
, then T = T
◦ T
, where T
is a linear map (T
i
=
¸
a
i j
X
j
) and T
is a translation (T
i
= X
i
+a
i 0
). Since any translation has an inverse
(also a translation), it follows that T will be onetoone (and onto) if and only if T
is
20 CHAPTER 2. AFFINE VARIETIES
invertible. If T andU are afﬁne changes of coordinates on A
n
, then so are T ◦U and
T
−1
; T is an isomorphism of the variety A
n
with itself.
Problems
2.14.
∗
A set V ⊂ A
n
(k) is called a linear subvariety of A
n
(k) if V = V (F
1
, . . . , F
r
) for
some polynomials F
i
of degree 1. (a) Show that if T is an afﬁne change of coordi
nates on A
n
, then V
T
is also a linear subvariety of A
n
(k). (b) If V = , show that
there is an afﬁne change of coordinates T of A
n
such that V
T
= V (X
m+1
, . . . , X
n
).
(Hint:: use induction on r .) So V is a variety. (c) Show that the m that appears in
part (b) is independent of the choice of T. It is called the dimension of V . Then
V is then isomorphic (as a variety) to A
m
(k). (Hint:: Suppose there were an afﬁne
change of coordinates T such that V (X
m+1
, . . . , X
n
)
T
=V (X
s+1
, . . . , X
n
), m< s; show
that T
m+1
, . . . , T
n
would be dependent.)
2.15.
∗
Let P =(a
1
, . . . , a
n
), Q =(b
1
, . . . , b
n
) be distinct points of A
n
. The line through
P andQ is deﬁned to be {a
1
+t (b
1
−a
1
), . . . , a
n
+t (b
n
−a
n
))  t ∈ k}. (a) Showthat if L is
the line through P and Q, and T is an afﬁne change of coordinates, then T(L) is the
line through T(P) and T(Q). (b) Show that a line is a linear subvariety of dimension
1, and that a linear subvariety of dimension1 is the line throughany two of its points.
(c) Showthat, in A
2
, a line is the same thing as a hyperplane. (d) Let P, P
∈ A
2
, L
1
, L
2
two distinct lines through P, L
1
, L
2
distinct lines through P
. Show that there is an
afﬁne change of coordinates T of A
2
such that T(P) =P
and T(L
i
) =L
i
, i =1, 2.
2.16. Let k =C. Give A
n
(C) =C
n
the usual topology (obtained by identifying C with
R
2
, and hence C
n
with R
2n
). Recall that a topological space X is pathconnected if for
any P,Q ∈ X, there is a continuous mapping γ: [0, 1] →X such that γ(0) =P, γ(1) =Q.
(a) Show that CS is pathconnected for any ﬁnite set S. (b) Let V be an algebraic
set in A
n
(C). Show that A
n
(C) V is pathconnected. (Hint:: If P,Q ∈ A
n
(C) V , let
L be the line through P and Q. Then L ∩V is ﬁnite, and L is isomorphic to A
1
(C).)
2.4 Rational Functions and Local Rings
Let V be a nonempty variety in A
n
, Γ(V ) its coordinate ring. Since Γ(V ) is a do
main, we may formits quotient ﬁeld. This ﬁeldis calledthe ﬁeld of rational functions
on V , and is written k(V ). An element of k(V ) is a rational function on V .
If f is a rational function onV , and P ∈V , we say that f is deﬁned at P if for some
a, b ∈ Γ(V ), f = a/b, and b(P) = 0. Note that there may be many different ways to
write f as a ratio of polynomial functions; f is deﬁned at P if it is possible to ﬁnd a
“denominator” for f that doesn’t vanish at P. If Γ(V ) is a UFD, however, there is an
essentially unique representation f = a/b, where a and b have no common factors
(Problem 1.2), and then f is deﬁned at P if and only if b(P) =0.
Example. V =V (XW−Y Z) ⊂A
4
(k). Γ(V ) =k[X, Y, Z, W]/(XW−Y Z). Let X, Y , Z, W
be the residues of X, Y, Z, W in Γ(V ). Then X/Y = Z/W = f ∈ k(V ) is deﬁned at
P =(x, y, z, w) ∈V if y =0 or w =0 (see Problem 2.20).
2.4. RATIONAL FUNCTIONS ANDLOCAL RINGS 21
Let P ∈ V . We deﬁne O
P
(V ) to be the set of rational functions on V that are
deﬁned at P. It is easy to verify that O
P
(V ) forms a subring of k(V ) containing Γ(V ) :
k ⊂Γ(V ) ⊂O
P
(V ) ⊂k(V ). The ring O
P
(V ) is called the local ring of V at P.
The set of points P ∈ V where a rational function f is not deﬁned is called the
pole set of f .
Proposition 2. (1) The pole set of a rational function is an algebraic subset of V .
(2) Γ(V ) =
¸
P∈V
O
P
(V ).
Proof. Suppose V ⊂ A
n
. For G ∈ k[X
1
, . . . , X
n
], denote the residue of G in Γ(V ) by
G. Let f ∈ k(V ). Let J
f
= {G ∈ k[X
1
, . . . , X
n
]  Gf ∈ Γ(V )}. Note that J
f
is an ideal
in k[X
1
, . . . , X
n
] containing I (V ), and the points of V (J
f
) are exactly those points
where f is not deﬁned. This proves (1). If f ∈
¸
P∈V
O
P
(V ), V (J
f
) = , so 1 ∈ J
f
(Nullstellensatz!), i.e., 1· f = f ∈ Γ(V ), which proves (2).
Suppose f ∈ O
P
(V ). We can then deﬁne the value of f at P, written f (P), as fol
lows: write f = a/b, a, b ∈ Γ(V ), b(P) =0, and let f (P) = a(P)/b(P) (one checks that
this is independent of the choice of a and b.) The ideal m
P
(V ) ={ f ∈ O
P
(V )  f (P) =
0} is called the maximal ideal of V at P. It is the kernel of the evaluation homomor
phism f → f (P) of O
P
(V ) onto k, so O
P
(V )/m
P
(V ) is isomorphic to k. An element
f ∈ O
P
(V ) is a unit in O
P
(V ) if and only if f (P) =0, so m
P
(V ) ={nonunits of O
P
(V )}.
Lemma. The following conditions on a ring R are equivalent:
(1) The set of nonunits in R forms an ideal.
(2) R has a unique maximal ideal that contains every proper ideal of R.
Proof. Let m = {nonunits of R}. Clearly every proper ideal of R is contained in m;
the lemma is an immediate consequence of this.
A ring satisfying the conditions of the lemma is called a local ring; the units are
those elements not belonging to the maximal ideal. We have seen that O
P
(V ) is a
local ring, and m
P
(V ) is its unique maximal ideal. These local rings play a promi
nent role in the modern study of algebraic varieties. All the properties of V that
depend only on a “neighborhood” of P (the “local” properties) are reﬂected in the
ring O
P
(V ). See Problem 2.18 for one indication of this.
Proposition 3. O
P
(V ) is a Noetherian local domain.
Proof. We must show that any ideal I of O
P
(V ) is ﬁnitely generated. Since Γ(V ) is
Noetherian (Problem1.22), choose generators f
1
, . . . , f
r
for the ideal I ∩Γ(V ) of Γ(V ).
We claim that f
1
, . . . , f
r
generate I as an ideal in O
P
(V ). For if f ∈ I ⊂O
P
(V ), there is
a b ∈ Γ(V ) with b(P) =0 and bf ∈ Γ(V ); then bf ∈ Γ(V ) ∩I , so bf =
¸
a
i
f
i
, a
i
∈ Γ(V );
therefore f =
¸
(a
i
/b) f
i
, as desired.
Problems
2.17. Let V = V (Y
2
− X
2
(X +1)) ⊂ A
2
, and X, Y the residues of X, Y in Γ(V ); let
z =Y /X ∈ k(V ). Find the pole sets of z and of z
2
.
22 CHAPTER 2. AFFINE VARIETIES
2.18. Let O
P
(V ) be the local ring of a variety V at a point P. Show that there is a nat
ural onetoone correspondence between the prime ideals in O
P
(V ) and the subva
rieties of V that pass through P. (Hint:: If I is prime in O
P
(V ), I ∩Γ(V ) is prime in
Γ(V ), and I is generated by I ∩Γ(V ); use Problem 2.2.)
2.19. Let f be a rational function on a variety V . Let U = {P ∈ V  f is deﬁned at
P}. Then f deﬁnes a function from U to k. Show that this function determines f
uniquely. So a rational function may be considered as a type of function, but only
on the complement of an algebraic subset of V , not on V itself.
2.20. Inthe example giveninthis section, showthat it is impossible to write f =a/b,
where a, b ∈ Γ(V ), and b(P) = 0 for every P where f is deﬁned. Show that the pole
set of f is exactly {(x, y, z, w)  y =0 and w =0}.
2.21.
∗
Let ϕ: V →W be a polynomial map of afﬁne varieties, ˜ ϕ: Γ(W) →Γ(V ) the
induced map on coordinate rings. Suppose P ∈ V , ϕ(P) =Q. Show that ˜ ϕ extends
uniquely to a ring homomorphism(also written ˜ ϕ) fromO
Q
(W) to O
P
(V ). (Note that
˜ ϕ may not extend to all of k(W).) Show that ˜ ϕ(m
Q
(W)) ⊂m
P
(V ).
2.22.
∗
Let T : A
n
→ A
n
be an afﬁne change of coordinates, T(P) = Q. Show that
˜
T : O
Q
(A
n
) → O
P
(A
n
) is an isomorphism. Show that
˜
T induces an isomorphism
fromO
Q
(V ) to O
P
(V
T
) if P ∈V
T
, for V a subvariety of A
n
.
2.5 Discrete Valuation Rings
Our study of plane curves will be made easier if we have at our disposal several
concepts and facts of an algebraic nature. They are put into the next few sections to
avoid disrupting later geometric arguments.
Proposition 4. Let R be a domain that is not a ﬁeld. Then the following are equiva
lent:
(1) R is Noetherian and local, and the maximal ideal is principal.
(2) There is an irreducible element t ∈ R such that every nonzero z ∈ R may be
written uniquely in the form z =ut
n
, u a unit in R, n a nonnegative integer.
Proof. (1) implies (2): Let m be the maximal ideal, t a generator for m. Suppose
ut
n
= vt
m
, u, v units, n ≥ m. Then ut
n−m
= v is a unit, so n = m and u = v. Thus
the expression of any z =ut
n
is unique. To show that any z has such an expression,
we may assume z is not a unit, so z = z
1
t for some z
1
∈ R. If z
1
is a unit we are
ﬁnished, so assume z
1
= z
2
t . Continuing in this way, we ﬁnd an inﬁnite sequence
z
1
, z
2
, . . . with z
i
= z
i +1
t . Since R is Noetherian, the chain of ideals (z
1
) ⊂ (z
2
) ⊂ · · ·
must have a maximal member (Chapter 1, Section 5), so (z
n
) = (z
n+1
) for some n.
Then z
n+1
=vz
n
for some v ∈ R, so z
n
=vt z
n
and vt =1. But t is not a unit.
(2) implies (1): (We don’t really need this part.) m= (t ) is clearly the set of non
units. It is not hard to see that the only ideals in R are the principal ideals (t
n
), n a
nonnegative integer, so R is a PID.
A ring R satisfying the conditions of Proposition 4 is called a discrete valuation
ring, written DVR. An element t as in (2) is called a uniformizing parameter for R;
2.5. DISCRETE VALUATIONRINGS 23
any other uniformizing parameter is of the form ut , u a unit in R. Let K be the
quotient ﬁeld of R. Then (when t is ﬁxed) any nonzero element z ∈ K has a unique
expression z =ut
n
, u a unit in R, n ∈ Z (see Problem 1.2). The exponent n is called
the order of z, and is written n =ord(z); we deﬁne ord(0) =∞. Note that R ={z ∈ K 
ord(z) ≥0}, and m={z ∈ K  ord(z) >0} is the maximal ideal in R.
Problems
2.23.
∗
Showthat the order function on K is independent of the choice of uniformiz
ing parameter.
2.24.
∗
Let V = A
1
, Γ(V ) = k[X], K = k(V ) = k(X). (a) For each a ∈ k =V , show that
O
a
(V ) is a DVR with uniformizing parameter t = X −a. (b) Show that O
∞
= {F/G ∈
k(X)  deg(G) ≥deg(F)} is also a DVR, with uniformizing parameter t =1/X.
2.25. Let p ∈ Z be a prime number. Show that {r ∈ Q  r = a/b, a, b ∈ Z, p doesn’t
divide b} is a DVR with quotient ﬁeld Q.
2.26.
∗
Let R be a DVR with quotient ﬁeld K; let m be the maximal ideal of R. (a)
Show that if z ∈ K, z ∈ R, then z
−1
∈ m. (b) Suppose R ⊂S ⊂K, and S is also a DVR.
Suppose the maximal ideal of S contains m. Show that S =R.
2.27. Show that the DVR’s of Problem 2.24 are the only DVR’s with quotient ﬁeld
k(X) that contain k. Show that those of Problem 2.25 are the only DVR’s with quo
tient ﬁeld Q.
2.28.
∗
An order function on a ﬁeld K is a function ϕ from K onto Z∪{∞}, satisfying:
(i) ϕ(a) =∞if and only if a =0.
(ii) ϕ(ab) =ϕ(a) +ϕ(b).
(iii) ϕ(a +b) ≥min(ϕ(a), ϕ(b)).
Show that R = {z ∈ K  ϕ(z) ≥ 0} is a DVR with maximal ideal m= {z  ϕ(z) > 0}, and
quotient ﬁeld K. Conversely, show that if R is a DVR with quotient ﬁeld K, then the
function ord: K →Z∪{∞} is an order function on K. Giving a DVR with quotient
ﬁeld K is equivalent to deﬁning an order function on K.
2.29.
∗
Let R be a DVR with quotient ﬁeld K, ord the order function on K. (a) If
ord(a) < ord(b), show that ord(a +b) = ord(a). (b) If a
1
, . . . , a
n
∈ K, and for some
i , ord(a
i
) <ord(a
j
) (all j =i ), then a
1
+· · · +a
n
=0.
2.30.
∗
Let R be a DVR with maximal ideal m, and quotient ﬁeld K, and suppose a
ﬁeld k is a subring of R, and that the composition k →R →R/m is an isomorphism
of k with R/m (as for example in Problem 2.24). Verify the following assertions:
(a) For any z ∈ R, there is a unique λ∈ k such that z −λ∈ m.
(b) Let t be a uniformizing parameter for R, z ∈ R. Then for any n ≥ 0 there are
unique λ
0
, λ
1
, . . . , λ
n
∈ k and z
n
∈ R such that z =λ
0
+λ
1
t +λ
2
t
2
+· · ·+λ
n
t
n
+z
n
t
n+1
.
(Hint:: For uniqueness use Problem 2.29; for existence use (a) and induction.)
2.31. Let k be a ﬁeld. The ring of formal power series over k, written k[[X]], is de
ﬁned to be {
¸
∞
i =0
a
i
X
i
 a
i
∈ k}. (As with polynomials, a rigorous deﬁnition is best
given in terms of sequences (a
0
, a
1
, . . . ) of elements in k; here we allow an inﬁnite
24 CHAPTER 2. AFFINE VARIETIES
number of nonzero terms.) Deﬁne the sum by
¸
a
i
X
i
+
¸
b
i
X
i
=
¸
(a
i
+b
i
)X
i
, and
the product by (
¸
a
i
X
i
)(
¸
b
i
X
i
) =
¸
c
i
X
i
, where c
i
=
¸
j +k=i
a
j
b
k
. Showthat k[[X]]
is a ring containing k[X] as a subring. Show that k[[X]] is a DVR with uniformizing
parameter X. Its quotient ﬁeld is denoted k((X)).
2.32. Let R be a DVR satisfying the conditions of Problem 2.30. Any z ∈ R then de
termines a power series λ
i
X
i
, if λ
0
, λ
1
, . . . are determined as in Problem 2.30(b). (a)
Showthat the map z →
¸
λ
i
X
i
is a onetoone ring homomorphismof R into k[[X]].
We often write z =
¸
λ
i
t
i
, and call this the power series expansion of z in terms of t .
(b) Show that the homomorphism extends to a homomorphism of K into k((X)),
and that the order function on k((X)) restricts to that on K. (c) Let a =0 in Problem
2.24, t = X. Find the power series expansion of z =(1−X)
−1
and of (1−X)(1+X
2
)
−1
in terms of t .
2.6 Forms
Let R be a domain. If F ∈ R[X
1
, . . . , X
n+1
] is a form, we deﬁne F
∗
∈ R[X
1
, . . . , X
n
]
by setting F
∗
= F(X
1
, . . . , X
n
, 1). Conversely, for any polynomial f ∈ R[X
1
, . . . , X
n
] of
degree d, write f = f
0
+ f
1
+· · · + f
d
, where f
i
is a form of degree i , and deﬁne f
∗
∈
R[X
1
, . . . , X
n+1
] by setting
f
∗
= X
d
n+1
f
0
+X
d−1
n+1
f
1
+· · · + f
d
= X
d
n+1
f (X
1
/X
n+1
, . . . , X
n
/X
n+1
);
f
∗
is a formof degree d. (These processes are often described as “dehomogenizing”
and “homogenizing” polynomials with respect to X
n+1
.) The proof of the following
proposition is left to the reader:
Proposition 5. (1) (FG)
∗
=F
∗
G
∗
; ( f g)
∗
= f
∗
g
∗
.
(2) If F =0 and r is the highest power of X
n+1
that divides F, then X
r
n+1
(F
∗
)
∗
=F;
( f
∗
)
∗
= f .
(3) (F +G)
∗
= F
∗
+G
∗
; X
t
n+1
( f +g)
∗
= X
r
n+1
f
∗
+X
s
n+1
g
∗
, where r = deg(g), s =
deg( f ), and t =r +s −deg( f +g).
Corollary. Up to powers of X
n+1
, factoring a form F ∈ R[X
1
, . . . , X
n+1
] is the same as
factoring F
∗
∈ R[X
1
, . . . , X
n
]. In particular, if F ∈ k[X, Y ] is a form, k algebraically
closed, then F factors into a product of linear factors.
Proof. The ﬁrst claim follows directly from (1) and (2) of the proposition. For the
second, write F =Y
r
G, where Y doesn’t divide G. Then F
∗
=G
∗
=
¸
(X −λ
i
) since
k is algebraically closed, so F =Y
r
¸
(X −λ
i
Y ).
Problems
2.33. Factor Y
3
−2XY
2
+2X
2
Y +X
3
into linear factors in C[X, Y ].
2.34. Suppose F,G ∈ k[X
1
, . . . , X
n
] are forms of degree r , r +1 respectively, with no
common factors (k a ﬁeld). Show that F +G is irreducible.
2.7. DIRECT PRODUCTS OF RINGS 25
2.35.
∗
(a) Show that there are d +1 monomials of degree d in R[X, Y ], and 1 +2 +
· · · +(d +1) =(d +1)(d +2)/2 monomials of degree d in R[X, Y, Z]. (b) Let V (d, n) =
{forms of degree d in k[X
1
, . . . , X
n
]}, k a ﬁeld. Showthat V (d, n) is a vector space over
k, and that the monomials of degree d forma basis. So dimV (d, 1) =1; dimV (d, 2) =
d +1; dimV (d, 3) = (d +1)(d +2)/2. (c) Let L
1
, L
2
, . . . and M
1
, M
2
, . . . be sequences
of nonzero linear forms in k[X, Y ], and assume no L
i
= λM
j
, λ ∈ k. Let A
i j
=
L
1
L
2
. . . L
i
M
1
M
2
. . . M
j
, i , j ≥ 0 (A
00
= 1). Show that {A
i j
 i + j = d} forms a basis
for V (d, 2).
2.36. With the above notation, show that dimV (d, n) =
¸
d+n−1
n−1
¸
, the binomial coef
ﬁcient.
2.7 Direct Products of Rings
If R
1
, . . . , R
n
are rings,the cartesian product R
1
×· · · ×R
n
is made into a ring as
follows: (a
1
, . . . , a
n
) +(b
1
, . . . , b
n
) =(a
1
+b
1
, . . . , a
n
+b
n
), and (a
1
, . . . , a
n
)(b
1
, . . . , b
n
) =
(a
1
b
1
, . . . , a
n
b
n
). This ring is called the direct product of R
1
, . . . , R
n
, and is written
¸
n
i =1
R
i
. The natural projection maps π
i
:
¸
n
j =1
R
j
→R
i
taking (a
1
, . . . , a
n
) to a
i
are
ring homomorphisms.
The direct product is characterized by the following property: given any ring R,
and ring homomorphisms ϕ
i
: R →R
i
, i =1, . . . , n, there is a unique ring homomor
phismϕ: R →
¸
n
i =1
R
i
such that π
i
◦ϕ = ϕ
i
. In particular, if a ﬁeld k is a subring of
each R
i
, k may be regarded as a subring of
¸
n
i =1
R
i
.
Problems
2.37. What are the additive and multiplicative identities in
¸
R
i
? Is the map fromR
i
to
¸
R
j
taking a
i
to (0, . . . , a
i
, . . . , 0) a ring homomorphism?
2.38.
∗
Showthat if k ⊂R
i
, andeachR
i
is ﬁnitedimensional over k, thendim(
¸
R
i
) =
¸
dimR
i
.
2.8 Operations with Ideals
Let I , J be ideals in a ring R. The ideal generated by {ab  a ∈ I , b ∈ J } is denoted
I J. Similarly if I
1
, . . . , I
n
are ideals, I
1
· · · I
n
is the ideal generated by {a
1
a
2
· · · a
n
 a
i
∈
I
i
}. We deﬁne I
n
to be I I · · · I (n times). Note that while I
n
contains all nth powers of
elements of I , it may not be generated by them. If I is generated by a
1
, . . . , a
r
, then
I
n
is generated by {a
i
1
i
· · · a
i
r
r

¸
i
j
=n}. And R = I
0
⊃ I
1
⊃ I
2
⊃· · · .
Example. R =k[X
1
, . . . , X
r
], I =(X
1
, . . . , X
r
). Then I
n
is generated by the monomials
of degree n, so I
n
consists of those polynomials with no terms of degree <n. It fol
lows that the residues of the monomials of degree <n forma basis of k[X
1
, . . . , X
r
]/I
n
over k.
26 CHAPTER 2. AFFINE VARIETIES
If R is a subring of a ring S, I S denotes the ideal of S generated by the elements
of I . It is easy to see that I
n
S =(I S)
n
.
Let I , J be ideals in a ring R. Deﬁne I +J = {a +b  a ∈ I , b ∈ J}. Then I +J is an
ideal; in fact, it is the smallest ideal in R that contains I and J.
Two ideals I , J in R are said to be comaximal if I + J = R, i.e., if 1 = a +b, a ∈ I ,
b ∈ J . For example, two distinct maximal ideals are comaximal.
Lemma. (1) I J ⊂ I ∩J for any ideals I and J.
(2) If I and J are comaximal, I J = I ∩J .
Proof. (1) is trivial. If I +J =R, then I ∩J =(I ∩J)R =(I ∩J)(I +J) =(I ∩J)I +(I ∩J)J ⊂
J I +I J = I J, proving (2). (See Problem 2.39.)
Problems
2.39.
∗
Prove the following relations among ideals I
i
, J, in a ring R:
(a) (I
1
+I
2
)J = I
1
J +I
2
J .
(b) (I
1
· · · I
N
)
n
= I
n
1
· · · I
n
N
.
2.40.
∗
(a) Suppose I , J are comaximal ideals in R. Show that I + J
2
= R. Show that
I
m
and J
n
are comaximal for all m, n. (b) Suppose I
1
, . . . , I
N
are ideals in R, and
I
i
and J
i
=
¸
j =i
I
j
are comaximal for all i . Show that I
n
1
∩· · · ∩I
n
N
= (I
1
· · · I
N
)
n
=
(I
1
∩· · · ∩I
N
)
n
for all n.
2.41.
∗
Let I , J be ideals in a ring R. Suppose I is ﬁnitely generated and I ⊂ Rad(J).
Show that I
n
⊂ J for some n.
2.42.
∗
(a) Let I ⊂ J be ideals in a ring R. Show that there is a natural ring homomor
phism from R/I onto R/J. (b) Let I be an ideal in a ring R, R a subring of a ring S.
Show that there is a natural ring homomorphism from R/I to S/I S.
2.43.
∗
Let P = (0, . . . , 0) ∈ A
n
, O = O
P
(A
n
), m= m
P
(A
n
). Let I ⊂ k[X
1
, . . . , X
n
] be the
ideal generated by X
1
, . . . , X
n
. Show that I O =m, so I
r
O =m
r
for all r .
2.44.
∗
Let V be a variety in A
n
, I = I (V ) ⊂k[X
1
, . . . , X
n
], P ∈ V , and let J be an ideal
of k[X
1
, . . . , X
n
] that contains I . Let J
be the image of J in Γ(V ). Show that there is
a natural homomorphismϕ fromO
P
(A
n
)/JO
P
(A
n
) to O
P
(V )/J
O
P
(V ), and that ϕ is
an isomorphism. In particular, O
P
(A
n
)/I O
P
(A
n
) is isomorphic to O
P
(V ).
2.45.
∗
Show that ideals I , J ⊂k[X
1
, . . . , X
n
] (k algebraically closed) are comaximal if
and only if V (I ) ∩V (J ) =.
2.46.
∗
Let I =(X, Y ) ⊂k[X, Y ]. Show that dim
k
(k[X, Y ]/I
n
) =1+2+· · · +n =
n(n+1)
2
.
2.9 Ideals with a Finite Number of Zeros
The proposition of this section will be used to relate local questions (in terms of
the local rings O
P
(V )) with global ones (in terms of coordinate rings).
2.10. QUOTIENT MODULES ANDEXACT SEQUENCES 27
Proposition6. Let I be an ideal in k[X
1
, . . . , X
n
] (k algebraically closed), and suppose
V (I ) ={P
1
, . . . , P
N
} is ﬁnite. Let O
i
=O
P
i
(A
n
). Then there is a natural isomorphism of
k[X
1
, . . . , X
n
]/I with
¸
N
i =1
O
i
/I O
i
.
Proof. Let I
i
= I ({P
i
}) ⊂ k[X
1
, . . . , X
n
] be the distinct maximal ideals that contain
I . Let R = k[X
1
, . . . , X
n
]/I , R
i
= O
i
/I O
i
. The natural homomorphisms (Problem
2.42(b)) ϕ
i
from R to R
i
induce a homomorphismϕ from R to
¸
N
i =1
R
i
.
By the Nullstellensatz, Rad(I ) = I ({P
1
, . . . , P
N
}) =
¸
N
i =1
I
i
, so (
¸
I
i
)
d
⊂ I for some d
(Problem 2.41). Since
¸
j =i
I
j
and I
i
are comaximal (Problem 2.45), it follows (Prob
lem 2.40) that
¸
I
d
j
=(I
1
· · · I
N
)
d
=(
¸
I
j
)
d
⊂ I .
Now choose F
i
∈ k[X
1
, . . . , X
n
] such that F
i
(P
j
) = 0 if i = j , F
i
(P
i
) = 1 (Problem
1.17). Let E
i
= 1 −(1 −F
d
i
)
d
. Note that E
i
= F
d
i
D
i
for some D
i
, so E
i
∈ I
d
j
if i = j ,
and 1−
¸
i
E
i
= (1−E
j
) −
¸
i =j
E
i
∈
¸
I
d
j
⊂ I . In addition, E
i
−E
2
i
= E
i
(1−F
d
i
)
d
is in
¸
j =i
I
d
j
· I
d
i
⊂ I . If we let e
i
be the residue of E
i
in R, we have e
2
i
=e
i
, e
i
e
j
=0 if i = j ,
and
¸
e
i
=1.
Claim. If G ∈ k[X
1
, . . . , X
n
], and G(P
i
) =0, then there is a t ∈ R such that t g =e
i
,
where g is the I residue of G.
Assuming the claim for the moment, we show how to conclude that ϕ is an iso
morphism:
ϕ is onetoone: If ϕ( f ) = 0, then for each i there is a G
i
with G
i
(P
i
) = 0 and
G
i
F ∈ I ( f = I residue of F). Let t
i
g
i
=e
i
. Then f =
¸
e
i
f =
¸
t
i
g
i
f =0.
ϕ is onto: Since E
i
(P
i
) =1, ϕ
i
(e
i
) is a unit in R
i
; since ϕ
i
(e
i
)ϕ
i
(e
j
) =ϕ
i
(e
i
e
j
) =0
if i = j , ϕ
i
(e
j
) = 0 for i = j . Therefore ϕ
i
(e
i
) = ϕ
i
(
¸
e
j
) = ϕ
i
(1) = 1. Now suppose
z = (a
1
/s
1
, . . . , a
N
/s
N
) ∈
¸
R
i
. By the claim, we may ﬁnd t
i
so that t
i
s
i
= e
i
; then
a
i
/s
i
=a
i
t
i
in R
i
, so ϕ
i
(
¸
t
j
a
j
e
j
) =ϕ
i
(t
i
a
i
) =a
i
/s
i
, and ϕ(
¸
t
j
a
j
e
j
) =z.
To prove the claim, we may assume that G(P
i
) =1. Let H =1−G. It follows that
(1−H)(E
i
+HE
i
+· · · +H
d−1
E
i
) = E
i
−H
d
E
i
. Then H ∈ I
i
, so H
d
E
i
∈ I . Therefore
g(e
i
+he
i
+· · · +h
d−1
e
i
) =e
i
, as desired.
Corollary 1. dim
k
(k[X
1
, . . . , X
n
]/I ) =
¸
N
i =1
dim
k
(O
i
/I O
i
).
Corollary 2. If V (I ) ={P}, then k[X
1
, . . . , X
n
]/I is isomorphic to O
P
(A
n
)/I O
P
(A
n
).
Problem
2.47. Suppose R is a ring containing k, and R is ﬁnite dimensional over k. Showthat
R is isomorphic to a direct product of local rings.
2.10 Quotient Modules and Exact Sequences
Let R be a ring, M, M
Rmodules. A homomorphism ϕ: M → M
of abelian
groups is called an Rmodule homomorphism if ϕ(am) = aϕ(m) for all a ∈ R, m ∈
M. It is an Rmodule isomorphism if it is onetoone and onto.
If N is a submodule of anRmodule M, the quotient group M/N of cosets of N in
M is made into an Rmodule in the following way: if m is the coset (or equivalence
28 CHAPTER 2. AFFINE VARIETIES
class) containing m, and a ∈ R, deﬁne am= am. It is easy to verify that this makes
M/N into an Rmodule in such a way that the natural map from M to M/N is an
Rmodule homomorphism. This M/N is called the quotient module of M by N.
Let ψ: M
→ M, ϕ: M → M
be Rmodule homomorphisms. We say that the
sequence (of modules and homomorphisms)
M
ψ
−→M
ϕ
−→M
is exact (or exact at M) if Im(ψ) = Ker(ϕ). Note that there are unique Rmodule
homomorphismfromthe zeromodule 0 to any Rmodule M, andfromM to 0. Thus
M
ϕ
−→M
−→0 is exact if and only if ϕ is onto, and 0 −→M
ψ
−→M is exact if and
only if ψis onetoone.
If ϕ
i
: M
i
→M
i +1
are Rmodule homomorphisms, we say that the sequence
M
1
ϕ
1
−→M
2
ϕ
2
−→ · · ·
ϕ
n
−→M
n+1
is exact if Im(ϕ
i
) =Ker(ϕ
i +1
) for each i =1, . . . , n. Thus 0 −→M
ψ
−→M
ϕ
−→M
−→0
is exact if and only if ϕ is onto, and ψmaps M
isomorphically onto the kernel of ϕ.
Proposition 7. (1) Let 0 −→V
ψ
−→V
ϕ
−→V
−→0 be an exact sequence of ﬁnite
dimensional vector spaces over a ﬁeld k. Then dimV
+dimV
=dimV .
(2) Let
0 −→V
1
ϕ
1
−→V
2
ϕ
2
−→V
3
ϕ
3
−→V
4
−→0
be an exact sequence of ﬁnitedimensional vector spaces. Then
dimV
4
=dimV
3
−dimV
2
+dimV
1
.
Proof. (1) is just an abstract version of the ranknullity theoremfor a linear transfor
mation ϕ: V →V
of ﬁnitedimensional vector spaces.
(2) follows from (1) by letting W =Im(ϕ
2
) =Ker(ϕ
3
). For then 0 −→V
1
ϕ
1
−→V
2
ϕ
2
−→
W −→0 and 0 −→W
ψ
−→V
3
ϕ
3
−→V
4
−→0 are exact, where ψis the inclusion, and the
result follows by subtraction.
Problems
2.48.
∗
Verify that for any Rmodule homomorphismϕ: M →M
, Ker(ϕ) and Im(ϕ)
are submodules of M and M
respectively. Show that
0 −→Ker(ϕ) −→M
ϕ
−→Im(ϕ) −→0
is exact.
2.49.
∗
(a) Let N be a submodule of M, π: M →M/N the natural homomorphism.
Suppose ϕ: M →M
is a homomorphism of Rmodules, and ϕ(N) = 0. Show that
there is a unique homomorphismϕ: M/N →M
such that ϕ◦π =ϕ. (b) If N and P
2.11. FREE MODULES 29
are submodules of a module M, with P ⊂N, then there are natural homomorphisms
from M/P onto M/N and from N/P into M/P. Show that the resulting sequence
0 −→N/P −→M/P −→M/N −→0
is exact (“Second Noether Isomorphism Theorem”). (c) Let U ⊂ W ⊂ V be vector
spaces, with V /U ﬁnitedimensional. Then dimV /U =dimV /W +dimW/U. (d) If
J ⊂ I are ideals in a ring R, there is a natural exact sequence of Rmodules:
0 −→I /J −→R/J −→R/I −→0.
(e) If O is a local ring with maximal ideal m, there is a natural exact sequence of
Omodules
0 −→m
n
/m
n+1
−→O/m
n+1
−→O/m
n
−→0.
2.50.
∗
Let R be a DVRsatisfying the conditions of Problem2.30. Then m
n
/m
n+1
is an
Rmodule, and so also a kmodule, since k ⊂ R. (a) Show that dim
k
(m
n
/m
n+1
) = 1
for all n ≥ 0. (b) Show that dim
k
(R/m
n
) = n for all n > 0. (c) Let z ∈ R. Show that
ord(z) =n if (z) =m
n
, and hence that ord(z) =dim
k
(R/(z)).
2.51. Let 0 −→V
1
−→· · · −→V
n
−→0 be an exact sequence of ﬁnitedimensional
vector spaces. Show that
¸
(−1)
i
dim(V
i
) =0.
2.52.
∗
Let N, P be submodules of a module M. Show that the subgroup N +P =
{n +p  n ∈ N, p ∈ P} is a submodule of M. Show that there is a natural Rmodule
isomorphism of N/N ∩P onto N +P/P (“First Noether Isomorphism Theorem”).
2.53.
∗
Let V be a vector space, W a subspace, T : V →V a onetoone linear map
such that T(W) ⊂ W, and assume V /W and W/T(W) are ﬁnitedimensional. (a)
Show that T induces an isomorphism of V /W with T(V )/T(W). (b) Construct an
isomorphism between T(V )/(W ∩T(V )) and (W +T(V ))/W, and an isomorphism
between W/(W ∩T(V )) and (W +T(V ))/T(V ). (c) Use Problem 2.49(c) to show that
dimV /(W +T(V )) =dim(W ∩T(V ))/T(W). (d) Conclude ﬁnally that dimV /T(V ) =
dimW/T(W).
2.11 Free Modules
Let R be a ring, X any set. Let M
X
={mapping s ϕ: X →R  ϕ(x) =0 for all but a
ﬁnite number of x ∈ X}. This M
X
is made into an Rmodule as follows: (ϕ+ψ)(x) =
ϕ(x) +ψ(x), and (aϕ)(x) = aϕ(x) for ϕ, ψ ∈ M
X
, a ∈ R, x ∈ X. The module M
X
is
called the free Rmodule on the set X. If we deﬁne ϕ
x
∈ M
X
by the rules: ϕ
x
(y) = 0
if y = x, ϕ
x
(x) = 1, then every ϕ ∈ M
X
has a unique expression ϕ =
¸
a
x
ϕ
x
, where
a
x
∈ R (in fact, a
x
= ϕ(x)). Usually we write x instead of ϕ
x
, and consider X as a
subset of M
X
. We say that X is a basis for M
X
: the elements of M
X
are just “formal
sums”
¸
a
x
x.
M
X
is characterized by the following property: If α: X →M is any mapping from
the set X to an Rmodule M, then αextends uniquely to a homomorphismfromM
X
to M.
30 CHAPTER 2. AFFINE VARIETIES
An Rmodule M is said to be free with basis m
1
, . . . , m
n
∈ M if for X the set
{m
1
, . . . , m
n
} with n elements, the natural homomorphism from M
X
to M is an iso
morphism.
If R =Z, a free Zmodule on X is called the free abelian group on X.
Problems
2.54. What does M being free on m
1
, . . . , m
n
say in terms of the elements of M?
2.55. Let F = X
n
+a
1
X
n−1
+· · · +a
n
be a monic polynomial in R[X]. Show that
R[X]/(F) is a free Rmodule with basis 1, X, . . . , X
n−1
, where X is the residue of X.
2.56. Show that a subset X of a module M generates M if and only if the homomor
phism M
X
→M is onto. Every module is isomorphic to a quotient of a free module.
Chapter 3
Local Properties of Plane Curves
3.1 Multiple Points and Tangent Lines
We have seen that afﬁne plane curves correspond to nonconstant polynomials
F ∈ k[X, Y ] without multiple factors, where F is determined up to multiplication by
a nonzero constant (Chapter 1, Section 6). For some purposes it is useful to allow F
to have multiple factors, so we modify our deﬁnition slightly:
We say that two polynomials F,G ∈ k[X, Y ] are equivalent if F = λG for some
nonzero λ ∈ k. We deﬁne an afﬁne plane curve to be an equivalence class of non
constant polynomials under this equivalence relation. We often slur over this equiv
alence distinction, and say, e.g., “the plane curve Y
2
−X
3
”, or even “the plane curve
Y
2
= X
3
”. The degree of a curve is the degree of a deﬁning polynomial for the curve.
A curve of degree one is a line; so we speak of “the line aX +bY +c”, or “the line
aX +bY +c = 0”. If F =
¸
F
e
i
i
, where the F
i
are the irreducible factors of F, we say
that the F
i
are the components of F and e
i
is the multiplicity of the component F
i
. F
i
is a simple component if e
i
=1, and multiple otherwise. Note that the components
F
i
of F can be recovered (up to equivalence) fromV (F), but the multiplicities of the
components cannot.
If F is irreducible, V (F) is a variety in A
2
. We will usually write Γ(F), k(F), and
O
P
(F) instead of Γ(V (F)), k(V (F)), and O
P
(V (F)).
Let F be a curve, P =(a, b) ∈ F. The point P is called a simple point of F if either
derivative F
X
(P) =0 or F
Y
(P) =0. Inthis case the line F
X
(P)(X−a)+F
Y
(P)(Y −b) =0
is called the tangent line to F at P. A point that isn’t simple is called multiple (or
singular). A curve with only simple points is called a nonsingular curve.
We sketch some examples. Since R ⊂ C, A
2
(R) ⊂ A
2
(C). If F is a curve in A
2
(C),
we can only sketch the real part of F, ı.e. F ∩A
2
(R). While the pictures are an aid to
the imagination, they should not be relied upon too heavily.
31
32 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
Examples.
A =Y −X
2
B =Y
2
−X
3
+X
C =Y
2
−X
3
D =Y
2
−X
3
−X
2
E =(X
2
+Y
2
)
2
+3X
2
Y −Y
3
F =(X
2
+Y
2
)
3
−4X
2
Y
2
A calculation with derivatives shows that A and B are nonsingular curves, and
that P =(0, 0) is the only multiple point on C, D, E, and F. In the ﬁrst two examples,
the linear term of the equation for the curve is just the tangent line to the curve at
(0, 0). The lowest terms inC, D, E, andF respectively are Y
2
, Y
2
−X
2
=(Y −X)(Y +X),
3X
2
Y −Y
3
=Y (
3X−Y )(
3X+Y ), and−4X
2
Y
2
. Ineachcase, the lowest order form
picks out those lines that can best be called tangent to the curve at (0, 0).
Let F be any curve, P =(0, 0). Write F =F
m
+F
m+1
+· · · +F
n
, where F
i
is a formin
k[X, Y ] of degree i , F
m
=0. We deﬁne m to be the multiplicity of F at P =(0, 0), write
m=m
P
(F). Note that P ∈ F if and only if m
P
(F) >0. Using the rules for derivatives,
it is easy to check that P is a simple point on F if and only if m
P
(F) = 1, and in this
case F
1
is exactly the tangent line to F at P. If m = 2, P is called a double point; if
m=3, a triple point, etc.
3.1. MULTIPLE POINTS ANDTANGENT LINES 33
Since F
m
is a form in two variables, we can write F
m
=
¸
L
r
i
i
where the L
i
are
distinct lines (Corollary in §2.6). The L
i
are called the tangent lines to F at P =(0, 0);
r
i
is the multiplicity of the tangent. The line L
i
is a simple (resp. double, etc.) tangent
if r
i
= 1 (resp. 2, etc.). If F has m distinct (simple) tangents at P, we say that P is
an ordinary multiple point of F. An ordinary double point is called a node. (The
curve D has a node at (0, 0), E has an ordinary triple point, while C and F have a
nonordinary multiple point at (0, 0).) For convenience, we call a line through P a
tangent of multiplicity zero if it is not tangent to F at P.
Let F =
¸
F
e
i
i
be the factorizationof F intoirreducible components. Thenm
P
(F) =
¸
e
i
m
P
(F
i
); and if L is a tangent line to F
i
with multiplicity r
i
, then L is tangent to
F with multiplicity
¸
e
i
r
i
. (This is a consequence of the fact that the lowest degree
term of F is the product of the lowest degree terms of its factors.)
In particular, a point P is a simple point of F if and only if P belongs to just one
component F
i
of F, F
i
is a simple component of F, and P is a simple point of F
i
.
To extend these deﬁnitions to a point P =(a, b) =(0, 0), Let T be the translation
that takes (0, 0) to P, i.e., T(x, y) = (x +a, y +b). Then F
T
= F(X +a, Y +b). Deﬁne
m
P
(F) to be m
(0,0)
(F
T
), i.e., write F
T
= G
m
+G
m+1
+· · · , G
i
forms, G
m
= 0, and let
m=m
P
(F). If G
m
=
¸
L
r
i
i
, L
i
=α
i
X +β
i
Y , the lines α
i
(X −a)+β
i
(Y −b) are deﬁned
to be the tangent lines to F at P, and r
i
is the multiplicity of the tangent, etc. Note
that T takes the points of F
T
to the points of F, and the tangents to F
T
at (0, 0) to the
tangents to F at P. Since F
X
(P) = F
T
X
(0, 0) and F
Y
(P) = F
T
Y
(0, 0), P is a simple point
on F if and only if m
P
(F) = 1, and the two deﬁnitions of tangent line to a simple
point coincide.
Problems
3.1. Prove that in the above examples P = (0, 0) is the only multiple point on the
curves C, D, E, and F.
3.2. Find the multiple points, and the tangent lines at the multiple points, for each
of the following curves:
(a) Y
3
−Y
2
+X
3
−X
2
+3XY
2
+3X
2
Y +2XY
(b) X
4
+Y
4
−X
2
Y
2
(c) X
3
+Y
3
−3X
2
−3Y
2
+3XY +1
(d) Y
2
+(X
2
−5)(4X
4
−20X
2
+25)
Sketch the part of the curve in (d) that is contained in A
2
(R) ⊂A
2
(C).
3.3. If a curve F of degree n has a point P of multiplicity n, show that F consists of
n lines through P (not necessarily distinct).
3.4. Let P be a double point on a curve F. Show that P is a node if and only if
F
XY
(P)
2
=F
X X
(P)F
Y Y
(P).
3.5. (char(k) =0) Show that m
P
(F) is the smallest integer m such that for some i +
j = m,
∂
m
F
∂x
i
∂y
j
(P) = 0. Find an explicit description for the leading form for F at P in
terms of these derivatives.
34 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
3.6. Irreducible curves with given tangent lines L
i
of multiplicity r
i
may be con
structed as follows: if
¸
r
i
= m, let F =
¸
L
r
i
i
+F
m+1
, where F
m+1
is chosen to make
F irreducible (see Problem 2.34).
3.7. (a) Show that the real part of the curve E of the examples is the set of points in
A
2
(R) whose polar coordinates (r, θ) satisfy the equationr =−sin(3θ). Findthe polar
equation for the curve F. (b) If n is an odd integer ≥ 1, show that the equation r =
sin(nθ) deﬁnes the real part of a curve of degree n+1 with an ordinary ntuple point
at (0, 0). (Use the fact that sin(nθ) =Im(e
i nθ
) to get the equation; note that rotation
by π/n is a linear transformation that takes the curve into itself.) (c) Analyze the
singularities that arise by looking at r
2
=sin
2
(nθ), n even. (d) Show that the curves
constructed in (b) and (c) are all irreducible in A
2
(C). (Hint:: Make the polynomials
homogeneous with respect to a variable Z, and use §2.1.)
3.8. Let T : A
2
→ A
2
be a polynomial map, T(Q) = P. (a) Show that m
Q
(F
T
) ≥
m
P
(F). (b) Let T =(T
1
, T
2
), and deﬁne J
Q
T =(∂T
i
/∂X
j
(Q)) to be the Jacobian matrix
of T at Q. Showthat m
Q
(F
T
) =m
P
(F) if J
Q
T is invertible. (c) Showthat the converse
of (b) is false: let T =(X
2
, Y ), F =Y −X
2
, P =Q =(0, 0).
3.9. Let F ∈ k[X
1
, . . . , X
n
] deﬁne a hypersurface V (F) ⊂ A
n
. Let P ∈ A
n
. (a) Deﬁne
the multiplicity m
P
(F) of F at P. (b) If m
P
(F) = 1, deﬁne the tangent hyperplane
to F at P. (c) Examine F = X
2
+Y
2
−Z
2
, P = (0, 0). Is it possible to deﬁne tangent
hyperplanes at multiple points?
3.10. Show that an irreducible plane curve has only a ﬁnite number of multiple
points. Is this true for hypersurfaces?
3.11. Let V ⊂ A
n
be an afﬁne variety, P ∈ V . The tangent space T
P
(V ) is deﬁned
to be {(v
1
, . . . , v
n
) ∈ A
n
 for all G ∈ I (V ),
¸
G
X
i
(P)v
i
=0}. If V = V (F) is a hypersur
face, F irreducible, show that T
P
(V ) = {(v
1
, . . . , v
n
) 
¸
F
X
i
(P)v
i
= 0}. How does the
dimension of T
P
(V ) relate to the multiplicity of F at P?
3.2 Multiplicities and Local Rings
Let F be an irreducible plane curve, P ∈ F. In this section we ﬁnd the multiplicity
of P on F in terms of the local ring O
P
(F). The following notation will be useful: for
any polynomial G ∈ k[X, Y ], denote its image (residue) in Γ(F) =k[X, Y ]/(F) by g.
Theorem 1. P is a simple point of F if and only if O
P
(F) is a discrete valuation ring.
In this case, if L =aX +bY +c is any line through P that is not tangent to F at P, then
the image l of L in O
P
(F) is a uniformizing parameter for O
P
(F).
Proof. Suppose P is a simple point on F, and L is a line through P, not tangent to F
at P. By making an afﬁne change of coordinates, we may assume that P =(0, 0), that
Y is the tangent line, and that L = X (Problems 2.15(d) and 2.22). By Proposition 4
of §2.5, it sufﬁces to show that m
P
(F) is generated by x.
First note that m
P
(F) =(x, y), whether P is simple or not (Problems 2.43, 2.44).
Nowwiththe above assumptions, F =Y +higher terms. Grouping together those
terms with Y , we can write F = Y G −X
2
H, where G = 1+ higher terms, H ∈ k[X].
3.2. MULTIPLICITIES ANDLOCAL RINGS 35
Then yg =x
2
h ∈ Γ(F), so y =x
2
hg
−1
∈ (x), since g(P) =0. Thus m
P
(F) =(x, y) =(x),
as desired.
The converse will follow from Theorem 2.
Suppose P is a simple point on an irreducible curve F. We let ord
F
P
be the order
function on k(F) deﬁned by the DVR O
P
(F); when F is ﬁxed, we may write simply
ord
P
. If G ∈ k[X, Y ], and g is the image of G in Γ(F), we write ord
F
P
(G) instead of
ord
F
P
(g).
If P is a simple point on a reducible curve F, we write ord
F
P
instead of ord
F
i
P
,
where F
i
is the component of F containing P.
Suppose P is a simple point on F, and L is any line through P. Then ord
F
P
(L) =1
if L is not tangent to F at P, and ord
F
P
(L) > 1 if L is tangent to F at P. For we may
assume the conditions are as inthe proof of Theorem1; Y is the tangent, y =x
2
hg
−1
,
so ord
P
(y) =ord
P
(x
2
) +ord
P
(hg
−1
) ≥2.
The proof of the next theorem introduces a technique that will reappear at sev
eral places in our study of curves. It allows us to calculate the dimensions of certain
vector spaces of the type O
P
(V )/I , where I is an ideal in O
P
(V ).
Theorem2. Let P be a point on an irreducible curve F. Then for all sufﬁciently large
n,
m
P
(F) =dim
k
(m
P
(F)
n
/m
P
(F)
n+1
).
In particular, the multiplicity of F at P depends only on the local ring O
P
(F).
Proof. Write O, m for O
P
(F), m
P
(F) respectively. From the exact sequence
0 −→m
n
/m
n+1
−→O/m
n+1
−→O/m
n
−→0
it follows that it is enoughtoprove that dim
k
(O/m
n
) =nm
P
(F)+s, for some constant
s, and all n ≥ m
P
(F) (Problem 2.49(e) and Proposition 7 of §2.10). We may assume
that P =(0, 0), so m
n
= I
n
O, where I =(X, Y ) ⊂k[X, Y ] (Problem2.43). Since V (I
n
) =
{P}, k[X, Y ]/(I
n
, F)
∼
= O
P
(A
2
)/(I
n
, F)O
P
(A
2
)
∼
= O
P
(F)/I
n
O
P
(F) = O/m
n
(Corollary 2
of §2.9 and Problem 2.44).
Sowe are reducedtocalculating the dimensionof k[X, Y ]/(I
n
, F). Let m=m
P
(F).
Then FG ∈ I
n
whenever G ∈ I
n−m
. There is a natural ring homomorphism ϕ from
k[X, Y ]/I
n
to k[X, Y ]/(I
n
, F), and a klinear map ψfromk[X, Y ]/I
n−m
to k[X, Y ]/I
n
deﬁned by ψ(G) = FG (where the bars denote residues). It is easy to verify that the
sequence
0 −→k[X, Y ]/I
n−m
ψ
−→k[X, Y ]/I
n
ϕ
−→k[X, Y ]/(I
n
, F) −→0
is exact. Applying Problem 2.46 and Proposition 7 of §2.10 again, we see that
dim
k
(k[X, Y ]/(I
n
, F)) =nm−
m(m−1)
2
for all n ≥m, as desired.
36 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
Note that if O
P
(F) is a DVR, then Theorem 2 implies that m
P
(F) = 1 (Problem
2.50) so P is simple. This completes the proof of Theorem 1.
It should at least be remarked that the function χ(n) = dim
k
(O/m
n
), which is a
polynomial in n (for large n) is called the HilbertSamuel polynomial of the local
ring O; it plays an important role in the modern study of the multiplicities of local
rings.
Problems
3.12. A simple point P on a curve F is called a ﬂex if ord
F
P
(L) ≥ 3, where L is the
tangent to F at P. The ﬂex is called ordinary if ord
P
(L) = 3, a higher ﬂex otherwise.
(a) Let F =Y −X
n
. For which n does F have a ﬂex at P =(0, 0), and what kind of ﬂex?
(b) Suppose P = (0, 0), L = Y is the tangent line, F = Y +aX
2
+· · · . Show that P is
a ﬂex on F if and only if a = 0. Give a simple criterion for calculating ord
F
P
(Y ), and
therefore for determining if P is a higher ﬂex.
3.13.
∗
With the notation of Theorem2, and m=m
P
(F), showthat dim
k
(m
n
/m
n+1
) =
n+1 for 0 ≤n <m
P
(F). In particular, P is a simple point if and only if dim
k
(m/m
2
) =
1; otherwise dim
k
(m/m
2
) =2.
3.14. Let V =V (X
2
−Y
3
, Y
2
−Z
3
) ⊂A
3
, P =(0, 0, 0), m=m
P
(V ). Find dim
k
(m/m
2
).
(See Problem 1.40.)
3.15. (a) Let O =O
P
(A
2
) for some P ∈ A
2
, m=m
P
(A
2
). Calculate χ(n) =dim
k
(O/m
n
).
(b) Let O =O
P
(A
r
(k)). Show that χ(n) is a polynomial of degree r in n, with leading
coefﬁcient 1/r ! (see Problem 2.36).
3.16. Let F ∈ k[X
1
, . . . , X
n
] deﬁne a hypersurface in A
r
. Write F = F
m
+F
m+1
+· · · ,
and let m=m
P
(F) where P =(0, 0). Suppose F is irreducible, and let O =O
P
(V (F)),
m its maximal ideal. Show that χ(n) = dim
k
(O/m
n
) is a polynomial of degree r −1
for sufﬁciently large n, and that the leading coefﬁcient of χ is m
P
(F)/(r −1)!.
Can you ﬁnd a deﬁnition for the multiplicity of a local ring that makes sense in
all the cases you know?
3.3 Intersection Numbers
Let F and G be plane curves, P ∈ A
2
. We want to deﬁne the intersection number
of F and G at P; it will be denoted by I (P, F ∩G). Since the deﬁnition is rather unin
tuitive, we shall ﬁrst list seven properties we want this intersection number to have.
We then prove that there is only one possible deﬁnition, and at the same time we
ﬁnd a simple procedure for calculating I (P, F ∩G) in a reasonable number of steps.
We say that F and G intersect properly at P if F and G have no common compo
nent that passes through P. Our ﬁrst requirements are:
(1) I (P, F ∩G) is a nonnegative integer for any F, G, and P such that F and G
intersect properly at P. I (P, F ∩G) =∞if F and G do not intersect properly at P.
3.3. INTERSECTIONNUMBERS 37
(2) I (P, F ∩G) = 0 if and only if P ∈ F ∩G. I (P, F ∩G) depends only on the com
ponents of F and G that pass through P. And I (P, F ∩G) = 0 if F or G is a nonzero
constant.
(3) If T is an afﬁne change of coordinates on A
2
, and T(Q) =P, then I (P, F ∩G) =
I (Q, F
T
∩G
T
).
(4) I (P, F ∩G) = I (P,G ∩F).
Two curves F and G are said to intersect transversally at P if P is a simple point
both on F and onG, and if the tangent line to F at P is different fromthe tangent line
to G at P. We want the intersection number to be one exactly when F and G meet
transversally at P. More generally, we require
(5) I (P, F ∩G) ≥m
P
(F)m
P
(G), with equality occurring if and only if F andG have
not tangent lines in common at P.
The intersection numbers should add when we take unions of curves:
(6) If F =
¸
F
r
i
i
, and G =
¸
G
s
j
j
, then I (P, F ∩G) =
¸
i , j
r
i
s
j
I (P, F
i
∩G
j
).
The last requirement is probably the least intuitive. If F is irreducible, it says that
I (P, F ∩G) should depend only on the image of G in Γ(F). Or, for arbitrary F,
(7) I (P, F ∩G) = I (P, F ∩(G +AF)) for any A ∈ k[X, Y ].
Theorem 3. There is a unique intersection number I (P, F ∩G) deﬁned for all plane
curves F, G, and all points P ∈ A
2
, satisfying properties (1)–(7). It is given by the
formula
I (P, F ∩G) =dim
k
(O
P
(A
2
)/(F,G)).
Proof of Uniqueness. Assume we have a number I (P, F ∩G) deﬁned for all F, G, and
P, satisfying (1)(7). We will give a constructive procedure for calculating I (P, F ∩G)
using only these seven properties, that is stronger than the required uniqueness.
We may suppose P = (0, 0) (by (3)), and that I (P, F ∩G) is ﬁnite (by (1)). The case
when I (P, F ∩G) =0 is taken care of by (2), so we may proceed by induction; assume
I (P, F ∩G) = n > 0, and I (P, A ∩B) can be calculated whenever I (P, A ∩B) < n. Let
F(X, 0),G(X, 0) ∈ k[X] be of degree r , s respectively, where r or s is taken to be zero
if the polynomial vanishes. We may suppose r ≤s (by (4)).
Case 1: r =0. Then Y divides F, so F =Y H, and
I (P, F ∩G) = I (P, Y ∩G) +I (P, H ∩G)
(by (6)). If G(X, 0) = X
m
(a
0
+a
1
X +· · · ), a
0
=0, then I (P, Y ∩G) = I (P, Y ∩G(X, 0)) =
I (P, Y ∩X
m
) =m (by (7), (2), (6), and (5)). Since P ∈G, m>0, so I (P, H ∩G) <n, and
we are done by induction.
Case 2: r >0. We may multiply F andG by constants to make F(X, 0) andG(X, 0)
monic. Let H =G−X
s−r
F. Then I (P, F ∩G) = I (P, F ∩H) (by (7)), and deg(H(X, 0)) =
t < s. Repeating this process (interchanging the order of F and H if t < r ) a ﬁnite
number of times we eventually reach a pair of curves A, B that fall under Case 1, and
with I (P, F ∩G) = I (P, A∩B). This concludes the proof.
Proof of Existence. Deﬁne I (P, F ∩G) to be dim
k
(O
P
(A
2
)/(F,G)). We must show that
properties (1)–(7) are satisﬁed. Since I (P, F ∩G) depends only on the ideal in O
P
(A
2
)
38 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
generated by F andG, properties (2), (4), and (7) are obvious. Since an afﬁne change
of coordinates gives an isomorphism of local rings (Problem 2.22), (3) is also clear.
We may thus assume that P = (0, 0), and that all the components of F and G pass
through P. Let O =O
P
(A
2
).
If F and G have no common components, I (P, F ∩G) is ﬁnite by Corollary 1 of
§2.9. If F andG have a common component H, then (F,G) ⊂(H), so there is a homo
morphism fromO/(F,G) onto O/(H) (Problem 2.42), and I (P, F ∩G) ≥dim
k
(O/(H)).
But O/(H) is isomorphic to O
P
(H) (Problem 2.44), and O
P
(H) ⊃ Γ(H), with Γ(H)
inﬁnitedimensional by Corollary 4 to the Nullstellensatz. This proves (1).
To prove (6), it is enough to show that I (P, F ∩GH) = I (P, F ∩G) +I (P, F ∩H) for
any F,G, H. We may assume F and GH have no common components, since the
result is clear otherwise. Let ϕ: O/(F,GH) →O/(F,G) be the natural homomorphism
(Problem2.42), and deﬁne a klinear map ψ: O/(F, H) →O/(F,GH) by letting ψ(z) =
Gz, z ∈ O (the bar denotes residues). By Proposition 7 of §2.10, it is enough to show
that the sequence
0 −→O/(F, H)
ψ
−→O/(F,GH)
ϕ
−→O/(F,G) −→0
is exact.
We will verify that ψ is onetoone; the rest (which is easier) is left to the reader.
If ψ(z) = 0, then Gz = uF +vGH where u, v ∈ O. Choose S ∈ k[X, Y ] with S(P) = 0,
and Su = A, Sv = B, and Sz =C ∈ k[X, Y ]. Then G(C −BH) = AF in k[X, Y ]. Since
F and G have no common factors, F must divide C −BH, so C −BH = DF. Then
z =(B/S)H +(D/S)F, or z =0, as claimed.
Property (5) is the hardest. Let m = m
P
(F), n = m
P
(G). Let I be the ideal in
k[X, Y ] generated by X and Y . Consider the following diagram of vector spaces and
linear maps:
k[X, Y ]/I
n
×k[X, Y ]/I
m
ψ
//
k[X, Y ]/I
m+n
ϕ
//
k[X, Y ]/(I
m+n
, F,G)
//
α
0
O/(F,G)
π
//
O/(I
m+n
, F,G)
//
0
where ϕ, π, and α are the natural ring homomorphisms, and ψ is deﬁned by letting
ψ(A, B) = AF +BG.
Nowϕand πare clearly surjective, and, since V (I
m+n
, F,G) ⊂{P}, αis an isomor
phism by Corollary 2 in §2.9. It is easy to check that the top row is exact. It follows
that
dim(k[X, Y ]/I
n
) +dim(k[X, Y ]/I
m
) ≥dim(Ker(ϕ)),
with equality if and only if ψis onetoone, and that
dim(k[X, Y ]/(I
m+n
, F,G)) =dim(k[X, Y ]/I
m+n
) −dim(Ker(ϕ)).
3.3. INTERSECTIONNUMBERS 39
Putting all this together, we get the following string of inequalities:
I (P, F ∩G) =dim(O/(F,G)) ≥dim(O/(I
m+n
, F,G))
=dim(k[X, Y ]/(I
m+n
, F,G))
≥dim(k[X, Y ]/I
m+n
) −dim(k[X, Y ]/I
n
) −dim(k[X, Y ]/I
m
)
=mn
(by Problem 2.46 and arithmetic).
This shows that I (P, F ∩G) ≥ mn, and that I (P, F ∩G) = mn if and only if both
inequalities in the above string are equalities. The ﬁrst such inequality is an equality
if π is an isomorphism, i.e., if I
m+n
⊂(F,G)O. The second is an equality if and only if
ψis onetoone. Property (5) is therefore a consequence of:
Lemma. (a) If F and G have no common tangents at P, then I
t
⊂(F,G)O for
t ≥m+n −1.
(b) ψis onetoone if and only if F and G have distinct tangents at P.
Proof of (a). Let L
1
, . . . , L
m
be the tangents to F at P, M
1
, . . . , M
n
the tangents to G.
Let L
i
= L
m
if i > m, M
j
= M
n
if j > n, and let A
i j
= L
1
· · · L
i
M
1
· · · M
j
for all i , j ≥ 0
(A
00
= 1). The set {A
i j
 i + j = t } forms a basis for the vector space of all forms of
degree t in k[X, Y ] (Problem 2.35(c)).
To prove (a), it therefore sufﬁces to showthat A
i j
∈ (F,G)O for all i +j ≥m+n−1.
But i + j ≥ m+n −1 implies that either i ≥ m or j ≥ n. Say i ≥ m, so A
i j
= A
m0
B,
where B is a formof degree t =i +j −m. Write F = A
m0
+F
, where all terms of F
are
of degree ≥m+1. Then A
i j
=BF−BF
, where each termof BF
has degree ≥i +j +1.
We will be ﬁnished, then, if we can show that I
t
⊂(F,G)O for all sufﬁciently large t .
This fact is surely a consequence of the Nullstellensatz: let V (F,G) ={P,Q
1
, . . . ,Q
s
},
and choose a polynomial H so that H(Q
i
) = 0, H(P) = 0 (Problem 1.17). Then HX
and HY are in I (V (F,G)), so (HX)
N
, (HY )
N
∈ (F,G) ⊂k[X, Y ] for some N. Since H
N
is a unit in O, X
N
and Y
N
are in (F,G)O, and therefore I
2N
⊂(F,G)O, as desired.
Proof of (b). Suppose the tangents are distinct, and that
ψ(A, B) = AF +BG =0,
i.e., AF +BG consists entirely of terms of degree ≥ m+n. Suppose r < m or s < n.
Write A = A
r
+ higher terms, B = B
s
+· · · , so AF +BG = A
r
F
m
+B
s
G
n
+· · · . Then
we must have r +m = s +n and A
r
F
m
= −B
s
G
n
. But F
m
and G
n
have no common
factors, so F
m
divides B
s
, andG
n
divides A
r
. Therefore s ≥m, r ≥n, so (A, B) =(0, 0).
Conversely, if L were a common tangent to F and G at P, write F
m
=LF
m−1
and
G
n
= LG
n−1
. Then ψ(G
n−1
, −F
m−1
) = 0, so ψ is not onetoone. This completes the
proof of the lemma, and also of Theorem 3.
Two things should be noticed about the uniqueness part of the above proof.
First, it shows that, as axioms, Properties (1)–(7) are exceedingly redundant; for ex
ample, the only part of Property (5) that is needed is that I ((0, 0), X ∩Y ) = 1. (The
reader might try to ﬁnd a minimal set of axioms that characterizes the intersection
40 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
number.) Second, the proof shows that the calculation of intersection numbers is a
very easy matter. Making imaginative use of (5) and (7) can save much time, but the
proof shows that nothing more is needed than some arithmetic with polynomials.
Example. Let us calculate I (P, E ∩F), where E =(X
2
+Y
2
)
2
+3X
2
Y −Y
3
, F =(X
2
+
Y
2
)
3
−4X
2
Y
2
, and P = (0, 0), as in the examples of Section 1. We can get rid of the
worst part of F by replacing F by F −(X
2
+Y
2
)E =Y ((X
2
+Y
2
)(Y
2
−3X
2
) −4X
2
Y ) =
Y G. Since no obvious method is available to ﬁnd I (P, E ∩G), we apply the process
of the uniqueness proof to get rid of the Xterms: Replace G by G +3E, which is
Y (5X
2
−3Y
2
+4Y
3
+4X
2
Y ) = Y H. Then I (P, E ∩F) = 2I (P, E ∩Y ) +I (P, E ∩H). But
I (P, E ∩Y ) = I (P, X
4
∩Y ) =4 (by (7), (6)), and I (P, E ∩H) =m
P
(E)m
P
(H) =6 (by (5)).
So I (P, E ∩F) =14.
Two more properties of the intersection number will be useful later; the ﬁrst of
these can also be used to simplify calculations.
(8) If P is a simple point on F, then I (P, F ∩G) =ord
F
P
(G).
Proof. We may assume F is irreducible. If g is the image of G inO
P
(F), thenord
F
P
(G) =
dim
k
(O
P
(F)/(g)) (Problem 2.50(c)). Since O
P
(F)/(g) is isomorphic to O
P
(A
2
)/(F,G)
(Problem 2.44), this dimension is I (P, F ∩G).
(9) If F and G have no common components, then
¸
P
I (P, F ∩G) =dim
k
(k[X, Y ]/(F,G)).
Proof. This is a consequence of Corollary 1 in §2.9.
Problems
3.17. Find the intersection numbers of various pairs of curves from the examplse of
Section 1, at the point P =(0, 0).
3.18. Give a proof of Property (8) that uses only Properties (1)–(7).
3.19.
∗
A line L is tangent to a curve F at a point P if and only if I (P, F ∩L) >m
P
(F).
3.20. If P is a simple point on F, then I (P, F ∩(G+H)) ≥min(I (P, F ∩G), I (P, F ∩H)).
Give an example to show that this may be false if P is not simple on F.
3.21. Let F be an afﬁne plane curve. Let L be a line that is not a component of F.
Suppose L ={(a +t b, c +t d)  t ∈ k}. Deﬁne G(T) =F(a +Tb, c +Td). Factor G(T) =
¸
(T −λ
i
)
e
i
, λ
i
distinct. Show that there is a natural onetoone correspondence
between the λ
i
and the points P
i
∈ L ∩F. Show that under this correspondence,
I (P
i
, L ∩F) =e
i
. In particular,
¸
I (P, L ∩F) ≤deg(F).
3.22. Suppose P is a double point on a curve F, and suppose F has only one tangent
L at P. (a) Show that I (P, F ∩L) ≥ 3. The curve F is said to have an (ordinary) cusp
at P if I (P, F ∩L) =3. (b) Suppose P =(0, 0), and L =Y . Show that P is a cusp if and
only if F
X X X
(P) = 0. Give some examples. (c) Show that if P is a cusp on F, then F
has only one component passing through P.
3.3. INTERSECTIONNUMBERS 41
3.23. A point P on a curve F is called a hypercusp if m
P
(F) >1, F has only one tan
gent line L at P, and I (P, L ∩F) =m
P
(F) +1. Generalize the results of the preceding
problem to this case.
3.24.
∗
The object of this problem is to ﬁnd a property of the local ring O
P
(F) that
determines whether or not P is an ordinary multiple point on F.
Let F be anirreducible plane curve, P =(0, 0), m=m
P
(F) >1. Let m=m
P
(F). For
G ∈ k[X, Y ], denote its residue in Γ(F) by g; and for g ∈ m, denote its residue in m/m
2
by g. (a) Show that the map from {forms of degree 1 in k[X, Y ]} to m/m
2
taking aX +
bY to ax +by is an isomorphism of vector spaces (see Problem 3.13). (b) Suppose
P is an ordinary multiple point, with tangents L
1
, . . . , L
m
. Show that I (P, F ∩L
i
) >m
and l
i
= λl
j
for all i = j , all λ ∈ k. (c) Suppose there are G
1
, . . . ,G
m
∈ k[X, Y ] such
that I (P, F ∩G
i
) > m and g
i
= λg
j
for all i = j , and all λ ∈ k. Show that P is an
ordinary multiple point on F. (Hint:: Write G
i
= L
i
+ higher terms. l
i
= g
i
= 0, and
L
i
is the tangent to G
i
, so L
i
is tangent to F by Property (5) of intersection numbers.
Thus F has m tangents at P.) (d) Show that P is an ordinary multiple point on F
if and only if there are g
1
, . . . , g
m
∈ m such that g
i
= λg
j
for all i = j , λ ∈ k, and
dimO
P
(F)/(g
i
) >m.
42 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
Chapter 4
Projective Varieties
4.1 Projective Space
Suppose we want to study all the points of intersection of two curves; consider
for example the curve Y
2
= X
2
+1 andthe line Y =αX, α∈ k. If α=±1, they intersect
in two points. When α=±1, they no not intersect, but the curve is asymptotic to the
line. We want to enlarge the plane in such a way that two such curves intersect “at
inﬁnity”.
One way toachieve this is toidentify eachpoint (x, y) ∈ A
2
withthe point (x, y, 1) ∈
A
3
. Every point (x, y, 1) determines a line in A
3
that passes through (0, 0, 0) and
(x, y, 1). Every line through (0, 0, 0) except those lying in the plane z =0 corresponds
to exactly one such point. The lines through (0, 0, 0) inthe plane z =0 canbe thought
of as corresponding to the “points at inﬁnity”. This leads to the following deﬁnition:
Let k be any ﬁeld. Projective nspace over k, written P
n
(k), or simply P
n
, is
deﬁned to be the set of all lines through (0, 0, . . . , 0) in A
n+1
(k). Any point (x) =
(x
1
, . . . , x
n+1
) = (0, 0, . . . , 0) determines a unique such line, namely {(λx
1
, . . . , λx
n+1
) 
λ ∈ k}. Two such points (x) and (y) determine the same line if and only if there is
a nonzero λ ∈ k such that y
i
= λx
i
for i = 1, . . . , n +1; let us say that (x) and (y) are
equivalent if this is the case. Then P
n
may be identiﬁed with the set of equivalence
classes of points in A
n+1
{(0, . . . , 0)}.
Elements of P
n
will be called points. If a point P ∈ P
n
is determined as above by
some (x
1
, . . . , x
n+1
) ∈ A
n+1
, we say that (x
1
, . . . , x
n+1
) are homogeneous coordinates for
P. We often write P =[x
1
: . . . : x
n+1
] to indicate that (x
1
, . . . , x
n+1
) are homogeneous
coordinates for P. Note that the i th coordinate x
i
is not welldeﬁned, but that it is a
welldeﬁned notion to say whether the i th coordinate is zero or nonzero; and if x
i
=
0, the ratios x
j
/x
i
are welldeﬁned (since they are unchanged under equivalence).
We let U
i
={[x
1
: . . . : x
n+1
] ∈ P
n
 x
i
=0}. Each P ∈U
i
can be written uniquely in
the form
P =[x
1
: . . . : x
i −1
: 1 : x
i +1
: . . . : x
n+1
].
The coordinates (x
1
, . . . , x
i −1
, x
i +1
, . . . , x
n+1
) are called the nonhomogeneous coordi
nates for P withrespect toU
i
(or X
i
, or i ). If we deﬁne ϕ
i
: A
n
→U
i
by ϕ
i
(a
1
, . . . , a
n
) =
43
44 CHAPTER 4. PROJECTIVE VARIETIES
[a
1
: . . . : a
i −1
: 1 : a
i
: . . . : a
n
], then ϕ
i
sets up a onetoone correspondence between
the points of A
n
and the points of U
i
. Note that P
n
=
¸
n+1
i =1
U
i
, so P
n
is covered by
n +1 sets each of which looks just like afﬁne nspace.
For convenience we usually concentrate onU
n+1
. Let
H
∞
=P
n
U
n+1
={[x
1
: . . . : x
n+1
]  x
n+1
=0};
H
∞
is often called the hyperplane at inﬁnity. The correspondence [x
1
: . . . : x
n
: 0] ↔
[x
1
: . . . : x
n
] shows that H
∞
may be identiﬁed with P
n−1
. Thus P
n
=U
n+1
∪H
∞
is
the union of an afﬁne nspace and a set that gives all directions in afﬁne nspace.
Examples. (0) P
0
(k) is a point.
(1) P
1
(k) = {[x : 1]  x ∈ k} ∪{[1 : 0]}. P
1
(k) is the afﬁne line plus one point at
inﬁnity. P
1
(k) is the projective line over k.
(2) P
2
(k) ={[x : y : 1]  (x, y) ∈ A
2
} ∪{[x : y : 0]  [x : y] ∈ P
1
}. Here H
∞
is called the
line at inﬁnity. P
2
(k) is called the projective plane over k.
(3) Consider a line Y = mX +b in A
2
. If we identify A
2
with U
3
⊂ P
2
, the points
on the line correspond to the points [x : y : z] ∈ P
2
with y = mx +bz and z = 0.
(We must make the equation homogeneous so that solutions will be invariant under
equivalence). The set {[x : y : z] ∈ P
2
 y = mx +bz} ∩H
∞
= {[1 : m : 0]}. So all lines
with the same slope, when extended in this way, pass through the same point at
inﬁnity.
(4) Consider again the curve Y
2
= X
2
+1. The corresponding set in P
2
is given
by the homogeneous equation Y
2
= X
2
+Z
2
, Z = 0. {[x : y : z] ∈ P
2
 y
2
= x
2
+z
2
}
intersects H
∞
in the two points [1 : 1 : 0] and [1 : −1 : 0]. These are the points where
the lines Y = X and Y =−X intersect the curve.
Problems
4.1. What points in P
2
do not belong to two of the three sets U
1
,U
2
,U
3
?
4.2.
∗
Let F ∈ k[X
1
, . . . , X
n+1
] (k inﬁnite). Write F =
¸
F
i
, F
i
a form of degree i . Let
P ∈ P
n
(k), and suppose F(x
1
, . . . , x
n+1
) = 0 for every choice of homogeneous coor
dinates (x
1
, . . . , x
n+1
) for P. Show that each F
i
(x
1
, . . . , x
n+1
) =0 for all homogeneous
coordinates for P. (Hint: consider G(λ) =F(λx
1
, . . . , λx
n+1
) =
¸
λ
i
F
i
(x
1
, . . . , x
n+1
) for
ﬁxed (x
1
, . . . , x
n+1
).)
4.3. (a) Show that the deﬁnitions of this section carry over without change to the
case where k is an arbitrary ﬁeld. (b) If k
0
is a subﬁeld of k, show that P
n
(k
0
) may be
identiﬁed with a subset of P
n
(k).
4.2 Projective Algebraic Sets
In this section we develop the idea of algebraic sets in P
n
= P
n
(k). Since the
concepts and most of the proofs are entirely similar to those for afﬁne algebraic sets,
many details will be left to the reader.
4.2. PROJECTIVE ALGEBRAIC SETS 45
A point P ∈ P
n
is said to be a zero of a polynomial F ∈ k[X
1
, . . . , X
n+1
] if
F(x
1
, . . . , x
n+1
) = 0
for every choice of homogeneous coordinates (x
1
, . . . , x
n+1
) for P; we then write
F(P) = 0. If F is a form, and F vanishes at one representative of P, then it vanishes
at every representative. If we write F as a sum of forms in the usual way, then each
form vanishes on any set of homogeneous coordinates for P (Problem 4.2).
For any set S of polynomials in k[X
1
, . . . , X
n+1
], we let
V (S) ={P ∈ P
n
 P is a zero of each F ∈ S}.
If I is the ideal generated by S, V (I ) =V (S). If I =(F
(1)
, . . . , F
(r )
), where F
(i )
=
¸
F
(i )
j
,
F
(i )
j
a form of degree j , then V (I ) =V ({F
(i )
j
}), so V (S) =V ({F
(i )
j
}) is the set of zeros of
a ﬁnite number of forms. Such a set is called an algebraic set in P
n
, or a projective
algebraic set.
For any set X ⊂P
n
, we let I (X) ={F ∈ k[X
1
, . . . , X
n+1
]  every P ∈ X is a zero of F}.
The ideal I (X) is called the ideal of X.
An ideal I ⊂k[X
1
, . . . , X
n+1
] is called homogeneous if for every F =
¸
m
i =0
F
i
∈ I , F
i
a form of degree i , we have also F
i
∈ I . For any set X ⊂ P
n
, I (X) is a homogeneous
ideal.
Proposition 1. An ideal I ⊂k[X
1
, . . . , X
n+1
] is homogeneous if and only if it is gener
ated by a (ﬁnite) set of forms.
Proof. If I =(F
(1)
, . . . , F
(r )
) is homogeneous, then I is generated by {F
(i )
j
}. Conversely,
let S ={F
(α)
} be a set of forms generating anideal I , withdeg(F
(α)
) =d
α
, andsuppose
F =F
m
+· · · +F
r
∈ I , deg(F
i
) =i . It sufﬁces to show that F
m
∈ I , for then F −F
m
∈ I ,
and an inductive argument ﬁnishes the proof. Write F =
¸
A
(α)
F
(α)
. Comparing
terms of the same degree, we conclude that F
m
=
¸
A
(α)
m−d
α
F
(α)
, so F
m
∈ I .
Analgebraic set V ⊂P
n
is irreducible if it is not the unionof two smaller algebraic
sets. The same proof as in the afﬁne case, but using Problem4.4 below, shows that V
is irreducible if and only if I (V ) is prime. An irreducible algebraic set in P
n
is called
a projective variety. Any projective algebraic set can be written uniquely as a union
of projective varieties, its irreducible components.
The operations
¸
homogeneous ideals in k[X
1
, . . . , X
n+1
]
¸ V
I
¸
algebraic sets in P
n
(k)
¸
satisfy most of the properties we found in the corresponding afﬁne situation (see
Problem 4.6). We have used the same notation in these two situations. In practice
it should always be clear which is meant; if there is any danger of confusion, we will
write V
p
, I
p
for the projective operations, V
a
, I
a
for the afﬁne ones.
If V is an algebraic set in P
n
, we deﬁne
C(V ) = {(x
1
, . . . , x
n+1
∈ A
n+1
 [x
1
: . . . : x
n+1
] ∈V or (x
1
, . . . , x
n+1
) =(0, . . . , 0)}
46 CHAPTER 4. PROJECTIVE VARIETIES
to be the cone over V . If V = , then I
a
(C(V )) = I
p
(V ); and if I is a homogeneous
ideal in k[X
1
, . . . , X
n+1
] such that V
p
(I ) = , then C(V
p
(I )) = V
a
(I ). This reduces
many questions about P
n
to questions about A
n+1
. For example
PROJECTIVENULLSTELLENSATZ. Let I be a homogeneous ideal in k[X
1
, . . . , X
n+1
].
Then
(1) V
p
(I ) = if and only if there is an integer N such that I contains all forms of
degree ≥N.
(2) If V
p
(I ) =, then I
p
(V
p
(I )) =Rad(I ).
Proof. (1) The following four conditions are equivalent: (i) V
p
(I ) = ; (ii) V
a
(I ) ⊂
{(0, . . . , 0)}; (iii) Rad(I ) = I
a
(V
a
(I )) ⊃(X
1
, . . . , X
n+1
) (by the afﬁne Nullstellensatz); and
(iv) (X
1
, . . . , X
n+1
)
N
⊂ I (by Problem 2.41).
(2) I
p
(V
p
(I )) = I
a
(C(V
p
(I ))) = I
a
(V
a
(I )) =Rad(I ).
The usual corollaries of the Nullstellensatz go through, except that we must al
ways make an exception with the ideal (X
1
, . . . , X
n+1
). In particular, there is a one
toone correspondence between projective hypersurfaces V = V (F) and the (non
constant) forms F that deﬁne V provided F has no multiple factors (F is determined
up to multiplication by a nonzero λ ∈ k). Irreducible hypersurfaces correspond to
irreducible forms. A hyperplane is a hypersurface deﬁned by a form of degree one.
The hyperplanes V (X
i
), i = 1, . . . , n +1, may be called the coordinate hyperplanes,
or the hyperplanes at inﬁnity with respect to U
i
. If n = 2, the V (X
i
) are the three
coordinate axes.
Let V be a nonempty projective variety in P
n
. Then I (V ) is a prime ideal, so the
residue ring Γ
h
(V ) = k[X
1
, . . . , X
n+1
]/I (V ) is a domain. It is called the homogeneous
coordinate ring of V .
More generally, let I be any homogeneous ideal in k[X
1
, . . . , X
n+1
], and let Γ =
k[X
1
, . . . , X
n+1
]/I . An element f ∈ Γ will be called a formof degree d if there is a form
F of degree d in k[X
1
, . . . , X
n+1
] whose residue is f .
Proposition 2. Every element f ∈ Γ may be written uniquely as f = f
0
+· · · +f
m
, with
f
i
a form of degree i .
Proof. If f is the residue of F ∈ k[X
1
, . . . , X
n+1
], write F =
¸
F
i
, and then f =
¸
f
i
,
where f
i
is the residue of F
i
. To show the uniqueness, suppose also f =
¸
g
i
, g
i
=
residue of G
i
. Then F −
¸
G
i
=
¸
(F
i
−G
i
) ∈ I , and since I is homogeneous, each
F
i
−G
i
∈ I , so f
i
=g
i
.
Let k
h
(V ) be the quotient ﬁeld of Γ
h
(V ); it is called the homogeneous function
ﬁeld of V . In contrast with the case of afﬁne varieties, no elements of Γ
h
(V ) ex
cept the constants determine functions on V ; likewise most elements of k
h
(V ) can
not be regarded as functions. However, if f , g are both forms in Γ
h
(V ) of the same
degree d, then f /g does deﬁne a function, at least where g is not zero: in fact,
f (λx)/g(λx) = λ
d
f (x)/λ
d
g(x) = f (x)/g(x), so the value of f /g is independent of
the choice of homogeneous coordinates.
The function ﬁeld of V , written k(V ), is deﬁned to be {z ∈ k
h
(V )  for some forms
f , g ∈ Γ
h
(V ) of the same degree, z = f /g}. It is not difﬁcult to verify that k(V ) is a
4.2. PROJECTIVE ALGEBRAIC SETS 47
subﬁeld of k
h
(V ). k ⊂ k(V ) ⊂ k
h
(V ), but Γ
h
(V ) ⊂ k(V ). Elements of k(V ) are called
rational functions on V .
Let P ∈ V , z ∈ k(V ). We say that z is deﬁned at P if z can be written as z = f /g,
f , g forms of the same degree, and g(P) =0. We let
O
P
(V ) = {z ∈ k(V )  z is deﬁned at P};
O
P
(V ) is a subring of k(V ); it is a local ring, with maximal ideal
m
P
(V ) = {z  z = f /g, g(P) =0, f (P) =0}.
It is called the local ring of V at P. The value z(P) of a function z ∈ O
P
(V ) is well
deﬁned.
If T : A
n+1
→A
n+1
is a linear change of coordinates, then T takes lines through
the origin into lines through the origin (Problem 2.15). So T determines a map from
P
n
to P
n
, called a projective change of coordinates. If V is an algebraic set in P
n
, then
T
−1
(V ) is also an algebraic set in P
n
; we write V
T
for T
−1
(V ). If V = V (F
1
, . . . , F
r
),
and T = (T
1
, . . . , T
n+1
), T
i
forms of degree 1, then V
T
= V (F
T
1
, . . . , F
T
r
), where F
T
i
=
F
i
(T
1
, . . . , T
n+1
). Then V is a variety if and only if V
T
is a variety, and T induces
isomorphisms
˜
T : Γ
h
(V ) →Γ
h
(V
T
), k(V ) →k(V
T
), and O
P
(V ) →O
Q
(V
T
) if T(Q) =
P.
Problems
4.4.
∗
Let I be a homogeneous ideal in k[X
1
, . . . , X
n+1
]. Show that I is prime if and
only if the following conditionis satisﬁed; for any forms F,G ∈ k[X
1
, . . . , X
n+1
], if FG ∈
I , then F ∈ I or G ∈ I .
4.5. If I is a homogeneous ideal, show that Rad(I ) is also homogeneous.
4.6. State and prove the projective analogues of properties (1)–(10) of Chapter 1,
Sections 2 and 3.
4.7. Show that each irreducible component of a cone is also a cone.
4.8. Let V = P
1
, Γ
h
(V ) = k[X, Y ]. Let t = X/Y ∈ k(V ), and show that k(V ) = k(t ).
Show that there is a natural onetoone correspondence between the points of P
1
and the DVR’s with quotient ﬁeld k(V ) that contain k (see Problem2.27); which DVR
corresponds to the point at inﬁnity?
4.9.
∗
Let I be a homogeneous ideal in k[X
1
, . . . , X
n+1
], and
Γ =k[X
1
, . . . , X
n+1
]/I .
Show that the forms of degree d in Γ form a ﬁnitedimensional vector space over k.
4.10. Let R = k[X, Y, Z], F ∈ R an irreducible form of degree n, V =V (F) ⊂ P
2
, and
Γ = Γ
h
(V ). (a) Construct an exact sequence 0 −→R
ψ
−→R
ϕ
−→Γ −→0, where ψ is
multiplication by F. (b) Show that
dim
k
{forms of degree d in Γ} = dn −
n(n −3)
2
if d >n.
48 CHAPTER 4. PROJECTIVE VARIETIES
4.11.
∗
A set V ⊂ P
n
(k) is called a linear subvariety of P
n
(k) if V = V (H
1
, . . . , H
r
),
where each H
i
is a form of degree 1. (a) Show that if T is a projective change of
coordinates, then V
T
= T
−1
(V ) is also a linear subvariety. (b) Show that there is a
projective change of coordinates T of P
n
such that V
T
=V (X
m+2
, . . . , X
n+1
), so V is
a variety. (c) Show that the m that appears in part (b) is independent of the choice
of T. It is called the dimension of V (m=−1 if V =).
4.12.
∗
Let H
1
, . . . , H
m
be hyperplanes in P
n
, m≤n. Showthat H
1
∩H
2
∩· · ·∩H
m
=.
4.13.
∗
Let P =[a
1
: . . . : a
n+1
], Q =[b
1
: . . . : b
n+1
] be distinct points of P
n
. The line L
through P and Q is deﬁned by
L = {[λa
1
+µb
1
: . . . : λa
n+1
+µb
n+1
]  λ, µ∈ k, λ=0 or µ=0}.
Prove the projective analogue of Problem 2.15.
4.14.
∗
Let P
1
, P
2
, P
3
(resp. Q
1
,Q
2
,Q
3
) be three points in P
2
not lying on a line. Show
that there is a projective change of coordinates T : P
2
→P
2
such that T(P
i
) = Q
i
,
i =1, 2, 3. Extend this to n +1 points in P
n
, not lying on a hyperplane.
4.15.
∗
Show that any two distinct lines in P
2
intersect in one point.
4.16.
∗
Let L
1
, L
2
, L
3
(resp. M
1
, M
2
, M
3
) be lines in P
2
(k) that do not all pass through
a point. Show that there is a projective change of coordinates: T : P
2
→P
2
such that
T(L
i
) =M
i
. (Hint:: Let P
i
=L
j
∩L
k
, Q
i
=M
j
∩M
k
, i , j , k distinct, and apply Problem
4.14.) Extend this to n +1 hyperplanes in P
n
, not passing through a point.
4.17.
∗
Let z be a rational function on a projective variety V . Show that the pole set
of z is an algebraic subset of V .
4.18. Let H = V (
¸
a
i
X
i
) be a hyperplane in P
n
. Note that (a
1
, . . . , a
n+1
) is deter
mined by H up to a constant. (a) Show that assigning [a
1
: . . . : a
n+1
] ∈ P
n
to H sets
up a natural onetoone correspondence between {hyperplanes in P
n
} and P
n
. If
P ∈ P
n
, let P
∗
be the corresponding hyperplane; if H is a hyperplane, H
∗
denotes
the corresponding point. (b) Show that P
∗∗
= P, H
∗∗
= H. Show that P ∈ H if and
only if H
∗
∈ P
∗
.
This is the wellknown duality of the projective space.
4.3 Afﬁne and Projective Varieties
We consider A
n
as a subset of P
n
by means of the map ϕ
n+1
: A
n
→U
n+1
⊂ P
n
.
In this section we study the relations between the algebraic sets in A
n
and those in
P
n
.
Let V be an algebraic set in A
n
, I = I (V ) ⊂ k[X
1
, . . . , X
n
]. Let I
∗
be the ideal in
k[X
1
, . . . , X
n+1
] generated by {F
∗
 F ∈ I } (see Chapter 2, Section 6 for notation). This
I
∗
is a homogeneous ideal; we deﬁne V
∗
to be V (I
∗
) ⊂P
n
.
Conversely, let V be an algebraic set in P
n
, I = I (V ) ⊂k[X
1
, . . . , X
n
]. Let I
∗
be the
ideal in k[X
1
, . . . , X
n
] generated by {F
∗
 F ∈ I }. We deﬁne V
∗
to be V (I
∗
) ⊂A
n
.
Proposition 3. (1) If V ⊂A
n
, then ϕ
n+1
(V ) =V
∗
∩U
n+1
, and (V
∗
)
∗
=V .
(2) If V ⊂W ⊂A
n
, then V
∗
⊂W
∗
⊂P
n
. If V ⊂W ⊂P
n
, then V
∗
⊂W
∗
⊂A
n
.
4.3. AFFINE ANDPROJECTIVE VARIETIES 49
(3) If V is irreducible in A
n
, then V
∗
is irreducible in P
n
.
(4) If V =
¸
i
V
i
is the irreducible decomposition of V in A
n
, thenV
∗
=
¸
i
V
∗
i
is the
irreducible decomposition of V
∗
in P
n
.
(5) If V ⊂A
n
, then V
∗
is the smallest algebraic set in P
n
that contains ϕ
n+1
(V ).
(6) If V A
n
is not empty, then no component of V
∗
lies in or contains H
∞
=
P
n
U
n+1
.
(7) If V ⊂ P
n
, and no component of V lies in or contains H
∞
, then V
∗
A
n
and
(V
∗
)
∗
=V .
Proof. (1) follows from Proposition 5 of §2.6. (2) is obvious. If V ⊂A
n
, I = I (V ), then
a form F belongs to I
∗
if and only if F
∗
∈ I . If I is prime, it follows readily that I
∗
is
also prime, which proves (3).
To prove (5), suppose W is an algebraic set in P
n
that contains ϕ
n+1
(V ). If F ∈
I (W), then F
∗
∈ I (V ), so F = X
r
n+1
(F
∗
)
∗
∈ I (V )
∗
. Therefore I (W) ⊂ I (V )
∗
, so W ⊃V
∗
,
as desired.
(4) follows from (2), (3), and (5). To prove (6), we may assume V is irreducible.
V
∗
⊂ H
∞
by (1). If V
∗
⊃ H
∞
, then I (V )
∗
⊂ I (V
∗
) ⊂ I (H
∞
) = (X
n+1
). But if 0 = F ∈
I (V ), then F
∗
∈ I (V )
∗
, with F
∗
∈ (X
n+1
). So V
∗
⊃ H
∞
.
(7): We may assume V ⊂ P
n
is irreducible. Since ϕ
n+1
(V
∗
) ⊂ V , it sufﬁces to
show that V ⊂(V
∗
)
∗
, or that I (V
∗
)
∗
⊂ I (V ). Let F ∈ I (V
∗
). Then F
N
∈ I (V )
∗
for some
N (Nullstellensatz), so X
t
n+1
(F
N
)
∗
∈ I (V ) for some t (Proposition 5 (3) of §2.6). But
I (V ) is prime, and X
n+1
∈ I (V ) since V ⊂ H
∞
, so F
∗
∈ I (V ), as desired.
If V is an algebraic set in A
n
, V
∗
⊂ P
n
is called the projective closure of V . If
V = V (F) is an afﬁne hypersurface, then V
∗
= V (F
∗
) (see Problem 4.19). Except
for projective varieties lying in H
∞
, there is a natural onetoone correspondence
between nonempty afﬁne and projective varieties (see Problem 4.22).
Let V be an afﬁne variety, V
∗
⊂P
n
its projective closure. If f ∈ Γ
h
(V
∗
) is a formof
degree d, we may deﬁne f
∗
∈ Γ(V ) as follows: take a form F ∈ k[X
1
, . . . , X
n+1
] whose
I
p
(V
∗
)residue is f , and let f
∗
= I (V )residue of F
∗
(one checks that this is indepen
dent of the choice of F). We then deﬁne a natural isomorphismα: k(V
∗
) →k(V ) as
follows: α( f /g) = f
∗
/g
∗
, where f , g are forms of the same degree on V
∗
. If P ∈ V ,
we may consider P ∈V
∗
(by means of ϕ
n+1
) and then α induces an isomorphism of
O
P
(V
∗
) with O
P
(V ). We usually use α to identify k(V ) with k(V
∗
), and O
P
(V ) with
O
P
(V
∗
).
Any projective variety V ⊂ P
n
is covered by the n +1 sets V ∩U
i
. If we form
V
∗
with respect to U
i
(as with U
n+1
), the points on V ∩U
i
correspond to points on
V
∗
, and the local rings are isomorphic. Thus questions about V near a point P can
be reduced to questions about an afﬁne variety V
∗
(at least if the question can be
answered by looking at O
P
(V )).
Problems
4.19.
∗
If I =(F) is the ideal of an afﬁne hypersurface, show that I
∗
=(F
∗
).
4.20. Let V =V (Y −X
2
, Z −X
3
) ⊂A
3
. Prove:
50 CHAPTER 4. PROJECTIVE VARIETIES
(a) I (V ) =(Y −X
2
, Z −X
3
).
(b) ZW −XY ∈ I (V )
∗
⊂k[X, Y, Z, W], but ZW −XY ∈ ((Y −X
2
)
∗
, (Z −X
3
)
∗
).
So if I (V ) =(F
1
, . . . , F
r
), it does not follow that I (V )
∗
=(F
∗
1
, . . . , F
∗
r
).
4.21. Show that if V ⊂W ⊂P
n
are varieties, and V is a hypersurface, then W =V or
W =P
n
(see Problem 1.30).
4.22.
∗
Suppose V is a variety in P
n
and V ⊃ H
∞
. Show that V = P
n
or V = H
∞
. If
V =P
n
, V
∗
=A
n
, while if V = H
∞
, V
∗
=.
4.23.
∗
Describe all subvarieties in P
1
and in P
2
.
4.24.
∗
Let P =[0 : 1 : 0] ∈ P
2
(k). Show that the lines through P consist of the follow
ing:
(a) The “vertical” lines L
λ
=V (X −λZ) ={[λ: t : 1]  t ∈ k} ∪{P}.
(b) The line at inﬁnity L
∞
=V (Z) ={[x : y : 0]  x, y ∈ k}.
4.25.
∗
Let P = [x : y : z] ∈ P
2
. (a) Show that {(a, b, c) ∈ A
3
 ax +by +cz = 0} is a
hyperplane in A
3
. (b) Show that for any ﬁnite set of points in P
2
, there is a line not
passing through any of them.
4.4 Multiprojective Space
We want to make the cartesian product of two varieties into a variety. Since A
n
×
A
m
may be identiﬁed with A
n+m
, this is not difﬁcult for afﬁne varieties. The product
P
n
×P
m
requires some discussion, however.
Write k[X, Y ] for k[X
1
, . . . , X
n+1
, Y
1
, . . . , Y
m+1
]. A polynomial F ∈ k[X, Y ] is called
a biform of bidegree (p, q) if F is a form of degree p (resp. q) when considered as
a polynomial in X
1
, . . . , X
n+1
(resp. Y
1
, . . . , Y
m+1
) with coefﬁcients in k[Y
1
, . . . , Y
m+1
]
(resp. k[X
1
, . . . , X
n+1
]). Every F ∈ k[X, Y ] may be written uniquely as F =
¸
p,q
F
p,q
,
where F
p,q
is a biform of bidegree (p, q).
If S is any set of biforms in k[X
1
, . . . , X
n+1
, Y
1
, . . . , Y
m+1
], we let V (S) or V
b
(S) be
{(x, y)  P
n
×P
m
 F(x, y) =0 for all F ∈ S}. A subset V of P
n
×P
m
will be called al
gebraic if V = V (S) for some S. For any V ⊂ P
n
×P
m
, deﬁne I (V ), or I
b
(V ), to be
{F ∈ k[X, Y ]  F(x, y) =0 for all (x, y) ∈V }.
We leave it to the reader to deﬁne a bihomogeneous ideal, show that I
b
(V ) is bi
homogeneous, and likewise to carry out the entire development for algebraic sets
and varieties in P
n
×P
m
as was done for P
n
in Section 2. If V ⊂ P
n
×P
m
is a vari
ety (i.e., irreducible), Γ
b
(V ) = k[X, Y ]/I
b
(V ) is the bihomogeneous coordinate ring,
k
b
(V ) its quotient ﬁeld, and
k(V ) ={z ∈ k
h
(V )  z = f /g, f , g biforms of the same bidegree in Γ
b
(V )}
is the function ﬁeld of V . The local rings O
P
(V ) are deﬁned as before.
We likewise leave it to the reader to develop the theory of multiprojective vari
eties in P
n
1
×P
n
2
×· · · ×P
n
r
.
If, ﬁnally, the reader develops the theory of algebraic subsets and varieties in
mixed, or “multispaces” P
n
1
×P
n
2
×· · · ×P
n
r
×A
m
(here a polynomial should be ho
mogeneous in each set of variables that correspond to a projective space P
n
i
, but
4.4. MULTIPROJECTIVE SPACE 51
there is no restriction on those corresponding to A
m
), he or she will have the most
general theory needed for the rest of this text. If we deﬁne A
0
to be a point, then
all projective, multiprojective, and afﬁne varieties are special cases of varieties in
P
n
1
×· · · ×P
n
r
×A
m
.
Problems
4.26.
∗
(a) Deﬁne maps ϕ
i , j
: A
n+m
→U
i
×U
j
⊂P
n
×P
m
. Using ϕ
n+1,m+1
, deﬁne the
“biprojective closure” of an algebraic set in A
n+m
. Prove an analogue of Proposition
3 of §4.3. (b) Generalize part (a) to maps ϕ: A
n
1
×A
n
r
×A
m
→P
n
1
×P
n
r
×A
m
. Show
that this sets up a correspondence between {nonempty afﬁne varieties in A
n
1
+···+m
}
and {varieties in P
n
1
×· · · ×A
m
that intersect U
n
1
+1
×· · · ×A
m
}. Show that this corre
spondence preserves function ﬁelds and local rings.
4.27.
∗
Show that the pole set of a rational function on a variety in any multispace is
an algebraic subset.
4.28.
∗
For simplicity of notation, in this problemwe let X
0
, . . . , X
n
be coordinates for
P
n
, Y
0
, . . . , Y
m
coordinates for P
m
, and T
00
, T
01
, . . . , T
0m
, T
10
, . . . , T
nm
coordinates for
P
N
, where N =(n +1)(m+1) −1 =n +m+nm.
Deﬁne S : P
n
×P
m
→P
N
by the formula:
S([x
0
: . . . : x
n
], [y
0
: . . . : y
m
]) =[x
0
y
0
: x
0
y
1
: . . . : x
n
y
m
].
S is called the Segre embedding of P
n
×P
m
in P
n+m+nm
.
(a) Show that S is a welldeﬁned, onetoone mapping. (b) Show that if W is
an algebraic subset of P
N
, then S
−1
(W) is an algebraic subset of P
n
×P
m
. (c) Let
V =V ({T
i j
T
kl
−T
i l
T
k j
 i , k =0, . . . , n; j , l =0, . . . , m}) ⊂P
N
. Showthat S(P
n
×P
m
) =V .
In fact, S(U
i
×U
j
) =V ∩U
i j
, where U
i j
={[t ]  t
i j
=0}. (d) Show that V is a variety.
52 CHAPTER 4. PROJECTIVE VARIETIES
Chapter 5
Projective Plane Curves
5.1 Deﬁnitions
Aprojective plane curve is a hypersurface inP
2
, except that, as withafﬁne curves,
we want to allow multiple components: We say that two nonconstant forms F, G ∈
k[X, Y, Z] are equivalent if there is a nonzero λ ∈ k such that G = λF. A projective
plane curve is an equivalence class of forms. The degree of a curve is the degree of
a deﬁning form. Curves of degree 1, 2, 3 and 4 are called lines, conics, cubic, and
quartics respectively. The notations and conventions regarding afﬁne curves carry
over to projective curves (see §3.1): thus we speak of simple and multiple com
ponents, and we write O
P
(F) instead of O
P
(V (F)) for an irreducible F, etc. Note
that when P = [x : y : 1], then O
P
(F) is canonically isomorphic to O
(x,y)
(F
∗
), where
F
∗
=F(X, Y, 1) is the corresponding afﬁne curve.
The results of Chapter 3 assure us that the multiplicity of a point on an afﬁne
curve depends only on the local ring of the curve at that point. So if F is a projec
tive plane curve, P ∈ U
i
(i = 1, 2 or 3), we can dehomogenize F with respect to X
i
,
and deﬁne the multiplicity of F at P, m
P
(F), to be m
P
(F
∗
). The multiplicity is inde
pendent of the choice of U
i
, and invariant under projective change of coordinates
(Theorem 2 of §3.2).
The following notation will be useful. If we are considering a ﬁnite set of points
P
1
, . . . , P
n
∈ P
2
, we canalways ﬁnd a line L that doesn’t pass through any of the points
(Problem4.25). If F is a curve of degree d, we let F
∗
=F/L
d
∈ k(P
2
). This F
∗
depends
on L, but if L
were another choice, then F/(L
)
d
= (L/L
)
d
F
∗
and L/L
is a unit in
each O
P
i
(P
2
). Note also that we may always ﬁnd a projective change of coordinates
so that the line L becomes the line Z at inﬁnity: then, under the natural identiﬁca
tion of k(A
2
) with k(P
2
) (§4.3), this F
∗
is the same as the old F
∗
=F(X, Y, 1).
If P is a simple point on F (i.e., m
P
(F) =1), and F is irreducible, then O
P
(F) is a
DVR. We let ord
F
P
denote the corresponding order function on k(F). If G is a form in
k[X, Y, Z], and G
∗
∈ O
P
(P
2
) is determined as in the preceding paragraph, and G
∗
is
the residue of G
∗
in O
P
(F), we deﬁne ord
F
P
(G) to be ord
F
P
(G
∗
). Equivalently, ord
F
P
(G)
is the order at P of G/H, where H is any formof the same degree as G with H(P) =0.
53
54 CHAPTER 5. PROJECTIVE PLANE CURVES
Let F, G be projective plane curves, P ∈ P
2
. We deﬁne the intersection number
I (P, F ∩G) to be dim
k
(O
P
(P
2
)/(F
∗
,G
∗
)). This is independent of the way F
∗
andG
∗
are
formed, and it satisﬁes Properties (1)–(8) of Section 3 of Chapter 3: in (3), however,
T should be a projective change of coordinates, and in (7), A should be a form with
deg(A) =deg(G) −deg(F).
We can deﬁne a line L to be tangent to a curve F at P if I (P, F ∩L) > m
P
(F) (see
Problem 3.19). A point P in F is an ordinary multiple point of F if F has m
P
(F)
distinct tangents at P.
Two curves F and G are said to be projectively equivalent if there is a projective
change of coordinates T such that G =F
T
. Everything we will say about curves will
be the same for two projectively equivalent curves.
Problems
5.1.
∗
Let F be a projective plane curve. Show that a point P is a multiple point of F
if and only if F(P) =F
X
(P) =F
Y
(P) =F
Z
(P) =0.
5.2. Show that the following curves are irreducible; ﬁnd their multiple points, and
the multiplicities and tangents at the multiple points.
(a) XY
4
+Y Z
4
+X Z
4
.
(b) X
2
Y
3
+X
2
Z
3
+Y
2
Z
3
.
(c) Y
2
Z −X(X −Z)(X −λZ), λ∈ k.
(d) X
n
+Y
n
+Z
n
, n >0.
5.3. Find all points of intersection of the following pairs of curves, and the intersec
tion numbers at these points:
(a) Y
2
Z −X(X −2Z)(X +Z) and Y
2
+X
2
−2X Z.
(b) (X
2
+Y
2
)Z +X
3
+Y
3
and X
3
+Y
3
−2XY Z.
(c) Y
5
−X(Y
2
−X Z)
2
and Y
4
+Y
3
Z −X
2
Z
2
.
(d) (X
2
+Y
2
)
2
+3X
2
Y Z −Y
3
Z and (X
2
+Y
2
)
3
−4X
2
Y
2
Z
2
.
5.4.
∗
Let P be a simple point on F. Show that the tangent line to F at P has the
equation F
X
(P)X +F
Y
(P)Y +F
Z
(P)Z =0.
5.5.
∗
Let P = [0 : 1 : 0], F a curve of degree n, F =
¸
F
i
(X, Z)Y
n−i
, F
i
a form of de
gree i . Show that m
P
(F) is the smallest m such that F
m
= 0, and the factors of F
m
determine the tangents to F at P.
5.6.
∗
For any F, P ∈ F, show that m
P
(F
X
) ≥m
P
(F) −1.
5.7.
∗
Show that two plane curves with no common components intersect in a ﬁnite
number of points.
5.8.
∗
Let F be an irreducible curve. (a) Show that F
X
, F
Y
, or F
Z
=0. (b) Show that F
has only a ﬁnite number of multiple points.
5.9. (a) Let F be an irreducible conic, P = [0 : 1 : 0] a simple point on F, and Z = 0
the tangent line to F at P. Show that F = aY Z −bX
2
−cX Z −dZ
2
, a, b = 0. Find a
projective change of coordinates T so that F
T
=Y Z −X
2
−c
X Z −d
Z
2
. Find T
so
that (F
T
)
T
= Y Z −X
2
. (T
= (X, Y +c
X +d
Z, Z).) (b) Show that, up to projective
5.2. LINEAR SYSTEMS OF CURVES 55
equivalence, there is only one irreducible conic: Y Z = X
2
. Any irreducible conic is
nonsingular.
5.10. Let F be an irreducible cubic, P =[0 : 0 : 1] a cusp on F, Y =0 the tangent line
to F at P. Showthat F =aY
2
Z −bX
3
−cX
2
Y −dXY
2
−eY
3
. Find projective changes
of coordinates (i) to make a =b =1; (ii) to make c =0 (change X to X −
c
3
Y ); (iii) to
make d =e =0 (Z to Z +dX +eY ).
Up to projective equivalence, there is only one irreducible cubic with a cusp:
Y
2
Z = X
3
. It has no other singularities.
5.11. Up to projective equivalence, there is only one irreducible cubic with a node:
XY Z = X
3
+Y
3
. It has no other singularities.
5.12. (a) Assume P =[0 : 1 : 0] ∈ F, F a curve of degree n. Show that
¸
P
I (P, F ∩X) =
n. (b) Show that if F is a curve of degree n, L a line not contained in F, then
¸
I (P, F ∩L) =n.
5.13. Prove that an irreducible cubic is either nonsingular or has at most one double
point (a node or a cusp). (Hint: Use Problem 5.12, where L is a line through two
multiple points; or use Problems 5.10 and 5.11.)
5.14.
∗
Let P
1
, . . . , P
n
∈ P
2
. Show that there are an inﬁnite number of lines passing
through P
1
, but not through P
2
, . . . , P
n
. If P
1
is a simple point on F, we may take
these lines transversal to F at P
1
.
5.15.
∗
Let C be an irreducible projective plane curve, P
1
, . . . , P
n
simple points on C,
m
1
, . . . , m
n
integers. Show that there is a z ∈ k(C) with ord
P
i
(z) = m
i
for i = 1, . . . , n.
(Hint: Take lines L
i
as in Problem 5.14 for P
i
, and a line L
0
not through any P
j
, and
let z =
¸
L
m
i
i
L
0
−
¸
m
i
.)
5.16.
∗
Let F be an irreducible curve in P
2
. Suppose I (P, F ∩Z) =1, and P =[1 : 0 : 0].
Show that F
X
(P) =0. (Hint: If not, use Euler’s Theorem to show that F
Y
(P) =0; but
Z is not tangent to F at P.)
5.2 Linear Systems of Curves
We oftenwishtostudy all curves of a givendegree d ≥1. Let M
1
, . . . , M
N
be a ﬁxed
ordering of the set of monomials in X, Y, Z of degree d, where N is
1
2
(d +1)(d +2) (Problem 2.35). Giving a curve F of degree d is the same thing as
choosing a
1
, . . . , a
N
∈ k, not all zero, and letting F =
¸
a
i
M
i
, except that (a
1
, . . . , a
N
)
and (λa
1
, . . . , λa
N
) determine the same curve. Inother words, each curve F of degree
d corresponds to a unique point in P
N−1
=P
d(d+3)/2
and each point of P
d(d+3)/2
rep
resents a unique curve. We often identify F with its corresponding point inP
d(d+3)/2
,
and say e.g. “the curves of degree d forma projective space of dimension d(d+3)/2”.
Examples. (1) d =1. Each line aX +bY +cZ corresponds to the point [a : b : c] ∈
P
2
. The lines in P
2
form a P
2
(see Problem 4.18).
(2) d =2. The conic aX
2
+bXY +cX Z +dY
2
+eY Z +f Z
2
corresponds the point
[a : b : c : d : e : f ] ∈ P
5
. The conics form a P
5
.
56 CHAPTER 5. PROJECTIVE PLANE CURVES
(3) The cubics form a P
9
, the quartics a P
14
, etc.
If we put conditions on the set of all curves of degree d, the curves that satisfy the
conditions form a subset of P
d(d+3)/2
. If this subset is a linear subvariety (Problem
4.11), it is called a linear system of plane curves.
Lemma. (1) Let P ∈ P
2
be a ﬁxed point. The set of curves of degree d that contain
P forms a hyperplane in P
d(d+3)/2
.
(2) If T : P
2
→ P
2
is a projective change of coordinates, then the map F → F
T
from{curves of degree d} to {curves of degree d} is a projective change of coordinates
on P
d(d+3)/2
.
Proof. If P =[x : y : z], thenthe curve corresponding to(a
1
, . . . , a
N
) ∈ P
d(d+3)/2
passes
through P if and only if
¸
a
i
M
i
(x, y, z) = 0. Since not all M
i
(x, y, z) are zero, those
[a
1
: . . . : a
N
] satisfying this equation form a hyperplane. The proof that F →F
T
is
linear is similar; it is invertible since F →F
T
−1
is its inverse.
It follows that for any set of points, the curves of degree d that contain them
form a linear subvariety of P
d(d+3)/2
. Since the intersection of n hyperplanes of P
n
is not empty (Problem 4.12), there is a curve of degree d passing through any given
d(d +3)/2 points.
Suppose nowwe ﬁx a point P and an integer r ≤d+1. We claimthat the curves F
of degree d suchthat m
P
(F) ≥r forma linear subvariety of dimension
d(d+3)
2
−
r (r +1)
2
.
By (2) of the Lemma, we may assume P = [0 : 0 : 1]. Write F =
¸
F
i
(X, Y )Z
d−i
, F
i
a
form of degree i . Then m
P
(F) ≥ r if and only if F
0
= F
1
= · · · = F
r −1
= 0, i.e., the
coefﬁcients of all monomials X
i
Y
j
Z
k
with i + j < r are zero (Problem 5.5). And
there are 1+2+· · · +r =
r (r +1)
2
such coefﬁcients.
Let P
1
, . . . , P
n
be distinct points in P
2
, r
1
, . . . , r
n
nonnegative integers. We set
V (d; r
1
P
1
, . . . , r
n
P
n
) = {curves F of degree d  m
P
i
(F) ≥r
i
, 1 ≤i ≤n}.
Theorem1. (1) V (d; r
1
P
1
, . . . , r
n
P
n
) is a linear subvariety of P
d(d+3)/2
of dimen
sion ≥
d(d+3)
2
−
¸
r
i
(r
i
+1)
2
.
(2) If d ≥(
¸
r
i
) −1, then dimV (d; r
1
P
1
, . . . , r
n
P
n
) =
d(d+3)
2
−
¸
r
i
(r
i
+1)
2
.
Proof. (1) follows from the above discussion. We prove (2) by induction on m =
(
¸
r
i
) −1. We may assume that m>1, d >1, since otherwise it is trivial.
Case 1: Each r
i
= 1: Let V
i
= V (d; P
1
, . . . , P
i
). By induction it is enough to show
that V
n
=V
n−1
. Choose lines L
i
passing through P
i
but not through P
j
, j =i (Prob
lem 5.14), and a line L
0
not passing through any P
i
. Then F = L
1
· · · L
n−1
L
d−n+1
0
∈
V
n−1
, F ∈V
n
.
Case 2: Some r
i
>1: Say r =r
1
>1, and P =P
1
=[0 : 0 : 1]. Let
V
0
=V (d; (r −1)P, r
2
P
2
, . . . , r
n
P
n
).
For F ∈V
0
let F
∗
=
¸
r −1
i =0
a
i
X
i
Y
r −1−i
+higher terms. Let V
i
={F ∈V
0
 a
j
=0 for j <i }.
Then V
0
⊃ V
1
⊃ · · · ⊃ V
r
= V (d; r
1
P
1
, r
2
P
2
, . . . , r
n
P
n
), so it is enough to show that
V
i
=V
i +1
, i =0, 1, . . . , r −1.
5.3. BÉZOUT’S THEOREM 57
Let W
0
=V (d −1; (r −2)P, r
2
P
2
, . . . , r
n
P
n
). For F ∈ W
0
, F
∗
= a
i
X
i
Y
r −2−i
+· · · . Set
W
i
={F ∈W
0
 a
j
=0 for j <i }. By induction,
W
0
W
1
· · · W
r −1
=V (d −1; (r −1)P, r
2
P
2
, . . . , r
n
P
n
).
If F
i
∈W
i
, F
i
∈W
i +1
, then Y F
i
∈V
i
, Y F
i
∈V
i +1
, and XF
r −2
∈V
r −1
, XF
r −2
∈V
r
. Thus
V
i
=V
i +1
for i =0, . . . , r −1, and this completes the proof.
Problems
5.17. Let P
1
, P
2
, P
3
, P
4
∈ P
2
. Let V be the linear system of conics passing through
these points. Show that dim(V ) = 2 if P
1
, . . . , P
4
lie on a line, and dim(V ) = 1 other
wise.
5.18. Show that there is only one conic passing through the ﬁve points [0 : 0 : 1],
[0 : 1 : 0], [1 : 0 : 0], [1 : 1 : 1], and [1 : 2 : 3]; show that it is nonsingular.
5.19. Consider the nine points [0 : 0 : 1], [0 : 1 : 1], [1 : 0 : 1], [1 : 1 : 1], [0 : 2 : 1],
[2 : 0 : 1], [1 : 2 : 1], [2 : 1 : 1], and [2 : 2 : 1] ∈ P
2
(Sketch). Showthat there are an inﬁnite
number of cubics passing through these points.
5.3 Bézout’s Theorem
The projective plane was constructed so that any two distinct lines would inter
sect at one point. The famous theorem of Bézout tells us that much more is true:
BÉZOUT’S THEOREM. Let F and G be projective plane curves of degree m and n
respectively. Assume F and G have no common component. Then
¸
P
I (P, F ∩G) =mn
Proof. Since F ∩G is ﬁnite (Problem 5.7), we may assume, by a projective change
of coordinates if necessary, that none of the points in F ∩G is on the line at inﬁnity
Z =0.
Then
¸
P
I (P, F ∩G) =
¸
P
I (P, F
∗
∩G
∗
) =dim
k
k[X, Y ]/(F
∗
,G
∗
), by Property (9) for
intersection numbers. Let
Γ
∗
=k[X, Y ]/(F
∗
,G
∗
), Γ =k[X, Y, Z]/(F,G), R =k[X, Y, Z],
and let Γ
d
(resp. R
d
) be the vector space of forms of degree d in Γ (resp. R). The
theorem will be proved if we can show that dimΓ
∗
= dimΓ
d
and dimΓ
d
= mn for
some large d.
Step 1: dimΓ
d
= mn for all d ≥ m+n: Let π: R → Γ be the natural map, let
ϕ: R ×R →R be deﬁned by ϕ(A, B) = AF +BG, and let ψ: R →R ×R be deﬁned by
ψ(C) = (GC, −FC). Using the fact that F and G have no common factors, it is not
difﬁcult to check the exactness of the following sequence:
0 −→R
ψ
−→R ×R
ϕ
−→R
π
−→Γ −→0.
58 CHAPTER 5. PROJECTIVE PLANE CURVES
If we restrict these maps to the forms of various degrees, we get the following exact
sequences:
0 −→R
d−m−n
ψ
−→R
d−m
×R
d−n
ϕ
−→R
d
π
−→Γ
d
−→0.
Since dimR
d
=
(d+1)(d+2)
2
, it follows from Proposition 7 of §2.10 (with a calculation)
that dimΓ
d
=mn if d ≥m+n.
Step 2: The map α: Γ → Γ deﬁned by α(H) = ZH (where the bar denotes the
residue modulo (F,G)) is onetoone:
We must show that if ZH = AF +BG, then H = A
F +B
G for some A
, B
. For
any J ∈ k[X, Y, Z], denote (temporarily) J(X, Y, 0) by J
0
. Since F,G, and Z have no
common zeros, F
0
and G
0
are relatively prime forms in k[X, Y ].
If ZH = AF +BG, then A
0
F
0
= −B
0
G
0
, so B
0
= F
0
C and A
0
= −G
0
C for some
C ∈ k[X, Y ]. Let A
1
= A+CG, B
1
=B−CF. Since (A
1
)
0
=(B
1
)
0
=0, we have A
1
= Z A
,
B
1
= ZB
for some A
, B
; and since ZH = A
1
F +B
1
G, it follows that H = A
F +B
G,
as claimed.
Step 3: Let d ≥ m+n, and choose A
1
, . . . , A
mn
∈ R
d
whose residues in Γ
d
form a
basis for Γ
d
. Let A
i ∗
= A
i
(X, Y, 1) ∈ k[X, Y ], and let a
i
be the residue of A
i ∗
in Γ
∗
.
Then a
1
, . . . , a
mn
form a basis for Γ
∗
:
First notice that the map α of Step 2 restricts to an isomorphism from Γ
d
onto
Γ
d+1
, if d ≥ m+n, since a onetoone linear map of vector spaces of the same di
mension is an isomorphism. It follows that the residues of Z
r
A
1
, . . . , Z
r
A
mn
form a
basis for Γ
d+r
for all r ≥0.
The a
i
generate Γ
∗
: if h = H ∈ Γ
∗
, H ∈ k[X, Y ], some Z
N
H
∗
is a form of degree
d +r , so Z
N
H
∗
=
¸
mn
i =1
λ
i
Z
r
A
i
+BF +CG for some λ
i
∈ k, B,C ∈ k[X, Y, Z]. Then
H =(Z
N
H
∗
)
∗
=
¸
λ
i
A
i ∗
+B
∗
F
∗
+C
∗
G
∗
, so h =
¸
λ
i
a
i
, as desired.
The a
i
are independent: For if
¸
λ
i
a
i
= 0, then
¸
λ
i
A
i ∗
= BF
∗
+CG
∗
. There
fore (by Proposition 5 of §2.6) Z
r
¸
λ
i
A
i
= Z
s
B
∗
F +Z
t
C
∗
G for some r, s, t . But then
¸
λ
i
Z
r
A
i
= 0 in Γ
d+r
, and the Z
r
A
i
form a basis, so each λ
i
= 0. This ﬁnishes the
proof.
Combining Property (5) of the intersection number (§3.3) with Bézout’s Theo
rem, we deduce
Corollary 1. If F and G have no common component, then
¸
P
m
P
(F)m
P
(G) ≤ deg(F) · deg(G).
Corollary 2. If F and G meet in mn distinct points, m = deg(F), n = deg(G), then
theses points are all simple points on F and on G.
Corollary 3. If two curves of degrees m and n have more than mn points in common,
then they have a common component.
Problems
5.20. Check your answers of Problem 5.3 with Bézout’s Theorem.
5.4. MULTIPLE POINTS 59
5.21.
∗
Show that every nonsingular projective plane curve is irreducible. Is this true
for afﬁne curves?
5.22.
∗
Let F be an irreducible curve of degree n. Assume F
X
= 0. Apply Corollary 1
to F and F
X
, and conclude that
¸
m
P
(F)(m
P
(F) −1) ≤n(n −1). In particular, F has
at most
1
2
n(n −1) multiple points. (See Problems 5.6, 5.8.)
5.23. A problem about ﬂexes (see Problem 3.12): Let F be a projective plane curve
of degree n, and assume F contains no lines.
Let F
i
=F
X
i
and F
i j
=F
X
i
X
j
, forms of degree n−1 and n−2 respectively. Form a
3×3 matrix with the entry in the (i , j )th place being F
i j
. Let H be the determinant
of this matrix, a form of degree 3(n −2). This H is called the Hessian of F. Problems
5.22 and 6.47 show that H = 0, for F irreducible. The following theorem shows the
relationship between ﬂexes and the Hessian.
Theorem. (char(k) = 0) (1) P ∈ H ∩F if and only if P is either a ﬂex or a multiple
point of F. (2) I (P, H ∩F) =1 if and only if P is an ordinary ﬂex.
Outline of proof. (a) Let T be a projective change of coordinates. Then the Hessian
of F
T
= (det(T))
2
(H
T
). So we can assume P = [0 : 0 : 1]; write f (X, Y ) = F(X, Y, 1)
and h(X, Y ) = H(X, Y, 1).
(b) (n −1)F
j
=
¸
i
X
i
F
i j
. (Use Euler’s Theorem.)
(c) I (P, f ∩h) = I (P, f ∩g) where g = f
2
y
f
xx
+f
2
x
f
y y
−2f
x
f
y
f
xy
. (Hint: Performrow
and column operations on the matrix for h. Add x times the ﬁrst row plus y times
the second row to the third row, then apply part (b). Do the same with the columns.
Then calculate the determinant.)
(d) If P is a multiple point on F, then I (P, f ∩g) >1.
(e) Suppose P is a simple point, Y = 0 is the tangent line to F at P, so f = y +
ax
2
+bxy +c y
2
+dx
3
+ex
2
y +. . .. Then P is a ﬂex if and only if a = 0, and P is
an ordinary ﬂex if and only if a = 0 and d = 0. A short calculation shows that g =
2a +6dx +(8ac −2b
2
+2e)y+ higher terms, which concludes the proof.
Corollary. (1) A nonsingular curve of degree >2 always has a ﬂex. (2) A nonsingular
cubic has nine ﬂexes, all ordinary.
5.24. (char(k) = 0) (a) Let [0 : 1 : 0] be a ﬂex on an irreducible cubic F, Z = 0 the
tangent line to F at [0 : 1 : 0]. Show that F = ZY
2
+bY Z
2
+cY X Z+ terms in X, Z.
Find a projective change of coordinates (using Y →Y −
b
2
Z−
c
2
X) to get F to the form
ZY
2
= cubic in X, Z. (b) Show that any irreducible cubic is projectively equivalent
to one of the following: Y
2
Z = X
3
, Y
2
Z = X
2
(X +Z), or Y
2
Z = X(X −Z)(X −λZ),
λ∈ k, λ=0, 1. (See Problems 5.10, 5.11.)
5.4 Multiple Points
In Problem 5.22 of the previous section we saw one easy application of Bézout’s
Theorem: If F is an irreducible curve of degree n, and m
P
denotes the multiplicity
of F at P, then
¸
m
P
(m
P
−1)
2
≤
n(n−1)
2
.
An examination of the cases n = 2, 3 however, indicates that this is not the best
possible result (Problems 5.9, 5.13). In fact:
60 CHAPTER 5. PROJECTIVE PLANE CURVES
Theorem2. If F is an irreducible curve of degree n, then
¸
m
P
(m
P
−1)
2
≤
(n−1)(n−2)
2
.
Proof. Since r :=
(n−1)(n−1+3)
2
−
¸
(m
P
−1)(m
P
)
2
≥
(n−1)n
2
−
¸
(m
P
−1)m
P
2
≥0, we may choose
simple points Q
1
, . . . ,Q
r
∈ F. Then Theorem 1 of §5.2 (for d = n −1) guarantees
the existence of a curve G of degree n −1 such that m
P
(G) ≥ m
P
−1 for all P, and
m
Q
i
(G) ≥1.
Now apply Corollary 1 of Bézout’s Theorem to F and G (since F is irreducible,
there are no common components): n(n −1) ≥
¸
m
P
(m
P
−1) +r . The theorem fol
lows by substituting the value for r into this inequality.
For small n this gives us some results we have seen in the problems: lines and
irreducible conics are nonsingular, and an irreducible cubic can have at most one
double point. Letting n = 4 we see that an irreducible quartic has at most three
double points or one triple point, etc. Note that the curve X
n
+Y
n−1
Z has the point
[0 : 0 : 1] of multiplicity n −1, so the result cannot be strengthened.
Problems
5.25. Let F be a projective plane curve of degree n with no multiple components,
and c simple components. Show that
¸
m
P
(m
P
−1)
2
≤
(n −1)(n −2)
2
+c −1 ≤
n(n −1)
2
(Hint: Let F =F
1
F
2
; consider separately the points on one F
i
or on both.)
5.26.
∗
(char(k) =0) Let F be an irreducible curve of degree n in P
2
. Suppose P ∈ P
2
,
with m
P
(F) =r ≥0. Then for all but a ﬁnite number of lines L through P, L intersects
F in n −r distinct points other than P. We outline a proof:
(a) We may assume P = [0 : 1 : 0]. If L
λ
= {[λ : t : 1]  t ∈ k} ∪{P}, we need only
consider the L
λ
. Then F = A
r
(X, Z)Y
n−r
+· · ·+A
n
(X, Z), A
r
=0. (See Problems 4.24,
5.5).
(b) Let G
λ
(t ) = F(λ, t , 1). It is enough to show that for all but a ﬁnite number of
λ, G
λ
has n −r distinct points.
(c) Show that G
λ
has n−r distinct roots if A
r
(λ, 1) =0, and F ∩F
Y
∩L
λ
={P} (see
Problem 1.53).
5.27. Show that Problem 5.26 remains true if F is reducible, provided it has no mul
tiple components.
5.28. (char(k) = p > 0) F = X
p+1
−Y
p
Z, P = [0 : 1 : 0]. Find L ∩F for all lines L
passing through P. Show that every line that is tangent to F at a simple point passes
through P!
5.5 Max Noether’s Fundamental Theorem
A zerocycle on P
2
is a formal sum
¸
P∈P
2 n
P
P, where n
P
’s are integers, and all
but a ﬁnite number of n
P
’s are zero. The set of all zerocycles on P
2
form an abelian
5.5. MAX NOETHER’S FUNDAMENTAL THEOREM 61
group — in fact, it is the free abelian group with basis X =P
2
, as deﬁned in Chapter
2, Section 11.
The degree of a zero cycle
¸
n
P
P is deﬁned to be
¸
n
P
. The zero cycle is positive
if each n
P
≥0. We say that
¸
n
P
P is bigger than
¸
m
P
P, and write
¸
n
P
P ≥
¸
m
P
P,
if each n
P
≥m
P
.
Let F, G be projective plane curves of degrees m, n respectively, withno common
components. We deﬁne the intersection cycle F•G by
F•G =
¸
P∈P
2
I (P, F ∩G)P.
Bézout’s Theorem says that F•G is a positive zerocycle of degree mn.
Several properties of intersection numbers translate nicely into properties of the
intersection cycle. For example: F•G =G•F; F•GH = F•G +F•H; and F•(G + AF) =
F•G if A is a form and deg(A) =deg(G) −deg(F).
Max Noether’s Theoremis concerned with the following situation: Suppose F, G,
and H are curves, and H•F ≥G•F, i.e., H intersects F in a bigger cycle than G does.
When is there a curve B so that B•F = H•F −G•F? Note that necessarily deg(B) =
deg(H) −deg(G).
To ﬁnd such a B, it sufﬁces to ﬁnd forms A, B such that H = AF +BG. For then
H•F =BG•F =B•F +G•F.
Let P ∈ P
2
, F, G curves with no common component through P, H another
curve. We say that Noether’s Conditions are satisﬁed at P (with respect to F, G, and
H), if H
∗
∈ (F
∗
,G
∗
) ⊂O
P
(P
2
), i.e., if there are a, b ∈ O
P
(P
2
) such that H
∗
=aF
∗
+bG
∗
(see §5.1 for notation). Noether’s Theorem relates the local and global conditions.
MAXNOETHER’SFUNDAMENTALTHEOREM. Let F,G, H be projective plane curves.
Assume F and G have no common components. Then there is an equation H = AF +
BG (with A, B forms of degree deg(H) −deg(F), deg(H) −deg(G) respectively) if and
only if Noether’s conditions are satisﬁed at every P ∈ F ∩G.
Proof. If H = AF +BG, then H
∗
= A
∗
F
∗
+B
∗
G
∗
at any P. To prove the converse,
we assume, as in the proof of Bézout’s Theorem, that V (F,G, Z) = . We may take
F
∗
= F(X, Y, 1), G
∗
= G(X, Y, 1), H
∗
= H(X, Y, 1). Noether’s conditions say that the
residue of H
∗
in O
P
(P
2
)/(F
∗
,G
∗
) is zero for each P ∈ F ∩G. It follows from Propo
sition 6 of §2.9 that the residue of H
∗
in k[X, Y ]/(F
∗
,G
∗
) is zero, i.e., H
∗
= aF
∗
+
bG
∗
, a, b ∈ k[X, Y ]. Then Z
r
H = AF +BG for some r, A, B (Proposition 7 of §2.10).
But in the proof of Step 2 of Bézout’s Theorem we saw that multiplication by Z
on k[X, Y, Z]/(F,G) is onetoone, so H = A
F +B
G for some A
, B
. If A
=
¸
A
i
,
B
=
¸
B
i
, A
i
, B
i
forms of degree i , then H = A
s
F +B
t
G, s = deg(H) −deg(F), t =
deg(H) −deg(G).
Of course, the usefulness of this theorem depends on ﬁnding criteria that assure
that Noether’s conditions hold at P:
Proposition 1. Let F, G, H be plane curves, P ∈ F ∩G. Then Noether’s conditions are
satisﬁed at P if any of the following are true:
(1) F and G meet transversally at P, and P ∈ H.
62 CHAPTER 5. PROJECTIVE PLANE CURVES
(2) P is a simple point on F, and I (P, H ∩F) ≥ I (P,G ∩F).
(3) F and G have distinct tangents at P, and m
P
(H) ≥m
P
(F) +m
P
(G) −1.
Proof. (2): I (P, H ∩F) ≥ I (P,G ∩F) implies that ord
F
P
(H) ≥ ord
F
P
(G), so H
∗
∈ (G
∗
) ⊂
O
P
(F). Since O
P
(F)/(G
∗
)
∼
= O
P
(P
2
)/(F
∗
,G
∗
) (Problem 2.44), the residue of H
∗
in
O
P
(P
2
)/(F
∗
,G
∗
) is zero, as desired.
(3): We may assume P = [0 : 0 : 1], and m
P
(H
∗
) ≥ m
P
(F
∗
) +m
P
(G
∗
) −1. In the
notation of the lemma used to prove Property (5) of the intersection number (§3.3),
this says that H
∗
∈ I
t
, t ≥ m+n −1. And in that lemma, we showed precisely that
I
t
⊂(F
∗
,G
∗
) ⊂O
P
(P
2
) if t ≥m
P
(F) +m
P
(G) −1.
(1) is a special case both of (2) and of (3) (and is easy by itself ).
Corollary. If either
(1) F and G meet in deg(F) deg(G) distinct points, and H passes through these
points, or
(2) All the points of F ∩G are simple points of F, and H•F ≥G•F,
then there is a curve B such that B•F = H•F −G•F.
In §7.5 we will ﬁnd a criterion that works at all ordinary multiple points of F.
Problems
5.29. Fix F, G, and P. Show that in cases (1) and (2) — but not (3) — of Proposition
1 the conditions on H are equivalent to Noether’s conditions.
5.30. Let F be an irreducible projective plane curve. Suppose z ∈ k(F) is deﬁned at
every P ∈ F. Show that z ∈ k. (Hint: Write z = H/G, and use Noether’s Theorem).
5.6 Applications of Noether’s Theorem
We indicate inthis sectiona fewof the many interesting consequences of Noether’s
Theorem. Since they will not be needed in later Chapters, the proofs will be brief.
Proposition 2. Let C, C
be cubics, C
•C =
¸
9
i =1
P
i
; suppose Q is a conic, and Q•C =
¸
6
i =1
P
i
. Assume P
1
, . . . , P
6
are simple points onC. ThenP
7
, P
8
, and P
9
lie ona straight
line.
Proof. Let F =C, G =Q, H =C
in (2) of the Corollary to Proposition 1.
Corollary 1 (Pascal). If a hexagon is inscribed in an irreducible conic, then the oppo
site sides meet in collinear points.
Proof. Let C be three sides, C
the three opposite sides, Q the conic, and apply
Proposition 2.
Corollary 2 (Pappus). Let L
1
, L
2
be two lines; P
1
, P
2
, P
3
∈ L
1
, Q
1
, Q
2
, Q
3
∈ L
2
(none
of these points in L
1
∩L
2
). Let L
i j
be the line between P
i
and Q
j
. For each i , j , k with
{i , j , k} ={1, 2, 3}, let R
k
=L
i j
.L
j i
. Then R
1
, R
2
, and R
3
are collinear.
5.6. APPLICATIONS OF NOETHER’S THEOREM 63
Proof. The two lines form a conic, and the proof is the same as in Corollary 1.
Pascal’s Theorem Pappus’ Theorem
Proposition 3. Let C be an irreducible cubic, C
, C
cubics. Suppose C
•C =
¸
9
i =1
P
i
,
where the P
i
are simple (not necessarily distinct) points on C, and suppose C
•C =
¸
8
i =1
P
i
+Q. Then Q =P
9
.
Proof. Let L be a line through P
9
that doesn’t pass throughQ; L•C =P
9
+R+S. Then
LC
•C =C
•C +Q +R +S, so there is a line L
such that L
•C =Q +R +S. But then
L
=L and so P
9
=Q.
Addition on a cubic. Let C be a nonsingular cubic. For any two points P, Q ∈ C,
there is a unique line L such that L•C = P +Q +R, for some R ∈ C. (If P = Q, L is
the tangent to C at P). Deﬁne ϕ: C ×C →C by setting ϕ(P,Q) =R. This ϕ is like an
addition on C, but there is no identity. To remedy this, choose a point O on C. Then
deﬁne an addition ⊕ on C as follows: P ⊕Q =ϕ(O, ϕ(P,Q)).
Proposition 4. C, with the operation ⊕, forms an abelian group, with the point O
being the identity.
O
P
Q
R
S
S
U
U
T
=T
Proof. Only the associativity is difﬁcult: Suppose P,Q, R ∈ C. Let L
1
•C = P +Q +S
,
M
1
•C =O+S
+S, L
2
•C =S +R +T
.
64 CHAPTER 5. PROJECTIVE PLANE CURVES
Let M
2
•C =Q+R+U
, L
3
•C =O+U
+U, M
3
•C =P +U+T
. Since (P ⊕Q)⊕R =
ϕ(O, T
), and P ⊕(Q⊕R) =ϕ(O, T
), it sufﬁces to show that T
=T
.
Let C
=L
1
L
2
L
3
, C
=M
1
M
2
M
3
, and apply Proposition 3.
Problems
5.31. If in Pascal’s Theorem we let some adjacent vertices coincide (the side being a
tangent), we get many new theorems:
(a) State and sketch what happens if P
1
=P
2
, P
3
=P
4
, P
5
=P
6
.
(b) Let P
1
=P
2
, the other four distinct.
(c) From(b) deduce a rule for constructing the tangent to a given conic at a given
point, using only a straightedge.
5.32. Suppose the intersections of the opposite sides of a hexagon lie on a straight
line. Show that the vertices lie on a conic.
5.33. Let C be an irreducible cubic, L a line such that L•C =P
1
+P
2
+P
3
, P
i
distinct.
Let L
i
be the tangent line toC at P
i
: L
i
•C =2P
i
+Q
i
for someQ
i
. Showthat Q
1
,Q
2
,Q
3
lie on a line. (L
2
is a conic!)
5.34. Show that a line through two ﬂexes on a cubic passes through a third ﬂex.
5.35. Let C be any irreducible cubic, or any cubic without multiple components,
C
◦
the set of simple points of C, O ∈ C
◦
. Show that the same deﬁnition as in the
nonsingular case makes C
◦
into an abelian group.
5.36. Let C be an irreducible cubic, O a simple point onC giving rise to the addition
⊕on the set C
◦
of simple points. Suppose another O
gives rise to an addition ⊕
. Let
Q = ϕ(O, O
), and deﬁne α: (C, O, ⊕) →(C, O
, ⊕
) by α(P) = ϕ(Q, P). Show that α is
a group isomorphism. So the structure of the group is independent of the choice of
O.
5.37. In Proposition 4, suppose O is a ﬂex on C. (a) Show that the ﬂexes form a
subgroup of C; as an abelian group, this subgroup is isomorphic to Z/(3) ×Z/(3).
(b) Show that the ﬂexes are exactly the elements of order three in the group. (i.e.,
exactly those elements P such that P ⊕P ⊕P = O). (c) Show that a point P is of
order two in the group if and only if the tangent to C at P passes through O. (d) Let
C =Y
2
Z −X(X −Z)(X −λZ), λ=0, 1, O =[0 : 1 : 0]. Find the points of order two. (e)
Show that the points of order two on a nonsingular cubic form a group isomorphic
to Z/(2) ×Z/(2). (f ) Let C be a nonsingular cubic, P ∈C. How many lines through P
are tangent to C at some point Q =P? (The answer depends on whether P is a ﬂex.)
5.38. Let C be a nonsingular cubic givenby the equationY
2
Z = X
3
+aX
2
Z+bX Z
2
+
cZ
3
, O =[0 : 1 : 0]. Let P
i
=[x
i
: y
i
: 1], i =1, 2, 3, and suppose P
1
⊕P
2
=P
3
. If x
1
=x
2
,
let λ = (y
1
− y
2
)/(x
1
−x
2
); if P
1
= P
2
and y
1
= 0, let λ = (3x
2
1
+2ax
1
+b)/(2y
1
). Let
µ= y
i
−λx
i
, i =1, 2. Show that x
3
=λ
2
−a−x
1
−x
2
, and y
3
=−λx
3
−µ. This gives an
explicit method for calculating in the group.
5.39. (a) Let C = Y
2
Z −X
3
−4X Z
2
, O = [0 : 1 : 0], A = [0 : 0 : 1], B = [2 : 4 : 1], and
C = [2 : −4 : 1]. Show that {0, A, B,C} form a subgroup of C that is cyclic of order 4.
5.6. APPLICATIONS OF NOETHER’S THEOREM 65
(b) Let C =Y
2
Z −X
3
−43X Z
2
−166Z
3
. Let O =[0 : 1 : 0], P =[3 : 8 : 1]. Show that P is
an element of order 7 in C.
5.40. Let k
0
be a subﬁeld of k. If V is an afﬁne variety, V ⊂ A
n
(k), a point P =
(a
1
, . . . , a
n
) ∈ V is rational over k
0
, if each a
i
∈ k
0
. If V ⊂ P
n
(k) is projective, a point
P ∈ V is rational over k
0
if for some homogeneous coordinates (a
1
, . . . , a
n+1
) for P,
each a
i
∈ k
0
.
A curve F of degree d is said to be emphrational over k
0
if the corresponding
point in P
d(d+3)/2
is rational over k
0
.
Suppose a nonsingular cubic C is rational over k
0
. Let C(k
0
) be the set of points
of C that are rational over k
0
. (a) If P, Q ∈ C(k
0
), show that ϕ(P,Q) is in C(k
0
). (b)
If O ∈ C(k
0
), show that C(k
0
) forms a subgroup of C. (If k
0
= Q, k = C, this has
important applications to number theory.)
5.41. Let C be a nonsingular cubic, O a ﬂex on C. Let P
1
, . . . , P
3m
∈ C. Show that
P
1
⊕· · ·⊕P
3m
=O if and only if there is a curve F of degree m such that F•C =
¸
3m
i =1
P
i
.
(Hint: Use induction on m. Let L•C =P
1
+P
2
+Q, L
•C =P
3
+P
4
+R, L
•C =Q+R+S,
and apply induction to S, P
5
, . . . , P
3m
; use Noether’s Theorem.)
5.42. Let C be a nonsingular cubic, F, F
curves of degree m such that F•C =
¸
3m
i =1
P
i
,
F
•C =
¸
3m−1
i =1
P
i
+Q. Show that P
3m
=Q.
5.43. For which points P on a nonsingular cubic C does there exist a nonsingular
conic that intersects C only at P?
66 CHAPTER 5. PROJECTIVE PLANE CURVES
Chapter 6
Varieties, Morphisms, and
Rational Maps
This chapter begins the study of intrinsic properties of a variety — properties
that do not depend on its embedding in afﬁne or projective spaces (or products
of these). Making this transition from extrinsic to intrinsic geometry has not been
easy historically; the abstract language required demands some fortitude from the
reader.
6.1 The Zariski Topology
One of the purposes of considering a topology on a set is to be able to restrict
attention to a “neighborhood” of a point in the set. Often this means simply that
we throw away a set (not containing the point) on which something we don’t like
happens. For example, if z is a rational function on a variety V , and z is deﬁned at
P ∈V , there should be a neighborhood of P where z is a function — we must throw
away the pole set of z. We want to be able to discard an algebraic subset from an
afﬁne or projective variety, and still think of what is left as some kind of variety.
We ﬁrst recall some notions from topology. A topology on a set X is a collection
of subsets of X, called the open subsets of X, satisfying:
(1) X and the empty set are open.
(2) The union of any family of open subsets of X is open.
(3) The intersection of any ﬁnite number of open sets is open.
A topological space is a set X together with a topology on X. A set C in X is
closed if X C is open. If Y ⊂ X, any open set of X that contains Y will be called
a neighborhood of Y . (Sometimes any set containing an open set containing Y is
called a neighborhood of Y , but we will consider only open neighborhoods.)
If Y is a subset of a topological space X, the induced topology on Y is deﬁned
as follows: a set W ⊂ Y is open in Y if there is an open subset U of X such that
W =Y ∩U.
67
68 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
For any subset Y of a topological space X, the closure of Y in X is the intersection
of all closed subsets of X that contain Y . The set Y is said to be dense in X if X is the
closure of Y in X; equivalently, for every nonempty open subset U of X, U ∩Y =.
If X and X
are topological spaces, a mapping f : X
→ X is called continuous
if for every open set U of X, f
−1
(U) = {x ∈ X
 f (x) ∈ U} is an open subset of X
;
equivalently, for every closed subset C of X, f
−1
(C) is closed in X
. If, in addition, f
is onetoone and onto X, and f
−1
is continuous, f is said to be homeomorphism.
Let X = P
n
1
×· · · ×P
n
r
×A
m
. The Zariski topology on X is deﬁned as follows: a
set U ⊂ X is open if X U is an algebraic subset of X. That this is a topology follows
from the properties of algebraic sets proved in Chapter 1 (see also §4.4). Any subset
V of X is given the induced topology. In particular, if V is a variety in X, a subset of
V is closed if and only if it is algebraic.
If X = A
1
or P
1
, the proper closed subsets of X are just the ﬁnite subsets. If
X =A
2
or P
2
, proper closed subsets are ﬁnite unions of points and curves.
Note that for any two nonempty open sets U
1
,U
2
in a variety V , U
1
∩U
2
= (for
otherwise V = (V U
1
) ∪(V U
2
) would be reducible). So if P and Q are distinct
points of V , there are never disjoint neighborhoods containing them. And every
nonempty open subset of a variety V is dense in V .
Problems
6.1.
∗
Let Z ⊂Y ⊂ X, X a topological space. Give Y the induced topology. Show that
the topology induced by Y on Z is the same as that induced by X on Z.
6.2.
∗
(a) Let X be a topological space, X =
¸
α∈A
U
α
, U
α
open in X. Show that a
subset W of X is closed if and only if eachW∩U
α
is closed (in the induced topology)
in U
α
. (b) Suppose similarly Y =
¸
α∈A
V
α
, V
α
open in Y , and suppose f : X →Y
is a mapping such that f (U
α
) ⊂ V
α
. Show that f is continuous if and only if the
restriction of f to eachU
α
is a continuous mapping fromU
α
to V
α
.
6.3.
∗
(a) Let V be an afﬁne variety, f ∈ Γ(V ). Considering f as a mapping from V
to k = A
1
, show that f is continuous. (b) Show that any polynomial map of afﬁne
varieties is continuous.
6.4.
∗
Let U
i
⊂ P
n
, ϕ
i
: A
n
→U
i
as in Chapter 4. Give U
i
the topology induced from
P
n
. (a) Show that ϕ
i
is a homeomorphism. (b) Show that a set W ⊂ P
n
is closed if
and only if each ϕ
−1
i
(W) is closed in A
n
, i =1, . . . , n +1. (c) Show that if V ⊂A
n
is an
afﬁne variety, then the projective closure V
∗
of V is the closure of ϕ
n+1
(V ) in P
n
.
6.5. Any inﬁnite subset of a plane curve V is dense in V . Any onetoone mapping
from one irreducible plane curve onto another is a homeomorphism.
6.6.
∗
Let X be a topological space, f : X →A
n
a mapping. Then f is continuous if
and only if for each hypersurface V =V (F) of A
n
, f
−1
(V ) is closed in X. A mapping
f : X →k =A
1
is continuous if and only if f
−1
(λ) is closed for any λ∈ k.
6.7.
∗
Let V be an afﬁne variety, f ∈ Γ(V ). (a)] Show that V ( f ) ={P ∈V  f (P) =0} is a
closed subset of V , and V ( f ) =V unless f =0. (b) Suppose U is a dense subset of V
and f (P) =0 for all P ∈U. Then f =0.
6.2. VARIETIES 69
6.8.
∗
Let U be an open subset of a variety V , z ∈ k(V ). Suppose z ∈ O
P
(V ) for all
P ∈ U. Show that U
z
= {P ∈ U  z(P) = 0} is open, and that the mapping from U to
k =A
1
deﬁned by P →z(P) is continuous.
6.2 Varieties
Let V be a nonempty irreducible algebraic set in P
n
1
×· · · ×A
m
. Any open subset
X of V will be called a variety. It is given the topology induced fromV ; this topology
is called the Zariski topology on X.
We deﬁne k(X) =k(V ) to be the ﬁeld of rational functions on X, and if P ∈ X, we
deﬁne O
P
(X) to be O
P
(V ), the local ring of X at P.
If U is an open subset of X, then U is also open in V , so U is also a variety. We
say that U is an open subvariety of X.
If Y is a closed subset of X, we say that Y is irreducible if Y is not the union of
two proper closed subsets. Then Y is then also a variety, for if Y is the closure of Y
in V , it is easy to verify that Y is irreducible in V and that Y =Y ∩X, so Y is open in
Y (see Problem 6.10). Such a Y is called a closed subvariety of X.
Let X be a variety, U a nonempty open subset of X. We deﬁne Γ(U, O
X
), or sim
ply Γ(U), to be the set of rational functions on X that are deﬁned at each P ∈ U:
Γ(U) =
¸
P∈U
O
P
(X). The ring Γ(U) is a subring of k(X), and if U
⊂U, then Γ(U
) ⊃
Γ(U). Note that if U = X is an afﬁne variety, then Γ(X) is the coordinate ring of X
(Proposition 2 of §2.4), so this notation is consistent.
If z ∈ Γ(U), z determines a kvalued function on U: for if P ∈U, z ∈ O
P
(X), and
z(P) is welldeﬁned. Let F(U, k) be the ring of all kvalued functions onU. The map
that associates a function to each z ∈ Γ(U) is a ring homomorphism fromΓ(U) into
F(U, k). As in §2.1 we want to identify Γ(U) with its image in F(U, k), so that we
may consider Γ(U) as a ring of functions onU. For this we need the map fromΓ(U)
to F(U, k) to be onetoone, i.e.,
Proposition1. Let U be an open subset of a variety X. Suppose z ∈ Γ(U), and z(P) =0
for all P ∈U. Then z =0.
Proof. Note ﬁrst that we may replaceU by any nonempty open subset U
of U, since
Γ(U) ⊂Γ(U
).
If X ⊂P
n
×· · ·×A
m
, we may replace X by its closure, so assume X is closed. Then
if X ∩(U
i
1
×U
i
2
×· · · ×A
m
) =, we may replace X andU by the corresponding afﬁne
variety ϕ
−1
(X) and the open set ϕ
−1
(U) in A
n
×· · · ×A
m
, where ϕ: A
n
×· · · ×A
m
→
U
i
1
×· · · ×A
m
is as in Problem 4.26.
Thus we may assume U is open in an afﬁne variety X ⊂ A
N
. Write z = f /g,
f , g ∈ Γ(X). Replacing U by {P ∈U  g(P) =0}, we may assume g(P) =0 for all P ∈U
(Problem 6.8). Then f (P) =0 for all P ∈U, so f =0 (Problem 6.7), and z =0.
Problems
6.9. Let X =A
2
{(0, 0)}, anopensubvariety of A
2
. Showthat Γ(X) =Γ(A
2
) =k[X, Y ].
70 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
6.10.
∗
Let U be an open subvariety of a variety X, Y a closed subvariety of U. Let Z
be the closure of Y in X. Show that
(a) Z is a closed subvariety of X.
(b) Y is an open subvariety of Z.
6.11. (a) Show that every family of closed subsets of a variety has a minimal mem
ber. (b) Show that if a variety is a union of a collection of open subsets, it is a union
of a ﬁnite number of theses subsets. (All varieties are “quasicompact”.)
6.12.
∗
Let X be a variety, z ∈ k(X). Show that the pole set of z is closed. If z ∈ O
P
(X),
there is a neighborhood U of z such that z ∈ Γ(U); so O
P
(X) is the union of all Γ(U),
where U runs through all neighborhoods of P.
6.3 Morphisms of Varieties
If ϕ: X →Y is any mapping between sets, composition with ϕgives a homomor
phism of rings ˜ ϕ: F(Y, k) →F(X, k); i.e., ˜ ϕ( f ) = f ◦ϕ.
Let X and Y be varieties. A morphism from X to Y is a mapping ϕ: X →Y such
that
(1) ϕ is continuous;
(2) For every openset U of Y , if f ∈ Γ(U, O
Y
), then ˜ ϕ( f ) = f ◦ϕis inΓ(ϕ
−1
(U), O
X
).
An isomorphism of X with Y is a onetoone morphism ϕ from X onto Y such
that ϕ
−1
is a morphism.
A variety that is isomorphic to a closed subvariety of some A
n
(resp. P
n
) is called
an afﬁne variety (resp. a projective variety). When we write “X ⊂ A
n
is an afﬁne
variety”, we mean that X is a closed subvariety of A
n
(as in Chapter 2), while if we
say only “X is an afﬁne variety” we mean that X is a variety in the general sense of
Section2, but that there exists anisomorphismof X witha closed subvariety of some
A
n
. A similar nomenclature is used for projective varieties.
Proposition 2. Let X and Y be afﬁne varieties. There is a natural onetoone corre
spondence between morphisms ϕ: X →Y and homomorphisms ˜ ϕ: Γ(Y ) →Γ(X). If
X ⊂ A
n
, Y ⊂ A
m
, a morphism from X to Y is the same thing as a polynomial map
from X to Y .
Proof. We may assume X ⊂A
n
, Y ⊂A
m
are closed subvarieties of afﬁne spaces. The
propositionfollows fromthe following facts: (i) a polynomial mapis a morphism; (ii)
a morphismϕ induces a homomorphism ˜ ϕ: Γ(Y ) →Γ(X); (iii) any ˜ ϕ: Γ(Y ) →Γ(X)
is induced by a unique polynomial map from X to Y (Proposition 1 of §2.2); and (iv)
all these operations are compatible. The details are left to the reader.
Proposition 3. Let V be a closed subvariety of P
n
, ϕ
i
: A
n
→U
i
⊂ P
n
as in Chapter
4, Section 1. Then V
i
= ϕ
−1
i
(V ) is a closed subvariety of A
n
, and ϕ
i
restricts to an
isomorphism of V
i
with V ∩U
i
. A projective variety is a union of a ﬁnite number of
open afﬁne varieties.
Proof. The proof, together with the natural generalization to multispace (see Prob
lem 4.26), is left to the reader.
6.3. MORPHISMS OF VARIETIES 71
Proposition 4. Any closed subvariety of P
n
1
×· · · ×P
n
r
is a projective variety. Any
variety is isomorphic to an open subvariety of a projective variety.
Proof. The second statement follows from the ﬁrst, since P
n
1
×· · · ×P
n
r
×A
m
is iso
morphic to an open subvariety of P
n
1
×· · · ×P
n
r
×P
m
. By induction, it is enough to
prove that P
n
×P
m
is a projective variety.
In Problem4.28, we deﬁned the Segre imbedding S : P
n
×P
m
→P
n+m+nm
, which
mapped P
n
×P
m
onetoone onto a projective variety V . We use the notations of
that problem.
It sufﬁces toshowthat the restrictionof S toU
0
×U
0
→V ∩U
00
is anisomorphism.
These are afﬁne varieties, so it is enough to show that the induced map on coordi
nate rings is an isomorphism. We identify Γ(U
0
×U
0
) with k[X
1
, . . . , X
n
, Y
1
, . . . , Y
m
],
and Γ(V ∩U
00
) may be identiﬁed with k[T
10
, . . . , T
nm
]/({T
j k
−T
j 0
T
0k
 j , k >0}). The
homomorphismfromk[X
1
, . . . , X
n
, Y
1
, . . . , Y
m
] to this ring that takes X
i
to the residue
of T
i 0
, Y
j
to that of T
0j
, is easily checked to be an isomorphism. Since this isomor
phism is the one induced by S
−1
, the proof is complete.
Note. It is possible to deﬁne more general varieties than those we have considered
here. If this were done, the varieties we have deﬁned would be called the “quasi
projective” varieties.
A closed subvariety of an afﬁne variety is also an afﬁne variety. What is more
surprising is that an open subvariety of an afﬁne variety may also be afﬁne.
Proposition 5. Let V be an afﬁne variety, and let f ∈ Γ(V ), f = 0. Let V
f
= {P ∈ V 
f (P) =0}, an open subvariety of V . Then
(1) Γ(V
f
) =Γ(V )[1/f ] ={a/f
n
∈ k(V )  a ∈ Γ(V ), n ∈ Z}.
(2) V
f
is an afﬁne variety.
Proof. We may assume V ⊂ A
n
; let I = I (V ), so Γ(V ) = k[X
1
, . . . , X
n
]/I . Choose F ∈
k[X
1
, . . . , X
n
] whose I residue F is f .
(1): Let z ∈ Γ(V
f
). The pole set of z is V (J), where J = {G ∈ k[X
1
, . . . , X
n
]  Gz ∈
Γ(V )} (proof of Proposition 2 of §2.4). Since V (J ) ⊂V (F), F
N
∈ J for some N, by the
Nullstellensatz. Then f
N
z = a ∈ Γ(V ), so z = a/f
N
∈ Γ(V )[1/f ]. The other inclusion
is obvious.
(2): We must “push the zeros of F off to inﬁnity” (compare with the proof of the
Nullstellensatz). Let I
be the ideal ink[X
1
, . . . , X
n+1
] generatedby I andby X
n+1
F−1,
V
=V (I
) ⊂A
n+1
.
Let α: k[X
1
, . . . , X
n+1
] →Γ(V
f
) be deﬁnedby letting α(X
i
) = X
i
if i ≤n, α(X
n+1
) =
1/f . Then α is onto by (1), and it is left to the reader to check that Ker(α) = I
. (See
Problem 6.13.) In particular, I
is prime, so V
is a variety, and α induces an isomor
phismα: Γ(V
) →Γ(V
f
).
The projection(X
1
, . . . , X
n+1
) →(X
1
, . . . , X
n
) fromA
n+1
toA
n
induces a morphism
ϕ: V
→V
f
(Problem 6.16). This ϕ is onetoone and onto, and ˜ ϕ = (α)
−1
. If W is
closed in V , deﬁned by the vanishing of polynomials G
β
(X
1
, . . . , X
n+1
), then ϕ(W) is
closed in V
f
, deﬁned by polynomials F
N
G
β
(X
1
, . . . , X
n
, 1/F), with N ≥deg(G
β
); from
this it follows that ϕ
−1
is continuous. We leave it to the reader to complete the proof
that ϕ
−1
is a morphism, and hence ϕ is an isomorphism.
72 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
Corollary. Let X be a variety, U a neighborhood of a point P in X. Then there is a
neighborhood V of P, V ⊂U, such that V is an afﬁne variety.
Proof. If X is open in a projective variety X
⊂P
n
, and P ∈U
i
, we may replace X by
X
∩U
i
, U by U ∩U
i
. So we may assume X ⊂A
n
is afﬁne.
Since X U is an algebraic subset of A
n
, there is a polynomial F ∈ k[X
1
, . . . , X
n
]
such that F(P) =0, and F(Q) =0 for all Q ∈ X U (Problem1.17). Let f be the image
of F in Γ(X). Then P ∈ X
f
⊂U, and X
f
is afﬁne by the proposition.
Problems
6.13.
∗
Let R be a domain with quotient ﬁeld K, f = 0 in R. Let R[1/f ] = {a/f
n

a ∈ R, n ∈ Z}, a subring of K. (a) Show that if ϕ: R →S is any ring homomorphism
such that ϕ( f ) is a unit in S, then ϕextends uniquely to a ring homomorphismfrom
R[1/f ] to S. (b) Show that the ring homomorphism from R[X]/(X f −1) to R[1/f ]
that takes X to 1/f is an isomorphism.
6.14.
∗
Let X, Y be varieties, f : X →Y a mapping. Let X =
¸
α
U
α
, Y =
¸
α
V
α
, with
U
α
, V
α
open subvarieties, and suppose f (U
α
) ⊂ V
α
for all α. (a) Show that f is a
morphism if and only if each restriction f
α
: U
α
→V
α
of f is a morphism. (b) If each
U
α
, V
α
is afﬁne, f is a morphism if and only if each
˜
f (Γ(V
α
)) ⊂Γ(U
α
).
6.15.
∗
(a) If Y is an open or closed subvariety of X, the inclusion i : Y →X is a mor
phism. (b) The composition of morphisms is a morphism.
6.16.
∗
Let f : X →Y be a morphism of varieties, X
⊂ X, Y
⊂ Y subvarieties (open
or closed). Assume f (X
) ⊂ Y
. Then the restriction of f to X
is a morphism from
X
to Y
. (Use Problems 6.14 and 2.9.)
6.17. (a) Show that A
2
{(0, 0)} is not an afﬁne variety (see Problem 6.9). (b) The
union of two open afﬁne subvarieties of a variety may not be afﬁne.
6.18. Show that the natural map π from A
n+1
{(0, . . . , 0)} to P
n
is a morphism of
varieties, and that a subset U of P
n
is open if and only if π
−1
(U) is open.
6.19.
∗
Let X be a variety, f ∈ Γ(X). Let ϕ: X →A
1
be the mapping deﬁned by ϕ(P) =
f (P) for P ∈ X. (a) Show that for λ ∈ k, ϕ
−1
(λ) is the pole set of z = 1/( f −λ). (b)
Show that ϕ is a morphism of varieties.
6.20.
∗
Let A =P
n
1
×· · · ×A
n
, B =P
m
1
×· · · ×A
m
. Let y ∈ B, V a closed subvariety of
A. Show that V ×{y} ={(x, y) ∈ A×B  x ∈V } is a closed subvariety of A×B, and that
the map V →V ×{y} taking x to (x, y) is an isomorphism.
6.21. Any variety is the union of a ﬁnite number of open afﬁne subvarieties.
6.22.
∗
Let X be a projective variety in P
n
, and let H be a hyperplane in P
n
that
doesn’t contain X. (a) Show that X (H ∩X) is isomorphic to an afﬁne variety X
∗
⊂
A
n
. (b) If L is the linear formdeﬁning H, and l is its image in Γ
h
(X) =k[x
1
, . . . , x
n+1
],
then Γ(X
∗
) may be identiﬁed with k[x
1
/l , . . . , x
n+1
/l ]. (Hint: Change coordinates so
L = X
n+1
.)
6.23.
∗
Let P, Q ∈ X, X a variety. Show that there is an afﬁne open set V on X that
contains P and Q. (Hint: See the proof of the Corollary to Proposition 5, and use
6.4. PRODUCTS ANDGRAPHS 73
Problem 1.17(c).)
6.24.
∗
Let X be a variety, P,Q two distinct points of X. Showthat there is an f ∈ k(X)
that is deﬁned at P and at Q, with f (P) = 0, f (Q) = 0 (Problems 6.23, 1.17). So f ∈
m
P
(X), 1/f ∈ O
Q
(X). The local rings O
P
(X), as P varies in X, are distinct.
6.25.
∗
Show that [x
1
: . . . : x
n
] →[x
1
: . . . : x
n
: 0] gives an isomorphism of P
n−1
with
H
∞
⊂ P
n
. If a variety V in P
n
is contained in H
∞
, V is isomorphic to a variety in
P
n−1
. Any projective variety is isomorphic to a closed subvariety V ⊂ P
n
(for some
n) such that V is not contained in any hyperplane in P
n
.
6.4 Products and Graphs
Let A =P
n
1
×· · ·×A
n
, B =P
m
1
×· · ·×A
m
be mixed spaces, as in Chapter 4, Section
4. Then A ×B = P
n
1
×· · · ×P
m
1
×· · · ×A
n+m
is also a mixed space. If U
i 1
×· · · ×A
n
and U
j 1
×· · · ×A
m
are the usual afﬁne open subvarieties that cover A and B, then
U
i 1
×· · · ×A
n+m
are afﬁne open subvarieties that cover A×B.
Proposition 6. Let V ⊂ A, W ⊂ B be closed subvarieties. Then V ×W is a closed
subvariety of A×B.
Proof. The only difﬁculty is in showing that V ×W is irreducible. Suppose V ×W =
Z
1
∪Z
2
, Z
i
closed in A×B. Let U
i
={y ∈W  V ×{y} ⊂ Z
i
}. Since V ×{y} is irreducible
(Problem 6.20), U
1
∩U
2
=. It sufﬁces to show that each U
i
is open, for then, since
W is a variety, one of theU
i
(sayU
1
) must be empty, and thenV ×W ⊂ Z
1
, as desired.
Let F
α
(X, Y ) be the “multiforms” deﬁning Z
1
. If y ∈ U
1
, then for some α and
some x ∈V , F
α
(x, y) =0. Let G
α
(Y ) =F
α
(x, Y ). Then {y
∈W  G
α
(y
) =0} is an open
neighborhood of y inU
1
. A set that contains a neighborhood of each of its points is
open, soU
1
(and likewise U
2
) is open.
If X and Y are any varieties, say X is open in V ⊂ A, Y open in W ⊂B, V, W, A, B
as above. Then X ×Y is open in V ×W, so X ×Y is a variety. Note that the product
of two afﬁne varieties is an afﬁne variety, and the product of two projective varieties
is a projective variety.
Proposition 7. (1) The projections pr
1
: X ×Y →X and pr
2
: X ×Y →Y are mor
phisms.
(2) If f : Z → X, g : Z → Y are morphisms, then ( f , g) : Z → X ×Y deﬁned by
( f , g)(z) =( f (z), g(z)) is a morphism.
(3) If f : X
→X, g : Y
→Y are morphisms, then f ×g : X
×Y
→X ×Y deﬁned
by ( f ×g)(x
, y
) =( f (x
), g(y
)) is a morphism.
(4) The diagonal ∆
X
={(x, y) ∈ X ×X  y = x} is a closed subvariety of X ×X, and
the diagonal map δ
X
: X →∆
X
deﬁned by δ
X
(x) =(x, x) is an isomorphism.
Proof. (1) is left to the reader.
(2): We may reduce ﬁrst to the case where X = A, Y = B (Problem 6.16). Since
being a morphism is local (Problem 6.14), we may cover A and B by the open afﬁne
spaces U
i 1
×· · · ×A
r
. This reduces it to the case where X = A
n
, Y = A
m
. We may
74 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
also assume Z is afﬁne, since Z is a union of open afﬁne subvarieties. But this case
is trivial, since the product of polynomial maps is certainly a polynomial map.
(3): Apply (2) to the morphism ( f ◦pr
1
, g ◦pr
2
).
(4): The diagonal in P
n
×P
n
is clearly an algebraic subset, so ∆
X
is closed in any
X (Proposition 4 of §6.3). The restriction of pr
1
: X ×X →X is inverse to δ
X
, so δ
X
is
an isomorphism.
Corollary. If f , g : X →Y are morphisms of varieties, then {x ∈ X  f (x) = g(x)} is
closed in X. If f and g agree on a dense set of X, then f =g.
Proof. {x  f (x) =g(x)} =( f , g)
−1
(∆
Y
).
If f : X → Y is a morphism of varieties, the graph of f , G( f ), is deﬁned to be
{(x, y) ∈ X ×Y  y = f (x)}.
Proposition 8. G( f ) is a closed subvariety of X ×Y . The projection of X ×Y onto X
restricts to an isomorphism of G( f ) with X.
Proof. We haveG( f ) =( f ×i )
−1
(∆
Y
), i =identity onY . Now( j , f ) : X →X ×Y , where
j = identity on X, maps X onto G( f ), and this is inverse to the projection.
Problems
6.26.
∗
(a) Let f : X →Y be a morphism of varieties such that f (X) is dense in Y .
Show that the homomorphism
˜
f : Γ(Y ) → Γ(X) is onetoone. (b) If X and Y are
afﬁne, show that f (X) is dense in Y if and only if
˜
f : Γ(Y ) →Γ(X) is onetoone. Is
this true if Y is not afﬁne?
6.27. Let U, V be open subvarieties of a variety X. (a) Showthat U∩V is isomorphic
to (U×V )∩∆
X
. (b) If U andV are afﬁne, showthat U∩V is afﬁne. (Compare Problem
6.17.)
6.28. Let d ≥1, N =
(d+1)(d+2)
2
, and let M
1
, . . . , M
N
be the monomials of degree d in
X, Y, Z (in some order). Let T
1
, . . . , T
N
be homogeneous coordinates for P
N−1
. Let
V = V
¸
¸
N
i =1
M
i
(X, Y, Z)T
i
¸
⊂ P
2
×P
N−1
, and let π: V →P
N−1
be the restriction of
the projection map. (a) Show that V is an irreducible closed subvariety of P
2
×P
N−1
,
and π is a morphism. (b) For each t =(t
1
, . . . , t
N
) ∈ P
N−1
, let C
t
be the corresponding
curve (§5.2). Show that π
−1
(t ) =C
t
×{t }.
We may thus think of π: V →P
N−1
as a “universal family” of curves of degree d.
Every curve appears as a ﬁbre π
−1
(t ) over some t ∈ P
N−1
.
6.29. Let V be a variety, and suppose V is also a group, i.e., there are mappings
ϕ: V ×V →V (multiplication or addition), and ψ: V →V (inverse) satisfying the
group axioms. If ϕ and ψ are morphisms, V is said to be an algebraic group. Show
that each of the following is an algebraic group:
(a) A
1
=k, with the usual addition on k; this group is often denoted G
a
.
(b) A
1
{(0)} =k {(0)}, with the usual multiplication on k: this is denoted G
m
.
(c) A
n
(k) with addition: likewise M
n
(k) ={n by n matrices} under addition may
be identiﬁed with A
n
2
(k).
6.5. ALGEBRAIC FUNCTIONFIELDS ANDDIMENSIONOF VARIETIES 75
(d) GL
n
(k) = {invertible n ×n matrices} is an afﬁne open subvariety of M
n
(k),
and a group under multiplication.
(e) C a nonsingular plane cubic, O ∈ C, ⊕ the resulting addition (see Problem
5.38).
6.30. (a) Let C =V (Y
2
Z −X
3
) be a cubic with a cusp, C
◦
=C {[0 : 0 : 1]} the simple
points, a group with O = [0 : 1 : 0]. Show that the map ϕ: G
a
→C
◦
given by ϕ(t ) =
[t : 1 : t
3
] is an isomorphism of algebraic groups. (b) Let C =V (X
3
+Y
3
−XY Z) be a
cubic with a node, C
◦
=C {[0 : 0 : 1]}, O =[1 : 1 : 0]. Show that ϕ: G
m
→C
◦
deﬁned
by ϕ(t ) =[t : t
2
: 1−t
3
] is an isomorphism of algebraic groups.
6.5 Algebraic Function Fields and Dimension of Vari
eties
Let K be a ﬁnitely generated ﬁeld extension of k. The transcendence degree of K
over k, written tr. deg
k
K is deﬁned to be the smallest integer n such that for some
x
1
, . . . , x
n
∈ K, K is algebraic over k(x
1
, . . . , x
n
). We say then that K is an algebraic
function ﬁeld in n variables over k.
Proposition 9. Let K be an algebraic function ﬁeld in one variable over k, and let
x ∈ K, x ∈ k. Then
(1) K is algebraic over k(x).
(2) (char(k) =0) There is an element y ∈ K such that K =k(x, y).
(3) If R is a domain with quotient ﬁeld K, k ⊂ R, and p is a prime ideal in R,
0 =p =R, then the natural homomorphism from k to R/p is an isomorphism.
Proof. (1) Take any t ∈ K so that K is algebraic over k(t ). Since x is algebraic over
k(t ), there is a polynomial F ∈ k[T, X] such that F(t , x) = 0 (clear denominators if
necessary). Since x is not algebraic over k (Problem 1.48), T must appear in F, so
t is algebraic over k(x). Then k(x, t ) is algebraic over k(x) (Problem 1.50), so K is
algebraic over k(x) (Problem 1.46).
(2) Since char(k(x)) = 0, this is an immediate consequence of the “Theorem of
the Primitive Element.” We have outlined a proof of this algebraic fact in Problem
6.31 below.
(3) Suppose there is an x ∈ R whose residue x in R/p is not in k, and let y ∈ p, y =
0. Choose F =
¸
a
i
(X)Y
i
∈ k[X, Y ] so that F(x, y) =0. If we choose F of lowest pos
sible degree, then a
0
(X) =0. But then a
0
(x) ∈ P, so a
0
(x) =0. But x is not algebraic
over k (Problem 1.48), so there is no such x.
If X is a variety, k(X) is a ﬁnitely generated extension of k. Deﬁne the dimen
sion of X, dim(X), to be tr. deg
k
k(X). A variety of dimension one is called a curve, of
dimension two a surface, etc. Part (5) of the next proposition shows that, for subvari
eties of A
2
or P
2
, this deﬁnition agrees with the one given in Chapters 3 and 5. Note,
however, that a “curve” is assumed to be a variety, while a “plane curve” is allowed
to have several (even multiple) components.
Proposition 10. (1) If U is an open subvariety of X, then dimU =dimX.
76 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
(2) If V
∗
is the projective closure of an afﬁne variety V , then dimV =dimV
∗
.
(3) A variety has dimension zero if and only if it is a point.
(4) Every proper closed subvariety of a curve is a point.
(5) A closed subvariety of A
2
(resp. P
2
) has dimension one if and only if it is an
afﬁne (resp. projective) plane curve.
Proof. (1) and (2) follow from the fact that the varieties have the same function
ﬁelds.
(3): Suppose dimV =0. We may suppose V is afﬁne by (1) and (2). Then k(V ) is
algebraic over k, so k(V ) =k, so Γ(V ) =k. Then Problem 2.4 gives the result.
(4): Again we may assume V is afﬁne. If W is a closed subvariety of V , let R =
Γ(V ), p the prime ideal of R corresponding to W; then Γ(W) = R/Pp (Problem 2.3).
Apply Proposition 9 (3).
(5): Assume V ⊂A
2
. Since k(V ) =k(x, y), dimV must be 0, 1, or 2. So V is either
a point, a plane curve V (F), or V =A
2
(§1.6). If F(x, y) =0, tr. deg
k
k(x, y) ≤1. Then
the result follows from (3) and (4). Use (2) if V ⊂P
2
.
Problems
6.31.
∗
(Theorem of the Primitive Element) Let K be a ﬁeld of a characteristic zero, L
a ﬁnite (algebraic) extension of K. Then there is a z ∈ L such that L =K(z).
Outline of Proof. Step (i): Suppose L =K(x, y). Let F and G be monic irreducible
polynomials in K[T] such that F(x) = 0, G(y) = 0. Let L
be a ﬁeld in which F =
¸
n
i =1
(T−x
i
), G =
¸
m
j =1
(T−y
i
), x =x
1
, y = y
1
, L
⊃L (see Problems 1.52, 1.53). Choose
λ = 0 in K so that λx +y = λx
i
+y
j
for all i = 1, j = 1. Let z = λx +y, K
= K(z). Set
H(T) = G(z −λT) ∈ K
[T]. Then H(x) = 0, H(x
i
) = 0 if i > 0. Therefore (H, F) =
(T −x) ∈ K
[T]. Then x ∈ K
, so y ∈ K
, so L =K
.
Step (ii): If L = K(x
1
, . . . , x
n
), use induction on n to ﬁnd λ
1
, . . . , λ
n
∈ k such that
L =K(
¸
λ
i
x
i
).
6.32.
∗
Let L = K(x
1
, . . . , x
n
) as in Problem 6.31. Suppose k ⊂ K is an algebraically
closed subﬁeld, and V A
n
(k) is an algebraic set. Showthat L =K(
¸
λ
i
x
i
) for some
(λ
1
, . . . , λ
n
) ∈ A
n
V .
6.33. The notion of transcendence degree is analogous to the idea of the dimension
of a vector space. If k ⊂ K, we say that x
1
, . . . , x
n
∈ K are algebraically independent
if there is no nonzero polynomial F ∈ k[X
1
, . . . , X
n
] such that F(x
1
, . . . , x
n
) = 0. By
methods entirely analogous to those for bases of vector spaces, one can prove:
(a) Let x
1
, . . . , x
n
∈ K, K a ﬁnitely generated extension of k. Then x
1
, . . . , x
n
is a
minimal set such that K is algebraic over k(x
1
, . . . , x
n
) if and only if x
1
, . . . , x
n
is a
maximal set of algebraically independent elements of K. Such {x
1
, . . . , x
n
} is called a
transcendence basis of K over k.
(b) Any algebraically independent set may be completed to a transcendence ba
sis. Any set {x
1
, . . . , x
n
} such that K is algebraic over k(x
1
, . . . , x
n
) contains a tran
scendence basis.
(c) tr. deg
k
K is the number of elements in any transcendence basis of K over k.
6.6. RATIONAL MAPS 77
6.34. Show that dimA
n
=dimP
n
=n.
6.35. Let Y be a closed subvariety of a variety X. Then dimY ≤dimX, with equality
if and only if Y = X.
6.36. Let K = k(x
1
, . . . , x
n
) be a function ﬁeld in r variables over k. (a) Show that
there is an afﬁne variety V ⊂A
n
with k(V ) =K. (b) Show that we may ﬁnd V ⊂A
r +1
with k(V ) =K, r =dimV . (Assume char(k) =0 if you wish.)
6.6 Rational Maps
Let X, Y be varieties. Two morphisms f
i
: U
i
→Y from open subvarieties U
i
of
X to Y are said to be equivalent if their restrictions to U
1
∩U
2
are the same. Since
U
1
∩U
2
is dense in X, each f
i
is determined by its restriction toU
1
∩U
2
(Corollary to
Proposition 7 in §6.4). An equivalence class of such morphisms is called a rational
map from X to Y .
The domain of a rational map is the union of all open subvarieties U
α
of X such
that some f
α
: U
α
→Y belongs to the equivalence class of the rational map. If U is
the domain of a rational map, the mapping f : U →Y deﬁned by f
U
α
= f
α
is a mor
phism belonging to the equivalence class of the map; every equivalent morphism is
a restriction of f . Thus a rational map from X to Y may also be deﬁned as a mor
phism f from an open subvariety U of X to Y such that f cannot be extended to a
morphism from any larger open subset of X to Y . For any point P in the domain of
f , the value f (P) is welldeﬁned in k.
A rational map from X to Y is said to be dominating if f (U) is dense in Y , where
f : U →Y is any morphism representing the map (it is easy to see that this is inde
pendent of U).
If A and B are local rings, and A is a subring of B, we say that B dominates A if
the maximal ideal of B contains the maximal ideal of A.
Proposition11. (1) Let F be a dominating rational map from X to Y . Let U ⊂ X, V ⊂
Y be afﬁne open sets, f : U →V a morphismthat represents F. Then the induced map
˜
f : Γ(V ) → Γ(U) is onetoone, so
˜
f extends to a onetoone homomorphism from
k(Y ) = k(V ) into k(X) = k(U). This homomorphism is independent of the choice of
f , and is denoted by
˜
F.
(2) If P belongs to the domainof F, andF(P) =Q, thenO
P
(X) dominates
˜
F(O
Q
(Y )).
Conversely, if P ∈ X, Q ∈ Y , and O
P
(X) dominates
˜
F(O
Q
(Y )), then P belongs to the do
main of F, and F(P) =Q.
(3) Any homomorphism from k(Y ) into k(X) is induced by a unique dominating
rational map from X to Y .
Proof. (1) is left to the reader (Problem 6.26), as is the ﬁrst part of (2).
If O
P
(X) dominates
˜
F(O
Q
(Y )), take afﬁne neighborhoods V of P, W of Q. Let
Γ(W) = k[y
1
, . . . , y
n
]. Then
˜
F(y
i
) = a
i
/b
i
, a
i
, b
i
∈ Γ(V ), and b
i
(P) = 0. If we let b =
b
1
· · · b
n
, then
˜
F(Γ(W)) ⊂Γ(V
b
) (Proposition 5 of §6.3) so
˜
F : Γ(W) →Γ(V
b
) is induced
by a unique morphism f : V
b
→W (Proposition 2 of §6.3). If g ∈ Γ(W) vanishes at Q,
then
˜
F(g) vanishes at P, from which it follows easily f (P) =Q.
78 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
(3) We may assume X and Y are afﬁne. Then, as in (2), if ϕ: k(Y ) → k(X),
ϕ(Γ(Y )) ⊂ Γ(X
b
) for some b ∈ Γ(X), so ϕ is induced by a morphism f : X
b
→ Y .
Therefore f (X
b
) is dense in Y since
˜
f is onetoone (Problem 6.26).
A rational map F from X to Y is said to be birational if there are open sets U ⊂ X,
V ⊂ Y , and an isomorphism f : U → V that represents F. We say that X and Y
are birationally equivalent if there is a birational map from X to Y (This is easily
seen to be an equivalence relation). A variety is birationally equivalent to any open
subvariety of itself. The varieties A
n
and P
n
are birationally equivalent.
Proposition12. Two varieties are birationally equivalent if and only if their function
ﬁelds are isomorphic.
Proof. Since k(U) = k(X) for any open subvariety U of X, birationally equivalent
varieties have isomorphic function ﬁelds.
Conversely, suppose ϕ: k(X) →k(Y ) is an isomorphism. We may assume X and
Y are afﬁne. Then ϕ(Γ(X)) ⊂ Γ(Y
b
) for some b ∈ Γ(Y ), and ϕ
−1
(Γ(Y )) ⊂ Γ(X
d
) for
some d ∈ Γ(X), as in the proof of Proposition 11. Then ϕrestricts to an isomorphism
of Γ((X
d
)
ϕ
−1
(b)
) onto Γ((Y
b
)
ϕ(d)
), so (X
d
)
ϕ
−1
(b)
is isomorphic to (Y
b
)
ϕ(d)
, as desired.
Corollary. Every curve is birationally equivalent to a plane curve.
Proof. If V is a curve, k(V ) =k(x, y) for some x, y ∈ k(V ) (Proposition 9 (2) of §6.5).
Let I be the kernel of the natural homomorphism from k[X, Y ] onto k[x, y] ⊂k(V ).
Then I is prime, so V
=V (I ) ⊂A
2
is a variety. Since Γ(V
) =k[X, Y ]/I is isomorphic
to k[x, y], it follows that k(V
) is isomorphic to k(x, y) = k(V ). So dimV
= 1, and
V
is a plane curve (Proposition 10 (5) of §6.5). (See Appendix A for the case when
char(k) =p.)
Avariety is said to be rational if it is birationally equivalent to A
n
(or P
n
) for some
n.
Problems
6.37. Let C =V (X
2
+Y
2
−Z
2
) ⊂ P
2
. For each t ∈ k, let L
t
be the line between P
0
=
[−1 : 0 : 1] and P
t
= [0 : t : 1]. (Sketch this.) (a) If t = ±1, show that L
t
•C = P
0
+Q
t
,
where Q
t
=[1−t
2
: 2t : 1+t
2
]. (b) Showthat the map ϕ: A
1
{±1} →C taking t to Q
t
extends to an isomorphism of P
1
with C. (c) Any irreducible conic in P
2
is rational;
in fact, a conic is isomorphic to P
1
. (d) Give a prescription for ﬁnding all integer
solutions (x, y, z) to the Pythagorean equation X
2
+Y
2
= Z
2
.
6.38. An irreducible cubic with a multiple point is rational (Problems 6.30, 5.10,
5.11).
6.39. P
n
×P
m
is birationally equivalent to P
n+m
. Showthat P
1
×P
1
is not isomorphic
to P
2
. (Hint: P
1
×P
1
has closed subvarieties of dimension one that do not intersect.)
6.40. If there is a dominating rational map from X to Y , then dim(Y ) ≤dim(X).
6.6. RATIONAL MAPS 79
6.41. Every ndimensional variety is birationally equivalent to a hypersurface in
A
n+1
(or P
n+1
).
6.42. Suppose X, Y varieties, P ∈ X, Q ∈ Y , with O
P
(X) isomorphic (over k) to
O
Q
(Y ). Then there are neighborhoods U of P on X, V of Q on Y , such that U is
isomorphic to V . This is another justiﬁcation for the assertion that properties of X
near P should be determined by the local ring O
P
(X).
6.43.
∗
Let C be a projective curve, P ∈C. Thenthere is a birational morphism f : C →
C
, C
a projective plane curve, such that f
−1
( f (P)) ={P}. We outline a proof:
(a) We can assume: C ⊂ P
n+1
Let T, X
1
, . . . , X
n
, Z be coordinates for P
n+1
; Then
C ∩V (T) is ﬁnite; C ∩V (T, Z) =; P =[0 : . . . : 0 : 1]; and k(C) is algebraic over k(u),
where u =T/Z ∈ k(C).
(b) For each λ=(λ
1
, . . . , λ
n
) ∈ k
n
, let ϕ
λ
: C →P
2
be deﬁned by the formula ϕ([t :
x
1
: . . . : x
n
: z]) = [t :
¸
λ
i
x
i
: z]. Then ϕ
λ
is a welldeﬁned morphism, and ϕ
λ
(P) =
[0 : 0 : 1]. Let C
be the closure of ϕ
λ
(C).
(c) The variable λ can be chosen so ϕ
λ
is a birational morphism from C to C
,
and ϕ
−1
λ
([0 : 0 : 1]) ={P}. (Use Problem 6.32 and the fact that C ∩V (T) is ﬁnite).
6.44. Let V =V (X
2
−Y
3
, Y
2
−Z
3
) ⊂A
3
, f : A
1
→V as in Problem2.13. (a) Showthat
f is birational, so V is a rational curve. (b) Show that there is no neighborhood of
(0, 0, 0) onV that is isomorphic to an open subvariety of a plane curve. (See Problem
3.14.)
6.45.
∗
Let C, C
be curves, F a rational map from C
to C. Prove: (a) Either F is
dominating, or F is constant (i.e., for some P ∈ C, F(Q) = P, all Q ∈ C
). (b) If F is
dominating, then k(C
) is a ﬁnite algebraic extension of
˜
F(k(C)).
6.46. Let k(P
1
) = k(T), T = X/Y (Problem 4.8). For any variety V , and f ∈ k(V ),
f ∈ k, the subﬁeld k( f ) generated by f is naturally isomorphic to k(T). Thus a non
constant f ∈ k(V ) corresponds a homomorphism from k(T) to k(V ), and hence to
the a dominating rational map fromV to P
1
. The corresponding map is usually de
noted also by f . If this rational map is a morphism, show that the pole set of f is
f
−1
([1 : 0]).
6.47. (The dual curve) Let F be an irreducible projective plane curve of degree n >
1. Let Γ
h
(F) = k[X, Y, Z]/(F) = k[x, y, z], and let u, v, w ∈ Γ
h
(F) be the residues of
F
X
, F
Y
, F
Z
, respectively. Deﬁne α: k[U, V, W] →Γ
h
(F) by setting α(U) =u, α(V ) =v,
α(W) = w. Let I be the kernel of α. (a) Show that I is a homogeneous prime ideal
in k[U, V, W], so V (I ) is a closed subvariety of P
2
. (b) Show that for any simple point
P on F, [F
X
(P) : F
Y
(P) : F
Z
(P)] is in V (I ), so V (I ) contains the points corresponding
to tangent lines to F at simple points. (c) If V (I ) ⊂ {[a : b : c]}, use Euler’s Theorem
to show that F divides aX +bY +cZ, which is impossible. Conclude that V (I ) is
a curve. It is called the dual curve of F. (d) Show that the dual curve is the only
irreducible curve containing all the points of (b). (See Walker’s “Algebraic Curves”
for more about dual curves when char(k) =0.)
80 CHAPTER 6. VARIETIES, MORPHISMS, ANDRATIONAL MAPS
Chapter 7
Resolution of Singularities
7.1 Rational Maps of Curves
A point P on an arbitrary curve C is called a simple point if O
P
(C) is a discrete
valuation ring. If C is a plane curve, this agrees with our original deﬁnition (The
orem1 of §3.2). We let ord
C
P
, or ord
P
denote the order function on k(C) deﬁned by
O
P
(C). The curve C is said to be nonsingular if every point on C is simple.
Let K be a ﬁeld containing k. We say that a local ring A is a local ring of K if A
is a subring of K, K is the quotient ﬁeld of A, and A contains k. For example, if V is
any variety, P ∈ V , then O
P
(V ) is a local ring of k(V ). Similarly, a discrete valuation
ring of K is a DVR that is a local ring of K.
Theorem1. Let C be a projective curve, K =k(C). Suppose L is a ﬁeld containing K,
and R is a discrete valuation ring of L. Assume that R ⊃ K. Then there is a unique
point P ∈C such that R dominates O
P
(C).
Proof. Uniqueness: If R dominates O
P
(C) andO
Q
(C), choose f ∈ m
P
(C), 1/f ∈ O
Q
(C)
(Problem 6.24). Then ord( f ) >0 and ord(1/f ) ≥0, a contradiction.
Existence: We may assume C is a closed subvariety of P
n
, and that C ∩U
i
= ,
i =1, . . . , n+1 (Problem 6.25). Then in Γ
h
(C) =k[X
1
, . . . , X
n+1
]/I (C) =k[x
1
, . . . , x
n+1
],
each x
i
= 0. Let N = max
i , j
ord(x
i
/x
j
). Assume that ord(x
j
/x
n+1
) = N for some j
(changing coordinates if necessary). Then for all i ,
ord(x
i
/x
n+1
) = ord((x
j
/x
n+1
)(x
i
/x
j
)) = N −ord(x
j
/x
i
) ≥ 0.
If C
∗
is the afﬁne curve corresponding toC∩U
n+1
, then Γ(C
∗
) may be identiﬁed with
k[x
1
/x
n+1
, . . . , x
n
/x
n+1
], so R ⊃Γ(C
∗
).
Let m be the maximal ideal of R, J = m∩Γ(C
∗
). Then J is a prime ideal, so J
corresponds to a closed subvariety W of C
∗
(Problem 2.2). If W = C
∗
, then J = 0,
and every nonzero element of Γ(C
∗
) is a unit in R; but then K ⊂R, which is contrary
to our assumption. So W = {P} is a point (Proposition 10 of §6.5). It is then easy to
check that R dominates O
P
(C
∗
) =O
P
(C).
81
82 CHAPTER 7. RESOLUTIONOF SINGULARITIES
Corollary 1. Let f be a rational map froma curve C
to a projective curve C. Then the
domain of f includes every simple point of C
. If C
is nonsingular, f is a morphism.
Proof. If F is not dominating, it is constant (Problem 6.45), and hence its domain is
all of C
. So we may assume
˜
F imbeds K = k(C) as a subﬁeld of L = k(C
). Let P be
a simple point of C
, R = O
P
(C
). By Proposition 11 of §6.5 and the above Theorem
1, it is enough to show that R ⊃ K. Suppose K ⊂ R ⊂ L; then L is a ﬁnite algebraic
extension of K (Problem 6.45), so R is a ﬁeld (Problem 1.50). But a DVR is not a
ﬁeld.
Corollary 2. If C is a projective curve, C
a nonsingular curve, then there is a natural
onetoone correspondence between dominant morphisms f : C
→C and homomor
phisms
˜
f : k(C) →k(C
).
Corollary 3. Two nonsingular projective curves are isomorphic if and only if their
function ﬁelds are isomorphic.
Corollary 4. Let C be a nonsingular projective curve, K = k(C). Then there is a nat
ural onetoone correspondence between the points of C and the discrete valuation
rings of K. If P ∈C, O
P
(C) is the corresponding DVR.
Proof. Each O
P
(C) is certainly a DVR of K. If R is any such DVR, then R dominates
a unique O
P
(C). Since R and O
P
(C) are both DVR’s of K, it follows that R = O
P
(C)
(Problem 2.26).
Let C, K be as in Corollary 4. Let X be the set of all discrete valuation rings of K
over k. Give a topology to X as follows: a nonempty set U of X is open if X U is
ﬁnite. Then the correspondence P →O
P
(C) fromC to X is a homeomorphism. And
if U is open inC, Γ(U, O
C
) =
¸
P∈U
O
P
(C), so all the rings of functions onC may be re
covered from X. Since X is determined by K alone, this means that C is determined
up to isomorphism by K alone (proving Corollary 3 again). In Chevalley’s “Algebraic
Functions of One Variable”, the reader may ﬁnd a treatment of these functions ﬁelds
that avoids the concept of a curve entirely.
Problem
7.1. Show that any curve has only a ﬁnite number of multiple points.
7.2 Blowing up a Point in A
2
To “resolve the singularities” of a projective curve C means to construct a non
singular projective curve X and a birational morphism f : X →C. A rough idea of
the procedure we will follow is this:
If C ⊂ P
2
, and P is a multiple point on C, we will remove the point P from P
2
and replace it by a projective line L. The points of L will correspond to the tangent
directions at P. This can be done in such a way that the resulting “blown up” plane
7.2. BLOWING UP A POINT INA
2
83
B = (P
2
{P}) ∪L is still a variety, and, in fact, a variety covered by open sets iso
morphic to A
2
. The curve C will be birationally equivalent to a curve C
on B, with
C
(C
∩L) isomorphic to C {P}; but C
will have “better” multiple points on L
than C has at P.
In this section we blowup a point in the afﬁne plane, replacing it by an afﬁne line
L. In this case the equations are quite simple, and easy to relate to the geometry. In
the following two sections we consider projective situations; the equations become
more involved, but we will see that, locally, everything looks like what is done in this
section. Throughout, many mappings between varieties will be deﬁned by explicit
formulas; we will leave it to the reader to verify that they are morphisms, using the
general techniques of Chapter 6.
Let P =(0, 0) ∈ A
2
. Let U ={(x, y) ∈ A
2
 x =0}. Deﬁne a morphism f : U →A
1
=k
by f (x, y) = y/x. Let G ⊂U ×A
1
⊂A
2
×A
1
=A
3
be the graph of f , so G ={(x, y, z) ∈
A
3
 y =xz, x =0}.
Let B = {(x, y, z) ∈ A
3
 y = xz}. Since Y −X Z is irreducible, B is a variety. Let
π: B →A
2
be the restriction of the projection fromA
3
to A
2
: π(x, y, z) =(x, y). Then
π(B) =U ∪{P}. Let L =π
−1
(P) ={(0, 0, z)  z ∈ k}. Since π
−1
(U) =G, π restricts to an
isomorphism of π
−1
(U) ontoU. We see that B is the closure of G in A
3
, G is an open
subvariety of B, while L is a closed subvariety of B.
For k = C, the real part of this can be visualized in R
3
. The next ﬁgure is an
attempt. The curve C =V (Y
2
−X
2
(X +1)) is sketched. It appears that if we remove P
fromC, take π
−1
(C{P}), and take the closure of this in B, we arrive at a nonsingular
curve C
with two points lying over the double point of C — we have “resolved the
singularity”.
If we take the side view of B, (projecting B onto the (x, z)plane) we see that B is
isomorphic to an afﬁne plane, and that C
becomes a parabola.
Let ϕ: A
2
→ B be deﬁned by ϕ(x, z) = (x, xz, z). This ϕ is an isomorphism of
A
2
onto B (projection to (x, z)plane gives the inverse). Let ψ = π◦ ϕ : A
2
→ A
2
;
ψ(x, z) =(x, xz). Let E =ψ
−1
(P) =ϕ
−1
(L) ={(x, z) ∈ A
2
 x =0}. Then ψ: A
2
E →U
is an isomorphism; ψis a birational morphism of the plane to itself.
84 CHAPTER 7. RESOLUTIONOF SINGULARITIES
x
,,
y
66
z
OO
x
,,
z
PP
x
,,
y
99
m
m
m
m
m
m
m
66 ϕ
?
?
?
?
?
?
?
?
?
π
//
ψ
Let C = V (X) be a curve in A
2
. Write C
0
= C ∩U, an open subvariety of C; let
C
0
=ψ
−1
(C
0
), and let C
be the closure of C
0
in A
2
. Let f : C
→C be the restriction
of ψtoC
. Then f is a birational morphismof C
toC. By means of
˜
f we may identify
k(C) =k(x, y) with k(C
) =k(x, z); y =xz.
(1). Let C =V (F), F =F
r
+F
r +1
+· · · +F
n
, F
i
a formof degree i in k[X, Y ], r =m
P
(C),
n =deg(C). Then C
=V (F
), where F
=F
r
(1, Z) +XF
r +1
(1, Z) +· · · +X
n−r
F
n
(1, Z).
Proof. F(X, X Z) = X
r
F
r
(1, Z) + X
r +1
F
r +1
(1, Z) +· · · = X
r
F
. Since F
r
(1, Z) = 0, X
doesn’t divide F
.
If F
= GH, then F = X
r
G(X, Y /X)H(X, Y /X) would be reducible. Thus F
is
irreducible, and since V (F
) ⊃C
0
, V (F
) =C
.
Assumption. X is not tangent to C at P. By multiplying F by a constant, we may
assume that F
r
=
¸
s
i =1
(Y −α
i
X)
r
i
, where Y −α
i
X are the tangents to F at P.
(2). With F as above, f
−1
(P) ={P
1
, . . . , P
s
}. where P
i
=(0, α
i
), and
m
P
i
(C
) ≤ I (P
i
,C
∩E) = r
i
.
If P is an ordinary multiple point on C, then each P
i
is a simple point on C
, and
ord
C
P
i
(x) =1.
Proof. f
−1
(P) =C
∩E ={(0, α)  F
r
(1, α) =0}. And
m
P
i
(C
) ≤ I (P
i
, F
∩X) = I (P
i
,
s
¸
i =1
(Z −α
i
)
r
i
∩X) = r
i
by properties of the intersection number.
7.2. BLOWING UP A POINT INA
2
85
(3). There is an afﬁne neighborhood W of P on C such that W
= f
−1
(W) is an
afﬁne open subvariety on C
, f (W
) = W, Γ(W
) is module ﬁnite over Γ(W), and
x
r −1
Γ(W
) ⊂Γ(W).
Proof. Let F =
¸
i +j ≥r
a
i j
X
i
Y
j
. Let H =
¸
j ≥r
a
0j
Y
j −r
, and let h be the image of
H in Γ(C). Since H(0, 0) = 1, W = C
h
is an afﬁne neighborhood of P in C. Then
W
= f
−1
(W) =C
h
is also an afﬁne open subvariety of C
.
To prove the last two claims it sufﬁces to ﬁnd anequation z
r
+b
1
z
r −1
+· · ·+b
r
=0,
b
i
∈ Γ(W). In fact, Γ(W
) =Γ(W)[z], so it will follow that 1, z, . . . , z
r −1
generate Γ(W
)
as a module over Γ(W) (see Proposition 3 of §1.9); and x
r −1
z
i
∈ Γ(W) if i ≤r −1.
To ﬁnd the equation, notice that
F
(x, z) =
¸
a
i j
x
i +j −r
z
j
=
¸
a
i j
y
i +j −r
z
r −i
,
so we have an equation z
r
+b
1
z
r −1
+· · · +b
r
= 0, where b
i
= (
¸
j
a
i j
y
i +j −r
)/h for
i <r , and b
r
=
¸
i ≥r, j
a
i j
x
i −r
y
j
/h.
Remarks. (1) We can take the neighborhoods W and W
arbitrarily small; i.e., if
P ∈U, U
⊃{P
1
, . . . , P
s
} are any open sets on C and C
, we may take W ⊂U, W
⊂U
.
Starting with W as in (3), we may choose g ∈ Γ(W) such that g(P) = 0, but g(Q) =
0 for all Q ∈ (W U) ∪ f (W
U
) (Problem 1.17). Then W
g
, W
g
are the required
neighborhoods.
(2) By taking a linear change of coordinates if necessary, we may also assume
that W includes any ﬁnite set of points on C we wish. For the points on the Y axis
can be moved intoW by a change of coordinates (X, Y ) →(X +αY, Y ). And the zeros
of H can be moved by (X, Y ) →(X, Y +βX).
Problems
7.2. (a) For each of the curves F in §3.1, ﬁnd F
; show that F
is nonsingular in the
ﬁrst ﬁve examples, but not in the sixth. (b) Let F =Y
2
−X
5
. What is F
? What is (F
)
?
What must be done to resolve the singularity of the curve Y
2
= X
2n+1
?
7.3. Let F be any plane curve with no multiple components. Generalize the results
of this section to F.
7.4.
∗
Suppose P is an ordinary multiple point on C, f
−1
(P) = {P
1
, . . . , P
r
}. With the
notation of Step (2), show that F
Y
=
¸
i
¸
j =i
(Y −α
j
X) +(F
r +1
)
Y
+ . . . , so F
Y
(x, y) =
x
r −1
(
¸
j =i
(z −α
j
) +x +. . . ). Conclude that ord
C
P
i
(F
Y
(x, y)) =r −1 for i =1, . . . , r .
7.5.
∗
Let P be an ordinary multiple point on C, f
−1
(P) = {P
1
, . . . , P
r
}, L
i
= Y −α
i
X
the tangent line corresponding to P
i
= (0, α
i
). Let G be a plane curve with image g
in Γ(C) ⊂Γ(C
). (a) Show that ord
C
P
i
(g) ≥m
P
(G), with equality if L
i
is not tangent to
G at P. (b) If s ≤r , and ord
C
R
i
(g) ≥ s for each i =1, . . . , r , show that m
P
(G) ≥ s. (Hint:
How many tangents would G have otherwise?)
7.6. If P is an ordinary cusp on C, show that f
−1
(P) = {P
1
}, where P
1
is a simple
point on C
.
86 CHAPTER 7. RESOLUTIONOF SINGULARITIES
7.3 Blowing up Points in P
2
Let P
1
, . . . , P
t
∈ P
2
. We are going to blow up all of these points, replacing each by
a projective line. We assume for simplicity that P
i
=[a
i 1
: a
i 2
: 1], leaving the reader
to make the necessary changes if P
i
∈U
3
.
Let U =P
2
{P
1
, . . . , P
t
}. Deﬁne morphisms f
i
: U →P
1
by the formula
f
i
[x
1
: x
2
: x
3
] = [x
1
−a
i 1
x
3
: x
2
−a
i 2
x
3
].
Let f =( f
1
, . . . , f
t
) : U →P
1
×· · · ×P
1
(t times) be the product (Proposition 7 of §6.4),
and let G ⊂U ×P
1
×· · · ×P
1
be the graph of f .
Let X
1
, X
2
, X
3
be homogeneous coordinates for P
2
, Y
i 1
, Y
i 2
homogeneous coor
dinates for the i
th
copy of P
1
. Let
B =V ({Y
i 1
(X
2
−a
i 2
X
3
) −Y
i 2
(X
1
−a
i 1
X
3
 i =1, . . . , t }) ⊂P
2
×P
1
×· · · ×P
1
.
Then B ⊃G, and we will soon see that B is the closure of G in P
2
×· · · ×P
1
, so B is a
variety. Let π: B →P
2
be the restriction of the projection fromP
2
×· · · ×P
1
to P
2
. Let
E
i
=π
−1
(P
i
).
(1). E
i
={P
i
} ×{ f
1
(P
i
)} ×· · · ×P
1
×· · · ×{ f
t
(P
i
)}, where P
1
appears in the i th place. So
each E
i
is canonically isomorphic to P
1
.
(2). B
¸
t
i =1
E
i
= B ∩(U ×P
1
×· · · ×P
1
) = G, so π restricts to an isomorphism of
B
¸
t
i =1
E
i
withU.
(3). If T is any projective change of coordinates of P
2
, with T(P
i
) = P
i
, and
f
i
: P
2
{P
1
, . . . , P
t
} →P
1
are deﬁned using P
i
instead of the P
i
, thenthere are unique
projective changes of coordinates T
i
of P
1
such that T
i
◦ f
i
= f
i
◦T (see Problem 7.7
below). If f
=( f
i
, . . . , f
t
), then (T
1
×· · · ×T
t
) ◦ f = f
◦T, and T ×T
1
×· · · ×T
t
maps G,
B and E
i
isomorphically onto the corresponding G
, B
and E
i
constructed from f
.
(4). If T
i
is a projective change of coordinates of P
1
(for one i ), then there is a pro
jective change of coordinates T of P
2
such that T(P
i
) = P
i
and f
i
◦ T = T
i
◦ f
i
(see
Problem 7.8 below).
(5). We want to study π in a neighborhood of a point Q in some E
i
. We may assume
i =1, and by (3) and (4) we may assume that P
1
=[0 : 0 : 1], and that Q corresponds
to [λ: 1] ∈ P
1
, λ∈ k (even λ=0 if desired).
Let ϕ
3
: A
2
→U
3
⊂ P
2
be the usual morphism: ϕ
3
(x, y) = [x : y : 1]. Let V =
U
3
{P
2
, . . . , P
t
}, W = ϕ
−1
3
(V ). Let ψ: A
2
→A
2
be as in Section 2: ψ(x, z) = (x, xz);
and let W
=ψ
−1
(W).
Deﬁne ϕ: W
→P
2
×P
1
×· · · ×P
1
by setting
ϕ(x, z) =[x : xz : 1] ×[1 : z] × f
2
([x : xz : 1]) ×· · · × f
t
([x : xz : 1]).
Then ϕ is a morphism, and π◦ϕ = ϕ
3
◦ψ. Let V
= ϕ(W
) = B (
¸
i >1
E
i
∪V (X
3
) ∪
V (Y
12
)). This V
is a neighborhood of Q on B.
(6). B is the closure of G in P
2
×· · · ×P
1
, and hence B is a variety. For if S is any
closed set in P
2
×· · · ×P
1
that contains G, then ϕ
−1
(S) is closed in W
and contains
7.4. QUADRATIC TRANSFORMATIONS 87
ϕ
−1
(G) = W
V (X). Since W
V (X) is open in W
, it is dense, so ϕ
−1
(S) = W
.
Therefore Q ∈ S, and since Q was an arbitrary point of B G, S ⊃B.
(7). The morphism from P
2
×· · · ×P
1
V (X
3
Y
12
) to A
2
taking [x
1
: x
2
: x
3
] ×[y
11
:
y
12
] ×· · · to [x
1
/x
3
: y
11
/y
12
], when restricted to V
, is the inverse morphism to ϕ.
Thus we have the following diagram:
A
2
⊃W
≈
ϕ
//
ψ
V
⊂B
π
A
2
⊃W
ϕ
3
≈
//
V ⊂P
2
Locally, π: B →P
2
looks just like the map ψ: A
2
→A
2
of Section 2.
(8). Let C be an irreducible curve in P
2
. Let C
0
=C ∩U, C
0
=π
−1
(C
0
) ⊂G, and let C
be the closure of C
0
in B. then π restricts to a birational morphism f : C
→C, which
is an isomorphism from C
0
to C
0
. By (7) we know that, locally, f looks just like the
corresponding afﬁne map of Section 2.
Proposition 1. Let C be an irreducible projective plane curve, and suppose all the
multiple points of C are ordinary. Then there is a nonsingular projective curve C
and
a birational morphism f fromC
onto C.
Proof. Let P
1
, . . . , P
t
be the multiple points of C, and apply the above process. Step
(2) of Section 2, together with (8) above, guarantees that C
is nonsingular.
Problems
7.7.
∗
Suppose P
1
=[0 : 0 : 1], P
1
=[a
11
: a
12
: 1], and
T =(aX +bY +a
11
z, cX +dY +a
12
Z, eX + f Y +Z).
Showthat T
1
=((a−a
11
e)X +(b−a
11
f )Y, (c −a
12
e)X +(d−a
12
f )Y ) satisﬁes T
1
◦ f
1
=
f
1
◦T. Use this to prove Step (3) above.
7.8.
∗
Let P
1
=[0 : 0 : 1], T
1
=(aX +bY, cX +dY ). Showthat T =(aX +bY, cX +dY, Z)
satisﬁes f
1
◦T =T
1
◦ f
1
. Use this to prove Step (4).
7.9. Let C =V (X
4
+Y
4
−XY Z
2
). Write down equations for a nonsingular curve X
in some P
N
that is birationally equivalent to C. (Use the Segre imbedding.)
7.4 Quadratic Transformations
A disadvantage of the procedure in Section 7.3 is that the newcurve C
, although
having better singularities than C, is no longer a plane curve. The facts we have
learned about plane curves don’t apply to C
, and it is difﬁcult to repeat the process
to C
, getting a better curve C
. (The latter can be done, but it requires more tech
nique than we have developed here.) If we want C
to be a plane curve, we must
88 CHAPTER 7. RESOLUTIONOF SINGULARITIES
allow it acquire some new singularities. These new singularities can be taken to be
ordinary multiple points, while the old singularities of C become better on C
.
Let P = [0 : 0 : 1], P
= [0 : 1 : 0], P
= [1 : 0 : 0] in P
2
; call these three points the
fundamental points. Let L =V (Z), L
=V (Y ), L
=V (X); call these the exceptional
lines. Note that the lines L
and L
intersect in P, and L is the line through P
and
P
. Let U =P
2
V (XY Z).
Deﬁne Q: P
2
{P, P
, P
} →P
2
by the formula Q([x : y : z] = [yz : xz : xy]. This
Q is a morphism fromP
2
{P, P
, P
} onto U ∪{P, P
, P
}. And Q
−1
(P) =L −{P
, P
}.
(By the symmetry of Q, it is enough to write one such equality; the results for the
other fundamental points and exceptional lines are then clear — and we usually
omit writing them.)
If [x : y : z] ∈ U, then Q(Q([x : y : z])) = [xzxy : yzxy : yzxz] = [x : y : z]. So Q
maps U onetoone onto itself, andQ =Q
−1
onU, soQ is an isomorphismof U with
itself. In particular, Q is a birational map of P
2
with itself. It is called the standard
quadratic transformation, or sometimes the standard Cremona transformation (a
Cremona transformation is any birational map of P
2
with itself ).
Let C be an irreducible curve in P
2
. Assume C is not an exceptional line. Then
C ∩U is open in C, and closed in U. Therefore Q
−1
(C ∩U) = Q(C ∩U) is a closed
curve inU. Let C
be the closure of Q
−1
(C ∩U) in P
2
. ThenQ restricts to a birational
morphismfromC
{P, P
, P
} to C. Note that (C
)
=C, since Q◦Q is the identity on
U.
Let F ∈ k[X, Y, Z] be the equation of C, n = deg(F). Let F
Q
= F(Y Z, X Z, XY ),
called the algebraic transform of F. So F
Q
is a form of degree 2n.
(1). If m
P
(C) =r , then Z
r
is the largest power of Z that divides F
Q
.
Proof. Write F = F
r
(X, Y )Z
n−r
+· · · +F
n
(X, Y ), F
i
a form of degree i (Problem 5.5).
Then
F
Q
=F
r
(Y Z, X Z)(XY )
n−r
+· · · = Z
r
(F
r
(Y, X)(XY )
n−r
+ZF
r +1
(Y, X)(XY )
n−r −1
+· · · ),
from which the result follows.
Let m
P
(C) = r , m
P
(C) = r
, m
P
(C) = r
. Then F
Q
= Z
r
Y
r
X
r
F
, where X, Y ,
and Z do not divide F
. This F
is called the proper transform of F.
(2). deg(F
) =2n −r −r
−r
, (F
)
=F, F
is irreducible, and V (F
) =C
.
Proof. From (F
Q
)
Q
= (XY Z)
n
F, it follows that F
is irreducible and (F
)
= F. Since
V (F
) ⊃Q
−1
(C ∩U), V (F
) must be C
.
(3). m
P
(F
) =n −r
−r
. (Similarly for P
and P
.)
Proof. F
=
¸
n−r
i =0
F
r +i
(Y, X)X
n−r −r
−i
Y
n−r −r
−i
Z
i
, so the leading form of F
at P =
[0 : 0 : 1] is F
n
(Y, X)X
−r
Y
−r
.
Let us say that C is in good position if no exceptional line is tangent to C at a
fundamental point.
(4). If C is in good position, so is C
.
7.4. QUADRATIC TRANSFORMATIONS 89
Proof. The line L is tangent to C
at P
if and only if I (P
, F
∩Z) > m
P
(C
). Equiv
alently, I (P
, F
r
(Y, X)X
n−r −r
Y
n−r −r
∩Z) >n −r −r
, or I (P
, F
r
(Y, X) ∩ Z) >0, or
F
r
(1, 0) =0. But if Y is not tangent to F at P, then F
r
(1, 0) =0. By symmetry, the same
holds for the other lines and points.
Assume that C is in good position, and that P ∈C. Let C
0
=(C∩U)∪{P}, a neigh
borhood of P on C. Let C
0
=C
V (XY ). Let f : C
0
→C
0
be the restriction of Q to
C
0
.
Let F
∗
=F(X, Y, 1),C
∗
=V (F
∗
) ⊂A
2
. Deﬁne (F
∗
)
=F(X, X Z, 1)X
−r
, C
∗
=V (F
∗
) ⊂
A
2
and f
∗
: C
∗
→C
∗
by f
∗
(x, z) =(x, xz), all as in Section 2.
(5). There is a neighborhood W of (0, 0) in C
∗
, and there are isomorphisms ϕ: W →
C
0
and ϕ
: W
= f
−1
∗
(W) →C
0
such that ϕf
∗
= f ϕ
, i.e., the following diagram com
mutes:
C
∗
⊃W
≈
ϕ
//
f
∗
C
0
⊂C
f
C
∗
⊃W
ϕ
≈
//
C
0
⊂C
Proof. Take W =(C
∗
V (XY )) ∪{(0, 0)}; ϕ(x, y) =[x : y : 1], and ϕ
(x, z) =[z : 1 : xz].
The inverse of ϕ
is given by [x : y : z] →(z/x, x/y). We leave the rest to the reader.
(6). If C is in good position, and P
1
, . . . , P
s
are the nonfundamental points onC
∩L,
then m
P
i
(C
) ≤ I (P
i
,C
∩L), and
¸
s
i =1
I (P
i
,C
∩Z) =r .
Proof. As in the proof of (4),
¸
I (P
i
, F
∩Z) =
¸
I (P
i
, F
r
(Y, X) ∩Z) =r .
Remark. If P ∈ C, the same argument shows that there are no nonfundamental
points on C
∩L.
Example. (See Problem 7.10)
X
Y
Z X Z
Y
90 CHAPTER 7. RESOLUTIONOF SINGULARITIES
Let us say that C is inexcellent positionif C is ingood position, and, inaddition, L
intersects C (transversally) inn distinct nonfundamental points, andL
andL
each
intersect C (transversally) in n−r distinct nonfundamental points. (This condition
is no longer symmetric in P, P
, P
.)
(7). If C is in excellent position, then C
has the following multiple points:
(a) Those onC
∩U correspond to multiple points onC ∩U, the correspondence
preserving multiplicity and ordinary multiple points.
(b) P, P
and P
are ordinary multiple points on C
with multiplicities n, n −r ,
and n −r respectively.
(c) There are no nonfundamental points onC
∩L
or onC
∩L
. Let P
1
, . . . , P
s
be
the nonfundamental points on C
∩L. Then m
P
i
(C
) ≤ I (P
i
,C
∩L) and
¸
I (P
i
,C
∩
L) =r .
Proof. (a) follows fromthe fact that C
∩U andC ∩U are isomorphic, and fromThe
orem 2 of §3.2 and Problem 3.24. (c) follows from (6), and (b) follows by applying (6)
to the curves C
and (C
)
=C (observing by (4) that C
is in good position).
For any irreducible projective plane curve C of degree n, with multiple points of
multiplicity r
P
=m
P
(C), let
g
∗
(C) =
(n −1)(n −2)
2
−
¸
r
P
(r
P
−1)
2
.
We know that g
∗
(C) is a nonnegative integer. (Theorem 2 of §5.4).
(8). If C is in excellent position, then g
∗
(C
) = g
∗
(C) −
¸
s
i =1
r
i
(r
i
−1)
2
, where r
i
=
m
P
i
(C
), and P
1
, . . . , P
s
are the nonfundamental points on C
∩L.
Proof. A calculation, using (2) and (7).
The special notation used in (1)–(8) regarding fundamental points and excep
tional lines has served its purpose; from now on P, P
, etc. may be any points, L, L
,
etc. any lines.
Lemma 1. (char(k) =0) Let F be an irreducible projective plane curve, P a point of F.
Thenthere is a projective change of coordinates T such that F
T
is inexcellent position,
and T([0 : 0 : 1]) =P.
Proof. Let deg(F) =n, m
P
(F) =r . By Problem4.16, it is enough to ﬁnd lines L, L
, L
suchthat L
•C =r P+P
r +1
+· · ·+P
n
, L
•C =r P+P
r +1
+· · ·+P
n
, and L•C =P
1
+· · ·+P
n
,
with all these points distinct; then there is a change of coordinates T with L
T
= Z,
L
T
=Y , L
T
= X. The existence of such lines follows from Problem 5.26 (Take L
, L
ﬁrst, then L).
If T is any projective change of coordinates, Q ◦ T is called a quadratic trans
formation, and (F
T
)
is called a quadratic transformation of F. If F
T
is in excellent
position, and T([0 : 0 : 1]) = P, we say that the quadratic transformation is centered
at P. If F = F
1
, F
2
, . . . , F
m
= G are curves, and each F
i
is a quadratic transforma
tion of F
i −1
, we say that F is transformed into G by a ﬁnite sequence of quadratic
transformations.
7.4. QUADRATIC TRANSFORMATIONS 91
Theorem 2. By a ﬁnite sequence of quadratic transformations, any irreducible pro
jective plane curve may be transformed into a curve whose only singularities are or
dinary multiple points.
Proof. Take successive quadratic transformations, centering each one at a non
ordinary multiple point.
From (7) and (8) we see that at each step, either C
has one less nonordinary
multiple point than C, or g
∗
(C
) = g
∗
(C) −
¸
r
i
(r
i
−1)
2
< g
∗
(C). If the original curve C
has N nonordinary multiple points, we reach the desired curve after at most N +
g
∗
(C) steps. (See the Appendix for a proof in characteristic p.)
Problems
7.10. Let F =8X
3
Y +8X
3
Z +4X
2
Y Z −10XY
3
−10XY
2
Z −3Y
3
Z. Show that F is in
good position, and that F
=8Y
2
Z +8Y
3
+4XY
2
−10X
2
Z −10X
2
Y −3X
3
. Showthat
F and F
have singularities as in the example sketched, and ﬁnd the multiple points
of F and F
.
7.11. Find a change of coordinates T so that (Y
2
Z −X
3
)
T
is in excellent position,
and T([0 : 0 : 1]) =[0 : 0 : 1]. Calculate the quadratic transformation.
7.12. Find a quadratic transformationof Y
2
Z
2
−X
4
−Y
4
with only ordinary multiple
points. Do the same with Y
4
+Z
4
−2X
2
(Y −Z)
2
.
7.13.
∗
(a) Show that in the lemma, we may choose T in such a way that for a given
ﬁnite set S of points of F, with P ∈ S, T
−1
(S) ∩V (XY Z) = . Then there is a neigh
borhood of S on F that is isomorphic to an open set on (F
T
)
. (b) If S is a ﬁnite set
of simple points on a plane curve F, there is a curve F
with only ordinary multiple
points, and a neighborhoodU of S on F, and an open set U
on F
consisting entirely
of simple points, such that U is isomorphic toU
.
7.14.
∗
(a) What happens to the degree, and to g
∗
(F), when a quadratic transforma
tion is centered at: (i) an ordinary multiple point; (ii) a simple point; (iii) a point
not on F? (b) Show that the curve F
of Problem 7.13(b) may be assumed to have
arbitrarily large degree.
7.15. Let F = F
1
, . . . , F
m
be a sequence of quadratic transformations of F, such that
F
m
has only ordinary multiple points. Let P
i 1
, P
i 2
, . . . be the points on F
i
introduced,
as in (7) (c), in going from F
i −1
to F
i
. (These are called “neighboring singularities”;
see Walker’s “Algebraic Curves”, Chap. III, §7.6, §7.7). If n =deg(F), show that
(n −1)(n −2) ≥
¸
P∈F
m
P
(F)(m
P
(F) −1) +
¸
i >1, j
m
P
i j
(F
i
)(m
P
i j
(F
i
) −1).
7.16. (a) Showthat everything in this section, including Theorem2, goes through for
any plane curve with no multiple components. (b) If F and G are two curves with
no common components, and no multiple components, apply (a) to the curve FG.
Deduce that there are sequences of quadratic transformations F = F
1
, . . . , F
S
= F
and G =G
1
, . . . , G
s
=G
, where F
and G
have only ordinary multiple points, and no
92 CHAPTER 7. RESOLUTIONOF SINGULARITIES
tangents in common at points of intersection. Show that
deg(F) deg(G) =
¸
m
P
(F)m
P
(G) +
¸
i >1, j
m
P
i j
(F
i
)m
P
i j
(G
i
),
where the P
i j
are the neighboring singularities of FG, determined as in Problem
7.15.
7.5 Nonsingular Models of Curves
Theorem3. Let C be a projective curve. Then there is a nonsingular projective curve
X and a birational morphism f from X onto C. If f
: X
→C is another, then there is
a unique isomorphism g : X →X
such that f
g = f .
Proof. The uniqueness follows fromCorollary 2 of §7.1. For the existence, the Corol
lary in §6.6 says C is birationally equivalent to a plane curve. By Theorem 2 of §7.4,
this plane curve can be taken to have only ordinary multiple points as singularities,
and Proposition 1 of §7.3 replaces this curve by a nonsingular curve X. That the
birational map from X to C is a morphism follows from Corollary 1 of §7.1.
If C is a plane curve, the fact that f maps X ontoC follows fromthe construction
of X from C; indeed, if P ∈ C, we may ﬁnd C
with ordinary multiple points so that
the rational map from C
to C is deﬁned at some point P
and maps P
to P (see
Problem 7.13); and the map from X to C
is onto (Proposition 1 of §7.3).
If C ⊂ P
n
, and P ∈ C, choose a morphism g : C →C
1
from C to a plane curve
C
1
such that {P} = g
−1
(g(P)) (Problem 6.43). Then if g f (x) = g(P), it follows that
f (x) =P.
Corollary. There is a natural onetoone correspondence between nonsingular pro
jective curves X and algebraic function ﬁelds in one variable K over k: K =k(X). If X
and X
are two such curves, dominant morphisms from X
to X correspond to homo
morphisms from k(X) into k(X
).
We will see later that a dominant morphism between projective curves must be
surjective (Problem 8.18).
Let C be any projective curve, f : X →C as in Theorem 3. We say that X is the
nonsingular model of C, or of K =k(C). We identify k(X) with K by means of
˜
f .
The points Q of X are in onetoone correspondence with the discrete valuation
rings O
Q
(X) of K (Corollary 4 of §7.1). Then f (Q) =P exactly whenO
Q
(X) dominates
O
P
(C). The points of X will be called places of C, or of K. A place Q is centered at P if
f (Q) =P.
Lemma 2. Let C be a projective plane curve, P ∈C. Then there is an afﬁne neighbor
hoodU of P such that:
(1) f
−1
(U) =U
is an afﬁne open subvariety of X.
(2) Γ(U
) is moduleﬁnite over Γ(U).
(3) For some 0 =t ∈ Γ(U), t Γ(U
) ⊂Γ(U).
(4) The vector space Γ(U
)/Γ(U) is ﬁnite dimensional over k.
7.5. NONSINGULAR MODELS OF CURVES 93
The neighborhoodU may be taken to exclude any ﬁnite set S of points in C, if P ∈ S.
Proof. We will choose successive quadratic transformations C =C
1
, . . . , C
n
so that
C
n
has only ordinary multiple points, and open afﬁne sets W
i
⊂C
i
, so that (i) P ∈W
1
and S ∩W
1
= ; (ii) the birational map from C
i +1
to C
i
is represented by a mor
phism f
i
: W
i +1
→W
i
; (iii) f
i
: W
i +1
→W
i
satisﬁes all the conditions of Section 2,
Step (3). These quadratic transformations and neighborhoods are chosen induc
tively. At each stage it may be necessary to shrink the previous neighborhoods; the
remarks in Section 2, together with Problem 7.13, show that there is no difﬁculty in
doing this.
Likewise let f
n
: X →C
n
be the nonsingular model of C
n
(Proposition 1 of §7.3),
and let W
n+1
= f
−1
n
(W
n
) (shrinking again if necessary); this time Section 3, Step (7)
guarantees that the same conditions hold.
Let U =W
1
, U
=W
n+1
. That Γ(U
) is moduleﬁnite over Γ(U) follows fromProb
lem 1.45. Suppose Γ(U
) =
¸
m
i =1
Γ(U)z
i
. Since Γ(U) and Γ(U
) have the same quo
tient ﬁeld, there is a t ∈ Γ(U) with t z
i
∈ Γ(U), t =0. This t satisﬁes (3).
Deﬁne ϕ: Γ(U
)/Γ(U) →Γ(U)/(t ) by ϕ(z) = t z. Since ϕ is a onetoone klinear
map, it is enoughtoshowthat Γ(U)/(t ) is ﬁnitedimensional. Since t has only ﬁnitely
many zeros inU, this follows from Corollary 4 to the Nullstellensatz in §1.7.
Notation. Let f : X →C as above Q ∈ X, f (Q) = P ∈ C. Suppose C is a plane curve.
For any plane curveG (possibly reducible), formG
∗
∈ O
P
(P
2
) as inChapter 5, Section
1; let g be the image of G
∗
in O
P
(C) ⊂k(C) =k(X). Deﬁne ord
Q
(G) to be ord
Q
(g). As
usual, this is independent of the choice of G
∗
.
Proposition 2. Let C be an irreducible projective plane curve, P ∈ C, f : X →C as
above. Let G be a (possibly reducible) plane curve. Then I (P,C∩G) =
¸
Q∈f
−1
(P)
ord
Q
(G).
Proof. Let g be the image of G
∗
inO
P
(C). ChooseU as inLemma 2, and so small that
g is a unit in all O
P
(C), P
∈ U, P
= P. Then I (P,C ∩G) = dim
k
(O
P
(P
2
)/(F
∗
,G
∗
)) =
dim
k
(O
P
(C)/(g)) (Problem 2.44) = dim
k
(Γ(U)/(g)) (Corollary 1 of §2.9). Let V =
Γ(U), V
=Γ(U
), and let T : V →V
be deﬁned by T(z) =g z. Since V
/V is ﬁnite di
mensional, Problem 2.53 applies: dimV /T(V ) =dimV
/T(V
), so dim
k
(Γ(U)/(g)) =
dim(Γ(U
)/(g)). By Corollary 1 of §2.9 again,
dimΓ(U
)/(g) =
¸
Q∈f
−1
(P)
dim(O
Q
(X)/(g)) =
¸
ord
Q
(g),
as desired (see Problem 2.50).
Lemma3. Suppose P is anordinary multiple point onC of multiplicity r . Let f
−1
(P) =
{P
1
, . . . , P
r
}. If z ∈ k(C), and ord
P
i
(z) ≥r −1, then z ∈ O
P
(C).
Proof. Take a small neighborhood U of P so that z ∈ O
P
(C) for all P
∈ U, P
= P
(The pole set is an algebraic subset, hence ﬁnite), and so that f : U
= f
−1
(U) →U
looks like Section 2 Step (3). By Step (2) of Section 2, we know that ord
P
i
(x) = 1.
Therefore zx
1−r
∈ Γ(U
). But x
r −1
Γ(U
) ⊂ Γ(U), so z = x
r −1
(zx
1−r
) ∈ Γ(U) ⊂ O
P
(C),
as desired.
94 CHAPTER 7. RESOLUTIONOF SINGULARITIES
Proposition3. Let F be an irreducible projective plane curve, P an ordinary multiple
point of multiplicity r onF. Let P
1
, . . . , P
r
be the places centeredat P. Let G, H be plane
curves, possibly reducible. Then Noether’s conditions are satisﬁed at P (with respect
to F,G, H) if ord
P
i
(H) ≥ord
P
i
(G) +r −1 for i =1, . . . , r .
Proof. H
∗
∈ (F
∗
,G
∗
) ⊂ O
P
(P
2
) is equivalent with H
∗
∈ (G
∗
) ⊂ O
P
(F), or with z =
H
∗
/G
∗
∈ O
P
(F). Applying Lemma 3 to z gives the result.
Problems
7.17. (a) Show that for any irreducible curve C (projective or not) there is a nonsin
gular curve X and a birational morphism f from X onto C. What conditions on X
will make it unique? (b) Let f : X →C as in (a), and let C
◦
be the set of simple points
of C. Showthat the restriction of f to f
−1
(C
◦
) gives an isomorphismof f
−1
(C
◦
) with
C
◦
.
7.18. Showthat for any place P of a curveC, and choice t of uniformizing parameter
for O
P
(X), there is a homomorphism ϕ: k(X) →k((T)) taking t to T (see Problem
2.32). Show how to recover the place fromϕ. (In many treatments of curves, a place
is deﬁned to be a suitable equivalence class of “power series expansions”.)
7.19.
∗
Let f : X →C as above, C a projective plane curve. Suppose P is an ordinary
multiple point of multiplicity r on C, Q
1
, . . . ,Q
r
the places on X centered at P. Let
G be any projective plane curve, and let s ≤ r . Show that m
P
(G) ≥ s if and only if
ord
Q
i
(G) ≥s for i =1, . . . , r . (See Problem 7.5.)
7.20. Let R be a domain with quotient ﬁeld K. The integral closure R
of R is {z ∈ k 
z is integral over R}. Prove:
(a) If R is a DVR, then R
=R.
(b) If R
α
=R
α
, then (
¸
R
α
)
=(
¸
R
α
).
(c) With f : X →C as in Lemma 2, show that Γ( f
−1
(U)) =Γ(U)
for all open sets
U of C. This gives another algebraic characterization of X.
7.21.
∗
Let X be a nonsingular projective curve, P
1
, . . . , P
s
∈ X. (a) Show that there is
projective plane curve C with only ordinary multiple points, and a birational mor
phism f : X →C such that f (P
i
) is simple on C for each i . (Hint: if f (P
i
) is multiple,
do a quadratic transform centered at f (P
i
).) (b) For any m
1
, . . . , m
r
∈ Z, show that
there is a z ∈ k(X) such that ord
P
i
(z) =m
i
(Problem 5.15). (c) Show that the curve C
of Part (a) may be found with arbitrarily large degree (Problem 7.14).
7.22. Let P be a node on an irreducible plane curve F, and let L
1
, L
2
be the tangents
to F at P. F is called a simple node if I (P, L
i
∩F) =3 for i =1, 2. Let H be the Hessian
of F. (a) If P is a simple node on F, show that I (P, F ∩H) = 6. (Hint: We may take
P = [0 : 0 : 1], F
∗
= xy +· · · , and use Proposition 2 to show that all monomials of
degree ≥ 4 may be ignored — see Problem 5.23). (b) If P is an ordinary cusp on
F, show that I (P, F ∩H) =8 (see Problem 7.6). (c) Use (a) and (b) to show that every
cubic has one, three, or nine ﬂexes; then Problem5.24 gives another proof that every
cubic is projectively equivalent to one of the type Y
2
Z = cubic in X and Z. (d) If the
7.5. NONSINGULAR MODELS OF CURVES 95
curve F has degree n, and i ﬂexes (all ordinary), and δ simple nodes, and k cusps,
and no other singularities, then
i +6δ+8k = 3n(n −2).
This is one of “Plücker’s formulas” (see Walker’s “Algebraic Curves” for the others).
96 CHAPTER 7. RESOLUTIONOF SINGULARITIES
Chapter 8
RiemannRoch Theorem
Throughout this chapter, C will be an irreducible projective curve, f : X →C the
birational morphism from the nonsingular model X onto C, K = k(C) = k(X) the
function ﬁeld, as in Chapter 7, Section 5. The points P ∈C will be identiﬁed with the
places of K; ord
P
denotes the corresponding order function on K.
8.1 Divisors
A divisor on X is a formal sum D =
¸
P∈X
n
P
P, n
P
∈ Z, and n
P
= 0 for all but a
ﬁnite number of P. The divisors on X form an abelian group — it is the free abelian
group on the set X (Chapter 2, Section 11).
The degree of a divisor is the sum of its coefﬁcients: deg(
¸
n
P
P) =
¸
n
P
. Clearly
deg(D+D
) =deg(D) +deg(D
). A divisor D =
¸
n
P
P is said to be effective (or posi
tive) if each n
P
≥0, and we write
¸
n
P
P ≥
¸
m
P
P if each n
P
≥m
P
.
SupposeC is a plane curve of degree n, andG is a plane curve not containingC as
a component. Deﬁne the divisor of G, div(G), to be
¸
P∈X
ord
P
(G)P, where ord
P
(G)
is deﬁned as in Chapter 7, Section 5. By Proposition 2 of §7.5,
¸
P∈X
ord
P
(G) =
¸
Q∈C
I (Q,C ∩G). By Bézout’s theorem, div(G) is a divisor of degree mn, where m
is the degree of G. Note that div(G) contains more information than the intersection
cycle G•C.
For any nonzero z ∈ K, deﬁne the divisor of z, div(z), to be
¸
P∈X
ord
P
(z)P. Since
z has only a ﬁnite number of poles and zeros (Problem4.17), div(z) is a welldeﬁned
divisor. If we let (z)
0
=
¸
ord
P
(z)>0
ord
P
(z)P, the divisor of zeros of z, and (z)
∞
=
¸
ord
P
(z)<0
−ord
P
(z)P, the divisor of poles of z, then div(z) = (z)
0
−(z)
∞
. Note that
div(zz
) =div(z) +div(z
), and div(z
−1
) =−div(z).
Proposition 1. For any nonzero z ∈ K, div(z) is a divisor of degree zero. A rational
function has the same number of zeros as poles, if they are counted properly.
Proof. Take C to be a plane curve of degree n. Let z = g/h, g, h forms of the same
degree in Γ
h
(C); say g, h are residues of forms G, H of degree m in k[X, Y, Z]. Then
div(z) =div(G) −div(H), and we have seen that div(G) and div(H) have same degree
mn.
97
98 CHAPTER 8. RIEMANNROCHTHEOREM
Corollary 1. Let 0 =z ∈ K. Then the following are equivalent: (i) div(z) ≥0; (ii) z ∈ k;
(iii) div(z) =0.
Proof. If div(z) ≥ 0, z ∈ O
P
(X) for all P ∈ X. If z(P
0
) = λ
0
for some P
0
, then div(z −
λ
0
) ≥0 and deg(div(z −λ
0
)) >0, a contradiction, unless z −λ
0
=0, i.e., z ∈ k.
Corollary 2. Let z, z
∈ K, both nonzero. Then div(z) = div(z
) if and only if z
= λz
for some λ∈ k.
Two divisors D, D
are said to be linearly equivalent if D
= D +div(z) for some
z ∈ K, in which case we write D
≡D.
Proposition 2. (1) The relation ≡ is an equivalence relation.
(2) D ≡0 if and only if D =div(z), z ∈ K.
(3) If D ≡D
, then deg(D) =deg(D
).
(4) If D ≡D
, and D
1
≡D
1
, then D+D
1
≡D
+D
1
.
(5) Let C be a plane curve. Then D ≡D
if and only if there are two curves G,G
of
the same degree with D+div(G) =D
+div(G
).
Proof. (1)–(4) are left to the reader. For (5) it sufﬁces to write z =G/G
, since div(z) =
div(G) −div(G
) in this case.
The criterion proved in Chapter 7, Section 5 for Noether’s conditions to hold
translates nicely into the language of divisors:
Assume C is a plane curve with only ordinary multiple points. For eachQ ∈ X, let
r
Q
= m
f (Q)
(C). Deﬁne the divisor E =
¸
Q∈X
(r
Q
−1)Q. This E is effective; its degree
is
¸
m
P
(C)(m
P
(C) −1). Any plane curve G such that div(G) ≥ E is called an adjoint
of C. From Problem 7.19 it follows that a curve G is an adjoint to C if and only if
m
P
(G) ≥m
P
(C) −1 for every (multiple) point P ∈C. If C is nonsingular, every curve
is an adjoint.
RESIDUE THEOREM. Let C, E be as above. Suppose D and D
are effective divisors
on X, with D
≡D. Suppose G is an adjoint of degree m such that div(G) =D+E +A,
for some effective divisor A. Thenthere is anadjoint G
of degree m suchthat div(G
) =
D
+E +A.
Proof. Let H, H
be curves of the same degree such that D +div(H) = D
+div(H
).
Then div(GH) = div(H
) +D
+E + A ≥ div(H
) +E. Let F be the form deﬁning C.
Applying the criterionof Proposition3 of §7.5 toF, H
, andGH, we see that Noether’s
conditions are satisﬁed at all P ∈C. By Noether’s theorem, GH =F
F+G
H
for some
F
,G
, where deg(G
) =m. Thendiv(G
) =div(GH)−div(H
) =D
+E+A, as desired.
Problems
8.1. Let X =C =P
1
, k(X) =k(t ), where t = X
1
/X
2
, X
1
, X
2
homogeneous coordinates
on P
1
. (a) Calculate div(t ). (b) Calculate div( f /g), f , g relatively prime in k[t ]. (c)
Prove Proposition 1 directly in this case.
8.2. THE VECTOR SPACES L(D) 99
8.2. Let X = C = V (Y
2
Z − X(X − Z)(X −λZ)) ⊂ P
2
, λ ∈ k, λ = 0, 1. Let x = X/Z,
y =Y /Z ∈ K; K =k(x, y). Calculate div(x) and div(y).
8.3. Let C = X be a nonsingular cubic. (a) Let P, Q ∈ C. Show that P ≡ Q if and
only if P =Q. (Hint: Lines are adjoints of degree 1.) (b) Let P,Q, R, S ∈ C. Show that
P+Q ≡R+S if and only if the line through P andQ intersects the line through R and
S in a point onC (if P =Q use the tangent line). (c) Let P
0
be a ﬁxed point onC, thus
deﬁning an addition ⊕ on C (Chapter 5, Section 6). Show that P ⊕Q =R if and only
if P +Q =R +P
0
. Use this to give another proof of Proposition 4 of §5.6.
8.4. Let C be a cubic with a node. Show that for any two simple points P,Q on C,
P ≡Q.
8.5. Let C be a nonsingular quartic, P
1
, P
2
, P
3
∈C. Let D =P
1
+P
2
+P
3
. Let L and L
be lines such that L.•C = P
1
+P
2
+P
4
+P
5
, L
•C = P
1
+P
3
+P
6
+P
7
. Suppose these
sevenpoints are distinct. Showthat D is not linearly equivalent to any other effective
divisor. (Hint: Apply the residue theorem to the conic LL
.) Investigate in a similar
way other divisors of small degree on quartics with various types of multiple points.
8.6. Let D(X) be the group of divisors on X, D
0
(X) the subgroup consisting of divi
sors of degree zero, and P(X) the subgroup of D
0
(X) consisting of divisors of ratio
nal functions. Let C
0
(X) = D
0
(X)/P(X) be the quotient group. It is the divisor class
group on X. (a) If X = P
1
, then C
0
(X) = 0. (b) Let X = C be a nonsingular cubic.
Pick P
0
∈C, deﬁning ⊕onC. Show that the map fromC to C
0
(X) that sends P to the
residue class of the divisor P −P
0
is an isomorphism from (C, ⊕) onto C
0
(X).
8.7. When do two curves G, H have the same divisor (C and X are ﬁxed)?
8.2 The Vector Spaces L(D)
Let D =
¸
n
P
P be a divisor on X. Each D picks out a ﬁnite number of points, and
assigns integers to them. We want to determine when there is a rational function
with poles only at the chosen points, and with poles no “worse” than order n
P
at P;
if so, how many such functions are there?
Deﬁne L(D) to be { f ∈ K  ord
P
( f ) ≥−n
P
for all P ∈ X}, where D =
¸
n
P
P. Thus a
rational function f belongs to L(D) if div( f ) +D ≥0, or if f =0. L(D) forms a vector
space over k. Denote the dimension of L(D) by l (D); the next proposition shows that
l (D) is ﬁnite.
Proposition 3. (1) If D ≤D
, then L(D) ⊂L(D
), and
dim
k
(L(D
)/L(D)) ≤ deg(D
−D).
(2) L(0) =k; L(D) =0 if deg(D) <0.
(3) L(D) is ﬁnite dimensional for all D. If deg(D) ≥0, then l (D) ≤deg(D) +1.
(4) If D ≡D
, then l (D) =l (D
).
Proof. (1): D
=D+P
1
+· · · +P
s
, and L(D) ⊂L(D+P
1
) ⊂· · · ⊂L(D+P
1
+· · · +P
s
), so
it sufﬁces to show that dim(L(D +P)/L(D)) ≤ 1 (Problem 2.49). To prove this, let t
be a uniformizing parameter in O
P
(X), and let r = n
P
be the coefﬁcient of P in D.
100 CHAPTER 8. RIEMANNROCHTHEOREM
Deﬁne ϕ: L(D +P) →k by letting ϕ( f ) = (t
r +1
f )(P); since ord
P
( f ) ≥ −r −1, this is
welldeﬁned; ϕ is a linear map, and Ker(ϕ) =L(D), so ϕ induces a onetoone linear
map ϕ: L(D+P)/L(D) →k, which gives the result.
(2): This follows from Corollary 1 and Proposition 2 (3) of §8.1.
(3): If deg(D) = n ≥ 0, choose P ∈ X, and let D
= D −(n +1)P. Then L(D
) = 0,
and by (1), dim(L(D)/L(D
)) ≤n +1, so l (D) ≤n +1.
(4): Suppose D
=D+div(g). Deﬁne ψ: L(D) →L(D
) by setting ψ( f ) = f g. Since
ψis an isomorphism of vector spaces, l (D) =l (D
).
More generally, for any subset S of X, and any divisor D =
¸
n
P
P on X, deﬁne
deg
S
(D) =
¸
P∈S
n
P
, and L
S
(D) ={ f ∈ K  ord
P
( f ) ≥−n
P
for all P ∈ S}.
Lemma 1. If D ≤ D
, then L
S
(D) ⊂ L
S
(D
). If S is ﬁnite, then dim(L
S
(D
)/L
S
(D)) =
deg
S
(D
−D).
Proof. Proceeding as in Proposition 3, we assume D
=D+P, and deﬁne ϕ: L
S
(D+
P) →k the same way. We must show that ϕ maps L
S
(D +P) onto k, i.e., ϕ = 0, for
then ϕis an isomorphism. Thus we need to ﬁnd an f ∈ K with ord
P
( f ) =−r −1, and
with ord
Q
( f ) ≥−n
Q
for all Q ∈ S. But this is easy, since S is ﬁnite (Problem7.21(b)).
The next proposition is an important ﬁrst step in calculating the dimension l (D).
The proof (see Chevalley’s “Algebraic Functions of One Variable”, Chap. I.) involves
only the ﬁeld of rational functions.
Proposition 4. Let x ∈ K, x ∈ k. Let Z = (x)
0
be the divisor of zeros of x, and let
n =[K : k(x)]. Then
(1) Z is an effective divisor of degree n.
(2) There is a constant τ such that l (r Z) ≥r n −τ for all r .
Proof. Let Z =(x)
0
=
¸
n
P
P, and let m=deg(Z). We show ﬁrst that m≤n.
Let S ={P ∈ X  n
P
>0}. Choose v
1
, . . . , v
m
∈ L
S
(0) so that the residues v
1
, . . . , v
m
∈
L
S
(0)/L
S
(−Z) forma basis for this vector space (Lemma 1). We will showthat v
1
, . . . , v
m
are linearly independent over k(x). If not (by clearing denominators and multiply
ing by a power of x), there would be polynomials g
i
= λ
i
+xh
i
∈ k[x] with λ
i
∈ k,
¸
g
i
v
i
= 0, not all λ
i
= 0. But then
¸
λ
i
v
i
= −x
¸
h
i
v
i
∈ L
S
(−Z), so
¸
λ
i
v
i
= 0, a
contradiction. So m≤n. Next we prove (2).
Let w
1
, . . . , w
n
be a basis of K over k(x) (Proposition 9 of §6.5). We may as
sume that each w
i
satisﬁes an equation w
n
i
i
+a
i 1
w
n
i
−1
i
+· · · =0, a
i j
∈ k[x
−1
] (Prob
lem 1.54). Then ord
P
(a
i j
) ≥ 0 if P ∈ S. If ord
P
(w
i
) < 0, P ∈ S, then ord
P
(w
n
i
i
) <
ord
P
(a
i j
w
n
i
−j
i
), which is impossible (Problem 2.29). It follows that for some t > 0,
div(w
i
) +t Z ≥ 0, i = 1, . . . , n. Then w
i
x
−j
∈ L((r +t )Z) for i = 1, . . . , n, j = 0, 1, . . . , r .
Since the w
i
are independent over k(x), and 1, x
−1
, . . . , x
−r
are independent over k,
{w
i
x
−j
 i = 1, . . . , n, j = 0, . . . , r } are independent over k. So l ((r +t )Z) ≥ n(r +1).
But l ((r +t )Z) = l (r Z) +dim(L((r +t )Z)/L(r Z)) ≤ l (r Z) +t m by Proposition 3 (1).
Therefore l (r Z) ≥n(r +1) −t m=r n −τ, as desired.
Lastly, since r n −τ ≤ l (r Z) ≤ r m+1 (Proposition 3 (3)), if we let r get large, we
see that n ≤m.
8.3. RIEMANN’S THEOREM 101
Corollary. The following are equivalent:
(1) C is rational.
(2) X is isomorphic to P
1
.
(3) There is an x ∈ K with deg((x
0
)) =1.
(4) For some P ∈ X, l (P) >1.
Proof. (4) says that there is nonconstant x ∈ L(P), so (x)
∞
= P. Then deg((x)
0
) =
deg((x)
∞
) =1, so [K : k(x)] =1, i.e., K =k(x) is rational. The rest is easy (see Problem
8.1).
Problems
8.8.
∗
If D ≤D
, then l (D
) ≤l (D) +deg(D
−D), i.e., deg(D) −l (D) ≤deg(D
) −l (D
).
8.9. Let X = P
1
, t as in Problem 8.1. Calculate L(r (t )
0
) explicitly, and show that
l (r (t )
0
) =r +1.
8.10. Let X =C be a cubic, x, y as in Problem 8.2. Let z = x
−1
. Show that L(r (z)
0
) ⊂
k[x, y], and show that l (r (z)
0
) =2r if r >0.
8.11.
∗
Let D be a divisor. Show that l (D) >0 if and only if D is linearly equivalent to
an effective divisor.
8.12. Show that deg(D) =0 and l (D) >0 are true if and only if D ≡0.
8.13.
∗
Suppose l (D) >0, and let f =0, f ∈ L(D). Show that f ∈ L(D−P) for all but a
ﬁnite number of P. So l (D−P) =l (D) −1 for all but a ﬁnite number of P.
8.3 Riemann’s Theorem
If D is a large divisor, L(D) should be large. Proposition 4 shows this for divisors
of a special form.
RIEMANN’S THEOREM. There is an integer g such that l (D) ≥deg(D) +1−g for all
divisors D. The smallest such g is called the genus of X (or of K, or C). The genus is a
nonnegative integer.
Proof. For each D, let s(D) = deg(D) +1−l (D). We want to ﬁnd g so that s(D) ≤ g
for all D.
(1) s(0) =0, so g ≥0 if it exists.
(2) If D ≡D
, then s(D) =s(D
) (Propositions 2 and 3 of §8.2).
(3) If D ≤ D
, then s(D) ≤ s(D
) (Problem 8.8). Let x ∈ K, x ∈ k, let Z = (x)
0
, and
let τ be the smallest integer that works for Proposition 4 (2). Since s(r Z) ≤ τ+1 for
all r , and since r Z ≤(r +1)Z, we deduce from (3) that
(4) s(r Z) =τ+1 for all large r >0. Let g =τ+1. To ﬁnish the proof, it sufﬁces (by
(2) and (3)) to show:
(5) For any divisor D, there is a divisor D
≡D, and an integer r ≥0 such that D
≤
r Z. To prove this, let Z =
¸
n
P
P, D =
¸
m
P
P. We want D
=D−div( f ), so we need
m
P
−ord
P
( f ) ≤r n
P
for all P. Let y =x
−1
, andlet T ={P ∈ X  m
P
>0 and ord
P
(y) ≥0}.
102 CHAPTER 8. RIEMANNROCHTHEOREM
Let f =
¸
P∈T
(y−y(P))
m
P
. Then m
P
−ord
P
( f ) ≤0 whenever ord
P
(y) ≥0. If ord
P
(y) <
0, then n
P
>0, so a large r will take care of this.
Corollary 1. If l (D
0
) =deg(D
0
) +1−g, and D ≡D
≥D
0
, then l (D) =deg(D) +1−g.
Corollary 2. If x ∈ K, x ∈ k, then g =deg(r (x)
0
) −l (r (x)
0
) +1 for all sufﬁciently large
r .
Corollary 3. There is an integer N such that for all divisors D of degree > N, l (D) =
deg(D) +1−g.
Proofs. The ﬁrst two corollaries were proved on the way to proving Riemann’s Theo
rem. For the third, choose D
0
such that l (D
0
) =deg(D
0
)+1−g, and let N =deg(D
0
)+
g. Then if deg(D) ≥N, deg(D−D
0
)+1−g >0, so by Riemann’s Theorem, l (D−D
0
) >
0. ThenD−D
0
+div( f ) ≥0 for some f , i.e., D ≡D+div( f ) ≥D
0
, and the result follows
from Corollary 1.
Examples. (1) g = 0 if and only if C is rational. If C is rational, g = 0 by Corollary 2
and Problem8.9 (or Proposition 5 below). Conversely, if g =0, l (P) >1 for any P ∈ X,
and the result follows from the Corollary to Proposition 4 of §8.2.
(2) (char(k) =2) g =1 if and only if C is birationally equivalent to a nonsingular
cubic.
For if X is a nonsingular cubic, the result follows fromCorollary 2, Problems 8.10
and 5.24 (or Proposition 5 below). Conversely, if g =1, then l (P) ≥1 for all P. By the
Corollary of §8.2, l (P) =1, and by the above Corollary 1, l (r P) =r for all r >0.
Let 1, x be a basis for L(2P). Then (x)
∞
= 2P since if (x)
∞
= P, C would be
rational. So [K : k(x)] = 2. Let 1, x, y be a basis for L(3P). Then (y)
∞
= 3P, so
y ∈ k(x), so K = k(x, y). Since 1, x, y, x
2
, xy, y
2
∈ L(6P), there is a relation of the
form ay
2
+(bx +c)y = Q(x), Q a polynomial of degree ≤ 3. By calculating ord
P
of
both sides, we see that a =0 and degQ =3, so we may assume a =1. Replacing y by
y+
1
2
(bx+c), we may assume y
2
=
¸
3
i =1
(x−α
i
). If α
1
=α
2
, then (y/(x−α
1
))
2
=x−α
3
,
so x, y ∈ k(y/(x −α
1
)); but then X would be rational, which contradicts the ﬁrst ex
ample. So the α
i
are distinct.
It follows that K = k(C), where C = V (Y
2
Z −
¸
3
i =1
(X −α
i
Z)) is a nonsingular
cubic.
The usefulness of Riemann’s Theorem depends on being able to calculate the
genus of a curve. By its deﬁnitionthe genus depends only onthe nonsingular model,
or the function ﬁeld, so two birationally equivalent curves have the same genus.
Since we have a method for ﬁnding a plane curve with only ordinary multiple points
that is birationally equivalent to a given curve, the following proposition is all that
we need:
Proposition 5. Let C be a plane curve with only ordinary multiple points. Let n be
the degree of C, r
P
=m
P
(C). Then the genus g of C is given by the formula
g =
(n −1)(n −2)
2
−
¸
P∈C
r
P
(r
P
−1)
2
.
8.3. RIEMANN’S THEOREM 103
Proof. By the above Corollary 3, we need to ﬁnd some “large” divisors D for which
we can calculate l (D). The Residue Theorem allows us to ﬁnd all effective divisors
linearly equivalent to certain divisors D. These two observations lead to the calcu
lation of g.
We may assume that the line Z =0 intersect C in n distinct points P
1
, . . . , P
n
. Let
F be the form deﬁning C.
Let E =
¸
Q∈X
(r
Q
−1)Q, r
Q
=r
f (Q)
=m
f (Q)
(C) as in Section 1. Let
E
m
= m
n
¸
i =1
P
i
−E.
So E
m
is a divisor of degree mn −
¸
P∈C
r
P
(r
P
−1).
Let V
m
= {forms G of degree m such that G is adjoint to C}. Since G is adjoint if
and only if m
P
(G) ≥r
P
−1 for all P ∈C, we may apply Theorem 1 of §5.2 to calculate
the dimension of V
m
. We ﬁnd that
dimV
m
≥
(m+1)(m+2)
2
−
¸
r
P
(r
P
−1)
2
,
with equality if m is large. (Note that V
m
is the vector space of forms, not the projec
tive space of curves.)
Let ϕ: V
m
→L(E
m
) be deﬁned by ϕ(G) = G/Z
m
. Then ϕ is a linear map, and
ϕ(G) =0 if and only if G is divisible by F.
We claim that ϕ is onto. For if f ∈ L(E
m
), write f = R/S, with R, S forms of the
same degree. Then div(RZ
m
) ≥ div(S) +E. By Proposition 3 of §7.5, there is an
equation RZ
m
= AS +BF. So R/S = A/Z
m
in k(F), and so ϕ(A) = f . (Note that
div(A) =div(RZ
m
) −div(S) ≥E, so A ∈V
m
.)
It follows that the following sequence of vector spaces is exact:
0 −→W
m−n
ψ
−→V
m
ϕ
−→L(E
m
) −→0,
where W
m−n
is the space of all forms of degree m−n, and ψ(H) =FH for H ∈W
m−n
.
By Proposition 7of §2.10, we may calculate dimL(E
m
), at least for m large. It
follows that
l (E
m
) = deg(E
m
) +1−
¸ (n −1)(n −2)
2
−
¸
r
P
(r
P
−1)
2
¸
for large m. But since deg(E
m
) increases as m increases, Corollary 3 of Riemann’s
Theorem applies to ﬁnish the proof.
Corollary 1. Let C be a plane curve of degree n, r
P
=m
P
(C), P ∈C. Then
g ≤
(n −1)(n −2)
2
−
¸
r
P
(r
P
−1)
2
.
Proof. The number on the right is what we called g
∗
(C) in Chapter 7, Section 4. We
saw there that g
∗
decreases under quadratic transformations, so Theorem 2 of §7.4
concludes the proof.
104 CHAPTER 8. RIEMANNROCHTHEOREM
Corollary 2. If
¸
r
P
(r
P
−1)
2
=
(n−1)(n−2)
2
, then C is rational.
Corollary 3. (a) With E
m
as in the proof of the proposition, any h ∈ L(E
m
) may be
written h = H/Z
m
, where H is an adjoint of degree m.
(b) deg(E
n−3
) =2g −2, and l (E
n−3
) ≥g.
Proof. This follows fromthe exact sequence constructed in proving the proposition.
Note that if m<n, then V
m
=L(E
m
).
Examples. Lines and conics are rational. Nonsingular cubics have genus one. Sin
gular cubics are rational. Since a nonsingular curve of degree n has genus
(n−1)(n−2)
2
,
not every curve is birationally equivalent to a nonsingular plane curve. For example,
Y
2
X Z = X
4
+Y
4
has one node, so is of genus 2, and no nonsingular plane curve has
genus 2.
Problems
8.14. Calculate the genus of each of the following curves:
(a) X
2
Y
2
−Z
2
(X
2
+Y
2
).
(b) (X
3
+Y
3
)Z
2
+X
3
Y
2
−X
2
Y
3
.
(c) The two curves of Problem 7.12.
(d) (X
2
−Z
2
)
2
−2Y
3
Z −3Y
2
Z
2
.
8.15. Let D =
¸
n
P
P be an effective divisor, S = {P ∈ C  n
P
> 0}, U = X S. Show
that L(r D) ⊂Γ(U, O
X
) for all r ≥0.
8.16. Let U be any open set on X, =U = X. Then Γ(U, O
X
) is inﬁnite dimensional
over k.
8.17. Let X, Y be nonsingular projective curves, f : : X → Y a dominating mor
phism. Prove that f (X) = Y . (Hint: If P ∈ Y f (X), then
˜
f (Γ(Y {P})) ⊂ Γ(X) = k;
apply Problem 8.16.)
8.18. Show that a morphism from a projective curve X to a curve Y is either con
stant or surjective; if it is surjective, Y must be projective.
8.19. If f : C →V is a morphism from a projective curve to a variety V , then f (C) is
a closed subvariety of V . (Hint: Consider C
= closure of f (C) in V .)
8.20. Let C be the curve of Problem 8.14(b), and let P be a simple point on C. Show
that there is a z ∈ Γ(C {P}) with ord
P
(z) ≥−12, z ∈ k.
8.21. Let C
0
(X) be the divisor class group of X. Show that C
0
(X) =0 if and only if X
is rational.
8.4 Derivations and Differentials
This section contains the algebraic background needed to study differentials on
a curve.
8.4. DERIVATIONS ANDDIFFERENTIALS 105
Let R be a ring containing k, and let M be an Rmodule. A derivation of R into M
over k is a klinear map D: R →M such that D(xy) = xD(y) +yD(x) for all x, y ∈ R.
It follows that for any F ∈ k[X
1
, . . . , X
n
] and x
1
, . . . , x
n
∈ R,
D(F(X
1
, . . . , X
n
)) =
n
¸
i =1
F
X
i
(x
1
, . . . , x
n
)D(x
i
).
Since all rings will contain k, we will omit the phrase “over k”.
Lemma 2. If R is a domain with quotient ﬁeld K, and M is a vector space over K, then
any derivation D: R →M extends uniquely to a derivation
˜
D: K →M.
Proof. If z ∈ K, and z = x/y, with x and y in R, then, since x = yz, we must have
Dx = y
˜
Dz +zDy. So
˜
D(z) = y
−1
(Dx −zDy), which shows the uniqueness. If we
deﬁne
˜
D by this formula, it is not difﬁcult to verify that
˜
D is a welldeﬁned derivation
from K to M.
We want to deﬁne differentials of R to be elements of the form
¸
x
i
dy
i
, x
i
, y
i
∈
R; they should behave like the differentials of calculus. This is most easily done as
follows:
For each x ∈ R let [x] be a symbol. Let F be the free Rmodule on the set {[x]  x ∈
R}. Let N be the submodule of F generated by the following sets of elements:
(i) {[x +y] −[x] −[y]  x, y ∈ R}
(ii) {[λx] −λ[x]  x ∈ R, λ∈ k}
(iii) {[xy] −x[y] −y[x]  x, y ∈ R}
Let Ω
k
(R) =F/N be the quotient module. Let dx be the image of [x] in F/N, and let
d : R →Ω
k
(R) be the mapping that takes x to dx. Ω
k
(R) is an Rmodule, called the
module of differentials of R over k, and d : R →Ω
k
(R) is a derivation.
Lemma 3. For any Rmodule M, and any derivation D: R →M, there is a unique
homomorphism of Rmodule ϕ: Ω
k
(R) →M such that D(x) =ϕ(dx) for all x ∈ R.
Proof. If we deﬁne ϕ
: F → M by ϕ
(
¸
x
i
[y
i
]) =
¸
x
i
D(y
i
), then ϕ
(N) = 0, so ϕ
induces ϕ: Ω
k
(R) →M.
If x
1
, . . . , x
n
∈ R, and G ∈ k[X
1
, . . . , X
n
], then
d(G(x
1
, . . . , x
n
)) =
n
¸
i =1
G
X
i
(x
1
, . . . , x
n
)dx
i
.
It follows that if R = k[x
1
, . . . , x
n
], then Ω
k
(R) is generated (as an Rmodule) by the
differentials dx
1
, . . . , dx
n
.
Likewise, if R is a domain with quotient ﬁeld K, and z = x/y ∈ K, x, y ∈ R, then
dz = y
−1
dx −y
−1
zdy. In particular, if K =k(x
1
, . . . , x
n
), then Ω
k
(K) is a vector space
of ﬁnite dimension over K, generated by dx
1
, . . . , dx
n
.
Proposition 6. (1) Let K be an algebraic function ﬁeld in one variable over k. Then
Ω
k
(K) is a onedimensional vector space over K.
(2) (char(k) =0) If x ∈ K, x ∈ k, then dx is a basis for Ω
k
(K) over K.
106 CHAPTER 8. RIEMANNROCHTHEOREM
Proof. Let F ∈ k[X, Y ] be an afﬁne plane curve with function ﬁeld K (Corollary of
§6.6). Let R = k[X, Y ]/(F) = k[x, y]; K = k(x, y). We may assume F
Y
= 0 (since
F is irreducible), so F doesn’t divide F
Y
, i.e., F
Y
(x, y) = 0. The above discussion
shows that dx and dy generate Ω
k
(K) over K. But 0 = d(F(x, y)) = F
X
(x, y)dx +
F
Y
(x, y)dy, so dy = udx, where u = −F
X
(x, y)/F
Y
(x, y). Therefore dx generates
Ω
k
(K), so dim
K
(Ω
k
(K)) ≤1.
So we must showthat Ω
k
(K) =0. By Lemmas 2 and 3, it sufﬁces to ﬁnd a nonzero
derivation D: R → M for some vector space M over K. Let M = K, and, for G ∈
k[X, Y ], G its image in R, let D(G) =G
X
(x, y) −uG
Y
(x, y), with u as in the preceding
paragraph. It is left to the reader to verify that D is a welldeﬁned derivation, and
that D(x) =1, so D =0.
It follows (char(k) =0) that for any f , t ∈ K, t ∈ k, there is a unique element v ∈ K
such that d f = vdt . It is natural to write v =
d f
dt
, and call v the derivative of f with
respect to t .
Proposition 7. With K as in Proposition 6, let O be a discrete valuation ring of K,
and let t be a uniformizing parameter in O. If f ∈ O, then
d f
dt
∈ O.
Proof. Using the notation of the proof of Proposition 6, we may assume O =O
P
(F),
P =(0, 0) a simple point on F. For z ∈ K, write z
instead of
dz
dt
, t being ﬁxed through
out.
Choose N large enough that ord
P
(x
) ≥ −N, ord
P
(y
) ≥ −N. Then if f ∈ R =
k[x, y], ord
P
( f
) ≥−N, since f
= f
X
(x, y)x
+ f
Y
(x, y)y
.
If f ∈ O, write f =g/h, g, h ∈ R, h(P) =0. Then f
=h
−2
(hg
−gh
), so ord
P
( f
) ≥
−N.
We can now complete the proof. Let f ∈ O. Write f =
¸
i <N
λ
i
t
i
+t
N
g, λ
i
∈ k,
g ∈ O (Problem 2.30). Then f
=
¸
i λ
i
t
i −1
+g Nt
N−1
+t
N
g
. Since ord
P
(g
) ≥ −N,
each term belongs to O, so f
∈ O, as required.
Problems
8.22. Generalize Proposition 6 to function ﬁelds in n variables.
8.23. With O, t as in Proposition 7, let ϕ: O →k[[T]] be the corresponding homo
morphism (Problem 2.32). Show that, for f ∈ O, ϕ takes the derivative of f to the
“formal derivative” of ϕ( f ). Use this to give another proof of Proposition 7, and of
the fact that Ω
k
(K) =0 in Proposition 6.
8.5 Canonical Divisors
Let C be a projective curve, X its nonsingular model, K their function ﬁeld as
before. We let Ω = Ω
k
(K) be the space of differentials of K over k; elements ω ∈ Ω
may also be called differentials on X, or on C.
Let ω∈ Ω, ω=0, and let P ∈ X be a place. We deﬁne the order of ω at P, ord
P
(ω),
as follows: Choose a uniformizing parameter t in O
P
(X), write ω= f dt , f ∈ K, and
8.5. CANONICAL DIVISORS 107
set ord
P
(ω) =ord
P
( f ). To see that this is welldeﬁned, suppose u were another uni
formizing parameter, and f dt = gdu; then f /g =
du
dt
∈ O
P
(X) by Proposition 7, and
likewise g/f ∈ O
P
(X), so ord
P
( f ) =ord
P
(g).
If 0 =ω∈ Ω, the divisor of ω, div(ω), is deﬁned to be
¸
P∈X
ord
P
(ω)P. In Proposi
tion 8 we shall show that only ﬁnitely many ord
P
(ω) =0 for a given ω, so that div(ω)
is a welldeﬁned divisor.
Let W = div(ω). W is called a canonical divisor. If ω
is another nonzero dif
ferential in Ω, then ω
= f ω, f ∈ K, so div(ω
) =div( f ) +div(ω), and div(ω
) ≡div(ω).
Conversely if W
≡W, say W
=div( f )+W, thenW
=div( f ω). Sothe canonical divi
sors form an equivalence class under linear equivalence. In particular, all canonical
divisors have the same degree.
Proposition8. Assume C is a plane curve of degree n ≥3 with only ordinary multiple
points. Let E =
¸
Q∈X
(r
Q
−1)Q, as in Section 1. Let G be any plane curve of degree
n −3. Then div(G) −E is a canonical divisor. (If n =3, div(G) =0.)
Proof. Choose coordinates X, Y, Z for P
2
in such a way that: Z•C =
¸
n
i =1
P
i
, P
i
dis
tinct; [1 : 0 : 0] ∈C; and no tangent to C at a multiple point passes through [1 : 0 : 0].
Let x = X/Z, y = Y /Z ∈ K. Let F be the form deﬁning C, and let f
x
= F
X
(x, y, 1),
f
y
=F
Y
(x, y, 1). Let E
m
=m
¸
n
i =1
P
i
−E.
Let ω = dx. Since divisors of the form div(G) −E, deg(G) = n −3, are linearly
equivalent, it sufﬁces to show that div(ω) =E
n−3
+div( f
y
). Since f
y
=F
Y
/Z
n−1
, this
is the same as showing
div(dx) −div(F
Y
) = −2
n
¸
i =1
P
i
−E. (∗)
Note ﬁrst that dx =−( f
y
/f
x
)dy =−(F
Y
/F
X
)dy, soord
Q
(dx)−ord
Q
(F
Y
) =ord
Q
(dy)−
ord
Q
(F
X
) for all Q ∈ X.
Suppose Q is a place centered at P
i
∈ Z ∩C. Then y
−1
= Z/Y is a uniformiz
ing parameter in O
P
i
(X), and dy = −y
2
d(y
−1
), so ord
Q
(dy) = −2. Since F
X
(P
i
) = 0
(Problem 5.16), both sides of (∗) have order −2 at Q.
Suppose Q is a place centered at P =[a : b : 1] ∈C. We may assume P =[0 : 0 : 1],
since dx =d(x −a), and derivatives aren’t changed by translation.
Consider the case when Y is tangent toC at P. Then P is not a multiple point (by
hypothesis), so x is a uniformizing parameter, and F
Y
(P) =0. Therefore ord
Q
(dx) =
ord
Q
(F
Y
) =0, as desired.
If Y is not tangent, then y is a uniformizing parameter at Q (Step (2) in §7.2), so
ord
Q
(dy) =0, and ord
Q
( f
x
) =r
−1
Q
(Problem 7.4), as desired.
Corollary. Let W be a canonical divisor. Then deg(W) =2g −2 and l (W) ≥g.
Proof. We may assume W =E
n−3
. Then this is Corollary 3 (b) of §8.2.
Problems
8.24. Show that if g >0, then n ≥3 (notation as in Proposition 8).
108 CHAPTER 8. RIEMANNROCHTHEOREM
8.25. Let X = P
1
, K = k(t ) as in Problem 8.1. Calculate div(dt ), and show directly
that the above corollary holds when g =0.
8.26. Show that for any X there is a curve C birationally equivalent to X satisfying
conditions of Proposition 8 (see Problem 7.21).
8.27. Let X =C, x, y as in Problem 8.2. Let ω= y
−1
dx. Show that div(ω) =0.
8.28. Show that if g >0, there are effective canonical divisors.
8.6 RiemannRoch Theorem
This celebrated theorem ﬁnds the missing term in Riemann’s Theorem. Our
proof follows the classical proof of Brill and Noether.
RIEMANNROCH THEOREM. Let W be a canonical divisor on X. Then for any di
visor D,
l (D) =deg(D) +1−g +l (W −D).
Before proving the theorem, notice that we knowthe theoremfor divisors of large
enough degree. We can prove the general case if we can compare both sides of the
equation for D and D+P, P ∈ X; note that deg(D+P) =deg(D) +1, while the other
two nonconstant terms change either by 0 or 1. The heart of the proof is therefore
NOETHER’S REDUCTION LEMMA. If l (D) > 0, and l (W −D−P) = l (W −D), then
l (D+P) =l (D).
Proof. Choose C as before with ordinary multiple points, and such that P is a simple
point on C (Problem 7.21(a)), and so Z•C =
¸
n
i =1
P
i
, with P
i
distinct, and P ∉ Z. Let
E
m
=m
¸
P
i
−E. The terms in the statement of the lemma depend only on the linear
equivalence classes of the divisors involved, so we may assume W =E
n−3
, and D ≥0
(Proposition 8 and Problem 8.11). So L(W −D) ⊂L(E
n−3
).
Let h ∈ L(W −D), h ∈ L(W −D −P). Write h = G/Z
n−3
, G an adjoint of degree
n −3 (Corollary 3 of §8.3). Then div(G) =D+E +A, A ≥0, but A ≥P.
Take a line L such that L.C =P +B, where B consists of n −1 simple points of C,
all distinct from P. div(LG) =(D+P) +E +(A+B).
Now suppose f ∈ L(D+P); let div( f ) +D =D
. We must show that f ∈ L(D), i.e.,
D
≥0.
Since D+P ≡D
+P, and both these divisors are effective, the Residue Theorem
applies: There is a curve H of degree n −2 with div(H) =(D
+P) +E +(A+B).
But B contains n−1 distinct collinear points, and H is a curve of degree n−2. By
Bézout’s Theorem, H must contain L as a component. In particular, H(P) =0. Since
P does not appear in E +A+B, it follows that D
+P ≥P, or D
≥0, as desired.
We turn to the proof of the theorem. For each divisor D, consider the equation
l (D) =deg(D) +1−g +l (W −D). (∗)
D
Case 1: l (W −D) =0. We use induction on l (D). If l (D) =0, applying Riemann’s’
Theorem to D and W −D gives (∗)
D
. If l (D) = 1, we may assume D ≥ 0. Then g ≤
8.6. RIEMANNROCHTHEOREM 109
l (W) (Corollary of §8.5), l (W) ≤ l (W −D) +deg(D) (Problem 8.8), and deg(D) ≤ g
(Riemann’s Theorem), proving (∗)
D
.
If l (D) >1, choose P so that l (D−P) =l (D) −1 (Problem 8.13); then the Reduc
tion Lemma implies that l (W −(D−P)) =0, and (∗)
D−P
, which is true by induction,
implies (∗)
D
.
Case 2: l (W −D) > 0. This case can only happen if deg(D) ≤ deg(W) = 2g −2
(Proposition 3 (2) of §8.2). So we can pick a maximal D for which (∗)
D
is false, i.e.,
(∗)
D+P
is true for all P ∈ X. Choose P so that l (W −D−P) =l (W −D) −1. If l (D) =0,
applying Case 1 to the divisor W −D proves it, so we may assume l (D) > 0. Then
the Reduction Lemma gives l (D+P) = l (D). Since (∗)
D+P
is true, l (D) = l (D+P) =
deg(D+P) +1−g +l (W −D−P) =deg(D) +1−g +l (W −D), as desired.
Corollary 1. l (W) =g if W is a canonical divisor.
Corollary 2. If deg(D) ≥2g −1, then l (D) =deg(D) +1−g.
Corollary 3. If deg(D) ≥2g, then l (D−P) =l (D) −1 for all P ∈ X.
Corollary 4 (Clifford’s Theorem). If l (D) >0, and l (W −D) >0, then
l (D) ≤
1
2
deg(D) +1.
Proofs. The ﬁrst three are straightforwardapplications of the theorem, using Propo
sition 3 of §8.2. For Corollary 4, we may assume D ≥0, D
≥0, D+D
=W. And we
may assume l (D−P) =l (D) for all P, since otherwise we work with D−P and get a
better inequality.
Choose g ∈ L(D) such that g ∈ L(D−P) for each P ≤D
. Then it is easy to see that
the linear map ϕ: L(D
)/L(0) →L(W)/L(D) deﬁned by ϕ( f ) = f g (the bars denoting
residues) is onetoone. Therefore l (D
) −1 ≤ g −l (D). Applying RiemannRoch to
D
concludes the proof.
The term l (W −D) may also be interpreted in terms of differentials. Let D be a
divisor. Deﬁne Ω(D) to be {ω ∈ Ω  div(ω) ≥ D}. It is a subspace of Ω (over k). Let
δ(D) =dim
k
Ω(D), the index of D. Differentials in Ω(0) are called differentials of the
ﬁrst kind (or holomorphic differentials, if k =C).
Proposition 9. (1) δ(D) =l (W −D).
(2) There are g linearly independent differentials of the ﬁrst kind on X.
(3) l (D) =deg(D) +1−g +δ(D).
Proof. Let W =div(ω). Deﬁne a linear map ϕ: L(W−D) →Ω(D) by ϕ( f ) = f ω. Then
ϕ is an isomorphism, which proves (1), and (2) and (3) follow immediately.
Problems
8.29. Let D be any divisor, P ∈ X. Then l (W −D −P) = l (W −D) if and only if
l (D+P) =l (D).
110 CHAPTER 8. RIEMANNROCHTHEOREM
8.30. (Reciprocity Theorem of BrillNoether) Suppose D and D
are divisors, and
D+D
=W is a canonical divisor. Then l (D) −l (D
) =
1
2
(deg(D) −deg(D
)).
8.31. Let D be a divisor withdeg(D) =2g−2 andl (D) =g. Showthat D is a canonical
divisor. So these properties characterize canonical divisors.
8.32. Let P
1
, . . . , P
m
∈ P
2
, r
1
, . . . , r
m
nonnegative integers. Let V (d; r
1
P
1
, . . . , r
m
P
m
)
be the projective space of curves F of degree d with m
P
i
(F) ≥ r
i
. Suppose there is
a curve C of degree n with ordinary multiple points P
1
, . . . , P
m
, and m
P
i
(C) =r
i
+1;
and suppose d ≥n −3. Show that
dimV (d; r
1
P
1
, . . . , r
m
P
m
) =
d(d +3)
2
−
¸
(r
i
+1)r
i
2
.
Compare with Theorem 1 of §5.2.
8.33. (Linear Series) Let D be a divisor, and let V be a subspace of L(D) (as a vector
space). The set of effective divisors {div( f )+D  f ∈V, f =0} is called a linear series. If
f
1
, . . . , f
r +1
is a basis for V , then the correspondence div(
¸
λ
i
f
i
) +D →(λ
1
, . . . , λ
r +1
)
sets up a onetoone correspondence between the linear series and P
r
. If deg(D) =
n, the series is often called a g
r
n
. The series is called complete if V =L(D), i.e., every
effective divisor linearly equivalent to D appears.
(a) Show that, with C, E as in Section 1, the series {div(G) −E  G is an adjoint
of degree n not containing C} is complete. (b) Assume that there is no P in X such
that div( f ) +D ≥P for all nonzero f in V . (This can always be achieved by replacing
D by a divisor D
≤ D.) For each P ∈ X, let H
P
= { f ∈ V  div( f ) +D ≥ P or f =
0}, a hyperplane in V . Show that the mapping P → H
P
is a morphism ϕ
V
from X
to the projective space P
∗
(V ) of hyperplanes in V . (c) A hyperplane M in P
∗
(V )
corresponds to a line m in V . Show that ϕ
−1
V
(M) is the divisor div( f ) +D, where f
spans the line m. Show that ϕ
V
(X) is not contained in any hyperplane of P
∗
(V ).
(d) Conversely, if ϕ: X →P
r
is any morphism whose image is not contained in any
hyperplane, show that the divisors ϕ
−1
(M) form a linear system on X. (Hint: If D =
ϕ
−1
(M
0
), then ϕ
−1
(M) =div(M/M
0
) +D.) (e) If V =L(D) and deg(D) ≥2g +1, show
that ϕ
V
is onetoone. (Hint: See Corollary 3.)
Linear systems are used to map curves to and embed curves in projective spaces.
8.34. Show that there are curves of every positive genus. (Hint: Consider afﬁne
plane curves y
2
a(x) +b(x) =0, where deg(a) =g, deg(b) =g +2.)
8.35. (a) Use linear systems to reprove that every curve of genus 1 is birationally
equivalent to a plane cubic. (b) Show that every curve of genus 2 is birationally
equivalent to a plane curve of degree 4 with one double point. (Hint: Use a g
3
4
.)
8.36. Let f : X →Y be a nonconstant (therefore surjective) morphism of projective
nonsingular curves, corresponding to a homomorphism
˜
f of k(Y ) into k(X). The
integer n = [k(X) : k(Y )] is called the degree of f . If P ∈ X, f (P) =Q, let t ∈ O
Q
(Y )
be a uniformizing parameter. The integer e(P) = ord
P
(t ) is called the ramiﬁcation
index of f at P.
(a) For each Q ∈ Y , show that
¸
f (P)=Q
e(P)P is an effective divisor of degree n
(see Proposition 4 of §8.2). (b) (char(k) = 0) With t as above, show that ord
P
(dt ) =
e(P) −1. (c) (char(k) = 0) If g
X
(resp. g
Y
) is the genus of X (resp. Y ), prove the
8.6. RIEMANNROCHTHEOREM 111
Hurwitz Formula
2g
X
−2 = (2g
Y
−2)n +
¸
P∈X
(e(P) −1).
(d) For all but a ﬁnite number of P ∈ X, e(P) = 1. The points P ∈ X (and f (P) ∈ Y )
where e(P) > 1 are called ramiﬁcation points. If Y = P
1
and n > 1, show that there
are always some ramiﬁcation points.
If k =C, a nonsingular projective curve has a natural structure of a onedimensional
compact complex analytic manifold, andhence a twodimensional real analytic man
ifold. From the Hurwitz Formula (c) with Y = P
1
it is easy to prove that the genus
deﬁned here is the same as the topological genus (the number of "handles") of this
manifold. (See Lang’s “Algebraic Functions” or my "Algebraic Topology", Part X.)
8.37. (Weierstrass Points; assume char(k) = 0) Let P be a point on a nonsingular
curve X of genus g. Let N
r
= N
r
(P) = l (r P). (a) Show that 1 = N
0
≤ N
1
≤ · · · ≤
N
2g−1
= g. So there are exactly g numbers 0 < n
1
< n
2
< · · · < n
g
< 2g such that
there is no z ∈ k(X) with pole only at P, and ord
P
(z) = −n
i
. These n
i
are called
the Weierstrass gaps, and (n
1
, . . . , n
g
) the gap sequence, at P. The point P is called
a Weierstrass point if the gap sequence at P is anything but (1, 2, . . . , g) that is, if
¸
g
i =1
(n
i
−i ) > 0. (b) The following are equivalent: (i) P is a Weierstrass point; (ii)
l (gP) > 1; (iii) l (W −gP) > 0; (iv) There is a differential ω on X with div(ω) ≥ gP.
(c) If r and s are not gaps at P, then r +s is not a gap at P. (d) If 2 is not a gap at
P, the gap sequence is (1, 3, . . . , 2g −1). Such a Weierstrass point (if g > 1) is called
hyperelliptic. The curve X has a hyperelliptic Weierstrass point if and only if there
is a morphism f : X → P
1
of degree 2. Such an X is called a hyperelliptic curve.
(e) An integer n is a gap at P if and only if there is a differential of the ﬁrst kind ω
with ord(ω) =n −1.
8.38. (chark =0) Fix z ∈ K, z ∈ k. For f ∈ K, denote the derivative of f with respect
to z by f
; let f
(0)
= f , f
(1)
= f
, f
(2)
=( f
)
, etc. For f
1
, . . . , f
r
∈ K, let W
z
( f
1
, . . . , f
r
) =
det( f
(i )
j
), i = 0, . . . , r −1, j = 1, . . . , r (the “Wronskian”). Let ω
1
, . . . , ω
g
be a basis of
Ω(0). Write ω
i
= f
i
dz, and let h = W
z
( f
1
, . . . , f
g
). (a) h is independent of choice
of basis, up to multiplication by a constant. (b) If t ∈ K and ω
i
= e
i
dt , then h =
W
t
(e
1
, . . . , e
g
)(t
)
1+···+g
. (c) There is a basis ω
1
, . . . , ω
g
for Ω(0) such that ord
P
(ω
i
) =
n
i
−1, where (n
1
, . . . , n
g
) is the gap sequence at P. (d) Showthat ord
P
(h) =
¸
(n
i
−i )−
1
2
g(g +1) ord
P
(dz) (Hint: Let t be a uniformizing parameter at P and look at lowest
degree terms in the determinant.) (e) Prove the formula
¸
P,i
(n
i
(P) −i ) = (g −1)g(g +1),
so there are a ﬁnite number of Weierstrass points. Every curve of genus > 1 has
Weierstrass points.
More oncanonical divisors, differentials, adjoints, andtheir relationtoMax Noether’s
theoremandresolutionof singularities, canbe foundinmy "Adjoints andMax Noether’s
FundamentalSatz", which may be regarded as a ninth chapter to this book. It is
available on the arXiv, math.AG/0209203.
112 CHAPTER 8. RIEMANNROCHTHEOREM
Appendix A
Nonzero Characteristic
At several places, for simplicity, we have assumed that the characteristic of the
ﬁeld k was zero. A reader with some knowledge of separable ﬁeld extensions should
have little difﬁculty extending the results to the case where char(k) = p = 0. A few
remarks might be helpful.
Proposition 9 (2) of Chapter 6, Section 5 is not true as stated in characteristic p.
However, since k is algebraically closed (hence perfect), it is possible to choose x ∈ K
so that K is a ﬁnite separable extension of k(x), and then k =k(x, y) for some y ∈ K.
The same comment applies to the study of Ω
k
(K) in Chapter 8. The differential dx
will be nonzero provided K is separable over k(x). FromProblem8.23 one can easily
deduce that if x is a uniformizing parameter at any point P ∈ X, then dx =0.
A more serious difﬁculty is that encountered in Problem 5.26: Let F be an irre
ducible projective plane curve of degree n, P ∈ P
2
, and r = m
P
(F) ≥ 0. Let us call
the point P terrible for F if there are an inﬁnite number of lines L through P that
intersect F in fewer than n −r distinct points other than P. Note that P can only
be terrible if p divides n −r (see Problem 5.26). The point [0 : 1 : 0] is terrible for
F = X
p+1
−Y
p
Z (see Problem5.28). The point [1 : 0 : 0] is terrible for F = X
p
−Y
p−1
Z.
The set of lines that pass through P forms a hyperplane (i.e., a line) in the space
P
2
of all lines. If P is terrible for F, the dual curve to F contains an inﬁnite number
of points on a line (see Problem 6.47). Since the dual curve is irreducible, it must be
a line. It follows that there can be at most one terrible point for F. In particular, one
can always ﬁnd lines that intersect F in n distinct points.
Lemma 1 of Chapter 7, Section 4 is false in characteristic p. It may be impossible
to perform a quadratic transformation centered at P if P is terrible. Theorem 2 of
that section is still true, however. For if P is terrible for F, p must divide n −r . Take
a quadratic transformation centered at some point Q of multiplicity m, where m=0
or 1, and so that P is not on a fundamental line. Let F
be the quadratic transform
of F. Then n
=deg(F
) =2n −m. Since n
−r ≡n −m (mod p), one of the choices
m=0, 1 will insure that p doesn’t divide n−r . Then the point P
on F
corresponding
to P on F will not be terrible for F
, and we can proceed as before.
113
114 APPENDIX A. NONZEROCHARACTERISTIC
Appendix B
Suggestions for Further Reading
For algebraic background:
O. ZARISKI and P. SAMUEL. Commutative Algebra, Van Nostrand, Princeton, N. J.,
1958.
For more on the classical theory of plane curves:
R. WALKER. Algebraic Curves, Dover, New York, 1962.
A. SEIDENBERG. Elements of the Theory of Algebraic Curves, AddisonWesley, 1968.
For the analytic study of curves over the ﬁeld of complex numbers:
S. LANG. Algebraic Functions, W. A. Benjamin, New York, 1965.
R. GUNNING. Lectures on Riemann Surfaces, Princeton Mathematical Notes, 1966.
For a purely algebraic treatment of curves over any ﬁeld:
C. CHEVALLEY. Introduction to the Theory of Algebraic Functions in One Variable,
Amer. Math. Soc., New York, 1952
For a classical treatment of general algebraic geometry:
S. LANG. Introduction to Algebraic Geometry, Interscience, New York, 1958.
A. WEIL. Foundations of Algebraic Geometry, Amer. Math. Soc., New York, 1946 and
1962.
B. L. VANDERWAERDEN. Einführung inder algebraische Geometrie, Springer, Berlin,
1939.
For an introduction to abstract algebraic geometry:
D. MUMFORD. Introduction to Algebraic Geometry, Harvard lecture notes, 1967.
J.P. SERRE. Faisceaux Algébriques Cohérents, Annals of Math., vol. 61, 1955, pp.
197–278.
115
116 APPENDIX B. SUGGESTIONS FOR FURTHER READING
For other proofs of the RiemannRoch Theorem:
J. TATE. Residues of Differentials on Curves, Annales Sci. de l’Ecole Normals Sup.
4th Ser. vol. 1, 1958, pp. 149–159.
J.P. SERRE. Groupes Algébriques et Corps de Classes, Hermann, Paris, 1959.
For a modern treatment of multiplicity and intersection theory:
J.P. SERRE. Algèbre Locale · Multiplicités, SpringerVerlag Berlin, Heidelberg, 1965.
Appendix C
Notation
References are to page numbers.
Z, Q, R, C 1
UFD 2
PID 2
R/I 2
∂F
∂X
, F
X
, F
X
i
3
A
n
(k), A
n
4
V (F), V (S) 4, 45
I (X) 5, 45
Rad(I ) 6
F(V, k) 17
Γ(V ) 17, 69
˜ ϕ 18, 70
F
T
, I
T
, V
T
19
k(V ) 20, 47
O
P
(V ) 21, 47, 69
f (P) 21, 47, 69
m
P
(V ) 21, 47
DV R, ord 22
k[[X]] 23
F
∗
, f
∗
24, 53
I
n
25
m
P
(F) 32
ord
P
, ord
F
P
35, 53, 93
I (P, F ∩G) 36
P
n
(k), P
n
43
U
i
, ϕ
i
: A
n
→U
i
⊂P
n
43
H
∞
44
V
p
, I
p
, V
a
, I
a
45
Γ
h
(V ) 46
I
∗
, V
∗
, I
∗
, V
∗
48
O
P
(F) 53
V (d; r
1
P
1
, . . . , r
n
P
n
) 56
¸
n
P
P 61
¸
n
P
P ≥
¸
m
P
P 61, 97
F•G 61
Γ(U), Γ(U, O
X
) 69
( f , g), f ×g 73
∆
X
,G( f ) 74
tr. deg 75
dim(X) 75
g
∗
(C) 90
deg(D) 97
div(G), div(z) 97
(z)
0
, (z)
∞
97
D ≡D
98
E 98
L(D), l (D) 99
g 101
Ω
k
(R) 105
d, dx 105
d f
dt
106
ord
P
(w), div(w), W 107
δ(D) 109
117
118 APPENDIX C. NOTATION
Index
This index does not include the words deﬁnedinthe sections of general algebraic
preliminaries. References are to page numbers.
adjoint, 98, 108, 110, 111
afﬁne
nspace, 4
algebraic set, 4
change of coordinates, 19
line, 4
plane, 4
plane curve, 4, 31
variety, 17, 70
algebraic
group, 74
set, 4
transform, 88
variety, 69
Bézout’s Theorem, 57
bidegree, 50
biform, 50
bihomogeneous, 50
birational equivalence, 78
blowing up a point, 82, 83, 86
canonical divisor, 107, 108, 111
Clifford’s Theorem, 109
cone, 45
conic, 53–55, 57, 62, 78
coordinate
axes, 46
hyperplane, 46
ring, 17
cubic, 53, 55, 57, 59, 62, 64, 75, 78, 94, 99,
101, 102, 110
addition on, 63
curve, 53, 75
cusp, 40, 55, 75, 94
degree
of a curve, 31, 53
of a divisor, 97
of a morphism, 110
of a zero cycle, 61
derivation, 105
derivative, 106
differential
of the ﬁrst kind, 109
on a curve, 106
dimension, 20, 47, 75
direct product, 25
discrete valuation ring, 22
divisor, 97
class group, 99
degree of, 97
effective, 97
linear equivalence of, 98
of a curve, 97
of a differential, 107
of a function, 97
dominate a local ring, 77
dominating a rational map, 77
double point, 32, 33, 40, 55, 110
dual curve, 79, 113
duality, 48
exact, 28
excellent position, 90
exceptional line, 88
ﬂex, 36, 59, 64, 65, 94
119
120 INDEX
form, 46
function ﬁeld, 20, 46, 50, 76, 82, 92, 97,
102, 105
algebraic, 75
fundamental point, 88
genus, 101, 102, 110
good position, 88
graph, 19, 74, 83, 86
Hessian, 59, 94
homogeneous
coordinate ring, 46
coordinates, 43
function ﬁeld, 46
ideal, 45
Hurwitz Formula, 110
hypercusp, 41
hyperelliptic, 111
hyperplane, 4, 46
at inﬁnity, 44, 46
hypersurface, 4, 46
ideal of an algebraic set, 5, 45
index, 109
intersect
properly, 36
transversally, 37
intersection
cycle, 61
number, 36
irreducible
algebraic set, 7, 45, 69
components, 8, 31, 45
Jacobian matrix, 34
line, 20, 31, 48, 53
at inﬁnity, 44
linear
equivalence, 98
series, 110
subvariety, 20, 47
system, 56
local ring, 21, 36, 47
of a ﬁeld, 81
of a variety at a point, 21, 69
local ring of a variety at a point, 34, 35,
41, 47, 49, 50, 79
maximal ideal of a variety at a point, 21,
47
module of differentials, 105
morphism, 70
multiple
component, 31
point, 31
multiplicity
of a component, 31
of a point, 32, 53
of a tangent, 33
multiprojective space, 50
multispace, 50
node, 33, 55, 75, 94, 99, 104
Noether’s Conditions, 61, 94
Noether’s Fundamental Theorem, 61
Noether’s Reduction Lemma, 108
Noetherian ring, 7
nonsingular
curve, 31, 81
model, 92
Nullstellensatz, 10, 46
order, 23
function, 23
of a differential, 106
of a rational function, 35
ordinary multiple point, 33, 41, 54, 62,
84, 85, 88, 90, 91, 93, 94, 98, 102,
107, 108, 110
Pappus, 62
Pascal, 62
Plücker’s formula, 95
places, 92
pole set, 21
polynomial
function, 17
map, 18
polynomial map, 68, 70, 74
power series, 24
product, 5, 50, 51
INDEX 121
projective
nspace, 43
algebraic set, 45
change of coordinates, 47
closure, 49
equivalence, 54
line, 44
plane, 44
variety, 45, 70
quadratic transformation, 88, 90
centered at a point, 90
quartic, 53, 55, 60, 99
radical of an ideal, 6
ramiﬁcation, 110
rational function, 20, 46
rational map, 77
domain of, 77
rational over a ﬁeld, 65
rational variety, 78
Reciprocity Theoremof BrillNoether, 109
Residue Theorem, 98
Riemann’s Theorem, 101
RiemannRoch Theorem, 108
Segre embedding, 51, 71
simple
component, 31
node, 94
point, 31, 81
subvariety, 18, 69
surface, 75
tangent
line, 31, 33, 54
space, 34
transcendence degree, 75
uniformizing parameter, 22
value of a function, 21, 46, 47, 77
variety, 69
Weierstrass point, 111
Zariski topology, 68, 69
zerocycle, 60
Preface
Third Preface, 2008
This text has been out of print for several years, with the author holding copyrights. Since I continue to hear from young algebraic geometers who used this as their ﬁrst text, I am glad now to make this edition available without charge to anyone interested. I am most grateful to Kwankyu Lee for making a careful LaTeX version, which was the basis of this edition; thanks also to Eugene Eisenstein for help with the graphics. As in 1989, I have managed to resist making sweeping changes. I thank all who have sent corrections to earlier versions, especially Grzegorz Bobinski for the most ´ recent and thorough list. It is inevitable that this conversion has introduced some new errors, and I and future readers will be grateful if you will send any errors you ﬁnd to me at wfulton@umich.edu.
Second Preface, 1989
When this book ﬁrst appeared, there were few texts available to a novice in modern algebraic geometry. Since then many introductory treatises have appeared, including excellent texts by Shafarevich, Mumford, Hartshorne, GrifﬁthsHarris, Kunz, Clemens, Iitaka, BrieskornKnörrer, and ArbarelloCornalbaGrifﬁthsHarris. The past two decades have also seen a good deal of growth in our understanding of the topics covered in this text: linear series on curves, intersection theory, and the RiemannRoch problem. It has been tempting to rewrite the book to reﬂect this progress, but it does not seem possible to do so without abandoning its elementary character and destroying its original purpose: to introduce students with a little algebra background to a few of the ideas of algebraic geometry and to help them gain some appreciation both for algebraic geometry and for origins and applications of many of the notions of commutative algebra. If working through the book and its exercises helps prepare a reader for any of the texts mentioned above, that will be an added beneﬁt. i
As in any modern treatment of algebraic geometry. The results of the starred problems are used freely in the text. He corrected many errors and improved the clarity of the text. The coordinate ring. The general study of afﬁne and projective varieties is continued in Chapters 4 and 6. In the concluding chapter the algebraic approach of Chevalley is combined with the geometric reasoning of Brill and Noether to prove the RiemannRoch Theorem. Professor Paul Monsky provided several helpful suggestions as I taught the course. often the equivalent of a year or more of graduate study. From Chapter 3 on. most books with a modern approach demand considerable background in algebra and topology. Chapter 3 considers afﬁne plane curves. The classical deﬁnition of the multiplicity of a point on a curve is shown to depend only on the local ring of the curve at the point. The course was repeated (assuming all the algebra) to a group of graduate students during the intensive week at the end of the Spring semester. The intersection number of two plane curves at a point is characterized by its properties. . Thanks are due to Richard Weiss. (Anyone familiar with the cohomology of projective varieties will recognize that this cohomology is implicit in our proofs.) In Chapter 7 the nonsingular model of a curve is constructed by means of blowing up points. it is notoriously difﬁcult for the beginner to make his way into the subject. but these do not prepare the student adequately for modern algebraic geometry. There are several texts on an undergraduate level that give an excellent treatment of the classical theory of plane curves. 1969 Although algebraic geometry is a highly developed and thriving ﬁeld of mathematics. We have assumed that the reader is familiar with some basic properties of rings. k denotes a ﬁxed algebraically closed ﬁeld. and the correspondence between algebraic function ﬁelds on one variable and nonsingular projective curves is established. and local rings of an afﬁne variety are studied in Chapter 2. Whenever convenient (including without comment many of the problems) we have assumed k to be of characteristic zero. a student in the course. function ﬁeld. such as is often covered in a onesemester course in modern algebra. Chapter 1 begins with a summary of the facts we need from algebra. The rest of the chapter is concerned with basic properties of afﬁne algebraic sets.ii PREFACE First Preface. while the others range from exercises to applications and extensions of the theory. These notes are from a course taught to Juniors at Brandeis University in 1967– 68. but without excessive prerequisites. we have given Zariski’s proof of the important Nullstellensatz. additional commutative algebra is developed in later sections. and polynomials. The minor adjustments necessary to extend the theory to arbitrary characteristic are discussed in an appendix. for sharing the task of writing the notes. and a deﬁnition in terms of a certain residue class ring of a local ring is shown to have these properties. but only as far as necessary for our study of curves. Bézout’s Theorem and Max Noether’s Fundamental Theorem are the subject of Chapter 5. ideals. The aim of these notes is to develop the theory of algebraic curves from the viewpoint of modern algebraic geometry. they play a fundamental role in our preparation. On the other hand. We have retained an essential feature of these courses by including several hundred problems.
iii “Je n’ai jamais été assez loin pour bien sentir l’application de l’algèbre à la géométrie. c’étoit jouer un air en tournant une manivelle. La premiere fois que je trouvai par le calcul que le carré d’un binôme étoit composé du carré de chacune de ses parties.J. autrement je n’y comprenois plus rien. je n’en voulus rien croire jusqu’à ce que j’eusse fai la ﬁgure. Ce n’étoit pas que je n’eusse un grand goût pour l’algèbre en n’y considérant que la quantité abstraite. mais appliquée a l’étendue. et il me sembloit que résoudre un probleme de géométrie par les équations. Rousseau . malgré la justesse de ma multiplication. je voulois voir l’opération sur les lignes. et du double produit de l’une par l’autre. Je n’ai mois point cette manière d’opérer sans voir ce qu’on fait.” Les Confessions de J.
iv PREFACE .
. . . . . . . . . . . . . . . . . . .Contents Preface 1 Afﬁne Algebraic Sets 1. . . . . . . . . . . . 1.1 Algebraic Preliminaries . . 2. . . . . . . . . . . .3 Intersection Numbers . . .11 Free Modules . . . . . . . .2 Multiplicities and Local Rings . . . . . . . . 1. . . . . . . 31 3. . . . . . . . . . . . . . . . 2. . . .9 Ideals with a Finite Number of Zeros . . . . . . . . . .8 Modules. . . . . . . .1 Multiple Points and Tangent Lines . . . . . . . . . . . . . . . . . . . . . . 36 v . . . . . . . . . . . .3 Coordinate Changes . . . . . . . . . . . . . . . . . . . 34 3. . . . . . . . . . . . . . . 1. .6 Forms . . . . . . 1. 2. . . . . . . . . . . . . . . . .4 The Hilbert Basis Theorem . . . . . . 1. . . . . . 3 Local Properties of Plane Curves 31 3. . . . . . . . . . . . . . . . . . . . . . . . .3 The Ideal of a Set of Points . .10 Field Extensions . . . . . . . . . . . . . . . . . . . . .10 Quotient Modules and Exact Sequences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7 Direct Products of Rings . . . . . . . . . .2 Afﬁne Space and Algebraic Sets . . . . . . . . . . . . 2. . . . . . . . . . . .8 Operations with Ideals . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2. . . . . 1. . . . . . .2 Polynomial Maps . . . . . . . . . . . . . . . . . .1 Coordinate Rings . . . . . . . . . . . . . . . .4 Rational Functions and Local Rings . . . . . . 2 Afﬁne Varieties 2. . . . . . . . . . . . . . . . . . . . . . . . . . . i 1 1 4 5 6 7 9 10 12 14 15 17 17 18 19 20 22 24 25 25 26 27 29 . . . . .9 Integral Elements . . . . . . . . . . 2. 2. . . . 2. . . . . .5 Discrete Valuation Rings . . . . . . . . . . . Finiteness Conditions . . 2. 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5 Irreducible Components of an Algebraic Set 1. . . . . . . . . . . . . . . . 2. . . . .7 Hilbert’s Nullstellensatz . 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 Algebraic Subsets of the Plane . . . . . . . . . .
. . . . . . .4 Quadratic Transformations . . . . . . . . . . . . . . . . . . . . . . . . . . . 8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5. . . .6 Rational Maps . . . . .2 Projective Algebraic Sets . . . . . . . . . . . . . . . . . . . . . . . . . .2 Linear Systems of Curves . . . . . . . . . . . .1 Rational Maps of Curves . . . . . . 7. . . . . . . . . . . . . .5 Canonical Divisors . . . . . . . . . .5 Algebraic Function Fields and Dimension of Varieties 6. . . . . . . . . . . . . . . . . . . and Rational Maps 6. . . . . . . . . . . . . . . . .3 Bézout’s Theorem . . . . . . . . . . . . . . . . . . . . 6 Varieties. . . . . . . . . . . . . . . . . . . . . . . .2 Blowing up a Point in A2 . . . . . . . . . . . . . . . . . . . . . . . . . .3 Riemann’s Theorem . . . . . . 8. . . . . . . . 5. . . .3 Blowing up Points in P2 . . .4 Multiprojective Space . . . . . . . . . . . . 5 Projective Plane Curves 5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 Divisors . . . CONTENTS 43 43 44 48 50 53 53 55 57 59 60 62 67 67 69 70 73 75 77 81 81 82 86 87 92 97 97 99 101 104 106 108 113 115 117 . . . . . . . . . . . . . . . . . . . . . .2 The Vector Spaces L(D) . . . . . . . . . .2 Varieties . . . . . . . . . . . . . . . . . . . . . . .6 Applications of Noether’s Theorem . . A Nonzero Characteristic B Suggestions for Further Reading C Notation . . . . . .1 Projective Space . . . . . . . 6. . . . . . . . . . . . . . . . . .5 Nonsingular Models of Curves 8 RiemannRoch Theorem 8. . . . . . . . . . . . . . . . . . . . . . . . 7 Resolution of Singularities 7. . . . . . . . . . 8. Morphisms. . . . . . . . . . . . . . 7. . . . . . . . . . . . . 5. . . .4 Multiple Points . . . . . . . .4 Products and Graphs . . . . . . . . . . . . . . . .vi 4 Projective Varieties 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 RiemannRoch Theorem . . . . . . . . . . . . . . . .3 Morphisms of Varieties . . . . . .1 The Zariski Topology . . 5. . . . . . . . . . . . . . . 7. . . . 6. . . .1 Deﬁnitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7. . . . . . 6. . . . . . . . . . . . . . . . . . .4 Derivations and Differentials 8. . . . 5. . . . . . . . . . . . . . . . . . . . .5 Max Noether’s Fundamental Theorem . . . . . . . 8. 4. . 4. . . . . . . . . . . . . . . . .3 Afﬁne and Projective Varieties 4. . . . . . . . . 6. . . . . . . . . . . . . . . . . . . . . . . . .
the degree of the monomial is i 1 +· · · +i n . A ring homomorphism from one ring to another must take the multiplicative identity of the ﬁrst ring to that of the second.e. Z will denote the domain of integers.Chapter 1 Afﬁne Algebraic Sets 1. A domain. d is the degree of F . Any ring homomorphism from a ﬁeld to a nonzero ring is onetoone. or a form. are called the constant. . . complex numbers. Any onetoone ring homomorphism from R to a ﬁeld L extends uniquely to a ring homomorphism from K to L. . . The monomials in R[X 1 . written deg(F ). . X n ] are the i i i polynomials X 11 X 22 · · · X nn . The degree of a nonzero polynomial a i X i is the largest integer d such that a d = 0. which is a ﬁeld containing R as a subring. We often write R[X . . For any ring R. if F d = 0. or integral domain.1 Algebraic Preliminaries This section consists of a summary of some notation and facts from commutative algebra. The ring of polynomials in n variables over R is written R[X 1 . We call F homogeneous.. Y ] or R[X . Z ] when n = 2 or 3. . X n ] has a unique expression F = a (i ) X (i ) . if all coefﬁcients a (i ) are zero except for monomials of degree d . The zero polynomial is allowed 1 . Anyone familiar with the italicized terms and the statements made here about them should have sufﬁcient background to read the rest of the notes. . quadratic. . terms of F . . . we shall always mean a commutative ring with a multiplicative identity. is a ring (with at least two elements) in which the cancellation law holds. Every F ∈ R[X 1 . The terms F 0 . . R[X ] denotes the ring of polynomials with coefﬁcients in R. A ﬁeld is a domain in which every nonzero element is a unit. F is constant if F = F 0 . . . i j nonnegative integers. F 2 . of degree d . . where F i is a form of degree i . F 1 . and any elements in K may be written (not necessarily uniquely) as a ratio of two elements of R. while Q. When we speak of a ring. . . i. where the X (i ) are the monomials. the polynomial is monic if a d = 1. has a multiplicative inverse. . X n ]. Any polynomial F has a unique expression F = F 0 + F 1 + · · · + F d . real. Y . and C will denote the ﬁelds of rational. respectively. linear. Any domain R has a quotient ﬁeld K . R. a (i ) ∈ R.
they have no common factors in K [X ]. An ideal is ﬁnitely generated if it is generated by a ﬁnite set S = { f 1 . . . A principal ideal I = (a) in a UFD is prime if and only if a is irreducible (or zero). F ∈ R[X ]. If ϕ : R → S is a ring homomorphism. If R is a UFD with quotient ﬁeld K . . . . And ideal I in a ring R is proper if I = R. it follows that if F and G are polynomials in R[X ] with no common factors in R[X ]. The image of F under ϕ is written F (s 1 . we then write I = ( f 1 . X n ]/I restricts to a ring homomorphism from k to k[X 1 . An ideal is principal if it is generated by one element. in particular. char(R). k[X 1 . The ring R/I is characterized by the following property: if ϕ : R → S is a ring homomorphism to a ring S. The classes R/I form a ring in such a way that the mapping π : R → R/I taking each element to its I residue is a ring homomorphism. either a ∈ I or b ∈ I . . . If R is a ring. . . . . deg(F G) = deg(F ) + deg(G). . written PID. it is often denoted by a. . . X n ] to S ˜ ˜ such that ϕ(X i ) = s i . . An element a in a ring R is irreducible if it is not a unit or zero. . X n ]. if every nonzero element in R can be factored uniquely. f n ). f n }. either b or c is a unit. then (by Gauss) any irreducible element F ∈ R[X ] remains irreducible when considered in K [X ]. then Ker(ϕ) = (p). s n are elements in S. . and a is a root of F . up to units and the ordering of the factors. A proper ideal I in R is prime if and only if R/I is a domain. then there is a unique ring homomorphism ϕ : R/I → S such that ϕ = ϕ ◦ π.2 CHAPTER 1. Every maximal ideal is prime. The canonical homomorphism π from k[X 1 . and s 1 . X n ]/I . . X n ]/I is a vector space over k. . for 1 ≤ i ≤ n. then F = (X − a)G for a unique . . X n ] is a UFD for any ﬁeld k. if such a p exists. s n ). . The quotient ﬁeld of k[X 1 . . . Every PID is a UFD. . Let R be a domain. and for any factorization a = bc. . is the smallest integer p such that 1 + · · · + 1 (p times) = 0. into irreducible elements. If R is a UFD. . . Consequently k[X 1 . . . X n−1 ][X n ]. . . . . written Ker(ϕ). X n ] is canonically isomorphic to R[X 1 . . AFFINE ALGEBRAIC SETS to have any degree. . X n ] is written k(X 1 . a ∈ R. . and ϕ(I ) = 0. . A set S of elements of a ring R generates an ideal I = { a i s i  s i ∈ S. and is called the ﬁeld of rational functions in n variables over k. . The ring R is a subring of R[X 1 . . . . . . Let I be an ideal in a ring R. . . . . then R[X ] is also a UFD. it is the set of equivalence classes of elements in R under the equivalence relation: a ∼ b if a−b ∈ I . and maximal if and only if R/I is a ﬁeld. written UFD. The ring R[X 1 . . . otherwise char(R) = 0. . and R[X 1 . . . A domain R is a unique factorization domain. X n ] is characterized by the following property: if ϕ is a ring homomorphism from R to a ring S. then ˜ there is a unique extension of ϕ to a ring homomorphism ϕ from R[X 1 . The ring of integers Z and the ring of polynomials k[X ] in one variable over a ﬁeld k are examples of PID’s. The characteristic of R. X n ]/I . . . so char(R) is a prime number or zero. . A proper ideal is maximal if it is not contained in any larger proper ideal. A domain in which every ideal is principal is called a principal ideal domain. . The residue class ring of R modulo I is written R/I . . . If R is a domain. We thus regard k as a subring of k[X 1 . . . If ϕ : Z → R is the unique ring homomorphism from Z to R. . I a proper ideal in k[X 1 . X n ] to k[X 1 . It is an ideal in R. A prime ideal is an ideal I such that whenever ab ∈ I . . . b. . c ∈ R. the set ϕ−1 (0) of elements mapped to zero is the kernel of ϕ. . . . . X n ). Let k be a ﬁeld. The equivalence class containing a may be called the I residue of a. . X n ]. . . a i ∈ R}. .
Let R be a UFD. Let k be an inﬁnite ﬁeld. . . . a 1 . µ. where the λi are the distinct roots of F . . . . (b) If F (a 1 . .) ∗ 1. . a n ∈ k. . . . s respectively in R[X 1 . . . Show that there are an inﬁnite number of irreducible monic polynomials in k[X ]. . . . X n ]. Use induction on n. . . . .) ∗ 1. . X n ]. . . (5) F X i X j = F X j X i . . show that F = k[X 1 . . ∗ 1. show that F G is a form of degree r +s. . Let R be any ring. (b) Show that P is maximal. . Let R be a PID. Let k be any ﬁeld. . . . . K the quotient ﬁeld of R. . The derivative of a polynomial F = a i X i ∈ R[X ] is deﬁned to ∂F ∂F be i a i X i −1 . n i =1 (X i λ(i ) ∈ k. a ) = 0 for all 1 n 1 n i a 1 . . . X n ].3. b ∈ R have no common factors. . .7. counting multiplicities. F ∈ k[X 1 . and F ∈ R[X 1 . and is written either ∂X or F X . .G n ) X = i =1 F X i (G 1 . .2. where we have written F X i X j for (F X i ) X j . F n were all of them. . Let P be a nonzero. . . (a) If F . then n F (G 1 . Let k be a ﬁeld. . . Suppose F (a . X n ]. (Hint: Suppose F 1 . X n ] is also a form. (2) F X = 0 if F is a constant. X n ) has only a ﬁnite number of roots if any F i (a 1 . . (6) (Euler’s Theorem) If F is a form of degree m in R[X 1 . . . . . a n ∈ k. . . G are forms of degree r . The ﬁeld C of complex numbers is an algebraically closed ﬁeld. Let R be a domain. − a i )G i for some (not unique) G i in . A polynomial of degree d has d roots in k. (X n − a n )i n . . . (Hint: The irreducible monic polynomials are X − a. Show that F = 0. .G n ∈ R[X ]. and (F n ) X = nF n−1 F X . . a n−1 . . ALGEBRAIC PRELIMINARIES 3 G ∈ R[X ]. (a) Show that F= λ(i ) (X 1 − a 1 )i 1 . a n ) = 0. X i −1 . . and the fact that F (a 1 . ∗ 1. . this representative is unique up to units of R. where a. . and e i is the multiplicity of λi . .1.6. . X n ]. (4) If G 1 .G n )(G i ) X . . . X ]. Show that every element z of K may be written z = a/b. (3) (F G) X = F X G + F G X . a. Problems ∗ 1. . . . (b) Show that any factor of a form in R[X 1 . If F ∈ R[X 1 .4. F ∈ k[X . . . ∗ 1. F i ∈ k[X 1 .5. λi ∈ k. proper. Show that any algebraically closed ﬁeld is inﬁnite. and factor F 1 · · · F n + 1 into irreducible factors. . . ∂X = F X i is deﬁned i by considering F as a polynomial in X i with coefﬁcients in R[X 1 . . . . X i +1 . . a n−1 ) = 0. then n mF = i =1 X i F Xi . . (a) Show that P is generated by an irreducible element. b ∈ R. X n ]. . . (Hint: Write F = F i X n .1.1.) ∗ 1. a ∈ k. . . . . It follows that F = µ (X − λi )e i . . . . prime ideal in R. . X n ]. . A ﬁeld k is algebraically closed if any nonconstant F ∈ k[X ] has a root. The following rules are easily veriﬁed: (1) (aF + bG) X = aF X + bG X . . X n−1 ].
. By An (k).4 CHAPTER 1. or simply an algebraic set. . V (Z 2 − (X 2 + Y 2 )) ⊂ A3 d. F r }. . . . . A hypersurface in A2 (k) is called an afﬁne plane curve. We call An (k) afﬁne nspace over k. V (Y 2 − X Y − X 2 Y + X 3 )) ⊂ A2 More generally. F r ) instead of V ({F 1 . we shall mean the cartesian product of k with itself n times: An (k) is the set of ntuples of elements of k. (3) If I ⊂ J . If F is not a constant. . . its elements will be called points. . and is denoted by V (F ). . . the set of zeros of F is called the hypersurface deﬁned by F . . A1 (k) is the afﬁne line. X n ]. if n = 2.2 Afﬁne Space and Algebraic Sets Let k be any ﬁeld. V (F ) is called a hyperplane in An (k). If F ∈ k[X 1 . . . then V (S) = V (I ). . AFFINE ALGEBRAIC SETS 1. If F is a polynomial of degree one. so the intersection of any collection of algebraic sets is an algebraic set. . A2 (k) the afﬁne plane. Let k = R. . . it is a line. a n ) = 0. so every algebraic set is equal to V (I ) for some ideal I . The following properties are easy to verify: (1) If I is the ideal in k[X 1 . (2) If {I α } is any collection of ideals. then V (I ) ⊃ V (J ). V (Y 2 − X 2 (X + 1)) ⊂ A2 c. . . we usually write V (F 1 . . . then V ( α I α ) = α V (I α ). . X n ]. . . a n ) in An (k) is called a zero of F if F (P ) = F (a 1 . . a point P = (a 1 . . . A subset X ⊂ An (k) is an afﬁne algebraic set. a. we let V (S) = {P ∈ An  F (P ) = 0 for all F ∈ S}: V (S) = F ∈S V (F ). . If S = {F 1 . . . Examples. . V (Y 2 − X (X 2 − 1)) ⊂ A2 b. if S is any set of polynomials in k[X 1 . . if X = V (S) for some S. In particular. or simply An (if k is understood). X n ] generated by S. F r }).
sin(t ). called the ideal of X . and V (F ) is inﬁnite if n ≥ 2. k algebraically closed. . Show that each of the following sets is not algebraic: (a) (b) (c) ∗ 1. (c) the set of points in A2 (R) whose polar coordinates (r. . Show that L ∩ C is a ﬁnite set of no more than n points. w) ∈ A2 (C)  z2 + w2 = 1}. The following properties show some of the relations between ideals and algebraic sets. a n ) ∈ X }. . . Show that An (k) V (F ) is inﬁnite if n ≥ 1. X n ]. 1. (5) V (0) = An (k). .) ∗ 1. a n )} for a i ∈ k. then I (X ) ⊃ I (Y ). b 1 . . Give an example of a countable collection of algebraic sets whose union is not algebraic.4 and 1. b m ) ∈ W } is an algebraic set in An+m (k). . they form an ideal in k[X 1 .1. . . If k is a ﬁnite ﬁeld. F ∈ k[X . 1. t ) ∈ A3 (R)  t ∈ R}. X n − a n ) = {(a 1 . . . . Suppose C is an afﬁne plane curve. . t 3 ) ∈ A3 (k)  t ∈ k}. . the veriﬁcations are left to the reader (see Problems 1.4. . Let V ⊂ An (k). THE IDEAL OF A SET OF POINTS 5 (4) V (F G) = V (F ) ∪ V (G) for any polynomials F. .10. Conclude that the complement of any proper algebraic set is inﬁnite. V (1) = . . . . . . . {(cos(t ). show that every subset of An (k) is algebraic. . . . . . t 2 .12. (b 1 . y ∈ R. . . It is called the product of V and W . X n ]. .11. y) ∈ A2 (R)  y = sin(x)}.15. V (X 1 − a 1 . Show that V × W = {(a 1 . . . W ⊂ Am (k) be algebraic sets. L ⊂ C . a n ) = 0 for all (a 1 . V (I ) ∪ V (J ) = V ({F G  F ∈ I . (Hint: Suppose L = V (Y −(a X +b)). a X +b) ∈ k[X ]. . I (X ) = {F ∈ k[X 1 . and L is a line in A2 (k). {(z.3. we consider those polynomials that vanish on X . . . 1.14. Suppose C = V (F ). . sin(t )) ∈ A2 (R)  t ∈ R}. so any ﬁnite union of algebraic sets is an algebraic set. a n ) ∈ V. 1. So any ﬁnite subset of An (k) is an algebraic set. θ) satisfy the equation r = sin(θ).7): (6) If X ⊂ Y . a n . X n ]  F (a 1 . Let F be a nonconstant polynomial in k[X 1 . 1. Y ] a polynomial of degree n.G ∈ J }). .3 The Ideal of a Set of Points For any subset X of An (k). . (b) {(cos(t ). {(x. . .G.13. . . (Hint: See Problem 1. . Show that the following are algebraic sets: (a) {(t . b m )  (a 1 .) 1. and consider F (X . where x + i y2 = x 2 + y 2 for x. . .9. and written I (X ). Problems ∗ 1.8. Show that the algebraic subsets of A1 (k) are just the ﬁnite subsets. together with A1 (k) itself.
.17. (a) Let V be an algebraic set in An (k). . . show that there are G i ∈ I (V ) with G i (P j ) = a i j for all i and j . I ({(a 1 . Show that I = (X 2 + 1) ⊂ R[X ] is a radical (even a prime) ideal. I (An (k)) = (0) if k is an inﬁnite ﬁeld. and Rad(I ) ⊂ 1 n I (V (I )). W be algebraic sets in An (k). X n ] is a maximal ideal.) (b) Let P 1 . . and a i j ∈ k for 1 ≤ i . Let I be an ideal in a ring R. . X n ]. . b m ∈ I . V (I (X )) ⊃ X for any set X of points. (Hint: Apply (a) to the union of V and all but one point. . X n ]. An ideal I is called a radical ideal if I = Rad(I ). and F n ∈ I for some integer n > 0. . to be {a ∈ R  a n ∈ I for some integer n > 0}. . . (9) V (I (V (S))) = V (S) for any set S of polynomials. Let the algebraic set be V (I ) for some ideal I ⊂ k[X 1 . . but I is not the ideal of any set in A1 (R). . V (I ) = V (Rad(I )). P r be distinct points in An (k). Show that V = W if and only if I (V ) = I (W ). a n )}) = (X 1 − a 1 . Show that any prime ideal is radical. .20. . Every algebraic set is the intersection of a ﬁnite number of hypersurfaces Proof. To prove this fact we need some algebra: . . F r ). . ∗ 1. . . . . 1. . P r and V as in (b). . . a n ∈ k.21. written Rad(I ). F r ∈ I (V ) such that F i (P j ) = 0 if i = j . . So we have property (10) I (X ) is a radical ideal for any X ⊂ An (k). Show that Rad(I ) is an ideal. . Show that for any ideal I in k[X . . then F ∈ I . . . . If I is any ideal in a ring R. . X n − a n ) for a 1 . Show that there is a polynomial F ∈ k[X 1 . I = I (V (I )). . .18 below) containing I .18. X n ]/I is an isomorphism. j ≤ r . . and that the natural homomorphism from k to k[X 1 . . . So if V is an algebraic set. and I (V (I (X ))) = I (X ) for any set X of points. . in fact a radical ideal. .4 The Hilbert Basis Theorem Although we have allowed an algebraic set to be deﬁned by any set of polynomials. . 1. . AFFINE ALGEBRAIC SETS (7) I ( ) = k[X 1 . and F i (P i ) = 1. ∗ 1. in fact a ﬁnite number will always do. X n ] such that F (Q) = 0 for all Q ∈ V . X ]. for if I = (F 1 . It is enough to show that I is ﬁnitely generated. Show that I = (X 1 −a 1 . . P ∈ An (k) a point not in V . ∗ 1. Then Rad(I ) is an ideal (Problem 1. If a n ∈ I . An ideal that is the ideal of an algebraic set has a property not shared by all ideals: if I = I (X ). . . . Show that there are polynomials F 1 . show that (a + b)n+m ∈ I . Theorem 1. (8) I (V (S)) ⊃ S for any set S of polynomials. . V = V (I (V )). Let V .) (c) With P 1 . and if I is the ideal of an algebraic set. then V (I ) = V (F 1 ) ∩ · · · ∩V (F r ). but F (P ) = 1. .19. X n −a n ) ⊂ k[X 1 . we deﬁne the radical of I . . . . Problems ∗ 1.6 CHAPTER 1.16. . . . . . . not in an algebraic set V . (Hint: Consider j a i j F j .) ∗ 1. . (Hint: I (V ) = I (V ∪ {P }). .
X n ] is Noetherian for any ﬁeld k.5 Irreducible Components of an Algebraic Set An algebraic set may be the union of several smaller algebraic sets (Section 1. we call a d the leading coefﬁcient of F . π : R → R/I the natural homomorphism. . V2 are algebraic sets in An . . let F i ∈ I (Vi ). Then F 1 F 2 ∈ I (V ). . i = 1. suppose F 1 F 2 ∈ I (V ). Suppose I were smaller than I . IRREDUCIBLE COMPONENTS OF AN ALGEBRAIC SET 7 A ring is said to be Noetherian if every ideal in the ring is ﬁnitely generated. Proof. Let {F m j } be a ﬁnite set of polynomials in I of degree ≤ m whose leading coefﬁcients generate J m . X n−1 ][X n ]. and Vi = V . Proof. For each m ≤ N . Any ring of the form k[X 1 . Theorem 1. X n ]/I is Noetherian. therefore. . Otherwise V is irreducible. . X n ] is isomorphic to R[X 1 . . . . . . Let I be an ideal in a ring R. Vi V . Conclude that R/I is Noetherian if R is Noetherian. a d = 0. where V1 . Similarly for prime and maximal ideals. so there are polynomials F 1 . .5. F r ∈ I whose leading coefﬁcients generate J . Fields and PID’s are Noetherian rings. . .2 Example d). Take an integer N larger than the degree of each F i . X n ] is a Noetherian ring. we can lower the degree by subtracting off Q j F m j for some Q j . . But then deg(G − Q i F i ) < degG. Then V = (V ∩ V (F 1 )) ∪ (V ∩ V (F 2 )). Since R[X 1 . let G be an element of I of lowest degree that is not in I . Let I be the ideal generated by the F i ’s and all the F m j ’s. F i ∈ I (V ). . . An algebraic set V is irreducible if and only if I (V ) is prime. . so G ∈ I . and for every ideal J of R containing I . k[X 1 . 2. π(J ) = J is an ideal of R/I . let J m be the ideal in R consisting of all leading coefﬁcients of all polynomials F ∈ I such that deg(F ) ≤ m. Problem ∗ 1. . If I (V ) is not prime. (a) Show that for every ideal J of R/I . then I (Vi ) I (V ). (c) Show that J is ﬁnitely generated if J is. If R is a Noetherian ring. so V is reducible. (b) Show that J is a radical ideal if and only if J is radical. . This proves the theorem. An algebraic set V ⊂ An is reducible if V = V1 ∪ V2 . π−1 (J ) = J is an ideal of R containing I . It sufﬁces to show that I = I . . 1. If deg(G) > N . Conversely if V = V1 ∪V2 .1. then R[X 1 . Proposition 1. F i ∈ I (V ). Let J be the set of leading coefﬁcients of all polynomials in I . We must ﬁnd a ﬁnite set of generators for I . the theorem will follow by induction if we can prove that R[X ] is Noetherian whenever R is Noetherian. Corollary. so G − Q i F i ∈ I . we can ﬁnd polynomials Q i such that Q i F i and G have the same leading term. Similarly if deg(G) = m ≤ N .22. Let I be an ideal in R[X ]. and V ∩ V (F i ) V . This sets up a natural onetoone correspondence between {ideals of R/I } and {ideals of R that contain I }. . . is a consequence of the HILBERT BASIS THEOREM. . . so I (V ) is not prime. . If F = a 1 + a 1 X +· · ·+ a d X d ∈ R[X ]. It is easy to check that J is an ideal in R.
But then I n = I . and let I 1 be the chosen ideal of S 1 . Y 4 − X 2 Y 2 + X Y 2 − X 3 ) ⊂ A2 (C) into irreducible components. I (V (Y − X 2 )) = (Y − X 2 ). (a) Show that V (Y − X 2 ) ⊂ A2 (C) is irreducible. Problems 1. Show that F = Y 2 + X 2 (X −1)2 ∈ R[X . Vi V . Proof. It sufﬁces to show that some S n is empty. To get the second condition. so I n+1 = I n . if V2 is reducible. Theorem 2. Let S = {algebraic sets V ⊂ An (k)  V is not the union of a ﬁnite number of irreducible algebraic sets}. each F i ∈ I n if n is chosen n=0 sufﬁciently large. . (b) Decompose V (Y 4 − X 2 . If not let I = ∞ I n . let V = W1 ∪ · · · ∪ Wm be another such decomposition. . 1. Choose (using the axiom of choice) an ideal from each subset of S . take a maximal member I (Vα0 ) from {I (Vα )}. But Vi ⊂ Vk implies i = k. For if {Vα } is such a collection. Vi j irreducible.23. .) 1. apply the lemma to {proper ideals that contain I }. . Likewise each W j is equal to some Vi ( j ) . Since V ∈ S . Show that every proper ideal in a Noetherian ring is contained in a maximal ideal. a contradiction. there is an ideal I in S that is not contained in any other ideal of S . etc. so Vi = W j (i ) .24. AFFINE ALGEBRAIC SETS We want to show that an algebraic set is the union of a ﬁnite number of irreducible algebraic sets. Lemma. Then Vα0 is clearly minimal in the collection. If V is reducible. Then there are unique irreducible algebraic sets V1 . Let I 0 be the chosen ideal for S itself.8 CHAPTER 1. V = V1 ∪· · ·∪Vm is the decomposition of V into irreducible components. Proof.25. So any algebraic set V may be written as V = V1 ∪ · · · ∪ Vm . Let S 2 = {I ∈ S  I I 1 }. Then S has a maximal member. F r generate I . It follows immediately from this lemma that any collection of algebraic sets in An (k) has a minimal member. Similarly W j (i ) ⊂ Vk for some k. 1. so Vi = Vi 1 ∪ · · · ∪ Vi mi . If not. . Y ] is an irreducible polynomial. simply throw away any Vi such that Vi ⊂ V j for i = j . . in fact. Then Vi ∈ S .e.Vm such that V = V1 ∪ · · · ∪ Vm and Vi ⊂ V j for all i = j . We want to show that S is empty. To show uniqueness. etc. . The Vi are called the irreducible components of V . so V = V1 ∪ V2 . Let S be any nonempty collection of ideals in a Noetherian ring R.26. Let V be an algebraic set in An (k). i. Give an example of a collection S of ideals in a Noetherian ring such that no maximal member of S is a maximal ideal. j Vi j . Vi irreducible. Let S 1 = {I ∈ S  I I 0 }. but V (F ) is reducible. . let V be a minimal member of S . an ideal of R. . We need to know that this process stops. V is not irreducible. we write V2 = V3 ∪ V4 . Then Vi = j (W j ∩ Vi ). we write V = V1 ∪ V2 . But then V = i . Let F 1 . so Vi ⊂ W j (i ) for some j (i ). (Hint: If I is the ideal. a contradiction.
Let F and G be polynomials in k[X . If (a. Y ] with no common factors. show that Vi ⊂ j =i V j . Then V (F. i. so they also have no common factors in k(X )[Y ] (see Section 1). But D has only a ﬁnite number of zeros. If V is ﬁnite or I (V ) = (0). Then V (F ) = V (F 1 ) ∪ · · · ∪ V (F r ) is the decomposition of V (F ) into irreducible components. Corollary 3. then V (F. Proof. ∗ 1. n n Let F = F 1 1 · · · F r r be the decomposition of F into irreducible factors. where F is an irreducible polynomial and V (F ) is inﬁnite. there can be only a ﬁnite number of points. 1. If G ∈ I (V (F )). and I (V (F )) = (F 1 · · · F r ). Y ].G) is inﬁnite. Proof. i (F i ) = (F 1 · · · F r ).. then V ⊂ V (F. j = i . Since the same reasoning applies to the Y coordinates. points. Note that the V (F i ) are inﬁnite since k is algebraically closed (Problem 1. Then the irreducible algebraic subsets of A2 (k) are: A2 (k). with V ⊂ W . Assume k is algebraically closed. ALGEBRAIC SUBSETS OF THE PLANE 9 1. W be algebraic sets in An (k). G ∈ (F ). Since any polynomial divisible by each F i is also divisible by F 1 · · · F r . . S ∈ k(X )[Y ]. Let V be an irreducible algebraic set in A2 (k). and the fact that V (F ) is irreducible follows from Proposition 1. (F. Therefore I (V (F )) ⊃ (F ). F and G have no common factors in k[X ][Y ]. . If V = V1 ∪ · · · ∪ Vr is the decomposition of an algebraic set into irreducible components. Proof. No F i divides any F j .. and ﬁnd all its algebraic subsets. and V (F ) is irreducible. Otherwise I (V ) contains a nonconstant polynomial F . Corollary 2. we will take a closer look at the afﬁne plane A2 (k). Since k(X )[Y ] is a PID.29. G ∈ (F ).G). some irreducible polynomial factor of F belongs to I (V ). since I (V ) is prime. F a nonconstant polynomial in k[X . then I (V (F )) = (F ).6. Y ]. By Theorem 2 it is enough to ﬁnd the irreducible algebraic sets. V is of the required type. so F divides G by the proposition. Let V . Then I (V ) = (F ). b) ∈ V (F. This shows that only a ﬁnite number of X coordinates appear among the points of V (F. And I ( i V (F i )) = i I (V (F i )) = i (F i ). Show that An (k) is irreducible if k is inﬁnite.e.G) = (1) in k(X )[Y ]. Proposition 2. Therefore AF + BG = D.G). There is a nonzero D ∈ k[X ] such that DR = A. and irreducible plane curves V (F ).G) = V (F ) ∩ V (G) is a ﬁnite set of points.28.27. then D(a) = 0.G) is ﬁnite. Suppose k is inﬁnite.14). 1.1. for if G ∈ I (V ). Show that each irreducible component of V is contained in some irreducible component of W .6 Algebraic Subsets of the Plane Before developing the general theory further. so RF + SG = 1 for some R. DS = B ∈ k[X . Proof. so there are no inclusion relations among the V (F i ). If F is an irreducible polynomial in k[X . Corollary 1. Y ] such that V (F ) is inﬁnite. so we may assume F is irreducible.
10 CHAPTER 1. (a) Find the irreducible components of V (Y 2 − X Y − X 2 Y + X 3 ) in A2 (R). . . Proposition 2 gives a criterion for telling whether V is irreducible or not. AFFINE ALGEBRAIC SETS Problems 1. and for V (X 3 + X − X 2 Y − Y ). F 2 . . X n ]/I is a ﬁeld. X n − a n ). then k = L. X n ] onto L (that is the identity on k). . F i ∈ k[X 1 . . Then for each i there is an a i ∈ k such that the I residue of X i is a i . F 2 . . but it is the Nullstellensatz. and there is a ring homomorphism from k[X 1 . . . . .24). Thus we have reduced the problem to showing: (∗) If an algebraically closed ﬁeld k is a subﬁeld of a ﬁeld L. then V (I ) = . . We may assume that I is a maximal ideal. . Let I be an ideal in k[X 1 . . That Rad(I ) ⊂ I (V (I )) is easy (Problem 1. X n ]. Then I (V (I )) = Rad(I ). . Let J = (F 1 . . . a n )} = . . then there is an equation G N = A 1 F 1 + A 2 F 2 + · · · + A r F r . . X n . But (X 1 −a 1 . . . . and V (J ) ⊂ V (I ). F r and G are in k[X 1 . F r vanish. and show how to reduce it to a purely algebraic fact. this says the following: if F 1 . . . In concrete terms. . . and G vanishes wherever F 1 .21). Proof. Proof. X n ]. . or X i −a i ∈ I . . The algebra needed to prove this will be developed in the next two sections. 1. . The preceding paragraph gives a beginning to this problem. and V (I ) = {(a 1 . F r . . . . . . 1. . for there is a maximal ideal J containing I (Problem 1. If I is a proper ideal in k[X 1 . . In the rest of this section we show how to deduce the main result from the weaker theorem.7 Hilbert’s Nullstellensatz If we are given an algebraic set V . . (∗) will be proved in Section 10. So L = k[X 1 . . F r )). which tells us the exact relationship between ideals and algebraic sets. . .31. . . . . Let k = R. . . Section 1). X n ]. . . X n ] (k algebraically closed). X n+1G −1) ⊂ k[X 1 . Suppose we knew that k = L. X n ]. and k may be regarded as a subﬁeld of L (cf. . . Suppose that G is in the ideal I (V (F 1 . (b) Show that every algebraic subset of A2 (R) is equal to V (F ) for some F ∈ R[X . . We begin with a somewhat weaker theorem. . . X n −a n ) is a maximal ideal (Problem 1. WEAK NULLSTELLENSATZ. X n+1 ]. . (b) Do the same for V (Y 2 − X (X 2 − 1)).30. and also in A2 (C). .20). HILBERT’S NULLSTELLENSATZ. . . so I = (X 1 − a 1 . We assume throughout this section that k is algebraically closed. Note. (a) Show that I (V (X 2 + Y 2 + 1)) = (1). . Y ]. . . for some N > 0 and some A i ∈ k[X 1 . and give a few applications. . . What is lacking is a way to describe V in terms of a given set of polynomials that deﬁne V . This indicates why we usually require that k be algebraically closed. or Zerostheorem.
t 3 ) ∈ A3 (C)  t ∈ C}. Substituting G for Y gives the required equation. Let Y = 1/X n+1 . . so there is an equation 1 = A i (X 1 . . Corollary 3. . t 2 .7. . so λ j = ( λi F i )(P j ) = 0. . . X 2 − Z 2 − 1) ⊂ A3 (C) into irreducible components. Corollary 1. . . . Let P 1 . . j N rN n n is a klinear nation of 1. . . Find I (V ). . . and deﬁne F j by N F j = r=1 (X j − a i j ). X j for all generates k[X 1 . j = 1. . The maximal ideals correspond to points. P r } is ﬁnite. X n ]. and I (V (F )) = (F 1 · · · F r ). . . . Proof. X n . X n ]/I ). Then V (I ) is a ﬁnite set if and only if k[X 1 . . . . . . . if V (I ) = {P 1 . Let I be an ideal in k[X 1 . So there is a onetoone correspondence between radical ideals and algebraic sets. λi ∈ k. . s It follows by induction that X j is a klinear combim1 mn s. If this occurs.17). There is a onetoone correspondence between prime ideals and irreducible algebraic sets. . . so X j combination of 1. If I is a radical ideal in k[X 1 . . . . . . X n ]/I as a vector space over k. The ﬁrst three corollaries are immediate consequences of the theorem. . Show that both theorems and all of the corollaries are false if k is not algebraically closed. F j = 0. . . Corollary 4. Choose F 1 . The above proof is due to Rabinowitsch. . . X n ]/I is a ﬁnite dimensional vector space over k. Then V (F ) = V (F 1 ) ∪ · · · ∪ V (F r ) is the decomposition of V (F ) into irreducible components. X n . . so r ≤ dimk (k[X 1 . F = F 1 1 · · · F r r the decomposition of F into irreducible factors. . X n ] such that F i (P j ) = 0 if i = j . . (a) Decompose V (X 2 + Y 2 − 1. . 1.1. then λi F i ∈ I . P r ∈ V (I ). · · · · · X n  m i < r N } Problems 1. . and multiply the equation by a high power of Y . (b) Let V = {(t . X n+1 )F i + B (X 1 . . Y ] results. .32. X r N −1 r N −1 . Thus the F i are linearly independent over k. X n ]/I ). . . If λi F i = 0. . . Conversely. . Corollary 2. . . since G vanishes wherever all that F i ’s are zero. Let F be a nonconstant polynomial in k[X 1 . . so that an equation Y N = C i (X 1 . . . . . F r ∈ k[X 1 . Taking I residues. Applying the Weak Nullstellensatz to J . Y )(G − Y ) in k[X 1 . . .33. X j . . . a i n ). . X n ] (up to multiplication by a nonzero element of k) and irreducible hypersurfaces in An (k). Y )F i + D(X 1 . . . . If I is a prime ideal. so F j ∈ I for some N > 0 (Take i N large enough to work for all F j ). then V (I ) is irreducible. . . . X n ]. HILBERT’S NULLSTELLENSATZ 11 Then V (J ) ⊂ An+1 (k) is empty. and show that V is irreducible. . . . . let F i be the I residue of F i . and hence that the set {X 1 . Then F j ∈ I (V (I )). then I (V (I )) = I . . . X n . n. . . . . and F i (P i ) = 1 (Problem 1. . X j . X n+1 )(X n+1G − 1). . the number of points in V (I ) is at most dimk (k[X 1 . . . we see that 1 ∈ J . let P i = (a i 1 . . . There is a onetoone correspondence between irreducible polynomials F ∈ k[X 1 . X n ]. . .
b ∈ R. a mapping from R×M to M (denote the image of (a. Find V (I ) and dimC (C[X . so I is prime. where 1R is the multiplicative identity in R. n−1 1. (iii) (ab) · m = a · (bm) for a. Show that there is no irreducible algebraic set W such that V ⊂ W ⊂ An . W = An . Let I = (Y 2 − X 2 . Show that 0R · m = 0M for all m ∈ M . and that irreducible algebraic sets (resp.37. . m ∈ M . D ∈ k[Z ]. s ∈ S. . if a ring R is a subring of a ring S. . Deﬁne α : k[X . (a) Show that a monic polynomial of degree two or three in R[X ] is irreducible if and only if it has no roots in R. (ii) a · (m + n) = am + an for a ∈ R.39. Show that there is no prime ideal Q such that 0 ⊂ Q ⊂ P .40.34. V (I ) is irreducible. by the equation r · s = ϕ(r )s. the identity of the group is 0. points) correspond to prime ideals (resp. Z ]. .e. (3) The multiplication in R makes any ideal of R into an Rmodule. V = V (I ). .22. Let I = (X 2 − Y 3 . X n ]/I . Z ] → k[T ] by α(X ) = T 9 . for some A. F ∈ K [X ] a polynomial of degree n > 0. a ≥ 0. maximal ideals). and any λ ∈ k. Y .35. Show that the residues 1.8 Modules. Let R be a UFD. Y ]. or 0M ) together with a scalar multiplication. prime ideal. i. (4) If ϕ : R → S is a ring homomorphism. Show that V (Y 2 − X (X − 1)(X − λ)) ⊂ A2 (k) is an irreducible curve for any algebraically closed ﬁeld k. X form a basis of K [X ]/(F ) over K . compare like powers of T to conclude that F = 0. . an Rmodule is the same thing as a vector space over R. (2) If R is a ﬁeld. n ∈ M . In particular. An Rmodule is a commutative group M (the group law on M is written +. (b) If F = A + X B + Y C + X Y D. . Y ]/I ). (b) The polynomial X 2 −a ∈ R[X ] is irreducible if and only if a is not a square inR. . W = V . and α(F ) = 0. m ∈ M . B. b ∈ R.C . ∗ Let R = k[X . 1. the . Exercise. Let K be any ﬁeld. . Q = P .C . Examples. (See Problem 1. 1. This makes S into an Rmodule. α(Y ) = T 6 . 1 n natural onetoone correspondence between algebraic subsets of V and radical ideals in k[X 1 . If S is a set of elements of an Rmodule M . m) by a·m or am) satisfying: (i) (a + b)m = am + bm for a. m ∈ N . .. (b) Let V = V (F ) be an irreducible hypersurface in An . Y 2 − Z 3 ) ⊂ k[X . (iv) 1R · m = m for m ∈ M . Z ]/I is the residue of an element A + X B + Y C + X Y D. A. m.36. then S is an Rmodule. D ∈ k[Z ]. and let P = (t ) be a principal. (1) A Zmodule is just a commutative group. ∗ 1. Show that there is a 1. X .38. (c) Show that Ker(α) = I . (a) Let R be a UFD. Q = 0. Finiteness Conditions Let R be a ring.12 CHAPTER 1.) 1. B. proper. Y . and I (V (I )) = I . A subgroup N of an Rmodule M is called a submodule if am ∈ N for all a ∈ R. Y . X ]. . where (±a)m is ±(m + · · · + m) (a times) for a ∈ Z. 1. we deﬁne r · s for r ∈ R. AFFINE ALGEBRAIC SETS 1. α(Z ) = T 4 . Y 2 + X 2 ) ⊂ C[X . N is then an Rmodule. . k algebraically closed. (a) Show that every element of k[X .
or (possibly) a ﬁeld. . . v n ) be the quotient ﬁeld of K [v 1 . . . . . If S is moduleﬁnite over R. v n ∈ S. . and S is module ﬁnite over R. v n ] for some v 1 . (B) Let v 1 . . . . v n . .8. v n ∈ S. It is a subring of S containing R and i i v 1 . we denote the dimension of S over R by [S : R]. . . w 1 . w m ]. the submodule generated by S is denoted by R s i . . show that T = R(v 1 .42. Problems ∗ 1. . . . v n . Show that S = R[X ] (the ring of polynomials in one variable) is ringﬁnite over R. . . . . R[v 1 . v n . . . . If S = {s 1 .) ∗ 1. b n z ∈ K [X ] for some n. s i ∈ S}. . . T = S[w 1 . but let z = 1/c. . v n ∈ L. There are several types of ﬁniteness conditions for S over R. . . v n . and with the notion of a ﬁnitedimensional vector space if R is a ﬁeld. but not moduleﬁnite. Show that L = K (X ) (the ﬁeld of rational functions in one variable) is a ﬁnitely generated ﬁeld extension of K . Note that this concept agrees with the notions of ﬁnitely generated commutative groups and ideals. depending on whether we consider S as an Rmodule. T = S(w 1 . . w m ). . (A) S is said to be moduleﬁnite over R. let K (v 1 . T = Sw j . but L is not ringﬁnite over K . MODULES. . . Let ϕ : R[X 1 . s n } is ﬁnite. w 1 . (a) If S = R vi .5). (C) Suppose R = K . a ring. Explicitly. show that T = R vi w j . The ﬁeld L is said to be a ﬁnitely generated ﬁeld extension of K if L = K (v 1 . . . . T are ﬁelds. . show that T = R[v 1 . . .43. . If L is ringﬁnite over K (K . . . .44. then S is ringﬁnite over R. if S is ﬁnitely generated as an Rmodule. where c doesn’t divide b (Problem 1. ∗ 1. and S = R(v 1 . . . . . . FINITENESS CONDITIONS 13 submodule generated by S is deﬁned to be { r i s i  r i ∈ R. . . . . ∗ 1. . . . . If v 1 . (c) If R. . S a subring of T . . . . . . So each of the three ﬁniteness conditions is a transitive relation. . . . it is the smallest subﬁeld of L containing K and v 1 . . Let R be a subring of S. . v n ]. v n ]. . Let R be a subring of a ring S. . .1. v n ) for some v 1 . . (Hint: If L were ringﬁnite over K . We regard K (v 1 . . . . v n ). w m ). S = L are ﬁelds.45. 1. a common denominator of ring generators would be an element b ∈ K [X ] such that for all z ∈ L. . The module M is said to be ﬁnitely generated if M = R s i for some s 1 . If R and S are ﬁelds. The ring S is ringﬁnite over R if S = R[v 1 . . . . . (b) If S = R[v 1 . . . . s n ∈ M . it is the smallest submodule of M that contains S. . v n ]. . . and it is the smallest such ring. . v n ∈ L. . w m ].41. v n ] = { a (i ) v 11 · · · v nn  a (i ) ∈ R}. . . The image of ϕ is written R[v 1 . L ﬁelds) then L is a ﬁnitely generated ﬁeld extension of K . . S. . v n ) as a subﬁeld of L. . . X n ] → S be the ring homomorphism taking X i to v i . . . . .
Proof. we see that (w 1 . so we have z n + a 1 z n−1 + · · · + a n = 0. An element v ∈ S is said to be integral over R if there is a monic polynomial F = X n + a 1 X n−1 + · · · + a n ∈ R[X ] such that F (v) = 0. Let L be a ﬁeld. Then i j n j =1 (δi j v − a i j )w j = 0 for all i .45(a)). ∗ 1. L = K (X ) the ﬁeld of rational functions in one variable over K . k an algebraically closed subﬁeld of L. If R and S are ﬁelds. The proposition and corollary extend to the case where S is not a domain. Then R[a 1 . Proposition 3. a n . And a ± b. b are integral over R. Let K be a ﬁeld. S a subring of (a domain) T . Proof.48. . so R[a. Show that S is moduleﬁnite over R if and only if S is integral over R. we usually say that v is algebraic over R if v is integral over R. this determinant has the form v n + a 1 v n−1 +· · ·+ a n . then b is integral over R[a] ⊃ R. (2) R[v] is moduleﬁnite over R. w n ) is a nontrivial solution. If S is integral over R. write z = F /G. (b) An algebraically closed ﬁeld has no moduleﬁnite ﬁeld extensions except itself. . Suppose (a domain) S is ringﬁnite over R. so det(δi j v − a i j ) = 0. Let R be a subring of S. It follows that i =0 v m ∈ n−1 R v i for all m. Then F n +a 1 F n−1G +· · · = 0. with essentially the same proofs. so they are integral over R by the proposition. (Hint: If z n +a 1 z n−1 +· · · = 0. If R and S are ﬁelds. Problems ∗ 1.47. ab ∈ R[a. v ∈ S. (3) There is a subring R of S containing R[v] that is moduleﬁnite over R. Since v appears only in the diagonal of the matrix. Let R be a subring of a domain S. . If a. AFFINE ALGEBRAIC SETS 1. b]. F. z] is moduleﬁnite over R. b] is moduleﬁnite over R (Problem 1. so R[v] = n−1 R v i . The set of elements of S that are integral over R is a subring of S containing R.9 Integral Elements Let R be a subring of a ring S.46. If we consider these equations in the quotient ﬁeld of S. . Corollary. (Hint: Let z ∈ T . and T is integral over S. we say S is an algebraic extension of R if S is integral over R. a i ∈ R. (a) Show that any element of L that is integral over K [X ] is already in K [X ]. . but we won’t need that generality. We say that S is integral over R if every element of S is integral over R. then v w i = n=1 a i j w j for some a i j ∈ R. . (1) implies (2): If v n + a 1 v n−1 +· · ·+ a n = 0. . show that T is integral over R.14 CHAPTER 1.49. . a i ∈ S. (3) implies (1): If R = n=1 R w i . (a) Show that any element of L that is algebraic over k is already in k.) ∗ 1. i =0 i =0 (2) implies (3): Let R = R[v].G relatively prime. Then the following are equivalent: (1) v is integral over R. where δi j = 0 if i = j and δi i = 1. . then v n ∈ n−1 R v i . So v is integral over R. ∗ 1.
45(a) ﬁnishes the proof). Proof. . . In view of Problem 1. And F (v) = 0. FIELD EXTENSIONS 15 so G divides F . this says that if a ﬁeld L is a ringﬁnite extension of an algebraically closed ﬁeld k.10 Field Extensions Suppose K is a subﬁeld of a ﬁeld L.) (b) Suppose L is moduleﬁnite over K . then L = k. Let K be a ﬁeld. and completes the proof of the Nullstellensatz. (Hint: If v n + a 1 v n−1 + · · · + a n = 0. F n z is integral over K [X ] for some n > 0. 1. n n −1 Each v i satisﬁes an equation v i i +a i 1 v i i +· · · = 0. L = K 1 [v 2 . and suppose L = K (v) for some v ∈ L. then v(v n−1 + · · · ) = −a n . then L is moduleﬁnite (and hence algebraic) over K . (b) Suppose L is a ﬁeld extension of K . Then K [X ]/(F ) is isomorphic to K [v]. v n ]. so we assume the result for all extensions generated by n − 1 elements. so K (v) = L is isomorphic to K (X ). . . a i j ∈ K 1 . . v n ]. Problems ∗ 1. The next proposition shows that this is always true. Then K [v] is isomorphic to K [X ]. . (a) Show that the set of elements of L that are algebraic over K is a subﬁeld of L containing K . If we take a ∈ K [v 1 ] that is a multiple of all the denominators of the a i j . . so (F ) is prime. there is an N such that a N z is integral over K [v 1 ]. it is enough to show that L is moduleﬁnite over k. Proposition 4 (Zariski). then F (x) = 0. But since K (v 1 ) is isomorphic to the ﬁeld of rational functions in one variable over K . we must prove the claim (∗) of Section 7. F ∈ K [X ] (since K [X ] is a PID). .48. . . F = 0. If a ﬁeld L is ringﬁnite over a subﬁeld K . We may assume v 1 is not algebraic over K (otherwise Problem 1.44). Let K be a subﬁeld of a ﬁeld L. Show that the . so F is irreducible and (F ) is maximal (Problem 1. and a n = 0. . so v is algebraic over K and L = K [v] is moduleﬁnite over K . v n ] is moduleﬁnite over K 1 . F ∈ K [X ] an irreducible monic polynomial of degree n > 0.51. so K [v] = K (v). Let K 1 = K (v 1 ). F = 0. Let ϕ : K [X ] → L be the homomorphism taking X to v. To ﬁnish the proof of the Nullstellensatz. By induction. Two cases may occur: Case 1. Case 2.) ∗ 1. The case n = 1 is taken care of by the above discussion. The above discussion indicates that a ringﬁnite ﬁeld extension is already moduleﬁnite. It follows from the Corollary in §1. (Hint: See Problem 1.1. this is impossible (Problem 1. We may assume F is monic. we get equations (av i )ni + aa i 1 (av 1 )ni −1 + · · · = 0. and if x is the residue of X in L.3). y ∈ L such that F (y) = 0. . (a) Show that L = K [X ]/(F ) is a ﬁeld. and K ⊂ R ⊂ L.50.10.) (b) Show that there is no nonzero element F ∈ K [X ] such that for every z ∈ L. In this case L is not ringﬁnite (or moduleﬁnite) over K (Problem 1. Suppose L = K [v 1 . In particular this must hold for z ∈ K (v 1 ).9 that for any z ∈ L = K [v 1 .44. Then (F ) is prime.49(b)). therefore K [v] is a ﬁeld. Let Ker(ϕ) = (F ). Show that R is a ﬁeld.
and let L be a ﬁnite algebraic extension of K . F an irreducible monic polynomial in K [X ] of degree n > 0.52. (d) Show that F = (X − x)F 1 . show that there is a nonzero a ∈ R such that av is integral over R. Suppose K is a ﬁeld of characteristic zero. Let K be a ﬁeld. Let R be a domain with quotient ﬁeld K . Show that there is a ﬁeld L containing K such that F = n=1 (X − x i ) ∈ L[X ]. Let L be a splitting ﬁeld of F . i Show that the x i are distinct. v n for L over K (as a vector space) such that each v i is integral over R.16 CHAPTER 1.53. ∗ 1. (Hint: Use Problem 1. (c) With L . . (b) Show that there is a basis v 1 . .51(c) to G = F X . . F ∈ K [X ]. AFFINE ALGEBRAIC SETS homomorphism from K [X ] to L that takes X to Y induces an isomorphism of L with K (y). ∗ 1. . then G(x) = 0.54. suppose G ∈ K [X ] and G(y) = 0. x i ∈ L.51(d) and induction on the degree.) ∗ 1. . y as in (b). (Hint: Apply Problem 1.) L i is called a splitting ﬁeld of F . if (X − x)2 divides F . (a) For any v ∈ L. F 1 ∈ L[X ]. Show that F divides G. so F = n=1 (X − x i ).
a n ) for all (a 1 .1 Coordinate Rings Let V ⊂ An be a nonempty variety. Two polynomials F. For any (nonempty) set V .e. and call it the coordinate ring of V . . Problems ∗ 2. . Then I (V ) is a prime ideal in k[X 1 . . . a n ) = 0 for all (a 1 . X n ]/I (V ) is a domain. a n ) ∈ V . k) is called a polynomial function if there is a polynomial F ∈ k[X 1 . .1. so we call them simply varieties. we will mean a ring homomorphism such that ϕ(λ) = λ for all λ ∈ k. Show that the map that associates to each F ∈ k[X 1 .G determine the same function if and only if (F −G)(a 1 . . . We may thus identify Γ(V ) with the subring of F (V. g ∈ F (V. or as an equivalence class of polynomials.. . a n ) = F (a 1 . If V ⊂ An is a variety. The polynomial functions form a subring of F (V. X n ] such that f (a 1 . 2. . . . k) is made into a ring in the usual way: if f . In this chapter we will be concerned only with afﬁne varieties. k) consisting of all constant functions. . . . k) containing k. F (V. . . . . . . . . a n ) ∈ V . we let F (V. . . . k) be the set of all functions from V to k. All rings and ﬁelds will contain k as a subring. ( f +g )(x) = f (x)+g (x). By a homomorphism ϕ : R → S of such rings. . . . for all x ∈ V .Chapter 2 Afﬁne Varieties From now on k will be a ﬁxed algebraically closed ﬁeld. a function f ∈ F (V. It is usual to identify k with the subring of F (V. . i. X n ]. ( f g )(x) = f (x)g (x). 17 . Afﬁne algebraic sets will be in An = An (k) for some n. . k) is a ring homomorphism whose kernel is I (V ). We let Γ(V ) = k[X 1 . F − G ∈ I (V ). . X n ]/I (V ). . so k[X 1 . . k) consisting of all polynomial functions on V . . . We have two important ways to view an element of Γ(V ) — as a function on V . . . X n ] a polynomial function in F (V. An irreducible afﬁne algebraic set is called an afﬁne variety. k). . . .
Tm (a 1 . and hence that T (V ) ⊂ Γ(A ) = k[X 1 . . . . . Y ]/(F ) is onetoone. a n ) ∈ V . . maximal ideals) of Γ(V ). . If ϕ is a polynomial map. 1. the Ti are uniquely determined by T (see Problem 1. then ϕ( f ) = f ◦ ϕ is the I (V )residue of the polynomial F (T1 . so that Γ(W ) is isomorphic to Γ(V )/I V (W ). ˜ Any mapping ϕ : V → W induces a homomorphisms ϕ : F (W. k). and T1 . W ⊂ Am be afﬁne varieties. . inducing T : Γ(Am ) = k[X 1 . . ϕ ◦ ψ = identity on W . A mapping ϕ : V → W is called a polynomial map if there are polynomials T1 . . so ϕ restricts to a ˜ homomorphism (also denoted by ϕ) from Γ(W ) to Γ(V ). . . . Choose Ti ∈ k[X 1 . (iii) dimk Γ(V ) < ∞. and so T restricts to a polynomial map ϕ : V → W . . Let V ⊂ An be a variety. . Let F be an irreducible polynomial in k[X . . . 2. (See Problems 1. . . Show that there is a natural onetoone correspondence between algebraic subsets (resp. X n ] such that α(I (W )residue of X i ) = (I (V )residue of Ti ). . . X m ] → n ˜ (I (W )) ⊂ I (V ). Show that the following are equivalent: (i) V is a point. (ii) Γ(V ) = k. . . Proposition 1 shows that two afﬁne varieties are isomorphic if and only if their coordinate rings are isomorphic (over k). . Let W be a subvariety of a variety V .4. . . prime ideals. a n ). so that k[X ] may be regarded as a subring of Γ(V ).4). . . . If V = An . . Suppose α : Γ(W ) → Γ(V ) is a homomorphism. subvarieties. X n ] determine a polynomial map T : An → Am .) ∗ 2. . Tm ∈ k[X 1 . . Let V ⊂ An be a nonempty variety. and suppose F is monic in Y : F = Y n + a 1 (X )Y n−1 + · · · . Any such ϕ is the restriction of a polynomial map from An to Am . . . with n > 0. . . W = Am . . show that the residues 1. . Show that the natural homomorphism from k[X ] to Γ(V ) = k[X . . Tm ). Tm ). Let V = V (F ) ⊂ A2 . AFFINE VARIETIES ∗ 2. a n ) = (T1 (a 1 . for if f ∈ Γ(W ) is the I (W )˜ residue of a polynomial F . Y . . Proposition 1. points) of V and radical ideals (resp. . (a) Show that every polynomial function on V restricts to a polynomial function on W . Then T = ˜ (T1 . . . resp. X n ]. . . m. Let V ⊂ An . this completes the proof. . n−1 generate Γ(V ) 2. . Tm ∈ k[X 1 . There is a natural onetoone correspondence between the polynomial maps ϕ : V → W and the homomorphisms ˜ ϕ : Γ(W ) → Γ(V ). a n )) for all (a 1 . so we often write T = (T1 .22. . Y ]. . k) → F (V. Proof. . . It is also easy to verify that ˜ ˜ ϕ = α. .2 Polynomial Maps Let V ⊂ An . . . .3. . . . A polynomial map ϕ : V → W is an isomorphism if there is a polynomial map ψ : W → V such that ψ ◦ ϕ = identity on V .2. Tm ) is a polynomial map from An to Am . A subvariety of V is a variety W ⊂ An that is contained in V . by ˜ ˜ ˜ setting ϕ( f ) = f ◦ϕ. .38. . . Since we know how to construct ϕ from ϕ.5. . X n ] such that ϕ(a 1 . (b) Show that the map from Γ(V ) to Γ(W ) deﬁned in part (a) is a surjective homomorphism with kernel I V (W ). W ⊂ Am be varieties. . for i = 1. .18 CHAPTER 2. and let I (W ) be the ideal of Γ(V ) corV responding to W . then ϕ(Γ(W )) ⊂ Γ(V ). . . . It is easy to check that T W . . . Y over k[X ] as a module. . ∗ 2. resp.
Y Z − X 3 . . Tm ). a n+1 ) ∈ An+1  (a 1 . This gives a useful test for irreducibility. W ⊂ W subva˜ rieties. . (a) Show that {(t . . and that the map (a 1 . . . Let f ∈ Γ(V ). and X is an algebraic subset of W . . T 3 ] ⊂ k[T ] = Γ(A1 ).13. it follows that T will be onetoone (and onto) if and only if T is . onto polynomial map.7. the graph of f . a n ) → (a 1 . (Projection gives the inverse.12. . V ⊂ V . Deﬁne G( f ) = {(a 1 . n ≥ r . . .) 2. Let ϕ : V → W be a polynomial map of afﬁne varieties. Since any translation has an inverse (also a translation). deﬁned by pr(a . and X is contained in the image of ϕ. show that ϕ−1 (X ) is an algebraic subset of V . . . Tn ) : An → An such that each Ti is a polynomial of degree 1. . α : Γ(V ) → k[T ] induced by the homomorphism α of that problem. Show that the projection map pr : An → Ar . . t (t 2 − 1)). An afﬁne change of coordinates on An is a polynomial map T = (T1 . f (a 1 . . 2. . . 0). . . . COORDINATE CHANGES 19 Problems ∗ ˜ ˜ 2. . .10. .) ∗ 2.3).40. . Z 3 − X 5 . . For ideals I and algebraic sets V in m T A . . . (b) Show that the restriction of ϕ gives a polynomial map from V to W . (b) Show that V (X Z − Y 2 . a n )) deﬁnes an isomorphism of V with G( f ). Show that ψ ◦ ϕ = ϕ◦ ψ. . Z 2 − X 2 Y ) ⊂ A3 (C) is a variety.3. Z 4 − Y 5 ∈ I (V ). . then T = T ◦ T . t 2 . and F is a polynomial in ˜ k[X 1 . . we let F T = T (F ) = F (T1 . If ϕ−1 (X ) is irreducible. . X m ]. show that X is irreducible. . a n . (a) Show that ϕ(I W (W )) ⊂ I V (V ) (see Problems 2. 2. a ) = 1 n (a 1 . . .6. . t 3 ). Suppose ϕ(V ) ⊂ W . 2. . (Hint:: ˜ ϕ(Γ(V )) = k[T 2 .8. .2. X n ] generated by {F T  F ∈ I } and V T the algebraic set T −1 (V ) = V (I T ). . where I = I (V ). . except that ϕ(±1) = (0. a n . Show that ϕ is onetoone and onto. a r ) is a polynomial map. (a)] Let ϕ : A1 → V = V (Y 2 − X 3 ) ⊂ A2 be deﬁned by ϕ(t ) = (t 2 . ψ : W → Z . . . . Show that G( f ) is an afﬁne variety. (a) What is the polynomial map f from A1 to V such that f˜ = α? (b) Show that f is onetoone and onto. Y 2 − Z 3 ) ⊂ A3 as in Problem 1. . 2. I will denote the ideal in k[X 1 . . ϕ is not an isomorphism. (Hint:: Y 3 − X 4 . a n ) ∈ V and a n+1 = f (a 1 . . Let ϕ : V → W . t 3 ) ∈ A3 (k)  t ∈ k} is an afﬁne variety. . Show that the composition of polynomial maps is a polynomial map. Show that although ϕ is a onetoone. . but not an isomorphism.) (b) Let ϕ : A1 → V = V (Y 2 − X 2 (X + 1)) be deﬁned by ϕ(t ) = (t 2 − 1. ∗ 2. .3 Coordinate Changes If T = (T1 . where T is a linear map (Ti = a i j X j ) and T is a translation (Ti = X i + a i 0 ). . ∗ 2. Tm ) is a polynomial map from An to Am . Let V = V (X 2 − Y 3 . Find a polynomial map from A1 (C) onto V . V a variety ⊂ An .9. If ϕ : V → W is a polynomial map. . V T is the hypersurface of F T (if F T is not a constant). . . If V is the hypersurface of F .11. If Ti = a i j X j + a i 0 . and such that T is onetoone and onto. a n )}. .
Q ∈ An (C) V . .Q ∈ X . L 1 . 2. and b(P ) = 0. (Hint:: If P. If f is a rational function on V . (d) Let P . Recall that a topological space X is pathconnected if for any P. 2.) So V is a variety. Γ(V ) its coordinate ring. . Let k = C. . however.20). (c) Show that the m that appears in part (b) is independent of the choice of T .4 Rational Functions and Local Rings Let V be a nonempty variety in An . Show that there is an afﬁne change of coordinates T of A2 such that T (P ) = P and T (L i ) = L i . Problems ∗ 2. Since Γ(V ) is a domain. we may form its quotient ﬁeld. Γ(V ) = k[X . If T and U are afﬁne changes of coordinates on An . L 2 two distinct lines through P . . Then L ∩ V is ﬁnite. we say that f is deﬁned at P if for some a. z. . . X n ). . .2). . X n ). The line through 1 n 1 n P and Q is deﬁned to be {a 1 +t (b 1 −a 1 ). Then V is then isomorphic (as a variety) to Am (k). Z .) 2. then so are T ◦U and T −1 . (Hint:: Suppose there were an afﬁne change of coordinates T such that V (X m+1 . .W in Γ(V ). Tn would be dependent. It is called the dimension of V . . b ∈ Γ(V ). 1] → X such that γ(0) = P.15. Q = (b . . and P ∈ V . . . . . and then f is deﬁned at P if and only if b(P ) = 0. show that Tm+1 . where a and b have no common factors (Problem 1. (a) Show that if T is an afﬁne change of coordinates on An . . . let L be the line through P and Q. . w) ∈ V if y = 0 or w = 0 (see Problem 2. (a) Show that C S is pathconnected for any ﬁnite set S. (b) If V = . then V T is also a linear subvariety of An (k).20 CHAPTER 2. Z .W ]/(X W −Y Z ). Let P = (a . and that a linear subvariety of dimension 1 is the line through any two of its points. (Hint:: use induction on r . (b) Show that a line is a linear subvariety of dimension 1. . Let X . a line is the same thing as a hyperplane. (a) Show that if L is the line through P and Q. γ(1) = Q. and T is an afﬁne change of coordinates. there is a continuous mapping γ : [0. a n +t (b n −a n ))  t ∈ k}. in A2 . b ) be distinct points of An . AFFINE VARIETIES invertible. X n )T = V (X s+1 . y. Give An (C) = Cn the usual topology (obtained by identifying C with R2 . L 1 . i = 1. Z . T is an isomorphism of the variety An with itself. P ∈ A2 . . Then X /Y = Z /W = f ∈ k(V ) is deﬁned at P = (x. Y . Show that An (C) V is pathconnected. and is written k(V ). . . . show that there is an afﬁne change of coordinates T of An such that V T = V (X m+1 . . Y . An element of k(V ) is a rational function on V . (c) Show that. . A set V ⊂ An (k) is called a linear subvariety of An (k) if V = V (F 1 . f = a/b. . m < s.16. (b) Let V be an algebraic set in An (C).) ∗ 2. . a ). . Note that there may be many different ways to write f as a ratio of polynomial functions. . .14. This ﬁeld is called the ﬁeld of rational functions on V . V = V (X W −Y Z ) ⊂ A4 (k). L 2 distinct lines through P . F r ) for some polynomials F i of degree 1. . then T (L) is the line through T (P ) and T (Q). there is an essentially unique representation f = a/b. Y . and hence Cn with R2n ). .W be the residues of X . f is deﬁned at P if it is possible to ﬁnd a “denominator” for f that doesn’t vanish at P . Example. If Γ(V ) is a UFD. and L is isomorphic to A1 (C).
. Find the pole sets of z and of z 2 . This proves (1). so 1 ∈ J f (Nullstellensatz!). Proposition 2. so mP (V ) = {nonunits of O P (V )}. All the properties of V that depend only on a “neighborhood” of P (the “local” properties) are reﬂected in the ring O P (V ). a i ∈ Γ(V ). The set of points P ∈ V where a rational function f is not deﬁned is called the pole set of f . O P (V ). . . the lemma is an immediate consequence of this. f r generate I as an ideal in O P (V ). and let f (P ) = a(P )/b(P ) (one checks that this is independent of the choice of a and b. We can then deﬁne the value of f at P . . V (J f ) = . Proposition 3. . . . . choose generators f 1 . X n ] containing I (V ). . Let m = {nonunits of R}.17. b ∈ Γ(V ). as desired. X n ]. . Let J f = {G ∈ k[X 1 . It is the kernel of the evaluation homomorphism f → f (P ) of O P (V ) onto k. there is a b ∈ Γ(V ) with b(P ) = 0 and b f ∈ Γ(V ). . We must show that any ideal I of O P (V ) is ﬁnitely generated. and mP (V ) is its unique maximal ideal. so b f = a i f i . Y the residues of X . written f (P ). We claim that f 1 . so O P (V )/mP (V ) is isomorphic to k. and X . therefore f = (a i /b) f i . i.22). We deﬁne O P (V ) to be the set of rational functions on V that are deﬁned at P .e. the units are those elements not belonging to the maximal ideal. a. See Problem 2. . Lemma. 1 · f = f ∈ Γ(V ). If f ∈ P ∈V O P (V ). . RATIONAL FUNCTIONS AND LOCAL RINGS 21 Let P ∈ V . The ring O P (V ) is called the local ring of V at P . . P ∈V Proof.) The ideal mP (V ) = { f ∈ O P (V )  f (P ) = 0} is called the maximal ideal of V at P . . . It is easy to verify that O P (V ) forms a subring of k(V ) containing Γ(V ) : k ⊂ Γ(V ) ⊂ O P (V ) ⊂ k(V ). Y in Γ(V ). We have seen that O P (V ) is a local ring. Clearly every proper ideal of R is contained in m. f r for the ideal I ∩Γ(V ) of Γ(V ). let z = Y /X ∈ k(V ). as follows: write f = a/b. Let V = V (Y 2 − X 2 (X + 1)) ⊂ A2 . For G ∈ k[X 1 . Suppose V ⊂ An . An element f ∈ O P (V ) is a unit in O P (V ) if and only if f (P ) = 0. Proof. then b f ∈ Γ(V ) ∩ I . .18 for one indication of this. Proof. (2) R has a unique maximal ideal that contains every proper ideal of R.4. O P (V ) is a Noetherian local domain.. denote the residue of G in Γ(V ) by G. X n ]  G f ∈ Γ(V )}. For if f ∈ I ⊂ O P (V ). A ring satisfying the conditions of the lemma is called a local ring. Note that J f is an ideal in k[X 1 . Since Γ(V ) is Noetherian (Problem 1. Problems 2. Suppose f ∈ O P (V ). and the points of V (J f ) are exactly those points where f is not deﬁned. which proves (2). . . b(P ) = 0. Let f ∈ k(V ). The following conditions on a ring R are equivalent: (1) The set of nonunits in R forms an ideal. . (2) Γ(V ) = (1) The pole set of a rational function is an algebraic subset of V . These local rings play a prominent role in the modern study of algebraic varieties.2. .
22. But t is not a unit. A ring R satisfying the conditions of Proposition 4 is called a discrete valuation ring. the chain of ideals (z 1 ) ⊂ (z 2 ) ⊂ · · · must have a maximal member (Chapter 1. ∗ ˜ 2. not on V itself. 2. w)  y = 0 and w = 0}. written DVR. ∗ Let T : An → An be an afﬁne change of coordinates. so z n = v t z n and v t = 1. Let f be a rational function on a variety V . (Hint:: If I is prime in O P (V ). Thus the expression of any z = ut n is unique.21. If z 1 is a unit we are ﬁnished. we ﬁnd an inﬁnite sequence z 1 . ϕ : Γ(W ) → Γ(V ) the ˜ induced map on coordinate rings. z. Show that 2. They are put into the next few sections to avoid disrupting later geometric arguments. y. In the example given in this section. and the maximal ideal is principal. (2) There is an irreducible element t ∈ R such that every nonzero z ∈ R may be written uniquely in the form z = ut n . ϕ(P ) = Q. so z = z 1 t for some z 1 ∈ R. (1) implies (2): Let m be the maximal ideal. Since R is Noetherian. Show that ϕ extends ˜ uniquely to a ring homomorphism (also written ϕ) from OQ (W ) to O P (V ). Proposition 4. Show that T induces an isomorphism T T n from OQ (V ) to O P (V ) if P ∈ V .) Show that ϕ(mQ (W )) ⊂ mP (V ). . To show that any z has such an expression. u. Let U = {P ∈ V  f is deﬁned at P }. so R is a PID. Section 5). t a generator for m. .) m = (t ) is clearly the set of nonunits. Continuing in this way. Let O P (V ) be the local ring of a variety V at a point P . It is not hard to see that the only ideals in R are the principal ideals (t n ). AFFINE VARIETIES 2. An element t as in (2) is called a uniformizing parameter for R. 2. Show that the pole set of f is exactly {(x. we may assume z is not a unit. Then the following are equivalent: (1) R is Noetherian and local.5 Discrete Valuation Rings Our study of plane curves will be made easier if we have at our disposal several concepts and facts of an algebraic nature. Then f deﬁnes a function from U to k. but only on the complement of an algebraic subset of V . show that it is impossible to write f = a/b. where a. Suppose P ∈ V . and b(P ) = 0 for every P where f is deﬁned. . (Note that ˜ ˜ ϕ may not extend to all of k(W ). Show that this function determines f uniquely. Then z n+1 = v z n for some v ∈ R. So a rational function may be considered as a type of function.20. n a nonnegative integer. Proof. T (P ) = Q. so assume z 1 = z 2 t . Then ut n−m = v is a unit. use Problem 2. so n = m and u = v. z 2 . so (z n ) = (z n+1 ) for some n. . for V a subvariety of A . (2) implies (1): (We don’t really need this part.2. n ≥ m. b ∈ Γ(V ). Suppose ut n = v t m . I ∩ Γ(V ) is prime in Γ(V ). Let ϕ : V → W be a polynomial map of afﬁne varieties.18. ˜ ˜ T : OQ (An ) → O P (An ) is an isomorphism. v units.22 CHAPTER 2. Let R be a domain that is not a ﬁeld. Show that there is a natural onetoone correspondence between the prime ideals in O P (V ) and the subvarieties of V that pass through P . with z i = z i +1 t .19. n a nonnegative integer. u a unit in R.) 2. and I is generated by I ∩ Γ(V ).
23.2). (b) Let t be a uniformizing parameter for R. An order function on a ﬁeld K is a function ϕ from K onto Z ∪ {∞}. for existence use (a) and induction. (ii) ϕ(ab) = ϕ(a) + ϕ(b). ∗ 2. 2. let m be the maximal ideal of R. Let V = A1 . . ord(a i ) < ord(a j ) (all j = i ). a n ∈ K . Let K be the quotient ﬁeld of R. a rigorous deﬁnition is best i =0 given in terms of sequences (a 0 . and quotient ﬁeld K . ∗ 2. . (b) Suppose R ⊂ S ⊂ K . Let R be a DVR with maximal ideal m. b ∈ Z. K = k(V ) = k(X ).29. and m = {z ∈ K  ord(z) > 0} is the maximal ideal in R. Problems ∗ 2.2. ) of elements in k. The exponent n is called the order of z. satisfying: (i) ϕ(a) = ∞ if and only if a = 0. and for some i . The ring of formal power series over k. λ1 . (Hint:: For uniqueness use Problem 2. DISCRETE VALUATION RINGS 23 any other uniformizing parameter is of the form ut . z ∈ R. with uniformizing parameter t = 1/X .25. .24 are the only DVR’s with quotient ﬁeld k(X ) that contain k. Let p ∈ Z be a prime number. Then for any n ≥ 0 there are unique λ0 . . Show that {r ∈ Q  r = a/b. (a) Show that if z ∈ K . a. and is written n = ord(z). show that if R is a DVR with quotient ﬁeld K . p doesn’t divide b} is a DVR with quotient ﬁeld Q. then z −1 ∈ m. ϕ(b)). Show that the DVR’s of Problem 2.31. λn ∈ k and z n ∈ R such that z = λ0 +λ1 t +λ2 t 2 +· · ·+λn t n +z n t n+1 . (b) If a 1 . Show that S = R.) 2. (b) Show that O ∞ = {F /G ∈ k(X )  deg(G) ≥ deg(F )} is also a DVR. Show that those of Problem 2.28. (a) If ord(a) < ord(b). ∗ 2. . u a unit in R. Let R be a DVR with quotient ﬁeld K . Let k be a ﬁeld. is deﬁned to be { ∞ a i X i  a i ∈ k}. and quotient ﬁeld K .24).24. Let R be a DVR with quotient ﬁeld K . (iii) ϕ(a + b) ≥ min(ϕ(a). then the function ord : K → Z ∪ {∞} is an order function on K . show that ord(a + b) = ord(a).5. . (As with polynomials. ord the order function on K . written k[[X ]]. n ∈ Z (see Problem 1. Conversely. then a 1 + · · · + a n = 0. a 1 . Giving a DVR with quotient ﬁeld K is equivalent to deﬁning an order function on K . here we allow an inﬁnite .27.29. 2.26. (a) For each a ∈ k = V . show that O a (V ) is a DVR with uniformizing parameter t = X − a. u a unit in R. .30. ∗ 2. Then (when t is ﬁxed) any nonzero element z ∈ K has a unique expression z = ut n . . Verify the following assertions: (a) For any z ∈ R. ∗ 2.25 are the only DVR’s with quotient ﬁeld Q. Note that R = {z ∈ K  ord(z) ≥ 0}. . Show that the order function on K is independent of the choice of uniformizing parameter. z ∈ R. Show that R = {z ∈ K  ϕ(z) ≥ 0} is a DVR with maximal ideal m = {z  ϕ(z) > 0}. Γ(V ) = k[X ]. and S is also a DVR. and that the composition k → R → R/m is an isomorphism of k with R/m (as for example in Problem 2. Suppose the maximal ideal of S contains m. . and suppose a ﬁeld k is a subring of R. there is a unique λ ∈ k such that z − λ ∈ m. . we deﬁne ord(0) = ∞.
AFFINE VARIETIES number of nonzero terms. . Proof. . . . ( f g )∗ = f ∗ g ∗ . f ∗ is a form of degree d . We often write z = λi t i . Corollary. then F factors into a product of linear factors. Its quotient ﬁeld is denoted k((X )). ∗ ( f )∗ = f . . The ﬁrst claim follows directly from (1) and (2) of the proposition. . r (2) If F = 0 and r is the highest power of X n+1 that divides F . for any polynomial f ∈ R[X 1 . Suppose F. . if λ0 . s = deg( f ). . X n ] are forms of degree r . . 2. Y ] is a form. with no common factors (k a ﬁeld). Problems 2.) Deﬁne the sum by a i X i + b i X i = (a i + b i )X i . write F = Y r G. X n+1 ] is the same as factoring F ∗ ∈ R[X 1 . and that the order function on k((X )) restricts to that on K . .24. (These processes are often described as “dehomogenizing” and “homogenizing” polynomials with respect to X n+1 .24 CHAPTER 2.) The proof of the following proposition is left to the reader: Proposition 5. (b) Show that the homomorphism extends to a homomorphism of K into k((X )). Show that F +G is irreducible. X n ]. Let R be a DVR satisfying the conditions of Problem 2.32. . then X n+1 (F ∗ )∗ = F . . and call this the power series expansion of z in terms of t .33. Up to powers of X n+1 . Then F ∗ = G ∗ = (X − λi ) since k is algebraically closed. 2. and deﬁne f ∗ ∈ R[X 1 . . r + 1 respectively. (c) Let a = 0 in Problem 2. . . and t = r + s − deg( f + g ). .G ∈ k[X 1 . . . if F ∈ k[X . so F = Y r (X − λi Y ). . . Conversely. . X n+1 ] is a form. For the second. factoring a form F ∈ R[X 1 . t r s (3) (F + G)∗ = F ∗ + G ∗ .34. Show that k[[X ]] is a ring containing k[X ] as a subring. . k algebraically closed. . (a) Show that the map z → λi X i is a onetoone ring homomorphism of R into k[[X ]]. t = X . . . . 2. where r = deg(g ). Any z ∈ R then determines a power series λi X i . X n . are determined as in Problem 2. where f i is a form of degree i . Factor Y 3 − 2X Y 2 + 2X 2 Y + X 3 into linear factors in C[X . 1). Y ]. . .30. . . If F ∈ R[X 1 . we deﬁne F ∗ ∈ R[X 1 . . where c i = j +k=i a j b k . . .6 Forms Let R be a domain. (1) (F G)∗ = F ∗G ∗ . X n ] by setting F ∗ = F (X 1 . write f = f 0 + f 1 + · · · + f d . λ1 . . In particular. X n /X n+1 ). where Y doesn’t divide G. . X n ] of degree d . Find the power series expansion of z = (1 − X )−1 and of (1 − X )(1 + X 2 )−1 in terms of t .30(b). . Show that k[[X ]] is a DVR with uniformizing parameter X . . X n+1 ( f + g )∗ = X n+1 f ∗ + X n+1 g ∗ . . . X n+1 ] by setting d d −1 d f ∗ = X n+1 f 0 + X n+1 f 1 + · · · + f d = X n+1 f (X 1 /X n+1 . . and the product by ( a i X i )( b i X i ) = c i X i .
. 2) = d + 1. . and is written n n i =1 R i . X r ). a n + b n ). . X r ]. show that dimV (d . .36. . . a n ) + (b 1 . . . Y ]. . With the above notation. Then I n is generated by the monomials of degree n.38. R = k[X 1 . . d +n−1 n−1 . Example. Show that {A i j  i + j = d } forms a basis for V (d . We deﬁne I n to be I I · · · I (n times). . . . . . . This ring is called the direct product of R 1 . . it may not be generated by them. . j ≥ 0 (A 00 = 1). . M j . X r ]/I n over k. 0) a ring homomorphism? ∗ 2. L 2 . then dim( R ) = i i i dim R i . R n are rings. . . . . Y ]. . Show that V (d . . . . Similarly if I 1 . so I n consists of those polynomials with no terms of degree < n. a n )(b 1 . I = (X 1 . n) is a vector space over k. . . If I is generated by a 1 . and that the monomials of degree d form a basis. . . . R n .35. and ring homomorphisms ϕi : R → R i . n. . . . . . b ∈ J } is denoted I J . It follows that the residues of the monomials of degree < n form a basis of k[X 1 . 2. . Note that while I n contains all nth powers of elements of I . then i i I n is generated by {a i 1 · · · a rr  i j = n}. k a ﬁeld. a n b n ). . λ ∈ k. n) = ﬁcient. i = 1. i Problems 2. M 2 . . And R = I 0 ⊃ I 1 ⊃ I 2 ⊃ · · · . . b n ) = (a 1 b 1 . a r . . .37. I n are ideals. (b) Let V (d . be sequences of nonzero linear forms in k[X . . . . Show that if k ⊂ R . . Z ]. . The natural projection maps πi : j =1 R j → R i taking (a 1 . and M 1 . . dimV (d . . . So dimV (d .the cartesian product R 1 × · · · × R n is made into a ring as follows: (a 1 . . if a ﬁeld k is a subring of i each R i . dimV (d . The ideal generated by {ab  a ∈ I .2. . Y . (c) Let L 1 . DIRECT PRODUCTS OF RINGS 25 ∗ 2. and each R is ﬁnitedimensional over k. . What are the additive and multiplicative identities in R i ? Is the map from R i to R j taking a i to (0. . . . . . I 1 · · · I n is the ideal generated by {a 1 a 2 · · · a n  a i ∈ I i }. and assume no L i = λM j . b n ) = (a 1 + b 1 . and (a 1 . X n ]}. . . there is a unique ring homomorphism ϕ : R → n=1 R i such that πi ◦ ϕ = ϕi . . . a i . .7. . . k may be regarded as a subring of n=1 R i . . 3) = (d + 1)(d + 2)/2. . n) = {forms of degree d in k[X 1 . . . . . the binomial coef 2. Let A i j = L 1 L 2 . . . . and 1 + 2 + · · · + (d + 1) = (d + 1)(d + 2)/2 monomials of degree d in R[X . . . .8 Operations with Ideals Let I . . L i M 1 M 2 . 2). (a) Show that there are d + 1 monomials of degree d in R[X . . In particular. 1) = 1. . 2. . The direct product is characterized by the following property: given any ring R. a n ) to a i are ring homomorphisms. . i .7 Direct Products of Rings If R 1 . J be ideals in a ring R.
Suppose I is ﬁnitely generated and I ⊂ Rad(J ).43. . ∗ 2. Show that I O = m. in a ring R: (a) (I 1 + I 2 )J = I 1 J + I 2 J . . n n (b) (I 1 · · · I N )n = I 1 · · · I N . and that ϕ is an isomorphism. m = m (An ). J be ideals in a ring R. proving (2). Deﬁne I + J = {a + b  a ∈ I . . ∗ 2. ∗ 2. Show that dimk (k[X .42. O = O (An ). . . .9 Ideals with a Finite Number of Zeros The proposition of this section will be used to relate local questions (in terms of the local rings O P (V )) with global ones (in terms of coordinate rings). . . . . Show that I 1 ∩ · · · ∩ I N = (I 1 · · · I N )n = n (I 1 ∩ · · · ∩ I N ) for all n. (b) Let I be an ideal in a ring R. Then I + J is an ideal. . X n ]. Y ]/I n ) = 1 + 2 + · · · + n = n(n+1) . I = I (V ) ⊂ k[X 1 . ∗ 2. R a subring of a ring S. Y ) ⊂ k[X . X ] (k algebraically closed) are comaximal if 1 n and only if V (I ) ∩ V (J ) = .e. b ∈ J }. X n ] that contains I . it is the smallest ideal in R that contains I and J .41.39. Let I ⊂ k[X . For example.39. . 2 2. . .45. Show that I + J 2 = R. two distinct maximal ideals are comaximal. Prove the following relations among ideals I i . AFFINE VARIETIES If R is a subring of a ring S. I J = I ∩ J . . I S denotes the ideal of S generated by the elements of I . then I ∩ J = (I ∩ J )R = (I ∩ J )(I + J ) = (I ∩ J )I +(I ∩ J )J ⊂ J I + I J = I J . It is easy to see that I n S = (I S)n . X ] be the P P 1 n ideal generated by X 1 . if 1 = a + b. (a) Let I ⊂ J be ideals in a ring R. J . If I + J = R. . Let I . Let I . (2) If I and J are comaximal. . . ∗ 2. Show that there is a natural homomorphism ϕ from O P (An )/J O P (An ) to O P (V )/J O P (V ). . a ∈ I . and n n I i and J i = j =i I j are comaximal for all i . Show that I n ⊂ J for some n. Lemma.44. . . Let P = (0. . Let V be a variety in An . I N are ideals in R. 0) ∈ An . Two ideals I . P ∈ V . J in R are said to be comaximal if I + J = R.26 CHAPTER 2. n.46. Proof. Show that there is a natural ring homomorphism from R/I onto R/J . (See Problem 2. In particular. Show that ideals I . J ⊂ k[X . J be ideals in a ring R. . ∗ 2. (1) is trivial. in fact. . . ∗ 2. (b) Suppose I 1 . . Let J be the image of J in Γ(V ). (1) I J ⊂ I ∩ J for any ideals I and J .. . b ∈ J . O P (An )/I O P (An ) is isomorphic to O P (V ). J are comaximal ideals in R.) Problems ∗ 2. X n .40. and let J be an ideal of k[X 1 . . Show that m I and J n are comaximal for all m. (a) Suppose I . Show that there is a natural ring homomorphism from R/I to S/I S. so I r O = m r for all r . i. . Y ]. Let I = (X .
If V (I ) = {P }. and ϕ( t j a j e j ) = z. then a i /s i = a i t i in R i . It is an Rmodule isomorphism if it is onetoone and onto.10. Let H = 1 − G. as desired. N By the Nullstellensatz. .2. In addition. we have e i = e i . . and e i = 1. where g is the I residue of G. and R is ﬁnite dimensional over k. .45). X n ]/I is isomorphic to O P (An )/I O P (An ). Let O i = O P i (An ). m ∈ M . . X n ]/I with i =1 O i /I O i . . Since j =i I j and I i are comaximal (Problem 2. QUOTIENT MODULES AND EXACT SEQUENCES 27 Proposition 6. If we let e i be the residue of E i in R. Let I i = I ({P i }) ⊂ k[X 1 . Show that R is isomorphic to a direct product of local rings. . dimk (k[X 1 . P N }) = i =1 I i . . . R i = O i /I O i . . ϕi (e j ) = 0 for i = j . Then there is a natural isomorphism of N k[X 1 . .42(b)) ϕi from R to R i induce a homomorphism ϕ from R to i =1 R i . . Let I be an ideal in k[X 1 . Note that E i = F id D i for some D i . F i (P i ) = 1 (Problem 1. . Now suppose z = (a 1 /s 1 . . e i e j = 0 if i = j . . . Let t i g i = e i . then for each i there is a G i with G i (P i ) = 0 and G i F ∈ I ( f = I residue of F ). Corollary 2. Therefore g (e i + he i + · · · + h d −1 e i ) = e i . then k[X 1 . . . . X n ] be the distinct maximal ideals that contain I . j Now choose F i ∈ k[X 1 . .10 Quotient Modules and Exact Sequences Let R be a ring. Let R = k[X 1 . . . Then H ∈ I i . A homomorphism ϕ : M → M of abelian groups is called an Rmodule homomorphism if ϕ(am) = aϕ(m) for all a ∈ R. . X n ] such that F i (P j ) = 0 if i = j . the quotient group M /N of cosets of N in M is made into an Rmodule in the following way: if m is the coset (or equivalence . a N /s N ) ∈ R i . we may assume that G(P i ) = 1. . . Proof. X n ] (k algebraically closed). Problem 2. . Suppose R is a ring containing k. .17).40) that I d = (I 1 · · · I N )d = ( I j )d ⊂ I . then there is a t ∈ R such that t g = e i . X n ]. so E i ∈ I d if i = j . . . . it follows (Problem 2. ϕ is onto: Since E i (P i ) = 1. so ϕi ( t j a j e j ) = ϕi (t i a i ) = a i /s i . . If N is a submodule of an Rmodule M . ϕi (e i ) is a unit in R i . . M . . E i − E i = E i (1 − F i ) is in 2 d · I i ⊂ I . The natural homomorphisms (Problem N 2. . . X n ]/I ) = N i =1 dimk (O i /I O i ). Then f = e i f = t i g i f = 0. Assuming the claim for the moment. Let E i = 1 − (1 − F id )d . we show how to conclude that ϕ is an isomorphism: ϕ is onetoone: If ϕ( f ) = 0. P N } is ﬁnite. and G(P i ) = 0. By the claim. Corollary 1. M Rmodules.47. and suppose V (I ) = {P 1 . . . If G ∈ k[X 1 . Therefore ϕi (e i ) = ϕi ( e j ) = ϕi (1) = 1. . . X n ]/I . Rad(I ) = I ({P 1 . 2. so H d E i ∈ I . we may ﬁnd t i so that t i s i = e i . It follows that (1 − H )(E i + H E i + · · · + H d −1 E i ) = E i − H d E i . . . . since ϕi (e i )ϕi (e j ) = ϕi (e i e j ) = 0 if i = j . .41). To prove the claim. Claim. . so ( I i )d ⊂ I for some d (Problem 2. . j and 1 − d j =i I j d 2 d d i E i = (1 − E j ) − i = j E i ∈ I j ⊂ I .
Show that 0 −→ Ker(ϕ) −→ M −→ Im(ϕ) −→ 0 is exact. Proof. and a ∈ R. For then 0 −→ V1 −→ V2 −→ W −→ 0 and 0 −→ W −→ V3 −→ V4 −→ 0 are exact. (2) Let ϕ1 ϕ2 ϕ3 0 −→ V1 −→ V2 −→ V3 −→ V4 −→ 0 be an exact sequence of ﬁnitedimensional vector spaces. Ker(ϕ) and Im(ϕ) are submodules of M and M respectively. It is easy to verify that this makes M /N into an Rmodule in such a way that the natural map from M to M /N is an Rmodule homomorphism. Then dimV4 = dimV3 − dimV2 + dimV1 .28 CHAPTER 2. and from M to 0.48. and ψ maps M isomorphically onto the kernel of ϕ. . (b) If N and P ϕ . and 0 −→ M −→ M is exact if and only if ψ is onetoone. deﬁne am = am. This M /N is called the quotient module of M by N . (a) Let N be a submodule of M . Let ψ : M → M . we say that the sequence M 1 −→ M 2 −→ · · · −→ M n+1 is exact if Im(ϕi ) = Ker(ϕi +1 ) for each i = 1. (2) follows from (1) by letting W = Im(ϕ2 ) = Ker(ϕ3 ). where ψ is the inclusion. ϕ : M → M be Rmodule homomorphisms. Show that there is a unique homomorphism ϕ : M /N → M such that ϕ ◦ π = ϕ. Then dimV + dimV = dimV . We say that the sequence (of modules and homomorphisms) M −→ M −→ M is exact (or exact at M ) if Im(ψ) = Ker(ϕ). and ϕ(N ) = 0. Thus M −→ M −→ 0 is exact if and only if ϕ is onto. . Note that there are unique Rmodule homomorphism from the zeromodule 0 to any Rmodule M . ψ ϕ3 ϕ1 ϕ2 ψ ϕ ψ ϕ ϕ1 ϕ2 ϕn ϕ ψ ψ ϕ Problems ∗ 2. AFFINE VARIETIES class) containing m. Proposition 7. . Suppose ϕ : M → M is a homomorphism of Rmodules. (1) Let 0 −→ V −→ V −→ V −→ 0 be an exact sequence of ﬁnitedimensional vector spaces over a ﬁeld k. ∗ 2.49. Thus 0 −→ M −→ M −→ M −→ 0 is exact if and only if ϕ is onto. If ϕi : M i → M i +1 are Rmodule homomorphisms. Verify that for any Rmodule homomorphism ϕ : M → M . . π : M → M /N the natural homomorphism. and the result follows by subtraction. n. (1) is just an abstract version of the ranknullity theorem for a linear transformation ϕ : V → V of ﬁnitedimensional vector spaces.
there is a natural exact sequence of Rmodules: 0 −→ I /J −→ R/J −→ R/I −→ 0. Let V be a vector space. then α extends uniquely to a homomorphism from M X to M .11. (d) If J ⊂ I are ideals in a ring R. (c) Let z ∈ R. FREE MODULES 29 are submodules of a module M .53. The module M X is called the free Rmodule on the set X . (a) Show that T induces an isomorphism of V /W with T (V )/T (W ). Show that the resulting sequence 0 −→ N /P −→ M /P −→ M /N −→ 0 is exact (“Second Noether Isomorphism Theorem”). (b) Show that dimk (R/mn ) = n for all n > 0. a x = ϕ(x)).2. where a x ∈ R (in fact.52. and an isomorphism between W /(W ∩ T (V )) and (W + T (V ))/T (V ). then every ϕ ∈ M X has a unique expression ϕ = a x ϕx . since k ⊂ R. Let 0 −→ V1 −→ · · · −→ Vn −→ 0 be an exact sequence of ﬁnitedimensional vector spaces.11 Free Modules Let R be a ring. (e) If O is a local ring with maximal ideal m. a ∈ R. 2. . ϕx (x) = 1. with V /U ﬁnitedimensional. ∗ 2. Show that the subgroup N + P = {n + p  n ∈ N . Show that (−1)i dim(Vi ) = 0. Then mn /mn+1 is an Rmodule. Show that ord(z) = n if (z) = mn . (a) Show that dimk (mn /mn+1 ) = 1 for all n ≥ 0. and hence that ord(z) = dimk (R/(z)).50. Show that there is a natural Rmodule isomorphism of N /N ∩ P onto N + P /P (“First Noether Isomorphism Theorem”). there is a natural exact sequence of O modules 0 −→ mn /mn+1 −→ O /mn+1 −→ O /mn −→ 0. (c) Use Problem 2. P be submodules of a module M . Then dimV /U = dimV /W + dimW /U . W a subspace. Let M X = {mapping s ϕ : X → R  ϕ(x) = 0 for all but a ﬁnite number of x ∈ X }. T : V → V a onetoone linear map such that T (W ) ⊂ W . (d) Conclude ﬁnally that dimV /T (V ) = dimW /T (W ). ∗ 2. 2. If we deﬁne ϕx ∈ M X by the rules: ϕx (y) = 0 if y = x. and assume V /W and W /T (W ) are ﬁnitedimensional.51. M X is characterized by the following property: If α : X → M is any mapping from the set X to an Rmodule M . Let R be a DVR satisfying the conditions of Problem 2. and consider X as a subset of M X . Let N . (b) Construct an isomorphism between T (V )/(W ∩ T (V )) and (W + T (V ))/W .49(c) to show that dimV /(W + T (V )) = dim(W ∩ T (V ))/T (W ). Usually we write x instead of ϕx . ∗ 2.30. ψ ∈ M X . with P ⊂ N . p ∈ P } is a submodule of M . This M X is made into an Rmodule as follows: (ϕ + ψ)(x) = ϕ(x) + ψ(x). (c) Let U ⊂ W ⊂ V be vector spaces. We say that X is a basis for M X : the elements of M X are just “formal sums” a x x. X any set. x ∈ X . and so also a kmodule. and (aϕ)(x) = aϕ(x) for ϕ. then there are natural homomorphisms from M /P onto M /N and from N /P into M /P .
. . Let F = X n + a 1 X n−1 + · · · + a n be a monic polynomial in R[X ]. . .56. m n ∈ M if for X the set {m 1 . If R = Z. . . . Problems 2. . Show that a subset X of a module M generates M if and only if the homomorphism M X → M is onto.30 CHAPTER 2. . AFFINE VARIETIES An Rmodule M is said to be free with basis m 1 . . m n say in terms of the elements of M ? 2.55. a free Zmodule on X is called the free abelian group on X . Show that R[X ]/(F ) is a free Rmodule with basis 1.54. X . 2. . . . m n } with n elements. . X n−1 . Every module is isomorphic to a quotient of a free module. . where X is the residue of X . . What does M being free on m 1 . . the natural homomorphism from M X to M is an isomorphism.
We often slur over this equivalence distinction. or even “the plane curve Y 2 = X 3 ”. A curve with only simple points is called a nonsingular curve. A curve of degree one is a line. they should not be relied upon too heavily. k(F ). The point P is called a simple point of F if either derivative F X (P ) = 0 or F Y (P ) = 0. Since R ⊂ C. b) ∈ F . Note that the components F i of F can be recovered (up to equivalence) from V (F ). we say that the F i are the components of F and e i is the multiplicity of the component F i . and say.g. ı. A point that isn’t simple is called multiple (or singular). We will usually write Γ(F ). Section 6). V (F ) is a variety in A2 . “the plane curve Y 2 − X 3 ”.G ∈ k[X .Chapter 3 Local Properties of Plane Curves 3. Let F be a curve. Y ] are equivalent if F = λG for some nonzero λ ∈ k. If F is a curve in A2 (C). and O P (F ) instead of Γ(V (F )). A2 (R) ⊂ A2 (C). 31 . k(V (F )). P = (a. so we modify our deﬁnition slightly: We say that two polynomials F.1 Multiple Points and Tangent Lines We have seen that afﬁne plane curves correspond to nonconstant polynomials F ∈ k[X . F i is a simple component if e i = 1. and multiple otherwise. but the multiplicities of the components cannot. We deﬁne an afﬁne plane curve to be an equivalence class of nonconstant polynomials under this equivalence relation.e. and O P (V (F )). We sketch some examples. If F = F i i . e. where F is determined up to multiplication by a nonzero constant (Chapter 1. The degree of a curve is the degree of a deﬁning polynomial for the curve. F ∩ A2 (R). or “the line e a X + bY + c = 0”. we can only sketch the real part of F . In this case the line F X (P )(X −a)+F Y (P )(Y −b) = 0 is called the tangent line to F at P .. so we speak of “the line a X + bY + c”. where the F i are the irreducible factors of F . If F is irreducible. For some purposes it is useful to allow F to have multiple factors. Y ] without multiple factors. While the pictures are an aid to the imagination.
the linear term of the equation for the curve is just the tangent line to the curve at (0. and −4X 2 Y 2 . write m = m P (F ). LOCAL PROPERTIES OF PLANE CURVES A =Y −X2 B =Y 2−X3+X C =Y 2−X3 D =Y 2−X3−X2 E = (X 2 + Y 2 )2 + 3X 2 Y − Y 3 F = (X 2 + Y 2 )3 − 4X 2 Y 2 A calculation with derivatives shows that A and B are nonsingular curves. In the ﬁrst two examples. Let F be any curve. Y ] of degree i . the lowest order form picks out those lines that can best be called tangent to the curve at (0. 0). Using the rules for derivatives. The lowest terms in C . . and F . if m = 3. Note that P ∈ F if and only if m P (F ) > 0. a triple point. where F i is a form in k[X . E . In each case. 0). P is called a double point. 0). CHAPTER 3. E . If m = 2. Y 2 −X 2 = (Y −X )(Y +X ). etc.32 Examples. Write F = F m +F m+1 +· · ·+F n . 3X 2 Y −Y 3 = Y ( 3X −Y )( 3X +Y ). We deﬁne m to be the multiplicity of F at P = (0. and F respectively are Y 2 . F m = 0. and in this case F 1 is exactly the tangent line to F at P . D. 0) is the only multiple point on C . and that P = (0. 0). P = (0. D. it is easy to check that P is a simple point on F if and only if m P (F ) = 1.
The line L i is a simple (resp.1. r i is the multiplicity of the tangent. (This is a consequence of the fact that the lowest degree term of F is the product of the lowest degree terms of its factors. the lines αi (X − a)+βi (Y −b) are deﬁned to be the tangent lines to F at P .5. 3. An ordinary double point is called a node. and the tangents to F T at (0.3. then L is tangent to F with multiplicity e i r i .. a point P is a simple point of F if and only if P belongs to just one component F i of F . Let P be a double point on a curve F . Then m P (F ) = e i m P (F i ).). and if L is a tangent line to F i with multiplicity r i . T (x.6). L i = αi X +βi Y . while C and F have a nonordinary multiple point at (0. E . double. 0).) tangent if r i = 1 (resp. and F . 0) and F Y (P ) = F Y (0. If G m = L i i . Problems 3. E has an ordinary triple point. etc. 0) is the only multiple point on the curves C . Note that T takes the points of F T to the points of F .2. G i forms. Since F X (P ) = F X (0. i. Show that P is a node if and only if F X Y (P )2 = F X X (P )F Y Y (P ). Let T be the translation that takes (0. and the two deﬁnitions of tangent line to a simple point coincide. 0) to the T T tangents to F at P . MULTIPLE POINTS AND TANGENT LINES r 33 Since F m is a form in two variables. and r i is the multiplicity of the tangent. Find the multiple points. 0) to P . 2.) For convenience. i.4.1. we say that P is an ordinary multiple point of F . b) = (0. . y) = (x + a. and P is a simple point of F i . 3. P is a simple point on F if and only if m P (F ) = 1. Then F T = F (X + a. If a curve F of degree n has a point P of multiplicity n. If F has m distinct (simple) tangents at P . etc.3. y + b). e Let F = F i i be the factorization of F into irreducible components. The L i are called the tangent lines to F at P = (0. F i is a simple component of F . and let r m = m P (F ). 0). (char(k) = 0) Show that m P (F ) is the smallest integer m such that for some i + ∂m F j = m. Y + b). 0).e. Prove that in the above examples P = (0. Find an explicit description for the leading form for F at P in terms of these derivatives. and the tangent lines at the multiple points. 3. 0).. G m = 0. (The curve D has a node at (0. we call a line through P a tangent of multiplicity zero if it is not tangent to F at P . 0). etc. Deﬁne m P (F ) to be m (0. ∂x i ∂y j (P ) = 0. we can write F m = L i i where the L i are distinct lines (Corollary in §2. for each of the following curves: (a) (b) (c) (d) Y 3 − Y 2 + X 3 − X 2 + 3X Y 2 + 3X 2 Y + 2X Y X 4 + Y 4 − X 2Y 2 X 3 + Y 3 − 3X 2 − 3Y 2 + 3X Y + 1 Y 2 + (X 2 − 5)(4X 4 − 20X 2 + 25) Sketch the part of the curve in (d) that is contained in A2 (R) ⊂ A2 (C).0) (F T ). show that F consists of n lines through P (not necessarily distinct). To extend these deﬁnitions to a point P = (a. write F T = G m + G m+1 + · · · . D.) In particular.e. 3.
T2 ). n even. we may assume that P = (0. 3. (c) Show that the converse of (b) is false: let T = (X 2 . First note that mP (F ) = (x. P = (0. then the image l of L in O P (F ) is a uniformizing parameter for O P (F ).6. . Find the polar equation for the curve F . . where G = 1+ higher terms. F = Y − X 2 . and use §2. (a) Show that mQ (F T ) ≥ m P (F ). let F = L i i + F m+1 . X n ] deﬁne a hypersurface V (F ) ⊂ An . (b) If m P (F ) = 1. T (Q) = P . Y ]/(F ) by g . if L = a X + bY + c is any line through P that is not tangent to F at P . it sufﬁces to show that mP (F ) is generated by x. P is a simple point of F if and only if O P (F ) is a discrete valuation ring. (Use the fact that sin(nθ) = Im(e i nθ ) to get the equation.34 CHAPTER 3. By Proposition 4 of §2. (c) Examine F = X 2 + Y 2 − Z 2 . Is this true for hypersurfaces? 3.7. (b) Let T = (T1 . 2. (a) Deﬁne the multiplicity m P (F ) of F at P . The following notation will be useful: for any polynomial G ∈ k[X . (a) Show that the real part of the curve E of the examples is the set of points in A2 (R) whose polar coordinates (r. where F m+1 is chosen to make F irreducible (see Problem 2. Y ]. Let P ∈ An . that Y is the tangent line. . Now with the above assumptions. show that the equation r = sin(nθ) deﬁnes the real part of a curve of degree n +1 with an ordinary ntuple point at (0. Y ). H ∈ k[X ]. By making an afﬁne change of coordinates. 0). and deﬁne JQ T = (∂Ti /∂X j (Q)) to be the Jacobian matrix of T at Q. θ) satisfy the equation r = − sin(3θ). Irreducible curves with given tangent lines L i of multiplicity r i may be conr structed as follows: if r i = m.) 3. (d) Show that the curves constructed in (b) and (c) are all irreducible in A2 (C).22).2 Multiplicities and Local Rings Let F be an irreducible plane curve. v n )  F X i (P )v i = 0}.9. and that L = X (Problems 2. . Show that an irreducible plane curve has only a ﬁnite number of multiple points. P = Q = (0.15(d) and 2. Is it possible to deﬁne tangent hyperplanes at multiple points? 3. .10. F = Y + higher terms.) (c) Analyze the singularities that arise by looking at r 2 = sin2 (nθ). .5. In this section we ﬁnd the multiplicity of P on F in terms of the local ring O P (F ). 0). G X i (P )v i = 0}. LOCAL PROPERTIES OF PLANE CURVES 3. . . denote its image (residue) in Γ(F ) = k[X .44). Let T : A2 → A2 be a polynomial map. we can write F = Y G − X 2 H . In this case. 3.8. P ∈ V . . . If V = V (F ) is a hypersurface. 0).43. and L is a line through P . F irreducible.34). Theorem 1. whether P is simple or not (Problems 2. note that rotation by π/n is a linear transformation that takes the curve into itself. Grouping together those terms with Y .1. The tangent space TP (V ) is deﬁned to be {(v 1 . . Suppose P is a simple point on F . y). How does the dimension of TP (V ) relate to the multiplicity of F at P ? 3. . (b) If n is an odd integer ≥ 1. deﬁne the tangent hyperplane to F at P . P ∈ F . 0). Let F ∈ k[X 1 .11. (Hint:: Make the polynomials homogeneous with respect to a variable Z . show that TP (V ) = {(v 1 . v n ) ∈ An  for all G ∈ I (V ). not tangent to F at P . Show that mQ (F T ) = m P (F ) if JQ T is invertible. Let V ⊂ An be an afﬁne variety. . Proof.
Then for all sufﬁciently large n. so ordP (y) = ordP (x 2 ) + ordP (hg −1 ) ≥ 2. and all n ≥ m P (F ) (Problem 2. we see that dimk (k[X . F )) = nm − for all n ≥ m. F ) ∼ O P (A2 )/(I n . Y ) ⊂ k[X . Suppose P is a simple point on F . There is a natural ring homomorphism ϕ from k[X . It is easy to verify that the sequence 0 −→ k[X . so mn = I n O . Y ]/(I n . Y ]/(I n . We let ordF be the order P function on k(F ) deﬁned by the DVR O P (F ). Suppose P is a simple point on an irreducible curve F . Let P be a point on an irreducible curve F . we write ordF (G) instead of P ordF (g ). The proof of the next theorem introduces a technique that will reappear at several places in our study of curves. Y is the tangent. Theorem 2. Y ]/(I n . If G ∈ k[X . Applying Problem 2. So we are reduced to calculating the dimension of k[X . Y ]/I n to k[X . k[X . y) = (x). F ). Y ] (Problem 2. F ). The converse will follow from Theorem 2. Then ordF (L) = 1 P if L is not tangent to F at P . as desired. we write ordF instead of ordPi . P where F i is the component of F containing P .10 again. Y ]/(I n . Let m = m P (F ). 0).43). Y ]/I n deﬁned by ψ(G) = F G (where the bars denote residues). where I is an ideal in O P (V ). In particular. Then F G ∈ I n whenever G ∈ I n−m . Since V (I n ) = {P }. From the exact sequence 0 −→ mn /mn+1 −→ O /mn+1 −→ O /mn −→ 0 it follows that it is enough to prove that dimk (O /mn ) = n m P (F )+s. and a klinear map ψ from k[X . Y ]/I n −→ k[X . and ordF (L) > 1 if L is tangent to F at P . and L is any line through P . when F is ﬁxed. It allows us to calculate the dimensions of certain vector spaces of the type O P (V )/I .2. Y ]/I n−m to k[X .3. P If P is a simple point on a reducible curve F . so y = x 2 hg −1 ∈ (x).46 and Proposition 7 of §2. m for O P (F ). the multiplicity of F at P depends only on the local ring O P (F ). since g (P ) = 0. m P (F ) = dimk (mP (F )n /mP (F )n+1 ). m(m − 1) 2 ψ ϕ F . Write O . we may write simply ordP .10). mP (F ) respectively. Y ]/I n−m −→ k[X . Y ]. F ) −→ 0 is exact.44). y = x 2 hg −1 . where I = (X . F )O P (A2 ) ∼ O P (F )/I n O P (F ) = O /mn (Corollary 2 = = of §2. as desired. and g is the image of G in Γ(F ). MULTIPLICITIES AND LOCAL RINGS 35 Then y g = x 2 h ∈ Γ(F ). Thus m P (F ) = (x. We may assume that P = (0. for some constant s.9 and Problem 2. Proof. For we may P assume the conditions are as in the proof of Theorem 1.49(e) and Proposition 7 of §2. Y ]/(I n .
36
CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
Note that if O P (F ) is a DVR, then Theorem 2 implies that m P (F ) = 1 (Problem 2.50) so P is simple. This completes the proof of Theorem 1. It should at least be remarked that the function χ(n) = dimk (O /mn ), which is a polynomial in n (for large n) is called the HilbertSamuel polynomial of the local ring O ; it plays an important role in the modern study of the multiplicities of local rings.
Problems
3.12. A simple point P on a curve F is called a ﬂex if ordF (L) ≥ 3, where L is the P tangent to F at P . The ﬂex is called ordinary if ordP (L) = 3, a higher ﬂex otherwise. (a) Let F = Y − X n . For which n does F have a ﬂex at P = (0, 0), and what kind of ﬂex? (b) Suppose P = (0, 0), L = Y is the tangent line, F = Y + a X 2 + · · · . Show that P is a ﬂex on F if and only if a = 0. Give a simple criterion for calculating ordF (Y ), and P therefore for determining if P is a higher ﬂex. ∗ 3.13. With the notation of Theorem 2, and m = m (F ), show that dim (mn /mn+1 ) =
P
n +1 for 0 ≤ n < m P (F ). In particular, P is a simple point if and only if dimk (m/m2 ) = 1; otherwise dimk (m/m2 ) = 2. 3.14. Let V = V (X 2 − Y 3 , Y 2 − Z 3 ) ⊂ A3 , P = (0, 0, 0), m = mP (V ). Find dimk (m/m2 ). (See Problem 1.40.)
k
3.15. (a) Let O = O P (A2 ) for some P ∈ A2 , m = mP (A2 ). Calculate χ(n) = dimk (O /mn ). (b) Let O = O P (Ar (k)). Show that χ(n) is a polynomial of degree r in n, with leading coefﬁcient 1/r ! (see Problem 2.36). 3.16. Let F ∈ k[X 1 , . . . , X n ] deﬁne a hypersurface in Ar . Write F = F m + F m+1 + · · · , and let m = m P (F ) where P = (0, 0). Suppose F is irreducible, and let O = O P (V (F )), m its maximal ideal. Show that χ(n) = dimk (O /mn ) is a polynomial of degree r − 1 for sufﬁciently large n, and that the leading coefﬁcient of χ is m P (F )/(r − 1)!. Can you ﬁnd a deﬁnition for the multiplicity of a local ring that makes sense in all the cases you know?
3.3 Intersection Numbers
Let F and G be plane curves, P ∈ A2 . We want to deﬁne the intersection number of F and G at P ; it will be denoted by I (P, F ∩ G). Since the deﬁnition is rather unintuitive, we shall ﬁrst list seven properties we want this intersection number to have. We then prove that there is only one possible deﬁnition, and at the same time we ﬁnd a simple procedure for calculating I (P, F ∩G) in a reasonable number of steps. We say that F and G intersect properly at P if F and G have no common component that passes through P . Our ﬁrst requirements are: (1) I (P, F ∩ G) is a nonnegative integer for any F , G, and P such that F and G intersect properly at P . I (P, F ∩G) = ∞ if F and G do not intersect properly at P .
3.3. INTERSECTION NUMBERS
37
(2) I (P, F ∩ G) = 0 if and only if P ∈ F ∩ G. I (P, F ∩ G) depends only on the components of F and G that pass through P . And I (P, F ∩ G) = 0 if F or G is a nonzero constant. (3) If T is an afﬁne change of coordinates on A2 , and T (Q) = P , then I (P, F ∩G) = I (Q, F T ∩G T ). (4) I (P, F ∩G) = I (P,G ∩ F ). Two curves F and G are said to intersect transversally at P if P is a simple point both on F and on G, and if the tangent line to F at P is different from the tangent line to G at P . We want the intersection number to be one exactly when F and G meet transversally at P . More generally, we require (5) I (P, F ∩G) ≥ m P (F )m P (G), with equality occurring if and only if F and G have not tangent lines in common at P . The intersection numbers should add when we take unions of curves: (6) If F = F i i , and G =
r
G j , then I (P, F ∩G) =
sj
i , j r i s j I (P, F i
∩G j ).
The last requirement is probably the least intuitive. If F is irreducible, it says that I (P, F ∩G) should depend only on the image of G in Γ(F ). Or, for arbitrary F , (7) I (P, F ∩G) = I (P, F ∩ (G + AF )) for any A ∈ k[X , Y ]. Theorem 3. There is a unique intersection number I (P, F ∩ G) deﬁned for all plane curves F , G, and all points P ∈ A2 , satisfying properties (1)–(7). It is given by the formula I (P, F ∩G) = dimk (O P (A2 )/(F,G)). Proof of Uniqueness. Assume we have a number I (P, F ∩ G) deﬁned for all F , G, and P , satisfying (1)(7). We will give a constructive procedure for calculating I (P, F ∩ G) using only these seven properties, that is stronger than the required uniqueness. We may suppose P = (0, 0) (by (3)), and that I (P, F ∩ G) is ﬁnite (by (1)). The case when I (P, F ∩G) = 0 is taken care of by (2), so we may proceed by induction; assume I (P, F ∩ G) = n > 0, and I (P, A ∩ B ) can be calculated whenever I (P, A ∩ B ) < n. Let F (X , 0),G(X , 0) ∈ k[X ] be of degree r , s respectively, where r or s is taken to be zero if the polynomial vanishes. We may suppose r ≤ s (by (4)). Case 1: r = 0. Then Y divides F , so F = Y H , and I (P, F ∩G) = I (P, Y ∩G) + I (P, H ∩G) (by (6)). If G(X , 0) = X m (a 0 + a 1 X + · · · ), a 0 = 0, then I (P, Y ∩ G) = I (P, Y ∩ G(X , 0)) = I (P, Y ∩ X m ) = m (by (7), (2), (6), and (5)). Since P ∈ G, m > 0, so I (P, H ∩ G) < n, and we are done by induction. Case 2: r > 0. We may multiply F and G by constants to make F (X , 0) and G(X , 0) monic. Let H = G − X s−r F . Then I (P, F ∩G) = I (P, F ∩ H ) (by (7)), and deg(H (X , 0)) = t < s. Repeating this process (interchanging the order of F and H if t < r ) a ﬁnite number of times we eventually reach a pair of curves A, B that fall under Case 1, and with I (P, F ∩G) = I (P, A ∩ B ). This concludes the proof. Proof of Existence. Deﬁne I (P, F ∩ G) to be dimk (O P (A2 )/(F,G)). We must show that properties (1)–(7) are satisﬁed. Since I (P, F ∩G) depends only on the ideal in O P (A2 )
38
CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES
generated by F and G, properties (2), (4), and (7) are obvious. Since an afﬁne change of coordinates gives an isomorphism of local rings (Problem 2.22), (3) is also clear. We may thus assume that P = (0, 0), and that all the components of F and G pass through P . Let O = O P (A2 ). If F and G have no common components, I (P, F ∩ G) is ﬁnite by Corollary 1 of §2.9. If F and G have a common component H , then (F,G) ⊂ (H ), so there is a homomorphism from O /(F,G) onto O /(H ) (Problem 2.42), and I (P, F ∩G) ≥ dimk (O /(H )). But O /(H ) is isomorphic to O P (H ) (Problem 2.44), and O P (H ) ⊃ Γ(H ), with Γ(H ) inﬁnitedimensional by Corollary 4 to the Nullstellensatz. This proves (1). To prove (6), it is enough to show that I (P, F ∩ G H ) = I (P, F ∩ G) + I (P, F ∩ H ) for any F,G, H . We may assume F and G H have no common components, since the result is clear otherwise. Let ϕ : O /(F,G H ) → O /(F,G) be the natural homomorphism (Problem 2.42), and deﬁne a klinear map ψ : O /(F, H ) → O /(F,G H ) by letting ψ(z) = G z, z ∈ O (the bar denotes residues). By Proposition 7 of §2.10, it is enough to show that the sequence 0 −→ O /(F, H ) −→ O /(F,G H ) −→ O /(F,G) −→ 0 is exact. We will verify that ψ is onetoone; the rest (which is easier) is left to the reader. If ψ(z) = 0, then G z = uF + vG H where u, v ∈ O . Choose S ∈ k[X , Y ] with S(P ) = 0, and Su = A, Sv = B , and Sz = C ∈ k[X , Y ]. Then G(C − B H ) = AF in k[X , Y ]. Since F and G have no common factors, F must divide C − B H , so C − B H = DF . Then z = (B /S)H + (D/S)F , or z = 0, as claimed. Property (5) is the hardest. Let m = m P (F ), n = m P (G). Let I be the ideal in k[X , Y ] generated by X and Y . Consider the following diagram of vector spaces and linear maps: k[X , Y ]/I n ×k[X , Y ]/I m
ψ ψ ϕ
/ k[X , Y ]/I m+n
ϕ
/ k[X , Y ]/(I m+n , F,G)
α
/0
O /(F,G)
π
/ O /(I m+n , F,G)
/0
where ϕ, π, and α are the natural ring homomorphisms, and ψ is deﬁned by letting ψ(A, B ) = AF + BG. Now ϕ and π are clearly surjective, and, since V (I m+n , F,G) ⊂ {P }, α is an isomorphism by Corollary 2 in §2.9. It is easy to check that the top row is exact. It follows that dim(k[X , Y ]/I n ) + dim(k[X , Y ]/I m ) ≥ dim(Ker(ϕ)), with equality if and only if ψ is onetoone, and that dim(k[X , Y ]/(I m+n , F,G)) = dim(k[X , Y ]/I m+n ) − dim(Ker(ϕ)).
(H Y )N ∈ (F.e. Proof of (a). 0). Y ]/I n ) − dim(k[X . X N and Y N are in (F. Y ]/(I m+n . if L were a common tangent to F and G at P . Y ]/I m ) = mn 39 (by Problem 2. as desired. so F m divides B s . and G n divides A r . 0). . This shows that I (P. F. where each term of B F has degree ≥ i + j +1. . Two things should be noticed about the uniqueness part of the above proof. and that I (P. Y ] for some N . Property (5) is therefore a consequence of: Lemma. INTERSECTION NUMBERS Putting all this together. The second is an equality if and only if ψ is onetoone.35(c)).G)) = dim(k[X . if we can show that I t ⊂ (F. Conversely.G)O . we get the following string of inequalities: I (P. The set {A i j  i + j = t } forms a basis for the vector space of all forms of degree t in k[X . Suppose r < m or s < n. Then A i j = B F −B F . F ∩ G) = mn if and only if both inequalities in the above string are equalities. This completes the proof of the lemma. write F m = LF m−1 and G n = LG n−1 .17).3. To prove (a). . But i + j ≥ m + n − 1 implies that either i ≥ m or j ≥ n. i. so AF + BG = A r F m + B s G n + · · · .e. it therefore sufﬁces to show that A i j ∈ (F. so ψ is not onetoone. Write F = A m0 +F . H (P ) = 0 (Problem 1.G)). M j = M n if j > n. Suppose the tangents are distinct.G)O for t ≥ m + n − 1. the only part of Property (5) that is needed is that I ((0.G)O for all sufﬁciently large t . Say i ≥ m. F ∩G) = dim(O /(F. AF + BG consists entirely of terms of degree ≥ m + n. (b) ψ is onetoone if and only if F and G have distinct tangents at P . Proof of (b). Y ] (Problem 2.G)O . . But F m and G n have no common factors. . Let L 1 . We will be ﬁnished.G)) ≥ dim(k[X . (The reader might try to ﬁnd a minimal set of axioms that characterizes the intersection . F. Since H N is a unit in O . .. Write A = A r + higher terms. i. and choose a polynomial H so that H (Q i ) = 0. . . .G) = {P. and therefore I 2N ⊂ (F. it shows that. for example. First. Therefore s ≥ m. so A i j = A m0 B . M n the tangents to G.Q s }. B = B s + · · · . . L m be the tangents to F at P . if I m+n ⊂ (F. and also of Theorem 3.G) ⊂ k[X . X ∩ Y ) = 1. Properties (1)–(7) are exceedingly redundant. and let A i j = L 1 · · · L i M 1 · · · M j for all i . F ∩ G) ≥ mn. where all terms of F are of degree ≥ m+1.G)) ≥ dim(O /(I m+n . as axioms.Q 1 . The ﬁrst such inequality is an equality if π is an isomorphism. This fact is surely a consequence of the Nullstellensatz: let V (F. and that ψ(A. then I t ⊂ (F. r ≥ n. so (H X )N .G)O for all i + j ≥ m +n −1.46 and arithmetic). where B is a form of degree t = i + j −m. (a) If F and G have no common tangents at P . . j ≥ 0 (A 00 = 1). B ) = (0.G)O . −F m−1 ) = 0. Then ψ(G n−1 . . so (A. Y ]/I m+n ) − dim(k[X . Then we must have r + m = s + n and A r F m = −B s G n ..3. B ) = AF + BG = 0. M 1 . Let L i = L m if i > m. then. Then H X and H Y are in I (V (F.
Making imaginative use of (5) and (7) can save much time. Deﬁne G(T ) = F (a + T b. Give a proof of Property (8) that uses only Properties (1)–(7). λi distinct. as in the examples of Section 1. X 4 ∩ Y ) = 4 (by (7). ∗ 3. the proof shows that the calculation of intersection numbers is a very easy matter.) Second. So I (P. Show that there is a natural onetoone correspondence between the λi and the points P i ∈ L ∩ F . We can get rid of the worst part of F by replacing F by F − (X 2 + Y 2 )E = Y ((X 2 + Y 2 )(Y 2 − 3X 2 ) − 4X 2 Y ) = Y G. then F has only one component passing through P . where E = (X 2 + Y 2 )2 + 3X 2 Y − Y 3 . and suppose F has only one tangent L at P . E ∩ F ). Let us calculate I (P. which is Y (5X 2 − 3Y 2 + 4Y 3 + 4X 2 Y ) = Y H . 0). F ∩ H )). E ∩ F ) = 14.18. 0). then I (P. Find the intersection numbers of various pairs of curves from the examplse of Section 1.40 CHAPTER 3. then ordF (G) = P dimk (O P (F )/(g )) (Problem 2. Let L be a line that is not a component of F . If g is the image of G in O P (F ). F ∩ L) ≥ 3. F ∩G). I (P. (8) If P is a simple point on F . we apply the process of the uniqueness proof to get rid of the X terms: Replace G by G + 3E .G) (Problem 2. Suppose L = {(a + t b.50(c)).G)). In particular. We may assume F is irreducible. this dimension is I (P. Then I (P. This is a consequence of Corollary 1 in §2. 3. I (P i . E ∩ G). F = (X 2 + Y 2 )3 − 4X 2 Y 2 .9. L ∩ F ) = e i . Show that under this correspondence. and I (P. F ∩G).44). Let F be an afﬁne plane curve. E ∩ F ) = 2I (P. Since O P (F )/(g ) is isomorphic to O P (A2 )/(F.21. (b) Suppose P = (0. LOCAL PROPERTIES OF PLANE CURVES number. (c) Show that if P is a cusp on F . Show that P is a cusp if and only if F X X X (P ) = 0. (a) Show that I (P. Example. but the proof shows that nothing more is needed than some arithmetic with polynomials. then I (P. L ∩ F ) ≤ deg(F ). then I (P. The curve F is said to have an (ordinary) cusp at P if I (P. and L = Y . (9) If F and G have no common components. the ﬁrst of these can also be used to simplify calculations.20.22. Give some examples. If P is a simple point on F . at the point P = (0. Two more properties of the intersection number will be useful later. E ∩ Y ) = I (P. P Proof. F ∩ L) = 3. Factor G(T ) = (T − λi )e i . (6)). F ∩ L) > m P (F ).19. Problems 3. c + T d ). F ∩G) = dimk (k[X . c + t d )  t ∈ k}.17. But I (P. 3. . E ∩ H ) = m P (E )m P (H ) = 6 (by (5)). and P = (0. A line L is tangent to a curve F at a point P if and only if I (P. E ∩ H ). 0). F ∩ (G + H )) ≥ min(I (P. Suppose P is a double point on a curve F . P Proof. Y ]/(F. F ∩G) = ordF (G). Since no obvious method is available to ﬁnd I (P. I (P. E ∩ Y ) + I (P. Give an example to show that this may be false if P is not simple on F . 3. 3.
(c) Suppose there are G 1 . . F has only one tangent line L at P . . Show that I (P.3. all λ ∈ k. Y ] such that I (P. Generalize the results of the preceding problem to this case. Y ]. P = (0. . Thus F has m tangents at P . 0). A point P on a curve F is called a hypercusp if m P (F ) > 1. . L ∩ F ) = m P (F ) + 1. For G ∈ k[X . . . L m .13). F ∩ G i ) > m and g i = λg j for all i = j . and L i is the tangent to G i .) (d) Show that P is an ordinary multiple point on F if and only if there are g 1 .24. so L i is tangent to F by Property (5) of intersection numbers. with tangents L 1 . Y ]} to m/m2 taking a X + bY to ax + b y is an isomorphism of vector spaces (see Problem 3. INTERSECTION NUMBERS 41 3. F ∩ L i ) > m and l i = λl j for all i = j . (Hint:: Write G i = L i + higher terms. and dim O P (F )/(g i ) > m. .G m ∈ k[X . and I (P. λ ∈ k. . (b) Suppose P is an ordinary multiple point. and all λ ∈ k. denote its residue in Γ(F ) by g . ∗ 3. and for g ∈ m. denote its residue in m/m2 by g . Let m = mP (F ). l i = g i = 0. . g m ∈ m such that g i = λg j for all i = j . . Let F be an irreducible plane curve. The object of this problem is to ﬁnd a property of the local ring O (F ) that P determines whether or not P is an ordinary multiple point on F . m = m P (F ) > 1. (a) Show that the map from {forms of degree 1 in k[X . . .23. Show that P is an ordinary multiple point on F .3. .
42 CHAPTER 3. LOCAL PROPERTIES OF PLANE CURVES .
y) ∈ A2 with the point (x. : x n+1 ]. . . . . . . Every point (x.1 Projective Space Suppose we want to study all the points of intersection of two curves. . . . . . and if x i = 0. 1) ∈ A3 . . λx n+1 )  λ ∈ k}. Projective nspace over k. y. n + 1. . If a point P ∈ Pn is determined as above by some (x 1 . Note that the i th coordinate x i is not welldeﬁned. x i +1 . 0. 0)}. . . . . Elements of Pn will be called points. but the curve is asymptotic to the line. . Any point (x) = (x 1 . This leads to the following deﬁnition: Let k be any ﬁeld. 0) except those lying in the plane z = 0 corresponds to exactly one such point. or simply Pn . . : x n+1 ] to indicate that (x 1 . is deﬁned to be the set of all lines through (0. but that it is a welldeﬁned notion to say whether the i th coordinate is zero or nonzero. 1) determines a line in A3 that passes through (0. . We often write P = [x 1 : . . Then Pn may be identiﬁed with the set of equivalence classes of points in An+1 {(0. . . we say that (x 1 . 0. α ∈ k. . written Pn (k). . they no not intersect. We want to enlarge the plane in such a way that two such curves intersect “at inﬁnity”. Two such points (x) and (y) determine the same line if and only if there is a nonzero λ ∈ k such that y i = λx i for i = 1. . : x i −1 : 1 : x i +1 : . . the ratios x j /x i are welldeﬁned (since they are unchanged under equivalence). . . . . Every line through (0. . 0. consider for example the curve Y 2 = X 2 +1 and the line Y = αX . Each P ∈ Ui can be written uniquely in the form P = [x 1 : . . We let Ui = {[x 1 : . If we deﬁne ϕi : An → Ui by ϕi (a 1 . 1). namely {(λx 1 . . . they intersect in two points. x n+1 ) are called the nonhomogeneous coordinates for P with respect to Ui (or X i . . or i ). 0) and (x. . .Chapter 4 Projective Varieties 4. The coordinates (x 1 . . let us say that (x) and (y) are equivalent if this is the case. 0. x n+1 ) ∈ An+1 . . . . x n+1 ) are homogeneous coordinates for P . 0) in the plane z = 0 can be thought of as corresponding to the “points at inﬁnity”. : x n+1 ] ∈ Pn  x i = 0}. a n ) = 43 . y. . x n+1 ) = (0. x i −1 . . . . . . . . 0) in An+1 (k). . . . The lines through (0. When α = ±1. One way to achieve this is to identify each point (x. . . y. 0) determines a unique such line. 0. . x n+1 ) are homogeneous coordinates for P . If α = ±1.
. .3. F i a form of degree i . . . H∞ is often called the hyperplane at inﬁnity. . when extended in this way. (3) Consider a line Y = mX + b in A2 . x n+1 ) = 0 for all homogeneous coordinates for P . . the points on the line correspond to the points [x : y : z] ∈ P2 with y = mx + bz and z = 0. . . Here H∞ is called the line at inﬁnity. . .) 4. (2) P2 (k) = {[x : y : 1]  (x. . . . . For convenience we usually concentrate on Un+1 . x n+1 ). . (a) Show that the deﬁnitions of this section carry over without change to the case where k is an arbitrary ﬁeld. then ϕi sets up a onetoone correspondence between the points of An and the points of Ui . λx n+1 ) = λi F i (x 1 . . pass through the same point at inﬁnity. Let H∞ = Pn Un+1 = {[x 1 : . Write F = F i . and suppose F (x 1 . . (4) Consider again the curve Y 2 = X 2 + 1. . x n+1 ) = 0 for every choice of homogeneous coordinates (x 1 . What points in P2 do not belong to two of the three sets U1 . : x n ] shows that H∞ may be identiﬁed with Pn−1 .U2 . Let P ∈ Pn (k). . : a n ]. Let F ∈ k[X 1 . . (b) If k 0 is a subﬁeld of k. . . . PROJECTIVE VARIETIES [a 1 : . . . many details will be left to the reader.2. (We must make the equation homogeneous so that solutions will be invariant under equivalence). Since the concepts and most of the proofs are entirely similar to those for afﬁne algebraic sets. If we identify A2 with U3 ⊂ P2 .2 Projective Algebraic Sets In this section we develop the idea of algebraic sets in Pn = Pn (k). Examples. y) ∈ A2 } ∪ {[x : y : 0]  [x : y] ∈ P1 }. . show that Pn (k 0 ) may be identiﬁed with a subset of Pn (k). so Pn is covered by i =1 n + 1 sets each of which looks just like afﬁne nspace. P1 (k) is the projective line over k. (Hint: consider G(λ) = F (λx 1 . These are the points where the lines Y = X and Y = −X intersect the curve. 1 (1) P (k) = {[x : 1]  x ∈ k} ∪ {[1 : 0]}. . (0) P0 (k) is a point. . . The set {[x : y : z] ∈ P2  y = mx + bz} ∩ H∞ = {[1 : m : 0]}. .U3 ? ∗ 4. 4. x n+1 ) for P . : x n : 0] ↔ [x 1 : . . Thus Pn = Un+1 ∪ H∞ is the union of an afﬁne nspace and a set that gives all directions in afﬁne nspace. So all lines with the same slope. X n+1 ] (k inﬁnite). Z = 0. . {[x : y : z] ∈ P2  y 2 = x 2 + z 2 } intersects H∞ in the two points [1 : 1 : 0] and [1 : −1 : 0]. . . . Show that each F i (x 1 . . : a i −1 : 1 : a i : . : x n+1 ]  x n+1 = 0}.44 CHAPTER 4. P2 (k) is called the projective plane over k. . Problems 4. The correspondence [x 1 : .1. P1 (k) is the afﬁne line plus one point at inﬁnity. . x n+1 ) for ﬁxed (x 1 . . The corresponding set in P2 is given by the homogeneous equation Y 2 = X 2 + Z 2 . Note that Pn = n+1 Ui .
4 below. . deg(F i ) = i . but using Problem 4. . If I = (F (1) . Conversely. x n+1 ∈ An+1  [x 1 : . . Such a set is called an algebraic set in Pn . I p for the projective operations. 0)} . X n+1 ] I algebraic sets in Pn (k) satisfy most of the properties we found in the corresponding afﬁne situation (see Problem 4. so V (S) = V ({F j ) }) is the set of zeros of a ﬁnite number of forms. The operations V n homogeneous ideals in k[X 1 . . If F is a form. . If V is an algebraic set in Pn . . In practice it should always be clear which is meant. . . . . we deﬁne C (V ) = {(x 1 . I a for the afﬁne ones. we have also F i ∈ I . x n+1 ) for P . let S = {F (α) } be a set of forms generating an ideal I . or a projective algebraic set. . . X n+1 ]  every P ∈ X is a zero of F }. we conclude that F m = A (α) F (α) . If we write F as a sum of forms in the usual way. The same proof as in the afﬁne case. if there is any danger of confusion. .2). where F (i ) = (i F j ). An ideal I ⊂ k[X 1 . F (r ) ) is homogeneous. . (i Proof. . Va . . . . its irreducible components. I (X ) is a homogeneous ideal. . so F m ∈ I . we will write Vp . We have used the same notation in these two situations. F (r ) ). . then each form vanishes on any set of homogeneous coordinates for P (Problem 4. . . .2. . then I is generated by {F j ) }. . V (I ) = V (S). . An irreducible algebraic set in Pn is called a projective variety. Write F = A (α) F (α) . If I = (F (1) . x n+1 ) = 0 45 for every choice of homogeneous coordinates (x 1 . . . If I is the ideal generated by S. with deg(F (α) ) = d α . we then write F (P ) = 0. For any set X ⊂ Pn . X n+1 ] is called homogeneous if for every F = m F i ∈ I . . X n+1 ] if F (x 1 . x n+1 ) = (0. An ideal I ⊂ k[X 1 . m−d α An algebraic set V ⊂ P is irreducible if it is not the union of two smaller algebraic sets. . . then V (I ) = V ({F j ) }). . . . . we let I (X ) = {F ∈ k[X 1 . (i (i (i F j ) a form of degree j . .6). For any set X ⊂ Pn . . The ideal I (X ) is called the ideal of X . PROJECTIVE ALGEBRAIC SETS A point P ∈ Pn is said to be a zero of a polynomial F ∈ k[X 1 . . . . X n+1 ]. we let V (S) = {P ∈ Pn  P is a zero of each F ∈ S}. Proposition 1.4. . for then F − F m ∈ I . . . . and F vanishes at one representative of P . . . and suppose F = F m + · · · + F r ∈ I . . X n+1 ] is homogeneous if and only if it is generated by a (ﬁnite) set of forms. F i i =0 a form of degree i . . . . Comparing terms of the same degree. and an inductive argument ﬁnishes the proof. . Any projective algebraic set can be written uniquely as a union of projective varieties. . . : x n+1 ] ∈ V or (x 1 . . For any set S of polynomials in k[X 1 . It sufﬁces to show that F m ∈ I . shows that V is irreducible if and only if I (V ) is prime. then it vanishes at every representative.
. X n+1 ]. . . n + 1. (ii) Va (I ) ⊂ {(0. Every element f ∈ Γ may be written uniquely as f = f 0 + · · · + f m . is deﬁned to be {z ∈ k h (V )  for some forms f . X n+1 ]/I (V ) is a domain. may be called the coordinate hyperplanes. so the value of f /g is independent of the choice of homogeneous coordinates. X n+1 ) (by the afﬁne Nullstellensatz). and let Γ = k[X 1 . More generally. let I be any homogeneous ideal in k[X 1 . . In contrast with the case of afﬁne varieties. . The hyperplanes V (X i ). . . except that we must always make an exception with the ideal (X 1 . . . . . and (iv) (X 1 . . write F = F i . Proof. z = f /g }. . If f is the residue of F ∈ k[X 1 . The function ﬁeld of V . . where f i is the residue of F i . if f . so f i = g i . (iii) Rad(I ) = I a (Va (I )) ⊃ (X 1 . X n+1 ] such that Vp (I ) = .46 CHAPTER 4. Then (1) Vp (I ) = if and only if there is an integer N such that I contains all forms of degree ≥ N . . PROJECTIVE VARIETIES to be the cone over V . Proof. written k(V ). . Let I be a homogeneous ideal in k[X 1 . A hyperplane is a hypersurface deﬁned by a form of degree one. . Irreducible hypersurfaces correspond to irreducible forms. g ∈ Γh (V ) of the same degree. it is called the homogeneous function ﬁeld of V . f (λx)/g (λx) = λd f (x)/λd g (x) = f (x)/g (x). . there is a onetoone correspondence between projective hypersurfaces V = V (F ) and the (nonconstant) forms F that deﬁne V provided F has no multiple factors (F is determined up to multiplication by a nonzero λ ∈ k). . (2) I p (Vp (I )) = I a (C (Vp (I ))) = I a (Va (I )) = Rad(I ). g are both forms in Γh (V ) of the same degree d . g i = residue of G i . and since I is homogeneous.41). X n+1 ]. If n = 2. with f i a form of degree i . . . . each F i −G i ∈ I . . . likewise most elements of k h (V ) cannot be regarded as functions. . . . X n+1 ]. (2) If Vp (I ) = . no elements of Γh (V ) except the constants determine functions on V . However. . . X n+1 ]/I . . . 0)}. . . . Let k h (V ) be the quotient ﬁeld of Γh (V ). and if I is a homogeneous ideal in k[X 1 . . and then f = f i . Let V be a nonempty projective variety in Pn . This reduces many questions about Pn to questions about An+1 . An element f ∈ Γ will be called a form of degree d if there is a form F of degree d in k[X 1 . . . . Proposition 2. . . Then F − G i = (F i − G i ) ∈ I . . For example PROJECTIVE NULLSTELLENSATZ. If V = . It is not difﬁcult to verify that k(V ) is a . then f /g does deﬁne a function. Then I (V ) is a prime ideal. . . so the residue ring Γh (V ) = k[X 1 . . . . i = 1. suppose also f = g i . then I p (Vp (I )) = Rad(I ). It is called the homogeneous coordinate ring of V . To show the uniqueness. the V (X i ) are the three coordinate axes. X n+1 ] whose residue is f . then C (Vp (I )) = Va (I ). at least where g is not zero: in fact. then I a (C (V )) = I p (V ). (1) The following four conditions are equivalent: (i) Vp (I ) = . . X n+1 )N ⊂ I (by Problem 2. In particular. X n+1 ). or the hyperplanes at inﬁnity with respect to Ui . The usual corollaries of the Nullstellensatz go through. .
Let I be a homogeneous ideal in k[X 1 . . V = V (F ) ⊂ P2 . then T takes lines through the origin into lines through the origin (Problem 2. . If T : An+1 → An+1 is a linear change of coordinates. f (P ) = 0}. Show that each irreducible component of a cone is also a cone.15). k ⊂ k(V ) ⊂ k h (V ). Ti forms of degree 1. Tn+1 ). . for any forms F. . So T determines a map from Pn to Pn .6. . g (P ) = 0. then V T = V (F 1 .7. . (a) Construct an exact sequence 0 −→ R −→ R −→ Γ −→ 0. where F iT = T F i (T1 . . Z ]. which DVR corresponds to the point at inﬁnity? ∗ 4. Tn+1 ). We say that z is deﬁned at P if z can be written as z = f /g . Let I be a homogeneous ideal in k[X . we write V T for T −1 (V ). and g (P ) = 0. . . If V is an algebraic set in Pn . . . and T induces ˜ isomorphisms T : Γh (V ) → Γh (V T ). then T −1 (V ) is also an algebraic set in Pn . X n+1 ]/I . If V = V (F 1 . Let t = X /Y ∈ k(V ). Let R = k[X . . and show that k(V ) = k(t ). 4.5.4. . T T and T = (T1 .9. . f . Let V = P1 . . . The value z(P ) of a function z ∈ O P (V ) is welldeﬁned. Then V is a variety if and only if V is a variety. . and O P (V ) → OQ (V T ) if T (Q) = P. . . it is a local ring.2. X n+1 ]. It is called the local ring of V at P . Γh (V ) = k[X . . Elements of k(V ) are called rational functions on V . with maximal ideal mP (V ) = {z  z = f /g . Show that I is prime if and only if the following condition is satisﬁed. Y ]. but Γh (V ) ⊂ k(V ). .4. and 1 n+1 Γ = k[X 1 . k(V ) → k(V T ). . F ∈ R an irreducible form of degree n. z ∈ k(V ). 4. show that Rad(I ) is also homogeneous. . F r ). If I is a homogeneous ideal. n(n − 3) 2 ψ ϕ . X n+1 ]. . . 4. State and prove the projective analogues of properties (1)–(10) of Chapter 1. Y . F r ). 4. . . if F G ∈ I . called a projective change of coordinates. (b) Show that dimk {forms of degree d in Γ} = d n − if d > n. . Problems ∗ 4. then F ∈ I or G ∈ I . Show that the forms of degree d in Γ form a ﬁnitedimensional vector space over k. where ψ is multiplication by F .10. Sections 2 and 3. and Γ = Γh (V ). . g forms of the same degree. Show that there is a natural onetoone correspondence between the points of P1 and the DVR’s with quotient ﬁeld k(V ) that contain k (see Problem 2. We let O P (V ) = {z ∈ k(V )  z is deﬁned at P }.27). O P (V ) is a subring of k(V ). . .8. . 4.G ∈ k[X 1 . Let P ∈ V . PROJECTIVE ALGEBRAIC SETS 47 subﬁeld of k h (V ). X ].
. . . 2.17. P 3 (resp. Q = [b 1 : .15. Prove the projective analogue of Problem 2. L 3 (resp. . let V be an algebraic set in Pn . Show that H ∩ H ∩· · ·∩ H = . X n ]. (c) Show that the m that appears in part (b) is independent of the choice of T . In this section we study the relations between the algebraic sets in An and those in Pn . Show that there is a projective change of coordinates T : P2 → P2 such that T (P i ) = Q i . PROJECTIVE VARIETIES ∗ 4. Let I ∗ be the ideal in k[X 1 . . . X n+1 ). . (1) If V ⊂ An . . Let L 1 . A set V ⊂ Pn (k) is called a linear subvariety of Pn (k) if V = V (H1 . H ∗∗ = H .12.15. . (a) Show that if T is a projective change of coordinates. I = I (V ) ⊂ k[X 1 . µ ∈ k. . 3. m ≤ n. X n ]. i = 1. where each Hi is a form of degree 1. . It is called the dimension of V (m = −1 if V = ). λ = 0 or µ = 0}. : λa n+1 + µb n+1 ]  λ.14. P 2 . Let I ∗ be the ideal in k[X 1 .13. and apply Problem 4. L 2 . Show that the pole set of z is an algebraic subset of V .3 Afﬁne and Projective Varieties We consider An as a subset of Pn by means of the map ϕn+1 : An → Un+1 ⊂ Pn . . Section 6 for notation). (b) Show that P ∗∗ = P . (a) Show that assigning [a 1 : . If P ∈ Pn . then V T = T −1 (V ) is also a linear subvariety.) Extend this to n + 1 hyperplanes in Pn . . Let H . Hr ). X n+1 ] generated by {F ∗  F ∈ I } (see Chapter 2. . Show that there is a projective change of coordinates: T : P2 → P2 such that T (L i ) = M i . . . . . . . Q 1 . so V is a variety. . M 1 . . then V∗ ⊂ W∗ ⊂ An . . . : a n+1 ] ∈ Pn to H sets up a natural onetoone correspondence between {hyperplanes in Pn } and Pn . Let P = [a 1 : . ∗ 4. (2) If V ⊂ W ⊂ An . Let V be an algebraic set in An . ∗ 4. . Q i = M j ∩ M k . then ϕn+1 (V ) = V ∗ ∩Un+1 . If V ⊂ W ⊂ Pn . if H is a hyperplane. .Q 2 . not passing through a point.11.Q 3 ) be three points in P2 not lying on a line. . Let z be a rational function on a projective variety V . H ∗ denotes the corresponding point. . i . Note that (a 1 . . .14. I = I (V ) ⊂ k[X 1 . .18. ∗ 4. not lying on a hyperplane. and (V ∗ )∗ = V . . (Hint:: Let P i = L j ∩L k . (b) Show that there is a projective change of coordinates T of Pn such that V T = V (X m+2 . . . Let H = V ( a i X i ) be a hyperplane in Pn . The line L through P and Q is deﬁned by L = {[λa 1 + µb 1 : . k distinct. . . 4. This is the wellknown duality of the projective space. Proposition 3. M 3 ) be lines in P2 (k) that do not all pass through a point. let P ∗ be the corresponding hyperplane. Conversely. This I ∗ is a homogeneous ideal. 4. We deﬁne V∗ to be V (I ∗ ) ⊂ An .48 CHAPTER 4. 1 m 1 2 m ∗ 4. : a n+1 ]. we deﬁne V ∗ to be V (I ∗ ) ⊂ Pn . M 2 . . then V ∗ ⊂ W ∗ ⊂ Pn . X n ] generated by {F ∗  F ∈ I }. . Extend this to n + 1 points in Pn . ∗ 4. : b n+1 ] be distinct points of Pn . a n+1 ) is determined by H up to a constant. . H be hyperplanes in Pn . . ∗ 4. Let P 1 . Show that any two distinct lines in P2 intersect in one point. .16. j . Show that P ∈ H if and only if H ∗ ∈ P ∗ .
so F ∗ ∈ I (V ). If V = V (F ) is an afﬁne hypersurface. then V ∗ = i Vi∗ is the irreducible decomposition of V ∗ in Pn . it follows readily that I ∗ is also prime. 4. (3). (6) If V An is not empty. and let f ∗ = I (V )residue of F ∗ (one checks that this is independent of the choice of F ). and (5). We usually use α to identify k(V ) with k(V ∗ ). then no component of V ∗ lies in or contains H∞ = n P Un+1 . . If we form V∗ with respect to Ui (as with Un+1 ). and X n+1 ∈ I (V ) since V ⊂ H∞ . Any projective variety V ⊂ Pn is covered by the n + 1 sets V ∩ Ui . If f ∈ Γh (V ∗ ) is a form of degree d .4. so X n+1 (F N )∗ ∈ I (V ) for some t (Proposition 5 (3) of §2.20. If I is prime. where f . Since ϕn+1 (V∗ ) ⊂ V . g are forms of the same degree on V ∗ . (7): We may assume V ⊂ Pn is irreducible. AFFINE AND PROJECTIVE VARIETIES 49 (3) If V is irreducible in An . it sufﬁces to show that V ⊂ (V∗ )∗ . Proof. or that I (V∗ )∗ ⊂ I (V ). we may assume V is irreducible. Except for projective varieties lying in H∞ . then V∗ An and (V∗ )∗ = V . so F = X n+1 (F ∗ )∗ ∈ I (V )∗ . Prove: . then V ∗ = V (F ∗ ) (see Problem 4. we may deﬁne f ∗ ∈ Γ(V ) as follows: take a form F ∈ k[X 1 . so W ⊃ V ∗ .19. V ∗ ⊂ Pn its projective closure. and the local rings are isomorphic. then V ∗ is the smallest algebraic set in Pn that contains ϕn+1 (V ). then a form F belongs to I ∗ if and only if F ∗ ∈ I . and O P (V ) with O P (V ∗ ).3. with F ∗ ∈ (X n+1 ). Let V = V (Y − X 2 . . there is a natural onetoone correspondence between nonempty afﬁne and projective varieties (see Problem 4. the points on V ∩Ui correspond to points on V∗ . If V ⊂ An . Let V be an afﬁne variety. V ∗ ⊂ H∞ by (1). (4) If V = i Vi is the irreducible decomposition of V in An .19). . Then F N ∈ I (V )∗ for some t N (Nullstellensatz). we may consider P ∈ V ∗ (by means of ϕn+1 ) and then α induces an isomorphism of O P (V ∗ ) with O P (V ). Thus questions about V near a point P can be reduced to questions about an afﬁne variety V∗ (at least if the question can be answered by looking at O P (V )). as desired. Z − X 3 ) ⊂ A3 . To prove (5). If V is an algebraic set in An . If F ∈ r I (W ). as desired.6). then F ∗ ∈ I (V ). V ∗ ⊂ Pn is called the projective closure of V . (7) If V ⊂ Pn . and no component of V lies in or contains H∞ . If P ∈ V .6. . If I = (F ) is the ideal of an afﬁne hypersurface. X n+1 ] whose I p (V ∗ )residue is f . But I (V ) is prime. which proves (3). If V ∗ ⊃ H∞ . show that I ∗ = (F ∗ ). (5) If V ⊂ An . (1) follows from Proposition 5 of §2. To prove (6). I = I (V ). then V ∗ is irreducible in Pn . But if 0 = F ∈ I (V ). So V ∗ ⊃ H∞ .22). (2) is obvious. Problems ∗ 4. then I (V )∗ ⊂ I (V ∗ ) ⊂ I (H∞ ) = (X n+1 ). suppose W is an algebraic set in Pn that contains ϕn+1 (V ). then F ∗ ∈ I (V )∗ . We then deﬁne a natural isomorphism α : k(V ∗ ) → k(V ) as follows: α( f /g ) = f ∗ /g ∗ . Let F ∈ I (V∗ ). Therefore I (W ) ⊂ I (V )∗ . (4) follows from (2).
. . . . . and m k(V ) = {z ∈ k h (V )  z = f /g . y ∈ k}. c) ∈ A3  ax + b y + c z = 0} is a hyperplane in A3 . . PROJECTIVE VARIETIES (a) I (V ) = (Y − X 2 . . ﬁnally. Write k[X . to be {F ∈ k[X . it does not follow that I (V )∗ = (F 1 . Show that the lines through P consist of the following: (a) The “vertical” lines L λ = V (X − λZ ) = {[λ : t : 1]  t ∈ k} ∪ {P }. show that I b (V ) is bihomogeneous.q F p. If V ⊂ Pn × Pm is a variety (i. y) = 0 for all F ∈ S}. (b) Z W − X Y ∈ I (V )∗ ⊂ k[X . Y1 . irreducible). For any V ⊂ Pn × Pm . Show that if V ⊂ W ⊂ Pn are varieties. . . . Y ]/I b (V ) is the bihomogeneous coordinate ring. . ∗ 4. .. Show that V = Pn or V = H∞ .q . If V = Pn . V∗ = An . Ym+1 ) with coefﬁcients in k[Y1 . X n+1 (resp. deﬁne I (V ). (b) Show that for any ﬁnite set of points in P2 . .25. Every F ∈ k[X . . A subset V of Pn × Pm will be called algebraic if V = V (S) for some S. but Z W − X Y ∈ ((Y − X 2 )∗ . Ym+1 ]. F r ). . If S is any set of biforms in k[X 1 . The local rings O P (V ) are deﬁned as before. this is not difﬁcult for afﬁne varieties. . . q) when considered as a polynomial in X 1 . The product Pn × Pm requires some discussion. . Y ]  F (x.q is a biform of bidegree (p. . Y ] may be written uniquely as F = p. Ym+1 ]. b. ∗ 4. . X n+1 ]). . y) = 0 for all (x. . . Z . ∗ 4. .W ]. . Let P = [0 : 1 : 0] ∈ P2 (k). and V is a hypersurface. Y ] for k[X 1 .23. . k[X 1 . Ym+1 ] (resp. We likewise leave it to the reader to develop the theory of multiprojective varieties in Pn1 × Pn2 × · · · × Pnr . or I b (V ). . . Suppose V is a variety in Pn and V ⊃ H∞ . q). then W = V or W = Pn (see Problem 1. Since An × A may be identiﬁed with An+m . Y1 . there is a line not passing through any of them. .21. 4.22. however. g biforms of the same bidegree in Γb (V )} is the function ﬁeld of V . (b) The line at inﬁnity L ∞ = V (Z ) = {[x : y : 0]  x. X n+1 . V∗ = . . q) if F is a form of degree p (resp. 4. .24. Y ] is called a biform of bidegree (p. Γb (V ) = k[X . we let V (S) or Vb (S) be {(x. y)  Pn × Pm  F (x. f . Describe all subvarieties in P1 and in P2 . . . We leave it to the reader to deﬁne a bihomogeneous ideal. (Z − X 3 )∗ ). but . ∗ 4. the reader develops the theory of algebraic subsets and varieties in mixed.e. Let P = [x : y : z] ∈ P2 . . If. Z − X 3 ). .4 Multiprojective Space We want to make the cartesian product of two varieties into a variety. (a) Show that {(a. A polynomial F ∈ k[X . .50 CHAPTER 4. or “multispaces” Pn1 × Pn2 × · · · × Pnr × Am (here a polynomial should be homogeneous in each set of variables that correspond to a projective space Pni .30). Y . where F p. Y1 . . while if V = H∞ . ∗ ∗ So if I (V ) = (F 1 . . . and likewise to carry out the entire development for algebraic sets and varieties in Pn × Pm as was done for Pn in Section 2. y) ∈ V }. X n+1 . . F r ). k b (V ) its quotient ﬁeld.
(a) Show that S is a welldeﬁned. then all projective. : x n ]. T0m . where Ui j = {[t ]  t i j = 0}. (b) Generalize part (a) to maps ϕ : An1 × Anr × Am → Pn1 × Pnr × Am . . .26. and T00 .28. Prove an analogue of Proposition 3 of §4. (a) Deﬁne maps ϕi . . . l = 0. Tnm coordinates for PN . . n. in this problem we let X 0 . .4. m}) ⊂ PN . (b) Show that if W is an algebraic subset of PN . ∗ 4. If we deﬁne A0 to be a point. S(Ui ×U j ) = V ∩Ui j . . . he or she will have the most general theory needed for the rest of this text. Show that S(Pn ×Pm ) = V . . onetoone mapping. ∗ 4. . . where N = (n + 1)(m + 1) − 1 = n + m + nm. . . Ym coordinates for Pm . Show that the pole set of a rational function on a variety in any multispace is an algebraic subset.3. S is called the Segre embedding of Pn × Pm in Pn+m+nm . Show that this sets up a correspondence between {nonempty afﬁne varieties in An1 +···+m } and {varieties in Pn1 × · · · × Am that intersect Un1 +1 × · · · × Am }. k = 0. In fact. . . Y0 . . .27. j . For simplicity of notation. MULTIPROJECTIVE SPACE 51 there is no restriction on those corresponding to Am ).4. . Deﬁne S : Pn × Pm → PN by the formula: S([x 0 : . multiprojective. . . . (c) Let V = V ({Ti j Tkl −Ti l Tk j  i . . T10 . Problems ∗ 4. .m+1 . then S −1 (W ) is an algebraic subset of Pn × Pm . X n be coordinates for n P . j : An+m → Ui ×U j ⊂ Pn × Pm . . : y m ]) = [x 0 y 0 : x 0 y 1 : . (d) Show that V is a variety. . T01 . Using ϕn+1. . . [y 0 : . : x n y m ]. Show that this correspondence preserves function ﬁelds and local rings. and afﬁne varieties are special cases of varieties in Pn1 × · · · × Pnr × Am . . . . deﬁne the “biprojective closure” of an algebraic set in An+m . .
52 CHAPTER 4. PROJECTIVE VARIETIES .
We let ordF denote the corresponding order function on k(F ). A projective plane curve is an equivalence class of forms. but if L were another choice. . This F ∗ depends on L. we can always ﬁnd a line L that doesn’t pass through any of the points (Problem 4. 1). 3 and 4 are called lines.3). Y . P ∈ Ui (i = 1. . Y . etc. If we are considering a ﬁnite set of points P 1 . cubic. m P (F ) = 1).2). ordF (G) P P P is the order at P of G/H . and F is irreducible. 1) is the corresponding afﬁne curve. If P is a simple point on F (i. The degree of a curve is the degree of a deﬁning form. Y . and invariant under projective change of coordinates (Theorem 2 of §3. and G ∗ is the residue of G ∗ in O P (F ). 2 or 3). If G is a form in P k[X . P n ∈ P2 . Note also that we may always ﬁnd a projective change of coordinates so that the line L becomes the line Z at inﬁnity: then. where F ∗ = F (X . . The results of Chapter 3 assure us that the multiplicity of a point on an afﬁne curve depends only on the local ring of the curve at that point. we want to allow multiple components: We say that two nonconstant forms F . we can dehomogenize F with respect to X i . G ∈ k[X . and we write O P (F ) instead of O P (V (F )) for an irreducible F . The multiplicity is independent of the choice of Ui . then O P (F ) is canonically isomorphic to O (x. So if F is a projective plane curve. to be m P (F ∗ ). Z ].1 Deﬁnitions A projective plane curve is a hypersurface in P2 . where H is any form of the same degree as G with H (P ) = 0. then O P (F ) is a DVR.. The notations and conventions regarding afﬁne curves carry over to projective curves (see §3. 53 . as with afﬁne curves. and G ∗ ∈ O P (P2 ) is determined as in the preceding paragraph. m P (F ). Y . and quartics respectively. and deﬁne the multiplicity of F at P . Note that when P = [x : y : 1]. 2. this F ∗ is the same as the old F ∗ = F (X . Curves of degree 1.25).y) (F ∗ ).e. we let F ∗ = F /L d ∈ k(P2 ). Equivalently. . under the natural identiﬁcation of k(A2 ) with k(P2 ) (§4. conics. The following notation will be useful. then F /(L )d = (L/L )d F ∗ and L/L is a unit in each O P i (P2 ).Chapter 5 Projective Plane Curves 5. Z ] are equivalent if there is a nonzero λ ∈ k such that G = λF . we deﬁne ordF (G) to be ordF (G ∗ ). except that. If F is a curve of degree d .1): thus we speak of simple and multiple components.
This is independent of the way F ∗ and G ∗ are formed. ∗ 5. F ∩G) to be dimk (O P (P2 )/(F ∗ . F a curve of degree n. Show that F = aY Z − bX 2 − c X Z − d Z 2 .5. and the intersection numbers at these points: (a) Y 2 Z − X (X − 2Z )(X + Z ) and Y 2 + X 2 − 2X Z . X n + Y n + Z n . equation F X (P )X + F Y (P )Y + F Z (P )Z = 0.19). and the multiplicities and tangents at the multiple points. Find all points of intersection of the following pairs of curves. Find a projective change of coordinates T so that F T = Y Z − X 2 − c X Z − d Z 2 . ﬁnd their multiple points. (b) Show that F X Y Z has only a ﬁnite number of multiple points. A should be a form with deg(A) = deg(G) − deg(F ).54 CHAPTER 5. 5. T should be a projective change of coordinates. ∗ 5.2.) (b) Show that. b = 0. (a) Show that F . (d) (X 2 + Y 2 )2 + 3X 2 Y Z − Y 3 Z and (X 2 + Y 2 )3 − 4X 2 Y 2 Z 2 . Z ). λ ∈ k. 5.6. Z )Y n−i .7. Show that the following curves are irreducible.3. up to projective .G ∗ )). and in (7). (a) (b) (c) (d) X Y 4 + Y Z 4 + X Z 4. P = [0 : 1 : 0] a simple point on F . n > 0.4. X 2Y 3 + X 2 Z 3 + Y 2 Z 3. Everything we will say about curves will be the same for two projectively equivalent curves. ∗ Let P be a simple point on F . F a form of dei i gree i . a. Let F be a projective plane curve. Show that two plane curves with no common components intersect in a ﬁnite number of points. Find T so that (F T )T = Y Z − X 2 .9. A point P in F is an ordinary multiple point of F if F has m P (F ) distinct tangents at P . F ∩ L) > m P (F ) (see Problem 3. For any F .1. (a) Let F be an irreducible conic. Show that the tangent line to F at P has the 5. P X P ∗ 5. P ∈ F . show that m (F ) ≥ m (F ) − 1. We can deﬁne a line L to be tangent to a curve F at P if I (P. Let F be an irreducible curve. Y 2 Z − X (X − Z )(X − λZ ). G be projective plane curves. Y + c X + d Z . and the factors of F m determine the tangents to F at P . ∗ 5. Show that m P (F ) is the smallest m such that F m = 0. Problems ∗ 5. We deﬁne the intersection number I (P.8. PROJECTIVE PLANE CURVES Let F . Let P = [0 : 1 : 0]. F = F (X . P ∈ P2 . Show that a point P is a multiple point of F if and only if F (P ) = F X (P ) = F Y (P ) = F Z (P ) = 0. and it satisﬁes Properties (1)–(8) of Section 3 of Chapter 3: in (3). or F = 0. and Z = 0 the tangent line to F at P . 5. (b) (X 2 + Y 2 )Z + X 3 + Y 3 and X 3 + Y 3 − 2X Y Z . however. F . (c) Y 5 − X (Y 2 − X Z )2 and Y 4 + Y 3 Z − X 2 Z 2 . Two curves F and G are said to be projectively equivalent if there is a projective change of coordinates T such that G = F T . (T = (X .
. and letting F = a i M i . . . .) ∗ 5. where L is a line through two multiple points. Any irreducible conic is nonsingular. P simple points on C . Show that F X (P ) = 0. but Z is not tangent to F at P . . M N be a ﬁxed ordering of the set of monomials in X . Show that P I (P.5. . Examples. L a line not contained in F .12. . . (iii) to make d = e = 0 (Z to Z + d X + eY ).) ∗ 5.14. F ∩ L) = n. (2) d = 2. . LINEAR SYSTEMS OF CURVES 55 equivalence. Show that there is a z ∈ k(C ) with ordP i (z) = m i for i = 1. Let F be an irreducible curve in P2 . “the curves of degree d form a projective space of dimension d (d +3)/2”. It has no other singularities. λa N ) determine the same curve. (b) Show that if F is a curve of degree n. The conic a X 2 +bX Y +c X Z +d Y 2 +eY Z + f Z 2 corresponds the point [a : b : c : d : e : f ] ∈ P5 . then I (P. Prove that an irreducible cubic is either nonsingular or has at most one double point (a node or a cusp). . (Hint: Take lines L i as in Problem 5.18). . Z of degree d .16. . F ∩ Z ) = 1. (Hint: If not. If P 1 is a simple point on F . . 5. . P n .12. there is only one irreducible cubic with a node: X Y Z = X 3 + Y 3 . a N ) and (λa 1 . Up to projective equivalence. Giving a curve F of degree d is the same thing as choosing a 1 . (ii) to make c = 0 (change X to X − 3 Y ). The lines in P2 form a P2 (see Problem 4. we may take these lines transversal to F at P 1 . . and say e. The conics form a P5 . F ∩ X ) = n.2 Linear Systems of Curves We often wish to study all curves of a given degree d ≥ 1.14 for P i . Up to projective equivalence. . 5. Find projective changes c of coordinates (i) to make a = b = 1. . P ∈ P2 . .35). and a line L 0 not through any P j . (a) Assume P = [0 : 1 : 0] ∈ F . Let M 1 . 5. each curve F of degree d corresponds to a unique point in PN −1 = Pd (d +3)/2 and each point of Pd (d +3)/2 represents a unique curve. .) 5. . In other words. . . a N ∈ k. there is only one irreducible cubic with a cusp: Y 2 Z = X 3 .g. ∗ 5.2. not all zero. . . and m let z = L i i L 0 − mi . Let F be an irreducible cubic. . where N is 1 2 (d + 1)(d + 2) (Problem 2. (1) d = 1.15. . . Each line a X +bY +c Z corresponds to the point [a : b : c] ∈ P2 . 1 n m 1 . Y = 0 the tangent line to F at P . . Let P . . We often identify F with its corresponding point in Pd (d +3)/2 .13.10 and 5. . there is only one irreducible conic: Y Z = X 2 . and P = [1 : 0 : 0]. . or use Problems 5. Y . P . . (Hint: Use Problem 5. P = [0 : 0 : 1] a cusp on F . . m n integers. n. Show that F = aY 2 Z −bX 3 −c X 2 Y −d X Y 2 −eY 3 . . .11. use Euler’s Theorem to show that F Y (P ) = 0. . except that (a 1 . .10. Show that there are an inﬁnite number of lines passing 1 n through P 1 . F a curve of degree n. but not through P 2 . Suppose I (P.11. 5. Let C be an irreducible projective plane curve. It has no other singularities.
. PROJECTIVE PLANE CURVES (3) The cubics form a P9 . . the curves that satisfy the conditions form a subset of Pd (d +3)/2 . P 1 . F i a form of degree i . . . . We may assume that m > 1. 2 r i (r i +1) (2) If d ≥ ( r i ) − 1. . and a line L 0 not passing through any P i . . i. so it is enough to show that Vi = Vi +1 . . 2 Proof. Theorem 1. . We claim that the curves F +1) of degree d such that m P (F ) ≥ r form a linear subvariety of dimension d (d2+3) − r (r2 . Y )Z d −i . i = 0. Let V0 = V (d . etc. i Then V0 ⊃ V1 ⊃ · · · ⊃ Vr = V (d . (1) Let P ∈ P2 be a ﬁxed point. The proof that F → F T is −1 linear is similar. . (2) If T : P2 → P2 is a projective change of coordinates. . . . r 1 P 1 . By induction it is enough to show that Vn = Vn−1 . r n P n ) = d (d2+3) − . those [a 1 : . If this subset is a linear subvariety (Problem 4. . We prove (2) by induction on m = ( r i ) − 1. since otherwise it is trivial. (1) V (d . Write F = F i (X . Let Vi = {F ∈ V0  a j = 0 for j < i }. it is called a linear system of plane curves. then the map F → F T from {curves of degree d } to {curves of degree d } is a projective change of coordinates on Pd (d +3)/2 . the coefﬁcients of all monomials X i Y j Z k with i + j < r are zero (Problem 5. .56 CHAPTER 5. And +1) there are 1 + 2 + · · · + r = r (r2 such coefﬁcients. : a N ] satisfying this equation form a hyperplane. P n be distinct points in P2 . j = i (Problem 5. . Since the intersection of n hyperplanes of Pn is not empty (Problem 4.14). r n nonnegative integers. the curves of degree d that contain them form a linear subvariety of Pd (d +3)/2 . We set V (d . . −1 For F ∈ V0 let F ∗ = r=0 a i X i Y r −1−i + higher terms. r n P n ). . z) are zero. It follows that for any set of points. r 1 . . .e. 1 ≤ i ≤ n}. and P = P 1 = [0 : 0 : 1]. then the curve corresponding to (a 1 . the quartics a P14 . . .12). . r n P n ) = {curves F of degree d  m P i (F ) ≥ r i . Then F = L 1 · · · L n−1 L d −n+1 ∈ 0 Vn−1 . r − 1. . . . d > 1.. F ∈ Vn .11). Then m P (F ) ≥ r if and only if F 0 = F 1 = · · · = F r −1 = 0. P i ). r 1 P 1 . y. it is invertible since F → F T is its inverse. The set of curves of degree d that contain P forms a hyperplane in Pd (d +3)/2 . . r 2 P 2 . a N ) ∈ Pd (d +3)/2 passes through P if and only if a i M i (x. Suppose now we ﬁx a point P and an integer r ≤ d +1. . . By (2) of the Lemma. y.5). z) = 0. . . (1) follows from the above discussion. . r n P n ) is a linear subvariety of Pd (d +3)/2 of dimenr i (r i +1) d (d +3) sion ≥ 2 − . Let P 1 . Proof. r n P n ). r 1 P 1 . If we put conditions on the set of all curves of degree d . (r − 1)P. Since not all M i (x. . 1. . r 1 P 1 . Lemma. . . . Case 1: Each r i = 1: Let Vi = V (d . . . we may assume P = [0 : 0 : 1]. . . Case 2: Some r i > 1: Say r = r 1 > 1. then dimV (d . there is a curve of degree d passing through any given d (d + 3)/2 points. . . If P = [x : y : z]. Choose lines L i passing through P i but not through P j . r 2 P 2 .
BÉZOUT’S THEOREM 57 Let W0 = V (d − 1. Let Γ∗ = k[X . [0 : 2 : 1]. .18. Assume F and G have no common component. Show that there are an inﬁnite number of cubics passing through these points. and this completes the proof. [1 : 1 : 1]. . [1 : 1 : 1]. let ϕ : R × R → R be deﬁned by ϕ(A. R d ) be the vector space of forms of degree d in Γ (resp. Step 1: dim Γd = mn for all d ≥ m + n: Let π : R → Γ be the natural map. P 2 . W0 W1 ··· Wr −1 = V (d − 1. Then I (P. ψ ϕ π . P 4 ∈ P2 . Y . Let F and G be projective plane curves of degree m and n respectively. (r − 1)P. . R).3 Bézout’s Theorem The projective plane was constructed so that any two distinct lines would intersect at one point. −F C ). By induction. . F ∩G) = P I (P. . F ∩G) = mn P Proof. 5. R = k[X . r n P n ). Y ]/(F ∗ . Y F i ∈ Vi +1 . Show that dim(V ) = 2 if P 1 . Problems 5. (r − 2)P. If F i ∈ Wi . P 4 lie on a line. [0 : 1 : 1]. For F ∈ W0 . P 3 . Y . and let Γd (resp. F ∗ ∩G ∗ ) = dimk k[X . [2 : 1 : 1]. and X F r −2 ∈ Vr −1 . that none of the points in F ∩ G is on the line at inﬁnity Z = 0. by a projective change of coordinates if necessary. Y ]/(F ∗ .G). and dim(V ) = 1 otherwise. . [1 : 0 : 1].G ∗ ).5. r 2 P 2 . . . it is not difﬁcult to check the exactness of the following sequence: 0 −→ R −→ R × R −→ R −→ Γ −→ 0. Using the fact that F and G have no common factors.19.3. . .17. . Since F ∩ G is ﬁnite (Problem 5. Γ = k[X . Z ]. F i ∈ Wi +1 . Show that there is only one conic passing through the ﬁve points [0 : 0 : 1]. and [1 : 2 : 3]. [1 : 2 : 1]. 5. we may assume.7). The theorem will be proved if we can show that dim Γ∗ = dim Γd and dim Γd = mn for some large d . Set Wi = {F ∈ W0  a j = 0 for j < i }. Let P 1 . . B ) = AF + BG. [2 : 0 : 1]. by Property (9) for intersection numbers. [1 : 0 : 0]. Z ]/(F. X F r −2 ∈ Vr . then Y F i ∈ Vi . and let ψ : R → R × R be deﬁned by ψ(C ) = (GC . 5. . F ∗ = a i X i Y r −2−i + · · · . . r − 1. Consider the nine points [0 : 0 : 1]. . . r n P n ). r 2 P 2 . Then P I (P. Let V be the linear system of conics passing through these points. and [2 : 2 : 1] ∈ P2 (Sketch). [0 : 1 : 0].G ∗ ). Thus Vi = Vi +1 for i = 0. show that it is nonsingular. The famous theorem of Bézout tells us that much more is true: BÉZOUT’S THEOREM.
a mn form a basis for Γ∗ : First notice that the map α of Step 2 restricts to an isomorphism from Γd onto Γd +1 . B . Z ]. Corollary 3. and since Z H = A 1 F + B 1G. Since dim R d = (d +1)(d +2) . m = deg(F ). The a i generate Γ∗ : if h = H ∈ Γ∗ . as claimed. Check your answers of Problem 5. then m P (F )m P (G) ≤ deg(F ) · deg(G).3 with Bézout’s Theorem. Step 3: Let d ≥ m + n. so Z N H ∗ = mn λi Z r A i + B F + CG for some λi ∈ k. Z r A mn form a basis for Γd +r for all r ≥ 0. . . and choose A 1 . .3) with Bézout’s Theorem. If F and G meet in mn distinct points. then λi A i ∗ = B F ∗ + CG ∗ . Y ]. as desired. If two curves of degrees m and n have more than mn points in common. some Z N H ∗ is a form of degree d + r . since a onetoone linear map of vector spaces of the same dimension is an isomorphism. . and let a i be the residue of A i ∗ in Γ∗ . H ∈ k[X . t . Let A i ∗ = A i (X . then H = A F + B G for some A . Then i =1 H = (Z N H ∗ )∗ = λi A i ∗ + B ∗ F ∗ +C ∗G ∗ . The a i are independent: For if λi a i = 0. P ψ ϕ π Corollary 2. Step 2: The map α : Γ → Γ deﬁned by α(H ) = Z H (where the bar denotes the residue modulo (F. B 1 = B −C F . we deduce Corollary 1.C ∈ k[X . Y ]. Since (A 1 )0 = (B 1 )0 = 0. Therefore (by Proposition 5 of §2. It follows that the residues of Z r A 1 . B . 0) by J 0 . . . .6) Z r λi A i = Z s B ∗ F + Z t C ∗G for some r. . so each λi = 0. B. Y ].G. If Z H = AF + BG.G)) is onetoone: We must show that if Z H = AF + BG. denote (temporarily) J (X . Y . . Z ]. we get the following exact sequences: 0 −→ R d −m−n −→ R d −m × R d −n −→ R d −→ Γd −→ 0. Combining Property (5) of the intersection number (§3. then theses points are all simple points on F and on G. A mn ∈ R d whose residues in Γd form a basis for Γd .10 (with a calculation) 2 that dim Γd = mn if d ≥ m + n. Since F. if d ≥ m + n. . 1) ∈ k[X . B 1 = Z B for some A .20. If F and G have no common component. . and the Z r A i form a basis. F 0 and G 0 are relatively prime forms in k[X . then they have a common component. and Z have no common zeros. Then a 1 . Y . Problems 5. so B 0 = F 0C and A 0 = −G 0C for some C ∈ k[X . it follows from Proposition 7 of §2. we have A 1 = Z A . But then λi Z r A i = 0 in Γd +r . . PROJECTIVE PLANE CURVES If we restrict these maps to the forms of various degrees. Y . .58 CHAPTER 5. Y . Let A 1 = A +CG. s. For any J ∈ k[X . then A 0 F 0 = −B 0G 0 . it follows that H = A F + B G. n = deg(G). This ﬁnishes the proof. Y ]. so h = λi a i .
2 2 An examination of the cases n = 2. (2) I (P. Then calculate the determinant. 1) and h(X . . Outline of proof. 5. 5. for F irreducible. and assume F contains no lines. This H is called the Hessian of F . (1) A nonsingular curve of degree > 2 always has a ﬂex.. Let F i = F X i and F i j = F X i X j . In particular. (char(k) = 0) (1) P ∈ H ∩ F if and only if P is either a ﬂex or a multiple point of F . (Use Euler’s Theorem. Y ) = H (X . f ∩g ) where g = f y f xx + f x f y y −2 f x f y f x y . 3 however.9. and m P denotes the multiplicity of F at P . 5. Y = 0 is the tangent line to F at P .22. Theorem. forms of degree n − 1 and n − 2 respectively.23. (See Problems 5. Y .13). Then the Hessian of F T = (det(T ))2 (H T ). (Hint: Perform row and column operations on the matrix for h.4. (e) Suppose P is a simple point.6. F has 1 at most 2 n(n − 1) multiple points. and conclude that m P (F )(m P (F ) − 1) ≤ n(n − 1).4 Multiple Points In Problem 5. j )th place being F i j . Y 2 Z = X 2 (X + Z ). H ∩ F ) = 1 if and only if P is an ordinary ﬂex.21. MULTIPLE POINTS 59 ∗ 5. Y ) = F (X . a form of degree 3(n − 2). 1. (a) Let T be a projective change of coordinates. Z . Do the same with the columns. 1). λ = 0. Is this true for afﬁne curves? ∗ 5.) 5. then I (P. Assume F = 0.24. indicates that this is not the best possible result (Problems 5. then mP (mP −1) ≤ n(n−1) . Corollary.12): Let F be a projective plane curve of degree n.) 2 2 (c) I (P.8. Show that F = Z Y 2 + bY Z 2 + cY X Z + terms in X .22 and 6. Y .47 show that H = 0. The following theorem shows the relationship between ﬂexes and the Hessian. then apply part (b). all ordinary. So we can assume P = [0 : 0 : 1]. Apply Corollary 1 X to F and F X . and P is an ordinary ﬂex if and only if a = 0 and d = 0. Z = 0 the tangent line to F at [0 : 1 : 0].) 5. Let F be an irreducible curve of degree n. 5. Then P is a ﬂex if and only if a = 0.11. (b) (n − 1)F j = i X i F i j . .10. A short calculation shows that g = 2a + 6d x + (8ac − 2b 2 + 2e)y+ higher terms.5. λ ∈ k. c Find a projective change of coordinates (using Y → Y − b Z − 2 X ) to get F to the form 2 2 Z Y = cubic in X . Form a 3 × 3 matrix with the entry in the (i . Problems 5. (char(k) = 0) (a) Let [0 : 1 : 0] be a ﬂex on an irreducible cubic F . which concludes the proof. In fact: . Show that every nonsingular projective plane curve is irreducible.22 of the previous section we saw one easy application of Bézout’s Theorem: If F is an irreducible curve of degree n. (See Problems 5. A problem about ﬂexes (see Problem 3. Let H be the determinant of this matrix. or Y 2 Z = X (X − Z )(X − λZ ). Z . write f (X . Add x times the ﬁrst row plus y times the second row to the third row. (b) Show that any irreducible cubic is projectively equivalent to one of the following: Y 2 Z = X 3 . f ∩ g ) > 1. so f = y + ax 2 + bx y + c y 2 + d x 3 + ex 2 y + . f ∩h) = I (P. (2) A nonsingular cubic has nine ﬂexes.) (d) If P is a multiple point on F .
Z ). then ≤ (n−1)(n−2) . provided it has no multiple components.5 Max Noether’s Fundamental Theorem A zerocycle on P2 is a formal sum P ∈P2 n P P . Problems 5.25. Then Theorem 1 of §5. L intersects F in n − r distinct points other than P . It is enough to show that for all but a ﬁnite number of λ. We outline a proof: (a) We may assume P = [0 : 1 : 0]. Then F = A r (X . (b) Let G λ (t ) = F (λ. Letting n = 4 we see that an irreducible quartic has at most three double points or one triple point.5).26 remains true if F is reducible. consider separately the points on one F i or on both.2 (for d = n − 1) guarantees the existence of a curve G of degree n − 1 such that m P (G) ≥ m P − 1 for all P . . The set of all zerocycles on P2 form an abelian . we need only consider the L λ . Let F be a projective plane curve of degree n with no multiple components. Note that the curve X n + Y n−1 Z has the point [0 : 0 : 1] of multiplicity n − 1. so the result cannot be strengthened.) ∗ 5. 5.24. For small n this gives us some results we have seen in the problems: lines and irreducible conics are nonsingular. and mQ i (G) ≥ 1.26. . 5.60 CHAPTER 5. If L λ = {[λ : t : 1]  t ∈ k} ∪ {P }.28. . The theorem follows by substituting the value for r into this inequality. P = [0 : 1 : 0]. (char(k) = 0) Let F be an irreducible curve of degree n in P2 . Now apply Corollary 1 of Bézout’s Theorem to F and G (since F is irreducible. Find L ∩ F for all lines L passing through P . etc. there are no common components): n(n − 1) ≥ m P (m P − 1) + r . G λ has n − r distinct points. Suppose P ∈ P2 . (char(k) = p > 0) F = X p+1 − Y p Z . Since r := (n−1)(n−1+3) − (mP −1)(mP ) ≥ (n−1)n − (mP −1)mP ≥ 0. . and an irreducible cubic can have at most one double point. Show that every line that is tangent to F at a simple point passes through P ! 5. Z )Y n−r +· · ·+ A n (X . (See Problems 4. Show that (n − 1)(n − 2) n(n − 1) m P (m P − 1) ≤ +c −1 ≤ 2 2 2 (Hint: Let F = F 1 F 2 . 1) = 0. Then for all but a ﬁnite number of lines L through P . 5. A r = 0.Q r ∈ F . and F ∩ F Y ∩ L λ = {P } (see Problem 1. If F is an irreducible curve of degree n. and all but a ﬁnite number of n P ’s are zero. Show that Problem 5. (c) Show that G λ has n − r distinct roots if A r (λ. 1). 2 Proof.53). t . and c simple components. we may choose 2 2 2 2 simple points Q 1 . PROJECTIVE PLANE CURVES m P (m P −1) 2 Theorem 2. with m P (F ) = r ≥ 0.27. where n P ’s are integers.
Noether’s conditions say that the residue of H∗ in O P (P2 )/(F ∗ . Let F . MAX NOETHER’S FUNDAMENTAL THEOREM 61 group — in fact.e. We say that n P P is bigger than m P P . For then H •F = BG •F = B •F +G •F . t = deg(H ) − deg(G). Z ) = . and H •F ≥ G •F . Several properties of intersection numbers translate nicely into properties of the intersection cycle.5. and H are curves. When is there a curve B so that B •F = H •F − G •F ? Note that necessarily deg(B ) = deg(H ) − deg(G). b ∈ k[X . B such that H = AF + BG. if H∗ ∈ (F ∗ .. H∗ = aF ∗ + bG ∗ .5. s = deg(H ) − deg(F ). Assume F and G have no common components. it sufﬁces to ﬁnd forms A. i. If A = A i . and F •(G + AF ) = F •G if A is a form and deg(A) = deg(G) − deg(F ). G curves with no common component through P . a. Z ]/(F. Bézout’s Theorem says that F •G is a positive zerocycle of degree mn. B . Section 11. H another curve.G ∗ ) ⊂ O P (P2 ).e. G ∗ = G(X . b ∈ O P (P2 ) such that H∗ = aF ∗ + bG ∗ (see §5. We deﬁne the intersection cycle F •G by F •G = P ∈P2 I (P. Y ]. Let F . It follows from Proposition 6 of §2. The zero cycle is positive if each n P ≥ 0. Y ]/(F ∗ . Let F. F . and P ∈ H . n respectively. F •G H = F •G + F • H . as in the proof of Bézout’s Theorem. P ∈ F ∩ G. B forms of degree deg(H ) − deg(F ). G. the usefulness of this theorem depends on ﬁnding criteria that assure that Noether’s conditions hold at P : Proposition 1. deg(H ) − deg(G) respectively) if and only if Noether’s conditions are satisﬁed at every P ∈ F ∩G. we assume. A. that V (F. so H = A F + B G for some A . We may take F ∗ = F (X . and H ). if each n P ≥ m P . To ﬁnd such a B .G) is onetoone. Then Z r H = AF + BG for some r. B i forms of degree i . 1). 1).. G. G. i. . Y . Of course. Let P ∈ P2 . We say that Noether’s Conditions are satisﬁed at P (with respect to F . A i . and write n P P ≥ m P P . To prove the converse. Y . it is the free abelian group with basis X = P2 . Y . then H∗ = A ∗ F ∗ + B ∗G ∗ at any P . i. G be projective plane curves of degrees m. if there are a. Proof. For example: F •G = G •F .10).G. as deﬁned in Chapter 2.G. If H = AF + BG.9 that the residue of H∗ in k[X . Then Noether’s conditions are satisﬁed at P if any of the following are true: (1) F and G meet transversally at P . H∗ = H (X . Y . B = B i . MAX NOETHER’S FUNDAMENTAL THEOREM. H intersects F in a bigger cycle than G does. The degree of a zero cycle n P P is deﬁned to be n P . Max Noether’s Theorem is concerned with the following situation: Suppose F . H be projective plane curves. H be plane curves..G ∗ ) is zero. Then there is an equation H = AF + BG (with A.e.1 for notation).G ∗ ) is zero for each P ∈ F ∩ G. 1). F ∩G)P. B (Proposition 7 of §2. But in the proof of Step 2 of Bézout’s Theorem we saw that multiplication by Z on k[X . then H = A s F + B t G. with no common components. Noether’s Theorem relates the local and global conditions.
G ∗ ) is zero. and P . Fix F . and apply Proposition 2. 5. If either (1) F and G meet in deg(F ) deg(G) distinct points. Assume P 1 . . and H passes through these points.L j i . k} = {1. For each i .G ∗ ) ⊂ O P (P2 ) if t ≥ m P (F ) + m P (G) − 1. and H •F ≥ G •F . Since they will not be needed in later Chapters. t ≥ m + n − 1. Corollary 2 (Pappus). Suppose z ∈ k(F ) is deﬁned at every P ∈ F . as desired. C the three opposite sides. k with {i . Let C be three sides. P 6 are simple points on C . Let F be an irreducible projective plane curve. P 1 . and m P (H∗ ) ≥ m P (F ∗ ) + m P (G ∗ ) − 1. we showed precisely that I t ⊂ (F ∗ . . and use Noether’s Theorem). C •C = 9=1 P i . In the notation of the lemma used to prove Property (5) of the intersection number (§3.62 CHAPTER 5.44). Problems 5. L 2 be two lines. R 2 . P 8 . and P 9 lie on a straight line. 5. so H ∗ ∈ (G ∗ ) ⊂ P P O P (F ). In §7. or (2) All the points of F ∩G are simple points of F .29. . And in that lemma. Let F = C .3). H ∩ F ) ≥ I (P. Corollary 1 (Pascal). P 2 .G ∩ F ). j . the residue of H∗ in = O P (P2 )/(F ∗ . H ∩ F ) ≥ I (P. Let L 1 . Q 3 ∈ L 2 (none of these points in L 1 ∩ L 2 ). Proof. Then P 7 . Proposition 2. . Show that z ∈ k. P 3 ∈ L 1 . (1) is a special case both of (2) and of (3) (and is easy by itself ). then the opposite sides meet in collinear points. and m P (H ) ≥ m P (F ) + m P (G) − 1. If a hexagon is inscribed in an irreducible conic.30. the proofs will be brief. 2. H = C in (2) of the Corollary to Proposition 1.5 we will ﬁnd a criterion that works at all ordinary multiple points of F . j . suppose Q is a conic. let R k = L i j . G = Q. Then R 1 . Proof. Corollary. (3) F and G have distinct tangents at P . Proof. 3}. Q the conic. Q 1 . and Q •C = i 6 i =1 P i . Q 2 . Let C . and R 3 are collinear. (3): We may assume P = [0 : 0 : 1]. C be cubics. G. this says that H∗ ∈ I t . (2): I (P. then there is a curve B such that B •F = H •F −G •F . .G ∩ F ) implies that ordF (H ) ≥ ordF (G). PROJECTIVE PLANE CURVES (2) P is a simple point on F . Show that in cases (1) and (2) — but not (3) — of Proposition 1 the conditions on H are equivalent to Noether’s conditions.6 Applications of Noether’s Theorem We indicate in this section a few of the many interesting consequences of Noether’s Theorem.G ∗ ) (Problem 2. and I (P. Since O P (F )/(G ∗ ) ∼ O P (P2 )/(F ∗ . (Hint: Write z = H /G. Let L i j be the line between P i and Q j .
. Deﬁne ϕ : C × C → C by setting ϕ(P. Then Q = P 9 . The two lines form a conic. But then L = L and so P 9 = Q.Q) = R. ϕ(P. Let C be a nonsingular cubic. APPLICATIONS OF NOETHER’S THEOREM Proof. and suppose C •C = 8 i =1 P i +Q. Proposition 4. For any two points P .Q. for some R ∈ C . Let C be an irreducible cubic.6. M 1 •C = O + S + S. Addition on a cubic. Q T =T P U R S U S O Proof. there is a unique line L such that L •C = P + Q + R. C . Proof. Then LC •C = C •C + Q + R + S. with the operation ⊕. Suppose C •C = 9=1 P i .5. forms an abelian group. Only the associativity is difﬁcult: Suppose P. so there is a line L such that L •C = Q + R + S. and the proof is the same as in Corollary 1. C . Let L 1 •C = P + Q + S . 63 Pascal’s Theorem Pappus’ Theorem Proposition 3. but there is no identity. This ϕ is like an addition on C . (If P = Q. Q ∈ C . i where the P i are simple (not necessarily distinct) points on C . Let L be a line through P 9 that doesn’t pass through Q.Q)). L •C = P 9 +R +S. Then deﬁne an addition ⊕ on C as follows: P ⊕Q = ϕ(O. with the point O being the identity. L 2 •C = S + R + T . To remedy this. R ∈ C . choose a point O on C . L is the tangent to C at P ). C cubics.
L a line such that L •C = P 1 + P 2 + P 3 . PROJECTIVE PLANE CURVES Let M 2 •C = Q + R +U .Q 3 lie on a line. Suppose another O gives rise to an addition ⊕ . L 3 •C = O +U +U . let λ = (3x 1 + 2ax 1 + b)/(2y 1 ). A. it sufﬁces to show that T = T . if P 1 = P 2 and y 1 = 0. Show that α is a group isomorphism. ⊕) → (C . (L 2 is a conic!) 5. This gives an explicit method for calculating in the group. and suppose P 1 ⊕ P 2 = P 3 . Show that the same deﬁnition as in the nonsingular case makes C ◦ into an abelian group.36. So the structure of the group is independent of the choice of O. Problems 5. O = [0 : 1 : 0]. Suppose the intersections of the opposite sides of a hexagon lie on a straight line. we get many new theorems: (a) State and sketch what happens if P 1 = P 2 . If x 1 = x 2 . Let C be an irreducible cubic. P i distinct.38. and y 3 = −λx 3 − µ. M 3 •C = P +U + T . and C = [2 : −4 : 1].37.O. or any cubic without multiple components. Let 2 µ = y i − λx i . Show that Q 1 . and P ⊕ (Q ⊕ R) = ϕ(O. 5. and deﬁne α : (C . (a) Show that the ﬂexes form a subgroup of C . this subgroup is isomorphic to Z/(3) × Z/(3). 5. λ = 0.e. Let L i be the tangent line to C at P i : L i •C = 2P i +Q i for some Q i . using only a straightedge. (c) From (b) deduce a rule for constructing the tangent to a given conic at a given point. 1..C } form a subgroup of C that is cyclic of order 4. 5.39. Show that x 3 = λ − a − x 1 − x 2 . O = [0 : 1 : 0]. Let C = L 1 L 2 L 3 . (i.34. P 5 = P 6 .Q 2 . In Proposition 4. B = [2 : 4 : 1]. If in Pascal’s Theorem we let some adjacent vertices coincide (the side being a tangent). ⊕ ) by α(P ) = ϕ(Q. and apply Proposition 3. (b) Show that the ﬂexes are exactly the elements of order three in the group.O . i = 1. Let C be a nonsingular cubic given by the equation Y 2 Z = X 3 +a X 2 Z +bX Z 2 + c Z 3 . (d) Let C = Y 2 Z − X (X − Z )(X − λZ ).) 5. (a) Let C = Y 2 Z − X 3 − 4X Z 2 . Show that {0. . 2. 3. How many lines through P are tangent to C at some point Q = P ? (The answer depends on whether P is a ﬂex. (e) Show that the points of order two on a nonsingular cubic form a group isomorphic to Z/(2) × Z/(2).33. T ). B. O a simple point on C giving rise to the addition ⊕ on the set C ◦ of simple points. 5. O = [0 : 1 : 0]. as an abelian group. Find the points of order two. (f) Let C be a nonsingular cubic.64 CHAPTER 5. Let Q = ϕ(O. Let P i = [x i : y i : 1]. P ∈ C .O ). 5. (b) Let P 1 = P 2 . suppose O is a ﬂex on C . 2. O ∈ C ◦ . C ◦ the set of simple points of C . Let C be any irreducible cubic. A = [0 : 0 : 1]. (c) Show that a point P is of order two in the group if and only if the tangent to C at P passes through O. Since (P ⊕Q) ⊕ R = ϕ(O.32. Let C be an irreducible cubic. C = M 1 M 2 M 3 . Show that the vertices lie on a conic. 2 let λ = (y 1 − y 2 )/(x 1 − x 2 ).31. P ). Show that a line through two ﬂexes on a cubic passes through a third ﬂex. exactly those elements P such that P ⊕ P ⊕ P = O).35. T ). P 3 = P 4 . the other four distinct. 5. i = 1.
APPLICATIONS OF NOETHER’S THEOREM 65 (b) Let C = Y 2 Z − X 3 − 43X Z 2 − 166Z 3 . A curve F of degree d is said to be emphrational over k 0 if the corresponding point in Pd (d +3)/2 is rational over k 0 . . V ⊂ An (k). and apply induction to S.41. (b) If O ∈ C (k 0 ). . Let O = [0 : 1 : 0]. . a n+1 ) for P . . show that ϕ(P. i =1 3m i =1 P i . . .) 5. .6. . . O a ﬂex on C . Show that P is an element of order 7 in C . show that C (k 0 ) forms a subgroup of C . F. Show that P 1 ⊕· · ·⊕P 3m = O if and only if there is a curve F of degree m such that F •C = 3m P i . P 3m . P 5 . 5. Let C be a nonsingular cubic. . a n ) ∈ V is rational over k 0 . (a) If P . if each a i ∈ k 0 . For which points P on a nonsingular cubic C does there exist a nonsingular conic that intersects C only at P ? . Q ∈ C (k 0 ). . a point P = (a 1 . . 5.40. F curves of degree m such that F •C = F •C = 3m−1 P i +Q.42. If V ⊂ Pn (k) is projective.43. P = [3 : 8 : 1]. each a i ∈ k 0 .Q) is in C (k 0 ). L •C = Q +R +S. Suppose a nonsingular cubic C is rational over k 0 . this has important applications to number theory. (If k 0 = Q. use Noether’s Theorem. a point P ∈ V is rational over k 0 if for some homogeneous coordinates (a 1 . . L •C = P 3 +P 4 +R. . Let k 0 be a subﬁeld of k. . Let L •C = P 1 +P 2 +Q. Let C (k 0 ) be the set of points of C that are rational over k 0 . i =1 (Hint: Use induction on m. Let P 1 . P 3m ∈ C . k = C.) 5. . Show that P 3m = Q. Let C be a nonsingular cubic. If V is an afﬁne variety.5.
PROJECTIVE PLANE CURVES .66 CHAPTER 5.
(2) The union of any family of open subsets of X is open. 67 . We want to be able to discard an algebraic subset from an afﬁne or projective variety. If Y ⊂ X . A set C in X is closed if X C is open. We ﬁrst recall some notions from topology.) If Y is a subset of a topological space X . any open set of X that contains Y will be called a neighborhood of Y . (3) The intersection of any ﬁnite number of open sets is open. (Sometimes any set containing an open set containing Y is called a neighborhood of Y .1 The Zariski Topology One of the purposes of considering a topology on a set is to be able to restrict attention to a “neighborhood” of a point in the set. there should be a neighborhood of P where z is a function — we must throw away the pole set of z. satisfying: (1) X and the empty set are open. the abstract language required demands some fortitude from the reader. Often this means simply that we throw away a set (not containing the point) on which something we don’t like happens.Chapter 6 Varieties. but we will consider only open neighborhoods. For example. and Rational Maps This chapter begins the study of intrinsic properties of a variety — properties that do not depend on its embedding in afﬁne or projective spaces (or products of these). if z is a rational function on a variety V . and still think of what is left as some kind of variety. A topology on a set X is a collection of subsets of X . 6. A topological space is a set X together with a topology on X . the induced topology on Y is deﬁned as follows: a set W ⊂ Y is open in Y if there is an open subset U of X such that W = Y ∩U . Making this transition from extrinsic to intrinsic geometry has not been easy historically. and z is deﬁned at P ∈ V . called the open subsets of X . Morphisms.
(b) Suppose U is a dense subset of V and f (P ) = 0 for all P ∈ U . Let X be a topological space. (a) Show that ϕi is a homeomorphism. and suppose f : X → Y is a mapping such that f (Uα ) ⊂ Vα . the closure of Y in X is the intersection of all closed subsets of X that contain Y . (a)] Show that V ( f ) = {P ∈ V  f (P ) = 0} is a closed subset of V . f is onetoone and onto X . Show that f is continuous if and only if the restriction of f to each Uα is a continuous mapping from Uα to Vα . A mapping f : X → k = A1 is continuous if and only if f −1 (λ) is closed for any λ ∈ k.68 CHAPTER 6. in addition. .5. . ∗ 6. f −1 (V ) is closed in X . ∗ 6. f : X → An a mapping. ∗ 6.4. Show that the topology induced by Y on Z is the same as that induced by X on Z . if V is a variety in X .6. f −1 (C ) is closed in X . (a) Let X be a topological space. (c) Show that if V ⊂ An is an i afﬁne variety. U ∩ Y = . ϕ : An → U as in Chapter 4. equivalently.2. X a topological space. then the projective closure V ∗ of V is the closure of ϕn+1 (V ) in Pn . X = U . Any subset V of X is given the induced topology. a mapping f : X → X is called continuous if for every open set U of X . Let V be an afﬁne variety. So if P and Q are distinct points of V . . The set Y is said to be dense in X if X is the closure of Y in X . (b) Show that a set W ⊂ Pn is closed if and only if each ϕ−1 (W ) is closed in An . AND RATIONAL MAPS For any subset Y of a topological space X . to k = A1 . n + 1. f −1 (U ) = {x ∈ X  f (x) ∈ U } is an open subset of X . If X = A1 or P1 . U1 ∩U2 = (for otherwise V = (V U1 ) ∪ (V U2 ) would be reducible). a subset of V is closed if and only if it is algebraic. If X and X are topological spaces. the proper closed subsets of X are just the ﬁnite subsets. f is said to be homeomorphism. (b) Suppose similarly Y = α∈A Vα . for every nonempty open subset U of X . Let U ⊂ Pn . If X = A2 or P2 . proper closed subsets are ﬁnite unions of points and curves. show that f is continuous. That this is a topology follows from the properties of algebraic sets proved in Chapter 1 (see also §4. VARIETIES. 6. Any onetoone mapping from one irreducible plane curve onto another is a homeomorphism. Then f is continuous if and only if for each hypersurface V = V (F ) of An . And every nonempty open subset of a variety V is dense in V . Then f = 0. Let X = Pn1 × · · · × Pnr × Am . (a) Let V be an afﬁne variety. MORPHISMS. f ∈ Γ(V ). In particular. . and f −1 is continuous. Note that for any two nonempty open sets U1 . i = 1. ∗ 6. Show that a α∈A α α subset W of X is closed if and only if each W ∩Uα is closed (in the induced topology) in Uα . Problems ∗ 6. equivalently.7.3. ∗ 6. Considering f as a mapping from V Pn . U open in X .U2 in a variety V . and V ( f ) = V unless f = 0. Any inﬁnite subset of a plane curve V is dense in V . If. (b) Show that any polynomial map of afﬁne varieties is continuous. there are never disjoint neighborhoods containing them. Give U the topology induced from i i i i .4). Let Z ⊂ Y ⊂ X . The Zariski topology on X is deﬁned as follows: a set U ⊂ X is open if X U is an algebraic subset of X . Vα open in Y . f ∈ Γ(V ). for every closed subset C of X . Give Y the induced topology.1.
so that we may consider Γ(U ) as a ring of functions on U . We say that U is an open subvariety of X . Let F (U .e. As in §2.2 Varieties Let V be a nonempty irreducible algebraic set in Pn1 × · · · × Am . i.26. so this notation is consistent. Then z = 0. then U is also open in V .1 we want to identify Γ(U ) with its image in F (U .. and z(P ) = 0 for all P ∈ U . g ∈ Γ(X ). then Γ(X ) is the coordinate ring of X (Proposition 2 of §2. and z = 0. Replacing U by {P ∈ U  g (P ) = 0}. Let X = A2 {(0. Y ]. k) be the ring of all kvalued functions on U . The map that associates a function to each z ∈ Γ(U ) is a ring homomorphism from Γ(U ) into F (U . and if U ⊂ U . Write z = f /g . 6. then Γ(U ) ⊃ Γ(U ). O X ). Show that Γ(X ) = Γ(A2 ) = k[X . we may assume g (P ) = 0 for all P ∈ U (Problem 6. The ring Γ(U ) is a subring of k(X ). f . U a nonempty open subset of X . and that the mapping from U to k = A1 deﬁned by P → z(P ) is continuous. We deﬁne Γ(U . it is easy to verify that Y is irreducible in V and that Y = Y ∩ X . Any open subset X of V will be called a variety. Note ﬁrst that we may replace U by any nonempty open subset U of U . so U is also a variety. We deﬁne k(X ) = k(V ) to be the ﬁeld of rational functions on X . k) to be onetoone. we say that Y is irreducible if Y is not the union of two proper closed subsets. so Y is open in Y (see Problem 6. 0)}. since Γ(U ) ⊂ Γ(U ). Thus we may assume U is open in an afﬁne variety X ⊂ AN . Such a Y is called a closed subvariety of X . we may replace X by its closure. the local ring of X at P . Problems 6. Let X be a variety. so assume X is closed. Note that if U = X is an afﬁne variety. Let U be an open subset of a variety X . we deﬁne O P (X ) to be O P (V ). we may replace X and U by the corresponding afﬁne variety ϕ−1 (X ) and the open set ϕ−1 (U ) in An × · · · × Am . Suppose z ∈ O P (V ) for all P ∈ U . VARIETIES 69 ∗ 6. and z(P ) is welldeﬁned. Proof. for if Y is the closure of Y in V . If Y is a closed subset of X . Let U be an open subset of a variety V . If z ∈ Γ(U ). z determines a kvalued function on U : for if P ∈ U .7).8. so f = 0 (Problem 6. Then Y is then also a variety. to be the set of rational functions on X that are deﬁned at each P ∈ U : Γ(U ) = P ∈U O P (X ). Then f (P ) = 0 for all P ∈ U .6.10). If X ⊂ Pn ×· · ·×Am . z ∈ O P (X ).4). It is given the topology induced from V . Suppose z ∈ Γ(U ). If U is an open subset of X . z ∈ k(V ).2. Then if X ∩(Ui 1 ×Ui 2 ×· · · ×Am ) = . Show that U z = {P ∈ U  z(P ) = 0} is open. an open subvariety of A2 . k).8). and if P ∈ X . For this we need the map from Γ(U ) to F (U .9. where ϕ : An × · · · × Am → Ui 1 × · · · × Am is as in Problem 4. this topology is called the Zariski topology on X . Proposition 1. . or simply Γ(U ). k).
70 CHAPTER 6. (b) Show that if a variety is a union of a collection of open subsets. (ii) ˜ ˜ a morphism ϕ induces a homomorphism ϕ : Γ(Y ) → Γ(X ). k). ˜ (2) For every open set U of Y . A projective variety is a union of a ﬁnite number of open afﬁne varieties. Y ⊂ Am .) ∗ 6. (b) Y is an open subvariety of Z . If z ∈ O (X ). a morphism from X to Y is the same thing as a polynomial map from X to Y . (a) Show that every family of closed subsets of a variety has a minimal member. Proposition 3. Let Z be the closure of Y in X .10. There is a natural onetoone corre˜ spondence between morphisms ϕ : X → Y and homomorphisms ϕ : Γ(Y ) → Γ(X ). and (iv) all these operations are compatible. Y ⊂ Am are closed subvarieties of afﬁne spaces. AND RATIONAL MAPS ∗ 6. The details are left to the reader. ϕ( f ) = f ◦ ϕ. Show that (a) Z is a closed subvariety of X . is left to the reader. VARIETIES.12.3 Morphisms of Varieties If ϕ : X → Y is any mapping between sets. Let X and Y be afﬁne varieties. ϕi : An → Ui ⊂ Pn as in Chapter 4. We may assume X ⊂ An .11.e. composition with ϕ gives a homomor˜ ˜ phism of rings ϕ : F (Y . Proof. Let X be a variety. then ϕ( f ) = f ◦ϕ is in Γ(ϕ−1 (U ). z ∈ k(X ). (All varieties are “quasicompact”. (iii) any ϕ : Γ(Y ) → Γ(X ) is induced by a unique polynomial map from X to Y (Proposition 1 of §2.26). a projective variety). 6. Y a closed subvariety of U . Section 1. together with the natural generalization to multispace (see Problem 4. Let X and Y be varieties. Proposition 2. and ϕi restricts to an i isomorphism of Vi with V ∩Ui . A variety that is isomorphic to a closed subvariety of some An (resp. The proposition follows from the following facts: (i) a polynomial map is a morphism. we mean that X is a closed subvariety of An (as in Chapter 2). A morphism from X to Y is a mapping ϕ : X → Y such that (1) ϕ is continuous. Show that the pole set of z is closed. so O P (X ) is the union of all Γ(U ). k) → F (X . Let V be a closed subvariety of Pn . O Y ). i. O X ). if f ∈ Γ(U . MORPHISMS. An isomorphism of X with Y is a onetoone morphism ϕ from X onto Y such that ϕ−1 is a morphism. The proof. .2). P there is a neighborhood U of z such that z ∈ Γ(U ). Let U be an open subvariety of a variety X .. Proof. it is a union of a ﬁnite number of theses subsets. Then Vi = ϕ−1 (V ) is a closed subvariety of An . A similar nomenclature is used for projective varieties. but that there exists an isomorphism of X with a closed subvariety of some An . while if we say only “X is an afﬁne variety” we mean that X is a variety in the general sense of Section 2. where U runs through all neighborhoods of P . When we write “X ⊂ An is an afﬁne variety”. If X ⊂ An . Pn ) is called an afﬁne variety (resp. 6.
Then α is onto by (1). By induction. . and let f ∈ Γ(V ). Proposition 5. . since Pn1 × · · · × Pnr × Am is isomorphic to an open subvariety of Pn1 × · · · × Pnr × Pm . The second statement follows from the ﬁrst. . Any closed subvariety of Pn1 × · · · × Pnr is a projective variety. . We use the notations of that problem.) In particular. . This ϕ is onetoone and onto. . . X n+1 ) → (X 1 . which mapped Pn × Pm onetoone onto a projective variety V . X n ) from An+1 to An induces a morphism ˜ ϕ : V → V f (Problem 6. Ym ] to this ring that takes X i to the residue of Ti 0 . is easily checked to be an isomorphism. Choose F ∈ k[X 1 . . . . It sufﬁces to show that the restriction of S to U0 ×U0 → V ∩U00 is an isomorphism. X n ]/I . by the Nullstellensatz. Let V f = {P ∈ V  f (P ) = 0}. X n . so V is a variety. so it is enough to show that the induced map on coordinate rings is an isomorphism. If this were done. Let I be the ideal in k[X 1 . an open subvariety of V . . so Γ(V ) = k[X 1 . X n+1 ). . Any variety is isomorphic to an open subvariety of a projective variety. . . . Let V be an afﬁne variety. . It is possible to deﬁne more general varieties than those we have considered here. Then (1) Γ(V f ) = Γ(V )[1/ f ] = {a/ f n ∈ k(V )  a ∈ Γ(V ). The projection (X 1 . Ym ]. X n . The other inclusion is obvious. deﬁned by polynomials F N G β (X 1 . and Γ(V ∩U00 ) may be identiﬁed with k[T10 . . . and hence ϕ is an isomorphism. What is more surprising is that an open subvariety of an afﬁne variety may also be afﬁne. .4). X n ]  G z ∈ Γ(V )} (proof of Proposition 2 of §2. . where J = {G ∈ k[X 1 . . let I = I (V ). V = V (I ) ⊂ An+1 . Note. . . Y1 . . Proof. . and ϕ = (α)−1 . α(X n+1 ) = 1/ f . with N ≥ deg(G β ). X n+1 ] generated by I and by X n+1 F −1. . . Since V (J ) ⊂ V (F ). Since this isomorphism is the one induced by S −1 . The pole set of z is V (J ). . F N ∈ J for some N . .6. . . . 1/F ).13. we deﬁned the Segre imbedding S : Pn ×Pm → Pn+m+nm . k > 0}). Let α : k[X 1 . . I is prime. . from this it follows that ϕ−1 is continuous. The homomorphism from k[X 1 .16). X n+1 ] → Γ(V f ) be deﬁned by letting α(X i ) = X i if i ≤ n. . X n .28. We identify Γ(U0 × U0 ) with k[X 1 . . . Then f N z = a ∈ Γ(V ). and α induces an isomorphism α : Γ(V ) → Γ(V f ). . . . . . (2) V f is an afﬁne variety. the varieties we have deﬁned would be called the “quasiprojective” varieties. f = 0. . In Problem 4. If W is closed in V . . . Y j to that of T0 j . A closed subvariety of an afﬁne variety is also an afﬁne variety. n ∈ Z}. and it is left to the reader to check that Ker(α) = I . . . the proof is complete. . (1): Let z ∈ Γ(V f ). Y1 . so z = a/ f N ∈ Γ(V )[1/ f ]. X n ] whose I residue F is f . . Proof. . . . deﬁned by the vanishing of polynomials G β (X 1 . Tnm ]/({T j k − T j 0 T0k  j . We may assume V ⊂ An . . . These are afﬁne varieties. it is enough to prove that Pn × Pm is a projective variety. then ϕ(W ) is closed in V f . . MORPHISMS OF VARIETIES 71 Proposition 4. (See Problem 6. .3. We leave it to the reader to complete the proof that ϕ−1 is a morphism. (2): We must “push the zeros of F off to inﬁnity” (compare with the proof of the Nullstellensatz). .
.21. . and that a subset U of Pn is open if and only if π−1 (U ) is open. Let X = U . 0)} to Pn is a morphism of varieties.20. (Use Problems 6.14 and 2. x n+1 ]. . and use α α α α . 0)} is not an afﬁne variety (see Problem 6. and suppose f (Uα ) ⊂ Vα for all α. the inclusion i : Y → X is a morphism. (b) If L is the linear form deﬁning H . and X f is afﬁne by the proposition. Let X be a variety. y) is an isomorphism.19. Q ∈ X .72 CHAPTER 6. If X is open in a projective variety X ⊂ Pn . (Hint: Change coordinates so L = X n+1 .17). (b) The union of two open afﬁne subvarieties of a variety may not be afﬁne. X ⊂ X . . Let ϕ : X → A1 be the mapping deﬁned by ϕ(P ) = f (P ) for P ∈ X . and l is its image in Γh (X ) = k[x 1 .Vα open subvarieties. Proof. Let f be the image of F in Γ(X ). MORPHISMS. Let R be a domain with quotient ﬁeld K . and let H be a hyperplane in Pn that doesn’t contain X . y) ∈ A × B  x ∈ V } is a closed subvariety of A × B . f = 0 in R. Since X U is an algebraic subset of An . there is a polynomial F ∈ k[X 1 .9). ϕ−1 (λ) is the pole set of z = 1/( f − λ). f : X → Y a mapping.16. (a) Show that for λ ∈ k. X a variety. . . Show that V × {y} = {(x. VARIETIES. U a neighborhood of a point P in X . then ϕ extends uniquely to a ring homomorphism from R[1/ f ] to S. Y be varieties. . . Assume f (X ) ⊂ Y . and P ∈ Ui . Let X . such that V is an afﬁne variety.9. n ∈ Z}. Show that the natural map π from An+1 {(0. and F (Q) = 0 for all Q ∈ X U (Problem 1. (b) Show that the ring homomorphism from R[X ]/(X f − 1) to R[1/ f ] that takes X to 1/ f is an isomorphism. (a) Show that if ϕ : R → S is any ring homomorphism such that ϕ( f ) is a unit in S. ∗ 6.) ∗ 6. ∗ 6.Y = V . So we may assume X ⊂ An is afﬁne. (Hint: See the proof of the Corollary to Proposition 5. B = Pm1 × · · · × Am . (a) If Y is an open or closed subvariety of X . (a) Show that A2 {(0. Let X be a variety. . .17. U by U ∩Ui . . 6.13. 6.22.23. ∗ 6. with Uα .14. Let f : X → Y be a morphism of varieties. Problems ∗ 6. x n+1 /l ]. . ∗ 6. Let P . ∗ 6. f ∈ Γ(X ). Show that there is an afﬁne open set V on X that contains P and Q. and that the map V → V × {y} taking x to (x. (a) Show that f is a morphism if and only if each restriction f α : Uα → Vα of f is a morphism. Then there is a neighborhood V of P . . AND RATIONAL MAPS Corollary. .15. . Then the restriction of f to X is a morphism from X to Y . then Γ(X ∗ ) may be identiﬁed with k[x 1 /l . Let A = Pn1 × · · · × An . a subring of K . f is a morphism if and only if each f˜(Γ(Vα )) ⊂ Γ(Uα ). Then P ∈ X f ⊂ U . ∗ 6. Let y ∈ B . (a) Show that X (H ∩ X ) is isomorphic to an afﬁne variety X ∗ ⊂ An . Vα is afﬁne. (b) If each Uα . Let R[1/ f ] = {a/ f n  a ∈ R. . (b) Show that ϕ is a morphism of varieties. Y ⊂ Y subvarieties (open or closed).) 6. (b) The composition of morphisms is a morphism. Let X be a projective variety in Pn .18. X n ] such that F (P ) = 0. V a closed subvariety of A. we may replace X by X ∩Ui . Any variety is the union of a ﬁnite number of open afﬁne subvarieties. V ⊂ U .
) ∗ 6. are distinct. Let G α (Y ) = F α (x. It sufﬁces to show that each Ui is open. V. Y ). Y = Am .4 Products and Graphs Let A = Pn1 ×· · ·×An . then for some α and some x ∈ V .6. Let V ⊂ A. . say X is open in V ⊂ A. A set that contains a neighborhood of each of its points is open. (1) is left to the reader. A. g )(z) = ( f (z). Any projective variety is isomorphic to a closed subvariety V ⊂ Pn (for some n) such that V is not contained in any hyperplane in Pn . Y = B (Problem 6. Proof. 1. Zi closed in A ×B . y ) = ( f (x ). Then V × W is a closed subvariety of A × B . PRODUCTS AND GRAPHS 73 Problem 1. (2) If f : Z → X . y) = 0. The only difﬁculty is in showing that V × W is irreducible. .17).16). Y open in W ⊂ B . (4) The diagonal ∆ X = {(x.4. W ⊂ B be closed subvarieties.14). 6. we may cover A and B by the open afﬁne spaces Ui 1 × · · · × Ar . If Ui 1 × · · · × An and U j 1 × · · · × Am are the usual afﬁne open subvarieties that cover A and B . so X × Y is a variety. Suppose V × W = Z1 ∪ Z2 . then Ui 1 × · · · × An+m are afﬁne open subvarieties that cover A × B . If y ∈ U1 . Let F α (X . F α (x. for then. Let Ui = {y ∈ W  V ×{y} ⊂ Zi }.20). B = Pm1 ×· · ·×Am be mixed spaces. : x : 0] gives an isomorphism of Pn−1 with 1 n 1 n H∞ ⊂ Pn . g (z)) is a morphism. x) is an isomorphism. g (y )) is a morphism. g : Z → Y are morphisms. P. Show that [x : . Show that there is an f ∈ k(X ) that is deﬁned at P and at Q. y) ∈ X × X  y = x} is a closed subvariety of X × X . Then X × Y is open in V × W . then f × g : X × Y → X × Y deﬁned by ( f × g )(x . V is isomorphic to a variety in Pn−1 . Note that the product of two afﬁne varieties is an afﬁne variety. Proof. Then A × B = Pn1 × · · · × Pm1 × · · · × An+m is also a mixed space. so U1 (and likewise U2 ) is open. and then V ×W ⊂ Z1 . Since V ×{y} is irreducible (Problem 6. g : Y → Y are morphisms.24. ∗ 6. Section 4. f (Q) = 0 (Problems 6. and the diagonal map δ X : X → ∆ X deﬁned by δ X (x) = (x. as P varies in X . The local rings OP (X ). one of the Ui (say U1 ) must be empty. and the product of two projective varieties is a projective variety. as in Chapter 4. If X and Y are any varieties. Then {y ∈ W  G α (y ) = 0} is an open neighborhood of y in U1 . Since being a morphism is local (Problem 6. B as above. (1) The projections pr1 : X × Y → X and pr2 : X × Y → Y are morphisms. Proposition 6. Let X be a variety.17(c).25. as desired. So f ∈ mP (X ).23. : x ] → [x : . then ( f . Proposition 7. U1 ∩U2 = . . This reduces it to the case where X = An . If a variety V in Pn is contained in H∞ . Y ) be the “multiforms” deﬁning Z1 . (3) If f : X → X . We may . with f (P ) = 0. g ) : Z → X × Y deﬁned by ( f . (2): We may reduce ﬁrst to the case where X = A. since W is a variety.W. 1/ f ∈ OQ (X ). .Q two distinct points of X .
The projection of X × Y onto X restricts to an isomorphism of G( f ) with X .29. Let U . We may thus think of π : V → PN −1 as a “universal family” of curves of degree d . . Let V be a variety. (b) For each t = (t 1 . (b) A1 {(0)} = k {(0)}. Proof. then {x ∈ X  f (x) = g (x)} is closed in X . (Compare Problem 6. . (4): The diagonal in Pn × Pn is clearly an algebraic subset. MORPHISMS. Corollary. . . let C t be the corresponding curve (§5. .. and let π : V → PN −1 be the restriction of the projection map. (b) If X and Y are afﬁne. and ψ : V → V (inverse) satisfying the group axioms.26. G( f ) is a closed subvariety of X × Y . where j = identity on X .28. M N be the monomials of degree d in 2 X . Show that each of the following is an algebraic group: (a) A1 = k. . . . Show that the homomorphism f˜ : Γ(Y ) → Γ(X ) is onetoone. the graph of f .) 6. If ϕ and ψ are morphisms. G( f ). g )−1 (∆Y ). . V is said to be an algebraic group. g ◦ pr2 ). Y . show that U ∩V is afﬁne. Proposition 8. Let d ≥ 1. . and π is a morphism. We have G( f ) = ( f ×i )−1 (∆Y ). maps X onto G( f ). so ∆ X is closed in any X (Proposition 4 of §6. If f . 6. Every curve appears as a ﬁbre π−1 (t ) over some t ∈ PN −1 . T N be homogeneous coordinates for PN −1 . f ) : X → X ×Y . Now ( j . (a) Let f : X → Y be a morphism of varieties such that f (X ) is dense in Y . If f and g agree on a dense set of X .17. i = identity on Y . If f : X → Y is a morphism of varieties. But this case is trivial. Y . Let N V = V i =1 M i (X . . g : X → Y are morphisms of varieties. so δ X is an isomorphism. since the product of polynomial maps is certainly a polynomial map. Z )Ti ⊂ P2 × PN −1 . Is this true if Y is not afﬁne? 6. and suppose V is also a group. Problems ∗ 6. since Z is a union of open afﬁne subvarieties.e. V be open subvarieties of a variety X .27. (a) Show that V is an irreducible closed subvariety of P2 × PN −1 . is deﬁned to be {(x. VARIETIES. {x  f (x) = g (x)} = ( f . show that f (X ) is dense in Y if and only if f˜ : Γ(Y ) → Γ(X ) is onetoone. (a) Show that U ∩V is isomorphic to (U ×V )∩∆ X . . and let M 1 . N = (d +1)(d +2) . and this is inverse to the projection. there are mappings ϕ : V × V → V (multiplication or addition). Z (in some order). (3): Apply (2) to the morphism ( f ◦ pr1 . Let T1 . Show that π−1 (t ) = C t × {t }. AND RATIONAL MAPS also assume Z is afﬁne. t N ) ∈ PN −1 .3). i. . then f = g . The restriction of pr1 : X × X → X is inverse to δ X .2). Proof. with the usual addition on k. (c) An (k) with addition: likewise M n (k) = {n by n matrices} under addition may 2 be identiﬁed with An (k).74 CHAPTER 6. y) ∈ X × Y  y = f (x)}. with the usual multiplication on k: this is denoted Gm . (b) If U and V are afﬁne. this group is often denoted Ga .
48). Part (5) of the next proposition shows that. A variety of dimension one is called a curve.5 Algebraic Function Fields and Dimension of Varieties Let K be a ﬁnitely generated ﬁeld extension of k. Proof. that a “curve” is assumed to be a variety. Note. to be tr.30. . The transcendence degree of K over k. and p is a prime ideal in R. y).31 below. degk K is deﬁned to be the smallest integer n such that for some x 1 . x n ). We say then that K is an algebraic function ﬁeld in n variables over k. y = 0. ALGEBRAIC FUNCTION FIELDS AND DIMENSION OF VARIETIES 75 (d) GLn (k) = {invertible n × n matrices} is an afﬁne open subvariety of M n (k). T must appear in F . O ∈ C . dim(X ). then the natural homomorphism from k to R/p is an isomorphism.46). . Let K be an algebraic function ﬁeld in one variable over k. If X is a variety. (3) If R is a domain with quotient ﬁeld K . (e) C a nonsingular plane cubic. x) = 0 (clear denominators if necessary). Show that the map ϕ : Ga → C ◦ given by ϕ(t ) = [t : 1 : t 3 ] is an isomorphism of algebraic groups. . y) = 0. so t is algebraic over k(x). But x is not algebraic over k (Problem 1. Show that ϕ : Gm → C ◦ deﬁned by ϕ(t ) = [t : t 2 : 1 − t 3 ] is an isomorphism of algebraic groups. (3) Suppose there is an x ∈ R whose residue x in R/p is not in k.5. then a 0 (X ) = 0. however. 6. Since x is algebraic over k(t ). so K is algebraic over k(x) (Problem 1. C ◦ = C {[0 : 0 : 1]}. a group with O = [0 : 1 : 0]. ⊕ the resulting addition (see Problem 5. Y ] so that F (x. If we choose F of lowest possible degree. O = [1 : 1 : 0]. Proposition 9. and a group under multiplication. k(X ) is a ﬁnitely generated extension of k. so a 0 (x) = 0. (2) Since char(k(x)) = 0. Deﬁne the dimension of X . x n ∈ K .” We have outlined a proof of this algebraic fact in Problem 6. k ⊂ R. . But then a 0 (x) ∈ P . while a “plane curve” is allowed to have several (even multiple) components. K is algebraic over k(x 1 . Then (1) K is algebraic over k(x). this is an immediate consequence of the “Theorem of the Primitive Element. so there is no such x. (1) Take any t ∈ K so that K is algebraic over k(t ). written tr. for subvarieties of A2 or P2 . X ] such that F (t . t ) is algebraic over k(x) (Problem 1. degk k(X ). etc. there is a polynomial F ∈ k[T. and let x ∈ K . of dimension two a surface. . . 6. 0 = p = R.38). Since x is not algebraic over k (Problem 1. Then k(x. (b) Let C = V (X 3 + Y 3 − X Y Z ) be a cubic with a node. . this deﬁnition agrees with the one given in Chapters 3 and 5. then dimU = dim X . C ◦ = C {[0 : 0 : 1]} the simple points. . (1) If U is an open subvariety of X . and let y ∈ p.6. x ∈ k. Proposition 10. (2) (char(k) = 0) There is an element y ∈ K such that K = k(x. (a) Let C = V (Y 2 Z − X 3 ) be a cubic with a cusp. . Choose F = a i (X )Y i ∈ k[X .50).48).
(4) Every proper closed subvariety of a curve is a point. so L = K . Then x 1 . Proof. x n is a maximal set of algebraically independent elements of K . Then the result follows from (3) and (4). . Apply Proposition 9 (3).33.76 CHAPTER 6. (c) tr. j = 1. x n ) if and only if x 1 . . . so y ∈ K . An (k) is an algebraic set. . we say that x 1 . . We may suppose V is afﬁne by (1) and (2). Suppose k ⊂ K is an algebraically 1 n closed subﬁeld. K a ﬁnitely generated extension of k. Let L be a ﬁeld in which F = n m i =1 (T −x i ).31. If k ⊂ K . then dimV = dimV ∗ . K = K (z). AND RATIONAL MAPS (2) If V ∗ is the projective closure of an afﬁne variety V . . tr. L a ﬁnite (algebraic) extension of K . Then Problem 2. x n ∈ K . Use (2) if V ⊂ P2 . x n ) = 0. x ) as in Problem 6. . Then k(V ) is algebraic over k. x n ∈ K are algebraically independent if there is no nonzero polynomial F ∈ k[X 1 . (4): Again we may assume V is afﬁne.32. . VARIETIES. y = y 1 . (3): Suppose dimV = 0. . (1) and (2) follow from the fact that the varieties have the same function ﬁelds. Any set {x 1 . Choose λ = 0 in K so that λx + y = λx i + y j for all i = 1. . x n } is called a transcendence basis of K over k.31. . . y). Set H (T ) = G(z − λT ) ∈ K [T ]. The notion of transcendence degree is analogous to the idea of the dimension of a vector space. . . or V = A2 (§1. Let L = K (x . By methods entirely analogous to those for bases of vector spaces. . G(y) = 0. (5) A closed subvariety of A2 (resp. (Theorem of the Primitive Element) Let K be a ﬁeld of a characteristic zero. a plane curve V (F ). y) ≤ 1. . F ) = (T − x) ∈ K [T ]. . Step (ii): If L = K (x 1 . . . . then Γ(W ) = R/P p (Problem 2. If F (x. If W is a closed subvariety of V . . G = j =1 (T −y i ). so Γ(V ) = k. 1.6). one can prove: (a) Let x 1 . P2 ) has dimension one if and only if it is an afﬁne (resp.4 gives the result. let R = Γ(V ). Then there is a z ∈ L such that L = K (z). p the prime ideal of R corresponding to W . . H (x i ) = 0 if i > 0. . Show that L = K ( λi x i ) for some 6. . . . use induction on n to ﬁnd λ1 . y) = 0. . . . so k(V ) = k. . or 2. . dimV must be 0. . . . . . (3) A variety has dimension zero if and only if it is a point. L ⊃ L (see Problems 1. MORPHISMS. Let F and G be monic irreducible polynomials in K [T ] such that F (x) = 0. x = x 1 . . . . 1. y). So V is either a point. . degk k(x. X n ] such that F (x 1 . . Since k(V ) = k(x. x n ). x n } such that K is algebraic over k(x 1 . Problems ∗ 6.53). ∗ 6. and V (λ1 . . . . Let z = λx + y. x n is a minimal set such that K is algebraic over k(x 1 . λn ∈ k such that L = K ( λi x i ). .52. . . Outline of Proof. Such {x 1 .3). Then x ∈ K . . λn ) ∈ An V . (5): Assume V ⊂ A2 . . . . x n ) contains a transcendence basis. projective) plane curve. degk K is the number of elements in any transcendence basis of K over k. . . . Step (i): Suppose L = K (x. (b) Any algebraically independent set may be completed to a transcendence basis. . . . Then H (x) = 0. Therefore (H .
Let ˜ Γ(W ) = k[y 1 . A rational map from X to Y is said to be dominating if f (U ) is dense in Y . y n ]. For any point P in the domain of f . take afﬁne neighborhoods V of P . 6. Let K = k(x 1 . and b i (P ) = 0. 77 6. V ⊂ Y be afﬁne open sets. . the mapping f : U → Y deﬁned by f Uα = f α is a morphism belonging to the equivalence class of the map. (1) is left to the reader (Problem 6. Let Y be a closed subvariety of a variety X . An equivalence class of such morphisms is called a rational map from X to Y . x n ) be a function ﬁeld in r variables over k.6. and is denoted by F . ˜ If O P (X ) dominates F (OQ (Y )).34. . and F (P ) = Q. Then the induced map f˜ : Γ(V ) → Γ(U ) is onetoone. then O P (X ) dominates F (OQ (Y )).) 6. Y be varieties. Proof. ˜ Conversely. (1) Let F be a dominating rational map from X to Y . This homomorphism is independent of the choice of ˜ f . a i . (3) Any homomorphism from k(Y ) into k(X ) is induced by a unique dominating rational map from X to Y . RATIONAL MAPS 6. (a) Show that there is an afﬁne variety V ⊂ An with k(V ) = K .26). (Assume char(k) = 0 if you wish. b i ∈ Γ(V ). Proposition 11. every equivalent morphism is a restriction of f . (b) Show that we may ﬁnd V ⊂ Ar +1 with k(V ) = K . If U is the domain of a rational map. f : U → V a morphism that represents F . . as is the ﬁrst part of (2). if P ∈ X . Q ∈ Y .6.6 Rational Maps Let X . Show that dim An = dim Pn = n. so f˜ extends to a onetoone homomorphism from k(Y ) = k(V ) into k(X ) = k(U ). Then F (y i ) = a i /b i . we say that B dominates A if the maximal ideal of B contains the maximal ideal of A. . Then dim Y ≤ dim X . and A is a subring of B . with equality if and only if Y = X . If A and B are local rings. and O P (X ) dominates F (OQ (Y )). If g ∈ Γ(W ) vanishes at Q.3). ˜ then F (g ) vanishes at P . If we let b = ˜ ˜ b 1 · · · b n . ˜ (2) If P belongs to the domain of F . The domain of a rational map is the union of all open subvarieties Uα of X such that some f α : Uα → Y belongs to the equivalence class of the rational map. . Thus a rational map from X to Y may also be deﬁned as a morphism f from an open subvariety U of X to Y such that f cannot be extended to a morphism from any larger open subset of X to Y . where f : U → Y is any morphism representing the map (it is easy to see that this is independent of U ). . then F (Γ(W )) ⊂ Γ(Vb ) (Proposition 5 of §6. then P belongs to the domain of F . . W of Q. Let U ⊂ X .4). r = dimV .3) so F : Γ(W ) → Γ(Vb ) is induced by a unique morphism f : Vb → W (Proposition 2 of §6. . from which it follows easily f (P ) = Q. the value f (P ) is welldeﬁned in k.36. . and F (P ) = Q. each f i is determined by its restriction to U1 ∩U2 (Corollary to Proposition 7 in §6. Two morphisms f i : Ui → Y from open subvarieties Ui of X to Y are said to be equivalent if their restrictions to U1 ∩U2 are the same. Since U1 ∩U2 is dense in X .35.
y]. Then ϕ(Γ(X )) ⊂ Γ(Yb ) for some b ∈ Γ(Y ). Since Γ(V ) = k[X . Then. (See Appendix A for the case when char(k) = p.5).40. An irreducible cubic with a multiple point is rational (Problems 6. Proof. V ⊂ Y .) (a) If t = ±1. if ϕ : k(Y ) → k(X ). birationally equivalent varieties have isomorphic function ﬁelds. then dim(Y ) ≤ dim(X ). We say that X and Y are birationally equivalent if there is a birational map from X to Y (This is easily seen to be an equivalence relation). (d) Give a prescription for ﬁnding all integer solutions (x. Then I is prime. it follows that k(V ) is isomorphic to k(x. We may assume X and Y are afﬁne.11). Then ϕ restricts to an isomorphism of Γ((X d )ϕ−1 (b) ) onto Γ((Yb )ϕ(d ) ). and ϕ−1 (Γ(Y )) ⊂ Γ(X d ) for some d ∈ Γ(X ). and an isomorphism f : U → V that represents F . (b) Show that the map ϕ : A1 {±1} → C taking t to Q t extends to an isomorphism of P1 with C . Pn ×Pm is birationally equivalent to Pn+m . Show that P1 ×P1 is not isomorphic to P2 . Therefore f (X b ) is dense in Y since f˜ is onetoone (Problem 6. 5. so (X d )ϕ−1 (b) is isomorphic to (Yb )ϕ(d ) . ϕ(Γ(Y )) ⊂ Γ(X b ) for some b ∈ Γ(X ). So dimV = 1.5). so ϕ is induced by a morphism f : X b → Y . If V is a curve. VARIETIES. and V is a plane curve (Proposition 10 (5) of §6. Y ]/I is isomorphic to k[x.) A variety is said to be rational if it is birationally equivalent to An (or Pn ) for some n. y] ⊂ k(V ). AND RATIONAL MAPS (3) We may assume X and Y are afﬁne.26). (Sketch this. Problems 6. 6. A variety is birationally equivalent to any open subvariety of itself. y) = k(V ). in fact. . A rational map F from X to Y is said to be birational if there are open sets U ⊂ X . z) to the Pythagorean equation X 2 + Y 2 = Z 2 . Every curve is birationally equivalent to a plane curve.) 6. where Q t = [1− t 2 : 2t : 1+ t 2 ]. 6.38. The varieties An and Pn are birationally equivalent. (Hint: P1 × P1 has closed subvarieties of dimension one that do not intersect. as desired. Conversely. Two varieties are birationally equivalent if and only if their function ﬁelds are isomorphic. Since k(U ) = k(X ) for any open subvariety U of X . For each t ∈ k. Let I be the kernel of the natural homomorphism from k[X . Proof. MORPHISMS.78 CHAPTER 6. y ∈ k(V ) (Proposition 9 (2) of §6. as in (2).30. Let C = V (X 2 + Y 2 − Z 2 ) ⊂ P2 .39. show that L t •C = P 0 + Q t .10. y. Proposition 12. If there is a dominating rational map from X to Y . suppose ϕ : k(X ) → k(Y ) is an isomorphism. let L t be the line between P 0 = [−1 : 0 : 1] and P t = [0 : t : 1]. (c) Any irreducible conic in P2 is rational. Y ] onto k[x. as in the proof of Proposition 11. y) for some x. 5. Corollary. a conic is isomorphic to P1 .37. k(V ) = k(x. so V = V (I ) ⊂ A2 is a variety.
W ] → Γh (F ) by setting α(U ) = u. (The dual curve) Let F be an irreducible projective plane curve of degree n > 1. F Z . so V (I ) contains the points corresponding to tangent lines to F at simple points. . and k(C ) is algebraic over k(u). . show that the pole set of f is f −1 ([1 : 0]).46. Q ∈ Y . respectively. (d) Show that the dual curve is the only irreducible curve containing all the points of (b). (a) Show that I is a homogeneous prime ideal in k[U . (a) Show that f is birational.41. and let u. Thus a nonconstant f ∈ k(V ) corresponds a homomorphism from k(T ) to k(V ). . . λn ) ∈ k n .V. F (Q) = P . 0) on V that is isomorphic to an open subvariety of a plane curve.44. Let k(P1 ) = k(T ). ∗ 6. [F X (P ) : F Y (P ) : F Z (P )] is in V (I ).V. : x n : z]) = [t : λi x i : z]. Z be coordinates for Pn+1 . Suppose X . Then there is a birational morphism f : C → C .) .6. Conclude that V (I ) is a curve. and ϕ−1 ([0 : 0 : 1]) = {P }.43. Deﬁne α : k[U . (See Problem 3. . such that U is isomorphic to V . Z ) = . For any variety V . P ∈ X .6.13. Every ndimensional variety is birationally equivalent to a hypersurface in An+1 (or Pn+1 ). so V is a rational curve. y. This is another justiﬁcation for the assertion that properties of X near P should be determined by the local ring O P (X ). the subﬁeld k( f ) generated by f is naturally isomorphic to k(T ). Let C be the closure of ϕλ (C ). Let Γh (F ) = k[X . P = [0 : . Then C ∩ V (T ) is ﬁnite. Let C . Then ϕλ is a welldeﬁned morphism. 6. Then there are neighborhoods U of P on X . f ∈ k. . 6.47. for some P ∈ C . . and hence to the a dominating rational map from V to P1 . .42. or F is constant (i. use Euler’s Theorem to show that F divides a X + bY + c Z .W ]. C a projective plane curve. which is impossible. Prove: (a) Either F is dominating.. . (b) Show that there is no neighborhood of (0. (c) If V (I ) ⊂ {[a : b : c]}. so V (I ) is a closed subvariety of P2 . z]. Y varieties. . C be curves. (c) The variable λ can be chosen so ϕλ is a birational morphism from C to C . λ 6. Let I be the kernel of α. Let V = V (X 2 −Y 3 .45. let ϕλ : C → P2 be deﬁned by the formula ϕ([t : x 1 : . v. f : A1 → V as in Problem 2. We outline a proof: (a) We can assume: C ⊂ Pn+1 Let T. Y 2 − Z 3 ) ⊂ A3 .32 and the fact that C ∩ V (T ) is ﬁnite). α(W ) = w.) ∗ 6.8). α(V ) = v. C ∩ V (T. The corresponding map is usually denoted also by f . (See Walker’s “Algebraic Curves” for more about dual curves when char(k) = 0. . P ∈ C . If this rational map is a morphism. (b) For each λ = (λ1 . : 0 : 1]. . X n . It is called the dual curve of F . V of Q on Y . 0. then k(C ) is a ﬁnite algebraic extension of F (k(C )). F a rational map from C to C . Z ]/(F ) = k[x. with O P (X ) isomorphic (over k) to OQ (Y ). (b) Show that for any simple point P on F . T = X /Y (Problem 4. F Y . such that f −1 ( f (P )) = {P }. where u = T /Z ∈ k(C ).14. Let C be a projective curve. and ϕλ (P ) = [0 : 0 : 1]. (Use Problem 6. and f ∈ k(V ). w ∈ Γh (F ) be the residues of F X . Y . 6. X 1 . RATIONAL MAPS 79 6. all Q ∈ C ). (b) If F is ˜ dominating.e.
MORPHISMS.80 CHAPTER 6. VARIETIES. AND RATIONAL MAPS .
if V is any variety. Uniqueness: If R dominates O P (C ) and OQ (C ). We let ordC . Let N = maxi . J = m ∩ Γ(C ∗ ). Then J is a prime ideal. Let C be a projective curve. . Theorem 1. Let m be the maximal ideal of R. Existence: We may assume C is a closed subvariety of Pn . a discrete valuation ring of K is a DVR that is a local ring of K . .24). and every nonzero element of Γ(C ∗ ) is a unit in R. If C is a plane curve. n + 1 (Problem 6. Then ord( f ) > 0 and ord(1/ f ) ≥ 0.1 Rational Maps of Curves A point P on an arbitrary curve C is called a simple point if O P (C ) is a discrete valuation ring. . so R ⊃ Γ(C ∗ ). . . choose f ∈ mP (C ). x n+1 ].5). so J corresponds to a closed subvariety W of C ∗ (Problem 2. and that C ∩ Ui = . x n /x n+1 ].Chapter 7 Resolution of Singularities 7. i = 1. Then in Γh (C ) = k[X 1 . this agrees with our original deﬁnition (Theorem1 of §3. Proof. If C ∗ is the afﬁne curve corresponding to C ∩Un+1 . ord(x i /x n+1 ) = ord((x j /x n+1 )(x i /x j )) = N − ord(x j /x i ) ≥ 0. each x i = 0. Suppose L is a ﬁeld containing K . Let K be a ﬁeld containing k. So W = {P } is a point (Proposition 10 of §6.2). Assume that ord(x j /x n+1 ) = N for some j (changing coordinates if necessary).25). K is the quotient ﬁeld of A. then J = 0. . . 81 .2). but then K ⊂ R. For example. and A contains k. . We say that a local ring A is a local ring of K if A is a subring of K . Then there is a unique point P ∈ C such that R dominates O P (C ). then O P (V ) is a local ring of k(V ). Then for all i . . Similarly. . and R is a discrete valuation ring of L. 1/ f ∈ OQ (C ) (Problem 6. . . K = k(C ). . . It is then easy to check that R dominates O P (C ∗ ) = O P (C ). a contradiction. . X n+1 ]/I (C ) = k[x 1 . j ord(x i /x j ). Assume that R ⊃ K . If W = C ∗ . then Γ(C ∗ ) may be identiﬁed with k[x 1 /x n+1 . The curve C is said to be nonsingular if every point on C is simple. P ∈ V . which is contrary to our assumption. or ordP denote the order function on k(C ) deﬁned by P O P (C ). .
But a DVR is not a ﬁeld. we will remove the point P from P2 and replace it by a projective line L. Let P be a simple point of C . this means that C is determined up to isomorphism by K alone (proving Corollary 3 again). then R dominates a unique O P (C ). Since R and O P (C ) are both DVR’s of K . Let f be a rational map from a curve C to a projective curve C . OC ) = P ∈U O P (C ). And if U is open in C . RESOLUTION OF SINGULARITIES Corollary 1.2 Blowing up a Point in A2 To “resolve the singularities” of a projective curve C means to construct a nonsingular projective curve X and a birational morphism f : X → C . it is enough to show that R ⊃ K . Corollary 2. and P is a multiple point on C . Since X is determined by K alone. 7. Then the correspondence P → O P (C ) from C to X is a homeomorphism. O P (C ) is the corresponding DVR. Show that any curve has only a ﬁnite number of multiple points. C a nonsingular curve. Γ(U . A rough idea of the procedure we will follow is this: If C ⊂ P2 . Corollary 4. R = O P (C ). f is a morphism. K be as in Corollary 4. If C is nonsingular. In Chevalley’s “Algebraic Functions of One Variable”. so R is a ﬁeld (Problem 1. so all the rings of functions on C may be recovered from X . If F is not dominating. it follows that R = O P (C ) (Problem 2.1. K = k(C ). Proof. If R is any such DVR.82 CHAPTER 7. and hence its domain is ˜ all of C . If P ∈ C . then there is a natural onetoone correspondence between dominant morphisms f : C → C and homomorphisms f˜ : k(C ) → k(C ). it is constant (Problem 6. then L is a ﬁnite algebraic extension of K (Problem 6.5 and the above Theorem 1. The points of L will correspond to the tangent directions at P . Corollary 3.45). Suppose K ⊂ R ⊂ L. Give a topology to X as follows: a nonempty set U of X is open if X U is ﬁnite.50). If C is a projective curve. Let C . Proof. This can be done in such a way that the resulting “blown up” plane .45). the reader may ﬁnd a treatment of these functions ﬁelds that avoids the concept of a curve entirely. Each O P (C ) is certainly a DVR of K . Then there is a natural onetoone correspondence between the points of C and the discrete valuation rings of K . Let X be the set of all discrete valuation rings of K over k. Problem 7. So we may assume F imbeds K = k(C ) as a subﬁeld of L = k(C ). By Proposition 11 of §6. Two nonsingular projective curves are isomorphic if and only if their function ﬁelds are isomorphic. Let C be a nonsingular projective curve. Then the domain of f includes every simple point of C .26).
The curve C = V (Y 2 − X 2 (X +1)) is sketched. y).7. BLOWING UP A POINT IN A2 83 B = (P2 {P }) ∪ L is still a variety. Let ψ = π ◦ ϕ : A2 → A2 . Then π(B ) = U ∪ {P }. z) ∈ A2  x = 0}. Let L = π−1 (P ) = {(0. π restricts to an isomorphism of π−1 (U ) onto U . and. and take the closure of this in B . the equations become more involved. If we take the side view of B . z) = (x. but we will see that. many mappings between varieties will be deﬁned by explicit formulas. while L is a closed subvariety of B . ψ(x. a variety covered by open sets isomorphic to A2 . we arrive at a nonsingular curve C with two points lying over the double point of C — we have “resolved the singularity”. It appears that if we remove P from C . xz). In this section we blow up a point in the afﬁne plane. Let E = ψ−1 (P ) = ϕ−1 (L) = {(x. y. z) ∈ A3  y = xz. replacing it by an afﬁne line L. z)plane) we see that B is isomorphic to an afﬁne plane. we will leave it to the reader to verify that they are morphisms. z) = (x. Let U = {(x. Deﬁne a morphism f : U → A1 = k by f (x. For k = C. y. everything looks like what is done in this section. z)  z ∈ k}. the real part of this can be visualized in R3 . . using the general techniques of Chapter 6. and easy to relate to the geometry. In the following two sections we consider projective situations. The next ﬁgure is an attempt. locally. Then ψ : A2 E → U is an isomorphism. but C will have “better” multiple points on L than C has at P . with C (C ∩ L) isomorphic to C {P }. Let B = {(x. take π−1 (C {P }). 0. Since π−1 (U ) = G. This ϕ is an isomorphism of A2 onto B (projection to (x. z) ∈ A3  y = xz}. Throughout. In this case the equations are quite simple. z)plane gives the inverse). z) = (x. z). 0) ∈ A2 . x = 0}. xz. Let G ⊂ U × A1 ⊂ A2 × A1 = A3 be the graph of f . and that C becomes a parabola. We see that B is the closure of G in A3 . The curve C will be birationally equivalent to a curve C on B . Since Y − X Z is irreducible. so G = {(x. Let ϕ : A2 → B be deﬁned by ϕ(x. B is a variety.2. Let π : B → A2 be the restriction of the projection from A3 to A2 : π(x. ψ is a birational morphism of the plane to itself. y. y) = y/x. y) ∈ A2  x = 0}. (projecting B onto the (x. G is an open subvariety of B . Let P = (0. in fact.
and ordCi (x) = 1. With F as above. an open subvariety of C . F = F r +F r +1 +· · ·+F n . X Z ) = X r F r (1. y) with k(C ) = k(x. By multiplying F by a constant. Y /X ) would be reducible. Z ) + X r +1 F r +1 (1. Assumption. Proof. where F = F r (1. y = xz. Z ). Then C = V (F ). If F = G H . and since V (F ) ⊃ C 0 . αi ). Z ) = 0. and let C be the closure of C 0 in A2 . then F = X r G(X . (1). If P is an ordinary multiple point on C . F i a form of degree i in k[X . RESOLUTION OF SINGULARITIES zO y 6 x . Z ) + · · · = X r F . . (2). Y ]. V (F ) = C . r = m P (C ). P s }. Z ) + X F r +1 (1. Let C = V (X ) be a curve in A2 . By means of f˜ we may identify k(C ) = k(x. . X is not tangent to C at P . F (X . α) = 0}. F ∩ X ) = I (P i . Thus F is irreducible. where P i = (0. Then f is a birational morphism of C to C . f −1 (P ) = {P 1 .84 CHAPTER 7. P Proof. i =1 (Z − αi )r i ∩ X ) = r i by properties of the intersection number. f −1 (P ) = C ∩ E = {(0. . then each P i is a simple point on C . . n = deg(C ). X doesn’t divide F . Y /X )H (X . zP ϕmmm6 m mmm ?? ?? π ?? ?? ? y ψ 9 x x . Let f : C → C be the restriction of ψ to C . z). Let C = V (F ). Since F r (1. Z ) + · · · + X n−r F n (1. α)  F r (1. we may s assume that F r = i =1 (Y − αi X )r i . where Y − αi X are the tangents to F at P . let C 0 = ψ−1 (C 0 ).C ∩ E ) = r i . And s m P i (C ) ≤ I (P i . . and m P i (C ) ≤ I (P i . / . Write C 0 = C ∩ U .
∗ 7. j =i (Y − α j X ) + (F r +1 )Y + . P s } are any open sets on C and C . we may choose g ∈ Γ(W ) such that g (P ) = 0. (2) By taking a linear change of coordinates if necessary. 0) = 1. where b i = ( i < r . show that F is nonsingular in the ﬁrst ﬁve examples. Y + βX ). . (a) Show that ordCi (g ) ≥ m P (G). P }.4. and x r −1 z i ∈ Γ(W ) if i ≤ r − 1. . (Hint: R How many tangents would G have otherwise?) 7. . . . (1) We can take the neighborhoods W and W arbitrarily small. W = C h is an afﬁne neighborhood of P in C . . Problems 7. . .7. . . but not in the sixth.. . . . f −1 (P ) = {P .17). To prove the last two claims it sufﬁces to ﬁnd an equation z r +b 1 z r −1 +· · ·+b r = 0.5. where P 1 is a simple point on C . L i = Y − αi X the tangent line corresponding to P i = (0. What is F ? What is (F ) ? What must be done to resolve the singularity of the curve Y 2 = X 2n+1 ? 7. (b) If s ≤ r . j a i j x i −r y j /h. y)) = r − 1 for i = 1. . and x r −1 Γ(W ) ⊂ Γ(W ). ).2. Y ) → (X +αY . BLOWING UP A POINT IN A2 85 (3). And the zeros of H can be moved by (X . Generalize the results of this section to F . r . show that f −1 (P ) = {P 1 }. if P ∈ U . .e.9). W ⊂ U . so F Y (x. show that F Y = x r −1 ( j =i (z − α j ) + x + . notice that F (x. so it will follow that 1. P r }. we may take W ⊂ U . αi ). U ⊃ {P 1 . and ordC i (g ) ≥ s for each i = 1. With the 1 r notation of Step (2). i. j so we have an equation z r + b 1 z r −1 + · · · + b r = 0. Let G be a plane curve with image g in Γ(C ) ⊂ Γ(C ). Γ(W ) is module ﬁnite over Γ(W ). ﬁnd F .2. Then W = f −1 (W ) = C h is also an afﬁne open subvariety of C . and let h be the image of H in Γ(C ). In fact. Starting with W as in (3).1. show that m P (G) ≥ s. . f −1 (P ) = {P 1 . f (W ) = W . Let F be any plane curve with no multiple components. Proof. . P i . (b) Let F = Y 2 − X 5 . Let P be an ordinary multiple point on C .3. To ﬁnd the equation. . For the points on the Y axis can be moved into W by a change of coordinates (X . z) = a i j x i + j −r z j = a i j y i + j −r z r −i . There is an afﬁne neighborhood W of P on C such that W = f −1 (W ) is an afﬁne open subvariety on C . y) = Conclude that ordCi (F Y (x. z. If P is an ordinary cusp on C . Let H = j ≥r a 0 j Y j −r . . Let F = i + j ≥r a i j X i Y j . . but g (Q) = 0 for all Q ∈ (W U ) ∪ f (W U ) (Problem 1. . Y ) → (X . . . ∗ 7. Wg are the required neighborhoods. . with equality if L i is not tangent to P G at P . (a) For each of the curves F in §3. . . Suppose P is an ordinary multiple point on C . Y ). Since H (0. r . we may also assume that W includes any ﬁnite set of points on C we wish. a i j y i + j −r )/h for Remarks. and b r = i ≥r.6. z r −1 generate Γ(W ) as a module over Γ(W ) (see Proposition 3 of §1. Γ(W ) = Γ(W )[z]. Then Wg . . . b i ∈ Γ(W ). .
X 3 be homogeneous coordinates for P2 . y) = [x : y : 1]. B and E i isomorphically onto the corresponding G . (4). Deﬁne morphisms f i : U → P1 by the formula f i [x 1 : x 2 : x 3 ] = [x 1 − a i 1 x 3 : x 2 − a i 2 x 3 ]. . Let V = ϕ(W ) = B V (Y12 )). We want to study π in a neighborhood of a point Q in some E i . (1). . replacing each by a projective line. and T × T1 × · · · × T t maps G. . B i =1 i (3). t }) ⊂ P2 × P1 × · · · × P1 . Let E i = π−1 (P i ). . W = ϕ−1 (V ). We are going to blow up all of these points. xz). Let B = V ({Yi 1 (X 2 − a i 2 X 3 ) − Yi 2 (X 1 − a i 1 X 3  i = 1. RESOLUTION OF SINGULARITIES 7. . and π ◦ ϕ = ϕ3 ◦ ψ. where P1 appears in the i th place. Let U = P2 {P 1 . so π restricts to an isomorphism of (2). . . If f = ( f i . (5). B is the closure of G in P2 × · · · × P1 . P t }. . 3 and let W = ψ−1 (W ). P t ∈ P2 . . . Let X 1 . . Let f = ( f 1 . Let ψ : A2 → A2 be as in Section 2: ψ(x. with T (P i ) = P i . leaving the reader to make the necessary changes if P i ∈ U3 . So each E i is canonically isomorphic to P1 . . Yi 2 homogeneous coordinates for the i th copy of P1 . Yi 1 . B i =1 i t E with U . so B is a variety. ( i >1 E i ∪ V (X 3 ) ∪ (6). . . f t ). For if S is any closed set in P2 × · · · × P1 that contains G. z) = (x. X 2 . then there is a projective change of coordinates T of P2 such that T (P i ) = P i and f i ◦ T = Ti ◦ f i (see Problem 7. . . B and E i constructed from f . . and let G ⊂ U × P1 × · · · × P1 be the graph of f . . P t }. . Then ϕ is a morphism. z) = [x : xz : 1] × [1 : z] × f 2 ([x : xz : 1]) × · · · × f t ([x : xz : 1]). This V is a neighborhood of Q on B . . Let π : B → P2 be the restriction of the projection from P2 × · · · × P1 to P2 . Let ϕ3 : A2 → U3 ⊂ P2 be the usual morphism: ϕ3 (x. and that Q corresponds to [λ : 1] ∈ P1 . and hence B is a variety. E i = {P i } × { f 1 (P i )} × · · · × P1 × · · · × { f t (P i )}. and we will soon see that B is the closure of G in P2 × · · · × P1 . P t } → P1 are deﬁned using P i instead of the P i . If T is any projective change of coordinates of P2 . . f t ) : U → P1 × · · · × P1 (t times) be the product (Proposition 7 of §6. . and by (3) and (4) we may assume that P 1 = [0 : 0 : 1]. then there are unique projective changes of coordinates Ti of P1 such that Ti ◦ f i = f i ◦ T (see Problem 7. If Ti is a projective change of coordinates of P1 (for one i ).4).3 Blowing up Points in P2 Let P 1 . .8 below).86 CHAPTER 7. We assume for simplicity that P i = [a i 1 : a i 2 : 1]. Deﬁne ϕ : W → P2 × P1 × · · · × P1 by setting ϕ(x.7 below). Let V = U3 {P 2 . . . then (T1 × · · · × T t ) ◦ f = f ◦ T . and f i : P2 {P 1 . We may assume i = 1. t E = B ∩ (U × P1 × · · · × P1 ) = G. . . then ϕ−1 (S) is closed in W and contains . . λ ∈ k (even λ = 0 if desired). Then B ⊃ G.
when restricted to V . Show that T1 = ((a −a 11 e)X +(b −a 11 f )Y . The morphism from P2 × · · · × P1 V (X 3 Y12 ) to A2 taking [x 1 : x 2 : x 3 ] × [y 11 : y 12 ] × · · · to [x 1 /x 3 : y 11 /y 12 ]. Let C be an irreducible curve in P2 . Let C 0 = C ∩U . Show that T = (a X +bY . Proof. 7. although having better singularities than C . locally. c X + d Y + a 12 Z . but it requires more technique than we have developed here. Since W V (X ) is open in W . and T = (a X + bY + a 11 z.4.9.) 7. we must .) If we want C to be a plane curve. . Thus we have the following diagram: A2 ⊃ W ψ ϕ ≈ / V ⊂B / V ⊂ P2 π A2 ⊃ W ϕ3 ≈ Locally. (7). and apply the above process. ∗ 7. and since Q was an arbitrary point of B G. Let P 1 .4 Quadratic Transformations A disadvantage of the procedure in Section 7. Proposition 1. guarantees that C is nonsingular. and it is difﬁcult to repeat the process to C .7. is no longer a plane curve. f looks just like the corresponding afﬁne map of Section 2. Let C be an irreducible projective plane curve. and suppose all the multiple points of C are ordinary.7. Z ) 1 1 satisﬁes f 1 ◦ T = T1 ◦ f 1 . T = (a X +bY . so ϕ−1 (S) = W . S ⊃ B .8. Let C = V (X 4 + Y 4 − X Y Z 2 ). . and let C be the closure of C 0 in B . QUADRATIC TRANSFORMATIONS 87 ϕ−1 (G) = W V (X ). π : B → P2 looks just like the map ψ : A2 → A2 of Section 2. P t be the multiple points of C . (c −a 12 e)X +(d −a 12 f )Y ) satisﬁes T1 ◦ f 1 = f 1 ◦ T . which is an isomorphism from C 0 to C 0 . c X +d Y ). The facts we have learned about plane curves don’t apply to C . Then there is a nonsingular projective curve C and a birational morphism f from C onto C . Write down equations for a nonsingular curve X in some PN that is birationally equivalent to C . C 0 = π−1 (C 0 ) ⊂ G. together with (8) above. e X + f Y + Z ). P 1 = [a 11 : a 12 : 1]. Use this to prove Step (3) above. Suppose P 1 = [0 : 0 : 1]. . c X +d Y . is the inverse morphism to ϕ. (Use the Segre imbedding. getting a better curve C .3 is that the new curve C . (The latter can be done. then π restricts to a birational morphism f : C → C . Problems ∗ 7. . (8). By (7) we know that. Let P = [0 : 0 : 1]. Use this to prove Step (4). Step (2) of Section 2. Therefore Q ∈ S. it is dense.
Let F ∈ k[X . Let C be the closure of Q −1 (C ∩U ) in P2 . Then F Q = F r (Y Z . the results for the other fundamental points and exceptional lines are then clear — and we usually omit writing them. Proof. This Q is a morphism from P2 {P. and Q = Q −1 on U . In particular.88 CHAPTER 7. F = [0 : 0 : 1] is F n (Y . and V (F ) = C . m P (F ) = n − r − r . It is called the standard quadratic transformation. Note that (C ) = C . Then F Q = Z r Y r X r F .) Proof. Write F = F r (X . and closed in U . P } → P2 by the formula Q([x : y : z] = [y z : xz : x y]. m P (C ) = r . Q is a birational map of P2 with itself. Let U = P2 V (X Y Z ). L = V (Y ). Then C ∩ U is open in C . (F ) = F .5). L = V (X ). Deﬁne Q : P2 {P. call these the exceptional lines. From (F Q )Q = (X Y Z )n F . Z ] be the equation of C . (4). P = [0 : 1 : 0]. (1). Let L = V (Z ). Note that the lines L and L intersect in P . then Z r is the largest power of Z that divides F Q . or sometimes the standard Cremona transformation (a Cremona transformation is any birational map of P2 with itself). Let F Q = F (Y Z . Y . P . n = deg(F ). and Z do not divide F . RESOLUTION OF SINGULARITIES allow it acquire some new singularities. and L is the line through P and P . And Q −1 (P ) = L − {P . X )X −r Y −r . P } to C . If C is in good position. F i a form of degree i (Problem 5. it follows that F is irreducible and (F ) = F . deg(F ) = 2n − r − r − r . V (F ) must be C . So F Q is a form of degree 2n. So Q maps U onetoone onto itself. P . Let P = [0 : 0 : 1]. P . so Q is an isomorphism of U with itself. X )(X Y )n−r +Z F r +1 (Y . m P (C ) = r .) If [x : y : z] ∈ U . F is irreducible. so the leading form of F at P = . This F is called the proper transform of F . call these three points the fundamental points. P . P } onto U ∪ {P. Y . X )(X Y )n−r −1 +· · · ). Proof. Let C be an irreducible curve in P2 . n−r i =0 F r +i (Y . X )X n−r −r −i Y n−r −r −i Z i . (3). then Q(Q([x : y : z])) = [xzx y : y zx y : y zxz] = [x : y : z]. X Z )(X Y )n−r +· · · = Z r (F r (Y . Since V (F ) ⊃ Q −1 (C ∩U ). Let us say that C is in good position if no exceptional line is tangent to C at a fundamental point. (2). X Z . (By the symmetry of Q. Then Q restricts to a birational morphism from C {P. If m P (C ) = r . while the old singularities of C become better on C . These new singularities can be taken to be ordinary multiple points. X Y ). so is C . it is enough to write one such equality. called the algebraic transform of F . (Similarly for P and P . Let m P (C ) = r . Assume C is not an exceptional line. from which the result follows. Y ). Therefore Q −1 (C ∩ U ) = Q(C ∩ U ) is a closed curve in U . where X . P }. since Q ◦Q is the identity on U. P }. Y )Z n−r + · · · + F n (X . P = [1 : 0 : 0] in P2 .
If C is in good position. By symmetry. z) = [z : 1 : xz]. Let F ∗ = F (X .. F r (Y . the same holds for the other lines and points. If P ∈ C . There is a neighborhood W of (0. xz). and there are isomorphisms ϕ : W → −1 C 0 and ϕ : W = f ∗ (W ) → C 0 such that ϕ f ∗ = f ϕ . Proof. and P 1 . Deﬁne (F ∗ ) = F (X . then F r (1. (See Problem 7. s then m P i (C ) ≤ I (P i . all as in Section 2. Let C 0 = C V (X Y ). . Example. . I (P . F r (Y . y) = [x : y : 1]. X Z . the same argument shows that there are no nonfundamental points on C ∩ L. .e. P s are the nonfundamental points on C ∩L. As in the proof of (4). (6). or I (P . 1). and ϕ (x. F r (Y . (5).7. X ) ∩ Z ) = r . 0) in C ∗ . or F r (1.C ∗ = V (F ∗ ) ⊂ A2 . F ∩ Z ) > m P (C ). But if Y is not tangent to F at P . F ∩ Z ) = I (P i . 0) = 0. 0)}. C ∗ = V (F ∗ ) ⊂ 2 A and f ∗ : C ∗ → C ∗ by f ∗ (x. QUADRATIC TRANSFORMATIONS 89 Proof. Take W = (C ∗ V (X Y )) ∪ {(0. I (P i . and i =1 I (P i . The line L is tangent to C at P if and only if I (P .C ∩ Z ) = r . Let C 0 = (C ∩U )∪{P }. The inverse of ϕ is given by [x : y : z] → (z/x. Let f : C 0 → C 0 be the restriction of Q to C0.10) X Z X Z Y Y . and that P ∈ C . We leave the rest to the reader. Equivalently. i. ϕ(x. X ) ∩ Z ) > 0. x/y). 1)X −r . z) = (x. .C ∩ L).4. X )X n−r −r Y n−r −r ∩ Z ) > n − r − r . Y . a neighborhood of P on C . Remark. the following diagram commutes: C∗ ⊃ W f∗ ϕ ≈ / C ⊂C 0 / C0 ⊂ C f C∗ ⊃ W ϕ ≈ Proof. 0) = 0. Assume that C is in good position.
and (F T ) is called a quadratic transformation of F . L intersects C (transversally) in n distinct nonfundamental points. . RESOLUTION OF SINGULARITIES Let us say that C is in excellent position if C is in good position. with multiple points of multiplicity r P = m P (C ). the correspondence preserving multiplicity and ordinary multiple points. L T = Y . m P (F ) = r . with all these points distinct.26 (Take L . and (b) follows by applying (6) to the curves C and (C ) = C (observing by (4) that C is in good position). . any lines. . Let deg(F ) = n. (Theorem 2 of §5. A calculation. (a) follows from the fact that C ∩U and C ∩U are isomorphic. Proof. .90 CHAPTER 7. If C is in excellent position. L ﬁrst. Q ◦ T is called a quadratic transformation. L T = X . then g ∗ (C ) = g ∗ (C ) − i =1 i m P i (C ). then C has the following multiple points: (a) Those on C ∩U correspond to multiple points on C ∩U . etc. let g ∗ (C ) = (n − 1)(n − 2) − 2 r P (r P − 1) . P a point of F . By Problem 4.) (7). may be any points. . 2 r (r i −1) . and n − r respectively. If F = F 1 . L •C = r P +P r +1 +· · ·+P n . . Then there is a projective change of coordinates T such that F T is in excellent position. and L and L each intersect C (transversally) in n −r distinct nonfundamental points. from now on P . and L •C = P 1 +· · ·+P n . . For any irreducible projective plane curve C of degree n. and T ([0 : 0 : 1]) = P . s (8). (b) P. P . . The special notation used in (1)–(8) regarding fundamental points and exceptional lines has served its purpose. .C ∩ L) = r . P and P are ordinary multiple points on C with multiplicities n. If T is any projective change of coordinates. and from Theorem 2 of §3. we say that the quadratic transformation is centered at P . If C is in excellent position. P . Let P 1 . we say that F is transformed into G by a ﬁnite sequence of quadratic transformations. it is enough to ﬁnd lines L. Proof. and P 1 . . If F T is in excellent position. The existence of such lines follows from Problem 5. n − r . L .4). . etc. F m = G are curves. (c) follows from (6). P .C ∩ L) and I (P i . P s be the nonfundamental points on C ∩ L.16. then L). 2 We know that g ∗ (C ) is a nonnegative integer. . . and each F i is a quadratic transformation of F i −1 . L. Lemma 1. (char(k) = 0) Let F be an irreducible projective plane curve.2 and Problem 3. L . where r i = Proof. and. P s are the nonfundamental points on C ∩ L. F 2 . then there is a change of coordinates T with L T = Z . using (2) and (7). Then m P i (C ) ≤ I (P i . L such that L •C = r P +P r +1 +· · ·+P n . in addition. (c) There are no nonfundamental points on C ∩L or on C ∩L . (This condition is no longer symmetric in P.24. and T ([0 : 0 : 1]) = P .
7.4. QUADRATIC TRANSFORMATIONS
91
Theorem 2. By a ﬁnite sequence of quadratic transformations, any irreducible projective plane curve may be transformed into a curve whose only singularities are ordinary multiple points. Proof. Take successive quadratic transformations, centering each one at a nonordinary multiple point. From (7) and (8) we see that at each step, either C has one less nonordinary r i (r i −1) < g ∗ (C ). If the original curve C multiple point than C , or g ∗ (C ) = g ∗ (C ) − 2 has N nonordinary multiple points, we reach the desired curve after at most N + g ∗ (C ) steps. (See the Appendix for a proof in characteristic p.)
Problems
7.10. Let F = 8X 3 Y + 8X 3 Z + 4X 2 Y Z − 10X Y 3 − 10X Y 2 Z − 3Y 3 Z . Show that F is in good position, and that F = 8Y 2 Z +8Y 3 +4X Y 2 −10X 2 Z −10X 2 Y −3X 3 . Show that F and F have singularities as in the example sketched, and ﬁnd the multiple points of F and F . 7.11. Find a change of coordinates T so that (Y 2 Z − X 3 )T is in excellent position, and T ([0 : 0 : 1]) = [0 : 0 : 1]. Calculate the quadratic transformation. 7.12. Find a quadratic transformation of Y 2 Z 2 −X 4 −Y 4 with only ordinary multiple points. Do the same with Y 4 + Z 4 − 2X 2 (Y − Z )2 . ∗ 7.13. (a) Show that in the lemma, we may choose T in such a way that for a given ﬁnite set S of points of F , with P ∈ S, T −1 (S) ∩ V (X Y Z ) = . Then there is a neighborhood of S on F that is isomorphic to an open set on (F T ) . (b) If S is a ﬁnite set of simple points on a plane curve F , there is a curve F with only ordinary multiple points, and a neighborhood U of S on F , and an open set U on F consisting entirely of simple points, such that U is isomorphic to U . ∗ 7.14. (a) What happens to the degree, and to g ∗ (F ), when a quadratic transformation is centered at: (i) an ordinary multiple point; (ii) a simple point; (iii) a point not on F ? (b) Show that the curve F of Problem 7.13(b) may be assumed to have arbitrarily large degree. 7.15. Let F = F 1 , . . . , F m be a sequence of quadratic transformations of F , such that F m has only ordinary multiple points. Let P i 1 , P i 2 , . . . be the points on F i introduced, as in (7) (c), in going from F i −1 to F i . (These are called “neighboring singularities”; see Walker’s “Algebraic Curves”, Chap. III, §7.6, §7.7). If n = deg(F ), show that (n − 1)(n − 2) ≥
P ∈F
m P (F )(m P (F ) − 1) +
i >1, j
m P i j (F i )(m P i j (F i ) − 1).
7.16. (a) Show that everything in this section, including Theorem2, goes through for any plane curve with no multiple components. (b) If F and G are two curves with no common components, and no multiple components, apply (a) to the curve F G. Deduce that there are sequences of quadratic transformations F = F 1 , . . . , F S = F and G = G 1 , . . . , G s = G , where F and G have only ordinary multiple points, and no
92
CHAPTER 7. RESOLUTION OF SINGULARITIES
tangents in common at points of intersection. Show that deg(F ) deg(G) = m P (F )m P (G) +
i >1, j
m P i j (F i )m P i j (G i ),
where the P i j are the neighboring singularities of F G, determined as in Problem 7.15.
7.5 Nonsingular Models of Curves
Theorem 3. Let C be a projective curve. Then there is a nonsingular projective curve X and a birational morphism f from X onto C . If f : X → C is another, then there is a unique isomorphism g : X → X such that f g = f . Proof. The uniqueness follows from Corollary 2 of §7.1. For the existence, the Corollary in §6.6 says C is birationally equivalent to a plane curve. By Theorem 2 of §7.4, this plane curve can be taken to have only ordinary multiple points as singularities, and Proposition 1 of §7.3 replaces this curve by a nonsingular curve X . That the birational map from X to C is a morphism follows from Corollary 1 of §7.1. If C is a plane curve, the fact that f maps X onto C follows from the construction of X from C ; indeed, if P ∈ C , we may ﬁnd C with ordinary multiple points so that the rational map from C to C is deﬁned at some point P and maps P to P (see Problem 7.13); and the map from X to C is onto (Proposition 1 of §7.3). If C ⊂ Pn , and P ∈ C , choose a morphism g : C → C 1 from C to a plane curve C 1 such that {P } = g −1 (g (P )) (Problem 6.43). Then if g f (x) = g (P ), it follows that f (x) = P . Corollary. There is a natural onetoone correspondence between nonsingular projective curves X and algebraic function ﬁelds in one variable K over k: K = k(X ). If X and X are two such curves, dominant morphisms from X to X correspond to homomorphisms from k(X ) into k(X ). We will see later that a dominant morphism between projective curves must be surjective (Problem 8.18). Let C be any projective curve, f : X → C as in Theorem 3. We say that X is the nonsingular model of C , or of K = k(C ). We identify k(X ) with K by means of f˜. The points Q of X are in onetoone correspondence with the discrete valuation rings OQ (X ) of K (Corollary 4 of §7.1). Then f (Q) = P exactly when OQ (X ) dominates O P (C ). The points of X will be called places of C , or of K . A place Q is centered at P if f (Q) = P . Lemma 2. Let C be a projective plane curve, P ∈ C . Then there is an afﬁne neighborhood U of P such that: (1) (2) (3) (4) f −1 (U ) = U is an afﬁne open subvariety of X . Γ(U ) is moduleﬁnite over Γ(U ). For some 0 = t ∈ Γ(U ), t Γ(U ) ⊂ Γ(U ). The vector space Γ(U )/Γ(U ) is ﬁnite dimensional over k.
7.5. NONSINGULAR MODELS OF CURVES
93
The neighborhood U may be taken to exclude any ﬁnite set S of points in C , if P ∈ S. Proof. We will choose successive quadratic transformations C = C 1 , . . . , C n so that C n has only ordinary multiple points, and open afﬁne sets Wi ⊂ C i , so that (i) P ∈ W1 and S ∩ W1 = ; (ii) the birational map from C i +1 to C i is represented by a morphism f i : Wi +1 → Wi ; (iii) f i : Wi +1 → Wi satisﬁes all the conditions of Section 2, Step (3). These quadratic transformations and neighborhoods are chosen inductively. At each stage it may be necessary to shrink the previous neighborhoods; the remarks in Section 2, together with Problem 7.13, show that there is no difﬁculty in doing this. Likewise let f n : X → C n be the nonsingular model of C n (Proposition 1 of §7.3), −1 and let Wn+1 = f n (Wn ) (shrinking again if necessary); this time Section 3, Step (7) guarantees that the same conditions hold. Let U = W1 , U = Wn+1 . That Γ(U ) is moduleﬁnite over Γ(U ) follows from Problem 1.45. Suppose Γ(U ) = m Γ(U )z i . Since Γ(U ) and Γ(U ) have the same quoi =1 tient ﬁeld, there is a t ∈ Γ(U ) with t z i ∈ Γ(U ), t = 0. This t satisﬁes (3). Deﬁne ϕ : Γ(U )/Γ(U ) → Γ(U )/(t ) by ϕ(z) = t z. Since ϕ is a onetoone klinear map, it is enough to show that Γ(U )/(t ) is ﬁnitedimensional. Since t has only ﬁnitely many zeros in U , this follows from Corollary 4 to the Nullstellensatz in §1.7. Notation. Let f : X → C as above Q ∈ X , f (Q) = P ∈ C . Suppose C is a plane curve. For any plane curve G (possibly reducible), form G ∗ ∈ O P (P2 ) as in Chapter 5, Section 1; let g be the image of G ∗ in O P (C ) ⊂ k(C ) = k(X ). Deﬁne ordQ (G) to be ordQ (g ). As usual, this is independent of the choice of G ∗ . Proposition 2. Let C be an irreducible projective plane curve, P ∈ C , f : X → C as above. Let G be a (possibly reducible) plane curve. Then I (P,C ∩G) = Q∈ f −1 (P ) ordQ (G). Proof. Let g be the image of G ∗ in O P (C ). Choose U as in Lemma 2, and so small that g is a unit in all O P (C ), P ∈ U , P = P . Then I (P,C ∩ G) = dimk (O P (P2 )/(F ∗ ,G ∗ )) = dimk (O P (C )/(g )) (Problem 2.44) = dimk (Γ(U )/(g )) (Corollary 1 of §2.9). Let V = Γ(U ), V = Γ(U ), and let T : V → V be deﬁned by T (z) = g z. Since V /V is ﬁnite dimensional, Problem 2.53 applies: dimV /T (V ) = dimV /T (V ), so dimk (Γ(U )/(g )) = dim(Γ(U )/(g )). By Corollary 1 of §2.9 again, dim Γ(U )/(g ) =
Q∈ f −1 (P )
dim(OQ (X )/(g )) =
ordQ (g ),
as desired (see Problem 2.50). Lemma 3. Suppose P is an ordinary multiple point on C of multiplicity r . Let f −1 (P ) = {P 1 , . . . , P r }. If z ∈ k(C ), and ordP i (z) ≥ r − 1, then z ∈ O P (C ). Proof. Take a small neighborhood U of P so that z ∈ O P (C ) for all P ∈ U , P = P (The pole set is an algebraic subset, hence ﬁnite), and so that f : U = f −1 (U ) → U looks like Section 2 Step (3). By Step (2) of Section 2, we know that ordP i (x) = 1. Therefore zx 1−r ∈ Γ(U ). But x r −1 Γ(U ) ⊂ Γ(U ), so z = x r −1 (zx 1−r ) ∈ Γ(U ) ⊂ O P (C ), as desired.
Let H be the Hessian of F . or nine ﬂexes. . (b) If P is an ordinary cusp on F . (See Problem 7.G. . This gives another algebraic characterization of X . H be plane curves. The integral closure R of R is {z ∈ k  z is integral over R}.23). Let X be a nonsingular projective curve. F ∩ H ) = 6. H∗ ∈ (F ∗ . (c) With f : X → C as in Lemma 2. . there is a homomorphism ϕ : k(X ) → k((T )) taking t to T (see Problem 2. P . show that I (P. What conditions on X will make it unique? (b) Let f : X → C as in (a). show that there is a z ∈ k(X ) such that ordP i (z) = m i (Problem 5.17. m r ∈ Z.21. . . Show that the restriction of f to f −1 (C ◦ ) gives an isomorphism of f −1 (C ◦ ) with C ◦.24 gives another proof that every cubic is projectively equivalent to one of the type Y 2 Z = cubic in X and Z . . P ∈ X . (a) Show that there is 1 s projective plane curve C with only ordinary multiple points. . Let R be a domain with quotient ﬁeld K . Let P 1 . C a projective plane curve. 7. Show how to recover the place from ϕ. or with z = H ∗ /G ∗ ∈ O P (F ).94 CHAPTER 7. . Proof.5. (b) If R α = R α . . r . (d) If the . Show that for any place P of a curve C . . (Hint: We may take P = [0 : 0 : 1]. 7. F ∩ H ) = 8 (see Problem 7. three. . Let F be an irreducible projective plane curve. Let P be a node on an irreducible plane curve F . and choice t of uniformizing parameter for O P (X ). (In many treatments of curves. ∗ 7. . H ) if ordP i (H ) ≥ ordP i (G) + r − 1 for i = 1. do a quadratic transform centered at f (P i ). then ( R α ) = ( R α ). .14). Suppose P is an ordinary multiple point of multiplicity r on C . . Applying Lemma 3 to z gives the result. Then Noether’s conditions are satisﬁed at P (with respect to F. and a birational morphism f : X → C such that f (P i ) is simple on C for each i .G ∗ ) ⊂ O P (P2 ) is equivalent with H ∗ ∈ (G ∗ ) ⊂ O P (F ). Show that m P (G) ≥ s if and only if ordQ i (G) ≥ s for i = 1. Let f : X → C as above.Q r the places on X centered at P . (Hint: if f (P i ) is multiple. r . Q 1 . . Problems 7. (a) Show that for any irreducible curve C (projective or not) there is a nonsingular curve X and a birational morphism f from X onto C . 2. L i ∩ F ) = 3 for i = 1.) 7.6). RESOLUTION OF SINGULARITIES Proposition 3. (a) If P is a simple node on F .32). . then Problem 5. then R = R. L 2 be the tangents to F at P . show that Γ( f −1 (U )) = Γ(U ) for all open sets U of C . . Let G. F ∗ = x y + · · · . Prove: (a) If R is a DVR.22. (c) Use (a) and (b) to show that every cubic has one. . . . a place is deﬁned to be a suitable equivalence class of “power series expansions”. . P r be the places centered at P . .) ∗ 7.18. .15). P an ordinary multiple point of multiplicity r on F . F is called a simple node if I (P.) (b) For any m 1 . (c) Show that the curve C of Part (a) may be found with arbitrarily large degree (Problem 7.19. and let s ≤ r . and let L 1 . show that I (P.20. Let G be any projective plane curve. . possibly reducible. and use Proposition 2 to show that all monomials of degree ≥ 4 may be ignored — see Problem 5. and let C ◦ be the set of simple points of C .
and k cusps. and no other singularities. and i ﬂexes (all ordinary). and δ simple nodes. . This is one of “Plücker’s formulas” (see Walker’s “Algebraic Curves” for the others). then i + 6 δ + 8 k = 3n(n − 2).7.5. NONSINGULAR MODELS OF CURVES 95 curve F has degree n.
96 CHAPTER 7. RESOLUTION OF SINGULARITIES .
g . Since z has only a ﬁnite number of poles and zeros (Problem 4. and (z)∞ = ordP (z)<0 − ordP (z)P . The divisors on X form an abelian group — it is the free abelian group on the set X (Chapter 2. Section 11). div(z) is a welldeﬁned divisor. H of degree m in k[X . Section 5. Proof. then div(z) = (z)0 − (z)∞ . say g . K = k(C ) = k(X ) the function ﬁeld. A divisor D = n P P is said to be effective (or positive) if each n P ≥ 0. and n P = 0 for all but a ﬁnite number of P . as in Chapter 7. the divisor of poles of z. Z ]. The points P ∈ C will be identiﬁed with the places of K . Deﬁne the divisor of G. the divisor of zeros of z. Y .5. and we write n P P ≥ m P P if each n P ≥ m P . Note that div(G) contains more information than the intersection cycle G •C . and G is a plane curve not containing C as a component. div(z) is a divisor of degree zero. f : X → C the birational morphism from the nonsingular model X onto C . where m is the degree of G. h forms of the same degree in Γh (C ). and we have seen that div(G) and div(H ) have same degree mn.Chapter 8 RiemannRoch Theorem Throughout this chapter. Clearly deg(D + D ) = deg(D) + deg(D ). ordP denotes the corresponding order function on K . By Proposition 2 of §7. div(z). By Bézout’s theorem. to be P ∈X ordP (G)P .C ∩ G). to be P ∈X ordP (z)P .1 Divisors A divisor on X is a formal sum D = P ∈X n P P . C will be an irreducible projective curve. Take C to be a plane curve of degree n. Section 5. A rational function has the same number of zeros as poles. deﬁne the divisor of z. For any nonzero z ∈ K . div(G) is a divisor of degree mn. The degree of a divisor is the sum of its coefﬁcients: deg( n P P ) = n P . n P ∈ Z. where ordP (G) is deﬁned as in Chapter 7. Then div(z) = div(G) − div(H ). Note that div(zz ) = div(z) + div(z ).17). Let z = g /h. For any nonzero z ∈ K . h are residues of forms G. Proposition 1. div(G). If we let (z)0 = ordP (z)>0 ordP (z)P . P ∈X ordP (G) = Q∈C I (Q. if they are counted properly. 8. and div(z −1 ) = − div(z). 97 . Suppose C is a plane curve of degree n.
Applying the criterion of Proposition 3 of §7. For each Q ∈ X .e. The criterion proved in Chapter 7. G H = F F +G H for some F .19 it follows that a curve G is an adjoint to C if and only if m P (G) ≥ m P (C ) − 1 for every (multiple) point P ∈ C . X 1 . (1) The relation ≡ is an equivalence relation. then div(z − λ0 ) ≥ 0 and deg(div(z − λ0 )) > 0. both nonzero. Let X = C = P1 . Proof. (5) Let C be a plane curve.1. Then div(G H ) = div(H ) + D + E + A ≥ div(H ) + E . Proposition 2. Let z. in which case we write D ≡ D. Then div(G ) = div(G H )−div(H ) = D +E +A. z ∈ K . unless z − λ0 = 0. (iii) div(z) = 0. then deg(D) = deg(D ). its degree is m P (C )(m P (C ) − 1). Section 5 for Noether’s conditions to hold translates nicely into the language of divisors: Assume C is a plane curve with only ordinary multiple points. From Problem 7. and G H . Let C . Then div(z) = div(z ) if and only if z = λz for some λ ∈ k. Proof. a contradiction.5 to F . then D + D 1 ≡ D + D 1 . (3) If D ≡ D . we see that Noether’s conditions are satisﬁed at all P ∈ C .G .G of the same degree with D + div(G) = D + div(G ). z ∈ K . (ii) z ∈ k. Any plane curve G such that div(G) ≥ E is called an adjoint of C . By Noether’s theorem. Then the following are equivalent: (i) div(z) ≥ 0. Let H . Proof. as desired. i. (1)–(4) are left to the reader. Two divisors D. For (5) it sufﬁces to write z = G/G . Problems 8. since div(z) = div(G) − div(G ) in this case. Then there is an adjoint G of degree m such that div(G ) = D + E + A. where t = X 1 /X 2 . (4) If D ≡ D . z ∈ k. If div(z) ≥ 0. every curve is an adjoint.98 CHAPTER 8. k(X ) = k(t ). Let 0 = z ∈ K . g relatively prime in k[t ]. f . . let rQ = m f (Q) (C ). where deg(G ) = m. X 2 homogeneous coordinates on P1 . (2) D ≡ 0 if and only if D = div(z). H . If C is nonsingular. Deﬁne the divisor E = Q∈X (rQ − 1)Q. (b) Calculate div( f /g ). D are said to be linearly equivalent if D = D + div(z) for some z ∈ K . H be curves of the same degree such that D + div(H ) = D + div(H ). for some effective divisor A.. RESIDUE THEOREM. Corollary 2. If z(P 0 ) = λ0 for some P 0 . Suppose G is an adjoint of degree m such that div(G) = D + E + A. and D 1 ≡ D 1 . E be as above. z ∈ O P (X ) for all P ∈ X . This E is effective. (a) Calculate div(t ). RIEMANNROCH THEOREM Corollary 1. Let F be the form deﬁning C . (c) Prove Proposition 1 directly in this case. Then D ≡ D if and only if there are two curves G. with D ≡ D. Suppose D and D are effective divisors on X .
8.2. THE VECTOR SPACES L(D)
99
8.2. Let X = C = V (Y 2 Z − X (X − Z )(X − λZ )) ⊂ P2 , λ ∈ k, λ = 0, 1. Let x = X /Z , y = Y /Z ∈ K ; K = k(x, y). Calculate div(x) and div(y). 8.3. Let C = X be a nonsingular cubic. (a) Let P , Q ∈ C . Show that P ≡ Q if and only if P = Q. (Hint: Lines are adjoints of degree 1.) (b) Let P,Q, R, S ∈ C . Show that P +Q ≡ R +S if and only if the line through P and Q intersects the line through R and S in a point on C (if P = Q use the tangent line). (c) Let P 0 be a ﬁxed point on C , thus deﬁning an addition ⊕ on C (Chapter 5, Section 6). Show that P ⊕ Q = R if and only if P +Q = R + P 0 . Use this to give another proof of Proposition 4 of §5.6. 8.4. Let C be a cubic with a node. Show that for any two simple points P,Q on C , P ≡ Q. 8.5. Let C be a nonsingular quartic, P 1 , P 2 , P 3 ∈ C . Let D = P 1 + P 2 + P 3 . Let L and L be lines such that L.•C = P 1 + P 2 + P 4 + P 5 , L •C = P 1 + P 3 + P 6 + P 7 . Suppose these seven points are distinct. Show that D is not linearly equivalent to any other effective divisor. (Hint: Apply the residue theorem to the conic LL .) Investigate in a similar way other divisors of small degree on quartics with various types of multiple points. 8.6. Let D(X ) be the group of divisors on X , D 0 (X ) the subgroup consisting of divisors of degree zero, and P (X ) the subgroup of D 0 (X ) consisting of divisors of rational functions. Let C 0 (X ) = D 0 (X )/P (X ) be the quotient group. It is the divisor class group on X . (a) If X = P1 , then C 0 (X ) = 0. (b) Let X = C be a nonsingular cubic. Pick P 0 ∈ C , deﬁning ⊕ on C . Show that the map from C to C 0 (X ) that sends P to the residue class of the divisor P − P 0 is an isomorphism from (C , ⊕) onto C 0 (X ). 8.7. When do two curves G, H have the same divisor (C and X are ﬁxed)?
8.2 The Vector Spaces L(D)
Let D = n P P be a divisor on X . Each D picks out a ﬁnite number of points, and assigns integers to them. We want to determine when there is a rational function with poles only at the chosen points, and with poles no “worse” than order n P at P ; if so, how many such functions are there? Deﬁne L(D) to be { f ∈ K  ordP ( f ) ≥ −n P for all P ∈ X }, where D = n P P . Thus a rational function f belongs to L(D) if div( f ) + D ≥ 0, or if f = 0. L(D) forms a vector space over k. Denote the dimension of L(D) by l (D); the next proposition shows that l (D) is ﬁnite. Proposition 3. (1) If D ≤ D , then L(D) ⊂ L(D ), and dimk (L(D )/L(D)) ≤ deg(D − D). (2) L(0) = k; L(D) = 0 if deg(D) < 0. (3) L(D) is ﬁnite dimensional for all D. If deg(D) ≥ 0, then l (D) ≤ deg(D) + 1. (4) If D ≡ D , then l (D) = l (D ). Proof. (1): D = D + P 1 + · · · + P s , and L(D) ⊂ L(D + P 1 ) ⊂ · · · ⊂ L(D + P 1 + · · · + P s ), so it sufﬁces to show that dim(L(D + P )/L(D)) ≤ 1 (Problem 2.49). To prove this, let t be a uniformizing parameter in O P (X ), and let r = n P be the coefﬁcient of P in D.
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CHAPTER 8. RIEMANNROCH THEOREM
Deﬁne ϕ : L(D + P ) → k by letting ϕ( f ) = (t r +1 f )(P ); since ordP ( f ) ≥ −r − 1, this is welldeﬁned; ϕ is a linear map, and Ker(ϕ) = L(D), so ϕ induces a onetoone linear map ϕ : L(D + P )/L(D) → k, which gives the result. (2): This follows from Corollary 1 and Proposition 2 (3) of §8.1. (3): If deg(D) = n ≥ 0, choose P ∈ X , and let D = D − (n + 1)P . Then L(D ) = 0, and by (1), dim(L(D)/L(D )) ≤ n + 1, so l (D) ≤ n + 1. (4): Suppose D = D +div(g ). Deﬁne ψ : L(D) → L(D ) by setting ψ( f ) = f g . Since ψ is an isomorphism of vector spaces, l (D) = l (D ). More generally, for any subset S of X , and any divisor D = n P P on X , deﬁne degS (D) = P ∈S n P , and L S (D) = { f ∈ K  ordP ( f ) ≥ −n P for all P ∈ S}. Lemma 1. If D ≤ D , then L S (D) ⊂ L S (D ). If S is ﬁnite, then dim(L S (D )/L S (D)) = degS (D − D). Proof. Proceeding as in Proposition 3, we assume D = D + P , and deﬁne ϕ : L S (D + P ) → k the same way. We must show that ϕ maps L S (D + P ) onto k, i.e., ϕ = 0, for then ϕ is an isomorphism. Thus we need to ﬁnd an f ∈ K with ordP ( f ) = −r − 1, and with ordQ ( f ) ≥ −nQ for all Q ∈ S. But this is easy, since S is ﬁnite (Problem 7.21(b)). The next proposition is an important ﬁrst step in calculating the dimension l (D). The proof (see Chevalley’s “Algebraic Functions of One Variable”, Chap. I.) involves only the ﬁeld of rational functions. Proposition 4. Let x ∈ K , x ∈ k. Let Z = (x)0 be the divisor of zeros of x, and let n = [K : k(x)]. Then (1) Z is an effective divisor of degree n. (2) There is a constant τ such that l (r Z ) ≥ r n − τ for all r . Proof. Let Z = (x)0 = n P P , and let m = deg(Z ). We show ﬁrst that m ≤ n. Let S = {P ∈ X  n P > 0}. Choose v 1 , . . . , v m ∈ L S (0) so that the residues v 1 , . . . , v m ∈ S L (0)/L S (−Z ) form a basis for this vector space (Lemma 1). We will show that v 1 , . . . , v m are linearly independent over k(x). If not (by clearing denominators and multiplying by a power of x), there would be polynomials g i = λi + xh i ∈ k[x] with λi ∈ k, g i v i = 0, not all λi = 0. But then λi v i = −x h i v i ∈ L S (−Z ), so λi v i = 0, a contradiction. So m ≤ n. Next we prove (2). Let w 1 , . . . , w n be a basis of K over k(x) (Proposition 9 of §6.5). We may asn n −1 sume that each w i satisﬁes an equation w i i + a i 1 w i i + · · · = 0, a i j ∈ k[x −1 ] (Probn lem 1.54). Then ordP (a i j ) ≥ 0 if P ∈ S. If ordP (w i ) < 0, P ∈ S, then ordP (w i i ) < ordP (a i j w i i ), which is impossible (Problem 2.29). It follows that for some t > 0, div(w i ) + t Z ≥ 0, i = 1, . . . , n. Then w i x − j ∈ L((r + t )Z ) for i = 1, . . . , n, j = 0, 1, . . . , r . Since the w i are independent over k(x), and 1, x −1 , . . . , x −r are independent over k, {w i x − j  i = 1, . . . , n, j = 0, . . . , r } are independent over k. So l ((r + t )Z ) ≥ n(r + 1). But l ((r + t )Z ) = l (r Z ) + dim(L((r + t )Z )/L(r Z )) ≤ l (r Z ) + t m by Proposition 3 (1). Therefore l (r Z ) ≥ n(r + 1) − t m = r n − τ, as desired. Lastly, since r n − τ ≤ l (r Z ) ≤ r m + 1 (Proposition 3 (3)), if we let r get large, we see that n ≤ m.
n −j
8.3. RIEMANN’S THEOREM Corollary. The following are equivalent: (1) (2) (3) (4) C is rational. X is isomorphic to P1 . There is an x ∈ K with deg((x 0 )) = 1. For some P ∈ X , l (P ) > 1.
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Proof. (4) says that there is nonconstant x ∈ L(P ), so (x)∞ = P . Then deg((x)0 ) = deg((x)∞ ) = 1, so [K : k(x)] = 1, i.e., K = k(x) is rational. The rest is easy (see Problem 8.1).
Problems
∗ 8.8. If D ≤ D , then l (D ) ≤ l (D) + deg(D − D), i.e., deg(D) − l (D) ≤ deg(D ) − l (D ). 8.9. Let X = P1 , t as in Problem 8.1. Calculate L(r (t )0 ) explicitly, and show that l (r (t )0 ) = r + 1. 8.10. Let X = C be a cubic, x, y as in Problem 8.2. Let z = x −1 . Show that L(r (z)0 ) ⊂ k[x, y], and show that l (r (z)0 ) = 2r if r > 0. ∗ 8.11. Let D be a divisor. Show that l (D) > 0 if and only if D is linearly equivalent to an effective divisor. 8.12. Show that deg(D) = 0 and l (D) > 0 are true if and only if D ≡ 0. ∗ 8.13. Suppose l (D) > 0, and let f = 0, f ∈ L(D). Show that f ∈ L(D − P ) for all but a ﬁnite number of P . So l (D − P ) = l (D) − 1 for all but a ﬁnite number of P .
8.3 Riemann’s Theorem
If D is a large divisor, L(D) should be large. Proposition 4 shows this for divisors of a special form. RIEMANN’S THEOREM. There is an integer g such that l (D) ≥ deg(D) + 1 − g for all divisors D. The smallest such g is called the genus of X (or of K , or C ). The genus is a nonnegative integer. Proof. For each D, let s(D) = deg(D) + 1 − l (D). We want to ﬁnd g so that s(D) ≤ g for all D. (1) s(0) = 0, so g ≥ 0 if it exists. (2) If D ≡ D , then s(D) = s(D ) (Propositions 2 and 3 of §8.2). (3) If D ≤ D , then s(D) ≤ s(D ) (Problem 8.8). Let x ∈ K , x ∈ k, let Z = (x)0 , and let τ be the smallest integer that works for Proposition 4 (2). Since s(r Z ) ≤ τ + 1 for all r , and since r Z ≤ (r + 1)Z , we deduce from (3) that (4) s(r Z ) = τ + 1 for all large r > 0. Let g = τ + 1. To ﬁnish the proof, it sufﬁces (by (2) and (3)) to show: (5) For any divisor D, there is a divisor D ≡ D, and an integer r ≥ 0 such that D ≤ r Z . To prove this, let Z = n P P , D = m P P . We want D = D − div( f ), so we need m P −ordP ( f ) ≤ r n P for all P . Let y = x −1 , and let T = {P ∈ X  m P > 0 and ordP (y) ≥ 0}.
Then m P −ordP ( f ) ≤ 0 whenever ordP (y) ≥ 0. For if X is a nonsingular cubic. and by the above Corollary 1. l (P ) = 1. If ordP (y) < 0. By its deﬁnition the genus depends only on the nonsingular model. i. Then (x)∞ = 2P since if (x)∞ = P . then (y/(x −α1 ))2 = x −α3 . x. Proofs. g = 0 by Corollary 2 and Problem 8. By the Corollary of §8. Then the genus g of C is given by the formula g = (n − 1)(n − 2) r P (r P − 1) − . (2) (char(k) = 2) g = 1 if and only if C is birationally equivalent to a nonsingular cubic. Examples. and let N = deg(D 0 )+ g . then n P > 0. l (r P ) = r for all r > 0. There is an integer N such that for all divisors D of degree > N . we see that a = 0 and degQ = 3.2. Then if deg(D) ≥ N . where C = V (Y 2 Z − 3=1 (X − αi Z )) is a nonsingular i cubic. x ∈ k. deg(D −D 0 )+1−g > 0. there is a relation of the form a y 2 + (bx + c)y = Q(x). It follows that K = k(C ). l (P ) > 1 for any P ∈ X . So the αi are distinct. Let C be a plane curve with only ordinary multiple points. y be a basis for L(3P ). The usefulness of Riemann’s Theorem depends on being able to calculate the genus of a curve. r P = m P (C ). If C is rational. Q a polynomial of degree ≤ 3. 2 2 P ∈C . Since we have a method for ﬁnding a plane curve with only ordinary multiple points that is birationally equivalent to a given curve. For the third. we may assume y 2 = 3=1 (x −αi ). or the function ﬁeld. So [K : k(x)] = 2. if g = 1. and the result follows from Corollary 1. so by Riemann’s Theorem. y ∈ k(y/(x − α1 )). but then X would be rational. RIEMANNROCH THEOREM Let f = P ∈T (y − y(P ))mP . By calculating ordP of both sides. then l (D) = deg(D) + 1 − g . D ≡ D +div( f ) ≥ D 0 . If α1 = α2 . Let 1.2. Let n be the degree of C . Conversely. x 2 . x.9 (or Proposition 5 below). so we may assume a = 1.102 CHAPTER 8. y 2 ∈ L(6P ). (1) g = 0 if and only if C is rational. then g = deg(r (x)0 ) − l (r (x)0 ) + 1 for all sufﬁciently large r. y). If x ∈ K . choose D 0 such that l (D 0 ) = deg(D 0 )+1−g . l (D) = deg(D) + 1 − g .. Problems 8. the result follows from Corollary 2. l (D −D 0 ) > 0. Then D −D 0 +div( f ) ≥ 0 for some f . Since 1. Replacing y by y + 1 (bx +c). If l (D 0 ) = deg(D 0 ) + 1 − g . Conversely. and D ≡ D ≥ D 0 . The ﬁrst two corollaries were proved on the way to proving Riemann’s Theorem. Then (y)∞ = 3P . so K = k(x.e. Corollary 2. i 2 so x. Let 1.10 and 5.24 (or Proposition 5 below). so a large r will take care of this. if g = 0. the following proposition is all that we need: Proposition 5. and the result follows from the Corollary to Proposition 4 of §8. Corollary 1. which contradicts the ﬁrst example. C would be rational. x y. y. then l (P ) ≥ 1 for all P . x be a basis for L(2P ). Corollary 3. so y ∈ k(x). so two birationally equivalent curves have the same genus.
The Residue Theorem allows us to ﬁnd all effective divisors linearly equivalent to certain divisors D. Let n Em = m i =1 Pi − E . . Let F be the form deﬁning C . not the projective space of curves. Let E = Q∈X (rQ − 1)Q. It follows that l (E m ) = deg(E m ) + 1 − (n − 1)(n − 2) − 2 r P (r P − 1) 2 ψ ϕ for large m. (Note that Vm is the vector space of forms. where Wm−n is the space of all forms of degree m −n.) It follows that the following sequence of vector spaces is exact: 0 −→ Wm−n −→ Vm −→ L(E m ) −→ 0.10. So R/S = A/Z m in k(F ). S forms of the same degree. and ψ(H ) = F H for H ∈ Wm−n . we need to ﬁnd some “large” divisors D for which we can calculate l (D). By Proposition 7of §2. and ϕ(G) = 0 if and only if G is divisible by F . The number on the right is what we called g ∗ (C ) in Chapter 7. Section 4. By the above Corollary 3. rQ = r f (Q) = m f (Q) (C ) as in Section 1. By Proposition 3 of §7. . Then g ≤ (n − 1)(n − 2) − 2 r P (r P − 1) . But since deg(E m ) increases as m increases.5. . Corollary 3 of Riemann’s Theorem applies to ﬁnish the proof. So E m is a divisor of degree mn − P ∈C r P (r P − 1).) Let ϕ : Vm → L(E m ) be deﬁned by ϕ(G) = G/Z m . Corollary 1. We may assume that the line Z = 0 intersect C in n distinct points P 1 . there is an equation R Z m = AS + B F . r P = m P (C ). Since G is adjoint if and only if m P (G) ≥ r P − 1 for all P ∈ C . P ∈ C . RIEMANN’S THEOREM 103 Proof. Then div(R Z m ) ≥ div(S) + E . . These two observations lead to the calculation of g . We claim that ϕ is onto. Let C be a plane curve of degree n. . Let Vm = {forms G of degree m such that G is adjoint to C }. Then ϕ is a linear map. 2 Proof.2 to calculate the dimension of Vm . and so ϕ(A) = f . We ﬁnd that dimVm ≥ (m + 1)(m + 2) − 2 r P (r P − 1) . (Note that div(A) = div(R Z m ) − div(S) ≥ E .3. so A ∈ Vm . so Theorem 2 of §7. we may calculate dim L(E m ).4 concludes the proof. P n . For if f ∈ L(E m ). We saw there that g ∗ decreases under quadratic transformations. at least for m large. 2 with equality if m is large.8. we may apply Theorem 1 of §5. write f = R/S. with R.
and l (E n−3 ) ≥ g . z ∈ k. Show that a morphism from a projective curve X to a curve Y is either constant or surjective. if it is surjective.20. Examples. and let P be a simple point on C . Prove that f (X ) = Y . 8. then C 2 is rational.16. Let X . f : : X → Y a dominating morphism. Y be nonsingular projective curves.16.12. (Hint: Consider C = closure of f (C ) in V . (Hint: If P ∈ Y f (X ).) 8. so is of genus 2.15. 2 not every curve is birationally equivalent to a nonsingular plane curve. For example. and no nonsingular plane curve has genus 2. O X ) for all r ≥ 0. Let U be any open set on X .4 Derivations and Differentials This section contains the algebraic background needed to study differentials on a curve. This follows from the exact sequence constructed in proving the proposition. Since a nonsingular curve of degree n has genus (n−1)(n−2) . then Vm = L(E m ). any h ∈ L(E m ) may be written h = H /Z m . O X ) is inﬁnite dimensional 8. (a) With E m as in the proof of the proposition. then f˜(Γ(Y {P })) ⊂ Γ(X ) = k. apply Problem 8. If f : C → V is a morphism from a projective curve to a variety V .21. Y 2 X Z = X 4 + Y 4 has one node. RIEMANNROCH THEOREM = (n−1)(n−2) . S = {P ∈ C  n P > 0}.18. (X 2 − Z 2 )2 − 2Y 3 Z − 3Y 2 Z 2 .17. Y must be projective.) 8. U = X that L(r D) ⊂ Γ(U . If r P (r P −1) 2 CHAPTER 8. Then Γ(U .104 Corollary 2. Let D = n P P be an effective divisor. Calculate the genus of each of the following curves: (a) (b) (c) (d) X 2 Y 2 − Z 2 (X 2 + Y 2 ).14. Corollary 3. over k. Nonsingular cubics have genus one. Show 8. Let C be the curve of Problem 8. Singular cubics are rational.14(b). S. Show that there is a z ∈ Γ(C {P }) with ordP (z) ≥ −12. Show that C 0 (X ) = 0 if and only if X is rational. . then f (C ) is a closed subvariety of V . Lines and conics are rational. (b) deg(E n−3 ) = 2g − 2. = U = X . The two curves of Problem 7. (X 3 + Y 3 )Z 2 + X 3 Y 2 − X 2 Y 3 . where H is an adjoint of degree m. Problems 8.19. 8. Proof. Let C 0 (X ) be the divisor class group of X . 8. 8. Note that if m < n.
Likewise. If x 1 . x n ). then ϕ (N ) = 0. It follows that if R = k[x 1 . if R is a domain with quotient ﬁeld K . . y ∈ R. . then Ωk (K ) is a vector space of ﬁnite dimension over K . . then n x i D(y i ). x n ]. Let F be the free Rmodule on the set {[x]  x ∈ R}. λ ∈ k} (iii) {[x y] − x[y] − y[x]  x. . . A derivation of R into M over k is a klinear map D : R → M such that D(x y) = xD(y) + yD(x) for all x. . This is most easily done as follows: For each x ∈ R let [x] be a symbol. y ∈ R. If we deﬁne ϕ : F → M by ϕ ( x i [y i ]) = induces ϕ : Ωk (R) → M . and M is a vector space over K . then ˜ any derivation D : R → M extends uniquely to a derivation D : K → M . so ϕ d (G(x 1 . . If R is a domain with quotient ﬁeld K . . x ∈ k. there is a unique homomorphism of Rmodule ϕ : Ωk (R) → M such that D(x) = ϕ(d x) for all x ∈ R. they should behave like the differentials of calculus. Then Ωk (K ) is a onedimensional vector space over K . since x = y z. Lemma 2. and G ∈ k[X 1 . x n )d x i . then d z = y −1 d x − y −1 zd y. then d x is a basis for Ωk (K ) over K . x n ∈ R. . . if K = k(x 1 . . called the module of differentials of R over k. d x n . we must have ˜ ˜ D x = y D z + zD y. . . Ωk (R) is an Rmodule. . x n )D(x i ). . . . In particular. .8. x i . . . If z ∈ K . . X n )) = i =1 F X i (x 1 . generated by d x 1 . and let M be an Rmodule. and z = x/y. y ∈ R} Let Ωk (R) = F /N be the quotient module. . . Lemma 3. It follows that for any F ∈ k[X 1 . then. y i ∈ R. . x n )) = i =1 G X i (x 1 . Let N be the submodule of F generated by the following sets of elements: (i) {[x + y] − [x] − [y]  x. Proof. X n ] and x 1 . x. .4. . . . and any derivation D : R → M . (2) (char(k) = 0) If x ∈ K . (1) Let K be an algebraic function ﬁeld in one variable over k. . then Ωk (R) is generated (as an Rmodule) by the differentials d x 1 . Let d x be the image of [x] in F /N . . . x n ∈ R. and let d : R → Ωk (R) be the mapping that takes x to d x. Proposition 6. If we ˜ ˜ deﬁne D by this formula. . . . y ∈ R} (ii) {[λx] − λ[x]  x ∈ R. d x n . . . . . . it is not difﬁcult to verify that D is a welldeﬁned derivation from K to M . For any Rmodule M . . . . and d : R → Ωk (R) is a derivation. . . with x and y in R. we will omit the phrase “over k”. So D(z) = y −1 (D x − zD y). . n D(F (X 1 . . and z = x/y ∈ K . which shows the uniqueness. . X n ]. Proof. . We want to deﬁne differentials of R to be elements of the form x i d y i . Since all rings will contain k. DERIVATIONS AND DIFFERENTIALS 105 Let R be a ring containing k. .
y)/F Y (x. ϕ takes the derivative of f to the “formal derivative” of ϕ( f ). ordP (y ) ≥ −N . Therefore d x generates Ωk (K ). If f ∈ O . let O be a discrete valuation ring of K . Problems 8. G its image in R. for f ∈ O . But 0 = d (F (x. With O . Write f = i <N λi t i + t N g . Let M = K . We may assume F Y = 0 (since F is irreducible). Let ω ∈ Ω. K their function ﬁeld as before. Choose N large enough that ordP (x ) ≥ −N . t ∈ k. Proof. X its nonsingular model. Y ]/(F ) = k[x. let D(G) = G X (x. y)d x + F Y (x. g . RIEMANNROCH THEOREM Proof. for G ∈ k[X . y)d y. 0) a simple point on F . By Lemmas 2 and 3. so D = 0. Generalize Proposition 6 to function ﬁelds in n variables. ω = 0. K = k(x. so F doesn’t divide F Y . t as in Proposition 7. and let P ∈ X be a place. h ∈ R. each term belongs to O . there is a unique element v ∈ K df such that d f = vd t . y]. df and let t be a uniformizing parameter in O .e. and . Y ]. so d y = ud x. We deﬁne the order of ω at P . h(P ) = 0. Let F ∈ k[X . λi ∈ k.30). t being ﬁxed throughdt out. If f ∈ O . It follows (char(k) = 0) that for any f . With K as in Proposition 6. or on C .22. 8. y). where u = −F X (x. Show that. g ∈ O (Problem 2. then d t ∈ O . Proposition 7. and that D(x) = 1. and of the fact that Ωk (K ) = 0 in Proposition 6. as follows: Choose a uniformizing parameter t in O P (X ).5 Canonical Divisors Let C be a projective curve. f ∈ K . P = (0. and call v the derivative of f with respect to t . ordP (ω). write ω = f d t . ordP ( f ) ≥ −N . y)) = F X (x.6). Then f = i λi t i −1 + g N t N −1 + t N g . so ordP ( f ) ≥ −N . Let f ∈ O . as required. y). F Y (x.106 CHAPTER 8. Y ] be an afﬁne plane curve with function ﬁeld K (Corollary of §6. Let R = k[X . let ϕ : O → k[[T ]] be the corresponding homomorphism (Problem 2. elements ω ∈ Ω may also be called differentials on X . so f ∈ O .23. i.32). y)x + f Y (x. y) = 0. since f = f X (x. so dimK (Ωk (K )) ≤ 1. Then f = h −2 (hg − g h ). For z ∈ K . It is natural to write v = d t . 8. y)y . It is left to the reader to verify that D is a welldeﬁned derivation. write f = g /h. Then if f ∈ R = k[x. The above discussion shows that d x and d y generate Ωk (K ) over K . and. So we must show that Ωk (K ) = 0. t ∈ K .. y) − uG Y (x. Using the notation of the proof of Proposition 6. Since ordP (g ) ≥ −N . it sufﬁces to ﬁnd a nonzero derivation D : R → M for some vector space M over K . We let Ω = Ωk (K ) be the space of differentials of K over k. we may assume O = O P (F ). We can now complete the proof. write z instead of d z . Use this to give another proof of Proposition 7. with u as in the preceding paragraph. y). y].
and no tangent to C at a multiple point passes through [1 : 0 : 0]. Consider the case when Y is tangent to C at P .2). as in Section 1. so ordQ (d x)−ordQ (F Y ) = ordQ (d y)− ordQ (F X ) for all Q ∈ X . and ordQ ( f x ) = rQ (Problem 7. and derivatives aren’t changed by translation. 1). [1 : 0 : 0] ∈ C . Choose coordinates X . suppose u were another uniformizing parameter. is deﬁned to be P ∈X ordP (ω)P . Since F X (P i ) = 0 (Problem 5. Let W = div(ω). the divisor of ω. Then y −1 = Z /Y is a uniformizing parameter in O P i (X ). Then deg(W ) = 2g − 2 and l (W ) ≥ g .24. P i disi tinct. Then div(G) − E is a canonical divisor. deg(G) = n − 3. So the canonical divisors form an equivalence class under linear equivalence. Problems 8. Corollary. Suppose Q is a place centered at P i ∈ Z ∩ C . W is called a canonical divisor. (∗) Note ﬁrst that d x = −( f y / f x )d y = −(F Y /F X )d y. Let F be the form deﬁning C . Proof. If ω is another nonzero differential in Ω. all canonical divisors have the same degree. it sufﬁces to show that div(ω) = E n−3 + div( f y ). CANONICAL DIVISORS 107 set ordP (ω) = ordP ( f ). f ∈ K . then W = div( f ω). so x is a uniformizing parameter.16). Let E m = m n=1 P i − E . Let E = Q∈X (rQ − 1)Q. div(ω). Therefore ordQ (d x) = ordQ (F Y ) = 0. so div(ω ) = div( f ) + div(ω). since d x = d (x − a). We may assume W = E n−3 .8. Let G be any plane curve of degree n − 3. as desired.) Proof. We may assume P = [0 : 0 : 1]. If 0 = ω ∈ Ω. To see that this is welldeﬁned. Then P is not a multiple point (by hypothesis). Then this is Corollary 3 (b) of §8. and F Y (P ) = 0. both sides of (∗) have order −2 at Q. Y . this is the same as showing n div(d x) − div(F Y ) = −2 i =1 Pi − E . and dt likewise g / f ∈ O P (X ). and let f x = F X (x. . Since f y = F Y /Z n−1 . and div(ω ) ≡ div(ω). Let W be a canonical divisor. then f /g = d u ∈ O P (X ) by Proposition 7. so ordP ( f ) = ordP (g ). so −1 ordQ (d y) = 0.2. If Y is not tangent. Conversely if W ≡ W . and f d t = g d u. Z for P2 in such a way that: Z •C = n=1 P i . Let x = X /Z . so ordQ (d y) = −2. 1). then n ≥ 3 (notation as in Proposition 8). y. div(G) = 0. then y is a uniformizing parameter at Q (Step (2) in §7. are linearly equivalent. f y = F Y (x. i Let ω = d x. say W = div( f )+W . Proposition 8. as desired. so that div(ω) is a welldeﬁned divisor. In Proposition 8 we shall show that only ﬁnitely many ordP (ω) = 0 for a given ω. y = Y /Z ∈ K . then ω = f ω. Since divisors of the form div(G) − E . Suppose Q is a place centered at P = [a : b : 1] ∈ C . (If n = 3.4). y. Show that if g > 0. In particular. Assume C is a plane curve of degree n ≥ 3 with only ordinary multiple points. and d y = −y 2 d (y −1 ).5.
Since P does not appear in E + A + B .2. Then div(G) = D + E + A. then l (D + P ) = l (D). For each divisor D.3). where B consists of n − 1 simple points of C . We can prove the general case if we can compare both sides of the equation for D and D + P . Let W be a canonical divisor on X . h ∈ L(W − D − P ).21). The heart of the proof is therefore NOETHER’S REDUCTION LEMMA. Let X = P1 . Let X = C . By Bézout’s Theorem. it follows that D + P ≥ P . (∗)D Case 1: l (W − D) = 0. with P i distinct. But B contains n −1 distinct collinear points. We must show that f ∈ L(D). 8. In particular. 8.C = P + B . and such that P is a simple point on C (Problem 7.108 CHAPTER 8. Choose C as before with ordinary multiple points. Since D + P ≡ D + P . and l (W − D − P ) = l (W − D). We use induction on l (D). Write h = G/Z n−3 . Proof. and P ∉ Z . and both these divisors are effective. Then g ≤ . and H is a curve of degree n −2. G an adjoint of degree n − 3 (Corollary 3 of §8. the Residue Theorem applies: There is a curve H of degree n − 2 with div(H ) = (D + P ) + E + (A + B ). Show that if g > 0. x. or D ≥ 0. If l (D) = 0. K = k(t ) as in Problem 8. A ≥ 0. note that deg(D + P ) = deg(D) + 1. but A ≥ P . So L(W − D) ⊂ L(E n−3 ). The terms in the statement of the lemma depend only on the linear equivalence classes of the divisors involved.26. applying Riemann’s’ Theorem to D and W − D gives (∗)D . If l (D) = 1.1. consider the equation l (D) = deg(D) + 1 − g + l (W − D).27. Take a line L such that L.25. D ≥ 0. y as in Problem 8. l (D) = deg(D) + 1 − g + l (W − D). so we may assume W = E n−3 . H must contain L as a component. Before proving the theorem. Our proof follows the classical proof of Brill and Noether. P ∈ X . Let h ∈ L(W − D). Calculate div(d t ). RIEMANNROCH THEOREM. and so Z •C = n=1 P i . Show that for any X there is a curve C birationally equivalent to X satisfying conditions of Proposition 8 (see Problem 7. notice that we know the theorem for divisors of large enough degree. 8. Show that div(ω) = 0.11). there are effective canonical divisors.28. Then for any divisor D. 8.e. i.. RIEMANNROCH THEOREM 8.21(a)). Now suppose f ∈ L(D + P ). If l (D) > 0. H (P ) = 0. div(LG) = (D + P ) + E + (A + B ). all distinct from P . Let ω = y −1 d x. Let i E m = m P i −E . and D ≥ 0 (Proposition 8 and Problem 8. while the other two nonconstant terms change either by 0 or 1. let div( f ) + D = D . and show directly that the above corollary holds when g = 0. We turn to the proof of the theorem.6 RiemannRoch Theorem This celebrated theorem ﬁnds the missing term in Riemann’s Theorem. as desired. we may assume D ≥ 0.
and deg(D) ≤ g (Riemann’s Theorem).8. The ﬁrst three are straightforward applications of the theorem. applying Case 1 to the divisor W − D proves it. Then the Reduction Lemma gives l (D + P ) = l (D). Let D be a divisor. (3) l (D) = deg(D) + 1 − g + δ(D). if k = C). Applying RiemannRoch to D concludes the proof.2. which is true by induction. i.8). and l (W − D) > 0. Therefore l (D ) − 1 ≤ g − l (D).e. Proof. Problems 8. Then ϕ is an isomorphism. (1) δ(D) = l (W − D). since otherwise we work with D − P and get a better inequality. Corollary 3. so we may assume l (D) > 0. If l (D) = 0. as desired. For Corollary 4. D ≥ 0. then l (D − P ) = l (D) − 1 for all P ∈ X . If l (D) > 1. If deg(D) ≥ 2g . which proves (1). l (W ) ≤ l (W − D) + deg(D) (Problem 8. and (2) and (3) follow immediately. Let δ(D) = dimk Ω(D). It is a subspace of Ω (over k). 2 Proofs.2). This case can only happen if deg(D) ≤ deg(W ) = 2g − 2 (Proposition 3 (2) of §8. choose P so that l (D − P ) = l (D) − 1 (Problem 8.29. using Proposition 3 of §8. then l (D) ≤ 1 deg(D) + 1. Choose g ∈ L(D) such that g ∈ L(D −P ) for each P ≤ D . Differentials in Ω(0) are called differentials of the ﬁrst kind (or holomorphic differentials. If deg(D) ≥ 2g − 1. the index of D.5). RIEMANNROCH THEOREM 109 l (W ) (Corollary of §8. Corollary 2. proving (∗)D . D + D = W . The term l (W − D) may also be interpreted in terms of differentials. l (W ) = g if W is a canonical divisor. Corollary 1. Then l (W − D − P ) = l (W − D) if and only if l (D + P ) = l (D). If l (D) > 0. Case 2: l (W − D) > 0. So we can pick a maximal D for which (∗)D is false. Let D be any divisor. Deﬁne Ω(D) to be {ω ∈ Ω  div(ω) ≥ D}. Then it is easy to see that the linear map ϕ : L(D )/L(0) → L(W )/L(D) deﬁned by ϕ( f ) = f g (the bars denoting residues) is onetoone. . P ∈ X . then l (D) = deg(D) + 1 − g . And we may assume l (D − P ) = l (D) for all P . Proposition 9. Since (∗)D+P is true.6. implies (∗)D . (2) There are g linearly independent differentials of the ﬁrst kind on X . and (∗)D−P .13). we may assume D ≥ 0. (∗)D+P is true for all P ∈ X . Choose P so that l (W − D − P ) = l (W − D) − 1. Deﬁne a linear map ϕ : L(W −D) → Ω(D) by ϕ( f ) = f ω. then the Reduction Lemma implies that l (W − (D − P )) = 0. Corollary 4 (Clifford’s Theorem). Let W = div(ω).. l (D) = l (D + P ) = deg(D + P ) + 1 − g + l (W − D − P ) = deg(D) + 1 − g + l (W − D).
prove the d (d + 3) − 2 (r i + 1)r i . Let P 1 . (a) Use linear systems to reprove that every curve of genus 1 is birationally equivalent to a plane cubic. The set of effective divisors {div( f )+D  f ∈ V. Show that ϕV (M ) is the divisor div( f ) + D. and D + D = W is a canonical divisor. r m nonnegative integers. If P ∈ X . i. . Show that ϕV (X ) is not contained in any hyperplane of P∗ (V ). . r 1 P 1 . (Hint: Use a g 4 . r m P m ) be the projective space of curves F of degree d with m P i (F ) ≥ r i . . . and suppose d ≥ n − 3. 8. then the correspondence div( λi f i ) + D → (λ1 . . Let f : X → Y be a nonconstant (therefore surjective) morphism of projective nonsingular curves. show that ordP (d t ) = e(P ) − 1. a hyperplane in V . and let V be a subspace of L(D) (as a vector space). (Hint: If D = ϕ−1 (M 0 ). . So these properties characterize canonical divisors. . r 1 P 1 .) (e) If V = L(D) and deg(D) ≥ 2g + 1. if ϕ : X → Pr is any morphism whose image is not contained in any hyperplane. (b) Show that every curve of genus 2 is birationally 3 equivalent to a plane curve of degree 4 with one double point.110 CHAPTER 8. f r +1 is a basis for V . .2. . Show that dimV (d .30. (c) A hyperplane M in P∗ (V ) −1 corresponds to a line m in V . The series is called complete if V = L(D). where deg(a) = g . (Hint: Consider afﬁne plane curves y 2 a(x) + b(x) = 0. Y ). .2). . 8. then ϕ−1 (M ) = div(M /M 0 ) + D. show that the divisors ϕ−1 (M ) form a linear system on X . . . Show that D is a canonical divisor. r m P m ) = Compare with Theorem 1 of §5. The integer n = [k(X ) : k(Y )] is called the degree of f . (Linear Series) Let D be a divisor. RIEMANNROCH THEOREM 8. f (P ) = Q. Then l (D) − l (D ) = 1 (deg(D) − deg(D )). . f = 0} is called a linear series. The integer e(P ) = ordP (t ) is called the ramiﬁcation index of f at P . . . (Hint: See Corollary 3.) 8.. . every effective divisor linearly equivalent to D appears. show that f (P )=Q e(P )P is an effective divisor of degree n (see Proposition 4 of §8. (Reciprocity Theorem of BrillNoether) Suppose D and D are divisors. the series {div(G) − E  G is an adjoint of degree n not containing C } is complete. . and m P i (C ) = r i + 1. where f spans the line m. with C . let t ∈ OQ (Y ) be a uniformizing parameter. . P m ∈ P2 . (a) For each Q ∈ Y .) Linear systems are used to map curves to and embed curves in projective spaces.36. corresponding to a homomorphism f˜ of k(Y ) into k(X ). If f 1 . E as in Section 1. g Y ) is the genus of X (resp. the series is often called a g n .) 8. (This can always be achieved by replacing D by a divisor D ≤ D. . show that ϕV is onetoone. 2 .33.34. Let V (d . r 1 . . Show that the mapping P → HP is a morphism ϕV from X to the projective space P∗ (V ) of hyperplanes in V . .32. (a) Show that. . . If deg(D) = r n.31.) For each P ∈ X . 2 8. P m . . deg(b) = g + 2. let HP = { f ∈ V  div( f ) + D ≥ P or f = 0}. (c) (char(k) = 0) If g X (resp. (b) Assume that there is no P in X such that div( f ) + D ≥ P for all nonzero f in V . 8. (b) (char(k) = 0) With t as above. Suppose there is a curve C of degree n with ordinary multiple points P 1 . λr +1 ) sets up a onetoone correspondence between the linear series and Pr . Show that there are curves of every positive genus. Let D be a divisor with deg(D) = 2g −2 and l (D) = g . (d) Conversely. . . .35.e.
The point P is called a Weierstrass point if the gap sequence at P is anything but (1. More on canonical divisors. at P . (Weierstrass Points. From the Hurwitz Formula (c) with Y = P1 it is easy to prove that the genus deﬁned here is the same as the topological genus (the number of "handles") of this manifold. Every curve of genus > 1 has Weierstrass points. and their relation to Max Noether’s theorem and resolution of singularities. (b) If t ∈ K and ωi = e i d t . . f (1) = f . (iv) There is a differential ω on X with div(ω) ≥ g P . . Such an X is called a hyperelliptic curve. . . can be found in my "Adjoints and Max Noether’s FundamentalSatz". .8. then r + s is not a gap at P . denote the derivative of f with respect to z by f . . . P. . let f (0) = f . then h = Wt (e 1 . 8. . Write ωi = f i d z. the gap sequence is (1. Such a Weierstrass point (if g > 1) is called hyperelliptic. Let Nr = Nr (P ) = l (r P ). ωg be a basis of Ω(0). assume char(k) = 0) Let P be a point on a nonsingular curve X of genus g . n g ) the gap sequence. g ) that is. j = 1. e g )(t )1+···+g . (b) The following are equivalent: (i) P is a Weierstrass point. (iii) l (W − g P ) > 0. . RIEMANNROCH THEOREM Hurwitz Formula 2g X − 2 = (2g Y − 2)n + P ∈X 111 (e(P ) − 1). (See Lang’s “Algebraic Functions” or my "Algebraic Topology". f (2) = ( f ) . .) 8. . . . 2. . . and let h = Wz ( f 1 . . . . ωg for Ω(0) such that ordP (ωi ) = n i −1. Part X. . and hence a twodimensional real analytic manifold. which may be regarded as a ninth chapter to this book. . . and ordP (z) = −n i . (d) For all but a ﬁnite number of P ∈ X .i so there are a ﬁnite number of Weierstrass points. .AG/0209203. . etc. adjoints. . . . The points P ∈ X (and f (P ) ∈ Y ) where e(P ) > 1 are called ramiﬁcation points. . It is available on the arXiv. 2g − 1). i = 0. a nonsingular projective curve has a natural structure of a onedimensional compact complex analytic manifold. if g (n − i ) > 0. . (ii) i =1 i l (g P ) > 1. . . (d) If 2 is not a gap at P . . . e(P ) = 1.37. (a) h is independent of choice of basis. . and (n 1 . (e) An integer n is a gap at P if and only if there is a differential of the ﬁrst kind ω with ord(ω) = n − 1. .) (e) Prove the formula (n i (P ) − i ) = (g − 1)g (g + 1). z ∈ k. up to multiplication by a constant. n g ) is the gap sequence at P .6. The curve X has a hyperelliptic Weierstrass point if and only if there is a morphism f : X → P1 of degree 2. . where (n 1 . . . 3. (char k = 0) Fix z ∈ K . f r ) = det( f j(i ) ). (d) Show that ordP (h) = (n i −i )− 1 2 g (g + 1) ordP (d z) (Hint: Let t be a uniformizing parameter at P and look at lowest degree terms in the determinant. r − 1.38. If k = C. . . f g ). Let ω1 . If Y = P1 and n > 1. . f r ∈ K . . . So there are exactly g numbers 0 < n 1 < n 2 < · · · < n g < 2g such that there is no z ∈ k(X ) with pole only at P . differentials. r (the “Wronskian”). . . These n i are called the Weierstrass gaps. let Wz ( f 1 . show that there are always some ramiﬁcation points. math. . For f ∈ K . For f 1 . . (c) There is a basis ω1 . . . (c) If r and s are not gaps at P . (a) Show that 1 = N0 ≤ N1 ≤ · · · ≤ N2g −1 = g .
112 CHAPTER 8. RIEMANNROCH THEOREM .
where m = 0 or 1. P ∈ P2 . we have assumed that the characteristic of the ﬁeld k was zero. 1 will insure that p doesn’t divide n−r . Section 5 is not true as stated in characteristic p. Since the dual curve is irreducible.26). For if P is terrible for F . A reader with some knowledge of separable ﬁeld extensions should have little difﬁculty extending the results to the case where char(k) = p = 0. and then k = k(x. and so that P is not on a fundamental line. Theorem 2 of that section is still true. Then the point P on F corresponding to P on F will not be terrible for F . and r = m P (F ) ≥ 0. Since n − r ≡ n − m (mod p). The point [0 : 1 : 0] is terrible for F = X p+1 −Y p Z (see Problem 5. It follows that there can be at most one terrible point for F . The differential d x will be nonzero provided K is separable over k(x).. one of the choices m = 0. y) for some y ∈ K . it must be a line. one can always ﬁnd lines that intersect F in n distinct points. The set of lines that pass through P forms a hyperplane (i.26: Let F be an irreducible projective plane curve of degree n. Note that P can only be terrible if p divides n − r (see Problem 5. Then n = deg(F ) = 2n − m.47). The point [1 : 0 : 0] is terrible for F = X p −Y p−1 Z . From Problem 8. It may be impossible to perform a quadratic transformation centered at P if P is terrible. 113 . since k is algebraically closed (hence perfect). it is possible to choose x ∈ K so that K is a ﬁnite separable extension of k(x). In particular. Lemma 1 of Chapter 7. Proposition 9 (2) of Chapter 6. However. for simplicity. then d x = 0. a line) in the space P2 of all lines. If P is terrible for F . Let us call the point P terrible for F if there are an inﬁnite number of lines L through P that intersect F in fewer than n − r distinct points other than P . A few remarks might be helpful. Section 4 is false in characteristic p. Take a quadratic transformation centered at some point Q of multiplicity m. and we can proceed as before. however.23 one can easily deduce that if x is a uniformizing parameter at any point P ∈ X . the dual curve to F contains an inﬁnite number of points on a line (see Problem 6.e. Let F be the quadratic transform of F .28). p must divide n − r . The same comment applies to the study of Ωk (K ) in Chapter 8. A more serious difﬁculty is that encountered in Problem 5.Appendix A Nonzero Characteristic At several places.
NONZERO CHARACTERISTIC .114 APPENDIX A.
vol. Foundations of Algebraic Geometry. New York. A. For the analytic study of curves over the ﬁeld of complex numbers: S. 1966. Harvard lecture notes. Einführung in der algebraische Geometrie. Interscience. Introduction to Algebraic Geometry. R. Algebraic Curves. AddisonWesley. LANG. 197–278. Commutative Algebra. New York. Math.. ZARISKI and P SAMUEL. 61. A. Amer. MUMFORD. 1955.Appendix B Suggestions for Further Reading For algebraic background: O. New York.. WEIL. J. Introduction to the Theory of Algebraic Functions in One Variable. Amer. Princeton.. Berlin. New York. W. . SERRE. Introduction to Algebraic Geometry. N. Elements of the Theory of Algebraic Curves. Lectures on Riemann Surfaces. CHEVALLEY. For more on the classical theory of plane curves: R. LANG.. L. pp. WALKER. For a purely algebraic treatment of curves over any ﬁeld: C. Benjamin. Springer. A. 1946 and 1962. VAN DER WAERDEN. GUNNING. 1939. SEIDENBERG.P. J. B. For an introduction to abstract algebraic geometry: D. 1962. 1958. 115 . 1968. Dover. 1967. Algebraic Functions. Princeton Mathematical Notes. Annals of Math. 1958. 1965. Faisceaux Algébriques Cohérents. Math. Van Nostrand. New York. Soc. 1952 For a classical treatment of general algebraic geometry: S. Soc.
Residues of Differentials on Curves.P SERRE. . TATE. 1965. pp. Algèbre Locale · Multiplicités. .116 APPENDIX B. Heidelberg. 4th Ser. 1958. Hermann. Annales Sci. . 1. J. 149–159. SpringerVerlag Berlin. 1959.P SERRE. Paris. vol. SUGGESTIONS FOR FURTHER READING For other proofs of the RiemannRoch Theorem: J. Groupes Algébriques et Corps de Classes. For a modern treatment of multiplicity and intersection theory: J. de l’Ecole Normals Sup.
69 21. f × g ∆ X . C UFD PID R/I ∂F ∂X . 47 21. I ∗ . (z)∞ D ≡D E L(D). An V (F ). 97 61 69 73 74 75 75 90 97 97 97 98 98 99 101 105 105 106 107 109 117 . r n P n ) nP P nP P ≥ mP P F •G Γ(U ). F ∩G) Pn (k). I a Γh (V ) I ∗ . F X i An (k). . f ∗ In m P (F ) ordP . dx df dt ordP (w). I p . 69 18. 70 19 20. V (S) I (X ) Rad(I ) F (V. Pn Ui . div(z) (z)0 . V ∗ . 47 22 23 24. 53 25 32 35. R. F X . 53. . l (D) g Ωk (R) d. g ). V T k(V ) O P (V ) f (P ) mP (V ) DV R. Γ(U . Q. or d k[[X ]] F∗ . IT . W δ(D) 45 46 48 53 56 61 61. Z.Appendix C Notation References are to page numbers.G( f ) tr. ordF P I (P. V∗ O P (F ) V (d . Va . 93 36 43 43 44 Vp . 47. 45 5. 47. 45 6 17 17. ϕi : An → Ui ⊂ Pn H∞ 1 2 2 2 3 4 4. 69 21. O X ) ( f . r 1 P 1 . k) Γ(V ) ˜ ϕ FT . deg dim(X ) g ∗ (C ) deg(D) div(G). div(w). . .
NOTATION .118 APPENDIX C.
59. 62. 62. 109 cone. 106 differential of the ﬁrst kind. 25 discrete valuation ring. 75. 110 dual curve. 53. 94 119 . 57. 53 of a divisor. 63 curve. 36. 22 divisor. 53. 90 exceptional line. 97 dominate a local ring. adjoint. 61 derivation. 111 Clifford’s Theorem. 88 variety. 113 duality. 40. 4. 108. 97 class group. 48 exact. 75 cusp. 4 change of coordinates. 31 variety. 78. 107 of a function. 105 derivative. 109 on a curve. 106 dimension. 75. 83. 97 of a differential. 65. 88 ﬂex. 102. 64.Index This index does not include the words deﬁned in the sections of general algebraic preliminaries. 94. 97 of a morphism. 57. 110. 74 set. 75 direct product. 98 of a curve. 47. 77 dominating a rational map. 46 ring. 46 hyperplane. 107. 32. 50 biform. 110 addition on. 50 bihomogeneous. 77 double point. 4 plane curve. 59. 99. 20. 4 algebraic set. 86 canonical divisor. 111 afﬁne nspace. 17 cubic. 78 blowing up a point. 28 excellent position. 82. 55. 45 conic. 64. 17. 97 linear equivalence of. 79. 55. 50 birational equivalence. 19 line. 4 transform. 99 degree of. 70 algebraic group. 78 coordinate axes. 69 Bézout’s Theorem. 108. 97 effective. 53–55. 94 degree of a curve. References are to page numbers. 98. 31. 57 bidegree. 40. 101. 33. 55. 110 of a zero cycle. 4 plane.
61. 46 ideal. 44 linear equivalence. 94 homogeneous coordinate ring. 97. 7. 37 intersection cycle. 102. 92 pole set. 33 multiprojective space. 102. 46 at inﬁnity. 33. 50 multispace. 31. 46. 41 hyperelliptic. 54. 23 of a differential. 49. 70. 59. 107. 21. 21 polynomial function. 20. 62 Plücker’s formula. 43 function ﬁeld. 31. 21. 88 graph. 83. 106 of a rational function. 110 good position. 82. 102. 81 of a variety at a point. 21. 47 of a ﬁeld. 101. 69 components. 92. 50. 47 module of differentials. 50. 94. 46 coordinates. 34 line. 24 product. 46 hypersurface. 31. 46 function ﬁeld. 18 polynomial map. 47. 61 Noether’s Reduction Lemma. 45 index. 31 point. 55. 46 ideal of an algebraic set. 68. 99. 90. 56 local ring. 105 algebraic. 74. 36 transversally. 93. 88 genus. 36. 5. 33. 104 Noether’s Conditions. 35 ordinary multiple point. 110 subvariety. 41. 4. 5. 98. 41. 98 series. 20. 109 intersect properly. 46 order. 92 Nullstellensatz. 34. 108. 45 Jacobian matrix. 110 hypercusp. 75. 62. 79 maximal ideal of a variety at a point.120 form. 88. 50. 53 at inﬁnity. 17 map. 69 INDEX local ring of a variety at a point. 36 irreducible algebraic set. 50 node. 94 Noether’s Fundamental Theorem. 62 Pascal. 70 multiple component. 7 nonsingular curve. 81 model. 48. 110 Pappus. 94. 91. 85. 8. 95 places. 74 power series. 105 morphism. 31 of a point. 75 fundamental point. 4. 23 function. 45. 31 multiplicity of a component. 84. 45 Hurwitz Formula. 61 number. 53 of a tangent. 76. 86 Hessian. 51 . 111 hyperplane. 108 Noetherian ring. 35. 19. 10. 32. 44. 47 system. 20.
69 Weierstrass point. 22 value of a function. 43 algebraic set. 54 space. 31 node. 31. 81 subvariety. 47. 75 tangent line. 70 quadratic transformation. 71 simple component. 51. 21. 108 Segre embedding. 45 change of coordinates. 53. 94 point. 47 closure. 60 121 . 77 rational over a ﬁeld. 90 quartic. 20. 75 uniformizing parameter. 6 ramiﬁcation. 60. 88. 33. 45. 99 radical of an ideal. 109 Residue Theorem. 101 RiemannRoch Theorem. 34 transcendence degree. 65 rational variety. 90 centered at a point.INDEX projective nspace. 31. 44 plane. 77 variety. 46 rational map. 78 Reciprocity Theorem of BrillNoether. 69 zerocycle. 46. 110 rational function. 44 variety. 69 surface. 49 equivalence. 77 domain of. 55. 98 Riemann’s Theorem. 54 line. 18. 111 Zariski topology. 68.
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