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UNITED STATES SENATE FINANCIAL DISCLOSURE REPORT FOR ANNUAL AND TERMINATION REPORTS bast Name Fist Name and Middle inital | ncwal Recor ‘Senate Office / Agency in hich Emaloved Calendar Year Covered by Report |cerper Thomas R. 2006 Senator Tomas R. Carper [Senate Offce Address (Number Steet City. Stale. and ZIP Coda) r | Prine Office Agency in which Emoloved | [co rn [SH-513, US Senate, Washington, DC 20510 202-224-2444 Governor, State of Delaware AFTER READING THE INSTRUCTIONS - ANSWER EACH OF THESE QUESTIONS AND ATTACH THE RELEVANT PART Yes [any inciidua or organization make a donation to chart n leu of paying you fora speech, appearance, or arti in the reporing period?” Yee, Complete and Atach PART Pic you or your spouse have eamed income (eg, salaries or fees) or nor-investment income of more tan $200 fom any reportable soure in the reporing peiod? Yes, Complete and Attach PART I P% you, you spouse, or dependent cit hold any reportable asset woth more than $7,000 at the end ofthe period, or receive unearned or nvesiment income of more en $200in he keporing period? IYes, Complete & Attch PART IIA andior IE, a you, your spouse, or dependent child purchase, sel. or exchange any reportable asset worth more than $1,000 Inthe reporting pared? If Yes, Complete and Attach PART IV. Pid you, your spouse, or dependent cid receive any repartabegitin the reporing period (.e, aggregating more than $305 and not clhenwse exempt)? Yes, Complote and Attach PART V. [Pe vou, your spouse, or dependent ci receive any reportable tavel or reimbursements fr travel nthe reporing period (Le, worth more thn $905 fom one saucy? Yes, Complete and Attach PART VI, ic you, your spouse, or dependent cid have any reportable liability (more than $10,000) during the reporting period? I1¥es, Complete and Attach PART VIL bie you hols any reportable positions on or before the date of fling inthe Gurent calendar year? Yes, Complete and Attach PART Vil [Pe you have any reportable agreement or arrangement with an outside entity? It¥es, Complete and Attach PART IX [tits is vour FIRST Report. Did you receive compensation of more than $5,000 fom a single source i He fo pir years? Yes, Complete and Attach PART X Each question must be answered and the appropriate PART attached for each “YES” response, Enea us fepert and any amendments withthe Secretary ofthe Senate, Office of Public Records, Room 232, Hart Senate Office Building, U.S. Senate, Washington, DG 20810, [5200 Penalty for filing more than 30 days after due dato. [iis Financial Disclosure Statement i required by the Ethics in Government Act of 1978, as amended. Tho statoment wil be made avalable FOR OFFIC\a. USE ONLY by the Ofce ofthe Secretary of the Senate to any requesting person upon wen application and ull be reviewed bythe Selock Garmin Do Not Write Bslow Mis Line Jon Ethics. Any individual who knowingly and wilful falsifes, or who knowingly and willy fais fo lo this repr may be subjoct tocol od criminal sanctions. (Soo 5 U.S. app. 6, 104, and 18 U.S.C. 1001) Certicaton Signature of Reporing individual Date (Month, Day, Year) } CERTIFY tat the statemonts have made on [ns form and a attached schedules are tr, [complete and correct tothe best of my knowledge lana bein. AR STAY a 5-15-07 Wea cinaris minis Scie eon a Da becraotma cement paerateanteremmerse” | a 12 PART II. EARNED AND N INVESTMENT INCOME Page Number | IReporting Individual’s Name ©S° | Carper, Thomas R. [Report the source (name and address), type, and amount of earned income to you from any source aggregating $200 or more during the reporting period. For your spouse, report the source (name and address) and type of earned income which aggregate $1,000 or more during the reporting period. No amount needs to be specified for your spouse. (See p.3, CONTENTS OF REPORTS Part B of instructions.) Do not report income from employment by the U.S. Government for you or your spouse. lindividuals not covered by the Honoraria Ban: Name of Income Source Address (City, State) Type of Income examples | ¥? Computers Wash, OO Example _| Salary Example | $15,000 MCl(Spouse) Aington, VA Example __| Salar Example | Over $1,000 E.l, DUPONT DE NEMOURS AND CO. (Spouse) | Wilmington, DE Pension Over $1,000 G.B. AT YOUR SERVICE (Spouse) Centerville, DE Salary Over $1,000 PART IIIA._ PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES | Reporting Individual’s Name " |Carper, Thomas R. Page Number © 2 BLOCK deny of Publicly Traded Assets ‘and Unearned income Sources [Report the compete name of each ubicy radod asset held by you, ur p40, oF your dependent festa, (S00 .3, CONTENTS OF IREPORTS Part of instuetons) fr froducton or incame er investment ies (1)had a value exceeding $1,000 at the close of the reporting period; andlor (2) generated over $200 in “unearned income during the reporting periog. include on this PART IIMA a |complete identification of "ach public bond, mutual fund, publicly traded partnership interest, exceptea| investment funds, bank lacoounts, excepted and {qualified blind trusts, and Publicly traded assets of a IBM Corp. (stook) BLOCK B BLOCK Valuation of Assots Type and Amount of Income At the close of reporting period, None (or less than $201)" is Checked, no other entry is needed in Block C for that item. This includes income received or accrued to the benefit of the individual lf None, or less than $1,001, Check the frst column, ‘Type of income ‘Amount of Income Other (Specify Type) Neve (lesion SH) 201-1000 3101-52500 2:51.-$500 $60m1-s15p00 sign -¥60000| None (rls han ($1,001), 1,001 -$15900 $15,001 - 50900 ‘$60,901 -$100000 ‘ioopor -s20.0 s2xp01 - $00,000 ‘60por -$1,90000 (Ove $1 ponpnc* s1.0npot -$5q00000, $60,001 -S100p00 ‘6 poop -$250en000 250000 -s5000,000 er $50 000000 Divderds Rat beerest ata Cars Evoestd investment Fund Setted Trust ialifed bind Tt ‘1oopor -$4,eo0em0 Over $1 poo pone Specie ‘1 pop - $5000.00 ver $5900 n0 Example | |x |_| Sano ‘Keystone Fond Exam [Smit Bamey Nunicpal Money Matkot Fund Example tl Duke Energy Corporation Linccin National Corporation [S&P MIDCAP 400 [S&P DEP REGPTS [<>] >< x State of Delaware (6.0) Puoro Rico Housing Fin Com] IBons Wimingion, DE (GO) [Delaware Transporation lAuthotity Municipal Bond [Delaware Heatth Facies [Authority Red. Bonds =| [x [x! x! [x [=| [|< * x x | x [>] x [x x | x [x] [x