FUNDAMENTAL AND ADVANCED TOPICS IN WIND POWER
Edited by Rupp Carriveau
Fundamental and Advanced Topics in Wind Power Edited by Rupp Carriveau
Published by InTech Janeza Trdine 9, 51000 Rijeka, Croatia
Copyright © 2011 InTech All chapters are Open Access articles distributed under the Creative Commons Non Commercial Share Alike Attribution 3.0 license, which permits to copy, distribute, transmit, and adapt the work in any medium, so long as the original work is properly cited. After this work has been published by InTech, authors have the right to republish it, in whole or part, in any publication of which they are the author, and to make other personal use of the work. Any republication, referencing or personal use of the work must explicitly identify the original source.
Statements and opinions expressed in the chapters are these of the individual contributors and not necessarily those of the editors or publisher. No responsibility is accepted for the accuracy of information contained in the published articles. The publisher assumes no responsibility for any damage or injury to persons or property arising out
of the use of any materials, instructions, methods or ideas contained in the book.
Publishing Process Manager Davor Vidic Technical Editor Teodora Smiljanic Cover Designer Jan Hyrat Image Copyright Floris Slooff, 2010. Used under license from Shutterstock.com
First published June, 2011 Printed in Croatia
A free online edition of this book is available at www.intechopen.com
Additional hard copies can be obtained from orders@intechweb.org
Fundamental and Advanced Topics in Wind Power, Edited by Rupp Carriveau p. cm. ISBN 9789533075082
free online editions of InTech Books and Journals can be found at www.intechopen.com
Contents
Preface
IX
Part 1 
Aerodynamics and Environmental Loading 

of Wind Turbines 
1 

Chapter 1 
Aerodynamics of Wind Turbines Emrah Kulunk 
3 

Chapter 2 
Wind Turbines Theory  The Betz Equation 

and Optimal Rotor Tip Speed Ratio Magdi Ragheb and Adam M. Ragheb 
19 

Chapter 3 
Inboard Stall Delay Due to Rotation Horia Dumitrescu and Vladimir Cardoş 
39 

Chapter 4 
Verification of Lightning Protection Measures Søren Find Madsen 65 

Chapter 5 
Energy Dissipation Minimization 

in Superconducting Circuits 
89 

S. Neelamani and Layla AlAwadi 

Part 2 
Structural and Electromechanical Elements 

of Wind Power Conversion 
113 

Chapter 6 
Efficient Modelling of Wind Turbine Foundations Lars Andersen and Johan Clausen 
115 

Chapter 7 
Determination of Rotor Imbalances Jenny Niebsch 
175 

Chapter 8 
Wind Turbine Gearbox Technologies Adam M. Ragheb and Magdi Ragheb 
189 
VI
Contents
Chapter 9 

Monitoring and Damage Detection in Structural Parts of Wind Turbines Andreas Friedmann, Dirk Mayer, Michael Koch and Thomas Siebel 207 

Chapter 10 
Magnetic Suspension and Selfpitch 

for Verticalaxis Wind Turbines Liu Shuqin 
233 

Chapter 11 
The Analysis and Modelling of a Selfexcited Induction 

Generator Driven by a Variable Speed Wind Turbine Ofualagba, G and Ubeku, E.U 249 

Chapter 12 
Optimisation of the Association of Electric Generator and 

Static Converter for a Medium Power Wind Turbine Daniel Matt, Philippe Enrici, Florian Dumas and Julien Jac 269 

Part 3 
Wind Turbine Control and System Integration 289 

Chapter 13 
Advanced Control of Wind Turbines Abdellatif Khamlichi, Brahim Ayyat, Mohammed Bezzazi and Carlos Vivas 
291 

Chapter 14 
A Complete Control Scheme for Variable 

Speed Stall Regulated Wind Turbines Dimitris Bourlis 
309 

Chapter 15 
MPPT Control Methods in Wind 

Energy Conversion Systems 339 

Jogendra Singh Thongam and Mohand Ouhrouche 

Chapter 16 
Modelling and Environmental/Economic Power 

Dispatch of MicroGrid Using MultiObjective Genetic 

Algorithm Optimization 
361 

Faisal A. Mohamed and Heikki N. Koivo 

Chapter 17 
Size Optimization of a Solarwind Hybrid Energy System Using Two Simulation Based Optimization Techniques Orhan Ekren and Banu Yetkin Ekren 
379 

Chapter 18 
Fuzzy Control of WT with DFIG for Integration into Microgrids 
399 
Christina N. Papadimitriou and Nicholas A. Vovos
Preface
As the fastest growing source of energy in the world, wind has a very important role to play in the global energy mix. This becomes increasingly apparent as many coun tries begin to phase out traditional fossil fuels, while some reevaluate their comfort level with nuclear power generation. The conversion of wind’s kinetic energy into an other desired form dates back millennia. The years since have afforded some time for maturation of the technology. However, while many advances have been made in the last 40 years, challenges remain in the complex interdependent mechanisms that com prise wind energy production.
The first of such challenges include the natural environment in which the industry op erates. Climate change and its impact on wind patterns has become a variable of some consideration when examining long term wind energy outputs. More recently, the in creasing density of wind park penetration has provoked some regions to contemplate how large scale energy extraction from the wind may eventually influence local micro climates. As wind parks become more widespread across the landscape, concerns are raised about the inevitable intersection with extreme weather that can bring with it de structive winds and lightning. Even under normal atmospheric conditions; from the fundamentals of the Betz equation to the intricate impact of turbulence on blade boundary layer separation, the wind environment and turbine aerodynamics continue to be active subjects of study.
The mechanical conversion of wind loading into electricity is an ongoing concern for wind power producers. Frequently cited as a leading maintenance matter in utility scale commercial wind energy generation, mechanical transmissions and associated electric generator designs are recurrently being refined. The optimization of these in dividual components and their coupling will continue to be a factor in the economics of future wind power. The highly variable and cyclic loads on rotor, mechanical transmission, tower, and foundation all demand special fatigue design considerations. The potential for low frequency, high intensity loading events like extreme weather, create an even greater demand for a fuller appreciation of how the turbine ages struc turally and mechanically over its service life.
With appropriate wind resources secured, and proven structural and electromechanical designs in place, what remains is how to optimally control wind generators to provide
X
Preface
the desired output for stakeholders. This may be a utility, small business, or household. The integration of wind turbines of varying scales into a larger system will be perhaps the most considerable challenge facing a growing industry. Wind power is now advanc ing against a backdrop of energy grid evolution not seen since grids were instituted a century ago. Wind will be integrated with other renewable and legacy fossil generators, storage facilities, and a range of loads, into new micro and smart grid infrastructures. As the demand for energy increases in both the developed and developing worlds, so will also increase the variety of end applications for wind power. The complete picture of the energy grid of the future is far from totally defined. What is clear however, is the signifi cant part that wind power will play.
This text covers a spectrum of leading edge topics critical to the rapidly evolving wind power industry. The reader is introduced to the fundamentals of wind energy aerody namics; then essential structural, mechanical, and electrical subjects are discussed. The book is composed of three sections that include the Aerodynamics and Environmental Loading of Wind Turbines, Structural and Electromechanical Elements of Wind Power Conversion, and Wind Turbine Control and System Integration. In addition to the fundamental rudiments illustrated, the reader will be exposed to specialized applied and advanced topics including magnetic suspension bearing systems, structural health monitoring, and the optimized integration of wind power into micro and smart grids.
Rupp Carriveau Ph.D. P.Eng. Associate Professor Civil and Environmental Engineering University of Windsor
Part 1
Aerodynamics and Environmental Loading of Wind Turbines
1
Aerodynamics of Wind Turbines
Emrah Kulunk
New Mexico Institute of Mining and Technology USA
1. Introduction
A wind turbine is a device that extracts kinetic energy from the wind and converts it into
mechanical energy. Therefore wind turbine power production depends on the interaction between the rotor and the wind. So the major aspects of wind turbine performance like power output and loads are determined by the aerodynamic forces generated by the wind. These can only be understood with a deep comprehension of the aerodynamics of steady state operation. Accordingly, this chapter focuses primarily on steady state aerodynamics.
2. Aerodynamics of HAWTs
The majority of the chapter details the classical analytical approach for the analysis of horizontal axis wind turbines and the performance prediction of these machines. The analysis of the aerodynamic behaviour of wind turbines can be started without any specific
turbine design just by considering the energy extraction process. A simple model, known as actuator disc model, can be used to calculate the power output of an ideal turbine rotor and the wind thrust on the rotor. Additionally more advanced methods including momentum theory, blade element theory and finally blade element momentum (BEM) theory are introduced. BEM theory is used to determine the optimum blade shape and also to predict the performance parameters of the rotor for ideal, steady operating conditions. Blade element momentum theory combines two methods to analyze the aerodynamic performance
of a wind turbine. These are momentum theory and bladeelement theory which are used to
outline the governing equations for the aerodynamic design and power prediction of a HAWT rotor. Momentum theory analyses the momentum balance on a rotating annular stream tube passing through a turbine and bladeelement theory examines the forces generated by the aerofoil lift and drag coefficients at various sections along the blade. Combining these theories gives a series of equations that can be solved iteratively.
2.1 Actuator Disc Model The analysis of the aerodynamic behaviour of wind turbines can be started without any
specific turbine design just by considering the energy extraction process. The simplest model of a wind turbine is the socalled actuator disc model where the turbine is replaced by a circular disc through which the airstream flows with a velocity U _{} and across which
d as shown in Fig. 1. At the outset, it is important to
there is a pressure drop from
stress that the actuator disc theory is useful in discussing overall efficiencies of turbines but
p
u
to
p
4
Fundamental and Advanced Topics in Wind Power
it cannot be utilized to design the turbine blades to achieve a desired performance. Actuator disc model is based on the assumptions like no frictional drag, homogenous, incompressible, steady state fluid flow, constant pressure increment or thrust per unit area over the disk, continuity of velocity through the disk and an infinite number of blades.
Fig. 1. Actuator Disk Model
The analysis of the actuator disk theory assumes a control volume in which the boundaries are the surface walls of a stream tube and two crosssections. In order to analyze this control volume, four stations (1: freestream region, 2: just before the blades, 3: just after the blades, 4: far wake region) need to be considered (Fig. 1). The mass flow rate remains the same throughout the flow. So the continuity equation along the stream tube can be written as
_{} _{} _{} _{} _{} _{} 
(1) 
Assuming the continuity of velocity through the disk gives Eqn 2. 

U _{} U _{} U _{} 
(2) 
For steady state flow the mass flow rate can be obtained using Eqn 3. 

_{} 
(3) 
Applying the conservation of linear momentum equation on both sides of the actuator disk gives Eqn 4.
(4)
Since the flow is frictionless and there is no work or energy transfer is done, Bernoulli equation can be applied on both sides of the rotor. If we apply energy conservation using Bernoulli equation between station 1 and 2, then 3 and 4, Eqn 5 and Eqn 6 can be obtained respectively.
_{} _{}
1
2
1
_{} ^{} _{} _{2} _{}
(5)
Aerodynamics of Wind Turbines
5
1
_{2} _{} _{}
1
2
_{}_{} _{}
(6)
Combining Eqn 5 and 6 gives the pressure decrease p′ as
1
^{′} _{2} _{∞} _{}
_{}
(7)
Also the thrust on the actuator disk rotor can be expressed as the sum of the forces on each side
where
^{}
^{} _{} _{}
(8)
(9)
Substituting equation 7 into equation 8 gives the thrust on the disk in more explicit form.
1
_{2} _{∞} _{}
_{}
(10)
Combining Eqn 3, 4 and 10 the velocity through the disk can be obtained as
_{∞} _{}
2
Defining the axial induction factor α as in Eqn 12
gives Eqn 13 and 14.
^{} ^{∞} ^{}^{} ^{} ∞
_{} _{} 1
_{} _{} 1 2
(11)
(12)
(13)
(14)
To find the power output of the rotor Eqn 15 can be used.
_{}
By substituting equation 10 into 15 gives the power output based on the momentum balance on both sides of the actuator disk rotor in more explicit form.
(15)
1
_{2} _{∞} _{} _{}_{} _{}
(16)
Also substituting equations 13 and 14 into equation 15 gives
2 _{} 1 ^{}
Finally the performance parameters of a HAWT rotor (power coefficient C _{} , thrust coefficient C _{} , and the tipspeed ratio λ) can be expressed in dimensionless form which is given in Eqn 18, 19 and 20 respectively.
(17)
6
Fundamental and Advanced Topics in Wind Power
2
_{∞}
^{}
_{}
_{∞}
2
^{}
^{}^{}
∞
(18)
(19)
(20)
Substituting Eqn 17 into Eqn 18, the power coefficient of the rotor can be rewritten as
_{} 4 1 ^{}
(21)
Also using the equations 10, 13 and 17 the axial thrust on the disk can be rewritten as
2 1 _{}
(22)
Finally substituting equation 22 into equation 19 gives the thrust coefficient of the rotor as
_{} 4 1
(23)
2.2 Rotating annular stream tube analysis Thus far the method is developed on the assumption that there was no rotational motion. To extend the method developed, the effects of this rotational motion needs to be included so it is necessary to modify the qualities of the actuator disk by assuming that it can also impart a
Fig. 2. Title Rotating Annular Stream Tube Analysis
Aerodynamics of Wind Turbines
7
rotational component to the fluid velocity while the axial and radial components remain unchanged. Using a rotating annular stream tube analysis, equations can be written that express the relation between the wake velocities (both axial and rotational) and the corresponding wind velocities at the rotor disk. This analysis considers the conservation of angular momentum in the annular stream tube (Fig. 2). If the condition of continuity of flow is applied for the annular element taken on the rotor plane Eqn 24 can be written.
_{} _{} _{}
Applying the conservation of the angular momentum on upstream and the wake region of the flow domain gives
(24)
(25)
Also the torque caused by the angular momentum balance on the differential annular element can be obtained using Eqn 26.
^{}
^{}
where 2 . Also applying the Bernoulli equation between station 1 and 2 then between 3 and 4 gives Bernoulli’s constants as
(26)
1
1
_{} _{} _{2} _{} _{} ^{} ^{}
2
1
1
_{} _{} ^{} ^{} ^{} ^{} _{} _{2} _{} _{}
2
And taking the difference between these constants gives
1
_{} _{} ^{} ^{} ^{}
2
Which means the kinetic energy of the rotational motion given to the fluid by the torque of the blade is equal to 1/2 ^{} ^{} . So the total pressure head between both sides of the rotor becomes
1
_{} _{} _{2} _{} _{∞}
1
2 ^{} ^{}
_{} _{} _{}
_{2} _{} _{∞} _{2} _{} ^{} ^{} ^{′}
1
1
^{(}^{2}^{7}^{)}
Applying the Bernoulli’s equation between station 2 and 3 gives the pressure drop as
^{} ^{} ^{} ^{} ^{}
2
1
_{2} _{} _{}_{} ^{}
Substituting this result into the equation 27 gives
_{} _{} _{2} _{} _{} ^{} _{}
2
1
_{} _{}
(28)
(29)
8
Fundamental and Advanced Topics in Wind Power
In station 4, the pressure gradient can be written as
_{}
_{}
_{} _{}
(30)
Differentiating Eqn 29 relative to r _{} and equating to equation 30 gives
1
2 _{}
_{} _{} _{}
_{}
_{} _{} _{} _{}
(31)
The equation of axial momentum for the given annular blade element in differential form can be written as
_{} _{} _{} _{} _{} _{} _{}
Since dT p ^{} dA, Eqn 32 can be written as Eqn 33.
(32)
^{} ^{}
2
Finally, combining Eqn 24, 27, 32 and 33 gives
(33)
1
2
_{} _{} ^{} ^{}^{}^{} ^{} ^{/}^{2}
/2
_{} _{}
_{} _{}
(34)
An exact solution of the streamtube equations can be obtained when the flow in the slipstream is not rotational except along the axis which implies that the rotational
momentum wr ^{} has the same value for all radial elements. Defining the axial velocities as
u U _{} 1 a and u _{}
U _{} 1 b gives
(35)
Also the thrust on the differential element is equal to
Using Eqn 28 Eqn 36 can be rewritten as
If the angular induction factor is defined as a ^{} _{}_{} , then dT becomes
(36)
(37)
(38)
In order to obtain a relationship between axial induction factor and angular induction factor, Eqn 37 and 38 can be equated which gives
Aerodynamics of Wind Turbines
9
(39)
Using Eqn 26 the torque on the differential element can be calculated as
(40)
The power generated at each radial element is given by dP ΩdQ. Substituting Eqn 40 into this equation gives
(41)
Also the power coefficient for each differential annular ring can be written as
(42)
Substituting Eqn 41 into the Eqn 42 and integrating from hub tip speed ratio to the tip speed ratio gives power coefficient for the whole rotor.
(43)
By solving Eqn 39 for a ^{} in terms of a Eqn 44 can be obtained.
(44)
Solving the equations 43 and 44 together for the maximum possible power production gives
(45)
Also substituting Eqn 45 into Eqn 39 gives the angular induction factor for maximum power in each annular ring.
(46)
Differentiating Eqn 45 with respect to axial induction factor at rotor plane, a relationship between r, dλ and da can be obtained.
(47)
Finally, substituting the Eqn 45, 46, 47 into the Eqn 43 gives the maximum power coefficient of the rotor
(48)
10
Fundamental and Advanced Topics in Wind Power
Where a _{} is the corresponding axial induction factor for λ _{} λ _{} and a _{} is the corresponding axial induction factor for λ _{} λ.
2.3 Blade element theory Until this point the momentum theory is tried to be explained on account of HAWT rotor design but it does not consider the effects of rotor geometry characteristics like chord and twist distributions of the blade airfoil. For this reason blade element theory needs to be added to the design method. In order to apply blade element analysis, it is assumed that the blade is divided into N sections. This analysis is based on some assumptions including no aerodynamic interactions between different blade elements and the forces on the blade elements are solely determined by the lift and drag coefficients.
Fig. 3. Rotating Annular Stream Tube
Since each of the blade elements has a different rotational speed and geometric characteristics they will experience a slightly different flow. So blade element theory involves dividing up the blade into a sufficient number (usually between ten and twenty) of elements and calculating the flow at each one (Fig. 3, 4). Overall performance characteristics of the blade are then determined by numerical integration along the blade span.
Fig. 4. The Blade Element Model
Aerodynamics of Wind Turbines
11
Lift and drag coefficient data are available for a variety of airfoils from wind tunnel data. Since most wind tunnel testing is done with the aerofoil stationary, the relative velocity over the airfoil is used in order to relate the flow over the moving airfoil with the stationary test (Fig. 5).
Fig. 5. Blade Geometry for the analysis of a HAWT Rotor
Examining Fig. 5, the following equations can be derived immediately.
(49)
(50)
(51)
(52)
(53)
12
Fundamental and Advanced Topics in Wind Power

(54) 
If the rotor has B number of blades, Eqn 49, 51 and 52 can be rearranged. 


(55) 

(56) 
The elemental torque can be written as dQ rdL which gives Eqn 57. 


(57) 
Also Eqn 58 can be derived by examining Fig. 5. 


(58) 
The solidity ratio can be defined as 


(59) 
Finally, the general form of elemental torque and thrust equations becomes 


(60) 

(61) 
Eqn 60 and Eqn 61 define the normal force (thrust) and the tangential force (torque) on annular rotor section respectively.
2.4 Blade Element Momentum (BEM) theory As it is stated before BEM theory refers to the determination of a wind turbine blade performance by combining the equations of general momentum theory and blade element theory, so Eqn 36 and 61 can be equated to obtain the following expression.
(62)
Also equating Eqn 40 and 60 in the same manner gives
Aerodynamics of Wind Turbines
13
(63)
By rearranging Eqn 63 and combining it with Eqn 50
(64)
can be written. In order to calculate the induction factors and ′, C _{} can be set to zero. Thus the induction factors can be determined independently from airfoil characteristics. Subsequently, Eqn 62, 63 and 64 can be rewritten as Eqn 65, 66, and 67 respectively.
(65)
(66)
(67)
Finally, by rearranging Eqn 65, 66 and 67 and solving it for and ′, the following useful analytical relationships can be obtained.
(68)
(69)
(70)
(71)
The total power of the rotor can be calculated by integrating the power of each differential annular element from the radius of the hub to the radius of the rotor.
(72)
And rewriting the power coefficient given in Eqn 18 using Eqn 72 gives
14
Fundamental and Advanced Topics in Wind Power
Using Eqn 60, 65 and 70 the power coefficient relation can be rearranged as
(73)
2.4.1 Tip losses At the tip of the turbine blade losses are introduced. The ratio of the average value of tip loss factor to that at a blade position is given in Fig. 6. As it is shown in the figure only near the tip the ratio begins to fall to zero so it is called ‘the tiploss factor’. With uniform circulation the azimuthal average value of is also radially uniform but that implies a discontinuity of axial velocity at the wake boundary with a corresponding discontinuity in pressure. Whereas such discontinuities are acceptable in the idealized actuator disc situation they will not occur in practice with a finite number of blades.
Fig. 6. Spanwise Variation of the Tiploss Factor for a Blade with Uniform Circulation
The losses at the blade tips can be accounted for in BEM theory by means of a correction factor, f which varies from 0 to 1 and characterizes the reduction in forces along the blade. An approximate method of estimating the effect of tip losses has been given by L. Prandtl and the expression obtained by Prandtl for tiploss factor is given by Eqn 74.
_{}_{} /2 1 _{}
2
_{}
_{}_{}
(74)
The application of this equation for the losses at the blade tips is to provide an approximate correction to the system of equations for predicting rotor performance and blade design. Carrying the tiploss factor through the calculations, the changes will be as following:
4 _{} ^{} 1 ^{}
4 _{} 1
(75)
(76)
Aerodynamics of Wind Turbines
15
1 ^{}
_{}
4 _{}
^{}
1 ^{} ^{} _{}
4
4 _{}_{}_{}_{}_{} _{}_{}_{}_{}_{}
1
1
4 _{} ^{}
^{}
1
_{} 4 _{}
1
_{} _{} _{} ^{} ^{} 1 1 ^{} ^{} _{}
8
(78)
^{(}^{7}^{9}^{)}
(80)
(81)
(82)
(83)
The results for the spanwise variation of power extraction in the presence of tiploss for a blade with uniform circulation on a threebladed HAWT operating at a tip speed ratio of 6 is shown in Fig. 7 and it clearly demonstrates the effects of tiploss.
Fig. 7. Spanwise Variation of Power Extraction
Accordingly, for a selected airfoil type and a specified tipspeed ratio with blade length, the blade geometry can be designed for optimum rotor. And using these geometric parameters determined the aerodynamic performance of the rotor can be analyzed.
16
Fundamental and Advanced Topics in Wind Power
2.5 Blade design procedure The aerodynamic design of optimum rotor blades from a known airfoil type means determining the geometric parameters (such as chord length and twist angle distribution along the blade span) for a certain tipspeed ratio at which the power coefficient of the rotor is maximum. For this reason firstly the change of the power coefficient of the rotor with respect to tipspeed ratio should be figured out in order to determine the design tipspeed ratio λ _{} where the rotor has a maximum power coefficient. The blade design parameters will then be according to this design tipspeed ratio. Examining the plots between relative wind angle and local tipspeed ratio for a wide range of glide ratios gives us a unique relationship when the maximum elemental power coefficient is considered. And this relationship can be found to be nearly independent of glide ratio and tiploss factor. Therefore a general relationship can be obtained between optimum relative wind angle and local tipspeed ratio which will be applicable for any airfoil type.
Eqn 85 reveals after some algebra;
(85)
(86)
Having found the solution of determining the optimum relative wind angle for a certain local tipspeed ratio, the rest is nothing but to apply the equations from 80 to 83 derived from the bladeelement momentum theory and modified including the tip loss factor. Dividing the blade length into N elements, the local tipspeed ratio for each blade element can then be calculated as
(87)
Then rewriting Eqn 86 for each blade element gives
(88)
In addition the tip loss correction factor for each element can be calculated as
_{}
_{}_{} /2 1 ^{} ^{}
2
^{} ^{}
,
_{}_{}
(89)
The local chordlength for each blade element can then be determined using the following expression
(90)
where C _{} _{}_{}_{}_{}_{}_{} is chosen such that the glide ratio is minimum at each blade element. Also the twist distribution can easily be calculated by Eqn 91
(91)
Aerodynamics of Wind Turbines
17
where α _{}_{}_{}_{}_{}_{} is again the design angle of attack at which C _{} _{}_{}_{}_{}_{}_{} is obtained. Now chord length and twist distribution along the blade span are known and in this case lift coefficient and angle of attack have to be determined from the known blade geometry parameters. This requires an iterative solution in which for each blade element the axial and angular induction factors are firstly taken as the values equal to the corresponding designed blade elements. Then the actual induction factors are determined within an acceptable tolerance of the previous guesses during iteration.
3. Conclusion
The kinetic energy extracted from the wind is influenced by the geometry of the rotor blades. Determining the aerodynamically optimum blade shape, or the best possible approximation to it, is one of the main tasks of the wind turbine designer. Accordingly this chapter sets out the basis of the aerodynamics of HAWTs and the design methods based on these theories to find the best possible design compromise for the geometric shape of the rotor which can only be achieved in an iterative process. Performance analysis of HAWT rotors has been performed using several methods. In between these methods BEM model is mainly employed as a tool of performance analysis due to its simplicity and readily implementation. Most wind turbine design codes are based on this method. Accordingly the chapter explains the aerodynamics of HAWTs based on a stepbystep approach starting from the simple actuator disk model to more complicated and accurate BEM method. The basic of BEM method assumes that the blade can be analyzed as a number of independent elements in spanwise direction. The induced velocity at each element is determined by performing the momentum balance for an annular control volume containing the blade element. Then the aerodynamic forces on each element are calculated using the lift and drag coefficient from the empirical twodimensional wind tunnel test data at the geometric angle of attack of the blade element relative to the local flow velocity. BEM theorybased methods have aspects by reasonable tool for designer, but they are not suitable for accurate estimation of the wake effects, the complex flow such as threedimensional flow or dynamic stall because of the assumptions being made.
4. Acknowledgment
I would like to express my deepest gratitude and appreciation to Dr. Sidney Xue and Dr. Carsten H. Westengaard from VESTAS Americas R&D Center in Houston, TX and Matthew F. Barone from Sandia National Labs Albuquerque, NM; also to Dr. Nilay Sezer Uzol from TOBB University of Economics and Technology, Ankara, Turkey and my advisors at New Mexico Tech Mechanical Engineering Department Dr. Warren J. Ostergren and Dr. Sayavur I. Bakhtiyarov for their unwavering support, invaluable guidance and encouragement throughout my formation in wind energy field. Finally I would like to dedicate this chapter to Rachel A. Hawthorne. Thank you for all the love and happiness you have brought into my life!
5. Nomenclature
A: Area of wind turbine rotor a: Axial induction factor at rotor plane
r: Radial coordinate at rotor plane r _{} : Blade radius for the ith blade element
18
Fundamental and Advanced Topics in Wind Power
a′: Angular induction factor B: Number of blades of a rotor
T: rotor thrust U _{∞} : Free stream velocity of wind
C 
_{} : Drag coefficient of an airfoil U _{}_{}_{} : Relative wind velocity 

C 
_{} : Lift coefficient of an airfoil U _{} : Uniform wind velocity at rotor plane 

C 
_{} : Power coefficient of wind turbine rotor 
α : Angle of attack 
C 
_{} : Thrust coefficient of wind turbine rotor 
λ: Tipspeed ratio of rotor 
C 
_{} _{} :Local thrust coefficient of each annular λ _{} : Design tipspeed ratio 
rotor section
c _{} : Blade chord length for the ith blade element
_{F}
λ _{} : Local tipspeed ratio
_{} _{:} _{D}_{r}_{a}_{g} _{f}_{o}_{r}_{c}_{e} _{o}_{n} _{a}_{n} _{a}_{n}_{n}_{u}_{l}_{a}_{r} _{b}_{l}_{a}_{d}_{e} _{e}_{l}_{e}_{m}_{e}_{n}_{t} λ _{} _{,} _{} : Local tipspeed ratio for the ith blade element
θ _{} : Pitch angle for the ith blade element φ _{}_{}_{} _{,} _{} : Optimum relative wind angle for the ith blade element ρ : Air density Ω : Angular velocity of wind turbine rotor σ: Solidity ratio ν: Kinematic viscosity of air γ: Glide ratio Re: Reynolds number HAWT: Horizontalaxis wind turbine BEM: Blade element momentum
_{} : Lift force on an annular blade element
F
f : Tiploss factor
f _{} : Tiploss factor for the ith blade element H: Bernoulli’s constant
m : Air mass flow rate through rotor plane
N: Number of blade elements P: Power output from wind turbine rotor
p′: Pressure drop across rotor plane Q: rotor torque R: Radius of wind turbine rotor
6. References
Bertagnolio, F., Niels Sorensen, N., Johansen, J., Fuglsang, P., Wind Turbine Airfoil Catalogue. Riso National Laboratory, Roskilde, 2001. Burton, T. and Sharpe, D., Wind Energy Handbook. John Wiley & Sons Ltd, ISBN 047148997 2, Chichester, 2006. Glauert, H., (1935b). Windmills and Fans. Aerodynamic theory (ed. Durand, W. F.). Julius Springer, Berlin, Germany. Hau, E., Wind Turbines: Fundamentals, Technologies, Application, Economics. Krailling, Springer, 2006. Hoerner, S. F., (1965). ‘Pressure drag on rotating bodies’. Fluid dynamic drag (ed. Hoerner, Hunt, B. R. and Lipsman, R. L., A Guide to MATLAB: For Beginners and Experienced Users. Cambridge University Press, New York, 2001. Kulunk, E., Yilmaz, N., HAWT Rotor Design and Performance Analysis. ASME 3rd International Conference on Energy Sustainability, ES200990441. San Francisco, CA, USA. July 1923, 2009. Mathews, J. H. and Fink, K. D., Numerical Methods Using MATLAB. Prentice Hall, Upper Saddle River, 1999. Meijer Drees, J., (1949). A theory of airflow through rotors and its application to some helicopter problems’. J. Heli. Ass. G.B., 3, 2, 79–104. S. F.), pp. 3–14. Uzol, N., Long, L., 3D TimeAccurate CFD Simulations of Wind Turbine Rotor Flow Fields. AIAA 20060394. The Pennsylvania State University, 2006. Wilson, R. E., Lissaman, P. B. S., Walker, S. N., “Aerodynamic Performance of Wind Turbines”. Energy Research and Development Administration, 224, 1976.
2
Wind Turbines Theory  The Betz Equation and Optimal Rotor Tip Speed Ratio
Magdi Ragheb 1 and Adam M. Ragheb 2
^{1} Department of Nuclear, Plasma and Radiological Engineering
^{2} Department of Aerospace Engineering University of Illinois at UrbanaChampaign, 216 Talbot Laboratory, USA
1. Introduction
The fundamental theory of design and operation of wind turbines is derived based on a first principles approach using conservation of mass and conservation of energy in a wind stream. A detailed derivation of the “Betz Equation” and the “Betz Criterion” or “Betz Limit” is presented, and its subtleties, insights as well as the pitfalls in its derivation and application are discussed. This fundamental equation was first introduced by the German engineer Albert Betz in 1919 and published in his book “Wind Energie und ihre Ausnutzung durch Windmühlen,” or “Wind Energy and its Extraction through Wind Mills” in 1926. The theory that is developed applies to both horizontal and vertical axis wind turbines. The power coefficient of a wind turbine is defined and is related to the Betz Limit. A description of the optimal rotor tip speed ratio of a wind turbine is also presented. This is compared with a description based on Schmitz whirlpool ratios accounting for the different losses and efficiencies encountered in the operation of wind energy conversion systems. The theoretical and a corrected graph of the different wind turbine operational regimes and configurations, relating the power coefficient to the rotor tip speed ratio are shown. The general common principles underlying wind, hydroelectric and thermal energy conversion are discussed.
2. Betz equation and criterion, performance coefficient C _{p}
The Betz Equation is analogous to the Carnot cycle efficiency in thermodynamics suggesting that a heat engine cannot extract all the energy from a given source of energy and must reject part of its heat input back to the environment. Whereas the Carnot cycle efficiency can be expressed in terms of the Kelvin isothermal heat input temperature T _{1} and the Kelvin isothermal heat rejection temperature T _{2} :
Carnot
TT
12
T
1
T
2
,
T
1
1
(1)
the Betz Equation deals with the wind speed upstream of the turbine V _{1} and the downstream wind speed V _{2} .
20
Fundamental and Advanced Topics in Wind Power
The limited efficiency of a heat engine is caused by heat rejection to the environment. The limited efficiency of a wind turbine is caused by braking of the wind from its upstream speed V _{1} to its downstream speed V _{2} , while allowing a continuation of the flow regime. The additional losses in efficiency for a practical wind turbine are caused by the viscous and pressure drag on the rotor blades, the swirl imparted to the air flow by the rotor, and the power losses in the transmission and electrical system. Betz developed the global theory of wind machines at the Göttingen Institute in Germany (Le Gouriérès Désiré, 1982). The wind rotor is assumed to be an ideal energy converter, meaning that:
1. It does not possess a hub,
2. It possesses an infinite number of rotor blades which do not result in any drag
resistance to the wind flowing through them. In addition, uniformity is assumed over the whole area swept by the rotor, and the speed of the air beyond the rotor is considered to be axial. The ideal wind rotor is taken at rest and is placed in a moving fluid atmosphere. Considering the ideal model shown in Fig. 1, the
cross sectional area swept by the turbine blade is designated as S, with the air crosssection upwind from the rotor designated as S _{1} , and downwind as S _{2} . The wind speed passing through the turbine rotor is considered uniform as V, with its value as V _{1} upwind, and as V _{2} downwind at a distance from the rotor. Extraction of mechanical energy by the rotor occurs by reducing the kinetic energy of the air stream from upwind to downwind, or simply applying a braking action on the wind. This implies that:
V V
2
1
.
Consequently the air stream cross sectional area increases from upstream of the turbine to the downstream location, and:
S
2
S
1
.
If the air stream is considered as a case of incompressible flow, the conservation of mass or continuity equation can be written as:
m S V SV
1
1
2
2
S V constant
_{(}_{2}_{)}
This expresses the fact that the mass flow rate is a constant along the wind stream. Continuing with the derivation, Euler’s Theorem gives the force exerted by the wind on the rotor as:
F
ma
dV
^{m} dt
m
SV V V
V
.(
1
2
)
(3)
The incremental energy or the incremental work done in the wind stream is given by:
dE Fdx
(4)
From which the power content of the wind stream is:
Wind Turbines Theory  The Betz Equation and Optimal Rotor Tip Speed Ratio
21
P
dE F dt
dx
dt
FV
(5)
Substituting for the force F from Eqn. 3, we get for the extractable power from the wind:
V1
S1
V
S
V2
S2
Fig. 1. Pressure and speed variation in an ideal model of a wind turbine.
22
Fundamental and Advanced Topics in Wind Power
P
2
SV .(V V
1
2
_{)}
(6)
The power as the rate of change in kinetic energy from upstream to downstream is given by:
P
E
1
2
t
mV
2
1
1
2
2
mV
2
1
2
mV
1
2
t
2
V
2
(7)
Using the continuity equation (Eqn. 2), we can write:
P
1
2
SV
2
V
1
2
V
2
(8)
Equating the two expressions for the power P in Eqns. 6 and 8, we get:
P
1
SV V V
2
1
2
22
The last expression implies that:
SV V V
12
2
or:
1
2
(
2
V
1
2
2
V
)
1
(
VV
(
2
VVVV
1
21
2
1
V
2
),
)(
)
0
,
VS
,
V
1
2
(V V ), (V
12
12
V )
0
or V
1
V
2
(9)
This in turn suggests that the wind velocity at the rotor may be taken as the average of the upstream and downstream wind velocities. It also implies that the turbine must act as a brake, reducing the wind speed from V _{1} to V _{2} , but not totally reducing it to V = 0, at which point the equation is no longer valid. To extract energy from the wind stream, its flow must be maintained and not totally stopped. The last result allows us to write new expressions for the force F and power P in terms of the upstream and downstream velocities by substituting for the value of V as:
P
F
SV V
1
V
2
1
2
2
SV
V
1
2
1
V
2
V
2
(
SV
(
)
2
)
1
4
1
4
SV
12
12
V
V
2
V
SV
1
2
V
2
212
V
V
(10)
(11)
Wind Turbines Theory  The Betz Equation and Optimal Rotor Tip Speed Ratio
23
We can introduce the “downstream velocity factor,” or “interference factor,” b as the ratio of the downstream speed V _{2} to the upstream speed V _{1} as:
V 2
b
V 1
From Eqn. 10 the force F can be expressed as:
F
1
SV.( 1 b
2
1
2
2
)
(12)
(13)
The extractable power P in terms of the interference factor b can be expressed as:
P
1
4
1
4
SV
1
2
3
SV
1
212
1
2
b
V
b
2
V
1
V
(14)
The most important observation pertaining to wind power production is that the extractable power from the wind is proportional to the cube of the upstream wind speed V _{1} 3 and is a function of the interference factor b. The “power flux” or rate of energy flow per unit area, sometimes referred to as “power density” is defined using Eqn. 6 as:
'
P
P
S
1
SV
3
2
1
2
S
V
3 ,[
Joules
2
ms
.
],[
Watts
m
2
]
(15)
The kinetic power content of the undisturbed upstream wind stream with V = V _{1} and over a cross sectional area S becomes:
W
1
2
SV
1
3
,[
Joules
m
2
.
s
m
2
],[
Watts
]
(16)
The performance coefficient or efficiency is the dimensionless ratio of the extractable power P to the kinetic power W available in the undisturbed stream:
C
p
P
W
(17)
The performance coefficient is a dimensionless measure of the efficiency of a wind turbine in extracting the energy content of a wind stream. Substituting the expressions for P from Eqn. 14 and for W from Eqn. 16 we have:
24
Fundamental and Advanced Topics in Wind Power
Fig. 2. The performance coefficient C _{p} as a function of the interference factor b.
Wind Turbines Theory  The Betz Equation and Optimal Rotor Tip Speed Ratio
25
When b = 1, V _{1} = V _{2} and the wind stream is undisturbed, leading to a performance coefficient of zero. When b = 0, V _{1} = 0, the turbine stops all the air flow and the performance coefficient is equal to 0.5. It can be noticed from the graph that the performance coefficient reaches a maximum around b = 1/3.
A condition for maximum performance can be obtained by differentiation of Eq. 18 with
respect to the interference factor b. Applying the chain rule of differentiation (shown below) and setting the derivative equal to zero yields Eq. 19:
d
dx
(
uv
)
u
dv
dx
v
du
dx
dC
p
db
1
d
[
1
2
b
2
1
2
1
[
db
1
b
b
2
b
b
2
)
b
bb
21
22 bb
1
2
b
)
b
)
2
1
(
1
13
( 13
2
0
2
1
2
1
(
2
)(
]
]
(19)
Equation 19 has two solutions. The first is the trivial solution:
(
1
b
b
V
)
2
0
1
V
1
,
2
1
VV
The second solution is the practical physical solution:
(
b
13
b
)
V
2
0
1
1
VV
V
1
3
,
2
3
1
(20)
Equation 20 shows that for optimal operation, the downstream velocity V _{2} should be equal
to one third of the upstream velocity V _{1} .
the performance coefficient C _{p} becomes:
Using Eqn. 18, the maximum or optimal value of
C
p opt
,
1
1
2
bb
1
2
11
1
(
23
)
2
1
16
27
0 59259
.
59 26 percent
.
1
3
(21)
26
Fundamental and Advanced Topics in Wind Power
This is referred to as the Betz Criterion or the Betz Limit. It was first formulated in 1919, and applies to all wind turbine designs. It is the theoretical power fraction that can be extracted from an ideal wind stream. Modern wind machines operate at a slightly lower practical nonideal performance coefficient. It is generally reported to be in the range of:
C 
2 


p,prac. 5 

V 1 2 
( 
1 

1 


( 

2 

2 3 
V 1 
VV )
2
V
1
V
1
3
)
40 percent
Result I
From Eqns. 9 and 20, there results that:
Result II
From the continuity Eqn. 2:
m
S V
1
1
SV
S=S
1
V 1 3
V
2
S
1
S
=S
21
V 1 3 S
V
2
1
S V
2
2
constant
(22)
(23)
(24)
This implies that the cross sectional area of the airstream downwind of the turbine expands to 3 times the area upwind of it. Some pitfalls in the derivation of the previous equations could inadvertently occur and are worth pointing out. One can for instance try to define the power extraction from the wind in two different ways. In the first approach, one can define the power extraction by an ideal turbine from Eqns. 23, 24 as:
PP
ideal
1
2
1
2
1
2
8
9
3
11
3
downwind
3
S V
2
11 _{3}
2
S
2
(
1
23
V
1
1
P
3 )
1
upwind
SV
SV
11
8
(
1
2
9
S V
1
1
3
S V
1
1
)
3
This suggests that fully 8/9 of the energy available in the upwind stream can be extracted by the turbine. That is a confusing result since the upwind wind stream has a cross sectional area that is smaller than the turbine intercepted area.
Wind Turbines Theory  The Betz Equation and Optimal Rotor Tip Speed Ratio
27
The second approach yields the correct result by redefining the power extraction at the wind turbine using the area of the turbine as S = 3/2 S _{1} :
P
ideal
1
8
(
9
82
2
SV
1
1
1
SV
2
1
2
16
(
1
93
16
27
2
1
3
27
1
3
SV
1
SV
)
(
3
)
3
)
(25)
The value of the Betz coefficient suggests that a wind turbine can extract at most 59.3 percent of the energy in an undisturbed wind stream.
16
27
.
(26)
Considering the frictional losses, blade surface roughness, and mechanical imperfections, between 35 to 40 percent of the power available in the wind is extractable under practical conditions. Another important perspective can be obtained by estimating the maximum power content in a wind stream. For a constant upstream velocity, we can deduce an expression for the maximum power content for a constant upstream velocity V _{1} of the wind stream by differentiating the expression for the power P with respect to the downstream wind speed V _{2} , applying the chain rule of differentiation and equating the result to zero as:
Betzcoefficient 0 592593 59 26 percent
.
1 
S d dV [ VV 12 


4 

V 1 
2 

1 
S d dV 2 [ V 1 2 V 2 2 


4 


1 4 1 4 1 4 0 
SV [ 1 2 V 2 2 S V ( 22 1 V 2 2 2 S 3 V V 1 2 ( 2 2 2 
12
2
VV
VV
12
V
V
21
VV
12
2
V
2
V
2
2
)
VV )
12
]
]
]
(27)
Solving the resulting equation by factoring it yield Eqn. 28.
(
(
2
V
1
V
32
2
2
VV
12
)
)(
VVV
1
21
2
3
V
)
0
0
(28)
Equation 28 once again has two solutions. The trivial solution is shown in Eqn. 29.
28
Fundamental and Advanced Topics in Wind Power
(V
V
1
2
V
2
)
V
1
0
(29)
The second physically practical solution is shown in Eqn 30.
(V
1
V
2
3
1
3
V )
2
V
1
0
(30)
This implies the simple result that that the most efficient operation of a wind turbine occurs when the downstream speed V _{2} is one third of the upstream speed V _{1} . Adopting the second solution and substituting it in the expression for the power in Eqn. 16 we get the expression for the maximum power that could be extracted from a wind stream as:
P
max
1
4
SV
1
2
V
2
212
V
V
1
SV
V
1
93
2
V
1
1
4
1
2
1
SV
V S
3
V
1
93
[
11
1
Watt
]
Much more than documents.
Discover everything Scribd has to offer, including books and audiobooks from major publishers.
Cancel anytime.