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346 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 20, NO.

1, FEBRUARY 2005

Recent Philosophies of Automatic Generation Control


Strategies in Power Systems
Ibraheem, Prabhat Kumar, and Dwarka P. Kothari, Senior Member, IEEE

Abstract—An attempt is made in this paper to present critical lit- NERC North American Electric Reliability Control
erature review and an up-to-date and exhaustive bibliography on NNs Neural Networks
the AGC of power systems. Various control aspects concerning the NRPS Northern Region Power System
AGC problem have been highlighted. AGC schemes based on pa-
rameters, such as linear and nonlinear power system models, clas- OPF Optimal Power Flow
sical and optimal control, and centralized, decentralized, and mul- PI Proportional plus Integral
tilevel control, are discussed. AGC strategies based on digital, self- PID Proportional, Integral, and Derivative
tuning control, adaptive, VSS systems, and intelligent/soft com- PLCC Power Line Carrier Communication
puting control have been included. Finally, the investigations on PV Photovoltaic
AGC systems incorporating BES/SMES, wind turbines, FACTS
devices, and PV systems have also been discussed. RF Redox Flow
RTOPF Real-Time Optimal Power Flow
Index Terms—AC/DC transmission links, automatic generation
SA Simulated Annealing
control, deregulated power systems, load frequency control, mul-
tilevel control. SMES Super conducting Magnetic Energy Storage
STC Self Tuning Control
SVC Static Var Compensator
NOMENCLATURE UHVAC Ultra-High-Voltage Alternating Current
ACE Area Control Error VSC Variable Structure Controller
AFC Automatic Frequency Control VSS Variable Structure System
AFRC Automatic Frequency Ratio Control
AGC Automatic Generation Control I. INTRODUCTION
AI Artificial Intelligence
ANN
AVR
Artificial Neural Network
Automatic Voltage Regulator
T HE successful operation of interconnected power systems
requires the matching of total generation with total load
demand and associated system losses. With time, the operating
BES Battery Energy Storage point of a power system changes, and hence, these systems may
CES Capacitive Energy Storage experience deviations in nominal system frequency and sched-
CPS Control Performance Standard uled power exchanges to other areas, which may yield undesir-
DCS Disturbance Control Standard able effects [1].
DPM DISCO Participation Matrix There are two variables of interest, namely, frequency and
DTS Dispatcher Training Simulator tie-line power exchanges. Their variations are weighted together
EACC Error Adaptive Control Computer by a linear combination to a single variable called the ACE. The
EDC Economic Dispatch Controller AGC problem has been augmented with the valuable research
FACTS Flexible Alternating Current Transmission System contributions from time to time, like AGC regulator designs in-
GAs Genetic Algorithms corporating parameter variations/uncertainties, load character-
GENCOs Generation Companies istics, excitation control, and parallel ac/dc transmission links.
GRC Generation Rate Constraint The microprocessor-based AGC regulator, self-tuning regulator,
IGBT Insulated Gate Bipolar Transistor and adaptive AGC regulator designs have also been presented.
ISE Integral Square Error The most recent advancement in this area is the application of
LFC Load Frequency Control concepts like neural networks, fuzzy logic, and genetic algo-
LQI Linear Quadratic Integral rithms to tackle the difficulties associated with the design of
LQR Linear Quadratic Regulator AGC regulators for the power systems with nonlinear models
MES Magnetic Energy Storage and/or insufficient knowledge about the system required for its
accurate modeling. Apart from advances in control concepts,
Manuscript received July 10, 2004. Paper no. TPWRS-00272-2003. there have been many changes during the last decade or more,
Ibraheem is with Department of Electrical Engineering, Faculty of En- such as deregulation of power industry and use of SMES, wind
gineering and Technology, Jamia Millia Islamia, New Delhi 110025, India
(e-mail: ibraheem_2k@yahoo.com). turbines, and PV cells as other sources of electrical energy to
P. Kumar is with Department of Electrical Engineering, Faculty of Engi- the system. Due to these, the control philosophies associated
neering and Technology, Aligarh Muslim University, Aligarh 202002, India. with AGC have changed to accommodate their dynamics and ef-
D. P. Kothari is with Centre for Energy Studies, Indian Institute of Tech-
nology, New Delhi 110016, India. fects on overall system dynamic performance. The present study
Digital Object Identifier 10.1109/TPWRS.2004.840438 covers the critical review of a wide range of methodologies of
0885-8950/$20.00 © 2005 IEEE
IBRAHEEM et al.: RECENT PHILOSOPHIES OF AUTOMATIC GENERATION CONTROL STRATEGIES IN POWER SYSTEMS 347

AGC regulator designs of power systems with their salient fea- oscillations in the area frequency and tie-line power transient
tures. response.

II. OVERVIEW OF AGC SCHEMES B. Control Techniques


The first attempt in the area of AGC has been to control the The pioneering work by a number of control engineers,
frequency of a power system via the flywheel governor of the namely Bode, Nyquist, and Black, has established links be-
synchronous machine. This technique was subsequently found tween the frequency response of a control system and its
to be insufficient, and a supplementary control was included to closed-loop transient performance in the time domain. The
the governor with the help of a signal directly proportional to investigations carried out using classical control approaches
the frequency deviation plus its integral. This scheme consti- reveal that it will result in relatively large overshoots and tran-
tutes the classical approach to the AGC of power systems. Very sient frequency deviation [9], [28], [29]. Moreover, the settling
early works in this important area of AGC have been by Cohn time of the system frequency deviation is comparatively long
et al. [2]–[6]. These works were based on tie-line bias control and is of the order of 10–20 s.
strategy. Quazza [7] illustrated noninteractive control consid- The AGC regulator design techniques using modern optimal
ering i) noninteraction between frequency and tie-line powers control theory enable the power engineers to design an optimal
controls and ii) each control area taking care of its own load vari- control system with respect to given performance criterion.
ations. The investigations with large signal dynamics of LFC Fosha and Elgerd [30] were the first to present their pioneering
systems were reported by Aggarwal and Bergseth [8]. The rev- work on optimal AGC regulator design using this concept. A
olutionary optimal control concept for AGC regulator designs two-area interconnected power system consisting of two iden-
of interconnected power systems was initiated by Elgerd [9]. A tical power plants of nonreheat thermal turbines was considered
technique based on coordinated system-wide correction of time for investigations. A new formulation for optimal AGC strategy
error and inadvertent interchange was incorporated in an AGC has been witnessed in [31].
study by Cohn [10]. Supplementary controllers were designed The feasibility of an optimal AGC scheme requires the avail-
to regulate the ACEs to zero effectively. Later on, energy source ability of all state variables for feedback. However, these efforts
dynamics were incorporated in AGC regulator design [11]. seem unrealistic, since it is difficult to achieve this. Then, the
The standard definitions of the terms associated with the AGC problem is to reconstruct the unavailable states from the avail-
of power systems were finalized in [12]. Following that, sugges- able outputs and controls using an observer. Considering state
tions for dynamic modeling for LFC are discussed thoroughly reconstruction, many significant contributions have been made
in [13]–[15]. Based on the experiences with actual implemen- [32]–[37]. Bohn and Miniesy [32] have studied the optimum
tation of AGC schemes, modifications to the definition of ACE LFC of a two-area interconnected power system by making the
are suggested from time to time to cope with the changed power use of i) differential approximation and ii) a Luenberger ob-
system environment [16]–[19]. Since many presently regulated server and by introducing an adaptive observer for identification
markets are likely to evolve into a hybrid scheme, and some of unmeasured states and unknown deterministic demands, re-
deregulated markets are already of this type (e.g., Norway), the spectively. Exploiting the fact that the nonlinearity of the power
effects of deregulation of the power industry on LFC have been system model, namely, the tie-line power flow, is measurable,
addressed through [20]. the observer has been designed to give zero asymptotic error,
even for the nonlinear model.
A. Types of Power System Models AGC schemes based on an optimal observer, which is a
The AGC problem has been dealt with extensively for more state estimator with decaying error at a desired speed, using a
than three decades. The major part of the work reported so nonlinear transformation [33] and reduced-order models with a
far has been performed by considering linearized models of local observer [34] have appeared in the literature. A simplified
two/multiarea power systems [3], [4], [7], [9], [21], [22]. Later generating unit model oriented toward LFC and the method
on, the effect of GRC was included in these types of studies, for its transfer function identification based on a two-stage
considering both continuous and discrete power system models procedure indirectly reducing both noise effects and transfer
[11], [22]. Incorporating the dynamics of the energy source in function order is presented in [37].
AGC regulator design, Kwatny et al. [11] have proposed an Due to practical limitations in the implementation of regula-
optimal tracking approach to AGC, considering load to be the tors based on feedback of all state variables, suboptimal AGC
output of the dynamic system. regulator designs were considered [38]–[40]. A suboptimal and
The small signal analysis is justified for studying the system near-optimal LFC concept using modern control theory is pre-
response for small perturbations. However, the implementation sented by Moorthy and Aggarwal [38].
of AGC strategy based on a linearized model on an essentially Apart from optimal/suboptimal control concepts, modal con-
nonlinear system does not necessarily ensure the stability of the trol theory has also been used to design AGC regulators for
system. Considerable attention has been paid by researchers power systems. The design method employing modal and sin-
to consider the system nonlinearities [24]–[27]. Tripathy [27] gular perturbation techniques to affect decoupling of the in-
demonstrated the destabilizing effect of governor dead-band terconnection into its subsystem components has appeared in
nonlinearity on conventional the AGC system. It is shown that [41]. In the method, after achieving the decoupling, local con-
governor dead-band nonlinearity tends to produce continuous trollers for each subsystem are designed individually to place the
348 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 20, NO. 1, FEBRUARY 2005

closed-loop poles of each subsystem in some prespecified loca- power systems is sought with the help of a singular perturbation
tions in the complex plane, and then, the resulting controllers approach. This can be achieved by decomposing the system into
are used to generate local control inputs, using local informa- slow and fast subsystems and designing controllers separately
tions only. The AGC regulator design using Lyapunov’s second for each of the subsystems, and the controllers are combined to
method and utilizing minimum settling time theory has been yield a composite controller. Using this approach, the investi-
proposed by Shirai [42]. The importance of the dominant time gations on the AGC of large power systems are available in the
constant of the closed-loop systems in designing the regula- literature [87], [88]. The separate controllers were designed for
tors has been emphasized. The author has reported a bang-bang slow and fast subsystems and were combined in such a way that
AGC policy based on this method. the slow subsystem always interacts with only one of the fast
subsystems at a time [88]. The study also involves the effect of
C. Control Strategies parameter variation and GRC.
In the early days, the AGC problem of power systems was
D. Excitation Control and Load Characteristics
dealt with using control strategies based on centralized con-
trol strategy [7], [9], [30], [40]. Many control strategies have In most of the AGC studies, it is assumed that there is no inter-
been proposed on the basis of classes of disturbances [7]. Elgerd action between the power/frequency and reactive-power/voltage
and Fosha [9] suggested a feedback and loop gain to eliminate control loops. It may be permissible only when the speed of the
the disturbance, and they also suggested a different feedback excitation systems is much faster than that of the LFC system,
form to develop optimal controllers [30] for an electrical energy but in practical systems, during dynamic perturbations, there
system. They assumed the load disturbances to be deterministic. does exist some interaction between these two control chan-
They proposed a proportional controller, disregarding the steady nels [27]. Some papers consider this aspect [83], [89]–[93]. A
state requirements and compensation of load disturbances. The literature survey [90] shows that Durick [89] is probably the
main limitation of the works presented on AGC considering first to investigate the damping effects of voltage control in a
centralized control strategy is the need to exchange information two-area LFC system, assuming that i) reactive-power/voltage
from control areas spread over distantly connected geographical control loop has a much faster response than power/frequency
territories along with their increased computational and storage control loop and, thus, taking the area voltage perturbation to
complexities. be directly available as a control variable, and ii) area voltage
The decentralized AGC concept appeared in the power perturbation does not have any effect on the area load. Consid-
system control scenario to deal with such problems very ef- ering these assumptions unrealistic, a realistic LFC model was
fectively, and consequently, many research papers using this developed by including the excitation control in one area and
concept with continuous and discrete time system models have voltage-perturbation as the input in the other [90]. The change
appeared in the literature [43]–[50]. In [46], the authors have in load demand due to voltage perturbation is considered in both
examined the structural properties of observability and control- areas.
lability for a class of interconnected power system models. The Considerable research work has been carried out for the AGC
proposed scheme provides for the complete decentralization of interconnected power systems incorporating the load charac-
of a global state feedback control policy in the sense that the teristics [49], [94], [95], [98], [99]. A method to obtain the re-
area control feedback loops are completely decoupled. Again, a sponse of a large power system to cyclic load variations by mod-
class of systematic distributed control design methods based on eling the power system by a set of first-order, linear differential
i) distributed implementations of centralized control systems, equations and the load variation as a Fourier series pattern was
ii) model reduction of dynamical systems, and iii) modeling demonstrated by Van Ness [94]. The solution of the problem of
of the interactions between the subsystems comprising the optimum load frequency sampled data control with either un-
global control system is presented in [77]. The beauty of the known deterministic load or randomly varying system distur-
design is to achieve almost identical results as obtained with bances is discussed in [49]. Introducing an adaptive observer
the centralized one. The design of decentralized load frequency treated the random load demands and random disturbances.
controllers based on structured singular values is discussed in The study has also been carried out with exciter and speed
[78]. governor control loops for voltage-dependent load character-
Various AGC schemes based on two-level [81] and multi- istics on stabilizing intersystem oscillations [62]. The AGC
level [82]–[84] control concepts have been reported in the lit- problem has been investigated using disturbance-accommoda-
erature. A two-level suboptimal controller has been suggested tion control. It was shown that the optimal accommodation of
by Miniesy and Bohn [81]. However, this approach does not en- load disturbances could lead to significantly better performance
sure zero steady state error, and hence, a multilevel finite time than that of conventional controllers. It was further shown
optimal controller design ensuring zero steady-state error has that the complete cancellation of all disturbance effects in the
been reported in [82]. The advantage of hierarchical structure is class of power systems considered is impossible. Nevertheless,
reflected in the fact that even if one of the control levels fails, the disturbance effects in system frequency can be cancelled
the system remains in operation. completely.
A global controller, which also exploits the possible benefi-
cial aspects of interconnections, has been applied for the LFC E. Digital AGC Schemes
problem [84], and favorable results have been achieved. The re- Since digital control is more accurate and reliable, compact
duction of control efforts required in the AGC of interconnected in size, less sensitive to noise and drift, and more flexible, the re-
IBRAHEEM et al.: RECENT PHILOSOPHIES OF AUTOMATIC GENERATION CONTROL STRATEGIES IN POWER SYSTEMS 349

searchers have focused their attention on proposing digital AGC quency deviations and tie-line powers effectively can be con-
control schemes [64]–[71]. Ross [64] was probably the first to trolled. The research publications regarding the design of load
present a comprehensive direct digital LFC regulator for power frequency controllers for interconnected power systems incor-
systems. Later, the control philosophy and design techniques of porating the system parametric uncertainties are reported in the
a digital LFC incorporating dynamic control criteria for perfor- literature [80]–[85]. A control technique based on the applica-
mance evaluation of digital control system based on field test tion of linear feedback infinity robust controllers in the
results was outlined by Ross and Green in [65]. As the ACE power system model to control the frequency deviations was
representing generation mismatch in an area can be derived in proposed by Ismail [80]. This approach suggests that the con-
discrete mode by sampling the tie-line power and system fre- troller response should be fast enough to offset the frequency
quency deviation and then transferring over the telemetering errors due to load variations.
links and unlike in continuous-time system, the control vector A robust controller based on the Riccati equation approach
in the discrete mode is constrained to remain constant between has been proposed for the power system by Wang and coworkers
the sampling instants. Based on this fact, Bohn and Miniesy [81], [82]. Later, based on a combination of the robust control
[32] have analyzed the effect of the sampling period on the approach and an adaptive control technique, a design procedure
system’s dynamic behavior using a discrete model of a single of a new robust adaptive controller was proposed for power
area power system. An informative work on digital AGC mod- system load-frequency control with system parametric uncer-
eling, including the criterion for evaluation of system dynamic tainties. The motivation of combining the robust control with
performance with the help of indices that measure the effec- an adaptive control was to use the robust control approach to
tiveness of control relative to control efforts, is discussed by deal with the small parametric uncertainties [82]. The other re-
Demello and Mills [66]. search contributions on decentralized robust LFC based on the
Kothari and coworkers [23], [70] have studied the AGC in dis- Riccati equation approach have appeared in [84]. The design
crete mode. The investigations were carried out with more real- of decentralized robust LFC applying structured singular values
istic modeling of AGC strategy, i.e., considering that the system is proposed by Yang et al. [85]. It has been demonstrated that
is operating in continuous mode and the controller is operating when the frequency response-based diagonal dominance cannot
in discrete mode [23]. In [70], discrete mode AGC of an inter- be achieved, the structured singular values can be applied to de-
connected power system with reheat thermal plants considering sign decentralized LFC to achieve the desired system dynamic
a new ACE is described. The new ACE is derived from tie-line performance [85].
power deviation, frequency deviation, time error, and inadver-
tent interchanges. Optimum integral and proportional integral G. Adaptive and Self-Tuning AGC Schemes
controllers using the concept of stability margin and the ISE Apart from various AGC schemes, adaptive control has been
technique have been obtained with conventional and new ACEs, a topic of research for more than a quarter of a century. Ba-
and their dynamic performance was compared for a step-load sically, the adaptive control systems can be classified into two
disturbance. categories, namely, the self-tuning regulators and the model ref-
erence control systems. The task of adaptive control is to make
F. Sensitivity Features the process under control less sensitive to changes in process
An optimal AGC regulator design based on nominal system parameters and to unmodeled process dynamics. A number of
parameter values may not really be optimal for the system with articles have been reported on adaptive AGC schemes [86]–[91]
parametric variations/uncertainties due to various system oper- and STC schemes [92]–[96] for AGC of power systems.
ating and environmental conditions, and therefore, the imple- In 1966, Ross [86] described control criteria in LFC and the
mentation of these regulators on the system may be inadequate related practical difficulties encountered in trying to achieve
to provide the desired system functioning. This could result in these criteria. The implementation and analysis of an adaptive
a degraded system dynamic performance and sometimes also in LFC system on the Hungarian power system has been done by
the loss of system stability. Therefore, considerable work has Vajk et al. [88]. An adaptive controller using a proportional in-
also been presented on AGC that considers sensitivities of the tegral adaptation to meet the hyperstability condition require-
system parameter variations [72]–[84]. ments to take care of the parameter changes of the system was
In the late 1960s, a sensitivity study was included in an opti- presented by Pan and Liaw [89]. A multiarea adaptive LFC
mization analysis to determine optimal parameter values of con- scheme for AGC of power systems [90] and a reduced-order
ventional AGC systems by Van Ness [72]. The VSS controllers adaptive LFC for interconnected hydrothermal power system
have an advantage over the controllers based on the linear op- [91] are reported in the literature. A multivariable self-tuning
timal control theory in selecting the values of the parameters controller has been derived by defining a cost function with a
in many different ways of a VSS controller. Insensitivity to pa- term representing the constraints on the control effort and then
rameter variation can be achieved by designing variable struc- minimizing that with respect to the control vector. Later on, a
ture AGC regulators. Erschler et al. [76] are probably the first self-tuning algorithm for AGC of interconnected power systems
to investigate the AGC of hydropower systems using the VSS was presented by Lee [95].
technique.
It may be noted that the VSS controllers have improved tran- H. Concepts of AI Techniques: NN, FL, and GA
sient response due to load disturbances in the power system. In practice, many nonlinear processes are approximated by
By properly selecting the parameters of the controller, the fre- reduced-order models, possibly linear, that are clearly related to
350 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 20, NO. 1, FEBRUARY 2005

the underlying process characteristics. However, these models is investigated. An array of performance indices based on var-
may be valid only within certain specific operating ranges, and ious functions of error and time is considered for the study.
a different model may be required in the wake of changed op- A reinforced GA has been proposed as an appropriate op-
erating conditions, or the control system should adopt the new timization method to tune the membership functions and rule
system model parameters. The advent of AI techniques, such sets for fuzzy gain scheduling of load frequency controllers of
as neural networks, has solved this problem to a great extent. multiarea power systems to improve the dynamic performance
The neural technology offers many more benefits in the area [108]. The proposed control scheme incorporates dead-band and
of nonlinear control problems, particularly when the system is generation-rate constraints also. Later, contrary to the trial-and-
operating over the nonlinear operating range. The applications error selection of the variable structure feedback gains, a genetic
of neural networks in power system control are witnessed in algorithm-based selection of feedback gains has been advocated
[97]–[102]. for load frequency variable structure controller in [109]. The se-
A new AGC scheme to incorporate the nonconforming load lection scheme provides an optimal feedback gains selection in
problem was presented by Douglas et al. [98], in which an ef- the VSC, and the test results show that not only the dynamic
fort had been undertaken to develop algorithms capable of dis- performance has been improved, but also, the control effort is
criminating between noncontrollable short-term excursions and dramatically reduced. Karnavas et al. [106] have presented a
controllable long-term excursions. Out of the two techniques de- comprehensive study on AGC of an autonomous power system
scribed, one was developed using a neural network algorithm for using combined intelligent techniques.
pattern recognition of controllable signals, and the other tech- A higher order robust dynamic performance is achieved
nique was based on the detection of the controllable signal in the with LFC designs based on GA and linear matrix inequalities
presence of a noisy random load using a random signal proba- [112]. The desired control parameters have been obtained by
bility model. Test results reveal that neural network-based AGC coordinating GA with linear matrix inequalitie control toolbox
implementation had a significant improvement over the modern optimization. In [113], a new GA/GA-SA-based fuzzy AGC
AGC implementation. LFC system performance was evaluated scheme of a multiarea thermal generating system is developed.
with a nonlinear neural network controller using a generalized The scheme is capable of evaluating the fitness of GA/hybrid
neural structure to yield better system dynamic performance GA-SA optimization by selecting a function like “figure of
than the individual neurons [99]. merit,” which directly depends on transient performance char-
Recently, a four-area interconnected power system model acteristics like settling times, undershoots, overshoots, and time
with reheat nonlinearity effect of the steam turbine and upper derivative of frequency. The hybrid GA-SA technique yields
and lower constraints for generation rate nonlinearity of hydro more optimal gain values than the GA method.
turbine was considered for the investigation in [101]. It has
been shown in [102] that the AGC problem can be viewed as I. Types of Inter-Ties
a stochastic multistage decision-making problem or a Markov The HVDC transmission has emerged on a power scenario,
Chain control problem and have presented algorithms for due to its numerous technical and economic advantages, for a
designing AGC based on a reinforcement learning approach. large chunk of power transfer over large distances. Besides other
The fuzzy logic control concept departs significantly from applications, the commissioning of an HVDC link in parallel
traditional control theory, which is essentially based on math- with existing ac links has shown beneficial effects from the point
ematical models of the controlled process. Instead of deriving of view of stabilization of the system.
a controller via modeling the controlled process quantitatively Considerable attention has been paid to consider the damping
and mathematically, the fuzzy control methodology tries to es- effect of the dc system as an area interconnection between ac
tablish the controller directly from domain experts or operators systems. As far as the system frequency control of power sys-
who are controlling the process manually and successfully. Re- tems interconnected via a dc link is concerned, very few pub-
cently, many studies exploiting the fuzzy logic concept in AGC lications have appeared on this topic [114]–[116]. An AFRC
regulator design dealing with various system aspects have ap- system on an HVDC transmission utilizing the high-speed con-
peared in the literature [103]–[105]. trol features of a dc system, cooperating with automatic fre-
More recent contributions considering the problem of de- quency control on interconnected ac systems, is developed by
composition of multivariable systems for the purpose of dis- Yoshida et al. [114]. Later, the effects of an AFRC system on
tributed fuzzy control was reported by Gegov [104]. The pro- an HVDC transmission to the AFC on ac systems when AFRC
posed decomposition method has reduced the number of inter- is applied to a random load disturbance in a steady state. The
active fuzzy relations among subsystems. The concept and de- frequency improving and reduction effects of the output power
velopment of AGC using ANN and fuzzy set theory to utilize of regulating power stations by AFRC are analyzed by a digital
the novel aspects of both in single hybrid AGC system design computer [115]. A new dc AFC system, which applies a mul-
for power systems has also been mooted [106]. tivariable control to the dc system-based frequency control and
These days, GA is the most popular and widely used algo- capable of controlling the frequencies of the two ac systems op-
rithm of all the intelligent algorithms. GAs have been widely timally while maintaining their stability, is developed by Sanpei
applied to solve complex nonlinear optimization problems in a et al. [116].
number of engineering disciplines in general and in the area of Considerable research work on the LFC of interconnected
AGC of power systems in particular [106]–[113]. In [107], op- power systems incorporating ac and dc links is contained in
timum adjustment of the classical AGC parameters using GAs [117]–[121]. Investigations on decentralized robust LFC of a
IBRAHEEM et al.: RECENT PHILOSOPHIES OF AUTOMATIC GENERATION CONTROL STRATEGIES IN POWER SYSTEMS 351

multiarea interconnected power system with ac as well as fre- conditioning system with the SMES is studied, and an improved
quency-controllable HVDC links are reported in [118]. A com- system transient response with SMES has been achieved [128].
prehensive research work has been carried out by proposing op- Rechargeable batteries such as RF, which are not aged by fre-
timal AGC regulators for two-area power systems with parallel quent charging and discharging and have a quick response that is
ac/dc links by Kumar and Ibraheem [119]–[121]. The intercon- equivalent to SMES and outstanding function during overload,
nected power systems were investigated with the implementa- are gaining momentum in research and development activities
tion of designed optimal regulators by considering the incre- [132].
mental dc link power flow as an additional state as well as con- Presently, small wind turbines are among the candidate sys-
trol variable. The investigations reveal that the system dynamic tems envisioned to operate in parallel with the utilities’ gen-
system performance has improved appreciably with the inclu- erators. The combined effect of the customers’ load demand
sion of incremental dc link power flow as an additional state and the wind turbine fluctuating power output will develop a
variable as compared to that obtained when system intercon- new load-diversity curve for the utility system. As a result, the
nection is through the ac link only. regulation or LFC requirements could differ significantly from
present ones. Therefore, studies relating to AGC of power sys-
tems incorporating the dynamics of such systems are reported in
J. AGC Incorporating BES, SMES, SVC, Wind Turbine, and
the literature [133]–[135]. A method to analyze the effects that
PV Systems
small wind turbines may have on the utility’s LFC process has
Most of the solutions proposed so far for AGC have not been been developed by Curtice et al. [133]. Wind turbine output sce-
implemented practically due to system operational constraints narios, varying in frequency and magnitude, are combined with
associated with thermal power plants. The main reason is the system load variations to test the effectiveness of present AGC
nonavailability of required power other than the stored energy control strategies. The change in the system performance from
in the generator rotors, which can improve the performance of the base case is assessed using ACE values, time between zero
the system, in the wake of sudden increased load demands. A crossings, inadvertent accumulation, and control pulses sent to
fast-acting BES can effectively dampen electromechanical os- regulating units.
cillations in a power system, because they provide storage ca- An AGC scheme for a wind farm in the north of Spain with
pacity in addition to the kinetic energy of the generator rotor, 37 variable speed wind turbines is developed in [134]. The
which can share the sudden changes in the power requirement. control scheme is based on two control levels: A supervisory
An attempt to use battery energy storage to improve the LFC system controls active and reactive power of the wind farm
dynamics of West Berlin Electric Supply System has appeared by sending out set points to all wind turbines, and a machine
in the literature [122]. In [123], it has been revealed that BES is control system ensures that set points at the wind turbine level
helpful in meeting sudden requirements of real power load and are reached. The advancements in wind-turbine and microhydro
is effective in reducing the peak deviations of frequency and technology have made it possible to introduce decentralized
tie-line power and also reduces the steady-state values of time hybrid electric power systems. A variable structure LFC of
error and inadvertent interchange accumulations. isolated wind–diesel–microhydro hybrid power systems was
The problems like low discharge rate, increased time required developed, and dynamic performance has been investigated by
for power-flow reversal, and the maintenance requirement have Bhatti and Kothari [135].
led to the evolution of SMESs for their application as load fre- The static VAR compensation systems also have been found
quency stabilizers [124]–[131]. In [126], the study of effects of to aid in the damping of oscillations of power system dynamic
SMES on AGC has been done considering governor dead-band response. A new technique of AGC regulator design, based on
nonlinearity, steam reheat constraints, and boiler dynamics. The SVC, has been suggested in [136]. A feedback signal composed
digital computer model was developed, and parameter optimiza- of frequency deviation and reactive power variation has been
tion of the controller was carried out by the second method of used to stabilize the electrical power system. The coefficient of
Lyapunov, which ensures the stability of the system. From the these deviations is a function of system and controller param-
study, it was observed that the use of ACE for the control of eters. The influence of a PV system on LFC has also been de-
SMES units substantially reduces the tie-line power deviation, scribed in [137]. Besides the other observations, it has been re-
and the action of SMES is localized with diminished contribu- vealed that an electrical power system containing a 10% contri-
tion for load disturbances in the other interconnected area, as bution from PV stations would require a 2.5% increase in LFC
compared to using frequency deviation as the control signal. The capacity over a conventional system. Besides BES, SMES, and
performance of the adaptive-controlled SMES is compared with CES units, a favorable effect of integrating a fuel cell into the
that of nonadaptive SMES, keeping the supplementary control power system dynamic model on power system dynamic perfor-
as the conventional one with the integral controller in [125]. It mance has also been evident [138].
has been observed that when the SMES control is adaptive, the
performance is almost insensitive to controller gain parameter K. AGC in a Deregulated Power System Environment
variation. The classical LFC based on ACE is difficult to implement in
The effect of governor dead-band nonlinearity and generation a deregulated power system environment. In recent years, sev-
rate constraints, along with the effect of BES system on LFC, eral control scenarios based on robust and optimal approaches
was studied by Lu et al. [127]. Later, the feasibility of using have been proposed for the AGC system in deregulated power
an IGBT converter instead of a thyristor converter as a power systems. Some research is contained in [20] and [139]–[148].
352 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 20, NO. 1, FEBRUARY 2005

In a deregulated power system environment, the independent and external estimator results, while in the second stage of the
contract administrator receives contracts with GENCOs to pro- RTOPF concept, the constrained ED controls the generating
vide area regulation. This is required due to unscheduled gen- units in conjunction with AGC in an optimal way. The RTOPF
eration and load changes and inconsistent frequency bias ex- concept has been tested successfully in an offline simulation
isting in the system [139]. The load change in the area causes using a 685-bus network and the IEEE 118-bus network without
frequency change, and all governors respond to this change in- any convergence problem from the algorithm. In addition, the
stantaneously, whether or not they are selected for AGC. The execution time is of the same order of magnitude as that of a
governor response is defined as area regulation contracts, and classical approach. In absorption of the load fluctuations occur-
the cost of area regulation is allocated among the players by the ring on power systems, both EDC and LFC systems were con-
ratio of their participation. Besides addressing the operational sidered separately. The simulation study has been performed for
structures likely to result from deregulation, the possible ap- a three-area power system.
proaches to LFC, and associated technical issues, i.e., standards A flexible AGC algorithm for a Hellenic interconnected
and algorithms, were described by Christie and Bose [20], and system is given by Vournas et al. [152]. In the algorithm, LFC
later, they reported a LFC scheme for hybrid electric power mar- stability margins are calculated for the case of slow-acting
kets in [140]. flat-frequency control, and an approximate economic dispatch
Two alternative approaches to AGC of interconnected power algorithm is developed that makes the use of a predetermined
systems of Norway and Sweden are introduced by Bakken table of the economic loading of units. The simulation results
and Grande [142] in a deregulated power system environment. have demonstrated a satisfying operation of the AGC system.
The approaches resulted in favorable effects in handling the Due to obvious reasons, when large load fluctuations arise,
increased strain of the system operator caused by the deregu- the effective way is to combine LFC with the very short-term
lated environment. In most of the reported strategies, attempts load prediction. Generally, AGC periodically updates the set-
have been made to adapt well-tested classical AGC schemes point power for key “swing” generators using samples of the
to the changing environment of power system operation under system load and electrical frequency; in typical systems, the
deregulation [141], [146]. A comprehensive study on simula- control sample rate ranges from 1 to 10 min. To improve perfor-
tion and optimization in an AGC system after deregulation has mance, emerging AGC strategies employ a look-ahead control
been carried out by Donde and Pai [145]. The concept of DPM algorithm that requires real-time estimates of the system’s load
is proposed that helps the visualization and implementation of for typically 30 to 120 min into the future at a sample rate of 1
the contracts. to 10 min [153]. To align with electric utility industry nomen-
One of the recent developments after deregulation of the clature, this prediction on such a horizon is “very short-term.”
power industry is the necessity of a communication infrastruc- Some of the earlier attempts illustrating theoretical AGC de-
ture to support an increasing variety of ancillary services for signs are highlighted in [17], [154], and [155], and online imple-
effective implementation of AGC schemes. An article focusing mentation of AGC schemes are described in [156]–[160]. Based
on the communication network requirements for a third-party on online experiences with AGC, a set of procedures and algo-
LFC service in an interconnected power system was written by rithms for AGC of generating units that are jointly owned by
Bhowmik et al. [147]. Data communication models based on two or more utilities are developed by Podmore et al. [156].
queuing theory have been proposed in the study. The essential hardware and software modifications required
in AGC and the automatic voltage control program to meet new
L. Other AGC Schemes operational and control challenges of the GURI Hydroelectric
One of the objectives of optimal AGC is to share generation Power Plant (Venezuela) are suggested in [157]. It is recom-
in the most economic fashion. To meet this objective with other mended that redundant signals and RTU pairs be included in
objectives of an AGC system, economic load dispatch has to be new power plant computer control systems or considered as an
carried out in conjunction with AGC, subject to some system upgrade feature in existing systems.
constraints. However, ELD has been differentiated from AGC Apart from proposing effective and efficient AGC strategies,
function on the basis of time span, exhibited by ELD and AGC real-time pricing of electricity has been used as an effective
in their implementations. A variety of research papers dealing means to achieve improved system dynamic operation. Berger
with the AGC problem in conjunction with ED/ELD are well and Schweppe [161] have demonstrated that real-time pricing in
documented in the literature [148]–[152]. Mukai and his team the presence of system dynamics can aid in LFC. It was demon-
[149], [150] at Washington University built up an AGC project strated, for a single-area power system, that prices determined
that is probably the most comprehensive. The control system is by a PI feedback control law of frequency deviations could as-
area-wise decentralized. It integrates the AGC, economic dis- sist in LFC. A report dealing with various cost aspects associ-
patch, and dynamic dispatch in a consistent manner and is dedi- ated with AGC, inadvertent energy, and time error is presented
cated to performing many functions with various time horizons. in [162]. A real-time adaptive pricing for LFC in an intercon-
The system offers the improved transient responses and solves nected power system, taking into account the system dynamics
the AGC–ELD interface problem, as exhibited with traditional and giving the importing area a signal in terms of increased price
optimal control proposals. for any increment in the drawal from its scheduled value, was
A two-stage RTOPF concept in which classical ED is re- suggested in this study.
placed in AGC by a RTOPF has been envisioned [151]. The Over the decades, the LFC performance of a power system
first stage consists of a full OPF initialized from state estimator area has been assessed by the widely adopted A1 and A2 criteria.
IBRAHEEM et al.: RECENT PHILOSOPHIES OF AUTOMATIC GENERATION CONTROL STRATEGIES IN POWER SYSTEMS 353

These criteria, based on engineering judgment, had no analyt- constraints and hope that additional references will be advanced
ical basis. A pioneering work resulted in the adoption of new and as discussion to this publication. It is envisaged that this paper
more sophisticated criteria, namely, CPS1 and CPS2. These cri- will serve as a valuable resource to any future worker in this
teria were still lacking in analytic basis but have been providing important area of research.
good results in [163] and [165]. An analytical framework for
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system operation,” in Real Time Control of Electric Power Systems, of Engineers (India). He had been Secretary for the System Society of India,
E. Handschin, Ed. Amsterdam, The Netherlands: Elsevier, 1972, pp. Aligarh, and is a member and national executive of SSI and the Boards of
215–257. Studies of various universities and selection committees. He is a reviewer of
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shire, U.K.: Prentice-Hall, 1990, pp. 383–408. and conferences. He has also authored 18 books on
power systems. He was Principal of Visvesvaryaya
Regional Engineering College, Nagpur, India, from
1997 to 1998.
Prof. Kothari has received several best paper awards and gold medals for his
Ibraheem was born in Giraura of District Etah, Uttar work.
Pradesh, India, on December 1, 1959. He received the
B.Sc. Engg.(Hons.), M.Sc. Engg., and Ph.D. degrees
in electrical engineering from Aligarh Muslim Uni-
versity, Aligarh, India.
Since January 1988, he has been with the De-
partment of Electrical Engineering, Faculty of
Engineering and Technology, Jamia Millia Islamia
(Central University), New Delhi, India, where he is
currently a Professor of electrical engineering. Also,
he has been Head of the Department of Electrical
Engineering since 2001. He has published a number of research papers in
national/international journals and has been continuously engaged in guiding
research activities at graduate/post-graduate and Ph.D. levels.
Dr. Ibraheem received a Gold Medal from the Union Ministry of Power and
Energy (India) in 1998 for one of his research articles.

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