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John R Tunheim Financial Disclosure Report for 2010

John R Tunheim Financial Disclosure Report for 2010

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Published by: Judicial Watch, Inc. on Dec 04, 2011
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AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization District of Minnesota
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act .of1978 (5 U.S.C. app. §§ I01-111)

I. Person Reporting (last name, first, middle initial) Tunheim, John R. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/15/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Active

[] Initial

5b. [] Amended Report

7. Chambers or Office Address

13E United States Courthouse 300 South Fourth Street Minneapolis, MN 55415

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last page.

I. POSITIONS. ¢Rcpo.lng inaiviaual o~ly; see ~,p. 9-t 3 of ~i.g instructions.)
D NONE (No reportable positions.) POSITION Council Member and House Delegate 2. 3. 4. 5. 6. Director and President Director Director Advisor Advisor NAME OF ORGANIZATION/ENTITY Govt & Public Sector Lawyers Division, American Bar Association Norwegian-American Historical Association (nonprofit organization) American Judicature Society Federal Bar Association, Minnesota Chapter Advisory Committee to the Norwegian Nobel Peace Prize Forum Advisory Board to the Hubert H. Humphrey School of Public Affairs at the University of Minnesota Concordia College, Moorhead, MN Advisory Council, University of Minnesota Law School, Minneapolis, MN Executive Committee, National Conference of Federal Trial Court Judges, Judicial Division, American Bar Association Prosecution and Defense Function Standards Task Force, Criminal Justice Section, American Bar Association The Oslo Center for Peace and Human Rights-U.S. Foundation The Rand Institute for Civil Justice

7. 8. 9.

Regent Board Member Committee Member, Vice Chair and Chair Elect

10. Task Force Chair

II. Board Member 12. Board Member

Tunheim, John R.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Tunheim, John IL

Date of Repor~ 05/15/2011

NONE (No reportable agreements.) DATE PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Tunheim, John R.

Date of Reporl 05/15/2011

II I. NON-INVESTMENT INCOME. eRepor~ng individual und spouse; see pr~ 17-21 of filing instruaion~.)
A. Filer’s Non-Investment Income
D NONE (No reportable non-investment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE
World Learning - compensation (USAID directed and funded)

INCOME (yours, not spouse’s)
$16,530.00

B. Spouse’s Non-Investm ent Income - tf you were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3. 4.

SOURCE AND TYPE Self employed Public Relations Bush Foundation, St. Paul, MN (Director Compensation)

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

[]

NONE (No reportable reimbursements.) SOURCE DATES Feb. 4-8 May 22 LOCATION Orlando, FL Washington, DC PURPOSE Meeting Meeting ITEMS PAID OR PROVIDED Meals and lodging Transportation and meals

I. 2.

American Bar Association American Bar Association, Government and Public Sector Lawyers Division American Bar Association, Criminal Justice Section American Bar Association, Criminal Juslice Section American Bar Association

3.

Jan 22-24

Nashville, TN

Task Force

Transportation, meals and lodging

4.

April 16-18; June 4-6

Washington, DC

Task Force

Transportation, meals and lodging

5.

August 5-10

San Francisco, CA

Meeting

Transportation, meals and lodging

FINANCIAL DISCLOSURE REPORT Page 4 of 9
6. 7. 8. 9. Concordia College May 6-7, Sept 22-25; Dec. 2-4 Mar 25-26 April 22-23 May I-2 June 12-16

Name of Person Reporting Tunheim, John IL

Date of Report 05/15/201 I

Moorhead, MN

Board Meeting

Transportation, meals and lodging

Concordia College Concordia College Concordia College

Moorhead, MN Moorhead, MN Moorhead, MN London, England

Program Meeting Meeting Conference (speaker)

Lodging Transportation and lodging Transportation and lodging Transportation, meals and lodging

10. William Mitchell College of Law I I. Concordia College 12. American Bar Association, Government and Public Sector Lawyers Division 13. American Bar Association, Criminal Justice Section 14. RAND Institute 15. American Bar Association, Employment Law Section 16. World Learning (USAID directed and funded) 17. World Learning (USAID directed and funded)

Sept 30-Oct I Oct 8-10

Moorhead, MN Scottsdale, AZ

Class (speaker) Meeting

Transporation and lodging Transportation and lodgin

Oct 14-17

San Francisco, CA

Task Force

Transportation, meals and lodging

Oct 28-29 Nov 4-5

New York, NY Chicago, IL

Board Meeting CLE (teach) Training

Transportation, meals and lodging Transportation, meals and lodging

March 6-14; June 6-12 Nov. 6-12

Pristina, Kosovo

Transportation, meals and lodging

Washington, DC

Training

Transportation, meals and lodging

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Tunheim, John R.

Date of Report 05/15/201 I

V. GIFTS. a,cl, des ,hos~ ,o ~po.se and derenden~ children; see pp. 28-31 of filing instructions.)
[] NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anel,,de,,ho,~ o/~ponse and de~enden, children; see pp. 32-33 offillng instructions.)
]

[
1.

N ONE (’]go reportable liabifities.)

CREDITOR
Stonebridge Bank - Minneapolis MN

DESCRIPTION
Working Capital Line of Credit for Tnnheim Partners

VALUECODE M

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Tunheim, John IL

Date of Report 05/15/2011

V I I. I N V E ST M E N T S a n d T R U S T S - i.come, ,’al.e, ~a~oc,io~ a ncl.des ,ho. o/spo.. ~.~ ~pen~en, children; see pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including tmst asset~) I (I) Place "(X)" after each asset exempt from prior disclosure ] Amount ~ Code I ’: (A-H) B. Income during reporting period (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period Cl) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (A-H) (J-P) (5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Hiway Federal Credit Union. St. Paul, MN (Bank Accts) State of Minnesota Deferred Compensation Account Honeywell Retirement Benefit Plan Atlas Energy for the Nineties Public Officer Wells Fargo Bank Schwab Advisory Cash Reserve American Funds: American Balanced Fund C1F Dodge & Cox Balanced American Funds: Washington Mutual Investors American Funds: Investment CoofAmerica CI F Baron Asset American Funds: Capital World Growth & Income RoyceTotal Return American Funds:New World Fund American Funds: Capitol Income Builder Ist Clearing Bank Deposit Schwab Advisor Cash Reserve

A

Interest None None

J J M J L K M L K K K K J J K

T T T T T T T T T T T T T T T Sold 12/15/10 K A Buy 12/16/10 K

A A A C B A A A A A A B A

Distribution Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest None

J

T

I. Income Gain Codes: (See Colunms B I and D4 ) 2. Value Codes tSce Columns CI and D3) 3. Value Method Codes tSce Column C2)

A =$1,000 or less F = $50.001 - $ 100.000 J -$15.000 or less N =$250.001 - $500.000 I’3 =$25.000.0OI - $50.000.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G = $100.001 - $ 1.000,000 K $15.0OI - $50.000 O -$500.001 - $1.000.000 R Cost I Rcal E-state Only) V -Olhcr

C =$2.501 - $5.000 I 11 =$ 1,000.001 - $5.000.000 L =$50,001 . $100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssm,..’n! W =Estimated

D =$5.001 - $15.000 I 12 =M ore I han $ 5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E :$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Tunheim, John IL

Date of Report 05/15/201 I

VII. I NVESTMENTS and TRUSTS - |.come, .al.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during rq3orting p~riod ! (I) Amount Code I (A-H) I (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm!dd/3,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

18. 19. 20.
21.

American Funds: Growth Fund of America American Funds: Investment Co. of America C I R3 American Funds: EuroPacific Fund
American Funds: American Balanced CL R3

A A A
A

Dividend Dividend Dividend
Dividend

K K J
K

T T T
T

22. 23.

American Funds: Bond Fund of America Third Avenue Value

B A

Dividend Dividend

K J

T T

I. Incoa~e Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Melhod Codes (See Col.mn C2)

A =$1.000 or less F =$50,001 - $100,000 J -$15.0~0 o~ less N =$250.001 - $500.0~0 P3 =$25.000,001 - $50.000.090 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K ~$15.001 - $50.000 O =$500.001 - $1.0~).000 R -~Sost (Real ~tate Only) V =O~ho"

C =$2,501 - $5,000 |11 =$1.0~0.001 - $5,000,000 L -$50.001 - $100.000 PI =$1.0~0.0~1 - $5.000,000 P4 =More than $50.000.000 S =Asscssmcnl W Estimated

D =$5.001 - $15,000 1|2 =More lhan $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,0~0.000 T =Cash Markc~

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Tunheim, John 17,.

Date of Report 05/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

NameofPe~onRepo~ing Tunheim, John R.

Date of Report 05/15/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/John R. Tunheim

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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