Professional Documents
Culture Documents
I. Person Reporting (last name, first, middle initial) Limbaugh, Jr.,, Stephen N.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Govermnent Act ~f1978 (5 U.S.C. app. ~+q 101-111)
Nomination, [] Initial
District Judge
5b. [] Amended Reporl 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
Rush Hudson Limbaugh, Sr. U.S. Courthouse 555 Independence St., Suite 4000 Cape Girardeau, MO 63703
IMPORTANT NOTES: The instructions accompanying this form mast be followea~ Complete ali parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.
D
!. 2. 3. 4. 5.
POSITION
President, Board of Trustees Member, Board of Trustees Member, Board of Directors
NAME OF ORGANIZATION/ENTITY
State Historical Society of Missouri Old McKendree Chapel Southeast Missouri Symphony Advisory Board
DATE
II1. NON-INVESTMENT INCOME. (Reporting individualand spouse; seepp, i 7-24 of filing instructions.)
A. Filers Non-lnvestment Income
[~] NONE (No reportable non-investment income.) DATE
1.2010
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Doll~tr omount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V.~J
~]
~. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
VALUE
I. 2. 3. 4. 5.
VI. LIABILITIES. ancludes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
D
I.
N ONE (No reportable liabilities.) CREDITOR Montgomery Bank of Cape Girardeau, MO American Express CitiCards Nieman Marcus Wachovia Securities Line of Credit DESCRIPTION VALUECODE M
2. 3. 4. 5.
L K J K
VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of ~pouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3
(l)
Type (e.g., buy, sell, redemption)
(2)
Date mm/dd/yy
(3)
Value Code 2 (J-P)
(Q-W)
Wells Fargo IRA-SNL (Formerly Wachovia Sec IRA) -See Note 1 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Wells Fargo IRA- MML (Formerly Wachovia Sec IRA) - Bank Deposit Sweep (Formerly AGE BK Deposit) -Fundsource-Conservative GrowthManaged Acct Wells Fargo Brokerage Acct- MML(Formerly Wachovia Sec) - Wells Fargo Bank- Deposit Sweep Acct (Formerly AGE Bk Dep) -AMGN -CAT -ESRX -JNJ -MCD -MHS -MRK -PEP -PG -WFC A A A A A A A A Interest None Dividend None Dividend Dividend None Dividend Dividend Dividend Dividend J J J K J J J J J J J T T T T T T T T T T A D Interest Int./Div. O
1. Income Gain Codes: (See Column s B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50~000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 = M ore than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,00! - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code2 (J-P)
(5)
Gain Code I (A-H) Identity of buyer/seller (if private transaction
Dividend
Sold (part)
09/28/I 0
-American Funds Small CAP World -Mutual Fund -American Funds Washington Mutual Investors-Mutual Fund -American Funds-Growth Fund of AmericaMutual Fund
B A B
T
Sold
09/28/I 0 09/28/10
L J
Sold (part)
Dividend
Buy (addl)
04/01/10 K
Dividend Int./Div.
K O
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 $25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $I,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 More than $50,000.000 S =Asscssmenl W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those of spouse and dependent children; seepp. 34o60 of f!ling instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amounl Code l (A-H) (2) Type (e.g., div,, rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period (l) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code 1 (.I-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
M K K J
Wells Fargo 401k Plan (Formerly Wachovia Savings Plan) -Stable Value Fund (See Note 3, Part VIII)
None L T
J J J
lnt./Div.
01/04/10 04/01/10
J J
Buy (addl)
Buy (addl)
07/01/10
10/01/10 J
1. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N -$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Eslate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$ 50.001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M = $ 100,001 - $250,000 P2 =$5,000.001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
(l)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
Identity of buyer/seller
(if private transaction)
Excess Profit Sharing Deferred Comp PlanMM -(See Note 3) -Cert of Deposit-12 mos A Interest M Distributed (part) WF Performance Award & Deferred Comp Plan-MML A Interest M T Buy (addl) 01/04/10 10/01/10
56. -Cert of Deposit -12 mos 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Limbaugh Lands, Inc.- SNL & MML (See note, part 5 VIII) 1/7 Int in River Bend Inv.-SNL&MML (See note 4, part VIII) Wells Fargo Securities Acct- MML and SNL -AEPGX -AGTHX -AIVSX -NEWFX -SMCWX
J J J J J
A A A A B
None
None
1. I ncome G ai n Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. ValucMethodCodcs (See Colunm C2)
A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R Cost (Real Estate Only) V Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L -$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 More than $50,000,000 S=Assessment W =Eslimatcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T :Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
[-~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K
Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd]yy Code 2 Code 1 (J-P) (AoH)
(5)
Identity of buyer/seller (if private transaction)
69.
Interest
70. 71. Wells Fargo Stock Options (Formerly Wachovia Stock Options) None
1. Income Gain Codes: (See Columns 13 t and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$I,000 or less F =$50,~01 - $ 100,000 J -$15,000 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,OOO K = $15,001 - $ 50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estale Only) V Other
C =$2,501 - $5.000 14 t =$ 1.00~.O01 - $ 5,000,~0~ L =$50,001 - $100.000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D :$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $ 250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544