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UNITED DIALED SENAIE FINANGIAL DISCLUSURE REPORI FOR ANNUAL AND TERMINATION REPORTS Titers Fist hare aod Made ial ‘anual Repon Gena Ofte Ageray n Whi Ene? ‘Calendar Year Covered By REDE Dodd Christopher J. 2008 United States Senate ‘Seats ice Rasrese Nonbor, Sueal Cy Sn nd ZIP Case) _| Senate Oca Tetphone Nunbar (oceans) | Terman Rapa Fis Of Rganay a WHR Enso Termination Dae Gamay und States Senate, Washington, DC | (299) 294.0353, AFTER READING THE INSTRUCTIONS - ANSWER EACH OF THESE QUESTIONS AND ATTACH THE RELEVANT PART 2 [ves [no [es ye ge as as ves T no | Did you, your spouse, or dependent child receive any reportable travel Or feimbursements for travel in the reporting period (.., worth more than $308 from one source)? IfYes, Complete and Attach PART VI. Did any individual or organization make a donation to charity in lieu of paying you for a speech, appearance, or article in the reporting period”? ItYes, Complete and Attach PART 1 Did you or your spouse have earned income (eg, slares or fe8) ocron- i , a investment income of mare than $200 from any reportable source the Dia yu, your spouse, or dependent chi have ay reprble abity reporting period? It'Yes, Complete and Attach PART Il SS et eee onan Did you, your spouse, or dependent child receive uneammed or investment income of more than $200 in the reporting period or hold any reportable Did you hold any reportable positions on or before the date of fing in the ‘current calendar year? asset worth more than $1,000 at the end of the period? Yes, Complete & Attach PART INA and/or IIIB. Hees caer eaucenau Did you, your spouse, or dependent child purchase, sell, or exchange any (Do you have any reportable agreement or arrangement with an outside reportable asset worth more than $1,000 in the reporting period? entity? If Yes, Complete and Attach PART IV. if Yes, Complete and Attach PART IX. Did you, your spouse, or dapendan HIG TEcave any TapoTaDe gH The Lith is your FIRST Report. you receive compensation ofmre han reparing pred (a. aggregating more than S308 and net oterise tis sour FIRST Rep Od you ce comps exempt? es, Complete and ata if Yes, Complete and Attach PART V. eee eee een 5. Each question must be answered and the appropriate PART attached foreach “YES” response. File this report and any amendments with the Secretary of the Senate, Office of Public Records, Room 232, Hart Senate Office Bui Senate, Washington, DC 20510. $200 Penalty for filing more than 30 days after due date. This Financial Disclosure Statement is required by the Ethics in Government Act of 1976, as amended, The statement will be made avaliable | FOR by the Office of the Secretary of the Senate to any requesting person upon written application and will be reviewed by the Select Committee} 20! on Ethics. Any individual who knowingly and willfully falsifies, or who knowingly and wilfully fails to file this report may be subject to civil and criminal sanctions, (See 5 U.S.C. app. 6, 194. and 18 U.S.C. 1001 Certification T] ‘Signallye of Reporting Individual, ‘Date (Month, Day, Year) T CERTIFY that the statomants SW - See {7 eee creams (3 tn \3 s/15/or ‘complete and correct to the best of ny kone and belt For Official Use Only - Do Not Wits Below This Line Tis the Opinion of he reviewer at Signature of Reviewing Oficial Date Worth Day. Year) th statements made in this form tr ineamplanco wth Tobe Econ Covent it Xe Bich kd SI AH Christopher J. Dodd PART Il. EARNED AND NON-INVESTMENT INCOME Report the source (name and address), type, and amount of earned income to you from any source aggregating $200 or more during the reporting period. For your spouse, report the source (name and address) and type of earned income which aggregate $1,000 or more during the reporting period. No amount needs to be specified for your spouse. (See p.3, CONTENTS OF REPORTS Part 8 of Instructions.) Do not report income from employment by the U.S. Government for you or your spouse. Individuals not covered by the Honoraria Ban: For you and /or your spouse, report honoraria income received which aggregates $200 or more by exact amount, give the date of, and describe the activity (speech, appearance or article) generating such honoraria payment. Do not include payments in lieu of honoraria reported on Part I Address (City, State) Type of Income Amount Wash, De Example Example $75,000 ‘Atngton, VA Example ‘Salary Example (Over $1,000, $30,000 Name of Income Source JP Computers mci (Spouse) Example: Book Advance 1 | Crown Publishing Group/iCM New York, NY Director's Fees ‘Over $1000 2 | Blockbuster, Inc (Spouse) Dallas, TX Director's Fees 3 | Cardiome Pharma Corporation (Spouse) Vancouver, BC, Canada Over $1000 Director's Fees 4 Chicago Board of Trade (Spouse) Chicago, IL (Over $1000 5 | Javelin Pharmaceuticals, Inc. (Spouse) Cambridge, MA Director's Fees Over $1000 6 | Brookdale Senior Living (Spouse) Chicago, IL Director's fees. Over $1000 7 | Legacy Partners Group, LLC (Spouse). New York, NY Advisory Fees Over $1000 reporng namoua's name Christopher J. Dodd BLOCK A identity of Publicly Traded Assets ‘And Unearned Income Sources Report the complete name of each publicly traded asset held by you, your spouse, or your dependent child, (See p.3, CONTENTS OF REPORTS Part B of Instructions) for production of income or investment which: (1) had a value exceeding $1,000 at the close of the reporting period; and/or (2) generated over $200 in “unearned” income during the reporting period Include on this PART IIIA a complete identification of each public bond, mutual fund, PART IIIA. PUBLICLY TRADED ASSETS AND UNEARNED INCOME SOURCES Valuation of Assets Type and Amount of Income 1#-None (or less than $201) I Checked, no other entry is needed in lock C for that item. This [At the close of reporting period Includes income received or accrved tothe benef ofthe india, Nene, or ies than $1,001 (Check the fist column, Type of Income “Amount of Income. None (ores than $1,003) 51,001 - $16,000, 515,001 - $60,000 '$50,004 - $100,000 Exoepied Investment Fund ‘Qualifed Blind Trust ‘None (or less than 8207) ‘35,001 - $15,000 '$50,00% - $100,000 "$100,007 - $7,000,000 ‘Over $7,000,000" $1,000,004 - $5,000,000 ‘Over $5,000,000 ‘$1,000,001 - $5,000,000 $45,001 - $50,000 ‘$5,000,001 - $25,000,000 "$25,000,001 - $60,000,000 ‘$100,004 - $250,000, '5250,001 - $500,000 ‘$500,007 ~ $1,000,000 ‘Over $50,000,000 ‘Over $1,000,000" ‘Actual Amount i 38/8 publicly traded partnership interest, excepted 3 E Sla]8 investment funds, bank accounts, excepted 8) | 2 a 2lB/B and qualified biind trusts, and publicly traded els|s g 58/8 assets of retirement plan. |e |= a Blea s. c x B ‘Erenpe Example: OC, aa 2 oi |S) Keystone Fund 1] US Senate FCU Brame. 2 | US Senate FCU (Spouse) 3 | Blockbuster, Inc (Stock) (Spouse) Brookdale Senior Living, Inc. (Stock) (Spouse) Cardiome Pharma Corp (stock options) Spouse 6 | Chicago Board of Trade 7 | AIB Bank Account (joint) 8 | Smith Barney IRA Capital World Growth & Income Fund, Class C CWGCX 10] Legg Mason Growth Trust (Spouse) EXEMPTION TEST (see instructions before marking bor: you omited any aseet because it meets he three-part test or exemption described in the Instructions, please checkbox to the ght "This calegory apples only ifthe asset inwas eld independently by the spouse or dependant child. Ifthe asset vas ator Peld by the flr o ony hel, use the oer categories of val, as appropriate