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UNITED STATES SENATE FINANCIAL DISCLOSURE REPORT FOR ANNUAL AND TERMINATION REPORTS Terme Oise een EOE Alexander, Jr Andrew L. (Lamar) U.S. Senator 2006 erat OF TESS NUT Ha CH United States Senate, SH-302, (202) 224-4944 Termination Oat TOOT Did any individual or organization make a donation to charty in eu of paying you for @ speech, appearance, or article in the reporting penog? It¥es, Complete and Attach PART | YES Washington, D.C. 20510 AFTER READING THE INSTRUCTIONS - ANSWER EACH OF THESE QUESTIONS AND ATTACH THE RELEVANT PART [ves T xo] ‘Did you, your spouse, oF dependant hid receive any reporable Vavel Or reimbursements for rave! inthe reporting period (ve., worth mare Man $5306 from one source)?” ltYes, Complete and Attach PART VI Did yau oF your spouse have earned mncome (eg. salaries or Teas) Onan invesiment income of mov thn $200 from any reportable source ithe reporting period? It'Y¥es, Complete and altach PART I ‘Bid you, your spouse. or dependent child receive unearned or investment income of more than $200 in tne reporting period or hold any reportabie ‘asset wortn more than $1,000 at the end of the perioa? Did you your spouse. or dependent child nave any reportable liabilty (note than $19,000) during the reporting period? ItY¥es, Complete and attach PART Vl (id you hols any reportabie positions on or before the date of fling in the current calendar year? ItYes, Complete end Attach PART Vil. Yes, Complete & Attach PART IA and/or I. Did you, your spouse. or dependent child purchase, sell or exchange any feporiable asset worth more than $1,000 in the reporting period? Yes, Complete and Attach PART IV. (Do you have any reportable agreement or arrangement with an ouside cently? UF¥es. Complete and Attach PART IX. O ‘Did you. your spouse, or dependent aiid receive any reporable git mn he reporting period (.e., aggregating more than $305 and nat otherwise exempt)? Yes, Complete and Attach PART V. this is your FIRST Report Did you receive compensation of more than '$5,000 from a single source in the two prior years? if¥es, Complete and Attach PART X Each question must be answered and the appropriate PART attached for each “YES” response. File this report and any amendments with the Secretary of the Senate, Office of Public Records, Room 232, Hart Senate Office Building, U.S. Senate, Washington, DC 20510. $200 Penalty for filing more than 30 days after due date. ‘This Financial Disclosure Statement is requifed by the Elhies in Government Act of 1976, as amended The statement wil be made avaible by the Office of the Secretary of the Senate to any requesting person upon written application and will be reviewed by the Select Committee (on Ethics. Any individual who knowingly and wilfully falsfies, or who knowingly and wilfully fails to file this cepon may be subject to civil and _ Sina anh ee SU 6 top" ta Se ot 5 seecctcttane | Ceome aeyceatey wor we, 2007 | 2 paauennma 5 Eres in Government et FOR OFFCATISE ORLY DoW eBay Line { A |S Andrew Lamar Alexande: BLOGK A Identity of Publicly Traded Assets ‘And Unearned Income Sources Report the complete name of each pubiicly traded asset held by you, your spouse, or your dependent child, (See p.3. CONTENTS OF Valuation of Assets BLOCK B Aine cise of reporting period None, oles than $1007 (Check ine st eokern Type of Income PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES BLOCK C ‘Type and Amount of Income ‘Amount of income None (or less then S201)18 Checked, ro ale enky i Needed in Black Ctr tat em THs ‘ncluses ingame recewed or acer tthe benef of hence REPORTS Part 8 of instructions) for production of income or investment which: (1)had a value exceeding $1,000 at the close of the reporting period; andlor (2) generated over $200 in “unearned” income during the reporting period Include on this PART tll a complete identification of each public bond, mutual fund, Publicly traded varinership interest, excepted investment funds, bank accounts, excepted ‘and qualified blind trusts, and publicly trades assets of a retirement plan None (oes han $1.00 $1001 515.000 $35.00 $50,001 $50.00 7 $100,000 $260,000, $100,001 '§250,00 - $500,000 "$500,001 $7,000,000, ‘Over $7,000,000" "1,000,001 - $5,000 000 $5,000,004 525,000,000 $50,000.00 $25,006 001 ‘Over $59 000.000 Dradends, Rest $5,000,000, Excepied investment Fund Tone fortes than $207) $1,000 ‘Over $6 606,000 ‘520% "$100,001 - $1,000,000 ‘Qualiied Bind Trust $4,001 - $2,600 $2,507 $5,000, "$5,001 - $15,000 ‘$50,004 $100,000 ‘Over $1 600,000" $1,000,601 ‘515.001 - $50,000 Excepied Trust Actual Amount Requies| “other Specitie| Tat Corp (soak) earn = Example: 06. fed | (9) Keystone Fond x Evanne | X BFAM (stock) Nasdaq NM 2 | (S) BEAM (stock) Nasdaq NM. UBS (like Paine Webber) RMA Money Market Portfolio Nashville, TN (S) Henderson Global investors nt Opportunities Fund (S) American Funes Growth Fund of America 6 | (S) Kelley Small CAP Value Fund 7 | (S) Columbia Intermediate Municipal Bond Fund 8 | (S) Davis New York Venture Fund 8 | (S) Fidelity Advisor Floating Rate High x x x 1 ° (S) First Eagle Global Fund "This calogery apples cn ihe asset eas independent x PTION TEST (sae nsinctens before marking Box) you ome any asset Dacre # mec Ia ree at et or examaton described in pouse ordepencen hid Fhe ace! aa eer ne! Oy he er Oty pie a insructans, lease obec box toe aah ‘ee he ter eategones ove. 85 appre ‘Anurew Lamar Alexander. Je PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME. eves 2 BLOCK A Identity of Publicly Traded Assets ‘And Unearned income Sources Report the complete name of each publicly traded asset held by you, your spouse, or your dependent chio, (See p.3, CONTENTS OF REPORTS Part 8 of instructions) for Broduction of income or investment which (1) had a value exceeding $1,000 atthe Close ofthe reporting period: angtor (2) generated over $200 in “unearned income during the reporting perioa Include on this PART Il a compte ienifcation of each public bond, mutual fund vb! traded partnership interest, excepted investment funés, bank eecounts, excepted and qualified blind trust, and publicly traded [ assets ofa retirement plan, Valuation of Assets Type and Amount of Income ‘Hone (or ess than $203)" 18 Checked. 00 other en is nese in Bice Cfo Includes eam received 6 scrued tthe benelt othe oddual. ‘Check ne Wst eon Type of income: “Amount of Income 315,000 $250,000 $25,000,000 $50,000, $100,000, ‘$100,007 - $1,000,000 “Over $1,000,000" Gaine 31,000 601 - $5 000.000 $5,000 003 g "525,000,003 - $50,000,000. ‘Over $50,000.000 ‘Owidanas Rent Exceplud Investment Fund '$500,07" - $1,000,000 ‘Over $1 500.000 $4,000,001 - $5,000,000 $45,001 - $60,000 ‘Over $6,000,000 '$50.001 $160,000, 100,001 '$250,001 - $500,000 51,001 - $2,500, 52.501 786,000, $5,001 - 515,000 one (orleas@ $1500) $4,004 interest $50,001 Capi >| $201 - $1,000 5. om x Example oc, | _EM Com (sett ord [ (Keystone Fund x x 1] (S) FT Templeton Foreign 2| (S) FT Tempieton Global Bond 3| (S) Hartford Capital Appreciation Fund 4| (S) Eaton Vance National Municipal Fund 5] (S) Pioneer High Yiela Fund (S) UBS Pace Money Market Investment Fund 7| (S) UBS Bank USA Deposit Account First TN Bank - Checking Knoxville, TN (S) First TN Bank - Checking $1 knoxville, TN 1] (S) First TN Bank - Savings | Knoxvile, TN propriate, EXEMPTION TEST (soo naracons belove mang bos) Tyou ones any aszal because news We * This category apples only the asset stnas held wicependenly by ine spouse or dependent chid. ifthe ase! isfwas eier held byte fer or jy he Zuscions, passe check oxo te rayT Use the other ealegoces of vale, 2 erpart test for exemplion described