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NATIONAL SCIENCE FOUNDATION Division of Materials Research 4201 Wilson Boulevard Arlington, VA 22230

December 1, 1997 Dear Colleague: In anticipation of another year of exciting, innovative activities in materials research and education, I am writing to provide some general guidance on "best practices" when you send a proposal to the Division of Materials Research (DMR) or when you review a proposal for us. The target date for submission of proposals to most DMR programs (including Metals, Ceramics and Electronic Materials; Solid State Chemistry and Polymers; Condensed Matter Physics; and Materials Theory) is November 1 annually. Please note that this is a major change for the Condensed Matter Physics program, which previously used a deadline. A target date provides more flexibility; it indicates when a proposal can be conveniently reviewed for possible funding in the current fiscal year. Proposals received before or after the target date are welcome, but you should be aware that proposals received after the target date may be too late to be reviewed and funded in the current fiscal year. When submitting a proposal, you are encouraged to suggest the names of appropriate, unbiased reviewers. NSF program directors use information from many sources in selecting reviewers, and we will give your suggestions serious consideration. In the interest of a fair and thorough review, you are also encouraged to submit the names of individuals you would prefer not to review the proposal, and to list all collaborators as stated in the NSF Grant Proposal Guide (NSF 98-2) (www.nsf.gov/bfa/cpo/gpg/). Our goal is to provide a funding decision within six months of proposal submission, although this may be affected by workload and by reviewer response. Because we rely on merit review to evaluate the vast majority of proposals, it is helpful to us (and to the principal investigator!) when you respond promptly to our request for review. On a related issue, you may already be aware that NSF has introduced new criteria for merit review, effective October 1, 1997; the NSF Web site (www.nsf.gov) has details. You are strongly encouraged to use FastLane (https://www.fastlane.nsf.gov/) for proposal submission and review. There are some exceptions to the target dates listed above for proposals sent to DMR. The following DMR programs have deadlines; proposals will not be accepted after the date shown: (1) Instrumentation for Materials Research (see program solicitation NSF 94-108; proposal deadline November 1 annually) (2) Materials Research Science and Engineering Centers (see program solicitation NSF 97-98. Pre-proposal deadline has passed for FY 1998; the next open competition is planned for FY 2000). Proposal solicitations and guidelines for these programs, as well as more information about all DMR programs, are available on the DMR Web page (www.nsf.gov/mps/dmr/). DMR encourages proposals from young investigators, women, people with disabilities, and members of under-represented groups. As well as handling

proposals submitted directly to the Division, program directors in DMR help to administer NSF-wide proposal competitions. Examples include the Faculty Early Career Development (CAREER) program (www.nsf.gov/home/crssprgm/career/), Professional Opportunities for Women in Research and Education (POWRE) (www.nsf.gov/bio/pubs/nsf9791/nsf9791.htm), and Small Business Innovation Research (SBIR) (www.eng.nsf.gov/sbir/), among others. You can obtain more information about these programs from the NSF Web page. The integration of research and education is an important factor in the evaluation of NSF proposals. In DMR over the past year we made a number of awards for innovative efforts to integrate research and education, and this activity will continue in FY 1998. For more information, please contact the DMR Education Coordinator, Dr. Carmen Huber (chuber@nsf.gov) or refer to the DMR Web page. DMR welcomes proposals for Focused Research Groups (FRGs) addressing complex problems in materials research which require a synergistic effort on the part of several investigators. Recent FRG awards are also listed on the DMR Web page. Grants and awards for educational activities and FRGs, as well as for Centers and instrumentation, may complement other NSF awards. In preparing proposals, investigators who plan a major role in more than one NSF-supported activity should anticipate that reviewers and NSF program directors will need to understand the relationship between such efforts as clearly as possible. I hope this information will be useful to you at this time of tough competition for scarce NSF resources. We in DMR appreciate your interest in our programs, and your continuing willingness to provide thorough and objective evaluation of proposals. If there are questions or issues you would like to discuss, I encourage you to telephone or send an e-mail message to the appropriate DMR program director or myself. Our telephone numbers and e-mail addresses are listed on the DMR Web page. Sincerely, Thomas A. Weber Director, Division of Materials Research

The Foundation provides awards for research and education in the sciences and engineering. The awardee is wholly responsible for the conduct of such research and preparation of the results for publication. The Foundation, therefore, does not assume responsibility for the research findings or their interpretation. The Foundation welcomes proposals from all qualified scientists and engineers and strongly encourages women, minorities, and persons with disabilities to compete fully in any of the research and education related programs described here. In accordance with federal statutes, regulations, and NSF policies, no

person on grounds of race, color, age, sex, national origin, or disability shall be excluded from participation in, be denied the benefits of, or be subject to discrimination under any program or activity receiving financial assistance from the National Science Foundation. Facilitation Awards for Scientists and Engineers with Disabilities (FASED) provide funding for special assistance or equipment to enable persons with disabilities (investigators and other staff, including student research assistants) to work on NSF projects. See the program announcement or contact the program coordinator at (703) 306-1636. Privacy Act. The information requested on proposal forms is solicited under the authority of the National Science Foundation Act of 1950, as amended. It will be used in connection with the selection of qualified proposals and may be disclosed to qualified reviewers and staff assistants as part of the review process; to applicant institutions/grantees; to provide or obtain data regarding the application review process, award decisions, or the administration of awards; to government contractors, experts, volunteers, and researchers as necessary to complete assigned work; and to other government agencies in order to coordinate programs. See Systems of Records, NSF 50, Principal Investigators/Proposal File and Associated Records, and NSF-51, 60 Federal Register 4449 (January 23, 1995), Reviewer/Proposal File and Associated Records, 59 Federal Register 8031 (February 17, 1994). Public Burden. Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of your receiving an award. The public reporting burden for this collection of information is estimated to average 120 hours per response, including the time for reviewing instructions. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Gail A. McHenry, Reports Clearance Officer, Information Dissemination Branch, National Science Foundation, 4201 Wilson Boulevard, Suite 245, Arlington, VA 22230. The National Science Foundation has TDD (Telephonic Device for the Deaf) capability, which enables individuals with hearing impairment to communicate with the Foundation about NSF programs, employment, or general information. To access NSF TDD, dial (703) 306-0090; for FIRS, 1-800-877-8339. This program is described in the Catalog of Federal Domestic Assistance category 47.049, Mathematical and Physical Sciences. OMB #3145-0058 P.T. 34 K.W. 1009000

NSF 98-26 (Electronic Dissemination Only)