AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization Northern District of New York
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~ 1o1-111)

I. Person Reporting (last name, first, middle initial) Suddaby, Glenn t.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/14/201 I 6. Reporting Period 01/01/2010 to 1:2/31/2010

District Judge

5b. [] Amended Report

7. Chambers or Office Address 100 South Clinton Street 3rd Floor Syracuse, New York 13261-7198

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable law= and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,; Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only: seepp. 9-13 of filing instructions.)
~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. me~,oning i,dlvld,,ulo,i~; s,, ~,p. 14-16 of filing instructions.)

D
I. 1977 2. 3.

NONE (No reportable agreements.) DATE

PARTIES AND TERMS
New York State Employee’s Retirement System, Payment upon Retirement

Suddabv, Glenn T.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Suddaby, Glenn t.

Date of Report 05/14/2011

III. NON-INVESTMENT INCOME. (Reporting i, dlviduol a,d,pouse: seepp, t7-24 of~ling i.st~uc,ion~) A. Filer’s Non-lnvcstment Income [~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouse’s)

2.

3.

4.

B. Spouse’s Non-Investment Income - If you were marrled durlng any portion of the reporting.year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE Oswego Count Board of Cooperative Educational Services- Salary

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

NONE (No reportable reimbursements.) SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Suddaby, Glenn t.

Date of Report 05/14/201 I

V. GI FTS. a,,ct,,,~,s those ,o s, ouse anZ dependent chll~re~; see ~,,. Z~-3~ o/:li~# i~,truction~
NONE (]go reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. a,,cl,~des tha,~ oys~,o~se and d~,e,d~,, children; see pp. 32-33 of filing instructions.) ~ NONE (No reportable liabilities.)
CREDITOR 1. 2. 3. 4. 5. Key Bannk Key Bank Federal Credit Union Preferred Line of Credit Credit Card Credit Card DESCRIPTION VALUECODE J J J

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Suddaby, Glenn t.

Date of Report 05/14/2011

VII. INVESTMENTS and TRUSTS - incor.e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting p~riod (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K J J K J J J J T T T T T T T T T

Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

American Funds- Fundamental Investors A American Funds-New Perspective Fund-A American Funds- New World Fund-A American Funds-Small Cap World Fund-A American Funds-Capital World Growth & Income-A American Funds-Washington Mutual American Funds-Capital Income Builder-A Oppenheimer Funds-Capital Appreciation Fund Class A Nationwide Putnam Investment College Advantage Plan-Agreesive Growth Putnam Investment College Advantage Plan Aggrewssiv NYS Retirement NYS Teachers Retirement NYS College 529 Savings Plan NYS College 529 Savings Plan Phoenix Co1 Northwestern Mutual Life

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None

Closed Closed L L J J J K T T T T T T

10/08/10 J 10/08/10 J

transferred to Black Rock transferred to Black Rock

C

Interest None

A A

Int./Div. Int./Div. None

B

Dividend

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S¢c Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15,001) ~r Ices N =5250.001 - $500.000 P3 =$25.000.001 - $50.0~0,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.0~0 O =$500.001 - $1,000.000 R =Cosl (Real Estate Only) V =Other

C =$2,501 - $5.000 111 =$1.000,001 . $5.000.000 L =$50.001 - $10O.0~KI PI =$1,000.0(}1 - $5,000.000 P4 ~More than $50.0(~.000 S =Asscssmcra W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$10~.001 - $250.0~0 P2 =$5.000.001 - $25.000.000 T =Cash Market

E -$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Pe~on Reporting Suddaby, Glenn t.

Date of Report 05/14/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Typ~ (e.g., Code ! div., rent, (A-H) or int.) Gross value at end of v:porting period (I) (2) Value Value Code 2 Method (J-p) Code 3 Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

18. 19. 20. 21. Bank of America1 Black Rock College Advantage Balck Rock College Advantage

None None None None J J J

Sold T T T

04/06/I 0

cashed in and reinvested

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

=$1,0130 or less =$50.001 - $100,009 =$15.000 ~ less =$250.001 - $500.000 F3 =$25,00~.001 - $50,0~0.000 =Appraisal =Book Value

B =$1,001 - $2.50~ G =$100.001 - $1.000.0~0 K =$15.001 - $50.000 O =$50~.001 - $1.000.0~ R =COSl (Real E~tale Only) V ~ O~ h~."t

C =$2,501 - $5.000 L -$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 W =E~imated

D - $5.001 - $15.000 112 =More than $5.0~).00~ ht -SlO~.O01 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

I

Name of Person Reporting Suddaby, Glenn t.

Date of Report 05/14/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Suddaby, Glenn t.

Date of Report 05/14/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: $[ Glenn t. Suddaby

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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