AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization United States District Court
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C app..~¢ 101-111)

!. Person Reporting (last name, first, middle initial) Hittner, David
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part.lime)

3. Date of Report 05/02/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Senior Status

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the Information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Date

U. S. District Court 515 Rusk Street Room 8509 Houston, Texas 77002

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. mepo.i.g individ.al o.ly; see pp. 9-13 of f!llng instructions.)
~-] NONE (No reportable positions.) POSITION
1. Director

NAME OF ORGANIZATION/ENTITY Sam Houston Area Council/Boy Scouts of America
South Texas Law Review

2. 3. 4. 5.

Director

II. AGREEMENTS. tReporting individual only; scepp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Hittner, David

FINANCIAL DISCLOSURE REPORT Page 2 of 10

I

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

I II. NON-INVESTMENT INCOME. tRepo,~ing individual andspouse; seepp. 17-24 of filing instructions.)
A. Fi|er’s Non-Investment Income ~ NONE (No reportable non-investment income.) DATE
I. 10/05/10 2.04/15/2010 3. 4.

SOURCE AND TYPE
The West Group - Royalties on 5th Circuit Guide The West Group - Royalties on 5th Circuit Guide

INCOME (yours, not spouse’s)
$4,390.62 $1,208.80

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE I. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen£
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Hittner, David

Date of Report 05/02/2011

V. GIFTS. aneludes those to spouse and dependent children; see pp. 28-31 of.filing instructions.) NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCR|PTION

VALUE

VI. LIABILITIES. aneludo, those olspouso a.d dependent children; see pp. 32-33 of filing instructlong)
NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

VII. IN VESTMENTS and TRUSTS - income, value, transactions (Includes Ihose of spouse and dependent children; see pp. 34-60 of filing in~truction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code ,3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 ! Codel (J-P) i (A-H)

(5)
Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12.

BANK ACCOUNTS: Cash/Checking - JP Morgan Chase Bank, Houston, Texas IRA CD - JP Morgan Chase Bank, Houston, Texas Cash/Savings - JP Morgan Chase Bank, Houston, Texas Post Oak Bank - CD Community National Bank - CD LIFE INS/ANNUITIES: Mutual Trst Life Ins.. Co/Oakbrook, IL INVESTMENTS: IMS SECURITIES INC: Federated Capital Reserves Money Market w/in Brokerage Acct. WMT A Dividend Dividend J T C Interest L A A A B Interest Interest Interest Interest Interest M K L L T T T T T

13. PERSHING INVESTMENT: 14. 15. ACV ASVIX None None None None T Sold Buy Sold Sold 07/16/10 06/23/10 07/16/10 07/16/10 J J J J

16. BAX 17. BRKB

I. I ncome Gain Codes: (See Columns BI and D4) 2. Value Codes (see Columns CI and D3) 3. Value Mcthod Codes (See Column C2)

A =$ 1,00~ or less F =$50.001 - $109.000 J =$15,000 or less N -$250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q=Appraisal U -Book Value

B =$ 1,0~ I - $2,500 G =$100.001 - $1.000,000 K =$15.001 - $50.1~) O $50~).001 - $1,000,000 R Cosl(RcalE~,lateOnly) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,090,000 L =$50,001 - $100.000 P I =$1,0~0,001 - $5,0~0,000 P4 -More than $50,000,000 S=As:~s~ment W =Estimated

D =$5.001 - $15,000 H2 =More than M $100,001 - $250.000 P2 =$5-000,001 - $25.000,000 T CashMarkct

E =$15.001 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 5 of l0

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

VI 1. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period (1) Type(e.g., buy, sell, redemption) (2) (3) ] (4) Date Value ! Gain mm/dd/yy Code 2 I Code l (J-P)

(1)
Amount Code I

(2)
Type (e.g., div., rent,

(1)
Value Code 2

(2)
Value Method

(A-H)

or int.)

(.I-P)

Code 3 (Q-W)

i (A-H)

(5) Identity of buyer/seller (if private transaction)

18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

BERWX BSX BIP CVX CHH CTAS CFIMX KO COST DMLP EPE ERIC GTEYX HNZ HEW HPQ IBM

A

Dividend None None
Sold Sold Sold Sold Sold 07/I 3/I 0 07/16/10 07/13/10 07/13/10 07/13/I0
J

A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J J
J

Sold Sold Sold Sold Sold

07/13/10 07/13/I0 07/13/10 07/13/10 07/16/10

J J J J J

Sold Sold Sold Sold

07/13/10 07/13/10 07/13/10 07/13/10

J J J J

A A

Dividend Dividend

I. Income Gain Codes: (See Colurans BI and D4) 2. Value Codc~ IS,:e Columns C I and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - $100.0~ J -$15.000 or less N =$250.001 - $50~,000 P3 $25,0~0.0~1 - $50.00~.0~0 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,0~! - $50,000 O =$500,001 - $1,0~0,0~)0 R :Cost (Real Estate Only) V :Other

C =$2,501 - $5,00~ H 1 =$1,0(~,031 - $5.000.0~0 L =$50.001 * $100,0~0 PI =$1.000,~1 - $5,000,600 P4 =Move than S =Asscssrnenl W =Estimated

D =$5,001 - $15,000 H2 =More than M =$ 100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.0~0

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

VII. INVESTMENTS and TRUSTS - inco~,o, ,.olue, transactions ancludes those of spouse and dependent children; see pp. 34-60 oZf!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Typ~ (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 5 I.

JNJ KFT KR LSTR LMT LOW EXWAX MCD MHS MSFT NGPC NHP NKE NVS ORCL OMI PAYX

A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None K T

Sold Sold Sold Sold Sold Sold

07/13/10 07/13/10 07/13/10 07/13/10 07/I 3/I 0 07/13/10

J J J J J J

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold

07/13/10 07/13/10 07/13/10 07/13/10 07/13/1’0 07/13/10 07/I 3/I 0 07/13/10 07/13/10 07/13/10

J J J J J J J J J J

A A A A

Dividend Dividend Dividend Dividend None

A A A

Dividend Dividend Dividend

1. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (S~c Column C2)

A=$1,000 or less F=$50.0~)1 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1,000,090 K $15.001 - $50,00) O = $500.0~) I - $ I R =Cost (Real Estate Only) V -Other

C ~$2,501 H I ~$ 1,000,001 - $5,000,000 L =$50,001 - $ I PI =$1,000,001 - $5,000,000 P4 -More Ihan $50,000,000 S =Asscssmcnl W =Estimated

D =$5,001 - $15,000 H2 =More than M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$1 $,0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporling Hittner, David

Date of Report 05/02/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instrubtion~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repotaing period Gross value at end of veporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., vent, or int.)

O)
Type (e.g., buy, sell, redemption)

(2)
Date mrrgdd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60.

PEP PG PGR QCOM

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None Dividend

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold J T

07/13/10 07/13/10 07/13/10 07/13/10 07/13/10 07/13/10 07/13/101 07/13/10 07/13/10

J J J J J J J J J

Q
RYN

RO ST

GLD

STJ

61. HSIC 62. SGM 63. SPLS 64. SRCL 65. 66. 67. SYY T3X MMM
A A, A

07/13/10! J 07/13/101 J 07/13/10 J 07/13/10 J 07/13/10 07/13/10I 07/13/10
J J J

A

Dividend None
Dividend Dividend Dividend

68. UMBHX

A

Dividend

I. Income Gain Codes: (See Columns 81 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50.001 J =$15.000 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50.0~0.00~ Q -Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.0~9~ K -$15,001 - $50.000 O =$500,001 - $1,000,000 R -Cost (Real Eslale Only) V =Other

C =$2,501 - $5,000 H I =$ 1.000,001 - $5.000,00~ L =$50.001 - $100,000 PI =$1,0(~,0Ol - $5,000,000 P4 =More than S =Assessment W =Estimated

D =$5.001 - $15,090 1.12 =More than $5.000.000 M $10O.001 - $250.000 P2 =$5.000.001 - $25,000.00~ T =Cash Market

E :$1 S.001 - $SO.(Y)O

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

VII. INVESTMENTS and TRUSTS - into,,,, val,e, transactions (Includes those of sp .....dependent children; see pp. 34-60 of filing instructions.) nd
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period

(1)
Type (e.g., buy, sell, redemption)

(2) Date mm]dd!yy

(3) (4) Value Gain Code2 Code I O-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74.

VZ WMT WMG WU YHOO YUM

A A A A

Dividend Dividend Dividend Dividend None

Sold Sold Sold Sold Sold Sold

07/13/10 07/13/10 07/13/10 07/13/10 07/13/10 07/13/10

J

J
J

J

A

Dividend

J

I. Income Gain Codes: (See Colm’aas BI and 2. Value Codes (See Colurrms CI and D3) 3. Value Method Codes ISee Column C2)

A =$1,000 or less F =$50.001 - $100,000 J -$15.000 or less N =$250.001 P3=$25,0~0,001 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K -$15,001 - $50,0~) O=$500.001 - $1,000,000 R -Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H I =$ 1.000.001 L =$50,001 - $100,0OO PI =$1.000.001 - $5.000.000 P4 =More than $50.000,000 S =As~ssmc~tl W =Eslimated

= $ 5,001 - $15,000 H2 =More than $5,000.000 M =$ 100.001 - $250.000 P2 -$5,0~0.001 - $25.000,000 =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. tln,ticatepartol’report4
Part VII, Line 25 states the Trade Symbol is KO. Last year the Trade Symbol reflected on the Financial Disclosure form was incorrect (XO). I have corrected the Trade Symbol this year to reflect the accurate symbol.

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

Name of Person Reporting Hittner, David

Date of Report 05/02/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/David Hittner

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful