NEW YORK STATE

MID-YEAR UPDATE TO THE
FINANCIAL PLAN FOR FISCAL YEAR 2013
PROJECTIONS FOR FY 2013 THROUGH FY 2016

ANDREW M. CUOMO, GOVERNOR
ROBERT L. MEGNA, BUDGET DIRECTOR

NOVEMBER 2012

Superstorm Sandy (the “Storm”) struck the East Coast of the
United States on October 29, 2012. The Storm caused extensive
infrastructure damage and economic losses within the State, with
widespread flooding, power failures, and wind damage to public and
private property in New York City, Long Island, and other
downstate areas. Major disaster response and recovery activities are
still underway. The State has requested $41.9 billion in Federal aid
to offset the damage inflicted by the Storm, including $32.8 billion
for repair and recovery costs and $9.1 billion for prevention and
mitigation efforts.
The Storm’s adverse impact on the State’s finances remains highly
uncertain and subject to a number of factors, including the scope
and timing of federal aid, which are not possible to predict reliably
at this time. Accordingly, this Mid-Year Update to the Financial
Plan does not reflect an assessment of the Storm’s impact on the
State’s multi-year financial projections. DOB expects to update the
State’s multi-year financial projections in January 2013 with the
Executive Budget Financial Plan for FY 2014, at which time it will
provide a comprehensive assessment of the Storm. The Storm
assessment may result in material and adverse changes to the
Financial Plan projections set forth in this Mid-Year Update.  

TABLE OF CONTENTS
INTRODUCTION ...............................................................................................................1
FINANCIAL PLAN OVERVIEW .......................................................................................5
MULTI-YEAR FINANCIAL PLAN PROJECTIONS ......................................................21
FY 2013 SIX-MONTH OPERATING RESULTS ...........................................................69
GLOSSARY OF ACRONYMS .........................................................................................79
FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES....................................... 83

INTRODUCTION

INTRODUCTION
This is the Mid-Year Update to the Financial Plan (the “Mid-Year Financial Plan” or
"Updated Financial Plan") for FY 2013. Except for the specific revisions described in the First
Quarterly Update and herein, the projections (and the assumptions upon which they are based) in
the Updated Financial Plan are consistent with the projections set forth in the Enacted Budget
Financial Plan. Readers should refer to the Enacted Budget Financial Plan for a complete
explanation of the receipts and disbursements projections for FYs 2013 through 2016.1 The
State’s fiscal year began on April 1, 2012 and ends on March 31, 2013. DOB2 expects to next
update the Financial Plan projections in January 2013 with the FY 2014 Executive Budget.
The State’s General Fund — the fund that receives the majority of State taxes and all income
not earmarked for a particular program or activity — is required to be balanced on a cash basis of
accounting. The State Constitution and State Finance Law do not define budget balance. In
practice, the General Fund is considered balanced on a cash basis of accounting if sufficient
resources are expected to be available during the fiscal year for the State to (a) make all required
payments, including PIT refunds, without the issuance of deficit notes or bonds, and (b) restore
the balances in the Tax Stabilization Reserve and Rainy Day Reserve to levels at or above the
levels on deposit when the fiscal year began.
The General Fund is typically the financing source of last resort for the State’s other major
funds, including HCRA funds, the DHBTF, the STAR Fund, and the Lottery Fund. Therefore,
the General Fund projections account for any estimated funding shortfalls in these funds. Since
the General Fund is the fund that is required to be balanced, the focus of the State’s budget
discussion is often weighted toward the General Fund.
The State accounts for receipts and disbursements by the fund in which the activity takes
place (such as the General Fund), and the broad category or purpose of that activity (such as
State Operations). The Financial Plan tables sort State projections and results by fund and
category. The State also reports disbursements and receipts activity by two other broad
measures: State Operating Funds, which includes the General Fund and funds specified for
dedicated purposes, but excludes Federal Funds and Capital Projects Funds; and All
Governmental Funds (“All Funds”), which includes both State and Federal Funds and provides
the most comprehensive view of the financial operations of the State.
Fund types of the State include: the General Fund; State Special Revenue Funds, which
receive certain dedicated taxes, fees and other revenues that are used for a specified purpose;
Federal Special Revenue Funds, which receive certain Federal grants; Capital Projects Funds,
which account for costs incurred in the construction, rehabilitation, and related expenses of
infrastructure projects; and Debt Service Funds, which account for the payment of principal,
interest, and related expenses for debt issued by the State and its public authorities.

1
2

DOB’s Financial Plan information is available at www.budget.ny.gov
Please see “Glossary of Acronyms” at the end of this document for the definitions of commonly used acronyms and
abbreviations that appear in the text.

1

INTRODUCTION
The factors affecting the State's financial condition are complex. This Updated Financial
Plan contains forecasts, projections, and estimates that are based on expectations and
assumptions which existed at the time they were prepared. Since many factors may materially
affect fiscal and economic conditions in the State, the inclusion in this Updated Financial Plan of
forecasts, projections, and estimates should not be regarded as a representation that such
forecasts, projections, and estimates will occur. Forecasts, projections, and estimates are not
intended as representations of fact or guarantees of results. The words “expects,” “forecasts,”
“projects,” “intends,” “anticipates,” “estimates,” and analogous expressions are intended to
identify forward-looking statements in the Updated Financial Plan. Any such statements
inherently are subject to a variety of risks and uncertainties that could cause actual results to
differ materially and adversely from those projected.
Such risks and uncertainties include, among others, general economic and business
conditions, extreme weather events, changes in political, social and economic conditions,
political, legal, or administrative impediments to the implementation of gap-closing actions,
regulatory initiatives and compliance with governmental regulations, litigation and various other
events, conditions and circumstances, many of which are beyond the control of the State. These
forward-looking statements speak only as of the date they were prepared.

2

FINANCIAL PLAN OVERVIEW

FINANCIAL PLAN OVERVIEW
SUMMARY
SUPERSTORM SANDY
Superstorm Sandy (the “Storm”) struck the East Coast of the United States on October 29,
2012. The Storm caused significant infrastructure damage and economic losses within the State,
with widespread flooding, power failures, and wind damage to public and private property in
New York City, Long Island, and other downstate areas. Public infrastructure, including mass
transit systems, public schools, and municipal buildings, sustained serious damage. On October
30, President Obama granted Governor Cuomo’s request for a Federal disaster declaration for
seven counties: Bronx, Kings, Nassau, New York, Richmond, Queens and Suffolk. On
November 2, the Governor announced that an additional two counties, Rockland and
Westchester, were approved to receive Federal disaster assistance as a result of the Storm. On
November 12, another four counties were added to the Federal disaster declaration: Putnam,
Orange, Sullivan, and Ulster. The State has requested $41.9 billion in Federal aid to offset the
damage inflicted by the Storm, including $32.8 billion for repair and recovery costs and $9.1
billion for prevention and mitigation efforts.
The Storm’s impact on the State’s economy and finances remains highly uncertain and
subject to a number of factors, including the scope and timing of federal aid, which are not
possible to predict reliably at this time. Accordingly, this Mid-Year Update to the Financial Plan
does not reflect an assessment of the Storm’s impact on the State’s multi-year financial
projections. DOB expects to update the State’s multi-year financial projections in January 2013
with the Executive Budget Financial Plan for FY 2014, at which time it will provide a
comprehensive assessment of the Storm. The Storm assessment may result in material and
adverse changes to the Financial Plan projections set forth in this Mid-Year Update.
FINANCIAL PLAN UPDATE
Based on review of operating results through the first half of FY 2013 and updated data on
State programs and activities, DOB estimates that the General Fund will remain balanced in the
current year. The budget gaps for future years are projected at $982 million in FY 2014, $3.59
billion in FY 2015, and $4.37 billion in FY 2016. However, the projections are subject to a
number of risks, the most significant of which is the potential impact of the Storm on State tax
receipts and cash outlays for disaster assistance.
General Fund receipts, including transfers from other funds, are now expected to total $59.1
billion in FY 2013, an increase of $174 million from the First Quarterly Update forecast. (See
“Multi-Year Financial Plan Projections – All Funds Receipts Projections” herein.) The change
reflects unanticipated proceeds from a settlement between the Department of Financial Services
(“DFS”) and Standard Chartered Bank and a modest increase in other miscellaneous receipts,
offset by minor adjustments to tax receipts. General Fund disbursements, including transfers to
other funds, are expected to total $59.4 billion in the current year, an increase of $174 million
5

FINANCIAL PLAN OVERVIEW
from the First Quarterly Update. The increase reflects, among other things, a downward revision
in the level of HCRA resources available to offset General Fund costs and increases in expected
costs for General State Charges.
The General Fund is expected to end FY 2013 with a closing balance of $1.5 billion,
unchanged from the First Quarterly Update. As noted above, the estimate of the closing balance
does not account for the potential impact of the Storm.
OPERATING RESULTS THROUGH SEPTEMBER 2012
Operating results through the first six months of FY 2013 were positive in comparison to the
estimate in the First Quarterly Update. (See “FY 2013 Six-Month Operating Results” herein.)
General Fund receipts, including transfers from other funds, totaled $29.4 billion through
September 2012, $337 million above the First Quarterly Update forecast. The positive variance
is due almost entirely to the settlement between DFS and Standard Chartered Bank. Total State
tax collections through September (including taxes dedicated to other funds) were approximately
$213 million below the level estimated in the First Quarterly Update. Results through October
2012 were comparable, with total tax collections $170 million below the last public plan. DOB
will continue to monitor the uncertainties and risks regarding the economic and receipts forecast.
(See Multi-Year Financial Projections – All Funds Receipts Projections” herein.)
General Fund disbursements, including transfers to other funds, totaled $26.9 billion through
September 2012, approximately $153 million above the level estimated in the First Quarterly
Update. The higher spending in the General Fund was due mainly to routine timing variances
related to reimbursement from other funds for employee fringe benefit costs. Through October
2012, this pattern reversed itself, with disbursements falling approximately $325 million below
the level in the First Quarterly Update, mainly due to routine variances in cash disbursements
across months. After adjusting for these timing-related variances, disbursements to date
appeared to be generally consistent with the First Quarterly Update forecast, except for the
specific revisions described in the section titled “Multi-Year Financial Plan Revisions.”
The Financial Plan is subject to a number of risks, including the impact of the Storm, the
strength and duration of the economic recovery, and the execution of specific transactions. (See
“Other Matters Affecting the Financial Plan” herein.)

6

FINANCIAL PLAN OVERVIEW
MULTI-YEAR FINANCIAL PLAN REVISIONS
DOB has made a number of revisions to the projections included in the First Quarterly
Update to the Financial Plan. The changes, which do not reflect an assessment of the impact of
the Storm on State finances, result in no net impact to the operating projections in the First
Quarterly Update. The most significant revisions include the following:

Tax Receipts Forecast: Estimated tax collections have been revised downward in the
current fiscal year to reflect technical adjustments in the share of tax receipts retained by
the State versus New York City. The revisions to tax receipts, as noted above, have not
been adjusted for the potential impact of the Storm.

Standard Chartered Settlement:
In September 2012, the State received an
unanticipated payment pursuant to a settlement between DFS and Standard Chartered
Bank.

HCRA: Medicaid Offset: HCRA resources expected to be available to finance General
Fund Medicaid costs have been reduced as a result of downward revisions to cigarette tax
collections and other receipt collections, based on experience to date. Program spending,
mainly for CHP due to growth in enrollment has been revised upward. The decline in
HCRA resources results in Medicaid costs reverting to the General Fund.

Mental Hygiene: Spending has been lowered in all years of the Financial Plan period to
reflect updated program data indicating lower costs associated with residential
development, and revised estimates for operational costs.

Federal TANF: Under the TANF program, Federal funds are allocated to New York
State to assist families on limited incomes including child care subsidies. In addition to
the standard annual TANF block grant, the State periodically receives supplemental
TANF funding. Additional Federal TANF funds totaling $144 million will be used to
offset FY 2014 General Fund spending for child care subsidies.
In addition, the State’s projected costs for public assistance have been reduced by $144
million annually across the plan period to reflect current caseload levels and the
distribution of cases between the Family Assistance and Safety Net programs.

Human Services COLA: The scheduled cost-of-living adjustments for human services
providers have been updated based on the formula in State law.

General State Charges: Costs have been revised upward due to litigation against the
State, reduced escrow payments from State agencies to offset General Fund costs, and
increases in Workers’ Compensation payments.

Other Revisions: DOB has revised its multi-year spending projections across a number
of agencies and programs to account for recent trends and experience. Significant
changes include: the write-down of amounts expected to be received from other funds,
7

FINANCIAL PLAN OVERVIEW
based on an assessment of transaction risks; lower estimated spending for the GPHW
program based on the continued trend of reduced claims submitted by counties; and
higher anticipated costs for, among things, preschool special education, the State takeover
of Medicaid administration, and ESDC local assistance commitments.

GENERAL FUND CLOSING BALANCES
DOB estimates that the General Fund will end FY 2013 with a balance of $1.5 billion,
unchanged from the First Quarterly Update. The estimate of the closing balance does not
account for the potential impact of the Storm. The following table summarizes the change in
balances within the General Fund from the prior fiscal year.
GENERAL FUND ESTIMATED CLOSING BALANCES
(millions of dollars)
FY 2012
Results
Projected Fund Balance

1,787

FY 2013
Change

Updated

(313)

1,474

1,131

0

1,131

175

0

175

Statutory Reserves:
Tax Stabilization Reserve Fund
Rainy Day Reserve Fund
Contingency Reserve Fund

21

0

21

Community Projects Fund

102

(45)

57

283

(206)

77

75

(62)

13

Reserved for:
Prior Year Labor Agreements (2007-2011)
Undesignated Fund Balance

The Current Financial Plan includes the use of $62 million of the undesignated fund balance
for gap-closing purposes in FY 2013. The remaining $13 million is expected to be available for
debt management, consistent with prior years.
The Community Projects Fund, which finances discretionary (“member item”) grants
allocated by the Legislature and Governor, is expected to decrease by $45 million, reflecting the
spend-down of the balance and no additional deposits.
The closing balance includes the remaining reserve to cover the costs of potential retroactive
labor settlements with unions that have not agreed to terms for prior contract periods. The
amount of the reserve is based on the general salary increases for prior periods agreed to by the
State’s largest unions for the same period. Reserves will be reduced when labor agreements for
prior periods are reached.
Balances in the State’s principal reserve funds are expected to remain unchanged in FY 2013.

8

FINANCIAL PLAN OVERVIEW
OTHER MATTERS AFFECTING THE FINANCIAL PLAN
GENERAL
The Updated Financial Plan is subject to many complex economic, natural, social, financial,
and political risks and uncertainties, many of which are outside the ability of the State to control.
DOB believes that the projections of receipts and disbursements in the Updated Financial Plan
are based on reasonable assumptions, but there can be no assurance that actual results will not
differ materially and adversely from these projections. In certain fiscal years, actual receipts
collections have fallen substantially below the levels forecast in the Financial Plan.
The Updated Financial Plan is based on numerous assumptions, including the condition of
the State and national economies and the concomitant receipt of economically sensitive tax
receipts in the amounts projected. Other uncertainties and risks concerning the economic and
receipts forecasts include the impact of: national and international events, such as the Euro-zone
financial crisis, consumer confidence, oil supplies and oil prices; Federal statutory and regulatory
changes concerning financial sector activities; changes concerning financial sector bonus
payouts, as well as any future legislation governing the structure of compensation; shifts in
monetary policy affecting interest rates and the financial markets; financial and real estate
market developments on bonus income and capital gains realizations; and household debt
reduction on consumer spending and State tax collections.
Among other factors, the Updated Financial Plan is subject to various other uncertainties and
contingencies relating to: the extent, if any, to which wage increases for State employees exceed
the annual wage costs assumed; changes in the size of the State’s workforce; the realization of
the projected rate of return for pension fund assets and current assumptions with respect to wages
for State employees affecting the State's required pension fund contributions; the willingness and
ability of the Federal government to provide the aid contemplated by the Updated Financial Plan;
the ability of the State to implement cost reduction initiatives, including reductions in State
agency operations, and the success with which the State controls expenditures; and the ability of
the State and its public authorities to market securities successfully in the public credit markets.
Some of these specific issues are described in more detail herein. The projections and
assumptions contained in the Updated Financial Plan are subject to revisions which may involve
substantial change. No assurance can be given that these estimates and projections, which
include actions the State expects to be taken but which are not within the State's control, will be
realized.

9

FINANCIAL PLAN OVERVIEW
BUDGET RISKS AND UNCERTAINTIES
There can be no assurance that the General Fund budget gaps will not increase materially
from current projections. If such events were to occur, the State would be required to take
additional gap-closing actions. Such actions may include, but are not limited to, additional
reductions in State agency operations; delays or reductions in payments to local governments or
other recipients of State aid; delays in or suspension of capital maintenance and construction;
extraordinary financing of operating expenses; or other measures. In some cases, the ability of
the State to implement such actions requires the approval of the Legislature and cannot be
implemented solely by the action of the Governor.
State law grants the Executive certain powers to achieve the Medicaid savings assumed in the
Financial Plan. However, there can be no assurance that these powers will be sufficient to limit
the rate of annual growth in DOH State Funds Medicaid spending to the levels estimated in the
Updated Financial Plan. In addition, savings are dependent upon timely Federal approvals,
appropriate amendments to existing systems and processes, revenue performance in the State’s
HCRA fund, which provides support for approximately one-third of the DOH State-share of
Medicaid costs, and the participation of health care industry stakeholders. In particular, funding
resources that are expected to be generated through health care surcharges and other provider
assessments may decline as a result of Medicaid Redesign initiatives which reduce expenditures
and unnecessary utilization, as well as from the continued shift of fee-for-service delivery
models to managed care. An inability to achieve these planned savings would reduce the
available funding support for Medicaid from HCRA, and could potentially require a
commensurate level of additional General Fund support in order to meet program needs.
The forecast contains specific transaction risks and other uncertainties including, but not
limited to, the receipt of certain payments from public authorities; the receipt of miscellaneous
receipts at the levels expected in the Financial Plan, including payments pursuant to the TribalState Compact that have failed to materialize in prior years; and the achievement of cost-saving
measures including, but not limited to, the transfer of available fund balances to the General
Fund at the levels currently projected. Such risks and uncertainties, if they were to materialize,
could have an adverse impact on the Financial Plan in the current year or future years.
DOB continues to assess the immediate and long-term fiscal issues caused by the Storm,
including cash outlays for public and private assistance, costs to repair damaged infrastructure,
and measures that may be needed to mitigate hazards caused by climate change. The Financial
Plan estimates do not reflect an assessment of the Storm’s impact.

10

FINANCIAL PLAN OVERVIEW
The Storm highlighted vulnerabilities in the State’s infrastructure, including mass transit
systems, power transmission and distribution systems, and other critical lifelines, to extreme
weather events, including coastal flooding caused by storm surges. Significant long-term
planning and investment by the Federal government, states, and municipalities may be needed to
adapt existing infrastructure to the risks posed by climate change.
HEALTH INSURANCE COMPANY CONVERSIONS
State law permits a health insurance company to convert its organizational status from a notfor-profit to a for-profit corporation (a “health care conversion”), subject to a number of terms,
conditions, and approvals. Under State law, the State is entitled to proceeds from a health care
conversion, and such must be used for health care-related expenses. The Updated Financial Plan
continues to count on proceeds of $250 million in FY 2013 and $300 million annually in FYs
2014, 2015, and 2016, which would be deposited into the HCRA account. If a conversion does
not occur on the timetable or at the levels assumed in the Updated Financial Plan, the State will
be required to take other actions to increase available resources, reduce planned spending in
HCRA, or finance additional expenses in the General Fund.
STATUS OF CURRENT LABOR NEGOTIATIONS
The State has multi-year labor contracts with its two largest employee unions, CSEA and
PEF, as well as NYSPBA (representing the APSU bargaining unit, formerly ALES),
NYSCOPBA, and Council 82. Most of the contracts provide for no general salary increases for
FY 2012 through FY 2014, substantial increases to employee health insurance contributions, and
a temporary reduction in employee compensation through a deficit reduction program (“DRP”).
Employees will receive a $1,000 lump sum payment ($775 paid in FY 2014 and $225 paid in FY
2015); a 2 percent salary increase in both FY 2015 and FY 2016; and be repaid the value of FY
2013 deficit reduction adjustments at the end of their contract term. The PEF and NYSPBA
contracts generally mirror the provisions for the other unions, but cover a four-year period. PEF
and NYSPBA-represented employees will receive a 2 percent salary increase in FY 2015. PEFrepresented employees will be repaid all DRP adjustments at the end of their contract in lieu of
the $1,000 lump sum payment contracts.
Employees in the unions that have reached settlements with the State have contingent layoff
protection for FY 2013 and continuing protection for the full term of the agreements. Reductions
in force due to management decisions to close or restructure facilities authorized by legislation,
SAGE Commission recommendations, or material or unanticipated changes in the State's fiscal
circumstances are not covered by this protection.
The State is in negotiations with its other unions, the largest of which is UUP, which
represents faculty and non-teaching professional staff within the State University system.

11

FINANCIAL PLAN OVERVIEW
LABOR SETTLEMENTS FOR PRIOR CONTRACT PERIODS
The Updated Financial Plan continues to include a planned reserve to cover the costs of a
pattern settlement with unions that have not agreed to contracts for prior contract periods. The
amount of the reserve is based on the general salary increases agreed to by the State’s largest
unions for the same period. There can be no assurance that actual settlements for prior periods
will not exceed the amounts reserved. In addition, the State’s ability to fund the amounts
reserved in FY 2014 and beyond depends on the achievement of balanced budgets in those years.
In August 2011, a judicial compensation commission authorized a multi-year plan to provide
salary increases for judges beginning in FY 2013, which has now been implemented. The
Updated Financial Plan assumes salary increases in the Judiciary’s current budget projections.
CASH-FLOW PROJECTIONS
The State authorizes the General Fund to borrow resources temporarily from available funds
in STIP for up to four months, or to the end of the fiscal year, whichever period is shorter. The
amount of resources that can be borrowed by the General Fund is limited to the available
balances in STIP, as determined by the State Comptroller. Available balances include money in
the State’s governmental funds and a relatively small amount of other moneys belonging to the
State. Several accounts in Debt Service Funds and Capital Projects Funds that are part of All
Governmental Funds are excluded from the balances deemed available in STIP. These excluded
funds consist of bond proceeds and money obligated for debt service payments.
In FY 2012, the General Fund used STIP to meet certain payment obligations during April
2011, and repaid such amounts by the end of the same month.
Based on current information, DOB expects that the State will have sufficient liquidity to
make payments as they become due throughout the remainder of FY 2013, but that the General
Fund may, from time to time, need to borrow resources temporarily from other funds in STIP.
The State continues to reserve money on a quarterly basis for debt service payments that are
financed with General Fund resources. Money to pay debt service on bonds secured by
dedicated receipts, including PIT bonds, continues to be set aside as required by law and bond
covenants.
The following table provides actual month-end balances through October 2012 and estimated
balances for the remaining months in FY 2013.

12

FINANCIAL PLAN OVERVIEW
ALL FUNDS MONTH-END CASH BALANCES
FY 2013
(millions of dollars)
General

Other

All

Fund

Funds

Funds

April (Results)

5,637

2,349

7,986

May (Results)

2,018

2,831

4,849

June (Results)

2,935

2,070

5,005

July (Results)

2,404

3,542

5,946

August (Results)

1,546

3,914

5,460

September (Results)

4,282

1,727

6,009

October (Results)

3,649

2,199

5,848

November (Est.)

2,481

2,476

4,957

December (Est.)

3,947

753

4,700

January (Est.)

6,064

1,664

7,728

February (Est.)

6,499

1,579

8,078

March (Est.)

1,474

1,750

3,224

FEDERAL ACTIONS
The State receives a substantial amount of Federal aid for health care, education,
transportation, and other governmental purposes. Any reduction in Federal funding levels could
have a materially adverse impact on the State's Updated Financial Plan.
The Federal Budget Control Act (“BCA”) of 2011 imposed annual caps on Federal
discretionary spending over a ten-year period. The specific spending reductions necessary for
Congress to live within the caps will be decided through the annual Federal budget process, so
the magnitude of impact on Federal funds for the State has yet to be determined. Further, if
additional deficit reduction is not enacted, the BCA directs that savings be achieved through
sequestration of FY 2013 funding, with across-the-board cuts to Federal programs scheduled for
January 2013, and lower discretionary caps in the following eight years. In a report to Congress,
the Federal Office of Management and Budget estimated that Federal non-defense discretionary
programs would face an across-the-board reduction of approximately 8.2 percent in January
2013. If the sequester is implemented, DOB estimates that New York State and local
governments could lose approximately $5 billion in Federal funding over nine years, beginning
in FY 2013, from these additional Federal deficit reduction measures. DOB expects to make
adjustments to the Financial Plan as more definitive information becomes available.

13

FINANCIAL PLAN OVERVIEW
The State expects to receive a substantial amount of Federal aid for costs related to the
Storm. There can be no assurance that the Federal government will approve aid at the levels or
on the timetable requested by the State.
In addition, the Financial Plan may be adversely affected by other actions taken by the
Federal government, including audits, disallowances, and changes to Federal participation rates
or other Medicaid rules. For example, all Medicaid claims are subject to audit and review by the
Federal government, and, although no official audit has commenced, questions have been raised
with respect to the reimbursement methodology used for New York State OPWDD-delivered
developmental center services. The rates paid for these services are established in full
accordance with the methodology set forth in New York’s federally-approved State Plan. While
New York State continues to work collaboratively with its Federal partners to resolve these
concerns, adverse action by the Federal government relative to these claims could jeopardize a
significant amount of Federal financial participation in the State Medicaid program.
LITIGATION
Litigation against the State may include potential challenges to the constitutionality of
various actions. The State may also be affected by adverse decisions that are the result of
various lawsuits. Such adverse decisions may not meet the materiality threshold to warrant
individual description but, in the aggregate, could still adversely affect the State's Financial Plan.
OTHER POST-EMPLOYMENT BENEFITS
State employees become eligible for post-employment benefits (health insurance) if they
reach retirement while working for the State with at least ten years of service. The cost of
providing post-retirement health insurance is shared between the State and the retired employee.
Contributions are established by law and may be amended by the Legislature. The State pays its
share of costs on a PAYGO basis as required by law.
In accordance with GASB Statement 45, the State must perform an actuarial valuation every
two years for purposes of calculating OPEB liabilities. As disclosed in Note 13 of the State’s
Basic Financial Statements for FY 2012, the ARC represents the annual level of funding that, if
set aside on an ongoing basis, is projected to cover normal costs each year and to amortize any
unfunded liabilities of the plan over a period not to exceed 30 years. Amounts required but not
actually set aside to pay for these benefits are accumulated with interest as part of the net OPEB
obligation, after adjusting for amounts previously required.
As reported in the State’s Basic Financial Statements for FY 2012, an actuarial valuation of
OPEB liabilities was performed as of April 1, 2010. The valuation calculated the present value
of the actuarial accrued total liability for benefits as of April 1, 2010 at $72.1 billion ($59.7
billion for the State and $12.4 billion for SUNY), determined using the Frozen Entry Age
actuarial cost method, and is amortized over an open period of 30 years using the level
percentage of projected payroll amortization method.

14

FINANCIAL PLAN OVERVIEW
The net OPEB liability for FY 2012 totaled $3.9 billion ($3.1 billion for the State and $0.8
billion for SUNY) under the Frozen Entry Age actuarial cost method, allocating costs on a level
basis over earnings. This was $2.5 billion ($1.9 billion for the State and $0.6 billion for SUNY)
above the payments for retiree costs made by the State in FY 2012. This difference between the
State’s PAYGO costs and the actuarially determined required annual contribution under GASB
Statement 45 reduced the State’s currently positive net asset condition at the end of FY 2012 by
$2.5 billion.
GASB does not require the additional costs to be funded on the State’s budgetary (cash)
basis, and no funding is assumed for this purpose in the Financial Plan. The State continues to
finance these costs, along with all other employee health care expenses, on a PAYGO basis.
There is no provision in the current Financial Plan to pre-fund OPEB liabilities. If such
liabilities were pre-funded, the additional cost above the PAYGO amounts would be lowered.
The State’s Health Insurance Council, which consists of GOER, Civil Service, and DOB, will
continue to review this matter and seek input from the State Comptroller, the legislative fiscal
committees and other outside parties. However, it is not expected that the State will alter its
planned funding practices in light of existing fiscal conditions.
BOND MARKET
Implementation of the Financial Plan is dependent on the State's ability to market its bonds
successfully. The State finances much of its capital spending in the first instance from the
General Fund or STIP, which it then reimburses with proceeds from the sale of bonds. If the
State cannot sell bonds at the levels (or on the timetable) expected in the capital plan, the State’s
overall cash position and capital funding plan may be affected adversely. The success of
projected public sales is subject to prevailing market conditions. Future developments in the
financial markets generally, as well as future developments concerning the State, may affect the
market for outstanding State-supported and State-related debt.
DEBT REFORM ACT LIMIT
The Debt Reform Act of 2000 restricts the issuance of State-supported debt to capital
purposes only and limits such debt to a maximum term of 30 years. The Act limits the amount of
new State-supported debt to 4 percent of State personal income and new State-supported debt
service costs to 5 percent of All Funds receipts. The restrictions apply to all new State-supported
debt issued on and after April 1, 2000. The cap on new State-supported debt outstanding began at
0.75 percent of personal income in FY 2001 and was fully phased in at 4 percent of personal
income during FY 2011, while the cap on new State-supported debt service costs began at 0.75
percent of All Funds receipts in FY 2001 and will increase until it is fully phased in at 5 percent
during FY 2014.
The statute requires that the limitations on the amount of State-supported debt and debt
service costs be calculated by October 31 of each year and reported in the Mid-Year Financial
Plan. If the actual amount of new State-supported debt outstanding and debt service costs for the
prior fiscal year are below the caps at this time, State-supported debt may continue to be issued.

15

FINANCIAL PLAN OVERVIEW
However, if either the debt outstanding or the debt service caps are met or exceeded, the State
would be precluded from issuing new State-supported debt until the next annual cap calculation
is made and debt is found to be within the applicable limitations.
For FY 2012, the cumulative debt outstanding and debt service caps are 4.00 and 4.65
percent, respectively. As shown in the table below, the actual levels of debt outstanding and debt
service costs continue to remain below the statutory caps. From April 1, 2000 through March
31, 2012 the State has issued new debt resulting in $35.8 billion of debt outstanding applicable to
the debt reform cap. This is about $4.0 billion below the statutory debt outstanding limitation.
In addition, the debt service costs on this new debt totaled $3.5 billion in FY 2012 – or roughly
$2.7 billion below the statutory debt service limitation.
DEBT SERVICE CAP
(millions of dollars)

DEBT OUTSTANDING CAP
(millions of dollars)
New Debt Outstanding
Personal Income (CY 2011)

New Debt Service

$35,803

Governmental Funds Receipts

$995,185

Debt Outstanding (Percent of PI)

3.60%

Cap Imposed by Debt Reform Act

4.00%

$3,473
$132,745

Debt Service (Percent of Govt’l Fund
Receipts)

2.62%

Cap Imposed by Debt Reform Act

4.65%

Current projections estimate that debt outstanding and debt service will continue to remain
below the limits imposed by the Act. However, the State is continuing through a period of
relatively limited debt capacity. Based on the most recent personal income and debt outstanding
forecasts, the available room under the debt outstanding cap is expected to decline from $4.0
billion (0.40 percent) in FY 2012 to only $509 million (0.05 percent) in FY 2014. The State is
continuing to consider measures to address capital spending priorities and debt financing
practices in order to stay within the statutory limitations.
The current projections do not account for potential bond-financed capital spending that may
be needed in the aftermath of the Storm to repair damaged infrastructure and mitigate hazards
related to climate change.

16

FINANCIAL PLAN OVERVIEW
NEW DEBT OUTSTANDING - CAPPED AT 4 PERCENT OF PERSONAL INCOME
(millions of dollars)
Personal

Actual/

$

%

Income

Cap %

Recommended %

(Above)/Below Cap

(Above)/Below Cap

FY 2012

995,185

4.00%

3.60%

4,004

0.40%

FY 2013

1,021,501

4.00%

3.86%

1,470

0.14%

FY 2014

1,062,812

4.00%

3.95%

509

0.05%

FY 2015

1,126,170

4.00%

3.92%

923

0.08%

FY 2016

1,189,498

4.00%

3.86%

1,611

0.14%

FY 2017

1,253,464

4.00%

3.76%

2,947

0.24%

Year

NEW DEBT SERVICE COSTS - CAPPED AT 5 PERCENT OF ALL FUNDS RECEIPTS
(millions of dollars)
All Funds

Actual/

$

%

Year

Receipts

Cap %

Recommended %

(Above)/Below Cap

(Above)/Below Cap

FY 2012

132,745

4.65%

2.62%

2,700

2.03%

FY 2013

133,353

4.98%

2.85%

2,843

2.13%

FY 2014

138,315

5.00%

2.97%

2,810

2.03%

FY 2015

141,844

5.00%

3.07%

2,741

1.93%

FY 2016

146,492

5.00%

3.14%

2,721

1.86%

FY 2017

152,247

5.00%

3.19%

2,750

1.81%

SECURED HOSPITAL PROGRAM
Under the Secured Hospital program, the State entered into service contracts to enable certain
financially distressed not-for-profit hospitals to issue debt. The contracts obligate the State to pay
debt service, subject to annual appropriations by the Legislature, on bonds issued by the New
York State MCFFA and by DASNY through the Secured Hospital program. In the event there
are shortfalls in revenues from other sources, which include hospital payments made under loan
agreements between DASNY and the hospitals, and certain reserve funds held by the applicable
trustees for the bonds, the State is liable for the debt service. As of March 31, 2012, there was
about $503 million of outstanding bonds for the program.
The financial condition of most hospitals in the State’s Secured Hospital program continues
to deteriorate. Of the nine hospitals in the program, several are experiencing significant
operating losses that are likely to impair their ability to remain current on their loan agreements
with DASNY. In relation to the Secured Hospital program, the Financial Plan projections
continue to reflect the assumption of additional costs of $3 million in FY 2013, $32 million in
FY 2014, and $39 million annually thereafter. These amounts are based on the experience of
hospitals in the program, and would cover the debt service costs associated with four hospitals
that have not been meeting the terms of their agreements with DASNY. The State has additional
exposure of up to a maximum of $39 million annually, if all additional hospitals in the program
fail to meet the terms of their agreements with DASNY and if available reserve funds were to be
depleted.

17

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
INTRODUCTION
This section presents the State’s updated multi-year Financial Plan and the projections for
receipts and disbursements, reflecting the impact of the revisions to the First Quarterly Update
described in this Updated Financial Plan. This section includes FY 2012 results and projections
for FY 2013 through FY 2016, with an emphasis on the FY 2013 projections.
The State’s cash-basis budgeting system, complex fund structure, and practice of earmarking
certain tax receipts for specific purposes, complicate the discussion of the State’s receipts and
disbursements projections. Therefore, to minimize the distortions caused by these factors and,
equally important, to highlight relevant aspects of the projections, DOB has adopted the
following approaches in summarizing the projections:
 Receipts: The detailed discussion of tax receipts covers projections for both the General
Fund and State Funds (including capital projects). The latter perspective reflects overall
estimated tax receipts before their diversion among various funds and accounts, including
tax receipts dedicated to capital projects funds (which fall outside of the General Fund
and State Operating Funds accounting perspectives). DOB believes this presentation
provides a clearer picture of projected receipts, trends and forecast assumptions, by
factoring out the distorting effects of earmarking certain tax receipts.
 Disbursements: Over 40 percent of projected State-financed spending for operating
purposes is accounted for outside of the General Fund and is primarily concentrated in
the areas of health care, School Aid, higher education, transportation and mental hygiene.
To provide a clearer picture of spending commitments, the multi-year projections and
growth rates are presented, where appropriate, on both a General Fund and State
Operating Funds basis.
In evaluating the State’s multi-year operating forecast, it should be noted that the reliability
of the estimates and projections as a predictor of the State’s future financial position is likely to
diminish the further removed such estimates and projections are from the date of this Updated
Financial Plan. Accordingly, in terms of out-year projections (FY 2014 through FY 2016), FY
2014 is the most relevant from a planning perspective.

21

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
MULTI-YEAR SUMMARY
The following tables present the multi-year projections and growth rates for the General
Fund and State Operating Funds, as well as a reconciliation between the State Operating Funds
projections and the General Fund budget gaps.3 The tables are followed by an updated economic
forecast and a summary of the multi-year receipts and disbursements forecasts.
GENERAL FUND PROJECTIONS
(millions of dollars)
FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

Receipts
Taxes (After Debt Service)

52,634

54,314

57,712

58,739

61,037

Miscellaneous Receipts/Federal Grants

3,222

3,801

2,789

2,232

2,324

Other Transfers

1,044

954

832

744

792

Total Receipts

56,900

59,069

61,333

61,715

64,153

Disbursements
Local Assistance Grants

38,419

39,816

41,653

43,082

45,358

School Aid

16,778

17,003

17,832

18,630

19,585

Medicaid

10,301

10,808

11,343

11,676

12,429

All Other

11,340

12,005

12,478

12,776

13,344

State Operations

7,494

7,951

7,097

7,385

7,774

Personal Service

5,781

6,161

5,501

5,646

5,946

Non-Personal Service

1,713

1,790

1,596

1,739

1,828

General State Charges

4,720

4,623

5,042

5,365

5,611

Gross State Pension Contribution

1,697

1,605

2,057

2,271

2,449

Gross State Employee Health Insurance

3,275

3,200

3,423

3,597

3,827

Fringe Benefit Escrow Offset/Fixed Costs
Transfers to Other Funds
Debt Service
Capital Projects
State Share Medicaid
Mental Hygiene
SUNY - Disproportionate Share Payments

(252)

(182)

(438)

(503)

(665)

5,856

6,992

8,606

9,463

1,516

1,564

1,617

1,514

1,488

798

1,033

1,290

1,409

1,322

2,722
0

2,975
0

2,759
789

2,615
1,689

2,520
2,292

225

228

228

228

228

0

340

983

1,002

1,022

SUNY - University Operations Subsidy

9,766

SUNY - Hospital Operations Subsidy

60

81

88

88

88

Department of Transportation (MTA Tax)

22

279

332

334

334

Court Facilities Incentive Aid Fund

114

106

107

108

109

All Other

399

386

413

476

363

56,489

59,382

62,398

65,295

68,509

(83)

10

14

(982)

(3,590)

(4,370)

Total Disbursements
Change in Reserves

411

Budget Surplus/(Gap) Projections

0

3

(313)
0

The annual imbalances projected for the General Fund and State Operating Funds in future years are similar because the General Fund is the
financing source of last resort for many State programs. Imbalances in other funds are typically financed by the General Fund.

22

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
STATE OPERATING FUNDS PROJECTIONS
(millions of dollars)
FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected
72,868

Receipts
Taxes

62,960

64,741

68,593

70,122

Miscellaneous Receipts/Federal Grants

19,656

20,449

19,890

19,608

19,858

82,616

85,190

88,483

89,730

92,726

57,267

58,705

61,215

63,348

65,713

19,662

20,056

20,911

21,714

22,671

STAR

3,233

3,276

3,459

3,642

3,744

Other Education Aid

1,698

1,975

2,004

2,087

2,199

Total Receipts
Disbursements
Local Assistance Grants
School Aid

Higher Education

2,608

2,618

2,812

2,888

2,967

15,297

15,860

16,513

17,049

17,895

Public Health/Aging

2,104

2,037

2,172

2,287

2,065

Mental Hygiene

3,756

3,644

3,799

4,034

4,345

Social Services

3,017

3,056

3,115

3,239

3,347

Transportation

4,230

4,378

4,556

4,634

4,730

Local Government Assistance

754

763

772

783

792

All Other 1

908

1,042

1,102

991

958

17,451

17,993

18,017

18,498

19,156

12,047

12,518

12,511

12,823

13,314

5,404

5,475

5,506

5,675

5,842

Medicaid (DOH incl. administration)

State Operations
Personal Service
Non-Personal Service
General State Charges

6,593

6,617

7,217

7,656

8,085

Pension Contribution

1,697

1,605

2,057

2,271

2,449

Health Insurance (Active Employees)

2,052

1,772

1,902

1,960

2,065

Health Insurance (Retired Employees)

1,223

1,428

1,521

1,637

1,762

All Other

1,621

1,812

1,737

1,788

1,809

Debt Service

5,864

6,100

6,415

6,484

6,645

6

5

5

5

5

87,181

89,420

92,869

95,991

99,604

Net Other Financing Sources/(Uses)

4,443

4,086

3,648

3,143

2,929

Net Operating Surplus/(Deficit)

(122)

(144)

(738)

(3,118)

(3,949)

(421)

Capital Projects
Total Disbursements

Reconciliation to General Fund Gap:
Designated Fund Balances

122

144

(244)

(472)

General Fund

(411)

313

83

(10)

(14)

Special Revenue Funds

507

(113)

(213)

(325)

(406)

26

(56)

(114)

(137)

(1)

0

0

(982)

(3,590)

(4,370)

Debt Service Funds

General Fund Budget Gap
1

All Other includes spending in a number of other programs, including parks and the environment, economic
development, and public safety.

23

MULTI-YEAR FINANCIAL PLAN PROJECTIONS

ALL FUNDS RECEIPTS PROJECTIONS
The forecast of receipts includes estimates for the State’s principal taxes, miscellaneous
receipts, and transfers from other funds.
TOTAL RECEIPTS
(millions of dollars)
FY 2012
Results
General Fund
State Funds
All Funds

FY 2013
Updated

56,900
88,111
132,745

Annual $
Change

59,069
90,807
133,351

2,169
2,696
606

Annual %
Change
3.8%
3.1%
0.5%

Financial Plan receipts comprise a variety of taxes, fees, and charges for State-provided
services, Federal grants, and other miscellaneous receipts. The receipts estimates and projections
have been prepared by DOB with the assistance of the Department of Taxation and Finance and
other agencies responsible for the collection of State receipts.
TOTAL RECEIPTS
(millions of dollars)
FY 2012
Results

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund
Taxes
Miscellaneous Receipts
Federal Grants
Transfers

56,900
41,754
3,162
60
11,924

59,069
43,213
3,741
60
12,055

2,169
1,459
579
0
131

3.8%
3.5%
18.3%
0.0%
1.1%

61,333
45,829
2,787
2
12,715

2,264
2,616
(954)
(58)
660

3.8%
6.1%
-25.5%
-96.7%
5.5%

State Funds
Taxes
Miscellaneous Receipts
Federal Grants

88,111
64,297
23,669
145

90,807
66,140
24,522
145

2,696
1,843
853
0

3.1%
2.9%
3.6%
0.0%

93,949
70,012
23,850
87

3,142
3,872
(672)
(58)

3.5%
5.9%
-2.7%
-40.0%

All Funds
Taxes
Miscellaneous Receipts
Federal Grants

132,745
64,297
23,837
44,611

133,351
66,140
24,708
42,503

606
1,843
871
(2,108)

0.5%
2.9%
3.7%
-4.7%

138,315
70,012
24,036
44,267

4,964
3,872
(672)
1,764

3.7%
5.9%
-2.7%
4.2%

After controlling for the impact of Tax Law changes, base tax revenue is estimated to
increase by 5.8 percent for FY 2013 and 5.8 percent for FY 2014.

24

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
CHANGE FROM FIRST QUARTERLY UPDATE
CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter
1

$
Change

Update

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund
Taxes
Miscellaneous Receipts
Federal Grants

46,707
43,293
3,354
60

47,014
43,213
3,741
60

307
(80)
387
0

0.7%
-0.2%
11.5%
0.0%

48,718
45,837
2,879
2

48,618
45,829
2,787
2

(100)
(8)
(92)
0

-0.2%
0.0%
-3.2%
0.0%

State Funds
Taxes
Miscellaneous Receipts
Federal Grants

90,769
66,307
24,317
145

90,807
66,140
24,522
145

38
(167)
205
0

0.0%
-0.3%
0.8%
0.0%

94,448
70,065
24,296
87

93,949
70,012
23,850
87

(499)
(53)
(446)
0

-0.5%
-0.1%
-1.8%
0.0%

All Funds
Taxes
Miscellaneous Receipts
Federal Grants

133,443
66,307
24,503
42,633

133,351
66,140
24,708
42,503

(92)
(167)
205
(130)

-0.1%
-0.3%
0.8%
-0.3%

138,733
70,065
24,482
44,186

138,315
70,012
24,036
44,267

(418)
(53)
(446)
81

-0.3%
-0.1%
-1.8%
0.2%

1

Excludes Transfers.

Miscellaneous receipts have been revised up by $205 million, largely offset by minor
decreases in receipts.
General Fund receipts for FY 2013 have been revised up by $307 million from the First
Quarterly Update, reflecting a $387 million increase in miscellaneous receipts, offset by an $80
million decrease in taxes.
MULTI-YEAR RECEIPTS
TOTAL RECEIPTS
(millions of dollars)

General Fund
Taxes
State Funds
Taxes
All Funds
Taxes

FY 2013
Updated

FY 2014
Projected

Annual $
Change

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

59,069
43,213
90,807
66,140
133,351
66,140

61,333
45,829
93,949
70,012
138,315
70,012

2,264
2,616
3,142
3,872
4,964
3,872

61,715
46,501
94,970
71,551
141,845
71,551

382
672
1,021
1,539
3,530
1,539

64,153
48,418
98,002
74,314
146,493
74,314

2,438
1,917
3,032
2,763
4,648
2,763

25

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
The economic forecast calls for a continuation of the modest recovery in employment and
wages. This projected increase in the economic base supports the outyear revenue forecast.
Overall, receipts growth in the two fiscal years following FY 2014 is expected to be consistent
with the projected moderate growth in both the U.S. and New York economies.
REVENUE RISKS

The potential economic impact of the Storm presents a large revenue risk, but it is too
early to make a full assessment.

DOB’s forecast assumes that combined Federal spending reductions and tax increases the so-called “fiscal cliff” at the end of 2012 - are largely averted. If the fiscal cliff
occurs and the economy contracts, New York revenues could grow more slowly than
anticipated.

A further increase in already high gasoline prices could divert disposable consumer
income to fuel, decreasing consumption of taxable goods and services.

A deepening European recession could drive exports lower and, in turn, cause corporate
profits and tax receipts to grow more slowly than expected.

PIT liability could be reduced if taxpayers do not realize the capital gains assumed in the
forecast in anticipation of the Affordable Care Act tax provisions.

The FY 2013 Financial Plan contains significant savings generated as a result of 2010 tax
credit deferral legislation. Same-year confirmation of these savings is unavailable given
tax filing and processing delays, and actual savings could fall below estimates.

Bank and corporate franchise tax revenue streams are contingent on the timing and size
of anticipated audit proceeds. Negotiations between the State and taxpayers are subject
to unexpected delays, which may force audit proceeds into a subsequent fiscal year.

26

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
PERSONAL INCOME TAX
PERSONAL INCOME TAX
(millions of dollars)
FY 2012
Results
1

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund
Gross Collections
Refunds/Offsets
STAR
RBTF

25,843
46,030
(7,263)
(3,233)
(9,691)

26,844
47,252
(7,091)
(3,276)
(10,041)

1,001
1,222
172
(43)
(350)

3.9%
2.7%
-2.4%
1.3%
3.6%

28,920
50,354
(7,182)
(3,459)
(10,793)

2,076
3,102
(91)
(183)
(752)

7.7%
6.6%
1.3%
5.6%
7.5%

State/All Funds
Gross Collections
Refunds

38,767
46,030
(7,263)

40,161
47,252
(7,091)

1,394
1,222
172

3.6%
2.7%
-2.4%

43,172
50,354
(7,182)

3,011
3,102
(91)

7.5%
6.6%
1.3%

1

Excludes Transfers.

All Funds PIT receipts for FY 2013 are projected to be $40.2 billion, an increase of $1.4
billion (3.6 percent) from FY 2012. This primarily reflects modest increases in withholding,
current estimated payments for tax year 2012, a decrease in total refunds, and higher delinquent
collections partially offset by a decrease in extension (i.e. prior year estimated) payments for tax
year 2011.
Withholding in FY 2013 is projected to be $974 million (3.1 percent) higher compared to
the prior year. This reflects the net impact of modest wage growth and additional withholding
generated by the December 2011 reform, offset by lower withholding due to the expiration of the
temporary high income surcharge in place for 2009 to 2011. Total estimated payments are
expected to increase $124 million (1.1 percent). Estimated payments for tax year 2012 are
projected to be $462 million (5.7 percent) higher. However, as noted above, extension payments
(i.e. prior year estimated) for tax year 2011 are projected to fall 9.6 percent ($338 million)
compared to the inflated base of extensions for tax year 2010, which reflected the one-time
realization of capital gains caused by uncertainty surrounding the late extension of the lower
Federal tax rates on capital gains and high-income taxpayers in December of 2010. Delinquent
collections and final return payments are projected to be $88 million (8.1 percent) and $36
million (1.7 percent) higher, respectively.
The decrease in total refunds of $172 million mostly reflects a $118 million (32.2 percent)
decrease in the State-city offset and a $93 million (2 percent) decrease in prior year refunds
related to tax year 2011 partly reduced by $39 million (8.3 percent) increase in previous years
refunds related to tax years prior to 2011.
General Fund income tax receipts for FY 2013 of $26.8 billion are expected to increase by
$1.0 billion (3.9 percent), from the prior year, mainly reflecting the increase in All Funds
receipts noted above. Deposits to the RBTF and to the STAR fund are expected to increase $350
million (3.6 percent) and $43 million (1. 3 percent), respectively.

27

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
All Funds income tax receipts for FY 2014 of $43.2 billion are projected to increase $3.0
billion (7.5 percent) from the prior year. This primarily reflects increases of $2.2 billion (6.7
percent) in withholding, $810 million (6.9 percent) in total estimated payments, partially offset
by a $91 million (1.3 percent) increase in total refunds. The increase in total estimated payments
includes $538 million (6.3 percent) in estimated payments related to tax year 2013 and $272
million (8.5 percent) in extension (i.e. prior year estimated) payments related to tax year 2012.
The strong projection for extension payments for tax year 2012 reflects early realization of
capital gains due to the scheduled increase in Federal tax rates on investment income starting
with tax year 2013 as a part of the Federal Affordable Care Act.
Payments from final returns are expected to increase $113 million (5.3 percent) while
delinquent collections are projected to increase by $10 million (0.8 percent ) compared to the
prior year. The increase in total refunds of $91 million primarily reflects a $183 million (4.0
percent) increase in prior year refunds 2012 partially offset by $50 million (20.2 percent) drop in
the state-city-offset and $42 million decrease in previous years refunds related to tax years prior
to 2012.
General Fund income tax receipts for FY 2014 of $28.9 billion are projected to increase by
$2.1 billion (7.7 percent). The RBTF and STAR fund deposits are projected to increase by $752
million (7.5 percent) and $183 million (5.6 percent), respectively.
The following table summarizes, by component, actual receipts for FY 2012 and forecast
amounts through FY 2016.

28

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
PERSONAL INCOME TAX FISCAL YEAR COLLECTION COMPONENTS
ALL FUNDS
(millions of dollars)
FY 2012
(Actual)
Withholding
Estimated Payments
Current Year
1

Prior Year
Final Returns
Current Year
Prior Year1
Delinquent Collections
Gross Receipts

FY 2013
(Updated)

FY 2014
(Projected)

FY 2015
(Projected)

FY 2016
(Projected)

31,199
11,628
8,097
3,532
2,117
224
1,893
1,086
46,030

32,173
11,752
8,559
3,193
2,153
227
1,926
1,174
47,252

34,342
12,563
9,097
3,466
2,266
241
2,025
1,184
50,354

35,558
13,477
10,143
3,334
2,151
242
1,909
1,235
52,421

37,648
13,360
9,823
3,537
2,251
242
2,009
1,285
54,544

4,693
454
1,750
366
7,263

4,600
493
1,750
248
7,091

4,783
451
1,750
198
7,182

5,614
569
1,750
148
8,081

6,282
553
1,750
148
8,733

38,767

40,161

43,172

44,340

45,811

Refunds
Prior Year1
Previous Years
Current Year1
State-City Offset1
Total Refunds
Net Receipts
1

These components, collectively, are known as the “settlement” on the prior year’s tax liability.
Totals may not equal sum of components due to rounding.
PERSONAL INCOME TAX CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter
1

Update

$
Change

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund
Gross Collections
Refunds/Offsets
STAR
RBTF

26,916
47,252
(6,996)
(3,276)
(10,064)

26,844
47,252
(7,091)
(3,276)
(10,041)

(72)
0
(95)
0
23

-0.3%
0.0%
1.4%
0.0%
-0.2%

28,920
50,354
(7,182)
(3,459)
(10,793)

28,920
50,354
(7,182)
(3,459)
(10,793)

0
0
0
0
0

0.0%
0.0%
0.0%
0.0%
0.0%

State/All Funds
Gross Collections
Refunds

40,256
47,252
(6,996)

40,161
47,252
(7,091)

(95)
0
(95)

-0.2%
0.0%
1.4%

43,172
50,354
(7,182)

43,172
50,354
(7,182)

0
0
0

0.0%
0.0%
0.0%

1

Excludes Transfers.

Compared to the First Quarterly Update, FY 2013 All Funds income tax receipts are
projected to decrease by $95 million. The state-city offset is projected to increase by $50 million
reflecting higher offset transfers unfavorable to the State. Likewise, the $45 million increase in
previous years refunds related to tax years prior to 2011 reflects higher than projected refunds
inventory.
Compared to the First Quarterly Update, FY 2014 All Funds income tax receipts are
unchanged.

29

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
PERSONAL INCOME TAX
(millions of dollars)
FY 2014
Projected

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

General Fund1
Gross Collections
Refunds/Offsets
STAR
RBTF

28,920
50,354
(7,182)
(3,459)
(10,793)

29,613
52,421
(8,081)
(3,642)
(11,085)

693
2,067
(899)
(183)
(292)

30,614
54,544
(8,733)
(3,744)
(11,453)

1,001
2,123
(652)
(102)
(368)

State/All Funds
Gross Collections
Refunds

43,172
50,354
(7,182)

44,340
52,421
(8,081)

1,168
2,067
(899)

45,811
54,544
(8,733)

1,471
2,123
(652)

1

Excludes Transfers.

All Funds income tax receipts for FY 2015 of $44.3 billion are projected to increase $1.2
billion (2.7 percent) from the prior year. This change primarily reflects increases of $1.2 billion
(3.5 percent) in withholding, $915 million (7.3 percent) in total estimated payments partially
offset by an $899 million (12.5 percent) increase in total refunds and a $115 million (5.1 percent)
decrease in final returns payments for tax year 2013. Delinquencies are projected to increase $52
million (4.4 percent) from the prior year. The increase in total refunds of $899 million almost
entirely reflects an increase in current refunds for tax year 2013 due mainly to the beginning of
the tax credit deferral payback.
General Fund income tax receipts for FY 2015 of $29.6 billion are projected to increase by
$693 million (2.4 percent). The RBTF and STAR fund deposits are projected to increase by $292
million (2.7 percent) and $183 million (5.3 percent), respectively
All Funds income tax receipts are projected to increase by nearly $1.5 billion (3.3 percent) in
FY 2016 to reach $45.8 billion while General Fund receipts are projected to be $30.6 billion.

30

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
USER TAXES AND FEES
USER TAXES AND FEES
(millions of dollars)
FY 2012
Results

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund1
Sales Tax
Cigarette and Tobacco Taxes
Alcoholic Beverage Taxes

9,055
8,346
471
238

9,189
8,484
461
244

134
138
(10)
6

1.5%
1.7%
-2.1%
2.5%

9,563
8,864
454
245

374
380
(7)
1

4.1%
4.5%
-1.5%
0.4%

State/All Funds
Sales Tax
Cigarette and Tobacco Taxes
Motor Fuel
Highway Use Tax
Alcoholic Beverage Taxes
Taxicab Surcharge
Auto Rental Tax

14,571
11,876
1,633
501
132
238
87
104

14,784
12,095
1,585
515
147
244
89
109

213
219
(48)
14
15
6
2
5

1.5%
1.8%
-2.9%
2.8%
11.4%
2.5%
2.3%
4.8%

15,304
12,635
1,555
517
142
245
96
114

520
540
(30)
2
(5)
1
7
5

3.5%
4.5%
-1.9%
0.4%
-3.4%
0.4%
7.9%
4.6%

1

Excludes Transfers.

All Funds user taxes and fees receipts for FY 2013 are estimated to be $14.8 billion, an
increase of $213 million (1.5 percent) from FY 2012. Overall, sales tax receipts are estimated to
increase by $219 million (1.8 percent) compared with FY 2012. Non-sales tax user taxes and
fees are estimated to decrease by $6 million from FY 2012 due primarily to a decrease in
cigarette and tobacco tax collections ($48 million) partially offset by an estimated increase in
HUT collections ($15 million). HUT collections will increase since this is a triennial
“registration” year, while taxable cigarette consumption has decreased.
General Fund user taxes and fees receipts are expected to total $9.2 billion in FY 2013, an
increase of $134 million (1.5 percent) from FY 2012. Sales tax receipts will increase by
$138 million (1.7 percent) while cigarette and tobacco tax collections are estimated to decline by
$10 million. Alcohol beverage tax receipts are estimated to increase by $6 million.
All Funds user taxes and fees receipts for FY 2014 are projected to be $15.3 billion, an
increase of $520 million (3.5 percent) from FY 2013. Sales tax receipts are projected to increase
by $540 million (4.5 percent) due to projected growth in New York disposable income, light
vehicle sales and employment. Cigarette tax collections are projected to decline by $30 million
due to a projected continuation of a long-term decline in consumption. General Fund user taxes
and fees receipts are projected to total nearly $9.6 billion in FY 2014, an increase of $374
million (4.1 percent) from FY 2013.

31

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
USER TAXES AND FEES CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter

Update

$
Change

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund1
Sales Tax
Cigarette and Tobacco Taxes
Alcoholic Beverage Taxes

9,196
8,483
469
244

9,189
8,484
461
244

(7)
1
(8)
0

-0.1%
0.0%
-1.7%
0.0%

9,570
8,863
462
245

9,563
8,864
454
245

(7)
1
(8)
0

-0.1%
0.0%
-1.7%
0.0%

State/All Funds
Sales Tax
Cigarette and Tobacco Taxes
Motor Fuel
Highway Use Tax
Alcoholic Beverage Taxes
Taxicab Surcharge
Auto Rental Tax

14,814
12,095
1,615
515
147
244
89
109

14,784
12,095
1,585
515
147
244
89
109

(30)
0
(30)
0
0
0
0
0

-0.2%
0.0%
-1.9%
0.0%
0.0%
0.0%
0.0%
0.0%

15,334
12,635
1,585
516
142
245
96
115

15,304
12,635
1,555
517
142
245
96
114

(30)
0
(30)
1
0
0
0
(1)

-0.2%
0.0%
-1.9%
0.2%
0.0%
0.0%
0.0%
-0.9%

1

Excludes Transfers.

All Funds user taxes and fees for FY 2013 are estimated to be $14.8 billion, a decline of
$30 million (0.2 percent) from the First Quarterly Update. The cigarette and tobacco taxes
estimate is revised downward by $30 million to reflect lower than anticipated consumption.
General Fund user taxes and fees receipts are estimated to be $9.2 billion in FY 2013, a decrease
of $7 million from the First Quarterly Update.
All Funds user taxes and fees for FY 2014 are projected to be $15.3 billion, a decrease of
$30 million (0.2 percent) from the First Quarterly Update. General Fund user taxes and fees
receipts are projected to be $9.6 billion in FY 2014, a decrease of $7 million from the First
Quarterly Update.
USER TAXES AND FEES
(millions of dollars)
FY 2014
Projected

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

General Fund1
Sales Tax
Cigarette and Tobacco Taxes
Alcoholic Beverage Taxes

9,563
8,864
454
245

9,978
9,281
447
250

415
417
(7)
5

10,343
9,654
439
250

365
373
(8)
0

State/All Funds
Sales Tax
Cigarette and Tobacco Taxes
Motor Fuel
Highway Use Tax
Alcoholic Beverage Taxes
Taxicab Surcharge
Auto Rental Tax

15,304
12,635
1,555
517
142
245
96
114

15,880
13,221
1,526
520
144
250
100
119

576
586
(29)
3
2
5
4
5

16,395
13,748
1,496
524
152
250
101
124

515
527
(30)
4
8
0
1
5

1

Excludes Transfers.

32

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
All Funds user taxes and fees are projected to be $15.9 billion in FY 2015, an increase of
$576 million (3.8 percent) from FY 2014. General Fund receipts are projected to be nearly $10
billion, an increase of $415 million (4.3 percent). All Funds user taxes and fees are projected to
be $16.4 billion in FY 2016, an increase of $515 million (3.2 percent) from FY 2015. General
Fund receipts are projected to be $10.3 billion, an increase of $365 million (3.7 percent).
All Funds and General Funds receipts estimates essentially reflect trend growth rates in
taxable consumption.
 
BUSINESS TAXES
BUSINESS TAXES
(millions of dollars)
FY 2012
Results

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax
Petroleum Business Tax

5,760
2,724
617
1,257
1,161
1

6,035
2,635
660
1,301
1,439
0

275
(89)
43
44
278
(1)

4.8%
-3.3%
7.0%
3.5%
23.9%
-100.0%

6,208
2,836
638
1,364
1,370
0

173
201
(22)
63
(69)
0

2.9%
7.6%
-3.3%
4.8%
-4.8%
0.0%

State/All Funds
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax
Petroleum Business Tax

7,877
3,176
797
1,413
1,391
1,100

8,210
3,036
844
1,458
1,710
1,162

333
(140)
47
45
319
62

4.2%
-4.4%
5.9%
3.2%
22.9%
5.6%

8,440
3,279
822
1,531
1,608
1,200

230
243
(22)
73
(102)
38

2.8%
8.0%
-2.6%
5.0%
-6.0%
3.3%

All Funds business tax receipts for FY 2013 are estimated at $8.2 billion, an increase of $333
million (4.2 percent) from the prior year. The estimates reflect growth across all taxes, with the
exception of the corporate franchise tax. The estimate includes an incremental $71 million ($313
million in FY 2012 to $384 million in FY 2013) from the deferral of certain tax credits that was
part of the FY 2011 Enacted Budget.
The annual decline in the corporate franchise tax of $140 million (4.4 percent) is attributable
to weakness in tax year 2012 payments as well as lower audit receipts. Tax year 2012 payments
are expected to decline 6.8 percent from the prior year. Fewer large audit cases contribute to the
24.3 percent decline in year-over-year audit receipts.
The corporation and utilities tax is expected to increase $47 million (5.9 percent) from
FY 2012. A large telecommunications audit was received in the first quarter of FY 2013
resulting in estimated year-over-year annual growth of nearly $29 million (100 percent) in audit
collections. Gross receipts are expected to be flat compared to FY 2012 as revenue has been
affected by declining revenue from the telecommunications sector. Numerous changes have
occurred in this sector over the last several years that have diminished the taxable base. These
changes have been highlighted by consumer shifts to mobile and non-cable voice over Internet
protocol telecommunications at the expense of landline telecommunications and the growing use
of internet-based communications tools such as Twitter and Facebook.

33

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
Growth in insurance tax receipts ($45 million, 3.2 percent) is expected to be at historical
trend growth as the economy steadily improves.
The bank tax is estimated to grow $319 million (22.9 percent) in FY 2013 as banks continue
to report healthy profits bolstered by a reduction in loan loss reserves and increased refinancing
activity due to low mortgage rates. Tax year 2012 payments from commercial taxpayers are
expected to increase 19.9 percent. Additionally, a large bank audit is expected to be received in
the third quarter of FY 2013.
General Fund business tax receipts for FY 2013 of $6 billion are estimated to increase by
$275 million (4.8 percent) from FY 2012 results. Business tax receipts deposited to the General
Fund reflect the All Funds trends discussed above.
All Funds business tax receipts for FY 2014 of $8.4 billion are projected to increase
$230 million (2.8 percent) from the prior year reflecting growth in gross receipts (but not audits)
across all business taxes.
General Fund business tax receipts for FY 2014 of $6.2 billion are projected to increase $173
million (2.9 percent) from the prior year.
ALL FUNDS BUSINESS TAX AUDIT AND NON-AUDIT RECEIPTS
(millions of dollars)
FY 2009
Actual
Corporate Franchise Tax
  Audit
  Non-Audit

FY 2010
Actual

FY 2011
Actual

FY 2012
Actual

FY 2013
Updated

3,220
905
2,315

2,511
698
1,813

2,846
810
2,036

3,176
1,080
2,096

3,036
818
2,218

863
47
816

954
52
902

814
14
800

796
29
767

844
58
786

Insurance Taxes
  Audit
  Non-Audit

1,181
41
1,140

1,491
35
1,456

1,351
38
1,313

1,413
21
1,392

1,458
26
1,432

Bank Taxes
  Audit
  Non-Audit

1,233
455
778

1,399
290
1,109

1,178
239
939

1,392
125
1,267

1,710
317
1,393

Petroleum Business Taxes
  Audit
  Non-Audit

1,107
16
1,091

1,104
10
1,094

1,091
7
1,084

1,100
6
1,094

1,162
6
1,156

Total Business Taxes

7,604
1,464
6,140

7,459
1,085
6,374

7,280
1,108
6,172

7,877
1,261
6,616

8,210
1,225
6,985

Corporation and Utilities Taxes
  Audit
  Non-Audit

  Audit
  Non-Audit

34

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
BUSINESS TAXES CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter

$
Change

Update

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax

6,035
2,737
684
1,322
1,292

6,035
2,635
660
1,301
1,439

0
(102)
(24)
(21)
147

0.0%
-3.7%
-3.5%
-1.6%
11.4%

6,208
2,931
662
1,373
1,242

6,208
2,836
638
1,364
1,370

0
(95)
(24)
(9)
128

0.0%
-3.2%
-3.6%
-0.7%
10.3%

State/All Funds
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax
Petroleum Business Tax

8,226
3,172
879
1,479
1,534
1,162

8,210
3,036
844
1,458
1,710
1,162

(16)
(136)
(35)
(21)
176
0

-0.2%
-4.3%
-4.0%
-1.4%
11.5%
0.0%

8,463
3,413
860
1,539
1,451
1,200

8,440
3,279
822
1,531
1,608
1,200

(23)
(134)
(38)
(8)
157
0

-0.3%
-3.9%
-4.4%
-0.5%
10.8%
0.0%

Compared to the First Quarterly Update, FY 2013 All Funds business tax receipts are revised
down by $16 million (0.2 percent), while General Fund receipts are unchanged. The decrease in
All Funds receipts is the result of weaker than expected calendar year 2012 payments in all taxes,
except the bank tax.
Compared to the First Quarterly Update, FY 2014 All Funds business tax receipts are
revised down by $23 million (0.3 percent) and the General Fund is unchanged. Continued
calendar year taxpayer weakness in the corporate franchise and corporation and utilities taxes is
partially offset by continued strength in the bank tax.
BUSINESS TAXES
(millions of dollars)
FY 2014
Projected

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

General Fund
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax
Petroleum Business Tax

6,208
2,836
638
1,364
1,370
0

5,686
2,150
689
1,408
1,439
0

(522)
(686)
51
44
69
0

6,237
2,526
710
1,484
1,517
0

551
376
21
76
78
0

State/All Funds
Corporate Franchise Tax
Corporation & Utilities Tax
Insurance Tax
Bank Tax
Petroleum Business Tax

8,440
3,279
822
1,531
1,608
1,200

7,973
2,625
875
1,580
1,688
1,205

(467)
(654)
53
49
80
5

8,586
3,030
902
1,662
1,781
1,211

613
405
27
82
93
6

35

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
All Funds business tax receipts for FY 2015 and FY 2016 reflect trend growth that is
determined in part by the expected levels of corporate profits, taxable insurance premiums,
electric utility consumption prices, the consumption of telecommunications services and
automobile fuel consumption and fuel prices. All Funds business tax receipts are projected to
decline to $8 billion (5.5 percent) in FY 2015, and increase to $8.6 billion (7.7 percent) in
FY 2016. The decline in FY 2015 reflects the first year of the repayment of deferred tax credits
to taxpayers. General Fund business tax receipts over this period are expected to decline to
$5.7 billion (8.4 percent) in FY 2015 and increase to $6.2 billion (9.7 percent) in FY 2016.
OTHER TAXES
OTHER TAXES
(millions of dollars)
FY 2012
Results
1

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund
Estate Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
All Other Taxes

1,096
1,078
0
0
17
1

1,146
1,127
0
0
18
1

50
49
0
0
1
0

4.6%
4.5%
NA
NA
5.9%
0.0%

1,139
1,120
0
0
18
1

(7)
(7)
0
0
0
0

-0.6%
-0.6%
0.0%
0.0%
0.0%
0.0%

State/All Funds
Estate Tax
Gift Tax
Real Property Gains Tax
Real Estate Transfer Tax
Pari-Mutuel Taxes
All Other Taxes

1,706
1,078
0
0
610
17
1

1,806
1,127
0
0
660
18
1

100
49
0
0
50
1
0

5.9%
4.5%
NA
NA
8.2%
5.9%
0.0%

1,874
1,120
0
0
735
18
1

68
(7)
0
0
75
0
0

3.8%
-0.6%
0.0%
0.0%
11.4%
0.0%
0.0%

1

Excludes Transfers.

All Funds other taxes receipts for FY 2013 are estimated to be just over $1.8 billion, an
increase of $100 million (5.9 percent) from FY 2012. Growth in the estate tax of $49 million
(4.5 percent) and in the real estate transfer tax of $50 million (8.2 percent) reflect an expected
increase in household net worth and a recovering real estate market.
General Fund other taxes receipts are expected to total over $1.1 billion in FY 2013, an
increase of $50 million (4.6 percent) from FY 2012. This is almost entirely attributable to the
increase in the estate tax noted above.
All Funds other taxes receipts for FY 2014 are projected to be nearly $1.9 billion, an increase
of $68 million (3.8 percent) from FY 2013, driven almost entirely by the strong growth in the
real estate transfer tax of $75 million (11.4 percent). The real estate transfer tax increase is
driven by a combination of a projected increase in both NY housing starts and average NY
housing price.

36

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
OTHER TAXES CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter
1

Update

$
Change

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund
Estate Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
All Other Taxes

1,146
1,127
0
0
18
1

1,146
1,127
0
0
18
1

0
0
0
0
0
0

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%

1,139
1,120
0
0
18
1

1,139
1,120
0
0
18
1

0
0
0
0
0
0

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%

State/All Funds
Estate Tax
Gift Tax
Real Property Gains Tax
Real Estate Transfer Tax
Pari-Mutuel Taxes
All Other Taxes

1,831
1,127
0
0
685
18
1

1,806
1,127
0
0
660
18
1

(25)
0
0
0
(25)
0
0

-1.4%
0.0%
0.0%
0.0%
-3.6%
0.0%
0.0%

1,874
1,120
0
0
735
18
1

1,874
1,120
0
0
735
18
1

0
0
0
0
0
0
0

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%

1

Excludes Transfers.

All Funds other taxes for FY 2013 have been revised downward by $25 million (1.4 percent)
from the First Quarterly Update estimate, primarily due to year-to-date real estate transfer tax
receipts. All Funds other taxes receipts for FY 2014 are changed from the First Quarterly
Update.
General Fund other taxes receipts for FY 2013 are unchanged from the First Quarterly
Update.
OTHER TAXES
(millions of dollars)
FY 2014
Projected

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

General Fund1
Estate Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
All Other Taxes

1,139
1,120
0
0
18
1

1,224
1,205
0
0
18
1

85
85
0
0
0
0

1,224
1,205
0
0
18
1

0
0
0
0
0
0

State/All Funds
Estate Tax
Gift Tax
Real Property Gains Tax
Real Estate Transfer Tax
Pari-Mutuel Taxes
All Other Taxes

1,874
1,120
0
0
735
18
1

2,029
1,205
0
0
805
18
1

155
85
0
0
70
0
0

2,104
1,205
0
0
880
18
1

75
0
0
0
75
0
0

1

Excludes Transfers.

37

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
The FY 2015 All Funds receipts projection for other taxes is $2.0 billion, up $155 million
(8.3 percent) from FY 2014 receipts. Moderate growth in the estate tax is projected to follow
expected increases in household net worth. Receipts from the real estate transfer tax are
projected to increase substantially, reflecting expected improvement in residential and
commercial real estate markets.
The FY 2016 All Funds receipts projection for other taxes of over $2.1 billion is up $75
million (3.7 percent) from FY 2015 receipts. The forecast reflects continued projected increases
in household net worth and the value of real estate transfers.
MISCELLANEOUS RECEIPTS AND FEDERAL GRANTS
MISCELLANEOUS RECEIPTS AND FEDERAL GRANTS
(millions of dollars)
FY 2012
Results

FY 2013
Updated

Annual $
Change

Annual %
Change

FY 2014
Projected

Annual $
Change

Annual %
Change

General Fund
Miscellaneous Receipts
Federal Grants

3,222
3,162
60

3,801
3,741
60

579
579
0

18.0%
18.3%
0.0%

2,789
2,787
2

(1,012)
(954)
(58)

-26.6%
-25.5%
-96.7%

State Funds
Miscellaneous Receipts
Federal Grants

23,814
23,669
145

24,667
24,522
145

853
853
0

3.6%
3.6%
0.0%

23,937
23,850
87

(730)
(672)
(58)

-3.0%
-2.7%
-40.0%

All Funds
Miscellaneous Receipts
Federal Grants

68,448
23,837
44,611

67,211
24,708
42,503

(1,237)
871
(2,108)

-1.8%
3.7%
-4.7%

68,303
24,036
44,267

1,092
(672)
1,764

1.6%
-2.7%
4.2%

All Funds miscellaneous receipts include moneys received from HCRA financing
sources, SUNY tuition and patient income, lottery receipts for education, assessments on
regulated industries, and a variety of fees and licenses. All Funds miscellaneous receipts are
projected to total $24.7 billion in FY 2013, an annual increase of $871 million from FY 2012
results, which is mainly due to projected growth in receipts to the HCRA fund, receipts from a
settlement agreement between Standard Chartered Bank and the State, resources and recoveries
from public authorities, and the receipt of civil recoveries made by district attorneys.
Federal grants help pay for State spending on Medicaid, temporary and disability assistance,
mental hygiene, school aid, public health, and other activities. Annual changes to Federal grants
generally correspond to changes in Federally-reimbursed spending and Federal allocations.
While the timing of Federal receipts can sometimes be difficult to predict, DOB typically plans
that Federal reimbursement will be received in the State fiscal year in which spending occurs.
All Funds Federal grants are projected to total $42.5 billion in FY 2013, a decrease of $2.1
billion from FY 2012, which largely reflects the expiration of certain Federal ARRA moneys.
General Fund miscellaneous receipts are projected to total over $3.7 billion in FY 2013, an
increase of $579 million from FY 2012 results, which is mainly due to one-time payments from
the Standard Chartered Bank Settlement, resources and recoveries from public authorities, and
civil recoveries made by district attorneys.

38

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
Total General Fund receipts in FY 2014 are expected to decline by $1.0 billion, reflecting a
decline from the level of FY 2013 receipts which included one-time payments, and an
acceleration of Abandoned Property proceeds.
MISCELLANEOUS RECEIPTS AND FEDERAL GRANTS: CHANGE FROM FIRST QUARTERLY UPDATE FORECAST
(millions of dollars)

First

FY 2013
Mid-Year

Quarter
1

Update

$
Change

%
Change

First

FY 2014
Mid-Year

Quarter

Update

$
Change

%
Change

General Fund
Miscellaneous Receipts
Federal Grants

3,414
3,354
60

3,801
3,741
60

387
387
0

11.3%
11.5%
0.0%

2,881
2,879
2

2,789
2,787
2

(92)
(92)
0

-3.2%
-3.2%
0.0%

State Funds
Miscellaneous Receipts
Federal Grants

24,462
24,317
145

24,667
24,522
145

205
205
0

0.8%
0.8%
0.0%

24,383
24,296
87

23,937
23,850
87

(446)
(446)
0

-1.8%
-1.8%
0.0%

All Funds
Miscellaneous Receipts
Federal Grants

67,136
24,503
42,633

67,211
24,708
42,503

75
205
(130)

0.1%
0.8%
-0.3%

68,668
24,482
44,186

68,303
24,036
44,267

(365)
(446)
81

-0.5%
-1.8%
0.2%

1

Excludes Transfers.

All Funds miscellaneous receipts have been revised upward by $205 million in FY 2013,
which largely reflects receipts from a settlement agreement between the Standard Chartered
Bank and the State ($340 million), partly offset by lower expected receipts from HCRA
financing sources. Receipts have been reduced by $446 million in FY 2014, reflecting revised
assumptions on the level of resources and recoveries available to the State from public
authorities and lower expected receipts from HCRA financing sources.
Projections of Federal grants for FY 2013 and FY 2014 have changed marginally since the
First Quarterly Update to better reflect year-to-date receipts and updated assumptions.
General Fund miscellaneous receipts in FY 2013 have been revised upward by $387 million,
largely reflecting the one-time settlement from Standard Chartered Bank. FY 2014 receipts are
revised downward by $92 million, reflecting revised assumptions on the level of resources and
recoveries available to the State from public authorities.

39

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
MISCELLANEOUS RECEIPTS AND FEDERAL GRANTS
(millions of dollars)
FY 2014
Projected

FY 2015
Projected

Annual $
Change

FY 2016
Projected

Annual $
Change

General Fund
Miscellaneous Receipts
Federal Grants

2,789
2,787
2

2,232
2,232
0

(557)
(555)
(2)

2,324
2,324
0

92
92
0

State Funds
Miscellaneous Receipts
Federal Grants

23,937
23,850
87

23,419
23,334
85

(518)
(516)
(2)

23,688
23,603
85

269
269
0

All Funds
Miscellaneous Receipts
Federal Grants

68,303
24,036
44,267

70,294
23,520
46,774

1,991
(516)
2,507

72,179
23,789
48,390

1,885
269
1,616

All Funds miscellaneous receipts are projected to decline by $516 million in FY 2015, partly
due to the expiration of the temporary increase to 18-a utility assessments. All Funds
miscellaneous receipts are projected to increase by $269 million in FY 2016.
Annual Federal grants growth of $2.5 billion in FY 2015, and $1.6 billion in FY 2016, is
primarily due to growth in Federal Medicaid spending.
General Fund miscellaneous receipts and Federal grants collections for FY 2015 and FY
2016 are projected to be $2.2 billion and $2.3 billion respectively.

40

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
DISBURSEMENTS
The multi-year disbursements projections take into account agency staffing levels, program
caseloads, funding formulas contained in State and Federal law, inflation and other factors. The
factors that affect spending estimates vary by program. For example, welfare spending is based
primarily on anticipated caseloads that are estimated by analyzing historical trends and projected
economic conditions. Projections account for the timing of payments, since not all of the
amounts appropriated in the Budget are disbursed in the same fiscal year. Consistent with past
years, the aggregate spending projections (i.e., the sum of all projected spending by individual
agencies) in special revenue funds have been adjusted downward in all fiscal years, based on
typical spending patterns and the observed variance between estimated and actual results over
time.
Total disbursements in FY 2013 are estimated at $59.4 billion in the General Fund and $89.4
billion in State Operating Funds. Over the multi-year Financial Plan, State Operating Funds
spending projections reflect spending at the capped growth rates for Medicaid and School Aid,
and contemplate the effect of national health care reform on State health care costs. The
projections do not reflect any potential impact of automatic spending reductions that will be
triggered if the Federal government does not enact an alternative deficit reduction plan.
Medicaid, education, pension costs, employee and retiree health benefits, social services
programs and debt service are significant drivers of spending growth over the Plan period.

41

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
LOCAL ASSISTANCE GRANTS
Local assistance spending includes payments to local governments, school districts, health
care providers, and other entities, as well as financial assistance to, or on behalf of, individuals,
families and not-for-profit organizations. State-funded local assistance spending accounts for
over 65 percent of total State Operating Funds spending. Education and health care spending
account for three-quarters of local assistance spending.
Selected assumptions used in preparing the spending projections for the State’s major local
aid programs and activities are summarized in the following table.
FORECAST FOR SELECTED PROGRAM MEASURES AFFECTING OPERATING ACTIVITIES
Forecast

Medicaid
Medicaid Caseload

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

4,535,463

4,628,505

4,856,565

5,324,544

5,395,005

- Family Health Plus Caseload

427,066

453,355

479,644

505,932

532,221

- Child Health Plus Caseload

418,241

436,241

454,241

472,241

490,241

State Takeover of County/NYC Costs ($000)
- Family Health Plus
- Medicaid

$1,544
$428
$1,116

$1,467
$515
$952

$1,846
$597
$1,249

$2,458
$682
$1,776

$3,201
$775
$2,426

$19,542
N/A

$20,347
4.1

$21,059
3.5

$21,901
4.0

$22,908
4.6

Public Higher Education Enrollment (FTEs)

576,300

577,664

578,242

578,820

579,399

Tuition Assistance Program Recipients

309,334

310,633

310,633

310,633

310,633

Education
School Aid (School Year) ($000)
Education Personal Income Growth Index
Higher Education

Welfare
Family Assistance Caseload

383,052

378,934

368,234

358,795

351,009

Single Adult/No Children Caseload

183,863

187,254

185,777

184,815

184,361

Mental Hygiene
Total Mental Hygiene Community Beds
- OMH Community Beds
- OPWDD Community Beds
- OASAS Community Beds

87,895
36,179
39,012
12,704

91,793
39,431
39,621
12,741

96,330
43,097
40,404
12,829

100,588
46,616
41,077
12,895

101,393
47,366
41,077
12,950

Prison Population (Corrections)

55,944

55,900

55,900

55,900

42

55,900

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
EDUCATION
SCHOOL AID
School Aid helps support elementary and secondary education for New York pupils enrolled
in 676 major school districts throughout the State. State funding is provided to districts based on
statutory aid formulas and through reimbursement of categorical expenses. State funding for
schools assists districts in meeting locally defined needs, supports the construction of school
facilities, and finances school transportation for nearly three million students statewide.
School Year (July 1 — June 30)
The FY 2013 Financial Plan reflects a two-year appropriation for School Aid. Annual
increases in School Aid are calculated on the rate of growth in New York State personal income.
School Aid funding is expected to increase by $805 million (4.1 percent) in the 2012-13 school
year and $712 million (3.5 percent) in the 2013-14 school year. The estimated growth rates are
expected to be updated in the Executive Budget Financial Plan due in January 2013.
Over the multi-year Financial Plan, School Aid funding is expected to be a function of both a
personal income growth index used to determine allowable growth and future legislation to
allocate the allowable increases. Current law prescribes allowable growth to include spending
for new competitive performance grant programs which reward school districts that demonstrate
significant student performance improvements or those that undertake long-term structural
changes to reduce costs and improve efficiency. Allowable growth also includes increases in
expense-based aid programs (e.g., Building Aid, Transportation Aid) and certain other aid
categories under existing statutory provisions. Any remaining amount of allowable growth can
be allocated pursuant to a chapter of law for purposes including, but not limited to, additional
spending for competitive grants, phase-in increases in Foundation Aid or restoration of the GEA.
For the 2012-13 school year, this $805 million allowable increase includes $243 million in
growth in expense-based aids and other miscellaneous aid categories under current law, a $400
million GEA restoration, a $112 million increase in Foundation Aid, and $50 million to support
the first of three annual payments for the first round of performance grants. A second, expanded
round of performance grants will be awarded in the 2012-13 school year from $75 million in
annual funding outside the school aid growth limit.
School Aid is projected to increase by $842 million in the 2014-15 school year, and is
projected to reach an annual total of $22.9 billion in the 2015-16 school year.
TOTAL SCHOOL AID - SCHOOL YEAR BASIS (JULY 1 - JUNE 30)
(millions of dollars)
SY 2012

SY 2013

Change

$19,542

$20,347

$805
4.1%

SY 2014
$21,059

Change
$712
3.5%

43

SY 2015
$21,901

Change
$842
4.0%

SY 2016
$22,908

Change
$1,007
4.6%

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
STATE FISCAL YEAR
The State finances School Aid from General Fund revenues and from Lottery Fund receipts,
including VLTs, which are accounted for and disbursed from a dedicated revenue fund. Because
the State fiscal year begins on April 1, the State pays approximately 70 percent of the annual
school year commitment during the State fiscal year in which it is enacted, and pays the
remaining 30 percent in the first three months of the following State fiscal year.
The table below summarizes the multi-year projected funding levels for School Aid on a
State fiscal year basis.
TOTAL SCHOOL AID - STATE FISCAL YEAR BASIS
(millions of dollars)

Total State Operating Funds
General Fund Local Assistance
Core Lottery Aid
VLT Lottery Aid
General Fund Lottery/VLT Guarantee

FY 2012

FY 2013

Results

Updated

Change

Projected

Change

Projected

Change

Projected

Change

19,662

20,056

2.0%

20,911

4.3%

21,714

3.8%

22,671

4.4%

16,778
2,147
682
55

17,003
2,187
847
19

1.3%
1.9%
24.2%
-65.5%

17,832
2,200
879
0

4.9%
0.6%
3.8%
-100.0%

18,630
2,195
889
0

4.5%
-0.2%
1.1%
-100.0%

19,585
2,197
889
0

5.1%
0.1%
0.0%
0.0%

FY 2014

FY 2015

FY 2016

State spending for School Aid is projected to total $20.1 billion in FY 2013. Receipts
available to finance School Aid, from lottery sales and VLT facilities, are expected to grow
marginally in upcoming years. In addition to State aid, school districts receive over $3 billion
annually in Federal categorical aid.

44

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
SCHOOL TAX RELIEF PROGRAM
The STAR program provides school tax relief to taxpayers. The three components of STAR
and their approximate shares in FY 2013 are: the basic school property tax exemption for
homeowners with income under $500,000 (57 percent), the enhanced school property tax
exemption for senior citizen homeowners with income under $79,050 (25 percent), and a flat
refundable credit and rate reduction for New York City resident personal-income taxpayers (18
percent).
SCHOOL TAX RELIEF (STAR)
(millions of dollars)

Total State Operating Funds

FY 2012

FY 2013

Results

Updated

FY 2014
Change

Projected

FY 2015
Change

Projected

FY 2016
Change

Projected

Change

3,233

3,276

1.3%

3,459

5.6%

3,642

5.3%

3,744

2.8%

1,856

1,859

0.2%

1,986

6.8%

2,125

7.0%

2,188

3.0%

Enhanced (Seniors)

807

829

2.7%

862

4.0%

898

4.2%

925

3.0%

New York City PIT

570

588

3.2%

611

3.9%

619

1.3%

631

1.9%

Basic Exemption

The STAR program exempts the first $30,000 of every eligible homeowner’s property value
from the local school tax levy. Lower-income senior citizens receive a $62,200 exemption.
Spending for the STAR property tax exemption reflects reimbursements made to school districts
to offset the reduction in property tax revenues.
The annual increase in a qualifying homeowner’s STAR exemption benefit is limited to 2
percent. Homeowners who earn more than $500,000 a year are not eligible for the STAR
property tax exemption. New York City personal income taxpayers with annual income over
$500,000 have a reduced benefit.
The multi-year Financial Plan includes a new policy whereby the Department of Taxation
and Finance will instruct local assessors to withhold the STAR exemption benefit from taxpayers
who have a State-imposed and State-administered tax liability of $4,500 or more, and own a
home that is STAR-eligible. New York City residents who are similarly in arrears would lose
their City PIT rate-reduction benefit, as well as the State School Tax Reduction Credit.

45

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
OTHER EDUCATION AID
In addition to School Aid, the State provides funding and support for various other
education-related initiatives. These include: special education services; prekindergarten through
grade 12 education programs; cultural education; higher and professional education programs;
and adult career and continuing education services.
Major programs under the Office of Prekindergarten through Grade 12 Education address
specialized student needs or reimburse school districts for education-related services, including
the school breakfast and lunch programs, non-public school aid, and various special education
programs. In special education, New York provides a full spectrum of services to over 400,000
students from ages 3 to 21. Higher and professional education programs monitor the quality and
availability of postsecondary education programs and regulate the licensing and oversight of 49
professions. FY 2013 reflects the timing of payments previously allocated in FY 2012.
Spending for special education is expected to increase as program costs and enrollment rise.
In FY 2012, school districts financed the costs associated with schools for the blind and deaf in
the first instance and will be reimbursed by the State in FY 2013, which drives a significant
annual increase in FY 2013 spending. Other education spending is affected by the elimination of
one-time spending increases enacted in FY 2013, and the phase-out of Federal ARRA State
Fiscal Stabilization Funds.
OTHER EDUCATION
(millions of dollars)
FY 2012
Results
Total State Operating Funds
Special Education
All Other Education

1,698
1,176
522

FY 2013
Updated

Change

FY 2014
Projected

Change

FY 2015
Projected

Change

FY 2016
Projected

Change

1,975
1,358
617

16.3%
15.5%
18.2%

2,004
1,456
548

1.5%
7.2%
-11.2%

2,087
1,546
541

4.1%
6.2%
-1.3%

2,199
1,657
542

5.4%
7.2%
0.2%

46

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
HIGHER EDUCATION
HIGHER EDUCATION
(millions of dollars)
FY 2012

FY 2013

Results

Updated

Change

Projected

FY 2014
Change

Projected

FY 2015
Change

Projected

FY 2016
Change

Total State Operating Funds

2,608

2,618

0.4%

2,812

7.4%

2,888

2.7%

2,967

2.7%

City University
Operating Aid to NYC (Senior Colleges)
Community College Aid
Community Projects

1,203
1,024
178
1

1,220
1,025
194
1

1.4%
0.1%
9.0%
0.0%

1,342
1,149
193
0

10.0%
12.1%
-0.5%
-100.0%

1,405
1,212
193
0

4.7%
5.5%
0.0%
0.0%

1,472
1,279
193
0

4.8%
5.5%
0.0%
0.0%

Higher Education Services
Tuition Assistance Program
Aid for Part Time Study
Scholarships/Aw ards

924
873
12
39

936
877
12
47

1.3%
0.5%
0.0%
20.5%

1,001
935
12
54

6.9%
6.6%
0.0%
14.9%

1,014
940
12
62

1.3%
0.5%
0.0%
14.8%

1,026
946
12
68

1.2%
0.6%
0.0%
9.7%

State University
1
Community College Aid
2
Hospital Subsidy
Other

481
444
32
5

462
457
0
5

-4.0%
2.9%
-100.0%
0.0%

469
465
0
4

1.5%
1.8%
0.0%
-20.0%

469
465
0
4

0.0%
0.0%
0.0%
0.0%

469
465
0
4

0.0%
0.0%
0.0%
0.0%

1

State support for SUNY four-year institutions is funded through State operations rather than local assistance.
Beginning in academic year 2011-12, the SUNY hospital subsidy is funded as a transfer from General Fund State operations rather
than local assistance.

2

Local assistance for higher education spending includes funding for CUNY, SUNY and
HESC. The State provides reimbursements to New York City for costs associated with CUNY’s
senior college operations, and works in conjunction with the City of New York to support
CUNY’s community colleges. The CUNY system is the largest urban public university system
in the nation. Funding for SUNY supports 30 community colleges across multiple campuses.
HESC administers the TAP program that provides awards to income-eligible students and
provides centralized processing for other student financial aid programs. The financial aid
programs that the Corporation administers are funded by the State and the Federal government.
The State also provides a sizeable benefit to SUNY and CUNY through the debt service it
pays on bond-financed capital projects at the universities. This is not reflected in the annual
spending totals for the universities. State debt service payments for higher education are
expected to total $1.2 billion in FY 2013. The State also provides a substantial benefit to SUNY
through its payment of SUNY fringe benefits.
Growth in spending for higher education over the plan period largely reflects aid to New
York City for reimbursement of CUNY senior college operating expenses associated with the
rising contribution rates for fringe benefits, and increased support for TAP, which reflects the
impact of increased tuition rates at SUNY and CUNY Community Colleges, as well as the
annualized value of budget actions previously implemented.

47

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
HEALTH CARE
Local assistance for health care-related spending includes Medicaid, statewide public health
programs and a variety of mental hygiene programs. The DOH works with the local health
departments and social services departments, including New York City, to coordinate and
administer statewide health insurance programs and activities. The majority of governmentfinanced health care programs are included under DOH, but many programs are supported
through multi-agency efforts. The Medicaid program finances inpatient hospital care, outpatient
hospital services, clinics, nursing homes, managed care, prescription drugs, home care, FHP, and
services provided in a variety of community-based settings (including mental health, substance
abuse treatment, developmental disabilities services, school-based services, foster care services
and inpatient hospital services provided to inmates on medical leave from State correctional
facilities). The State share of Medicaid spending is budgeted and expended principally through
DOH, but State share Medicaid spending also appears in the mental hygiene agencies, child
welfare programs, School Aid and DOCCS. Medicaid spending is reported separately in the
Financial Plan tables for each of the aforementioned agencies.
MEDICAID
Medicaid is a means-tested program that finances health care services for low-income
individuals and long-term care services for the elderly and disabled, primarily through payments
to health care providers. The Medicaid program is financed jointly by the State, the Federal
government, and local governments (including New York City). New York’s Medicaid spending
is projected to total approximately $54.0 billion in FY 2013, including the local contribution.4
The Mid-Year Update reflects continuation of the Medicaid spending cap enacted in FY
2012, and authorizes funding consistent with its provisions. The cap is based on the ten-year
average change in the medical component of the CPI. Statutory changes approved with the FY
2012 Budget grant the Executive certain administrative powers to help hold Medicaid spending
to the capped level. The statutory changes, which were set to expire at the end of FY 2013, have
been extended through FY 2014, pursuant to authorization included in the FY 2013 Enacted
Budget. The cap itself remains in place and the Financial Plan assumes that statutory authority
will be extended in subsequent years.

4
The local contribution to the Medicaid program is not included in the State’s Financial Plan. Since January 2006, the State has paid the entire
non-Federal share of the FHP program and any annual Medicaid increases above a fixed level for local social services districts. The FY 2013
Enacted Budget amends these statutory indexing provisions by implementing a three-year phased-takeover of the local share of growth above the
previous year’s enacted levels beginning in April 2013 for County Year 2013, with the State assuming all growth in County Year 2015. This
initiative will save local governments nearly $1.2 billion through the next five State fiscal years.

48

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
TOTAL STATE-SHARE MEDICAID DISBURSEMENTS
(millions of dollars)
FY 2012
Results
Department of Health:
State Share Without FMAP
Enhanced FMAP
DOH State Share With FMAP
Annual $ Change - DOH Only
Annual % Change - DOH Only
Other State Agencies:
Mental Hygiene
Education
Foster Care
Corrections
State Operations - Contractual Expenses 1
Total State Share (All Agencies)
Annual $ Change - Total State Share
Annual % Change - Total State Share
1

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

16,000
(703)
15,297

15,860
0
15,860
563
3.7%

16,513
0
16,513
653
4.1%

17,049
0
17,049
536
3.2%

17,895
0
17,895
846
5.0%

5,403
64
113
0

5,765
0
87
0

6,025
0
90
12

6,289
0
94
12

6,727
0
98
13

15

51

56

56

56

20,892

21,763
871
4.2%

22,696
933
4.3%

23,500
804
3.5%

24,789
1,289
5.5%

Includes operational costs that support contracts related to the management of the Medicaid program and various activities to ensure
appropriate utilization.

Factors affecting Medicaid spending over the Financial Plan period include Medicaid
enrollment, costs of provider health care services (particularly in managed care), levels of service
utilization and the expiration of enhanced Federal aid.5 The number of Medicaid recipients,
including FHP, is expected to total approximately 5.1 million at the end of FY 2013, an increase
of 2.4 percent from the FY 2012 caseload. The expiration of the enhanced FMAP contributes to
an increase in State-share spending of approximately $700 million from FY 2012 to FY 2013.
Pursuant to Federal Health Care Reform, the Federal government will finance a greater share of
Medicaid costs for individuals and couples without children, the impact of which is expected to
lower future growth in State-share Medicaid costs.
The FY 2013 Enacted Budget includes authorization to establish a phased-takeover of local
government administration of the Medicaid program, and to cap spending on local Medicaid
administration at FY 2012 appropriation levels. The FY 2013 Enacted Budget also provides
Medicaid spending relief for all counties and New York City by reducing the growth in local
Medicaid payments. These changes are expected to provide fiscal and administrative relief to
local governments commensurate with other legislation the State has enacted in recent years to
reduce the tax burden on its citizens.

5

In August 2010, the U.S. Congress approved a six-month extension through June 30, 2011 of the enhanced FMAP benefit, as provided through
the ARRA legislation. Under enhanced FMAP (which covered the period from October 2008 through June 30, 2011), the Federal match rate
increased from 50 percent to approximately 57 percent, resulting in a concomitant decrease in the State and local share.

49

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
The State share of DOH Medicaid spending is financed from the General Fund and other
State funds, primarily through HCRA. The chart below provides information on the financing
sources for State Medicaid spending.
DEPARTMENT OF HEALTH MEDICAID
(millions of dollars)

State Operating Funds (Before FMAP)
Enhanced FMAP -- State Share

2

State Operating Funds (After FMAP)
Total General Fund
Other State Funds Support
HCRA Financing
Indigent Care Support
Provider Assessment Revenue
1
2

1

FY 2012

FY 2013

Results

Updated

Change

Projected

Change

Projected

16,000

15,860

-0.9%

16,513

4.1%

17,049

3.2%

17,895

5.0%

0

-100.0%

0

0.0%

0

0.0%

0

0.0%

15,297

15,860

3.7%

16,513

4.1%

17,049

3.2%

17,895

5.0%

10,301

10,808

4.9%

11,343

5.0%

11,676

2.9%

12,429

6.4%

4,996
3,392
777
827

5,052
3,467
792
793

1.1%
2.2%
1.9%
-4.1%

5,170
3,593
792
785

2.3%
3.6%
0.0%
-1.0%

5,373
3,796
792
785

3.9%
5.6%
0.0%
0.0%

5,466
3,889
792
785

1.7%
2.4%
0.0%
0.0%

(703)

FY 2014

FY 2015

FY 2016
Change

Projected

Change

Does not include Medicaid spending in other State agencies, DOH State operations spending, or the local government share of total Medicaid program spending.
Excludes benefits realized in other State agencies.

PUBLIC HEALTH/AGING PROGRAMS
Public Health includes the EPIC program that provides prescription drug insurance to lowincome seniors, the CHP program that finances health insurance coverage for children of lowincome families up to the age of 19, the GPHW program that reimburses local health
departments for the cost of providing certain public health services, the EI program that pays for
services to infants and toddlers under the age of three with disabilities or developmental delays,
and other HCRA and State-supported programs.
The SOFA promotes and administers programs and services for New Yorkers 60 years of age
and older. The Office primarily oversees community-based services, including but not limited to
in-home services and nutrition assistance, provided through a network of county Area Agencies
on Aging and local providers.
Many public health programs, such as the EI and GPHW programs, are run by county health
departments and reimbursed by the State for a share of program costs. The State spending
projections do not include the county share of public health funding. In addition, a significant
portion of HCRA spending is included under the public health budget. For more information on
HCRA projections, see the following section entitled “HCRA Financial Plan.”

50

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
Spending growth over the Financial Plan period largely reflects costs associated with
increased enrollment projections in the CHP program, including the expectation of additional
caseload growth under FHCR. Increased State support for the EPIC program authorized in the
FY 2013 Enacted Budget, providing more expansive coverage of Medicare Part D co-payments
and co-insurance for enrollees outside of the existing coverage gap, is also driving a substantial
portion of spending growth. Increased spending for expanded EPIC coverage, as well as growth
due to the rising costs of prescription drug medication, will be partly financed by additional
revenue generated from rebates received from drug manufacturers. Spending for GPHW, which
in this Update has been revised downward across all years of the Financial Plan period to reflect
recent patterns in claiming from counties, is expected to grow modestly beginning in FY 2015.
PUBLIC HEALTH AND AGING
(millions of dollars)
FY 2012

FY 2013

Results

Updated

FY 2014
Change

Projected

FY 2015
Change

Projected

Total State Operating Funds

2,104

2,037

-3.2%

2,172

6.6%

2,287

Public Health

FY 2016
Change

Projected

Change

5.3%

2,065

-9.7%

1,992

1,921

-3.6%

2,057

7.1%

2,165

5.3%

1,936

-10.6%

Child Health Plus

344

356

3.5%

391

9.8%

447

14.3%

378

-15.4%

General Public Health Work

247

247

0.0%

241

-2.4%

246

2.1%

251

2.0%

EPIC
Early Intervention
HCRA Program Account
F-SHRP
All Other

169
167
435
234
396

126
164
452
175
401

-25.4%
-1.8%
3.9%
-25.2%
1.3%

209
164
468
205
379

65.9%
0.0%
3.5%
17.1%
-5.5%

227
167
478
205
395

8.6%
1.8%
2.1%
0.0%
4.2%

246
171
478
0
412

8.4%
2.4%
0.0%
-100.0%
4.3%

112

116

3.6%

115

-0.9%

122

6.1%

129

5.7%

Aging

The overall decline in FY 2013 spending is due in large part to decreased spending for the FSHRP program, which was provided to the State on a time-limited basis through a Federal
waiver under certain terms and conditions aimed at improving the delivery and access of
community health care services. EPIC spending is also projected to temporarily decline in FY
2013, as the more expansive coverage authorized in the FY 2013 Enacted Budget will not take
effect until January 1, 2013.

51

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
HCRA FINANCIAL PLAN
HCRA was established in 1996 to help finance a portion of State health care activities in
various areas of the budget: Medicaid, Public Health, and the Department of Financial Services.
Extensions and modifications to HCRA continue to finance health care programs, including FHP
and CHP.
HCRA receipts include surcharges and assessments on hospital revenues, an assessment paid
by insurance carriers, a portion of cigarette tax revenues, and other revenues dedicated by statute,
as well as potential future proceeds from insurance company conversions.
HCRA spending primarily finances Medicaid, EPIC, CHP, FHP and Indigent Care payments,
which provide funds to hospitals that serve a disproportionate share of individuals without health
insurance. HCRA also provides funding for Workforce Recruitment and Retention to health
facilities, physician excess medical malpractice insurance, and HEAL NY for capital
improvements to health care facilities.
HCRA is expected to remain in balance over the multi-year projection period. Under the
current HCRA appropriation structure, spending reductions will occur if resources are
insufficient to meet spending levels. These spending reductions could potentially affect core
HCRA programs. The reauthorization of HCRA in prior years maintained HCRA’s balance
without the need for automatic spending reductions.
Given the close relationship between the General Fund and HCRA, any balances in HCRA
are typically eliminated by adjusting the level of Medicaid expenditures that HCRA finances.
This reduces costs that otherwise would have been supported by the General Fund. Conversely,
any shortfall in HCRA is expected to be financed by the General Fund.

52

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
HCRA FINANCIAL PLAN FY 2012 THROUGH FY 2016
(millions of dollars)
FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

159

3

0

0

0

Total Receipts

5,317

5,709

5,968

6,094

6,128

Surcharges

2,711

2,828

2,978

3,078

3,110

Covered Lives Assessment

1,018

1,045

1,045

1,045

1,045

Cigarette Tax Revenue

1,162

1,124

1,101

1,079

1,057

Conversion Proceeds

0

250

300

300

300

Hospital Assessments

367

394

417

444

469

59

68

127

148

147

5,473

5,712

5,968

6,094

6,128

3,398

3,473

3,599

3,803

3,896

2,178

2,085

2,278

2,482

2,574

Family Health Plus

602

689

657

659

658

Workforce Recruitment & Retention

184

211

197

197

197

All Other

434

488

467

465

467

HCRA Program Account

461

476

491

501

501

Hospital Indigent Care

785

792

792

792

792

Elderly Pharmaceutical Insurance Coverage

102

137

222

240

260

Child Health Plus

350

363

397

455

386

Public Health Programs

137

129

129

129

129

All Other

240

342

338

174

164

(156)

(3)

0

0

0

0

0

0

0

Opening Balance

NYC Cigarette Tax Transfer/Other

Total Disbursements
Medicaid Assistance Account
Medicaid Costs

Annual Operating Surplus/(Deficit)

Closing Balance

3

53

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
MENTAL HYGIENE
MENTAL HYGIENE
(millions of dollars)
FY 2012
Results

FY 2013
Updated

Total State Operating Funds

3,756

3,644

-3.0%

3,799

People with Developmental Disabilities
Residential Services
Day Programs
Clinic
Other

2,324
1,600
613
25
86

2,235
1,536
588
25
86

-3.8%
-4.0%
-4.1%
0.0%
0.0%

Mental Health
Adult Local Services
Children Local Services

1,124
938
186

1,094
913
181

307
131
112
32
17
8
7
1

Alcohol and Substance Abuse
Outpatient/Methadone
Residential
Prevention
Crisis
Program Support
LGU Administration
CQCAPD

FY 2015
Projected

Change

FY 2016
Projected

Change

4.3%

4,034

6.2%

4,345

7.7%

2,315
1,554
650
25
86

3.6%
1.2%
10.5%
0.0%
0.0%

2,415
1,623
681
25
86

4.3%
4.4%
4.8%
0.0%
0.0%

2,554
1,743
700
25
86

5.8%
7.4%
2.8%
0.0%
0.0%

-2.7%
-2.7%
-2.7%

1,160
964
196

6.0%
5.6%
8.3%

1,278
1,071
207

10.2%
11.1%
5.6%

1,436
1,216
220

12.4%
13.5%
6.3%

314
135
116
33
17
8
5

2.3%
3.1%
3.6%
3.1%
0.0%
0.0%
-28.6%

323
127
125
38
19
9
5

2.9%
-5.9%
7.8%
15.2%
11.8%
12.5%
0.0%

340
133
132
40
20
10
5

5.3%
4.7%
5.6%
5.3%
5.3%
11.1%
0.0%

354
138
139
41
21
10
5

4.1%
3.8%
5.3%
2.5%
5.0%
0.0%
0.0%

1

0.0%

1

0.0%

1

0.0%

1

0.0%

Change

FY 2014
Projected

Change

The Department of Mental Hygiene is comprised of four independent agencies, OMH,
OPWDD, OASAS, and DDPC, which is funded entirely by Federal aid, as well as one oversight
agency, the CQCAPD. Services are administered to adults with serious and persistent mental
illness; children with serious emotional disturbances; individuals with developmental disabilities
and their families; and persons with chemical dependence. These agencies provide services
directly to their patients through State-operated facilities and indirectly through community
service providers. The costs associated with providing these services are funded by
reimbursements from Medicaid, Medicare, third-party insurance and State funding. Patient care
revenues are pledged first to the payment of debt service on outstanding mental hygiene bonds,
which are issued to finance improvements to infrastructure at mental hygiene facilities
throughout the State, with the remaining revenue used to support State operating costs.
Local assistance spending in mental hygiene accounts for nearly half of total mental hygiene
spending from State Operating Funds, and is projected to grow by an average rate of 3.7 percent
annually. This growth is attributable to increases in the projected State share of Medicaid costs
and projected expansion of the mental hygiene service systems, including: increases primarily
associated with the OPWDD NYS-CARES program; the New York/New York III Supportive
Housing agreement and community beds that are currently under development in the OMH
pipeline. Additional outyear spending is assumed in Financial Plan estimates for costs associated
with efforts to transition individuals receiving care in nursing homes and other settings to the
least restrictive setting possible, as well as several chemical dependence treatment and
prevention initiatives for individuals receiving services through OASAS.

54

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
SOCIAL SERVICES
TEMPORARY AND DISABILITY ASSISTANCE
(millions of dollars)

Total State Operating Funds
SSI
Public Assistance Benefits
Welfare Initiatives
All Other
1

1

FY 2012

FY 2013

Results

Updated

Change

Projected

FY 2014
Change

Projected

FY 2015
Change

Projected

FY 2016
Change

1,413

1,513

7.1%

1,400

-7.5%

1,298

-7.3%

1,326

2.2%

730

741

1.5%

766

3.4%

664

-13.3%

691

4.1%

513

620

20.9%

513

-17.3%

513

0.0%

513

0.0%

24

19

-20.8%

18

-5.3%

18

0.0%

18

0.0%

146

133

-8.9%

103

-22.6%

103

0.0%

104

1.0%

Reflects additional spending in FY 2013 that is the result of timing-related delays in payments to local districts.

OTDA local assistance programs provide cash benefits and supportive services to lowincome families. The State’s three main programs include Family Assistance, Safety Net
Assistance and SSI. The Family Assistance program, which is financed by the Federal
government, provides time-limited cash assistance to eligible families. The Safety Net
Assistance program, financed by the State and local districts, provides cash assistance for single
adults, childless couples, and families that have exhausted their five-year limit on Family
Assistance imposed by Federal law. The State SSI Supplementation program provides a
supplement to the Federal SSI benefit for the elderly, visually handicapped, and disabled.
The average public assistance caseload is projected to total 566,188 recipients in FY 2013, a
decrease of approximately 0.1 percent from FY 2012 levels. Approximately 256,566 families
are expected to receive benefits through the Family Assistance program, a decrease of 2.1
percent from the FY 2012 level. In the Safety Net Families program, an average of 122,368
families are expected to receive aid in FY 2013, an annual increase of 1.2 percent. The caseload
for single adults/childless couples supported through the Safety Net Families program is
projected at 187,254, an annual increase of 1.8 percent.

55

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
OCFS provides funding for foster care, adoption, child protective services, preventive
services, delinquency prevention, and child care. OCFS oversees the State’s system of family
support and child welfare services administered by local departments of social services and
community-based organizations. Specifically, child welfare services, which are financed jointly
by the Federal government, the State, and local districts, are structured to encourage local
governments to invest in preventive services to reduce out-of-home placement of children. In
addition, the Child Care Block Grant, which is also financed by a combination of Federal, State
and local sources, supports child care subsidies for public assistance and low-income families.
The youth facilities program serves youth directed by family or criminal courts to be placed in
residential facilities.
CHILDREN AND FAMILY SERVICES
(millions of dollars)
FY 2012
Results
Total State Operating Funds
Child Welfare Services
Foster Care Block Grant
Adoption
Day Care
Youth Programs
Medicaid
Committees on Special Education
Adult Protective/Domestic Violence
All Other

1,604
446
436
181
143
109
113
64
33
79

FY 2013
Updated
1,543
336
436
175
220
125
87
39
34
91

Change
-3.8%
-24.7%
0.0%
-3.3%
53.8%
14.7%
-23.0%
-39.1%
3.0%
15.2%

FY 2014
Projected
1,715
491
446
168
211
150
90
39
40
80

Change
11.1%
46.1%
2.3%
-4.0%
-4.1%
20.0%
3.4%
0.0%
17.6%
-12.1%

FY 2015
Projected
1,941
522
472
172
354
161
94
43
45
78

Change
13.2%
6.3%
5.8%
2.4%
67.8%
7.3%
4.4%
10.3%
12.5%
-2.5%

FY 2016
Projected
2,021
555
499
176
354
163
98
47
51
78

Change
4.1%
6.3%
5.7%
2.3%
0.0%
1.2%
4.3%
9.3%
13.3%
0.0%

OCFS spending reflects the one-time availability of additional Federal funding from the
TANF program, which will be used to offset State spending in FY 2013 on cash assistance for
lower-income families. Projected growth in future years is due to increases in claims-based
programs and an increase in General Fund spending on Day Care, in order to keep spending on
this program constant after a projected decrease in Federal funding.

56

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
TRANSPORTATION
In FY 2013, the DOT will provide $4.4 billion in local assistance to support statewide mass
transit systems. This funding, financed through the collection of dedicated taxes and fees, is
provided to mass transit operators throughout the State to support operating costs. The MTA,
due to the size and scope of its transit system, receives the majority of the statewide mass transit
operating aid. Additionally, the MTA receives operating support from the Mobility Tax and
MTA Aid Trust Fund, authorized in May 2009 to collect regional taxes and fees imposed within
the MCTD. The State collects these taxes and fees on behalf of, and disburses the entire amount
to, the MTA to support the transit system. Spending from this fund is projected to grow between
5 percent and 10 percent each year from FY 2014 to FY 2016. Legislation enacted in December
2011 eliminates the MTA payroll tax for all elementary and secondary schools as well as for
certain small businesses operating within the MCTD. The State is expected to compensate the
MTA for the decrease in receipts from the December 2011 tax reduction.
TRANSPORTATION
(millions of dollars)
FY 2012
Results

Total State Operating Funds

FY 2013
Updated

Change

FY 2014
Projected

Change

FY 2015
Projected

Change

FY 2016
Projected

Change

4,230

4,378

3.5%

4,556

4.1%

4,634

1.7%

4,730

2.1%

Mass Transit Operating Aid:

1,784

1,907

6.9%

1,907

0.0%

1,907

0.0%

1,907

0.0%

Metro Mass Transit Aid

1,645

1,762

7.1%

1,762

0.0%

1,762

0.0%

1,762

0.0%

Public Transit Aid

87

93

6.9%

93

0.0%

93

0.0%

93

0.0%

18-B General Fund Aid

27

27

0.0%

27

0.0%

27

0.0%

27

0.0%

School Fare

25

25

0.0%

25

0.0%

25

0.0%

25

0.0%

1,725

1,742

1.0%

1,915

9.9%

1,991

4.0%

2,085

4.7%

674

684

1.5%

688

0.6%

690

0.3%

693

0.4%

45

45

0.0%

45

0.0%

45

0.0%

45

0.0%

2

0

-100.0%

1

0.0%

1

0.0%

0

0.0%

Mobility Tax and MTA Aid Trust
Dedicated Mass Transit
AMTAP
All Other

57

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
LOCAL GOVERNMENT ASSISTANCE
Direct aid to local governments primarily includes the AIM program, which was created in
FY 2006 to consolidate various unrestricted local aid funding streams. Along with AIM, the
State provides incentive grants to local governments. Other direct aid to local governments
includes VLT impact aid, Small Government Assistance and Miscellaneous Financial
Assistance. Spending for AIM efficiency incentive grants increases over the multi-year period
reflecting the implementation of the Local Government Performance and Efficiency Program
enacted in FY 2012 to reward municipal efficiencies and to encourage less duplication among
local governments in the delivery of services.
LOCAL GOVERNMENT ASSISTANCE
(millions of dollars)

FY 2012

FY 2013

Results

Updated

754

763

1.2%

772

1.2%

783

1.4%

792

1.1%

Big Four Cities

429

429

0.0%

429

0.0%

429

0.0%

429

0.0%

Other Cities

Total State Operating Funds

FY 2014
Change

Projected

FY 2015
Change

Projected

FY 2016
Change

Projected

Change

AIM:

218

218

0.0%

218

0.0%

218

0.0%

218

0.0%

Tow ns and Villages

68

68

0.0%

68

0.0%

68

0.0%

68

0.0%

Efficiency Incentives

6

14

133.3%

24

71.4%

38

58.3%

49

28.9%

33

34

3.0%

33

-2.9%

30

-9.1%

28

-6.7%

All Other Assistance

ALL OTHER LOCAL ASSISTANCE SPENDING
Other local assistance programs and activities include criminal justice, economic
development, housing, parks and recreation and environmental quality. Spending in these areas
is not expected to change materially over the Financial Plan period.

58

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
AGENCY OPERATIONS
Agency operating costs include personal service, non-personal service, and GSCs. Personal
service includes salaries of State employees of the Executive, Legislative, and Judicial branches,
as well as overtime payments and costs for temporary employees. Non-personal service
generally accounts for the cost of operating State agencies, including real estate rental, utilities,
contractual payments (i.e., consultants, information technology, and professional business
services), supplies and materials, equipment, and telephone service. GSCs account for the costs
of fringe benefits (i.e., pensions, health insurance) provided to State employees and retirees of
the Executive, Legislative and Judicial branches, and certain fixed costs paid by the State. In
addition, certain agency operations of Transportation and Motor Vehicles are included in the
capital projects fund type and not reflected in the State Operating Funds personal service or nonpersonal service totals.
Approximately 94 percent of the State workforce is unionized. The largest unions include
CSEA, which primarily represents office support staff and administrative personnel, machine
operators, skilled trade workers, and therapeutic and custodial care staff; PEF, which primarily
represents professional and technical personnel (i.e., attorneys, nurses, accountants, engineers,
social workers, and institution teachers); UUP, which represents faculty and non-teaching
professional staff within the State University system; and NYSCOPBA, which represents
security personnel (correction officers, safety and security officers).
Selected assumptions used in preparing the spending projections for agency operations are
summarized in the following table.
FORECAST OF SELECTED PROGRAM MEASURES AFFECTING PERSONAL SERVICE AND FRINGE BENEFITS
Forecast
FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

Negotiated Base Salary Increases 1
CSEA/NYSCOPBA/Council 82

0

0

0

2%

2%

0

0

0

2%

TBD

119,579

121,841

122,142

122,142

122,142

PEF / NYSPBA
State Workforce2
3

ERS Pension Contribution Rate
Before Amortization

16.5%

19.4%

21.7%

21.3%

17.6%

After Amortization

10.5%

11.5%

12.5%

13.5%

14.5%

PFRS Pension Contribution Rate
Before Amortization

22.3%

26.6%

30.1%

29.9%

25.9%

After Amortization

18.5%

19.5%

20.5%

21.5%

22.5%

Employee/Retiree Health Insurance Growth Rates
PS/Fringe as % of Receipts (All Funds Basis)
1

7.2%

3.1%

5.4%

8.5%

8.5%

14.4%

14.7%

14.9%

15.1%

14.2%

Reflects current collective bargaining agreements with settled unions. Does not reflect potential impact of future negotiated workforce
agreements.

2

Reflects workforce that is Subject to Direct Executive Control. Workforce growth reflects previously authorized initiatives.

3

As Percent of Salary.

59

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
Growth in agency operating spending over the multi-year Financial Plan is concentrated
in agencies that operate large facilities, such as the State University, the mental hygiene
agencies, and Corrections and Community Supervision. The main causes of growth include
inflationary increases in operating costs expected for food, medical care and prescription drugs,
and energy costs in State facilities, offset by expected savings from enterprise procurement
efforts.
Recently settled collective bargaining agreements with NYSCOPBA and Council 82 are
reflected in the personal service costs below and include retroactive salary increases already paid
in FY 2013 for prior years.
In most years, there are 26 bi-weekly pay periods. However, in FY 2016 there is one
additional State institutional payroll, therefore an “extra” 27th pay period results in higher
spending. In addition, in FY 2016 the State will begin repayment to State employees for portions
of the Deficit Reduction program taken during FY 2012 and FY 2013 as part of workforce
savings initiatives.

60

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
STATE OPERATING FUNDS - AGENCY OPERATIONS
(millions of dollars)
FY 2012
Results

FY 2013
Updated

FY 2014
Projected

Change

FY 2015
Projected

Change

FY 2016
Projected

Change

Subject to Direct Executive Control
Mental Hygiene
Corrections and Community Supervision
State Police
Public Health
Tax and Finance
Children and Family Services
Environmental Conservation
Financial Services
Temporary and Disability Assistance
Parks, Recreation and Historic Preservation
Workers' Compensation Board
Lottery/Gaming
General Services
Collective Bargaining (CB) Adjustment
All Other

9,696
2,941
2,472
611
540
383
293
245
210
150
183
158
140
120
102
1,148

9,730
2,965
2,704
641
545
393
316
235
202
196
175
152
161
157
(236)
1,124

0.4%
0.8%
9.4%
4.9%
0.9%
2.6%
7.8%
-4.1%
-3.8%
30.7%
-4.4%
-3.8%
15.0%
30.8%
-331.4%
-2.1%

9,859
3,081
2,578
646
589
395
317
232
211
205
175
151
170
161
0
948

1.3%
3.9%
-4.7%
0.8%
8.1%
0.5%
0.3%
-1.3%
4.5%
4.6%
0.0%
-0.7%
5.6%
2.5%
-100.0%
-15.7%

10,108
3,194
2,649
650
616
406
301
233
213
216
177
153
174
143
0
983

2.5%
3.7%
2.8%
0.6%
4.6%
2.8%
-5.0%
0.4%
0.9%
5.4%
1.1%
1.3%
2.4%
-11.2%
0.0%
3.7%

10,522
3,364
2,806
664
638
413
298
236
215
214
179
156
175
145
0
1,019

4.1%
5.3%
5.9%
2.2%
3.6%
1.7%
-1.0%
1.3%
0.9%
-0.9%
1.1%
2.0%
0.6%
1.4%
0.0%
3.7%

University System
State University
City University

5,538
5,430
108

5,648
5,534
114

2.0%
1.9%
5.6%

5,718
5,612
106

1.2%
1.4%
-7.0%

5,853
5,745
108

2.4%
2.4%
1.9%

5,991
5,882
109

2.4%
2.4%
0.9%

295
160
135

304
165
139

3.1%
3.1%
3.0%

305
163
142

0.3%
-1.2%
2.2%

313
167
146

2.6%
2.5%
2.8%

321
171
150

2.6%
2.4%
2.7%

15,529

15,682

1.0%

15,882

1.3%

16,274

2.5%

16,834

3.4%

1,827
197

1,856
219

1.6%
11.2%

1,914
221

3.1%
0.9%

2,000
224

4.5%
1.4%

2,095
227

4.8%
1.3%

Personal Service
Non-Personal Service

17,553
12,149
5,404

17,757
12,282
5,475

1.2%
1.1%
1.3%

18,017
12,511
5,506

1.5%
1.9%
0.6%

18,498
12,823
5,675

2.7%
2.5%
3.1%

19,156
13,314
5,842

3.6%
3.8%
2.9%

Statewide Total
Personal Service
Non-Personal Service

17,451
12,047
5,404

17,993
12,518
5,475

3.1%
3.9%
1.3%

18,017
12,511
5,506

0.1%
-0.1%
0.6%

18,498
12,823
5,675

2.7%
2.5%
3.1%

19,156
13,314
5,842

3.6%
3.8%
2.9%

Independent Agencies
Law
Audit & Control
Total, excluding Legislature and Judiciary
Judiciary
Legislature

Statewide Total (Adjusted for CB)

Change

61

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
GENERAL STATE CHARGES
Fringe benefit payments, many of which are mandated by statute or collective bargaining
agreements, include employer contributions for pensions, Social Security, health insurance,
workers’ compensation, unemployment insurance, and dental and vision benefits. The majority
of employee fringe benefit costs are paid centrally from statewide appropriations. However,
certain agencies, including the Judiciary and SUNY, directly pay all or a portion of their
employee fringe benefit costs from their respective budgets. Employee fringe benefits paid
through GSCs are paid from the General Fund in the first instance and then partially reimbursed
by revenue collected from fringe benefit assessments on Federal funds and other special revenue
accounts. The largest General Fund reimbursement comes from the mental hygiene agencies.
GSCs also include certain fixed costs such as State taxes paid to local governments for
certain State-owned lands, and payments related to lawsuits against the State and its public
officers.
GENERAL STATE CHARGES
(millions of dollars)

Total State Operating Funds
Fringe Benefits

FY 2012

FY 2013

Results

Updated

Change

Projected

FY 2014
Change

Projected

FY 2015
Change

Projected

FY 2016
Change

6,593

6,617

0.4%

7,217

9.1%

7,656

6.1%

8,085

5.6%
5.9%

6,217

6,207

-0.2%

6,844

10.3%

7,268

6.2%

7,698

3,275

3,200

-2.3%

3,423

7.0%

3,597

5.1%

3,827

6.4%

Employee Health Insurance

2,052

1,772

-13.6%

1,902

7.3%

1,960

3.0%

2,065

5.4%

Retiree Health Insurance

1,223

1,428

16.8%

1,521

6.5%

1,637

7.6%

1,762

7.6%
7.8%

Health Insurance

Pensions

1,697

1,605

-5.4%

2,057

28.2%

2,271

10.4%

2,449

Social Security

914

933

2.1%

948

1.6%

964

1.7%

982

1.9%

All Other Fringe

331

469

41.7%

416

-11.3%

436

4.8%

440

0.9%

376

410

9.0%

373

-9.0%

388

4.0%

387

-0.3%

Fixed Costs

GSCs are projected to increase at an average annual rate of 5.2 percent over the Financial
Plan period. The annual decrease in fringe benefits in FY 2013 is driven by the impact of
collective bargaining agreements, workforce attrition and the prepayment of certain pension
costs in FY 2012. These declines are partially offset by increased Workers’ Compensation
payments commensurate with 2007 legislative reforms and Court of Claims payments related to
lawsuits against the State. Increases in future years are driven by projected growth in health
insurance and pension costs, offset by revenue collected from fringe benefit assessments,
particularly from the mental hygiene agencies.

62

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
TRANSFERS TO OTHER FUNDS (GENERAL FUND BASIS)
General Fund transfers help finance certain capital activities, the State’s share of Medicaid
costs for State-operated mental hygiene facilities, debt service for bonds that do not have
dedicated revenues, and a range of other activities.
GENERAL FUND TRANSFERS TO OTHER FUNDS
(millions of dollars)
FY 2012
Results

Total Transfers to Other Funds

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

5,856

6,992

8,606

9,463

9,766

Medicaid State Share

2,722

2,975

2,759

2,615

2,520

Debt Service

1,516

1,564

1,617

1,514

1,488

798

1,033

1,290

1,409

1,322

Dedicated Highway and Bridge Trust Fund

449

484

600

623

643

All Other Capital

349

549

690

786

679

All Other Transfers

820

1,420

2,940

3,925

4,436

Mental Hygiene Agencies

0

0

789

1,689

2,292

SUNY - University Operations Subsidy

0

340

983

1,002

1,022

Department of Transportation (MTA Tax)

22

279

332

334

334

SUNY - Disproportionate Share Payments

225

228

228

228

228

Court Facilities Incentive Aid Fund

114

106

107

108

109

SUNY - Hospital Operations Subsidy

60

81

88

88

88

Banking Services

70

57

65

65

65

Statewide Financial System

36

48

55

55

55

Indigent Legal Services

40

40

40

40

40

Mass Transportation Operating Assistance

47

19

19

19

19

Alcoholic Beverage Control

16

17

19

20

20

OFT Centralized Tech Services

0

22

52

20

10

Public Transportation Systems

12

12

12

12

12

Correctional Industries

10

10

10

10

10

168

161

141

235

132

Capital Projects

All Other

63

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
A significant portion of the capital and operating expenses of DOT and DMV are funded
from the DHBTF. The Fund receives dedicated tax and fee revenue from the Petroleum
Business Tax, the Motor Fuel Tax, the Auto Rental Tax, highway use taxes, transmission taxes
and motor vehicle fees administered by DMV. The Financial Plan includes transfers from the
General Fund that effectively subsidize the expenses of the DHBTF. The subsidy is required
because the cumulative expenses of the fund – capital and operating expenses of DOT and DMV,
debt service on DHBTF bonds and transfers for debt service on bonds that fund CHIPs and local
transportation programs – exceed current and projected revenue deposits and bond proceeds.
Out year transfer increases in Mental Hygiene agencies are associated with the need for
additional support to offset the potential impact of reduced Federal reimbursement rates
contingent on a new Federal waiver agreement between the State and CMS, as well as rising
personnel costs from recent contractual agreements between the State and employee bargaining
units.
Transfers to other funds are expected to total $7.0 billion in FY 2013, an annual increase of
$1.1 billion, or 19 percent. This increase is mainly due to higher costs related to the Financial
Plan re-categorization of SUNY operating support, supplementation to the MTA for the recent
payroll tax reduction, Medicaid State share, and capital projects.

64

MULTI-YEAR FINANCIAL PLAN PROJECTIONS
DEBT SERVICE
The State pays debt service on all outstanding State-supported bonds. These include general
obligation bonds, for which the State is constitutionally obligated to pay debt service, as well as
bonds issued by State public authorities (i.e., ESDC, DASNY, and the TA, subject to an
appropriation). Depending on the credit structure, debt service is financed by transfers from the
General Fund, dedicated taxes and fees, and other resources, such as patient income revenues.
DEBT SERVICE SPENDING PROJECTIONS
(millions of dollars)

General Fund
Other State Support
State Operating Funds

FY 2012

FY 2013

FY 2013

Annual

Percent

Results

Enacted

Updated

Change

Change

1,516

1,580

1,564

48

3.2%

4,348

4,484

4,536

188

4.3%

5,864

6,064

6,100

236

4.0%

Total debt service is projected at $6.7 billion in FY 2013, of which $1.6 billion is financed
with a transfer from the General Fund, and $4.5 billion from other State funds. The General
Fund transfer primarily finances debt service payments on general obligation and service
contract bonds. Debt service is paid directly from other State funds for the State’s revenue
bonds, including PIT bonds, DHBTF bonds, and mental health facilities bonds.

65

FY 2013 SIX-MONTH OPERATING RESULTS

FY 2013 SIX-MONTH OPERATING RESULTS
This section provides a summary of operating results for April through September 2012
compared to (1) the initial projections set forth in the FY 2013 Enacted Budget; (2) the First
Quarterly Update to the Financial Plan; and (3) the results through September 2011 (FY 2012).
The State ended September 2012 with a closing balance of $4.3 billion in the General Fund.
The balance was $184 million higher than projected in the First Quarterly Update. The higher
balance is due to the net impact of higher than anticipated receipts ($337 million), partly offset
by higher than anticipated spending ($153 million). The revisions to the annual estimates of
receipts and disbursements described earlier in the section entitled “Multi-Year Financial Plan
Revisions” take into account DOB’s analysis of the operating results to date.
In April 2012, the State converted to an enterprise-wide accounting and financial
management system, SFS. As agencies, employees, and external parties doing business with the
State adjust to the new system, delays in processing transactions in the new system have
occurred. Many of the system-related processing issues referenced in the First Quarterly Update
have been resolved, and DOB anticipates that any other processing issues will not affect annual
Financial Plan spending estimates. The revisions to the annual estimates of receipts and
disbursements described earlier in the section entitled “Multi-Year Financial Plan Revisions”
take into account DOB’s analysis of the operating results to date.
GENERAL FUND OPERATING RESULTS THROUGH SEPTEMBER 2012
(millions of dollars)

Opening Balance
Receipts
Personal Income Tax1
User Taxes and Fees1
Business Taxes
Other Taxes1
Receipts and Grants
Transfers From Other Funds
Disbursements

Enacted

First Quarterly

Plan

Update

Above/(Below) Variance
Enacted
First Quarterly
Results

Update

Plan

1,787

1,787

1,787

0

0

29,268

29,071

18,406

18,276

29,408

140

337

18,284

(122)

6,012
2,522
846
1,367
115

5,815
2,565
865
1,422
128

5,872
2,458
809
1,887
98

(140)
(64)
(37)
520
(17)

57
(107)
(56)
465
(30)
153

8

26,784

26,760

26,913

129

Education

7,492

7,523

7,493

1

(30)

Health Care

5,946

5,744

5,694

(252)

(50)

Social Services

1,614

1,618

1,637

23

19

All Other Local Aid

2,713

2,639

2,753

40

114

Personal Service

3,262

3,225

3,222

(40)

(3)

909

810

773

(136)

(37)
331

Non-Personal Service
General State Charges

1,759

1,880

2,211

452

Debt Service Transfer

821

755

749

(72)

(6)

Capital Projects Transfer

144

159

266

122

107

(12)

(319)

State Share Medicaid Transfer

1,457

1,764

1,445

SUNY Operations Transfer

180

180

180

All Other Transfers

487

463

490

3

27

Change in Operations

2,484

2,311

2,495

11

184

Closing Balance

4,271

4,098

4,282

11

184

1

Includes transfers from other funds after debt service.

69

-

-

FY 2013 SIX-MONTH OPERATING RESULTS
Total taxes collections were $128 million below the First Quarterly Update projections.
Collections were below expectations for business taxes ($107 million), due mainly to weaker
than anticipated corporate franchise tax liability payments, and other taxes ($56 million),
resulting from weaker than expected real estate sales and the timing of large estate payments.
Partly offsetting these variances were marginally better than anticipated user tax collections ($57
million, mainly from a timing issue) and personal income tax collections ($8 million). Non-tax
revenue, which includes miscellaneous receipts and transfers from other funds, was $465 million
above the First Quarterly Update projections, primarily reflecting the collection of $340 million
in unplanned receipts pursuant to a settlement agreement between Standard Chartered Bank and
the State’s DFS addressing claims that the bank did not comply with financial regulations.
General Fund disbursements, including transfers to other funds, were $153 million above the
projections included in the First Quarterly Financial Plan Update. Routine processing variances
resulted in higher General Fund spending for General State Charges due to the timing of
reimbursement payments from non-General Fund mental hygiene accounts ($331 million),
transfers to support hard-dollar capital programs ($107 million), payments to local health care
providers ($64 million), TAP payments to institutions of higher education ($62 million) and
SUNY support for community colleges ($31 million). This higher spending was partly offset by
delays in the transfer of Medicaid-related support to State-operated Mental Hygiene facilities
($319 million), DOH Medicaid ($100 million) and non-personal services ($37 million).
Collectively, these variances are expected to correct themselves in future months and have no
impact on annual spending.
GENERAL FUND ANNUAL CHANGE
GENERAL FUND OPERATING RESULTS YEAR-OVER-YEAR
THROUGH SEPTEMBER
(millions of dollars)

Opening Balance

FY 2012

FY 2013

Results

Results

Increase/(Decrease)
$

%

1,376

1,787

28,901

29,408

507

1.8%

Personal Income Tax

18,432

18,284

(148)

1

-0.8%

5,842

5,872

30

0.5%

2,391

2,458

67

2.8%

829

809

(20)

-2.4%

1,407

1,985

578

41.1%

25,329

26,913

1,584

6.3%

Education

7,208

7,493

285

4.0%

Health Care

5,472

5,694

222

4.1%

Social Services

1,410

1,637

227

16.1%

All Other Local

2,776

2,753

(23)

-0.8%

Personal Service

3,303

3,222

(81)

-2.5%

Receipts
1

User Taxes and Fees
Business Taxes
1

Other Taxes
Non-Tax Revenue
Disbursements

Non-Personal Service
General State Charges
Transfers To Other Funds

411

840

773

(67)

-8.0%

1,753

2,211

458

26.1%
21.9%

2,567

3,130

563

Change in Operations

3,572

2,495

(1,077)

Closing Balance

4,948

4,282

(666)

1

Includes transfers from other funds after debt service.

70

FY 2013 SIX-MONTH OPERATING RESULTS
The closing balance in the General Fund as of September 2012 was $666 million lower than
the closing balance in September 2011, due to year-over-year increases in spending and receipts,
as well as a larger opening balance.
Total receipts through September 2012 were $507 million (1.8 percent) higher than the same
period for the prior fiscal year. Non-tax revenue increased mainly due to the Standard Chartered
Bank settlement ($340 million), as described above, SONYMA payments ($100 million), bond
issuance charges ($25 million) and growth in other miscellaneous receipts collections. Tax
receipts through September 2012 were $71 million (0.3 percent) below levels in the prior fiscal
year. Lower year-over-year personal income tax collections ($148 million), which reflect the
impact of tax law changes and a large non-recurring audit recovery in the prior year, were partly
offset by higher business tax collections ($67 million) due to improved banking profits.
Through September 2012, spending was $1.6 billion (6.3 percent) above the same period for
the prior year. Increased spending for education and health care is consistent with program
growth pursuant to the legislated school aid and Medicaid spending caps. Other growth in local
assistance reflects earlier payments for the Child Welfare Services ($65 million) and Day Care
($61 million) programs administered by OCFS; and the Public Assistance program administered
by OTDA ($70 million). Higher transfers to other funds is driven in part by changes
implemented in FY 2013 to (1) a budgeting change for SUNY operating support that is now
reflected as a periodic transfer to the SUNY Income Fund rather than direct charges for personal
and non-personal service costs ($180 million); and (2) new costs for offsetting the MTA’s
expected loss of revenue due to the exemption granted to small businesses operating within the
MCTD from being subject to the MTA’s regional mobility tax, as enacted in the December 2011
tax reform legislation.
Higher GSCs in FY 2013 primarily reflects the timing of reimbursement payments from nonGeneral Fund mental hygiene accounts, as described earlier. Lower year-over-year spending for
State Operations costs ($148 million) largely reflects the impact of the budgeting change for
SUNY operational support as a transfer from the General Fund.

71

FY 2013 SIX-MONTH OPERATING RESULTS
STATE OPERATING FUNDS RESULTS
STATE OPERATING FUNDS RESULTS THROUGH SEPTEMBER 2012
(millions of dollars)
Above/(Below)
Variance
First

First

Opening Balance
Receipts

Enacted

Quarterly

Plan

Update

Results

3,847

3,847

3,847

Enacted

Quarterly

Plan

Update
0

0

41,024

40,513

40,925

(99)

Personal Income Tax

19,514

19,376

19,368

(146)

(8)

User Taxes and Fees

7,225

7,041

7,039

(186)

(2)

Business Taxes

3,210

3,248

3,136

(74)

(112)

Other Taxes

1,434

1,490

1,420

(14)

(70)

Miscellaneous/Federal Receipts

9,641

9,358

9,962

321

604
(311)

Disbursements

412

40,607

39,938

39,627

(980)

Education

9,797

9,827

9,798

1

(29)

Health Care

8,928

8,618

8,448

(480)

(170)

Social Services

1,616

1,622

1,644

28

22
100

All Other Local

6,462

6,378

6,478

16

Personal Service

6,128

6,114

6,095

(33)

(19)

Non-Personal Service

2,543

2,302

2,195

(348)

(107)

General State Charges

2,706

2,722

2,646

(60)

(76)

Debt Service

2,427

2,354

2,320

(107)

(34)

1

3

2
(156)

Other Financing Sources

2,078

2,201

2,045

3
(33)

Change in Operations

2,495

2,776

3,343

848

567

Closing Balance

6,342

6,623

7,190

848

567

Capital Projects

-

The State ended September 2012 with a closing balance of $7.2 billion in State Operating
Funds, $567 million above the estimate in the First Quarterly Update. Overall receipts were
$412 million above projection. Non-tax receipts were higher, reflecting the Standard Chartered
settlement ($340 million); earlier than expected receipts collected for audit-related recoveries
($90 million); and a timing-related variance in mental hygiene receipts ($299 million). Tax
collections were $192 million below projections. In addition to the General Fund tax variances
described above, the State experienced weak performance in the collection of HCRA cigarette
tax receipts ($26 million) and MTA regional mobility tax receipts ($14 million).
State Operating Funds spending was $311 million below the estimate in the First Quarterly
Update. The General Fund variances totaling $344 million (excluding transfers) above the Plan
is partly offset by lower spending in other State funds. Lower than planned spending for GSCs
in other State funds ($407 million) is almost entirely attributable to the processing of agency
reimbursement payments; however, the variance is largely neutralized by the fact that the
payments serve as reimbursement for costs which are incurred by the General Fund in the first
instance, as described earlier. Other lower spending includes the impact of timing associated
with Medicaid payments from the Provider Assessment Account ($70 million); public health
72

FY 2013 SIX-MONTH OPERATING RESULTS
programs ($37 million); agency costs across a multitude of agencies ($85 million); and debt
service costs ($34 million).
STATE OPERATING FUNDS ANNUAL CHANGE
APRIL THROUGH SEPTEMBER STATE OPERATING FUNDS RESULTS YEAR-OVER-YEAR
(millions of dollars)

Opening Balance

FY 2012

FY 2013

Results

Results

Increase/(Decrease)
$
%

3,969

3,847

(122)

Receipts
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous/Federal Receipts

40,161
19,430
7,051
3,047
1,522
9,111

40,925
19,368
7,039
3,136
1,420
9,962

764
(62)
(12)
89
(102)
851

1.9%
-0.3%
-0.2%
2.9%
-6.7%
9.3%

Disbursements
Education
Health Care
Social Services
All Other Local
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects

38,913
9,481
8,404
1,417
6,207
6,086
2,421
2,611
2,282
4

39,627
9,798
8,448
1,644
6,478
6,095
2,195
2,646
2,320
3

714
317
44
227
271
9
(226)
35
38
(1)

1.8%
3.3%
0.5%
16.0%
4.4%
0.1%
-9.3%
1.3%
1.7%
-25.0%

Other Financing Sources

2,496

2,045

(451)

Change in Operations

3,744

3,343

(401)

Closing Balance

7,713

7,190

(523)

Total receipts through September 2012 were $764 million higher (1.9 percent) than in the
same period of the prior fiscal year. Tax receipts through September 2012 were $87 million
below FY 2012 levels. Changes in year-over-year tax receipts are mainly consistent with the
General Fund changes, with the exception of further reduced collections for MTA regional
mobility tax receipts ($80 million) and HCRA cigarette tax receipts ($36 million). Non-tax
receipts collections through September 2012 in other State funds were $223 million above results
in the prior fiscal year, which is due mainly to improved collections in Education Lottery and
VLT receipts ($197 million); and higher year to date collections for SUNY ($155 million), most
notably for revenue growth generated from recently expanded services provided in SUNYoperated teaching hospitals.
Actual spending results through the first six months of FY 2013 were $714 million (1.8
percent) above the prior year. Spending variances are mainly consistent with the General Fund,
with the exception of year-over-year increases in other State funds due to timing associated with
payments made to the MTA and other transit operators to provide assistance for operational costs
($190 million); and further under-spending for non-personal service costs across a number of
agencies ($159 million), which is consistent with budgetary actions to implement strict agency
spending controls.

73

FY 2013 SIX-MONTH OPERATING RESULTS
ALL FUNDS RESULTS
All Governmental Funds ended September 2012 with a closing balance of $6.0 billion, $941
million above the First Quarterly Update projection. In addition to factors described earlier, the
higher than planned fund balance is further driven by lower than planned spending from Federal
Operating Funds ($296 million). The spending variance is mainly driven by the net impact of
lower than planned spending for Medicaid, a result of timing associated with UPL payments and
other factors, and higher than planned spending for disaster relief costs associated with tropical
storms that heavily impacted the State during the Fall of 2011.
All GOVERNMENTAL FUNDS RESULTS THROUGH SEPTEMBER 2012
(millions of dollars)
Above/(Below)

Opening Balance
Receipts
Taxes

Enacted

First Quarterly

Plan

Update

Enacted
Results

Variance
First Quarterly

Plan

Update

3,360

3,360

3,360

n/a

n/a

64,215

62,284

62,623

(1,592)

32,071

31,848

31,635

(436)

(213)

339

Miscellaneous Receipts

11,547

11,215

11,723

176

508

Federal Grants

20,597

19,221

19,265

(1,332)

44

62,051

60,644

59,939

(2,112)

(705)

State Operating Funds

Disbursements

40,607

39,938

39,627

(980)

(311)

Capital Projects Funds

3,540

3,358

3,260

(280)

(98)
(296)

17,904

17,348

17,052

(852)

166

69

(34)

(200)

(103)

Change in Operations

2,330

1,709

2,650

320

941

Closing Balance

5,690

5,069

6,010

320

941

Federal Operating Funds
Other Financing Sources

ALL GOVERNMENTAL FUNDS ANNUAL CHANGE
The All Governmental Funds closing balance in September 2012 was $942 million below the
previous fiscal year, primarily reflecting the dual impact of a lower opening balance ($452
million) and an inherent lag in reimbursement for spending from Federal Operating Funds
(approximately $350 million). The year-to-year decrease in Federal spending is mainly the result
of the phasing-out of most programmatic elements of Federal ARRA funding during FY 2011,
most notably the expiration of Federal Enhanced FMAP at the end of June 2011, which
temporarily lowered State-share Medicaid costs by increasing the Federal share.

74

FY 2013 SIX-MONTH OPERATING RESULTS
APRIL THROUGH SEPTEMBER All GOVERNMENTAL FUNDS RESULTS YEAR-OVER-YEAR
(millions of dollars)

Opening Balance

FY 2012

FY 2013

Results

Results

Increase/(Decrease)
$

%

3,812

3,360

(452)

Receipts
Taxes
Miscellaneous Receipts
Federal Grants

65,207
31,707
10,885
22,615

62,623
31,635
11,723
19,265

(2,584)
(72)
838
(3,350)

-4.0%
-0.2%
7.7%
-14.8%

Disbursements
State Operating Funds
Capital Projects Funds
Federal Operating Funds

62,047
38,913
3,693
19,441

59,939
39,627
3,260
17,052

(2,108)
714
(433)
(2,389)

-3.4%
1.8%
-11.7%
-12.3%

(20)

(34)

(14)

Other Financing Sources
Change in Operations

3,140

2,650

(490)

Closing Balance

6,952

6,010

(942)

75

GLOSSARY OF ACRONYMS

GLOSSARY OF ACRONYMS
AIM .......................................................................................... Aid and Incentive for Municipalities
ALES .........................................................................................Agency Law Enforcement Services
APSU ................................................................................................... Agency Police Services Unit
AR ..................................................................................................................... Assessment Report
ARC .................................................................................................. Annual Required Contribution
ARRA .............................................................. American Recovery and Reinvestment Act of 2009
BANs ......................................................................................................... Bond Anticipation Notes
BCA .................................................................................................................... Budget Control Act
BEA ................................................................................................... Bureau of Economic Analysis
CB ................................................................................................................. Collective Bargaining
CHIPs ...................................................................... Consolidated Highway Improvement Programs
CHP ........................................................................................................................ Child Health Plus
CMS ............................................................................ Centers for Medicare and Medicaid Services
COLA...................................................................................................... Cost of Living Adjustment
CPI ................................................................................................................ Consumer Price Index
CQCAPD ........................................................... Commission on Quality of Care and Advocacy for
Persons with Disabilities
CSEA ...................................................................................... Civil Service Employees Association
CUNY ................................................................................................. City University of New York
CUNY DC-37 ...................................................... City University of New York District Council 37
DASNY .................................................................... Dormitory Authority of the State of New York
DDPC ......................................................................... Developmental Disabilities Planning Council
DFS ............................................................................................... Department of Financial Services
DHBTF ......................................................................... Dedicated Highway and Bridge Trust Fund
DMV ................................................................................................. Department of Motor Vehicles
DOB ............................................................................................................... Division of the Budget
DOCCS .....................................................Department of Corrections and Community Supervision
DOH ................................................................................................................ Department of Health
DOT ....................................................................................................Department of Transportation
EI ....................................................................................................................... Early Intervention
EPIC ............................................................................. Elderly Pharmaceutical Insurance Coverage
ERS ................................................................................................... Employees Retirement System
ESDC .................................................................................. Empire State Development Corporation
FEMA .............................................................................. Federal Emergency Management Agency
FHCR ............................................................................................. Federal Health Care Reform Act
FHP ..................................................................................................................... Family Health Plus
FMAP...................................................................................Federal Medical Assistance Percentage
F-SHRP ............................................................................. Federal-State Health Reform Partnership
FTE .................................................................................................................. Full Time Equivalent
FY .................................................................................................................................. Fiscal Year
GAAP............................................................................. Generally Accepted Accounting Principles
GASB ........................................................................... Governmental Accounting Standards Board
GASB 45 ................................................ Governmental Accounting Standards Board Statement 45
GEA ..................................................................................................... Gap Elimination Adjustment
GDP ............................................................................................................ Gross Domestic Product
GOER............................................................................... Governor's Office of Employee Relations
GPHW ................................................................................................... General Public Health Work

79

GLOSSARY OF ACRONYMS
GSCs .............................................................................................................. General State Charges
GSEU ........................................................................................ Graduate Student Employees Union
HCRA ......................................................................................................... Health Care Reform Act
HEAL NY .....................................Health Care Efficiency and Affordability Law for New Yorkers
HESC .................................................................................. Higher Education Services Corporation
HUT ...................................................................................................................... Highway Use Tax
IPOs ................................................................................................................ Initial Public Offering
LGU .......................................................................................................... Local Governmental Unit
MCFFA ...........................................................................Medical Care Facilities Financing Agency
MCTD .................................................................... Metropolitan Commuter Transportation District
MIF ........................................................................................................... Mortgage Insurance Fund
MTA..................................................................................... Metropolitan Transportation Authority
NYPA..................................................................................................... New York Power Authority
NYS-CARES ............................................... New York State - Creating Alternatives in Residential
Environments and Services
NYSCOPBA ................................................................... New York State Correctional Officers and
Police Benevolent Association
NYSPBA .................................................................New York State Police Benevolent Association
OASAS .......................................................... Office of Alcoholism and Substance Abuse Services
OCA ................................................................................................. Office of Court Administration
OCFS .................................................................................. Office of Children and Family Services
OFT ................................................................................................................ Office for Technology
OGS .........................................................................................................Office of General Services
OMB ...........................................................................................Office of Management and Budget
OMH ............................................................................................................ Office of Mental Health
OPEB ............................................................................................ Other Post-Employment Benefits
OPWDD ............................................................. Office for People with Developmental Disabilities
OSC .................................................................................................. Office of the State Comptroller
OTB .......................................................................................................................Off Track Betting
OTDA ..................................................................... Office of Temporary and Disability Assistance
PAYGO .................................................................................................................... Pay-As-You-Go
PEF ..................................................................................................... Public Employees Federation
PFRS ...........................................................................................Police and Fire Retirement System
PI ......................................................................................................................... Personal Income
PIT .................................................................................................................. Personal Income Tax
RBTF ......................................................................................................... Revenue Bond Tax Fund
SAGE ................................................................ Spending and Government Efficiency Commission
SFS ........................................................................................................ Statewide Financial System
SOFA ...................................................................................... New York State Office for the Aging
SONYMA .............................................................................. State of New York Mortgage Agency
SSI ................................................................................................... Supplemental Security Income
STAR .................................................................................................................... School Tax Relief
STIP ......................................................................................................Short-Term Investment Pool
SUNY................................................................................................. State University of New York
SY ................................................................................................................................ School Year
TA ..................................................................................................................... Thruway Authority
TANF ..............................................................................Temporary Assistance for Needy Families
TAP ........................................................................................................Tuition Assistance Program
UPL ................................................................................................................. Upper Payment Limit
UUP ................................................................................................... United University Professions
VLT .............................................................................................................. Video Lottery Terminal

80

FINANCIAL PLAN TABLES AND ACCOMPANYING
NOTES

FINANCIAL PLAN TABLES AND
ACCOMPANYING NOTES
The notes to the Financial Plan tables herein should be read in conjunction with the tables
that follow.

NOTE 1 — BASIS OF ACCOUNTING
Pursuant to law, all Financial Plan tables presented herein are prepared on the cash basis of
accounting, unless otherwise noted. Under the cash basis of accounting, revenues are recognized
when received, and spending is recorded when cash is disbursed.

NOTE 2 — FUND TYPES AND PERSPECTIVES
The State records its transactions in the following fund types:
Governmental Funds
General Fund - This is the major operating fund of the State. It receives all State income not
earmarked for a particular program or activity and not specified by law to be deposited in another
fund. State income for Financial Plan purposes consists of moneys (taxes, fees, and
miscellaneous receipts including certain repayments of State advances) deposited to the credit of
the General Fund during the fiscal year and transfers from other funds from current revenues.
Special Revenue - These funds account for State receipts from specific revenue sources and are
legally restricted to disbursement for specified purposes. This governmental fund type is divided
into two classifications: (1) State Special Revenue Funds and (2) Federal Special Revenue
Funds. An example of a State Special Revenue Fund is the Conservation Fund which finances a
number of State environmental programs. An example of a Federal Special Revenue Fund is the
Health and Human Services Fund. Although any earmarked revenue fund is treated as a Special
Revenue Fund for cash-basis budgeting and reporting purposes, some are combined with the
General Fund for purposes of reporting on the basis of GAAP.
Debt Service - All tax-financed State debt service on long-term debt and payments on certain
lease-purchase or other contractual obligations are paid from Debt Service funds. These account
for the accumulation of money for and the payment of principal and interest on, general longterm debt. Lease-purchase payments for State University, Health and Mental Hygiene facilities
under contractual agreements with public authorities are also paid from funds classified as Debt
Service funds. Debt service on highway bonds supported by dedicated highway revenues is also
reflected in this fund type. Sources of revenue for this fund type include transfers from the
General Fund, dedicated taxes, and other revenues.

83

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Capital Projects - These funds finance a variety of capital construction costs including:
(1) planning, land acquisition, design, construction, construction management and supervision,
and equipment costs; (2) highway, parkway and rail preservation projects; outdoor recreation and
environmental conservation projects, and buildings and other capital facilities required by
various State departments and agencies; (3) payments to local governments to help finance their
capital programs, including highway, parkway, bridge, mass transportation, aviation, economic
development, port development, community college, community and State mental health,
outdoor recreation, State-assisted housing, and environmental quality; and (4) advances for
capital construction costs reimbursable by public authorities, instrumentalities of the State, the
Federal government or local governments. Sources of revenue for this fund type include
transfers from other State funds including the General Fund, dedicated taxes and other revenues,
reimbursement of advances, bond proceeds, and Federal capital grants.
State Operating Funds
The State Funds operating budget comprises the General Fund and other State-supported
activities financed by dedicated revenues in State Special Revenue funds, as well as Debt Service
funds accounting for the payment of debt service on all tax-financed State long-term debt. All
capital spending, regardless of financing source, is included in the Capital budget.
Proprietary Funds
Internal Service Funds - Account for the financing of goods or services supplied by one State
agency to other State agencies or governmental units on a cost-reimbursement basis.
Enterprise Funds - Account for operations that are similar to private business enterprises.
The Internal Service funds and Enterprise funds are treated as Proprietary funds for cash-basis
budgeting and reporting purposes, and are combined with the General Fund for purposes of
reporting on a GAAP basis.
Fiduciary Funds
Private-Purpose Trust Funds - Accounts for all trust arrangements under which principal and
income benefit individuals, private organizations, or other governments.
Pension Trust Fund - Accounts for the cash-basis results of operations for the administrative
portion of the State’s Common Retirement Fund. It does not reflect investment activity, balances,
or other assets available to this Fund. In addition, pension contributions and payments to retirees
are excluded since these payments are not required to be appropriated.
Agency Funds - Accounts for funds held by the State in a purely custodial capacity. Cash is held
temporarily until disbursements are made to individuals, private organizations, or other
governments.

84

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
NOTE 3 — DISBURSEMENT DESCRIPTIONS
The State’s Financial Plan and reporting includes only those payments made pursuant to an
appropriation and paid from funds available in the State Treasury. All State spending is
classified in one of the following categories:
Local Assistance Grants - Include payments to counties, cities, towns, villages, school districts
and other local entities, as well as certain financial assistance to, or on behalf of, individuals and
nonprofit organizations.
Personal Service - Includes the payment of salaries and compensation for State employees.
Non-Personal Service - Includes payments for miscellaneous contractual obligations, supplies
and materials, travel, rentals and repairs, utilities, postage and shipping, printing, telephone, and
other operating costs.
General State Charges - Include costs mandated by statute, collective bargaining agreements or
court order. Charges in this category can be further subdivided into the following:
Fringe Benefits: Contributions to pension systems, the employer’s share of Social Security
contributions, employer contributions toward the cost of health insurance, workers
compensation and unemployment insurance, and contributions to union employee benefit
funds which provide vision care and other services.
Fixed Costs: For State payments in lieu of taxes, as well as payments for local assessments
on State-owned land, judgments against the State pursuant to the Court of Claims Act,
defense(s) by private counsel or alternatively payments on behalf of State officers and
employees in civil judicial proceedings.
Debt Service - Include payments made for tax-financed State debt service on long-term debt;
contractual-obligation and lease-purchase arrangements with several public authorities and
municipalities; and lease-purchase payments for State University, Health, and Mental Hygiene
facilities.
Capital Projects - Include payments made for the acquisition or construction of the State’s
capital facilities. Included in this category are planning, land acquisition, design, construction,
engineering services, and equipment costs attributable to highway, parkway and rail preservation
projects; outdoor recreation and environmental conservation projects; payments to local
government units and public authorities to help finance highways, parkways, bridges, mass
transportation, aviation, economic development, port development, community colleges,
community and State mental hygiene buildings, outdoor recreational parks, correctional and
State-assisted housing as well as environmental quality projects. Advances are made for capital
construction costs reimbursable by public authorities, the Federal or local governments, or from
the proceeds of State bond and note sales.

85

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Bond Proceeds - Includes the proceeds of general obligation bonds and short-term notes issued
in the form of commercial paper or BANs and are stated net of notes redeemed from the
proceeds of permanent bonds or reissued notes.
Operating Transfers - Constitutes legally authorized transfers from a fund receiving revenues,
to a fund through which disbursements will ultimately be made.

NOTE 4 — RESERVATIONS OF GENERAL FUND BALANCE
Fund balance may be legally segregated for specific future use or set aside informally for
specified purposes. The following terms are used in the reporting of reservations of General
Fund Balance:
Tax Stabilization Reserve Fund - Created pursuant to law in order to provide a reserve to
finance a cash-basis operating deficit in the General Fund at the end of the fiscal year, and to
make temporary loans to the General Fund during the year. Annual deposits may not exceed 0.2
percent of General Fund spending and the balance may not exceed 2.0 percent of General Fund
spending. These amounts may be borrowed by the General Fund temporarily and repaid within
the same fiscal year. They may also be borrowed to cover an operating deficit at year end, but
these loans must be repaid within six years in no less than three annual installments.
Rainy Day Reserve Fund - Created pursuant to law, to account for funds set aside for use
during economic downturns or in response to a catastrophic event, as defined in the law. The
economic downturn clause is triggered after five consecutive months of decline in the State's
composite index of business cycle indicators. The reserve may have a maximum balance equal to
three percent of projected General Fund spending during the fiscal year immediately following
the then-current fiscal year.
Contingency Reserve Fund - Created pursuant to law to provide a reserve to fund extraordinary
needs arising from litigation against the State. These amounts may be used for payment of
judgments against the State where the amount is in excess of $25 million and such payments are
not previously appropriated, or emergency payments relating to natural or physical disasters, or
to make payments for the enhancement of the State's economy.
Community Projects Fund - Created pursuant to law to finance discretionary, usually local,
projects ("member items") sponsored by individual legislators and the Governor. The Enacted
State Budget typically includes lump sum appropriations for the Governor, Senate and the
Assembly, to be designated for various grants, awards and contracts with local governments, notfor-profit organizations and community groups. During the fiscal year, each party may allocate
their respective appropriations, by grant amount, to the intended recipient organizations.

86

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Undesignated Fund Balance - From time to time, DOB will informally designate unrestricted
balances in the General Fund for specific policy goals. These amounts are typically identified
with the phrase “reserved for.”

NOTE 5 — SPENDING ADJUSTMENTS
Certain Special Revenue accounts formerly reported in the Financial Plan as Federal Operating
Funds have been reclassified to State Operating Funds. The State changed this reporting with the
FY 2012 Executive Budget. This change has the effect of increasing the reported disbursements
from State Operating Funds, and reducing reported disbursements from Federal Operating Funds
by an equal amount. Accordingly, there is no impact on the State's reported All Governmental
Funds spending totals.
For purposes of comparability, the impact of the reclassification on historical results is
summarized in the following table.
STATE OPERATING FUNDS AS RESTATED
(millions of dollars)
Before
Reporting
1
Restatement
Adjustment
FY 2006
FY 2007
FY 2008
FY 2009
FY 2010
FY 2011
1

66,240
73,476
76,989
78,166
76,873
80,491

3,065
3,031
3,029
3,459
3,786
3,926

Restated
69,305
76,507
80,018
81,625
80,659
84,417

DOB has reclassified certain special revenue accounts from
Federal Operating Funds to State Operating Funds to be
consistent w ith the methodology used by the Office of the
State Comptroller.

NOTE 6 — ITEMS AFFECTING FY 2011 TO FY 2012 COMPARABILITY
School Aid Payment - The end-of-year school aid payment ($2.06 billion) scheduled for the last
quarter of FY 2010 was paid in the first quarter of FY 2011, as authorized in statute. This was
done to shift the FY 2010 budget shortfall into FY 2011.
American Recovery and Reinvestment Act of 2009 - On February 17, 2009, President Obama
signed into law ARRA of 2009. This Act contains provisions for direct Federal aid for fiscal
relief, consisting of increases in the Federal matching rate for eligible State Medicaid
expenditures, and funds provided through the State Fiscal Stabilization Fund to restore proposed
reductions in education, higher education, and to maintain essential government services.

87

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Pension Amortization - The Financial Plan projections assume that the State will amortize
pension costs above a percentage of payroll, as authorized by legislation enacted in FY 2011.
The percentage of payroll above which costs may be amortized for ERS increases annually as
follows: 9.5 percent in FY 2011; 10.5 percent in FY 2012; 11.5 percent in FY 2013; 12.5 percent
in FY 2014; 13.5 percent in FY 2015, and 14.5 percent in FY 2016; and the amortization levels
for PFRS are as follows: 17.5 percent in FY 2011; 18.5 percent in FY 2012; 19.5 percent in FY
2013; 20.5 percent in FY 2014; and 21.5 percent in FY 2016. The amortization reduces the
State’s annual pension contribution in the short term, but results in long-term costs. The amounts
amortized totaled $249 million in FY 2011, and $575 million in FY 2012. The amounts
expected to be amortized are $779 million in FY 2013, $858 million in FY 2014, $731 million in
FY 2015 and $226 million in FY 2016.
Retroactive Labor Settlements - Several unions have not agreed to labor settlements for
contract periods prior to FY 2012. In recent years, the State has included spending in the
Financial Plan for potential settlements, which have not materialized. The Current Financial Plan
costs sets aside a portion of the General Fund balance for this purpose. The amount of the
reserve is calculated on the assumption that the unions that have not agreed to contracts will
receive the same general salary increases as the unions with ratified contracts.
Mergers - Consistent with the FY 2012 Enacted Budget, State agency mergers have been
reflected in the Financial Plan tables that follow. As such, spending for FY 2011 has been
reflected in the former agencies, while projections for FY 2012 and forward reflect the impact of
the agency merger. These mergers include:


Division of Parole merged with the Department of Correctional Services to become the
new Department of Corrections and Community Supervision;
Consumer Protection Board merged into Department of State; and
Foundation for Science, Innovation & Technology merged into the Department of
Economic Development

The Banking and Insurance Departments have been merged to create a new agency known as the
Department of Financial Services. For reporting purposes, DOB assigned FY 2011 spending
from these departments to the Department of Financial Services. Reductions in spending for the
Department of Financial Services reflect the projected impact of cost control and efficiency
actions contemplated by the merger of the Insurance and Banking departments.

NOTE 7 — OFF-BUDGET TRANSACTIONS
Represent certain capital spending that is not reported in cash spending results, but is reported in
the State's GAAP Financial Statements. This spending is related to programs which are financed
directly from bond proceeds that are on deposit at various public authorities, rather than from a
short-term STIP or cash from the General Fund.

88

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
NOTE 8 — GENERAL FUND/HCRA COMBINED GAP
The current HCRA authorization expires on March 31, 2014. HCRA is projected to remain
balanced through FY 2016. However, any unaddressed shortfall would need to be financed by
the General Fund.

NOTE 9 — METROPOLITAN TRANSPORTATION AUTHORITY
FINANCIAL ASSISTANCE FUND
The Metropolitan Commuter Transportation Mobility Tax (Mobility Tax) is imposed on certain
employers and self-employed individuals engaging in business within the metropolitan
commuter transportation district. This revenue source is collected by the State on behalf of, and
disbursed in its entirety to, the MTA. Due to requirements of the enabling legislation, the tax is
reflected in the State's Special Revenue Funds. Both receipts and disbursements are at $1.4
billion in FY 2013, growing to an estimated $1.8 billion in FY 2016.

NOTE 10 — CHANGES TO THE MEDICAID PROGRAM
Since January 2006, the State has paid the entire non-Federal share of the FHP program and any
annual Medicaid increases above a fixed level that would have otherwise been paid for by Local
Social Services Districts. The FY 2013 Enacted Budget amends these statutory indexing
provisions by implementing a phased-in plan to takeover over the Local Social Services Districts
share of all growth above the previous year’s enacted levels beginning in FY 2013 for County
Year 2013, with the State assuming all growth in County Year 2015.

NOTE 11 — STATEWIDE CASH FLOW ADMINISTRATION
OSC invests General Fund moneys, bond proceeds, and other funds not immediately required to
make payments through STIP, which is comprised of joint custody funds (Governmental Funds,
Internal Service Funds, Enterprise Funds and Private Purpose Trust Funds), as well as several
sole custody funds including the Tobacco Settlement Fund.
OSC is authorized to make short-term loans from STIP to cover temporary cash shortfalls in
certain funds and accounts, including the General Fund, resulting from the timing of receipts and
disbursements. The Legislature authorizes the funds and accounts that may receive loans each
year, based on legislation submitted with the Executive Budget. Loans may be granted only for
amounts that the Director of the Budget certifies are “receivable on account” or can be repaid
from the current operating receipts of the fund (i.e., loans cannot be granted in expectation of
future revenue enhancements).

89

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
NOTE 12 — OUTSTANDING TEMPORARY LOANS SUMMARY
The total outstanding loan balance as of March 31, 2012 was $1.8 billion, comprised of advances
for bond-reimbursable capital spending pending the receipt of bond proceeds ($931 million),
activities that are financed initially by the State pending Federal receipt ($342 million), State
Special Revenue Funds ($455 million), and Proprietary Funds ($37 million).
The total loan balance typically increases throughout the State fiscal year, reaching its peak
between the second and third quarters. The spike mainly reflects the payment of lottery aid for
education, which is financed in large part by a loan that is repaid over the course of the year as
lottery revenues are received.

NOTE 13 — STATE FUNDING OF SUNY OPERATING SUPPORT
As part of the FY 2013 Budget, the State changed the process through which SUNY receives the
State share of its operating support, from direct General Fund spending, to General Fund
transfers. SUNY’s special revenue tuition offset account, which has traditionally been used to
offset the State’s direct General Fund spending for SUNY operations, will reflect all spending
for the university operations, starting with the new academic year that begins in July 2012. All
General Fund support for SUNY operations will be transferred by the General Fund to this
special revenue account, supplementing tuition revenue also being received by this account, and
from which all university operations will be funded. The change to General Fund financial plan
categories is illustrated in the multi-year table below.
SUNY STATE OPERATIONS - GENERAL FUND STATE SUPPORT RE-CATEGORIZATION
(millions of dollars)

Gross Personal Service
Offset Personal Service (From 345.12)
Net Personal Service
Gross Non-Personal Service
Offset Non-Personal Service (From 345.12)
Net Non-Personal Service
General Fund Transfers to SUNY
Tuition Revenue Account (345.12)
Total General Fund Operating Support
Including Transfers

FY 2011
Results

FY 2012
Results

FY 2013
Enacted

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

1,960
(1,200)
760

1,929
(1,226)
703

560
(13)
547

0
0
0

0
0
0

0
0
0

388
(119)
269

366
(126)
240

139
(3)
136

0
0
0

0
0
0

0
0
0

0

0

340

982

1,001

1,021

1,029

943

1,023

982

1,001

1,021

90

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES

FINANCIAL PLAN TABLES
General Fund – Total Budget
Financial Plan Projections FY 2013 through FY 2016 ................................................ T-1
Financial Plan, Annual Change from FY 2012 to FY 2013 ......................................... T-2
Update of FY 2013 ....................................................................................................... T-3
Update of FY 2014 ....................................................................................................... T-4
Update of FY 2015 ....................................................................................................... T-5
Update of FY 2016 ....................................................................................................... T-6
General Fund – Revenue Detail (Excluding Transfers)
Financial Plan Projections FY 2013 through FY 2016 ................................................ T-7
Financial Plan, Annual Change from FY 2012 to FY 2013 ......................................... T-8
State Operating Funds Budget
FY 2013 ........................................................................................................................ T-9
FY 2014 ...................................................................................................................... T-10
FY 2015 ...................................................................................................................... T-11
FY 2016 ...................................................................................................................... T-12
Annual Change from FY 2012 to FY 2013 ................................................................ T-13
All Governmental Funds – Total Budget
FY 2013 ...................................................................................................................... T-14
FY 2014 ...................................................................................................................... T-15
FY 2015 ...................................................................................................................... T-16
FY 2016 ...................................................................................................................... T-17
Annual Change from FY 2012 to FY 2013 ................................................................ T-18
All Governmental Funds – Revenue Detail
FY 2013 ...................................................................................................................... T-19
FY 2014 ...................................................................................................................... T-20
FY 2015 ...................................................................................................................... T-21
FY 2016 ...................................................................................................................... T-22
Annual Change from FY 2012 to FY 2013 ................................................................ T-23
Special Revenue Funds - State and Federal Funds
FY 2013 ...................................................................................................................... T-24
FY 2014 ...................................................................................................................... T-25
FY 2015 ...................................................................................................................... T-26
FY 2016 ...................................................................................................................... T-27
Annual Change from FY 2012 to FY 2013 ................................................................ T-28
Receipts Detail, FY 2013 through FY 2016 ............................................................... T-29
Receipts Detail, Annual Change from FY 2012 to FY 2013 ..................................... T-30

91

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Capital Budget - State and Federal Funds
FY 2013 ...................................................................................................................... T-31
FY 2014 ...................................................................................................................... T-32
FY 2015 ...................................................................................................................... T-33
FY 2016 ...................................................................................................................... T-34
Annual Change from FY 2012 to FY 2013 ................................................................ T-35
Receipts Detail, FY 2013 through FY 2016 ............................................................... T-36
Receipts Detail, Annual Change from FY 2012 to FY 2013 ..................................... T-37
Off Budget Capital Spending, FY 2012 through FY 2016 ........................................ T-38
Debt Service Funds – Receipts Detail
Projections FY 2013 through FY 2016 ...................................................................... T-39
Annual Change from FY 2012 to FY 2013 ................................................................ T-40
State Funds – Total Budget
FY 2013 ...................................................................................................................... T-41
FY 2014 ...................................................................................................................... T-42
FY 2015 ...................................................................................................................... T-43
FY 2016 ...................................................................................................................... T-44
Annual Change from FY 2012 to FY 2013 ................................................................ T-45
Cash Flow – FY 2013 Monthly Projections
General Fund .............................................................................................................. T-46
State Operating Funds ................................................................................................ T-47
Capital Projects Funds - Total .................................................................................... T-48
Capital Projects Funds - State .................................................................................... T-49
Capital Projects Funds - Federal ................................................................................ T-50
Special Revenue Funds - Total................................................................................... T-51
Special Revenue Funds - State ................................................................................... T-52
Special Revenue Funds - Federal ............................................................................... T-53
Debt Service Funds .................................................................................................... T-54
All Governmental Funds ............................................................................................ T-55
State Funds ................................................................................................................. T-56
Health Care Reform Act Resources Fund
Projections FY 2013 through FY 2016 ...................................................................... T-57
Update FY 2013 (Change from First Quarterly Update) ........................................... T-58
Annual Change from FY 2012 to FY 2013 ................................................................ T-59
FY 2013 Monthly Cash Flow Projections .................................................................. T-60
Proprietary and Fiduciary Funds (Projections FY 2013 through FY 2016) .......... T-61

92

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
Spending Detail by Agency (FY 2011 through FY 2016)
General Fund – Total (Agency Detail Excluding Transfers) ..................................... T-62
General Fund – Total.................................................................................................. T-68
General Fund – Local Assistance ............................................................................... T-70
General Fund – State Operations ............................................................................... T-72
General Fund – Personal Service ............................................................................... T-74
General Fund – Non-personal Service ....................................................................... T-76
General Fund – General State Charges ...................................................................... T-78
State Operating Funds – Total (Agency Detail) ......................................................... T-79
State Operating Funds – Total .................................................................................... T-87
State Operating Funds – Local Assistance ................................................................. T-89
State Operating Funds – State Operations.................................................................. T-91
State Operating Funds – Personal Service ................................................................. T-93
State Operating Funds – Non-personal Service ......................................................... T-95
State Operating Funds – General State Charges ........................................................ T-97
State Operating Funds – Capital Projects ................................................................... T-99
Capital Projects Funds – Total ................................................................................. T-100
All Governmental Funds – Total (Agency Detail) ................................................... T-102
All Governmental Funds – Total .............................................................................. T-111
All Governmental Funds – Local Assistance ........................................................... T-114
All Governmental Funds – State Operations............................................................ T-116
All Governmental Funds – Personal Service ........................................................... T-118
All Governmental Funds – Non-personal Service ................................................... T-120
All Governmental Funds – General State Charges .................................................. T-122
All Governmental Funds – Capital Projects ............................................................. T-124
State Funds – Total ................................................................................................... T-126
State Funds – Local Assistance ................................................................................ T-128
State Funds – State Operations................................................................................. T-130
State Funds – Personal Service ................................................................................ T-132
State Funds – Non-personal Service ........................................................................ T-134
State Funds – General State Charges ....................................................................... T-136
State Funds – Capital Projects .................................................................................. T-138
Special Revenue State Funds – Local Assistance .................................................... T-140
Special Revenue State Funds – Personal Service..................................................... T-142
Special Revenue State Funds – Non-personal Service............................................. T-144
Special Revenue State Funds – General State Charges............................................ T-146
Special Revenue Federal Funds – Local Assistance ................................................ T-148
Special Revenue Federal Funds – Personal Service................................................. T-149
Special Revenue Federal Funds – Non-personal Service......................................... T-151
Special Revenue Federal Funds – General State Charges........................................ T-153

93

FINANCIAL PLAN TABLES AND ACCOMPANYING NOTES
General Fund Transfers (FY 2012 through FY 2016)
General Fund Transfers from Other Funds .............................................................. T-155
General Fund Transfers to Other Funds ................................................................... T-157
FY 2013 Cash Basis Combining Statement
General Fund ............................................................................................................ T-158
Special Revenue Funds ............................................................................................ T-159
Special Revenue Other Funds Detail by Account .................................................... T-162
Miscellaneous Special Revenue Fund (339) Detail by Account .............................. T-166
Capital Projects Funds .............................................................................................. T-172
Debt Service Funds .................................................................................................. T-174
Internal Services ....................................................................................................... T-175
Enterprise ................................................................................................................. T-176
Debt Tables ................................................................................................................. T-177
Financial Plan Table Appendices
List of Joint Custody Funds ..................................................................................... T-188
State Fund Structure ................................................................................................. T-193

94

CASH FINANCIAL PLAN
GENERAL FUND
FY 2013 through FY 2016
(millions of dollars)

FY 2013
Projected

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other Transfers
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Reserves:
Community Projects Fund
Rainy Day Reserve Fund
Undesignated Fund Balance
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

26,844
9,188
6,035
1,146
3,741
60

28,920
9,562
6,208
1,139
2,787
2

29,613
9,978
5,686
1,224
2,232
0

30,614
10,343
6,237
1,224
2,324
0

8,227
2,430
444
954
59,069

8,798
2,560
525
832
61,333

8,948
2,689
601
744
61,715

9,127
2,816
676
792
64,153

39,816

41,653

43,082

45,358

6,161
1,790
4,623

5,501
1,596
5,042

5,646
1,739
5,365

5,946
1,828
5,611

1,564
1,033
2,975
340
1,080
59,382

1,617
1,290
2,759
983
1,957
62,398

1,514
1,409
2,615
1,002
2,923
65,295

1,488
1,322
2,520
1,022
3,414
68,509

0
0
0
10
10

0
0
0
14
14

(45)
0
(62)
(206)
(313)

Excess (Deficiency) of Receipts Over Disbursements and
Reserves

0

T-1

(57)
0
0
(26)
(83)

(982)

(3,590)

(4,370)

CASH FINANCIAL PLAN
GENERAL FUND
ANNUAL CHANGE
(millions of dollars)

FY 2012
Results
Opening Fund Balance
Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other Transfers
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Excess (Deficiency) of Receipts Over
Disbursements and Reserves

Statutory Reserves
Tax Stabilization Reserve Fund
Rainy Day Reserve Fund
Contingency Reserve Fund
Community Projects Fund
Reserved For
Prior-Year Labor Agreements (2007-2011)
Undesignated Fund Balance

T-2

Annual
$ Change

Annual
% Change

1,376

1,787

411

29.9%

25,843
9,055
5,760
1,096
3,162
60

26,844
9,188
6,035
1,146
3,741
60

1,001
133
275
50
579
0

3.9%
1.5%
4.8%
4.6%
18.3%
0.0%

8,097
2,396
387
1,044
56,900

8,227
2,430
444
954
59,069

130
34
57
(90)
2,169

1.6%
1.4%
14.7%
-8.6%
3.8%

38,419

39,816

1,397

3.6%

5,781
1,713
4,720

6,161
1,790
4,623

1,516
798
2,722
0
820
56,489

1,564
1,033
2,975
340
1,080
59,382

411

Closing Fund Balance

FY 2013
Projected

(313)

380
77
(97)
48
235
253
340
260
2,893

6.6%
4.5%
-2.1%
3.2%
29.4%
9.3%
-31.7%
5.1%

(724)

-176.2%

-17.5%

1,787

1,474

(313)

1,131
175
21
102

1,131
175
21
57

0
0
0
(45)

283
75

77
13

(206)
(62)

CASH FINANCIAL PLAN
GENERAL FUND
FY 2013
(millions of dollars)

First
Quarter
Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Reserves:
Community Projects Fund
Rainy Day Reserve Fund
Undesignated Fund Balance
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

26,916
9,196
6,035
1,146
3,354
60

(72)
(8)
0
0
387
0

26,844
9,188
6,035
1,146
3,741
60

8,250
2,430
469
1,039
58,895

(23)
0
(25)
(85)
174

8,227
2,430
444
954
59,069

39,668

148

39,816

6,170
1,835
4,499

(9)
(45)
124

6,161
1,790
4,623

1,564
1,055
2,975
340
1,102
59,208

0
(22)
0
0
(22)
174

1,564
1,033
2,975
340
1,080
59,382

(45)
0
(62)
(206)
(313)

Excess (Deficiency) of Receipts Over
Disbursements and Reserves

0

T-3

Mid-Year

Change

0
0
0
0
0

0

(45)
0
(62)
(206)
(313)

0

CASH FINANCIAL PLAN
GENERAL FUND
FY 2014
(millions of dollars)

First
Quarter
Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Reserves:
Community Projects Fund
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Excess (Deficiency) of Receipts Over
Disbursements and Reserves

T-4

Mid-Year

Change

28,920
9,570
6,208
1,139
2,879
2

0
(8)
0
0
(92)
0

28,920
9,562
6,208
1,139
2,787
2

8,798
2,560
525
866
61,467

0
0
0
(34)
(134)

8,798
2,560
525
832
61,333

41,871

(218)

41,653

5,487
1,630
4,889

14
(34)
153

5,501
1,596
5,042

1,617
1,287
2,767
983
2,001
62,532

0
3
(8)
0
(44)
(134)

1,617
1,290
2,759
983
1,957
62,398

(57)
(26)
(83)

0
0
0

(57)
(26)
(83)

(982)

0

(982)

CASH FINANCIAL PLAN
GENERAL FUND
FY 2015
(millions of dollars)

First
Quarter
Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

29,613
9,986
5,686
1,224
2,297

0
(8)
0
0
(65)

29,613
9,978
5,686
1,224
2,232

8,948
2,689
601
774
61,818

0
0
0
(30)
(103)

8,948
2,689
601
744
61,715

43,225

(143)

43,082

5,632
1,771
5,235

14
(32)
130

5,646
1,739
5,365

1,514
1,403
2,621
1,002
2,995
65,398

0
6
(6)
0
(72)
(103)

1,514
1,409
2,615
1,002
2,923
65,295

10
10

Excess (Deficiency) of Receipts Over
Disbursements and Reserves

(3,590)

T-5

Mid-Year

Change

0
0

0

10
10

(3,590)

CASH FINANCIAL PLAN
GENERAL FUND
FY 2016
(millions of dollars)

First
Quarter
Receipts:
Taxes:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Miscellaneous Receipts
Transfers from Other Funds:
PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Transfers to Other Funds:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements
Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

30,614
10,351
6,237
1,224
2,389

0
(8)
0
0
(65)

30,614
10,343
6,237
1,224
2,324

9,127
2,816
676
764
64,198

0
0
0
28
(45)

9,127
2,816
676
792
64,153

45,489

(131)

45,358

5,915
1,821
5,527

31
7
84

5,946
1,828
5,611

1,488
1,299
2,521
1,022
3,472
68,554

0
23
(1)
0
(58)
(45)

1,488
1,322
2,520
1,022
3,414
68,509

14
14

Excess (Deficiency) of Receipts Over
Disbursements and Reserves

(4,370)

T-6

Mid-Year

Change

0
0

0

14
14

(4,370)

CASH RECEIPTS
CURRENT STATE RECEIPTS
GENERAL FUND
FY 2013 THROUGH FY 2016
(millions of dollars)

FY 2013
Projected

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

32,173
11,752
2,153
1,174
47,252
(248)
(6,843)
40,161
(3,276)
(10,041)
26,844

34,342
12,563
2,266
1,183
50,354
(198)
(6,984)
43,172
(3,459)
(10,793)
28,920

35,557
13,477
2,151
1,236
52,421
(148)
(7,933)
44,340
(3,642)
(11,085)
29,613

37,647
13,360
2,251
1,286
54,544
(148)
(8,585)
45,811
(3,744)
(11,453)
30,614

11,310
461
0
244
0
0
0
12,015
(2,827)
9,188

11,816
454
0
245
0
0
0
12,515
(2,953)
9,562

12,374
447
0
250
0
0
0
13,071
(3,093)
9,978

12,871
439
0
250
0
0
0
13,560
(3,217)
10,343

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,635
660
1,301
1,439
0
6,035

2,836
638
1,364
1,370
0
6,208

2,150
689
1,408
1,439
0
5,686

2,526
710
1,484
1,517
0
6,237

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,127
660
0
0
18
1
1,806
(660)
1,146

1,120
735
0
0
18
1
1,874
(735)
1,139

1,205
805
0
0
18
1
2,029
(805)
1,224

1,205
880
0
0
18
1
2,104
(880)
1,224

Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax
Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

0

0

0

Total Taxes

43,213

45,829

46,501

48,418

733
785
99
51
262
5
1,806
3,741

739
670
26
50
262
30
1,010
2,787

621
655
26
50
262
30
588
2,232

612
655
26
50
262
30
689
2,324

60

2

0

0

47,014

48,618

48,733

50,742

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-7

CURRENT STATE RECEIPTS
GENERAL FUND
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

31,199
11,628
2,116
1,087
46,030
(366)
(6,897)
38,767
(3,233)
(9,691)
25,843

32,173
11,752
2,153
1,174
47,252
(248)
(6,843)
40,161
(3,276)
(10,041)
26,844

974
124
37
87
1,222
118
54
1,394
(43)
(350)
1,001

3.1%
1.1%
1.7%
8.0%
2.7%
-32.2%
-0.8%
3.6%
1.3%
3.6%
3.9%

11,126
471
0
238
0
0
0
11,835
(2,780)
9,055

11,310
461
0
244
0
0
0
12,015
(2,827)
9,188

184
(10)
0
6
0
0
0
180
(47)
133

1.7%
-2.1%
0
2.5%
---1.5%
1.7%
1.5%

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,724
617
1,257
1,161
1
5,760

2,635
660
1,301
1,439
0
6,035

(89)
43
44
278
(1)
275

-3.3%
7.0%
3.5%
23.9%
-100.0%
4.8%

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,078
610
0
0
17
1
1,706
(610)
1,096

1,127
660
0
0
18
1
1,806
(660)
1,146

49
50
0
0
1
0
100
(50)
50

4.5%
8.2%
--5.9%
0.0%
5.9%
8.2%
4.6%

Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax
Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

0

0

--

Total Taxes

41,754

43,213

1,459

3.5%

654
762
111
59
234
5
1,337
3,162

733
785
99
51
262
5
1,806
3,741

60

60

0

0.0%

44,976

47,014

2,038

4.5%

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-8

79
23
(12)
(8)
28
0
469
579

12.1%
3.0%
-10.8%
-13.6%
12.0%
0.0%
35.1%
18.3%

CASH FINANCIAL PLAN
STATE OPERATING FUNDS BUDGET
FY 2013
(millions of dollars)

General
Fund

Special
Revenue
Funds

Debt
Service
Funds

State
Operating
Funds
Total

Opening Fund Balance

1,787

1,632

428

3,847

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

43,213
3,741
60
47,014

8,120
15,572
1
23,693

13,408
996
79
14,483

64,741
20,309
140
85,190

39,816

18,889

0

58,705

6,161
1,790
4,623
0
0
52,390

6,357
3,638
1,994
0
5
30,883

0
47
0
6,100
0
6,147

12,518
5,475
6,617
6,100
5
89,420

6,305
(14,585)
0
(8,280)

26,056
(21,970)
0
4,086

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

Closing Fund Balance

12,055
(6,992)
0
5,063

(313)

1,474

T-9

7,696
(393)
0
7,303

113

56

1,745

484

(144)

3,703

CASH FINANCIAL PLAN
STATE OPERATING FUNDS BUDGET
FY 2014
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

General
Fund

Debt
Service
Funds

45,829
2,787
2
48,618

8,402
15,978
1
24,381

14,362
1,043
79
15,484

68,593
19,808
82
88,483

41,653

19,562

0

61,215

5,501
1,596
5,042
0
0
53,792

7,010
3,863
2,175
0
5
32,615

0
47
0
6,415
0
6,462

12,511
5,506
7,217
6,415
5
92,869

6,152
(15,060)
0
(8,908)

27,555
(23,907)
0
3,648

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,715
(8,606)
0
4,109

8,688
(241)
0
8,447

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

(1,065)

213

Designated General Fund Reserves:
Community Projects Fund
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

(57)
(26)
(83)

Net General Fund Deficit

(982)

T-10

State
Operating
Funds
Total

Special
Revenue
Funds

114

(738)

CASH FINANCIAL PLAN
STATE OPERATING FUNDS BUDGET
FY 2015
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

State
Operating
Funds
Total

General
Fund

Special
Revenue
Funds

Debt
Service
Funds

46,501
2,232
0
48,733

8,757
16,202
1
24,960

14,864
1,094
79
16,037

70,122
19,528
80
89,730

43,082

20,266

0

63,348

5,646
1,739
5,365
0
0
55,832

7,177
3,889
2,291
0
5
33,628

0
47
0
6,484
0
6,531

12,823
5,675
7,656
6,484
5
95,991

5,617
(14,986)
0
(9,369)

27,635
(24,492)
0
3,143

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,982
(9,463)
0
3,519

9,036
(43)
0
8,993

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

(3,580)

325

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

10
10

Net General Fund Deficit

(3,590)

T-11

137

(3,118)

CASH FINANCIAL PLAN
STATE OPERATING FUNDS BUDGET
FY 2016
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

State
Operating
Funds
Total

General
Fund

Special
Revenue
Funds

Debt
Service
Funds

48,418
2,324
0
50,742

9,019
16,362
1
25,382

15,431
1,092
79
16,602

72,868
19,778
80
92,726

45,358

20,355

0

65,713

5,946
1,828
5,611
0
0
58,743

7,368
3,967
2,474
0
5
34,169

0
47
0
6,645
0
6,692

13,314
5,842
8,085
6,645
5
99,604

5,368
(15,277)
0
(9,909)

28,244
(25,315)
0
2,929

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

13,411
(9,766)
0
3,645

9,465
(272)
0
9,193

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

(4,356)

406

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves

14
14

Net General Fund Deficit

(4,370)

T-12

1

(3,949)

CASH FINANCIAL PLAN
STATE OPERATING FUNDS BUDGET
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Opening Fund Balance

3,969

3,847

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

62,960
19,516
140
82,616

64,741
20,309
140
85,190

1,781
793
0
2,574

2.8%
4.1%
0.0%
3.1%

57,267

58,705

1,438

2.5%

12,047
5,404
6,593
5,864
6
87,181

12,518
5,475
6,617
6,100
5
89,420

471
71
24
236
(1)
2,239

3.9%
1.3%
0.4%
4.0%
-16.7%
2.6%

25,510
(21,067)
0
4,443

26,056
(21,970)
0
4,086

546
(903)
0
(357)

2.1%
4.3%
--8.0%

(122)

(144)

(22)

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

Closing Fund Balance

3,847

T-13

3,703

(122)

(144)

CASH FINANCIAL PLAN
ALL GOVERNMENTAL FUNDS
FY 2013
(millions of dollars)

Special
Revenue
Funds

General
Fund
Opening Fund Balance

1,787

1,594

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

43,213
3,741
60
47,014

8,120
15,758
40,173
64,051

39,816

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

Capital
Projects
Funds

All
Funds
Total

428

3,360

1,399
4,213
2,191
7,803

13,408
996
79
14,483

66,140
24,708
42,503
133,351

53,400

2,104

0

95,320

6,161
1,790
4,623
0
0
52,390

7,008
4,566
2,280
0
5
67,259

0
0
0
0
5,957
8,061

0
47
0
6,100
0
6,147

13,169
6,403
6,903
6,100
5,962
133,857

12,055
(6,992)
0
5,063

7,697
(4,376)
0
3,321

1,345
(1,479)
400
266

6,305
(14,585)
0
(8,280)

27,402
(27,432)
400
370

(313)

113

1,474

1,707

T-14

(449)

Debt
Service
Funds

8
(441)

56
484

(136)
3,224

CASH FINANCIAL PLAN
ALL GOVERNMENTAL FUNDS
FY 2014
(millions of dollars)

General
Fund

Special
Revenue
Funds

45,829
2,787
2
48,618

8,402
16,164
41,974
66,540

1,419
4,042
2,212
7,673

14,362
1,043
79
15,484

70,012
24,036
44,267
138,315

41,653

55,974

2,107

0

99,734

5,501
1,596
5,042
0
0
53,792

7,663
4,887
2,496
0
5
71,025

0
0
0
0
5,779
7,886

0
47
0
6,415
0
6,462

13,164
6,530
7,538
6,415
5,784
139,165

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,715
(8,606)
0
4,109

8,689
(3,991)
0
4,698

1,542
(1,540)
338
340

6,152
(15,060)
0
(8,908)

29,098
(29,197)
338
239

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses

(1,065)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

Designated General Fund Reserves:
Community Projects Fund
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

(57)
(26)
(83)
(982)

T-15

213

Capital
Projects
Funds

127

Debt
Service
Funds

114

All
Funds
Total

(611)

CASH FINANCIAL PLAN
ALL GOVERNMENTAL FUNDS
FY 2015
(millions of dollars)

General
Fund

Special
Revenue
Funds

46,501
2,232
0
48,733

8,757
16,388
44,724
69,869

1,429
3,806
1,971
7,206

14,864
1,094
79
16,037

71,551
23,520
46,774
141,845

43,082

60,025

1,883

0

104,990

5,646
1,739
5,365
0
0
55,832

7,851
4,872
2,612
0
5
75,365

0
0
0
0
5,579
7,462

0
47
0
6,484
0
6,531

13,497
6,658
7,977
6,484
5,584
145,190

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,982
(9,463)
0
3,519

9,037
(3,216)
0
5,821

1,473
(1,522)
306
257

5,617
(14,986)
0
(9,369)

29,109
(29,187)
306
228

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements
and Other Financing Uses

(3,580)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

325

10
10
(3,590)

T-16

Capital
Projects
Funds

1

Debt
Service
Funds

137

All
Funds
Total

(3,117)

CASH FINANCIAL PLAN
ALL GOVERNMENTAL FUNDS
FY 2016
(millions of dollars)

General
Fund

Special
Revenue
Funds

48,418
2,324
0
50,742

9,019
16,548
46,655
72,222

1,446
3,825
1,656
6,927

15,431
1,092
79
16,602

74,314
23,789
48,390
146,493

45,358

62,404

1,552

0

109,314

5,946
1,828
5,611
0
0
58,743

8,070
4,845
2,810
0
5
78,134

0
0
0
0
5,384
6,936

0
47
0
6,645
0
6,692

14,016
6,720
8,421
6,645
5,389
150,505

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

13,411
(9,766)
0
3,645

9,466
(3,146)
0
6,320

1,386
(1,527)
121
(20)

5,368
(15,277)
0
(9,909)

29,631
(29,716)
121
36

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements
and Other Financing Uses

(4,356)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

408

14
14
(4,370)

T-17

Capital
Projects
Funds

(29)

Debt
Service
Funds

1

All
Funds
Total

(3,976)

CASH FINANCIAL PLAN
ALL GOVERNMENTAL FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Opening Fund Balance

3,812

3,360

(452)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

64,297
23,837
44,611
132,745

66,140
24,708
42,503
133,351

1,843
871
(2,108)
606

2.9%
3.7%
-4.7%
0.5%

(1,161)

-1.2%

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

96,481

95,320

12,680
6,348
6,855
5,864
5,276
133,504

13,169
6,403
6,903
6,100
5,962
133,857

489
55
48
236
686
353

3.9%
0.9%
0.7%
4.0%
13.0%
0.3%

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

26,541
(26,586)
352
307

27,402
(27,432)
400
370

861
(846)
48
63

3.2%
3.2%
13.6%
20.5%

(452)

(136)

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

3,360

T-18

3,224

316
(136)

CASH RECEIPTS
ALL GOVERNMENTAL FUNDS
FY 2013
(millions of dollars)

General
Fund
Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

Total

32,173
11,752
2,153
1,174
47,252
(248)
(6,843)
40,161
(3,276)
(10,041)
26,844

0
0
0
0
0
0
0
0
3,276
0
3,276

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
10,040
10,040

32,173
11,752
2,153
1,174
47,252
(248)
(6,843)
40,161
0
(1)
40,160

11,310
461
0
244
0
0
0
12,015
(2,827)
9,188

785
1,124
108
0
0
41
89
2,147
0
2,147

0
0
407
0
147
68
0
622
0
622

0
0
0
0
0
0
0
0
2,827
2,827

12,095
1,585
515
244
147
109
89
14,784
0
14,784

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,635
660
1,301
1,439
0
6,035

401
171
157
271
517
1,517

0
13
0
0
645
658

0
0
0
0
0
0

3,036
844
1,458
1,710
1,162
8,210

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,127
660
0
0
18
1
1,806
(660)
1,146

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
541
541

1,127
660
0
0
18
1
1,806
0
1,806

Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxe
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

1,180

0

0

1,180

Total Taxes

43,213

8,120

1,399

13,408

66,140

733
785
99
51
262
5
1,806
3,741

0
0
482
0
0
0
15,276
15,758

0
0
799
0
0
0
3,414
4,213

0
0
0
0
0
0
996
996

733
785
1,380
51
262
5
21,492
24,708

60

40,173

2,191

79

42,503

47,014

64,051

7,803

14,483

133,351

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-19

CASH RECEIPTS
ALL GOVERNMENTAL FUNDS
FY 2014
(millions of dollars)

General
Fund
Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

Total

34,342
12,563
2,266
1,183
50,354
(198)
(6,984)
43,172
(3,459)
(10,793)
28,920

0
0
0
0
0
0
0
0
3,459
0
3,459

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
10,793
10,793

34,342
12,563
2,266
1,183
50,354
(198)
(6,984)
43,172
0
0
43,172

11,816
454
0
245
0
0
0
12,515
(2,953)
9,562

819
1,101
109
0
0
43
96
2,168
0
2,168

0
0
408
0
142
71
0
621
0
621

0
0
0
0
0
0
0
0
2,953
2,953

12,635
1,555
517
245
142
114
96
15,304
0
15,304

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,836
638
1,364
1,370
0
6,208

443
171
167
238
534
1,553

0
13
0
0
666
679

0
0
0
0
0
0

3,279
822
1,531
1,608
1,200
8,440

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,120
735
0
0
18
1
1,874
(735)
1,139

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
616
616

1,120
735
0
0
18
1
1,874
0
1,874

Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

1,222

0

0

1,222

Total Taxes

45,829

8,402

1,419

14,362

70,012

739
670
26
50
262
30
1,010
2,787

0
0
481
0
0
0
15,683
16,164

0
0
811
0
0
0
3,231
4,042

0
0
0
0
0
0
1,043
1,043

739
670
1,318
50
262
30
20,967
24,036

2

41,974

2,212

79

44,267

48,618

66,540

7,673

15,484

138,315

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-20

CASH RECEIPTS
ALL GOVERNMENTAL FUNDS
FY 2015
(millions of dollars)

General
Fund
Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

Total

35,557
13,477
2,151
1,236
52,421
(148)
(7,933)
44,340
(3,642)
(11,085)
29,613

0
0
0
0
0
0
0
0
3,642
0
3,642

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
11,085
11,085

35,557
13,477
2,151
1,236
52,421
(148)
(7,933)
44,340
0
0
44,340

12,374
447
0
250
0
0
0
13,071
(3,093)
9,978

847
1,079
109
0
0
45
100
2,180
0
2,180

0
0
411
0
144
74
0
629
0
629

0
0
0
0
0
0
0
0
3,093
3,093

13,221
1,526
520
250
144
119
100
15,880
0
15,880

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,150
689
1,408
1,439
0
5,686

475
173
172
249
537
1,606

0
13
0
0
668
681

0
0
0
0
0
0

2,625
875
1,580
1,688
1,205
7,973

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,205
805
0
0
18
1
2,029
(805)
1,224

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
686
686

1,205
805
0
0
18
1
2,029
0
2,029

Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

1,329

0

0

1,329

Total Taxes

46,501

8,757

1,429

14,864

71,551

621
655
26
50
262
30
588
2,232

0
0
481
0
0
0
15,907
16,388

0
0
811
0
0
0
2,995
3,806

0
0
0
0
0
0
1,094
1,094

621
655
1,318
50
262
30
20,584
23,520

0

44,724

1,971

79

46,774

48,733

69,869

7,206

16,037

141,845

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-21

CASH RECEIPTS
ALL GOVERNMENTAL FUNDS
FY 2016
(millions of dollars)

General
Fund
Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

Total

37,647
13,360
2,251
1,286
54,544
(148)
(8,585)
45,811
(3,744)
(11,453)
30,614

0
0
0
0
0
0
0
0
3,744
0
3,744

0
0
0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
0
0
11,453
11,453

37,647
13,360
2,251
1,286
54,544
(148)
(8,585)
45,811
0
0
45,811

12,871
439
0
250
0
0
0
13,560
(3,217)
10,343

877
1,057
111
0
0
47
101
2,193
0
2,193

0
0
413
0
152
77
0
642
0
642

0
0
0
0
0
0
0
0
3,217
3,217

13,748
1,496
524
250
152
124
101
16,395
0
16,395

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

2,526
710
1,484
1,517
0
6,237

504
179
178
264
539
1,664

0
13
0
0
672
685

0
0
0
0
0
0

3,030
902
1,662
1,781
1,211
8,586

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,205
880
0
0
18
1
2,104
(880)
1,224

0
0
0
0
0
0
0
0
0

0
0
0
0
0
0
0
119
119

0
0
0
0
0
0
0
761
761

1,205
880
0
0
18
1
2,104
0
2,104

Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Payroll Tax

0

1,418

0

0

1,418

Total Taxes

48,418

9,019

1,446

15,431

74,314

612
655
26
50
262
30
689
2,324

0
0
481
0
0
0
16,067
16,548

0
0
811
0
0
0
3,014
3,825

0
0
0
0
0
0
1,092
1,092

612
655
1,318
50
262
30
20,862
23,789

0

46,655

1,656

79

48,390

50,742

72,222

6,927

16,602

146,493

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts
Federal Grants
Total

T-22

CURRENT STATE RECEIPTS
ALL GOVERNMENTAL FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

31,199
11,628
2,116
1,087
46,030
(366)
(6,897)
38,767
0
0
38,767

32,173
11,752
2,153
1,174
47,252
(248)
(6,843)
40,161
0
(1)
40,160

974
124
37
87
1,222
118
54
1,394
0
(1)
1,393

3.1%
1.1%
1.7%
8.0%
2.7%
-32.2%
-0.8%
3.6%
--3.6%

11,876
1,633
501
238
132
104
87
14,571
0
14,571

12,095
1,585
515
244
147
109
89
14,784
0
14,784

219
(48)
14
6
15
5
2
213
0
213

1.8%
-2.9%
2.8%
2.5%
11.4%
4.8%
2.3%
1.5%
-1.5%

Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax
Business Taxes

3,176
797
1,413
1,391
1,100
7,877

3,036
844
1,458
1,710
1,162
8,210

(140)
47
45
319
62
333

-4.4%
5.9%
3.2%
22.9%
5.6%
4.2%

Estate Tax
Real Estate Transfer Tax
Gift Tax
Real Property Gains Tax
Pari-Mutuel Taxes
Other Taxes
Gross Other Taxes
Real Estate Transfer Tax (Dedicated)
Other Taxes

1,078
610
0
0
17
1
1,706
0
1,706

1,127
660
0
0
18
1
1,806
0
1,806

49
50
0
0
1
0
100
0
100

4.5%
8.2%
--5.9%
0.0%
5.9%
-5.9%

Payroll Tax

1,376

1,180

(196)

Total Taxes

64,297

66,140

Licenses, Fees, Etc.
Abandoned Property
Motor Vehicle Fees
ABC License Fee
Reimbursements
Investment Income
Other Transactions
Miscellaneous Receipts

654
762
1,420
59
234
5
20,703
23,837

733
785
1,380
51
262
5
21,492
24,708

79
23
(40)
(8)
28
0
789
871

12.1%
3.0%
-2.8%
-13.6%
12.0%
0.0%
3.8%
3.7%

Federal Grants

44,611

42,503

(2,108)

-4.7%

132,745

133,351

Taxes:
Withholdings
Estimated Payments
Final Payments
Other Payments
Gross Collections
State/City Offset
Refunds
Reported Tax Collections
STAR (Dedicated Deposits)
RBTF (Dedicated Transfers)
Personal Income Tax
Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Alcoholic Beverage Taxes
Highway Use Tax
Auto Rental Tax
Taxicab Surcharge
Gross Utility Taxes and Fees
LGAC Sales Tax (Dedicated Transfers)
User Taxes and Fees

Total

T-23

1,843

606

-14.2%
2.9%

0.5%

CASH FINANCIAL PLAN
SPECIAL REVENUE FUNDS
FY 2013
(millions of dollars)

State

Federal

Opening Fund Balance

1,632

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

8,120
15,572
1
23,693

0
186
40,172
40,358

8,120
15,758
40,173
64,051

18,889

34,511

53,400

6,357
3,638
1,994
5
30,883

651
928
286
0
36,376

7,008
4,566
2,280
5
67,259

1
(3,983)
(3,982)

7,697
(4,376)
3,321

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Net Other Financing Sources (Uses)

7,696
(393)
7,303

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

113
1,745

T-24

(38)

Total

0
(38)

1,594

113
1,707

CASH FINANCIAL PLAN
SPECIAL REVENUE FUNDS
FY 2014
(millions of dollars)

State

Federal

Opening Fund Balance

1,745

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

8,402
15,978
1
24,381

0
186
41,973
42,159

8,402
16,164
41,974
66,540

19,562

36,412

55,974

7,010
3,863
2,175
5
32,615

653
1,024
321
0
38,410

7,663
4,887
2,496
5
71,025

1
(3,750)
(3,749)

8,689
(3,991)
4,698

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Net Other Financing Sources (Uses)

8,688
(241)
8,447

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

213
1,958

T-25

(38)

Total

0
(38)

1,707

213
1,920

CASH FINANCIAL PLAN
SPECIAL REVENUE FUNDS
FY 2015
(millions of dollars)

State

Federal

Opening Fund Balance

1,958

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

8,757
16,202
1
24,960

0
186
44,723
44,909

8,757
16,388
44,724
69,869

20,266

39,759

60,025

7,177
3,889
2,291
5
33,628

674
983
321
0
41,737

7,851
4,872
2,612
5
75,365

1
(3,173)
(3,172)

9,037
(3,216)
5,821

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Net Other Financing Sources (Uses)

9,036
(43)
8,993

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

325
2,283

T-26

(38)

Total

0
(38)

1,920

325
2,245

CASH FINANCIAL PLAN
SPECIAL REVENUE FUNDS
FY 2016
(millions of dollars)

State

Federal

Opening Fund Balance

2,283

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

9,019
16,362
1
25,382

0
186
46,654
46,840

9,019
16,548
46,655
72,222

20,355

42,049

62,404

7,368
3,967
2,474
5
34,169

702
878
336
0
43,965

8,070
4,845
2,810
5
78,134

1
(2,874)
(2,873)

9,466
(3,146)
6,320

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Net Other Financing Sources (Uses)

9,465
(272)
9,193

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

406
2,689

T-27

(38)

Total

2
(36)

2,245

408
2,653

CASH FINANCIAL PLAN
SPECIAL REVENUE FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Opening Fund Balance

2,149

1,594

(555)

-25.8%

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total receipts

8,244
15,565
42,356
66,165

8,120
15,758
40,173
64,051

(124)
193
(2,183)
(2,114)

-1.5%
1.2%
-5.2%
-3.2%

55,496

53,400

(2,096)

-3.8%

6,899
4,590
2,135
0
6
69,126

7,008
4,566
2,280
0
5
67,259

109
(24)
145
0
(1)
(1,867)

1.6%
-0.5%
6.8%
--16.7%
-2.7%

7,096
(4,690)
2,406

7,697
(4,376)
3,321

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements
and Other Financing Uses
Closing Fund Balance

(555)
1,594

T-28

601
314
915

8.5%
-6.7%
38.0%

113

668

-120.4%

1,707

113

7.1%

CASH RECEIPTS
SPECIAL REVENUE FUNDS
FY 2013 THROUGH FY 2016
(millions of dollars)

FY 2013
Projected

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Personal Income Tax

3,276

3,459

3,642

3,744

User Taxes and Fees
Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Auto Rental Tax
Taxicab Surcharge

2,147
785
1,124
108
41
89

2,168
819
1,101
109
43
96

2,180
847
1,079
109
45
100

2,193
877
1,057
111
47
101

Business Taxes
Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax

1,517
401
171
157
271
517

1,553
443
171
167
238
534

1,606
475
173
172
249
537

1,664
504
179
178
264
539

Payroll Tax

1,180

1,222

1,329

1,418

Total Taxes

8,120

8,402

8,757

9,019

Miscellaneous Receipts
HCRA
State University Income
Lottery
Medicaid
Industry Assessments
Motor Vehicle Fees
All Other

15,758
4,585
4,041
3,198
794
786
482
1,872

16,164
4,867
4,239
3,248
785
793
481
1,751

16,388
5,015
4,383
3,257
788
804
481
1,660

16,548
5,071
4,546
3,259
788
0
481
2,403

Federal Grants

40,173

41,974

44,724

46,655

Total

64,051

66,540

69,869

72,222

T-29

CASH RECEIPTS
SPECIAL REVENUE FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Personal Income Tax

3,233

3,276

43

1.3%

User Taxes and Fees
Sales and Use Tax
Cigarette and Tobacco Taxes
Motor Fuel Tax
Auto Rental Tax
Taxicab Surcharge

2,143
750
1,162
105
39
87

2,147
785
1,124
108
41
89

4
35
(38)
3
2
2

0.2%
4.7%
-3.3%
2.9%
5.1%
2.3%

Business Taxes
Corporation Franchise Tax
Corporation and Utilities Tax
Insurance Taxes
Bank Tax
Petroleum Business Tax

1,492
452
167
156
230
487

1,517
401
171
157
271
517

25
(51)
4
1
41
30

1.7%
-11.3%
2.4%
0.6%
17.8%
6.2%

Payroll Tax

1,376

1,180

(196)

-14.2%

Total Taxes

8,244

8,120

(124)

-1.5%

Miscellaneous Receipts
HCRA
State University Income
Lottery
Medicaid
Industry Assessments
Motor Vehicle Fees
All Other

15,565
4,155
3,828
2,975
827
756
496
2,528

15,758
4,585
4,041
3,198
794
786
482
1,872

193
430
213
223
(33)
30
(14)
(656)

1.2%
10.3%
5.6%
7.5%
-4.0%
4.0%
-2.8%
-25.9%

Federal Grants

42,356

40,173

(2,183)

-5.2%

Total

66,165

64,051

(2,114)

-3.2%

T-30

CASH FINANCIAL PLAN
CAPITAL PROJECTS FUNDS
FY 2013
(millions of dollars)

Opening Fund Balance

State

Federal

Total

(288)

(161)

(449)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

1,399
4,213
5
5,617

0
0
2,186
2,186

1,399
4,213
2,191
7,803

Disbursements:
Local Assistance Grants
Capital Projects
Total Disbursements

1,284
4,926
6,210

820
1,031
1,851

2,104
5,957
8,061

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

1,666
(1,468)
400
598

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements and Other Financing
Uses
Closing Fund Balance

5
(283)

T-31

(321)
(11)
0
(332)

3
(158)

1,345
(1,479)
400
266

8
(441)

CASH FINANCIAL PLAN
CAPITAL PROJECTS FUNDS
FY 2014
(millions of dollars)

Opening Fund Balance

State

Federal

Total

(283)

(158)

(441)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

1,419
4,042
5
5,466

0
0
2,207
2,207

1,419
4,042
2,212
7,673

Disbursements:
Local Assistance Grants
Capital Projects
Total Disbursements

1,340
4,696
6,036

767
1,083
1,850

2,107
5,779
7,886

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

1,857
(1,529)
338
666

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses
Closing Fund Balance

T-32

(315)
(11)
0
(326)

1,542
(1,540)
338
340

96

31

127

(187)

(127)

(314)

CASH FINANCIAL PLAN
CAPITAL PROJECTS FUNDS
FY 2015
(millions of dollars)

Opening Fund Balance

State

Federal

Total

(187)

(127)

(314)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

1,429
3,806
5
5,240

0
0
1,966
1,966

1,429
3,806
1,971
7,206

Disbursements:
Local Assistance Grants
Capital Projects
Total Disbursements

1,185
4,675
5,860

698
904
1,602

1,883
5,579
7,462

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

1,781
(1,510)
306
577

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements and
Other Financing Uses
Closing Fund Balance

T-33

(308)
(12)
0
(320)

(43)

44

(230)

(83)

1,473
(1,522)
306
257

1
(313)

CASH FINANCIAL PLAN
CAPITAL PROJECTS FUNDS
FY 2016
(millions of dollars)

Opening Fund Balance

State

Federal

Total

(230)

(83)

(313)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

1,446
3,825
5
5,276

0
0
1,651
1,651

1,446
3,825
1,656
6,927

Disbursements:
Local Assistance Grants
Capital Projects
Total Disbursements

896
4,717
5,613

656
667
1,323

1,552
5,384
6,936

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

1,689
(1,515)
121
295

Excess (Deficiency) of Receipts and Other Financing
Sources Over Disbursements and
Other Financing Uses
Closing Fund Balance

T-34

(303)
(12)
0
(315)

1,386
(1,527)
121
(20)

(42)

13

(29)

(272)

(70)

(342)

CASH FINANCIAL PLAN
CAPITAL PROJECTS FUNDS
FY 2012 and FY 2013
(millions of dollars)

Opening Fund Balance

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

(167)

(449)

(282)

Annual
% Change

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

1,337
4,155
2,115
7,607

1,399
4,213
2,191
7,803

62
58
76
196

Disbursements:
Local Assistance Grants
Capital Projects
Total Disbursements

2,566
5,270
7,836

2,104
5,957
8,061

(462)
687
225

-18.0%
13.0%
2.9%

1,031
(1,436)
352
(53)

1,345
(1,479)
400
266

314
(43)
48
319

30.5%
3.0%
13.6%
-601.9%

Other Financing Sources (uses):
Transfers From Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

(282)

Closing Fund Balance

(449)

T-35

8
(441)

290
8

4.6%
1.4%
3.6%
2.6%

CASH RECEIPTS
CAPITAL PROJECTS FUNDS
FY 2013 THROUGH FY 2016
(millions of dollars)

FY 2013
Projected

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

User Taxes and Fees
Motor Fuel Tax
Highway Use Tax
Auto Rental Tax

622
407
147
68

621
408
142
71

629
411
144
74

642
413
152
77

Business Taxes
Corporation and Utilities Tax
Petroleum Business Tax

658
13
645

679
13
666

681
13
668

685
13
672

Other Taxes
Real Estate Transfer Tax

119
119

119
119

119
119

119
119

Total Taxes

1,399

1,419

1,429

1,446

Miscellaneous Receipts
Authority Bond Proceeds
State Park Fees
Environmental Revenues
Motor Vehicle Fees
All Other

4,213
3,232
78
77
799
27

4,042
3,048
51
77
811
55

3,806
2,770
38
77
811
110

3,825
2,753
24
77
811
160

Federal Grants

2,191

2,212

1,971

1,656

Total

7,803

7,673

7,206

6,927

T-36

CASH RECEIPTS
CAPITAL PROJECTS FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

User Taxes and Fees
Motor Fuel Tax
Highway Use Tax
Auto Rental Tax

593
396
132
65

622
407
147
68

29
11
15
3

4.9%
2.8%
11.4%
4.6%

Business Taxes
Corporation and Utilities Tax
Petroleum Business Tax

625
13
612

658
13
645

33
0
33

5.3%
0.0%
5.4%

Other Taxes
Real Estate Transfer Tax

119
119

119
119

0
0

0.0%
0.0%

Total Taxes

1,337

1,399

62

4.6%

Miscellaneous Receipts
Authority Bond Proceeds
State Park Fees
Environmental Revenues
Motor Vehicle Fees
All Other

4,155
3,236
41
77
813
(12)

4,213
3,232
78
77
799
27

58
(4)
37
0
(14)
39

Federal Grants

2,115

2,191

76

3.6%

Total

7,607

7,803

196

2.6%

T-37

1.4%
-0.1%
90.2%
0.0%
-1.7%
-325.0%

CASH DISBURSEMENTS BY FUNCTION
CAPITAL OFF-BUDGET SPENDING
(millions of dollars)

FY 2012
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Economic Development
Empire State Development Corporation
Functional Total

FY 2013
Mid-Year

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

24
5
29

38
13
51

38
13
51

21
13
34

21
13
34

466
466

420
420

403
403

403
403

403
403

0

0

0

0

0

MENTAL HEALTH
Mental Health, Office of
People with Developmental Disabilities, Office for
Alcoholism and Substance Abuse Services, Office of
Functional Total

84
29
2
115

247
59
5
311

214
66
5
285

264
91
5
360

214
91
5
310

HIGHER EDUCATION
City University of New York
Education School Aid
State University of New York
Functional Total

402
127
249
778

453
100
315
868

486
100
228
814

501
92
99
692

521
0
94
615

3
3

8
8

9
9

5
5

0
0

1,391

1,658

1,562

1,494

1,362

TRANSPORTATION
Transportation, Department of
Functional Total
Health & Social Welfare
Hlth All Other
Functional Total

ALL OTHER
Judiciary
Functional Total
TOTAL CAPITAL OFF-BUDGET SPENDING

Reflects certain capital spending that is not reported in actual cash spending results, but is reported in the State's GAAP Financial Statements. This
spending is related to programs which are financed directly from bond proceeds that are on deposit at various public authorities rather than from a short-term
loan from the Short-Term Investment Pool or cash from the General Fund.

T-38

CASH RECEIPTS
DEBT SERVICE FUNDS
FY 2013 THROUGH FY 2016
(millions of dollars)

FY 2013
Projected

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Personal Income Tax

10,040

10,793

11,085

11,453

User Taxes and Fees
Sales and Use Tax

2,827
2,827

2,953
2,953

3,093
3,093

3,217
3,217

541
541

616
616

686
686

761
761

13,408

14,362

14,864

15,431

996
352
505
128
11

1,043
375
529
128
11

1,094
403
554
128
9

1,092
403
554
128
7

79

79

79

79

14,483

15,484

16,037

16,602

Other Taxes
Real Estate Transfer Tax
Total Taxes
Miscellaneous Receipts
Mental Hygiene Patient Receipts
SUNY Dormitory Fees
Health Patient Receipts
All Other
Federal Grants
Total

T-39

CASH RECEIPTS
DEBT SERVICE FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Personal Income Tax

9,691

10,040

349

3.6%

User Taxes and Fees
Sales and Use Tax

2,780
2,780

2,827
2,827

47
47

1.7%
1.7%

491
491

541
541

50
50

10.2%
10.2%

12,962

13,408

446

3.4%

955
334
490
121
10

996
352
505
128
11

41
18
15
7
1

4.3%
5.4%
3.1%
5.8%
10.0%

80

79

(1)

-1.3%

13,997

14,483

Other Taxes
Real Estate Transfer Tax
Total Taxes
Miscellaneous Receipts
Mental Hygiene Patient Receipts
SUNY Dormitory Fees
Health Patient Receipts
All Other
Federal Grants
Total

T-40

486

3.5%

CASH FINANCIAL PLAN
STATE FUNDS
FY 2013
(millions of dollars)

Special
Revenue
Funds

General
Fund
Opening Fund Balance

1,787

1,632

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

43,213
3,741
60
47,014

8,120
15,572
1
23,693

39,816
6,161
1,790
4,623
0
0
52,390

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Reserve for Collective Bargaining
Reserve for Community Projects Fund
Bond and Note Proceeds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and Other
Financing Uses
Closing Fund Balance

12,055
(6,992)
0
0
0
5,063

1,474

1,399
4,213
5
5,617

13,408
996
79
14,483

66,140
24,522
145
90,807

18,889

1,284

0

59,989

6,357
3,638
1,994
0
5
30,883

0
0
0
0
4,926
6,210

0
47
0
6,100
0
6,147

12,518
5,475
6,617
6,100
4,931
95,630

1,666
(1,468)
0
0
400
598

6,305
(14,585)
0
0
0
(8,280)

27,722
(23,438)
0
0
400
4,684

1,745

T-41

State
Funds
Total
3,559

113

(288)

Debt
Service
Funds
428

7,696
(393)
0
0
0
7,303

(313)

Capital
Projects
Funds

5
(283)

56
484

(139)
3,420

CASH FINANCIAL PLAN
STATE FUNDS
FY 2014
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

General
Fund

Special
Revenue
Funds

Capital
Projects
Funds

Debt
Service
Funds

State
Funds
Total

45,829
2,787
2
48,618

8,402
15,978
1
24,381

1,419
4,042
5
5,466

14,362
1,043
79
15,484

70,012
23,850
87
93,949

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

41,653

19,562

1,340

0

62,555

5,501
1,596
5,042
0
0
53,792

7,010
3,863
2,175
0
5
32,615

0
0
0
0
4,696
6,036

0
47
0
6,415
0
6,462

12,511
5,506
7,217
6,415
4,701
98,905

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,715
(8,606)
0
4,109

8,688
(241)
0
8,447

1,857
(1,529)
338
666

6,152
(15,060)
0
(8,908)

29,412
(25,436)
338
4,314

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and Other

(1,065)

213

Designated General Fund Reserves:
Community Projects Fund
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

(57)
(26)
(83)
(982)

T-42

96

114

(642)

CASH FINANCIAL PLAN
STATE FUNDS
FY 2015
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

General
Fund

Special
Revenue
Funds

46,501
2,232
0
48,733

8,757
16,202
1
24,960

1,429
3,806
5
5,240

14,864
1,094
79
16,037

71,551
23,334
85
94,970

43,082

20,266

1,185

0

64,533

5,646
1,739
5,365
0
0
55,832

7,177
3,889
2,291
0
5
33,628

0
0
0
0
4,675
5,860

0
47
0
6,484
0
6,531

12,823
5,675
7,656
6,484
4,680
101,851

1,781
(1,510)
306
577

5,617
(14,986)
0
(9,369)

29,416
(26,002)
306
3,720

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

12,982
(9,463)
0
3,519

9,036
(43)
0
8,993

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and Other
Financing Uses

(3,580)

325

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

10
10
(3,590)

T-43

Capital
Projects
Funds

(43)

Debt
Service
Funds

137

State
Funds
Total

(3,161)

CASH FINANCIAL PLAN
STATE FUNDS
FY 2016
(millions of dollars)

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements

General
Fund

Special
Revenue
Funds

48,418
2,324
0
50,742

9,019
16,362
1
25,382

1,446
3,825
5
5,276

15,431
1,092
79
16,602

74,314
23,603
85
98,002

45,358

20,355

896

0

66,609

5,946
1,828
5,611
0
0
58,743

7,368
3,967
2,474
0
5
34,169

0
0
0
0
4,717
5,613

0
47
0
6,645
0
6,692

13,314
5,842
8,085
6,645
4,722
105,217

1,689
(1,515)
121
295

5,368
(15,277)
0
(9,909)

29,933
(26,830)
121
3,224

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)

13,411
(9,766)
0
3,645

9,465
(272)
0
9,193

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and Other
Financing Uses

(4,356)

406

Designated General Fund Reserves:
Prior-Year Labor Agreements (2007-2011)
Increase (Decrease) in Reserves
Net General Fund Deficit

14
14
(4,370)

T-44

Capital
Projects
Funds

(42)

Debt
Service
Funds

1

State
Funds
Total

(3,991)

CASH FINANCIAL PLAN
STATE FUNDS
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
$ Change

Annual
% Change

Opening Fund Balance

3,907

3,559

Receipts:
Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts

64,297
23,669
145
88,111

66,140
24,522
145
90,807

1,843
853
0
2,696

2.9%
3.6%
0.0%
3.1%

59,015

59,989

974

1.7%

12,047
5,404
6,593
5,864
4,270
93,193

12,518
5,475
6,617
6,100
4,931
95,630

471
71
24
236
661
2,437

3.9%
1.3%
0.4%
4.0%
15.5%
2.6%

26,877
(22,495)
352
4,734

27,722
(23,438)
400
4,684

(348)

(139)

Disbursements:
Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service
Capital Projects
Total Disbursements
Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond and Note Proceeds
Net Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses
Closing Fund Balance

3,559

T-45

3,420

(348)

845
(943)
48
(50)

209
(139)

3.1%
4.2%
13.6%
-1.1%

T-46

4

2,623
3,850
5,637

TOTAL DISBURSEMENTS

Excess/(Deficiency) of Receipts over Disbursements

CLOSING BALANCE

442

413
506
(116)
8
0
13
411

General State Charges

Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Transfers to Other Funds

2,018

(3,619)

6,179

0
113
441
0
188
742

631
146
777

2,730
18
61
1,029
11
0
14
327
24
12
(8)
4,218

2,560

270
55
45
40
410

14

35
(21)
6
(6)
5
0
74
93

1,236
681
42
84
2,043

5,637

May
Results

596
52
648

133
16
3
931
1
1
3
61
0
0
2
1,151

Personal Service
Non-Personal Service
Total State Operations

6,473

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

1,282
190
57
1
1,530

TOTAL RECEIPTS

PIT in Excess of Revenue Bond Debt Service
Sales Tax in Excess of LGAC Debt Service
Real Estate Taxes in Excess of CW/CA Debt Service
All Other
Total Transfers from Other Funds

Federal Grants

40
39
6
6
2
1
23
117

3,851
652
205
114
4,822

RECEIPTS:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Total Taxes

Licenses, Fees, etc.
Abandoned Property
ABC License Fee
Motor vehicle fees
Reimbursements
Investment Income
Other Transactions
Total Miscellaneous Receipts

1,787

OPENING BALANCE

2012
April
Results

2,935

917

5,455

(55)
102
248
0
79
374

90

549
142
691

1,705
379
332
712
29
379
130
145
0
294
195
4,300

6,372

964
430
33
23
1,450

0

85
45
5
(1)
38
0
244
416

2,486
899
1,044
77
4,506

2,018

June
Results

2,404

(531)

4,010

458
214
289
180
65
1,206

433

416
113
529

135
295
88
918
37
2
107
167
0
1
92
1,842

3,479

415
212
49
5
681

0

65
14
5
13
4
0
66
167

1,768
703
80
80
2,631

2,935

July
Results

1,546

(858)

4,270

(40)
(46)
249
0
104
267

434

594
177
771

581
356
100
1,195
163
1
220
140
24
2
16
2,798

3,412

361
149
47
20
577

16

54
17
5
(11)
(14)
1
66
118

1,824
693
68
116
2,701

2,404

August
Results

CASHFLOW
GENERAL FUND
FY 2013
(dollars in millions)

4,282

2,736

4,378

(119)
0
214
0
37
132

398

437
143
580

1,283
60
344
590
75
396
210
114
0
89
107
3,268

7,114

1,054
289
38
9
1,390

0

109
72
4
0
48
0
710
943

2,774
920
1,019
68
4,781

1,546

September
Results

3,649

(633)

4,300

506
137
232
0
176
1,051

186

654
127
781

705
146
89
1,047
21
167
68
99
0
11
(71)
2,282

3,667

388
213
42
38
681

0

2
(1)
5
0
16
0
85
107

1,908
696
155
120
2,879

4,282

October
Results

2,481

(1,168)

4,280

(11)
84
216
160
125
574

331

467
146
613

1,081
318
24
1,019
46
1
75
115
24
1
58
2,762

3,112

155
211
29
16
411

0

55
250
3
20
35
1
29
393

1,380
688
145
95
2,308

3,649

November
Projected

3,947

1,466

5,114

(2)
173
249
0
60
480

145

431
167
598

1,538
197
425
701
52
380
201
100
15
206
76
3,891

6,580

992
283
28
38
1,341

13

90
15
4
20
30
0
75
234

2,751
922
1,219
100
4,992

2,481

December
Projected

6,064

2,117

3,321

484
100
236
0
27
847

94

527
173
700

240
29
74
895
46
111
113
100
0
2
70
1,680

5,438

1,079
235
30
66
1,410

0

65
5
3
20
30
1
55
179

2,836
773
141
99
3,849

3,947

2013
January
Projected

6,499

435

3,201

(18)
41
153
0
23
199

149

421
182
603

330
302
204
898
45
126
78
30
10
3
224
2,250

3,636

275
3
28
107
413

0

55
20
3
20
30
1
35
164

2,198
649
114
98
3,059

6,064

February
Projected

1,474

(5,025)

12,251

(145)
231
440
0
183
709

1,508

438
222
660

6,542
470
217
873
138
381
323
111
1
142
176
9,374

7,226

992
160
18
591
1,761

13

78
330
2
18
38
0
344
810

1,832
912
1,803
95
4,642

6,499

March
Projected

Total

1,474

(313)

59,382

1,564
1,033
2,975
340
1,080
6,992

4,623

6,161
1,790
7,951

17,003
2,586
1,961
10,808
664
1,945
1,542
1,509
98
763
937
39,816

59,069

8,227
2,430
444
954
12,055

60

733
785
51
99
262
5
1,806
3,741

26,844
9,188
6,035
1,146
43,213

1,787

T-47
3,294

2,221
(1,992)
0
229
4,706
8,553

TOTAL DISBURSEMENTS

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

Excess/(Deficiency) of Receipts over Disbursements

CLOSING BALANCE

1

176

Capital Projects

438

General State Charges

133
16
3
0
1,199
2
78
3
62
119
0
5
1,620

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

Debt service

7,771

TOTAL RECEIPTS

980
79
1,059

6,764
1,002
5

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants

Personal Service
Non-Personal Service
Total State Operations

3,847

OPENING BALANCE

2012
April
Results

5,800

(2,753)

1,936
(1,455)
0
481

7,683

0

387

469

1,072
347
1,419

2,730
18
61
0
1,538
51
82
15
327
546
12
28
5,408

4,449

3,055
1,373
21

8,553

May
Results

6,358

558

2,374
(2,095)
0
279

8,076

0

420

363

962
438
1,400

2,021
379
332
400
1,043
94
554
130
145
291
294
210
5,893

8,355

6,658
1,697
0

5,800

June
Results

6,662

304

2,305
(2,194)
0
111

5,098

0

195

467

927
397
1,324

135
295
89
0
1,250
245
188
107
168
330
1
304
3,112

5,291

3,833
1,454
4

6,358

July
Results

6,361

(301)

1,976
(1,458)
0
518

6,471

1

374

454

1,224
508
1,732

581
356
102
0
1,667
286
80
220
142
428
2
46
3,910

5,652

3,890
1,709
53

6,662

August
Results

7,190

829

2,178
(1,755)
0
423

9,002

0

769

453

929
427
1,356

3,267
60
345
188
925
144
559
211
115
388
89
133
6,424

9,408

6,764
2,641
3

6,361

September
Results

CASHFLOW
STATE OPERATING FUNDS
FY 2013
(dollars in millions)

7,438

248

2,105
(1,824)
0
281

5,756

0

102

506

1,180
506
1,686

831
146
89
6
1,523
98
343
68
99
300
11
(52)
3,462

5,723

4,132
1,589
2

7,190

October
Results

6,646

(792)

1,388
(1,114)
0
274

6,180

0

213

408

1,085
485
1,570

1,206
318
26
36
1,370
164
67
75
115
535
1
76
3,989

5,114

3,396
1,718
0

7,438

November
Projected

6,484

(162)

2,202
(2,004)
0
198

8,851

0

1,077

429

945
566
1,511

1,663
197
427
159
1,182
206
606
201
100
792
206
95
5,834

8,491

6,959
1,519
13

6,646

December
Projected

9,749

3,265

2,684
(2,360)
0
324

7,627

0

93

512

1,228
480
1,708

365
29
76
2,477
1,430
170
285
113
100
176
2
91
5,314

10,568

8,775
1,793
0

6,484

2013
January
Projected

10,790

1,041

1,041
(675)
0
366

5,320

0

482

241

980
568
1,548

455
302
206
0
1,297
164
201
78
30
218
3
95
3,049

5,995

4,372
1,621
2

9,749

February
Projected

3,703

(7,087)

4,262
(3,660)
0
602

16,062

3

1,812

1,877

1,006
674
1,680

6,669
502
219
10
1,436
297
600
322
110
255
142
128
10,690

8,373

6,143
2,193
37

10,790

March
Projected

0

0

(616)
616
0
0

0

0

0

0

0
0
0

0
0
0
0
0
0
0
0
0
0
0
0
0

0

0
0
0

Intra-Fund
Transfer
Eliminations

Total

3,703

(144)

26,056
(21,970)
0
4,086

89,420

5

6,100

6,617

12,518
5,475
17,993

20,056
2,618
1,975
3,276
15,860
1,921
3,643
1,543
1,513
4,378
763
1,159
58,705

85,190

64,741
20,309
140

3,847

T-48

CLOSING BALANCE
(494)

(45)

(116)
(94)
0
(210)

Excess/(Deficiency) of Receipts over Disbursements

454

196

TOTAL DISBURSEMENTS

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

(461)

33

113
(95)
0
18

4
23
210
1
5
29
85
14
371

83
83

98
205
166
469

(494)

May
Results

12
4
127
0
4
3
26
3
179

Economic Development
Parks & the Environment
Transportation
Health & Social Welfare
Mental Hygiene
Public Protection
Education
All Other
Total Capital Projects

17
17

90
241
30
361

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants
TOTAL RECEIPTS

DISBURSEMENTS:
Local Assistance Grants
Total Local Assistance Grants

(449)

OPENING BALANCE

2012
April
Results

(480)

(19)

118
(101)
0
17

572

2
20
243
1
8
26
111
20
431

141
141

128
231
177
536

(461)

June
Results

(537)

(57)

221
(96)
0
125

782

15
14
286
2
6
17
266
16
622

160
160

113
307
180
600

(480)

July
Results

(690)

(153)

(14)
(160)
0
(174)

651

1
21
320
1
17
18
155
15
548

103
103

109
416
147
672

(537)

August
Results

(775)

(85)

1
(160)
0
(159)

606

1
16
294
1
6
15
65
12
410

196
196

134
346
200
680

(690)

September
Results

CASHFLOW
CAPITAL PROJECTS FUNDS
FY 2013
(dollars in millions)

(591)

184

171
(98)
0
73

666

4
27
101
1
(1)
21
124
21
298

368
368

107
370
300
777

(775)

October
Results

(740)

(149)

99
(95)
33
37

750

13
38
368
4
10
26
86
13
558

192
192

116
280
168
564

(591)

November
Projected

(917)

(177)

269
(95)
33
207

906

22
38
356
5
14
28
82
12
557

349
349

140
214
168
522

(740)

December
Projected

(1,053)

(136)

114
(95)
33
52

755

35
38
344
4
20
34
86
9
570

185
185

117
282
168
567

(917)

2013
January
Projected

(1,753)

(700)

55
(36)
33
52

691

11
38
344
3
14
34
52
(1)
495

196
196

116
(345)
168
(61)

(1,053)

February
Projected

(441)

1,312

314
(354)
268
228

1,032

58
206
454
11
30
66
70
23
918

114
114

131
1,666
319
2,116

(1,753)

March
Projected

(441)

8

1,345
(1,479)
400
266

8,061

178
483
3,447
34
133
317
1,208
157
5,957

2,104
2,104

1,399
4,213
2,191
7,803

(449)

Total

T-49
(116)
(94)
0
(210)

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

CLOSING BALANCE
(317)

(29)

150

TOTAL DISBURSEMENTS

Excess/(Deficiency) of Receipts over Disbursements

12
4
92
0
4
3
26
2
143

Economic Development
Parks & the Environment
Transportation
Health & Social Welfare
Mental Hygiene
Public Protection
Education
All Other
Total Capital Projects

7
7

90
241
0
331

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants
TOTAL RECEIPTS

DISBURSEMENTS:
Local Assistance Grants
Total Local Assistance Grants

(288)

OPENING BALANCE

2012
April
Results

(317)

0

113
(95)
0
18

321

4
23
122
1
5
29
85
12
281

40
40

98
205
0
303

(317)

May
Results

(362)

(45)

118
(101)
0
17

421

2
20
151
1
8
25
111
18
336

85
85

128
231
0
359

(317)

June
Results

(446)

(84)

221
(96)
0
125

628

15
13
174
2
6
16
266
15
507

121
121

112
307
0
419

(362)

July
Results

(590)

(144)

(14)
(160)
0
(174)

496

1
21
203
1
17
17
155
13
428

68
68

110
416
0
526

(446)

August
Results

(629)

(39)

1
(160)
0
(159)

362

1
16
174
1
6
15
65
9
287

75
75

133
346
3
482

(590)

September
Results

CASHFLOW
CAPITAL PROJECTS STATE FUNDS
FY 2013
(dollars in millions)

(567)

62

171
(98)
0
73

488

4
27
204
1
(1)
21
124
16
396

92
92

107
370
0
477

(629)

October
Results

(669)

(102)

163
(93)
33
103

601

13
36
266
4
10
25
86
10
450

151
151

116
280
0
396

(567)

November
Projected

(798)

(129)

334
(93)
33
274

757

22
36
254
5
14
26
82
10
449

308
308

140
214
0
354

(669)

December
Projected

(885)

(87)

179
(93)
33
119

606

34
35
242
4
20
32
86
8
461

145
145

117
283
0
400

(798)

2013
January
Projected

(1,544)

(659)

119
(34)
33
118

548

10
35
230
3
14
32
52
11
387

161
161

116
(345)
0
(229)

(885)

February
Projected

(283)

1,261

377
(351)
268
294

832

57
202
365
11
30
58
70
8
801

31
31

132
1,665
2
1,799

(1,544)

March
Projected

(283)

5

1,666
(1,468)
400
598

6,210

175
468
2,477
34
133
299
1,208
132
4,926

1,284
1,284

1,399
4,213
5
5,617

(288)

Total

T-50

CLOSING BALANCE

Excess/(Deficiency) of Receipts over Disbursements

33
(144)

(177)

0
0
0
0

133

0
0
88
0
0
0
0
2
90

43
43

0
0
166
166

(16)

0
0
0
0

46

TOTAL DISBURSEMENTS

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

0
0
35
0
0
0
0
1
36

10
10

DISBURSEMENTS:
Local Assistance Grants
Total Local Assistance Grants

Economic Development
Parks & the Environment
Transportation
Health & Social Welfare
Mental Hygiene
Public Protection
Education
All Other
Total Capital Projects

0
0
30
30

(177)

(161)

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants
TOTAL RECEIPTS

OPENING BALANCE

May
Results

2012
April
Results

(118)

26

0
0
0
0

151

0
0
92
0
0
1
0
2
95

56
56

0
0
177
177

(144)

June
Results

(91)

27

0
0
0
0

154

0
1
112
0
0
1
0
1
115

39
39

1
0
180
181

(118)

July
Results

(100)

(9)

0
0
0
0

155

0
0
117
0
0
1
0
2
120

35
35

(1)
0
147
146

(91)

August
Results

(146)

(46)

0
0
0
0

244

0
0
120
0
0
0
0
3
123

121
121

1
0
197
198

(100)

September
Results

CASHFLOW
CAPITAL PROJECTS FEDERAL FUNDS
FY 2013
(dollars in millions)

(24)

122

0
0
0
0

178

0
0
(103)
0
0
0
0
5
(98)

276
276

0
0
300
300

(146)

October
Results

(71)

(47)

(64)
(2)
0
(66)

149

0
2
102
0
0
1
0
3
108

41
41

0
0
168
168

(24)

November
Projected

(119)

(48)

(65)
(2)
0
(67)

149

0
2
102
0
0
2
0
2
108

41
41

0
0
168
168

(71)

December
Projected

(168)

(49)

(65)
(2)
0
(67)

149

1
3
102
0
0
2
0
1
109

40
40

0
(1)
168
167

(119)

2013
January
Projected

(209)

(41)

(64)
(2)
0
(66)

143

1
3
114
0
0
2
0
(12)
108

35
35

0
0
168
168

(168)

February
Projected

(158)

51

(63)
(3)
0
(66)

200

1
4
89
0
0
8
0
15
117

83
83

(1)
1
317
317

(209)

March
Projected

(158)

3

(321)
(11)
0
(332)

1,851

3
15
970
0
0
18
0
25
1,031

820
820

0
0
2,186
2,186

(161)

Total

T-51

CLOSING BALANCE
1,992

398

55

NET OTHER FINANCING SOURCES/(USES)

Excess/(Deficiency) of Receipts over Disbursements

67
(12)

2,899

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds

TOTAL DISBURSEMENTS

1

25

Capital Projects

General State Charges

124
0
49
0
2,018
(13)
88
2
19
121
0
6
2,414

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants
425
34
459

3,242

Personal Service
Non-Personal Service
Total State Operations

3,034

1,969

Federal Grants

TOTAL RECEIPTS

2,211

219

419

921
(502)

4,829

0

30

488
259
747

509
0
146
0
2,532
142
99
4
20
523
0
77
4,052

4,629

401
170
309
62
16
297
1,255

0
167
57
116
340

1,992

May
Results

325
64
291
69
20
110
879

0
196
58
140
394

RECEIPTS:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Total Taxes

HCRA
State University Income
Lottery
Medicaid
Motor vehicle fees
Other receipts
Total Miscellaneous Receipts

1,594

OPENING BALANCE

2012
April
Results

1,911

(300)

289

582
(293)

5,715

0

312

458
358
816

567
0
80
400
2,357
151
183
156
320
293
0
80
4,587

5,126

3,047

385
388
246
70
109
11
1,209

400
189
214
67
870

2,211

June
Results

2,953

1,042

572

813
(241)

4,652

0

40

553
323
876

127
0
30
0
2,074
336
198
5
285
336
0
345
3,736

5,122

3,509

365
260
251
62
30
301
1,269

0
194
60
90
344

1,911

July
Results

3,547

594

561

930
(369)

5,522

1

20

697
406
1,103

158
1
43
0
2,601
263
92
141
551
406
0
142
4,398

5,555

3,718

358
441
258
63
42
360
1,522

0
172
62
81
315

2,953

August
Results

2,114

(1,433)

238

474
(236)

6,940

0

92

538
406
944

2,118
1
36
188
2,193
156
171
173
268
390
0
210
5,904

5,269

3,015

342
554
282
69
35
309
1,591

188
183
227
65
663

3,547

September
Results

CASHFLOW
SPECIAL REVENUE FUNDS
FY 2013
(dollars in millions)

1,385

(729)

141

458
(317)

6,067

0

334

581
481
1,062

408
0
63
6
2,978
215
197
9
514
301
0
(20)
4,671

5,197

3,425

385
363
249
62
29
332
1,420

6
189
61
96
352

2,114

October
Results

1,408

23

344

608
(264)

5,192

0

81

662
406
1,068

255
0
32
36
2,347
226
78
83
366
514
0
106
4,043

4,871

3,259

376
271
251
65
39
242
1,244

36
170
67
95
368

1,385

November
Projected

540

(868)

(42)

394
(436)

5,491

0

340

564
454
1,018

275
1
61
159
1,840
269
249
103
311
780
0
85
4,133

4,665

2,791

385
253
254
70
41
195
1,198

159
194
243
80
676

1,408

December
Projected

108

(432)

(22)

351
(373)

7,985

0

428

768
381
1,149

410
1
138
2,477
2,292
239
192
103
311
179
0
66
6,408

7,575

3,142

389
432
296
69
26
339
1,551

2,477
200
70
135
2,882

540

2013
January
Projected

229

121

(152)

263
(415)

4,651

0

110

612
472
1,084

560
1
115
0
1,917
227
85
103
311
211
0
(73)
3,457

4,924

3,205

375
527
244
70
35
125
1,376

0
148
65
130
343

108

February
Projected

1,707

1,478

918

1,836
(918)

7,316

3

468

662
586
1,248

548
35
110
10
3,962
280
244
121
249
266
0
(228)
5,597

7,876

6,059

499
318
267
63
60
37
1,244

10
145
333
85
573

229

March
Projected

1,707

113

3,321

7,697
(4,376)

67,259

5

2,280

7,008
4,566
11,574

6,059
40
903
3,276
29,111
2,491
1,876
1,003
3,525
4,320
0
796
53,400

64,051

40,173

4,585
4,041
3,198
794
482
2,658
15,758

3,276
2,147
1,517
1,180
8,120

1,594

Total

T-52

0
196
58
140
394

RECEIPTS:
Personal Income Tax
User Taxes and Fees
Business Taxes
Other Taxes
Total Taxes

7

CLOSING BALANCE

2,701

2,065

928
636

76

966
(38)

1,857

0

27

441
199
640

0
0
0
0
509
40
82
1
0
522
0
36
1,190

433

NET OTHER FINANCING SOURCES/(USES)

Excess/(Deficiency) of Receipts over Disbursements

76
0

905

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds

TOTAL DISBURSEMENTS

1

25

General State Charges

Capital Projects

384
26
410

0
0
0
0
268
1
77
0
1
119
0
3
469

1,565

1
1,262

401
170
309
62
16
0
260
1,218

325
64
291
69
20
0
98
867

Personal Service
Non-Personal Service
Total State Operations

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

TOTAL RECEIPTS

Federal Grants

HCRA
State University Income
Lottery
Medicaid
Motor vehicle fees
ABC License Fee
Other receipts
Total Miscellaneous Receipts

2,065

1,632

OPENING BALANCE

0
167
57
116
340

May
Results

2012
April
Results

2,784

83

584

621
(37)

2,571

0

273

413
292
705

316
0
0
400
331
65
175
0
0
291
0
15
1,593

2,070

0

385
388
246
70
109
0
2
1,200

400
189
214
67
870

2,701

June
Results

3,132

348

829

834
(5)

2,094

0

34

511
279
790

0
0
1
0
332
208
186
0
1
330
0
212
1,270

1,613

2

365
260
251
62
30
0
299
1,267

0
194
60
90
344

2,784

July
Results

3,758

626

910

948
(38)

2,092

1

20

630
329
959

0
0
2
0
472
123
79
0
2
404
0
30
1,112

1,808

(1)

358
441
258
63
42
0
332
1,494

0
172
62
81
315

3,132

August
Results

2,520

(1,238)

501

516
(15)

3,984

0

55

492
281
773

1,984
0
1
188
335
69
163
1
1
388
0
26
3,156

2,245

3

342
554
282
69
35
0
297
1,579

188
183
227
65
663

3,758

September
Results

2,384

(136)

505

572
(67)

2,404

0

320

526
378
904

126
0
0
6
476
77
176
0
0
300
0
19
1,180

1,763

2

385
363
249
62
29
0
321
1,409

6
189
61
96
352

2,520

October
Results

CASHFLOW
SPECIAL REVENUE STATE FUNDS
FY 2013
(dollars in millions)

2,357

(27)

631

649
(18)

2,259

0

77

618
337
955

125
0
2
36
351
118
66
0
0
511
0
18
1,227

1,601

0

376
271
251
65
39
0
231
1,233

36
170
67
95
368

2,384

November
Projected

1,407

(950)

312

435
(123)

3,125

0

284

514
384
898

125
0
2
159
481
154
226
0
0
777
0
19
1,943

1,863

0

385
253
254
70
41
0
184
1,187

159
194
243
80
676

2,357

December
Projected

1,076

(331)

325

393
(68)

5,060

0

418

701
307
1,008

125
0
2
2,477
535
124
174
0
0
176
0
21
3,634

4,404

0

389
432
296
69
26
0
310
1,522

2,477
200
70
135
2,882

1,407

2013
January
Projected

1,188

112

236

305
(69)

1,831

0

92

559
381
940

125
0
2
0
399
119
75
0
0
208
0
(129)
799

1,707

0

375
527
244
70
35
0
113
1,364

0
148
65
130
343

1,076

February
Projected

1,745

557

1,466

1,997
(531)

2,701

3

369

568
445
1,013

127
32
2
10
563
159
219
(1)
(1)
254
0
(48)
1,316

1,792

(13)

499
318
267
63
60
0
25
1,232

10
145
333
85
573

1,188

March
Projected

0

0

0

(616)
616

0

0

0

0
0
0

0
0
0
0
0
0
0
0
0
0
0
0
0

0

0

0
0
0
0
0
0
0
0

0
0
0
0
0

Intra-Fund
Transfer
Eliminations

1,745

113

7,303

7,696
(393)

30,883

5

1,994

6,357
3,638
9,995

3,053
32
14
3,276
5,052
1,257
1,698
1
4
4,280
0
222
18,889

23,693

1

4,585
4,041
3,198
794
482
0
2,472
15,572

3,276
2,147
1,517
1,180
8,120

1,632

Total

T-53
(491)

(73)

CLOSING BALANCE

(510)
(418)

(21)
(35)

NET OTHER FINANCING SOURCES/(USES)

0
(510)

0
(21)

2,972

0

3

47
60
107

509
0
146
0
2,023
102
17
3
20
1
0
41
2,862

3,064

Excess/(Deficiency) of Receipts over Disbursements

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds

1,994

0
0

General State Charges

Capital Projects

TOTAL DISBURSEMENTS

41
8
49

124
0
49
0
1,750
(14)
11
2
18
2
0
3
1,945

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Heatlh
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

Personal Service
Non-Personal Service
Total State Operations

1,980

TOTAL RECEIPTS

37
3,027

(73)

(38)

12
1,968

OPENING BALANCE

RECEIPTS:
Miscellaneous Receipts
Federal Grants

May
Results

2012
April
Results

(875)

(384)

(296)

0
(296)

3,144

0

39

45
66
111

251
0
80
0
2,026
86
8
156
320
2
0
65
2,994

3,056

9
3,047

(491)

June
Results

(181)

694

(257)

0
(257)

2,558

0

6

42
44
86

127
0
29
0
1,742
128
12
5
284
6
0
133
2,466

3,509

2
3,507

(875)

July
Results

(211)

(30)

(347)

0
(347)

3,430

0

0

67
77
144

158
1
41
0
2,129
140
13
141
549
2
0
112
3,286

3,747

28
3,719

(181)

August
Results

(406)

(195)

(263)

0
(263)

2,956

0

37

46
125
171

134
1
35
0
1,858
87
8
172
267
2
0
184
2,748

3,024

12
3,012

(211)

September
Results

CASHFLOW
SPECIAL REVENUE FEDERAL FUNDS
FY 2013
(dollars in millions)

(998)

(592)

(363)

0
(363)

3,663

0

14

55
103
158

282
0
63
0
2,502
138
21
9
514
1
0
(39)
3,491

3,434

11
3,423

(406)

October
Results

(949)

49

(288)

0
(288)

2,933

0

4

44
69
113

130
0
30
0
1,996
108
12
83
366
3
0
88
2,816

3,270

11
3,259

(998)

November
Projected

(869)

80

(356)

0
(356)

2,366

0

56

50
70
120

150
1
59
0
1,359
115
23
103
311
3
0
66
2,190

2,802

11
2,791

(949)

December
Projected

(970)

(101)

(347)

0
(347)

2,925

0

10

67
74
141

285
1
136
0
1,757
115
18
103
311
3
0
45
2,774

3,171

29
3,142

(869)

2013
January
Projected

(961)

9

(388)

0
(388)

2,820

0

18

53
91
144

435
1
113
0
1,518
108
10
103
311
3
0
56
2,658

3,217

12
3,205

(970)

February
Projected

(38)

923

(546)

1
(547)

4,615

0

99

94
141
235

421
3
108
0
3,399
121
25
122
250
12
0
(180)
4,281

6,084

12
6,072

(961)

March
Projected

(38)

0

(3,982)

1
(3,983)

36,376

0

286

651
928
1,579

3,006
8
889
0
24,059
1,234
178
1,002
3,521
40
0
574
34,511

40,358

186
40,172

(38)

Total

T-54
423
851

Excess/(Deficiency) of Receipts over Disbursements

CLOSING BALANCE

615
(1,581)
(966)

1
176
177

DISBURSEMENTS:
State Operations
Debt Service
TOTAL DISBURSEMENTS

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
NET OTHER FINANCING SOURCES/(USES)

1,548
18
0
1,566

428

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants
TOTAL RECEIPTS

OPENING BALANCE

2012
April
Results

1,081

230

560
(675)
(115)

2
387
389

672
62
0
734

851

May
Results

639

(442)

303
(1,684)
(1,381)

4
420
424

1,282
81
0
1,363

1,081

June
Results

1,126

487

790
(983)
(193)

5
195
200

858
20
2
880

639

July
Results

1,057

(69)

451
(1,153)
(702)

2
374
376

874
97
38
1,009

1,126

August
Results

388

(669)

272
(1,608)
(1,336)

3
769
772

1,320
119
0
1,439

1,057

September
Results

CASHFLOW
DEBT SERVICE FUNDS
FY 2013
(dollars in millions)

1,405

1,017

852
(706)
146

1
102
103

901
73
0
974

388

October
Results

1,808

403

328
(522)
(194)

2
213
215

720
92
0
812

1,405

November
Projected

1,130

(678)

426
(1,401)
(975)

15
1,077
1,092

1,291
98
0
1,389

1,808

December
Projected

2,609

1,479

881
(1,445)
(564)

0
93
93

2,044
92
0
2,136

1,130

2013
January
Projected

3,103

494

323
(407)
(84)

5
482
487

970
93
2
1,065

2,609

February
Projected

484

(2,619)

504
(2,420)
(1,916)

7
1,812
1,819

928
151
37
1,116

3,103

March
Projected

484

56

6,305
(14,585)
(8,280)

47
6,100
6,147

13,408
996
79
14,483

428

Total

T-55
371

180
5,484

2,096
(2,098)
0
(2)
4,626
7,986

TOTAL DISBURSEMENTS

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

Excess/(Deficiency) of Receipts over Disbursements

CLOSING BALANCE

Capital Projects

Debt service

4,849

(3,137)

2,004
(2,014)
0
(10)

11,109

472
387

438
176

General State Charges

1,119
407
1,526

3,239
18
207
0
3,561
153
99
18
347
547
12
152
8,353

1,021
87
1,108

257
16
52
0
2,949
(12)
89
5
80
121
0
25
3,582

7,982

3,153
1,615
3,214

7,986

May
Results

Personal Service
Non-Personal Service
Total State Operations

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

10,112

6,854
1,255
2,003

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants

TOTAL RECEIPTS

3,360

OPENING BALANCE

2012
April
Results

5,005

156

2,453
(2,452)
0
1

11,792

431

420

402

1,007
504
1,511

2,272
379
412
400
3,069
180
562
286
465
293
294
416
9,028

11,947

6,786
1,937
3,224

4,849

June
Results

5,946

941

2,505
(2,526)
0
(21)

8,438

622

195

473

969
441
1,410

262
295
118
0
2,992
373
200
112
452
336
1
597
5,738

9,400

3,946
1,763
3,691

5,005

July
Results

5,460

(486)

1,944
(1,949)
0
(5)

10,552

549

374

454

1,291
585
1,876

739
357
143
0
3,796
426
93
361
691
430
2
261
7,299

10,071

3,999
2,153
3,919

5,946

August
Results

CASHFLOW
ALL GOVERNMENTAL FUNDS
FY 2013
(dollars in millions)

6,009

549

2,137
(2,136)
0
1

12,564

410

769

490

975
552
1,527

3,401
61
380
188
2,783
231
567
383
382
390
89
513
9,368

13,112

6,898
2,999
3,215

5,460

September
Results

5,848

(161)

2,162
(2,172)
0
(10)

10,085

298

102

520

1,235
609
1,844

1,113
146
152
6
4,025
236
364
77
613
301
11
277
7,321

9,934

4,239
1,970
3,725

6,009

October
Results

4,957

(891)

1,446
(1,455)
33
24

9,863

558

213

412

1,129
554
1,683

1,336
318
56
36
3,366
272
79
158
481
538
1
356
6,997

8,948

3,512
2,009
3,427

5,848

November
Projected

4,700

(257)

2,430
(2,412)
33
51

12,123

557

1,077

485

995
636
1,631

1,813
198
486
159
2,541
321
629
304
411
795
206
510
8,373

11,815

7,099
1,744
2,972

4,957

December
Projected

7,728

3,028

2,756
(2,760)
33
29

11,307

570

93

522

1,295
554
1,849

650
30
212
2,477
3,187
285
303
216
411
179
2
321
8,273

14,306

8,892
2,104
3,310

4,700

2013
January
Projected

8,078

350

1,054
(1,057)
33
30

8,831

495

482

259

1,033
659
1,692

890
303
319
0
2,815
272
211
181
341
221
3
347
5,903

9,151

4,488
1,288
3,375

7,728

February
Projected

3,224

(4,854)

4,415
(4,401)
268
282

21,709

921

1,812

1,976

1,100
815
1,915

7,090
505
327
10
4,835
418
625
444
360
267
142
62
15,085

16,573

6,274
3,871
6,428

8,078

March
Projected

3,224

(136)

27,402
(27,432)
400
370

133,857

5,962

6,100

6,903

13,169
6,403
19,572

23,062
2,626
2,864
3,276
39,919
3,155
3,821
2,545
5,034
4,418
763
3,837
95,320

133,351

66,140
24,708
42,503

3,360

Total

T-56
2,105
(2,086)
0
19
4,677
8,236

OTHER FINANCING SOURCES (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
NET OTHER FINANCING SOURCES/(USES)

Excess/(Deficiency) of Receipts over Disbursements

CLOSING BALANCE

144

Capital Projects
3,444

176

TOTAL DISBURSEMENTS

438

Debt service

133
16
3
0
1,199
2
78
3
62
119
0
12
1,627

DISBURSEMENTS:
School Aid
Higher Education
All Other Education
STAR
Medicaid - DOH
Public Health
Mental Hygiene
Children and Families
Temporary & Disability Assistance
Transportation
Unrestricted Aid
All Other
Total Local Assistance Grants

General State Charges

8,102

TOTAL RECEIPTS

980
79
1,059

6,854
1,243
5

RECEIPTS:
Taxes
Miscellaneous Receipts
Federal Grants

Personal Service
Non-Personal Service
Total State Operations

3,559

OPENING BALANCE

2012
April
Results

5,483

(2,753)

2,049
(1,550)
0
499

8,004

281

387

469

1,072
347
1,419

2,730
18
61
0
1,538
51
82
15
327
546
12
68
5,448

4,752

3,153
1,578
21

8,236

May
Results

5,996

513

2,492
(2,196)
0
296

8,497

336

420

363

962
438
1,400

2,021
379
332
400
1,043
94
554
130
145
291
294
295
5,978

8,714

6,786
1,928
0

5,483

June
Results

6,216

220

2,526
(2,290)
0
236

5,726

507

195

467

927
397
1,324

135
295
89
0
1,250
245
188
107
168
330
1
425
3,233

5,710

3,945
1,761
4

5,996

July
Results

5,771

(445)

1,962
(1,618)
0
344

6,967

429

374

454

1,224
508
1,732

581
356
102
0
1,667
286
80
220
142
428
2
114
3,978

6,178

4,000
2,125
53

6,216

August
Results

6,561

790

2,179
(1,915)
0
264

9,364

287

769

453

929
427
1,356

3,267
60
345
188
925
144
559
211
115
388
89
208
6,499

9,890

6,897
2,987
6

5,771

September
Results

CASHFLOW
STATE FUNDS
FY 2013
(dollars in millions)

6,871

310

2,276
(1,922)
0
354

6,244

396

102

506

1,180
506
1,686

831
146
89
6
1,523
98
343
68
99
300
11
40
3,554

6,200

4,239
1,959
2

6,561

October
Results

5,977

(894)

1,551
(1,207)
33
377

6,781

450

213

408

1,085
485
1,570

1,206
318
26
36
1,370
164
67
75
115
535
1
227
4,140

5,510

3,512
1,998
0

6,871

November
Projected

5,686

(291)

2,536
(2,097)
33
472

9,608

449

1,077

429

945
566
1,511

1,663
197
427
159
1,182
206
606
201
100
792
206
403
6,142

8,845

7,099
1,733
13

5,977

December
Projected

8,864

3,178

2,863
(2,453)
33
443

8,233

461

93

512

1,228
480
1,708

365
29
76
2,477
1,430
170
285
113
100
176
2
236
5,459

10,968

8,892
2,076
0

5,686

2013
January
Projected

9,246

382

1,160
(709)
33
484

5,868

387

482

241

980
568
1,548

455
302
206
0
1,297
164
201
78
30
218
3
256
3,210

5,766

4,488
1,276
2

8,864

February
Projected

3,420

(5,826)

4,639
(4,011)
268
896

16,894

804

1,812

1,877

1,006
674
1,680

6,669
502
219
10
1,436
297
600
322
110
255
142
159
10,721

10,172

6,275
3,858
39

9,246

March
Projected

0

0

(616)
616
0
0

0

0

0

0

0
0
0

0
0
0
0
0
0
0
0
0
0
0
0
0

0

0
0
0

Intra-Fund
Transfer
Eliminations

Total

3,420

(139)

27,722
(23,438)
400
4,684

95,630

4,931

6,100

6,617

12,518
5,475
17,993

20,056
2,618
1,975
3,276
15,860
1,921
3,643
1,543
1,513
4,378
763
2,443
59,989

90,807

66,140
24,522
145

3,559

CASH FINANCIAL PLAN
HEALTH CARE REFORM ACT RESOURCES FUND
FY 2013 THROUGH FY 2016
(millions of dollars)

FY 2013
Mid-Year

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

3

0

0

0

Receipts:
Taxes
Miscellaneous receipts
Total receipts

1,124
4,585
5,709

1,101
4,867
5,968

1,079
5,015
6,094

1,057
5,071
6,128

Disbursements:
Medical Assistance Account
HCRA Program Account
Hospital Indigent Care Fund
Elderly Pharmaceutical Insurance Coverage (EPIC)
Child Health Plus (CHP)
Public Health
All Other
Total disbursements

3,473
476
792
137
363
129
342
5,712

3,599
491
792
222
397
129
338
5,968

3,803
501
792
240
455
129
174
6,094

3,896
501
792
260
386
129
164
6,128

(3)

0

0

0

0

0

0

0

Opening fund balance

Change in fund balance
Closing fund balance

Note: Statutory authorization for HCRA expires on March 31, 2014.

T-57

CASH FINANCIAL PLAN
HEALTH CARE REFORM ACT RESOURCES FUND
FY 2013
(millions of dollars)

First
Quarter
3

Opening fund balance

Change
0

Mid-Year
3

Receipts:
Taxes
Miscellaneous receipts
Total receipts

1,146
4,775
5,921

(22)
(190)
(212)

1,124
4,585
5,709

Disbursements:
Medical Assistance Account
HCRA Program Account
Hospital Indigent Care Fund
Elderly Pharmaceutical Insurance Coverage (EPIC)
Child Health Plus (CHP)
Public Health
All Other
Total disbursements

3,679
476
792
162
342
129
344
5,924

(206)
0
0
(25)
21
0
(2)
(212)

3,473
476
792
137
363
129
342
5,712

Change in fund balance
Closing fund balance

T-58

(3)

0

(3)

0

0

0

CASH FINANCIAL PLAN
HEALTH CARE REFORM ACT RESOURCES FUND
FY 2012 and FY 2013
(millions of dollars)

FY 2012
Results

FY 2013
Mid-Year

Annual
Change

159

3

(156)

Receipts:
Taxes
Miscellaneous receipts
Total receipts

1,162
4,155
5,317

1,124
4,585
5,709

(38)
430
392

Disbursements:
Medical Assistance Account
HCRA Program Account
Hospital Indigent Care Fund
Elderly Pharmaceutical Insurance Coverage (EPIC)
Child Health Plus (CHP)
Public Health
All Other
Total disbursements

3,398
461
785
102
350
137
240
5,473

3,473
476
792
137
363
129
342
5,712

75
15
7
35
13
(8)
102
239

Opening fund balance

(156)

Change in fund balance

3

Closing fund balance

T-59

(3)
0

153
(3)

T-60
82
234

149
152

Change in fund balance

Closing fund balance

315
5
65
5
19
9
0
418

500

99
401

152

202
0
69
0
0
0
1
272

421

96
325

3

May
Results

Disbursements:
Medical Assistance Account
HCRA Program Account
Hospital Indigent Care Fund
Elderly Pharmaceutical Insurance Coverage (EPIC)
Child Health Plus (CHP)
Public Health
All Other
Total disbursements

Total receipts

Receipts:
Taxes
Miscellaneous receipts

Opening fund balance

April
Results

390

156

198
9
64
6
17
15
17
326

482

97
385

234

June
Results

322

(68)

269
134
64
10
49
11
2
539

471

106
365

390

July
Results

302

(20)

286
47
62
11
33
15
27
481

461

103
358

322

August
Results

333

31

273
28
63
3
9
10
11
397

428

86
342

302

September
Results

373

40

282
8
63
14
35
14
31
447

487

102
385

333

October
Results

CASH FLOW
HEALTH CARE REFORM ACT RESOURCES FUND
FY 2013
(dollars in millions)

371

(2)

286
34
66
12
44
12
18
472

470

94
376

373

November
Projected

280

(91)

281
72
66
12
45
9
88
573

482

97
385

371

December
Projected

185

(95)

400
43
66
19
35
10
5
578

483

94
389

280

January
Projected

182

(3)

263
32
66
22
33
15
19
450

447

72
375

185

February
Projected

0

(182)

418
64
78
23
44
9
123
759

577

78
499

182

March
Projected

0

(3)

3,473
476
792
137
363
129
342
5,712

5,709

1,124
4,585

3

Total

T-61
123
1,053
0
64
0
0
1,240

Disbursements:
Departmental Operations:
Personal Service
Non-Personal Service
Unemployment Benefits
General State Charges
Debt Service
Capital Projects
Total Disbursements

2
99

(57)
(15)

Closing Fund Balance

0
0
0

6
160
5,656
2
0
0
5,824

2,356
170
3,300
5,826

97

Enterprise

FY 2013

Excess (Deficiency) of Receipts and Other
Financing Sources Over Disbursements and
Other Financing Uses

120
(89)
31

0
1,152
0
1,152

Receipts:
Unemployment Taxes
Miscellaneous Receipts
Federal Receipts
Total receipts

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds

42

Opening Fund Balance

Internal
Service

(85)

1

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(86)

Fiduciary

(92)

(77)

158
(58)
100

127
1,099
0
70
0
0
1,296

0
1,119
0
1,119

(15)

Internal
Service

101

2

0
0
0

6
149
3,481
2
0
0
3,638

2,481
159
1,000
3,640

99

Enterprise

FY 2014

(84)

1

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(85)

Fiduciary

CASH FINANCIAL PLAN
PROPRIETARY AND FIDUCIARY FUNDS
(millions of dollars)

(158)

(66)

126
(49)
77

129
1,071
0
73
0
0
1,273

0
1,130
0
1,130

(92)

Internal
Service

103

2

0
0
0

6
142
3,472
2
0
0
3,622

2,472
152
1,000
3,624

101

Enterprise

FY 2015

(83)

1

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(84)

Fiduciary

(252)

(94)

116
(31)
85

132
1,064
0
78
0
0
1,274

0
1,095
0
1,095

(158)

Internal
Service

102

(1)

0
0
0

7
130
3,472
3
0
0
3,612

2,472
139
1,000
3,611

103

Enterprise

FY 2016

(82)

1

0
0
0

0
0
0
0
0
0
0

0
1
0
1

(83)

Fiduciary

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

42,751
15,014
27,737
21,529
6,208

50,711
24,603
26,108
18,509
7,599

52,534
22,339
30,195
24,060
6,135

54,335
22,297
32,038
25,205
6,833

58,134
24,697
33,437
26,454
6,983

56,980
23,097
33,883
27,021
6,862

10
10

0
0

70
70

0
0

0
0

0
0

Economic Development, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

45,618
25,790
19,828
13,863
5,965

84,421
51,314
33,107
11,354
21,753

86,699
65,998
20,701
12,526
8,175

68,851
47,409
21,442
13,749
7,693

76,052
54,772
21,280
13,321
7,959

76,307
54,772
21,535
13,576
7,959

Empire State Development Corporation
Local Assistance Grants

35,741
35,741

76,487
76,487

84,088
84,088

71,280
71,280

71,172
71,172

68,149
68,149

Financial Services, Department of
Local Assistance Grants
State Operations
Personal Service

11,283
11,145
138
138

95
95
0
0

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

3,471
3,471
2,890
581

3,543
3,543
2,849
694

2,929
2,929
2,485
444

3,056
3,056
2,522
534

3,138
3,138
2,548
590

3,138
3,138
2,548
590

138,874

215,257

226,320

197,522

208,496

204,574

4,637
4,637
4,234
403

4,299
4,299
3,779
520

4,146
4,146
3,791
355

4,175
4,175
3,820
355

4,251
4,251
3,896
355

4,337
4,337
3,982
355

Environmental Conservation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

105,995
2,425
103,570
88,184
15,386

115,047
4,760
110,287
96,204
14,083

96,981
6,325
90,656
80,702
9,954

97,750
4,042
93,708
83,754
9,954

99,316
4,042
95,274
85,320
9,954

100,659
4,042
96,617
86,663
9,954

Parks, Recreation and Historic Preservation, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

131,990
11,025
120,965
109,167
11,798

128,296
6,656
121,640
110,931
10,709

120,006
11,262
108,744
100,742
8,002

110,837
2,750
108,087
100,300
7,787

112,185
2,750
109,435
101,648
7,787

113,722
2,750
110,972
103,185
7,787

242,622

247,642

221,133

212,762

215,752

218,718

98,892
97,038
1,854
0
1,854

99,132
98,110
1,022
0
1,022

100,958
98,303
2,655
500
2,155

100,206
97,551
2,655
500
2,155

100,206
97,551
2,655
500
2,155

100,206
97,551
2,655
500
2,155

98,892

99,132

100,958

100,206

100,206

100,206

118,710
117,034
1,676
1,641
35

113,753
111,616
2,137
1,931
206

117,433
115,697
1,736
1,555
181

117,050
115,314
1,736
1,555
181

123,617
121,881
1,736
1,555
181

130,463
128,689
1,774
1,586
188

8,316,084

11,118,360

11,680,565

12,222,253

12,599,680

13,398,257

6,963,485
6,940,238
23,247
500
22,747

9,782,693
9,767,471
15,222
1,438
13,784

10,290,973
10,239,618
51,355
500
50,855

10,847,496
10,791,141
56,355
500
55,855

11,229,216
11,173,361
55,855
500
55,355

12,041,736
11,985,881
55,855
500
55,355

538,370

533,293

568,750

552,250

502,750

443,250

Development Authority of the North Country
Local Assistance Grants

Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
TRANSPORTATION
Transportation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Health, Department of
Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Medicaid Administration

T-62

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2011
Results
538,370

FY 2012
Results
533,293

FY 2013
Updated
568,750

FY 2014
Projected
552,250

FY 2015
Projected
502,750

FY 2016
Projected
443,250

Public Health
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

814,229
647,875
166,354
60,522
105,832

802,374
649,730
152,644
60,955
91,689

820,842
663,907
156,935
56,284
100,651

822,507
636,021
186,486
71,335
115,151

867,714
660,658
207,056
84,905
122,151

913,271
686,622
226,649
104,498
122,151

Medicaid Inspector General, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

24,095
24,095
16,930
7,165

21,548
21,548
16,030
5,518

21,089
21,089
14,673
6,416

21,077
21,077
14,331
6,746

21,463
21,463
14,367
7,096

21,499
21,499
14,403
7,096

8,458,889

11,253,661

11,819,087

12,360,380

12,744,760

13,550,219

Children and Family Services, Office of

1,928,797

1,824,164

1,826,214

1,999,203

2,209,083

2,285,755

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,859,442
1,594,168
265,274
163,689
101,585

1,710,996
1,486,807
224,189
143,835
80,354

1,738,720
1,454,767
283,953
182,960
100,993

1,909,394
1,624,472
284,922
176,441
108,481

2,115,522
1,846,671
268,851
160,048
108,803

2,188,117
1,922,562
265,555
158,198
107,357

69,355
69,355

113,168
113,168

87,494
87,494

89,809
89,809

93,561
93,561

97,638
97,638

Housing and Community Renewal, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

62,719
43,306
19,413
11,572
7,841

60,205
44,110
16,095
8,692
7,403

64,164
49,117
15,047
9,479
5,568

56,155
41,117
15,038
9,464
5,574

56,469
41,117
15,352
9,762
5,590

56,954
41,117
15,837
10,182
5,655

Human Rights, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

14,165
14,165
12,932
1,233

12,000
12,000
10,679
1,321

11,197
11,197
10,283
914

11,376
11,376
10,345
1,031

11,687
11,687
10,625
1,062

12,032
12,032
10,940
1,092

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

11,516
11,114
402
309
93

3,512
3,512
0
0
0

4,837
4,837
0
0
0

2,725
2,725
0
0
0

0
0
0
0
0

0
0
0
0
0

National and Community Service
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

381
0
381
304
77

332
38
294
292
2

601
350
251
210
41

683
350
333
325
8

687
350
337
328
9

687
350
337
328
9

1,928
666
1,262
1,098
164

1,797
541
1,256
1,040
216

2,092
685
1,407
1,260
147

2,293
685
1,608
1,388
220

2,245
685
1,560
1,443
117

2,290
685
1,605
1,477
128

1,254,805

1,443,874

1,705,031

1,604,727

1,514,241

1,540,524

1,043,865
1,043,865

1,266,866
1,266,866

1,405,273
1,405,273

1,296,673
1,296,673

1,195,022
1,195,022

1,221,735
1,221,735

299,758
103,493
196,265
77,688
118,577

308,054
103,096
204,958
85,979
118,979

319,219
103,096
216,123
90,656
125,467

318,789
104,496
214,293
93,056
121,237

Local Assistance Grants

Functional Total
SOCIAL WELFARE

OCFS - Other
Local Assistance Grants

Prevention of Domestic Violence, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Temporary and Disability Assistance, Office of
Welfare Assistance
Local Assistance Grants
All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Welfare Inspector General, Office of
State Operations
Personal Service

210,940
152,334
58,606
14,094
44,512

177,008
137,649
39,359
(3,913)
43,272

326
326
326

287
287
287

293
293
293

307
307
307

318
318
318

325
325
325

3,274,637

3,346,171

3,614,429

3,677,469

3,794,730

3,898,567

142,096

39,742

37,739

26,053

26,053

26,053

OASAS
Local Assistance Grants

93,007
93,007

7,591
7,591

5,059
5,059

4,728
4,728

4,728
4,728

4,728
4,728

OASAS - Other
Local Assistance Grants

49,089
49,089

32,151
32,151

32,680
32,680

21,325
21,325

21,325
21,325

21,325
21,325

Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of

T-63

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2011
Results
Mental Health, Office of

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

539,404

427,441

383,781

389,050

416,494

461,550

OMH
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

115,992
115,741
251
167
84

19,293
19,185
108
0
108

1,132
332
800
0
800

800
0
800
0
800

800
0
800
0
800

800
0
800
0
800

OMH - Other
Local Assistance Grants

423,412
423,412

408,148
408,148

382,649
382,649

388,250
388,250

415,694
415,694

460,750
460,750

1,557,858

1,594,653

1,524,553

1,581,961

1,658,192

1,774,224

OPWDD
Local Assistance Grants

119,052
119,052

10,256
10,256

950
950

0
0

0
0

0
0

OPWDD - Other
Local Assistance Grants

1,438,806
1,438,806

1,584,397
1,584,397

1,523,603
1,523,603

1,581,961
1,581,961

1,658,192
1,658,192

1,774,224
1,774,224

4,434
229
4,205
3,228
977

3,695
170
3,525
2,650
875

5,320
170
5,150
4,183
967

5,921
170
5,751
4,728
1,023

6,027
170
5,857
4,811
1,046

6,142
170
5,972
4,901
1,071

2,243,792

2,065,531

1,951,393

2,002,985

2,106,766

2,267,969

Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,419
2,419
2,082
337

2,251
2,251
1,890
361

2,672
2,672
2,398
274

2,711
2,711
2,414
297

2,787
2,787
2,481
306

2,864
2,864
2,548
316

Correctional Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,586,638
10,386
2,574,252
2,043,633
530,619
2,000

2,475,776
5,594
2,470,182
1,959,956
510,226
0

2,708,312
6,051
2,702,261
2,231,446
470,815
0

2,582,036
6,000
2,576,036
2,085,665
490,371
0

2,653,629
6,000
2,647,629
2,136,783
510,846
0

2,810,513
6,000
2,804,513
2,272,227
532,286
0

0
0

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

Criminal Justice Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

183,551
127,375
56,176
34,492
21,684

170,156
119,311
50,845
32,650
18,195

178,587
126,756
51,831
32,040
19,791

175,837
122,046
53,791
34,127
19,664

173,460
118,856
54,604
34,974
19,630

174,877
118,856
56,021
35,930
20,091

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0
0

20,811
0
20,811
9,685
11,126

76,000
77,000
(1,000)
0
(1,000)

64,702
86,126
(21,424)
0
(21,424)

30,067
17,552
12,515
6,197
6,318

27,006
19,575
7,431
6,637
794

21,295
14,088
7,207
7,207
0

21,007
13,800
7,207
7,207
0

12,037
5,963
6,074
6,074
0

10,588
4,222
6,366
6,366
0

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,944
4,944
3,723
1,221

4,979
4,979
3,794
1,185

5,452
5,452
4,093
1,359

5,588
5,588
4,135
1,453

5,795
5,795
4,237
1,558

5,990
5,990
4,357
1,633

Military and Naval Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

21,953
725
21,228
17,690
3,538

21,669
761
20,908
15,798
5,110

22,398
867
21,531
15,744
5,787

22,654
850
21,804
15,872
5,932

23,007
850
22,157
16,077
6,080

23,376
850
22,526
16,294
6,232

0
0
0

0
0
0

600
600
600

600
600
600

600
600
600

600
600
600

463,968
463,968
421,015
42,953

432,573
432,573
400,214
32,359

554,450
554,450
514,900
39,550

571,035
571,035
514,378
56,657

572,633
572,633
520,644
51,989

585,637
585,637
528,648
56,989

People with Developmental Disabilities, Office for

Quality of Care and Advocacy for Persons With Disabilities, Commission on
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Functional Total
PUBLIC PROTECTION/CRIMINAL JUSTICE

Corrections and Community Supervision Medicaid, Department of
Local Assistance Grants

Homeland Security and Emergency Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Public Security and Emergency Response
State Operations
Personal Service
State Police, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

T-64

(400)
(400)
0
0
0

0
0
0
0
0

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

3,293,540

3,155,221

3,569,766

3,457,670

3,455,048

3,626,945

1,182,813
1,182,813

1,202,410
1,202,410

1,219,184
1,219,184

1,342,367
1,342,367

1,405,128
1,405,128

1,473,272
1,473,272

910,001
907,514
2,487
2,487

903,933
903,933
0
0

985,349
985,349
0
0

1,014,412
1,014,412
0
0

1,025,891
1,025,891
0
0

1,710,963
472,818
1,029,227
760,404
268,823
208,918

1,627,533
481,591
942,702
703,450
239,252
203,240

1,356,218
462,404
683,759
548,343
135,416
210,055

678,106
468,051
0
0
0
210,055

678,106
468,051
0
0
0
210,055

678,106
468,051
0
0
0
210,055

3,682,801

3,739,944

3,479,335

3,005,822

3,097,646

3,177,269

45,173
40,479
4,694
3,098
1,596

33,659
29,571
4,088
2,266
1,822

39,955
35,835
4,120
2,298
1,822

35,957
31,835
4,122
2,300
1,822

36,003
31,835
4,168
2,346
1,822

36,053
31,835
4,218
2,396
1,822

Education, Department of

20,206,427

18,507,638

19,006,748

19,866,498

20,748,081

21,816,086

School Aid
Local Assistance Grants

18,705,305
18,705,305

16,777,944
16,777,944

17,003,331
17,003,331

17,831,835
17,831,835

18,629,727
18,629,727

19,585,362
19,585,362

Special Education Categorical Programs
Local Assistance Grants

924,218
924,218

1,175,990
1,175,990

1,357,636
1,357,636

1,455,616
1,455,616

1,546,216
1,546,216

1,657,416
1,657,416

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

576,904
534,933
40,446
24,420
16,026
1,525

553,704
508,706
43,412
24,983
18,429
1,586

645,781
603,447
42,334
24,498
17,836
0

579,047
535,168
43,879
24,543
19,336
0

572,138
527,927
44,211
24,875
19,336
0

573,308
528,712
44,596
25,260
19,336
0

20,251,600

18,541,297

19,046,703

19,902,455

20,784,084

21,852,139

Budget, Division of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

22,928
22,928
20,633
2,295

20,635
20,635
19,252
1,383

22,112
22,112
19,881
2,231

22,741
22,741
21,325
1,416

23,647
23,647
22,203
1,444

24,603
24,603
23,130
1,473

Civil Service, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

16,392
16,392
15,599
793

13,755
13,755
12,935
820

13,496
13,496
12,818
678

13,889
13,889
13,198
691

15,035
15,035
14,357
678

15,428
15,428
14,745
683

Deferred Compensation Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs

113
113
30
83

46
46
30
16

53
53
29
24

57
57
32
25

56
56
30
26

57
57
31
26

Elections, State Board of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

6,096
582
5,514
4,205
1,309

5,566
415
5,151
4,065
1,086

7,570
2,700
4,870
4,065
805

5,175
0
5,175
4,250
925

35,316
30,000
5,316
4,370
946

5,462
0
5,462
4,495
967

Employee Relations, Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,000
3,000
2,909
91

2,604
2,604
2,529
75

2,632
2,632
2,551
81

2,806
2,806
2,724
82

2,728
2,728
2,646
82

2,811
2,811
2,728
83

General Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

119,460
28
119,432
52,715
66,717

109,503
0
109,503
45,756
63,747

148,627
19
148,608
48,560
100,048

152,622
0
152,622
55,938
96,684

134,518
0
134,518
56,567
77,951

136,325
0
136,325
56,975
79,350

5,633

5,392

5,828

6,696

6,949

7,175

Functional Total

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

HIGHER EDUCATION
City University of New York
Local Assistance Grants
Higher Education Services Corporation, New York State
Local Assistance Grants
State Operations
Non-Personal Service/Indirect Costs
State University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total

789,025
791,507
(2,482)
(2,482)

EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
GENERAL GOVERNMENT

Inspector General, Office of the

T-65

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)

State Operations
Personal Service
Non-Personal Service/Indirect Costs

FY 2011
Results
5,633
5,519
114

FY 2012
Results
5,392
5,067
325

FY 2013
Updated
5,828
5,388
440

FY 2014
Projected
6,696
6,195
501

FY 2015
Projected
6,949
6,367
582

FY 2016
Projected
7,175
6,551
624

Labor Management Committees
State Operations
Personal Service
Non-Personal Service/Indirect Costs

32,243
32,243
9,872
22,371

23,192
23,192
8,359
14,833

27,638
27,638
4,600
23,038

32,737
32,737
5,537
27,200

34,944
34,944
6,119
28,825

45,960
45,960
7,129
38,831

Public Employment Relations Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,660
3,660
3,211
449

3,309
3,309
2,907
402

3,340
3,340
2,938
402

3,838
3,838
3,336
502

3,761
3,761
3,046
715

3,853
3,853
3,138
715

Public Integrity, Commission on
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,794
3,794
3,017
777

3,217
3,217
2,492
725

3,700
3,700
2,850
850

6,705
6,705
3,409
3,296

4,819
4,819
3,501
1,318

4,939
4,939
3,599
1,340

Regulatory Reform, Governor's Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,653
1,653
1,537
116

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

36,483
19,682
16,801
12,295
4,506

23,909
9,417
14,492
10,688
3,804

30,912
15,579
15,333
12,721
2,612

19,187
3,338
15,849
13,091
2,758

19,706
3,338
16,368
13,468
2,900

19,969
3,338
16,631
13,731
2,900

Tax Appeals, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,134
3,134
2,776
358

2,850
2,850
2,483
367

3,101
3,101
2,900
201

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

Taxation and Finance, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

366,317
5,270
361,047
296,271
64,776

314,780
6,487
308,293
249,825
58,468

324,461
926
323,535
260,866
62,669

325,015
926
324,089
259,558
64,531

335,037
926
334,111
267,933
66,178

341,752
926
340,826
274,648
66,178

Technology, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

22,902
884
22,018
11,208
10,810

19,129
171
18,958
10,456
8,502

21,994
0
21,994
13,586
8,408

21,305
0
21,305
13,595
7,710

23,877
0
23,877
13,907
9,970

23,485
0
23,485
14,246
9,239

Veterans' Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

14,069
8,044
6,025
5,570
455

12,884
7,572
5,312
4,868
444

14,106
8,117
5,989
5,050
939

13,442
7,517
5,925
5,481
444

13,275
7,577
5,698
5,259
439

13,503
7,637
5,866
5,416
450

657,877

560,854

629,570

629,389

656,923

648,631

Audit and Control, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

167,190
31,598
135,592
107,384
28,208

152,602
32,005
120,597
93,084
27,513

155,642
32,024
123,618
97,964
25,654

157,172
32,024
125,148
98,828
26,320

160,521
32,024
128,497
101,494
27,003

164,148
32,024
132,124
104,421
27,703

Executive Chamber
State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,880
12,880
10,963
1,917

13,256
13,256
10,210
3,046

13,578
13,578
10,900
2,678

14,376
14,376
11,600
2,776

14,888
14,888
12,045
2,843

15,641
15,641
12,730
2,911

Judiciary
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,339,911
4,884
1,792,790
1,467,042
325,748
542,237

2,306,525
2,502
1,731,513
1,408,958
322,555
572,510

2,312,000
2,500
1,749,600
1,410,600
339,000
559,900

2,444,446
17,500
1,807,614
1,456,134
351,480
619,332

2,569,206
17,500
1,892,952
1,503,142
389,810
658,754

2,696,602
17,500
1,986,894
1,559,092
427,802
692,208

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

110,613
110,613
96,314
14,299

98,360
98,360
83,740
14,620

98,914
98,914
83,937
14,977

96,220
96,220
83,944
12,276

98,947
98,947
86,364
12,583

101,937
101,937
89,040
12,897

Legislature
State Operations

221,740
221,740

196,024
196,024

217,845
217,845

220,399
220,399

222,995
222,995

225,633
225,633

Functional Total
ELECTED OFFICIALS

T-66

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)

Personal Service
Non-Personal Service/Indirect Costs

FY 2011
Results
174,096
47,644

FY 2012
Results
151,882
44,142

FY 2013
Updated
165,284
52,561

FY 2014
Projected
166,524
53,875

FY 2015
Projected
167,773
55,222

FY 2016
Projected
169,031
56,602

Lieutenant Governor, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

304
304
281
23

408
408
289
119

614
614
480
134

614
614
480
134

665
665
515
150

680
680
543
137

2,852,638

2,767,175

2,798,593

2,933,227

3,067,222

3,204,641

Aid and Incentives for Municipalities
Local Assistance Grants

738,940
738,940

721,034
721,034

728,181
728,181

739,188
739,188

752,782
752,782

763,629
763,629

Efficiency Incentive Grants Program
Local Assistance Grants

4,604
4,604

4,714
4,714

6,956
6,956

4,485
4,485

2,000
2,000

0
0

Miscellaneous Financial Assistance
Local Assistance Grants

3,920
3,920

1,960
1,960

2,000
2,000

1,960
1,960

1,960
1,960

1,960
1,960

25,800
25,800

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

2,066
2,066

217
217

218
218

218
218

218
218

218
218

775,330

753,792

763,222

771,718

782,827

791,674

General State Charges
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,432,021
5,561
3,835
1,726
3,426,460

3,941,782
3,676
2,091
1,585
3,938,106

3,848,192
0
0
0
3,848,192

4,208,544
0
0
0
4,208,544

4,491,920
0
0
0
4,491,920

4,704,503
0
0
0
4,704,503

Long-Term Debt Service
State Operations
Non-Personal Service/Indirect Costs

0
0
0

551
551
551

0
0
0

0
0
0

0
0
0

0
0
0

Functional Total
LOCAL GOVERNMENT ASSISTANCE

Municipalities with VLT Facilities
Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
TOTAL GENERAL FUND SPENDING

(37,343)
(44,723)
1,549
25
1,524
5,831

(55,015)
(60,566)
1,447
51
1,396
4,104

320,136
252,452
63,264
25,052
38,212
4,420

331,358
433,674
(106,736)
(24,948)
(81,788)
4,420

325,973
347,288
(25,735)
(9,947)
(15,788)
4,420

497,245
447,559
45,266
45,054
212
4,420

3,394,678

3,887,318

4,168,328

4,539,902

4,817,893

5,201,748

49,366,170

50,632,995

52,388,837

53,791,507

55,832,353

58,743,300

T-67

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Development Authority of the North Country
Economic Development, Department of
Empire State Development Corporation
Financial Services, Department of
Olympic Regional Development Authority
Functional Total

42,751
10
45,618
35,741
11,283
3,471
138,874

50,711
0
84,421
76,487
95
3,543
215,257

52,534
70
86,699
84,088
0
2,929
226,320

54,335
0
68,851
71,280
0
3,056
197,522

58,134
0
76,052
71,172
0
3,138
208,496

56,980
0
76,307
68,149
0
3,138
204,574

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,637
105,995
131,990
242,622

4,299
115,047
128,296
247,642

4,146
96,981
120,006
221,133

4,175
97,750
110,837
212,762

4,251
99,316
112,185
215,752

4,337
100,659
113,722
218,718

98,892
98,892

99,132
99,132

100,958
100,958

100,206
100,206

100,206
100,206

100,206
100,206

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Functional Total

118,710
8,316,084
6,963,485
538,370
814,229
24,095
8,458,889

113,753
11,118,360
9,782,693
533,293
802,374
21,548
11,253,661

117,433
11,680,565
10,290,973
568,750
820,842
21,089
11,819,087

117,050
12,222,253
10,847,496
552,250
822,507
21,077
12,360,380

123,617
12,599,680
11,229,216
502,750
867,714
21,463
12,744,760

130,463
13,398,257
12,041,736
443,250
913,271
21,499
13,550,219

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Welfare Inspector General, Office of
Functional Total

1,928,797
1,859,442
69,355
62,719
14,165
11,516
381
1,928
1,254,805
1,043,865
210,940
326
3,274,637

1,824,164
1,710,996
113,168
60,205
12,000
3,512
332
1,797
1,443,874
1,266,866
177,008
287
3,346,171

1,826,214
1,738,720
87,494
64,164
11,197
4,837
601
2,092
1,705,031
1,405,273
299,758
293
3,614,429

1,999,203
1,909,394
89,809
56,155
11,376
2,725
683
2,293
1,604,727
1,296,673
308,054
307
3,677,469

2,209,083
2,115,522
93,561
56,469
11,687
0
687
2,245
1,514,241
1,195,022
319,219
318
3,794,730

2,285,755
2,188,117
97,638
56,954
12,032
0
687
2,290
1,540,524
1,221,735
318,789
325
3,898,567

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

142,096
93,007
49,089
539,404
115,992
423,412
1,557,858
119,052
1,438,806
4,434
2,243,792

39,742
7,591
32,151
427,441
19,293
408,148
1,594,653
10,256
1,584,397
3,695
2,065,531

37,739
5,059
32,680
383,781
1,132
382,649
1,524,553
950
1,523,603
5,320
1,951,393

26,053
4,728
21,325
389,050
800
388,250
1,581,961
0
1,581,961
5,921
2,002,985

26,053
4,728
21,325
416,494
800
415,694
1,658,192
0
1,658,192
6,027
2,106,766

26,053
4,728
21,325
461,550
800
460,750
1,774,224
0
1,774,224
6,142
2,267,969

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

2,419
2,586,638
0
183,551
0
30,067
4,944
21,953
0
463,968
3,293,540

2,251
2,475,776
0
170,156
20,811
27,006
4,979
21,669
0
432,573
3,155,221

2,672
2,708,312
0
178,587
76,000
21,295
5,452
22,398
600
554,450
3,569,766

2,711
2,582,036
11,500
175,837
64,702
21,007
5,588
22,654
600
571,035
3,457,670

2,787
2,653,629
11,500
173,460
(400)
12,037
5,795
23,007
600
572,633
3,455,048

2,864
2,810,513
12,500
174,877
0
10,588
5,990
23,376
600
585,637
3,626,945

HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York

1,182,813
789,025
1,710,963

1,202,410
910,001
1,627,533

1,219,184
903,933
1,356,218

1,342,367
985,349
678,106

1,405,128
1,014,412
678,106

1,473,272
1,025,891
678,106

TRANSPORTATION
Transportation, Department of
Functional Total

T-68

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND (excludes transfers)
(thousands of dollars)

Functional Total
EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL GENERAL FUND SPENDING

FY 2011
Results
3,682,801

FY 2012
Results
3,739,944

FY 2013
Updated
3,479,335

FY 2014
Projected
3,005,822

FY 2015
Projected
3,097,646

FY 2016
Projected
3,177,269

45,173
20,206,427
18,705,305
924,218
576,904
20,251,600

33,659
18,507,638
16,777,944
1,175,990
553,704
18,541,297

39,955
19,006,748
17,003,331
1,357,636
645,781
19,046,703

35,957
19,866,498
17,831,835
1,455,616
579,047
19,902,455

36,003
20,748,081
18,629,727
1,546,216
572,138
20,784,084

36,053
21,816,086
19,585,362
1,657,416
573,308
21,852,139

22,928
16,392
113
6,096
3,000
119,460
5,633
32,243
3,660
3,794
1,653
36,483
3,134
366,317
22,902
14,069
657,877

20,635
13,755
46
5,566
2,604
109,503
5,392
23,192
3,309
3,217
83
23,909
2,850
314,780
19,129
12,884
560,854

22,112
13,496
53
7,570
2,632
148,627
5,828
27,638
3,340
3,700
0
30,912
3,101
324,461
21,994
14,106
629,570

22,741
13,889
57
5,175
2,806
152,622
6,696
32,737
3,838
6,705
0
19,187
3,174
325,015
21,305
13,442
629,389

23,647
15,035
56
35,316
2,728
134,518
6,949
34,944
3,761
4,819
0
19,706
3,255
335,037
23,877
13,275
656,923

24,603
15,428
57
5,462
2,811
136,325
7,175
45,960
3,853
4,939
0
19,969
3,309
341,752
23,485
13,503
648,631

167,190
12,880
2,339,911
110,613
221,740
304
2,852,638

152,602
13,256
2,306,525
98,360
196,024
408
2,767,175

155,642
13,578
2,312,000
98,914
217,845
614
2,798,593

157,172
14,376
2,444,446
96,220
220,399
614
2,933,227

160,521
14,888
2,569,206
98,947
222,995
665
3,067,222

164,148
15,641
2,696,602
101,937
225,633
680
3,204,641

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

3,432,021
0
(37,343)
3,394,678

3,941,782
551
(55,015)
3,887,318

3,848,192
0
320,136
4,168,328

4,208,544
0
331,358
4,539,902

4,491,920
0
325,973
4,817,893

4,704,503
0
497,245
5,201,748

52,388,837

53,791,507

55,832,353

58,743,300

49,366,170

50,632,995

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

T-69

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Development Authority of the North Country
Economic Development, Department of
Empire State Development Corporation
Financial Services, Department of
Functional Total

15,014
10
25,790
35,741
11,145
87,700

24,603
0
51,314
76,487
95
152,499

22,339
70
65,998
84,088
0
172,495

22,297
0
47,409
71,280
0
140,986

24,697
0
54,772
71,172
0
150,641

23,097
0
54,772
68,149
0
146,018

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

2,425
11,025
13,450

4,760
6,656
11,416

6,325
11,262
17,587

4,042
2,750
6,792

4,042
2,750
6,792

4,042
2,750
6,792

TRANSPORTATION
Transportation, Department of
Functional Total

97,038
97,038

98,110
98,110

98,303
98,303

97,551
97,551

97,551
97,551

97,551
97,551

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

117,034
8,126,483
6,940,238
538,370
647,875
8,243,517

111,616
10,950,494
9,767,471
533,293
649,730
11,062,110

115,697
11,472,275
10,239,618
568,750
663,907
11,587,972

115,314
11,979,412
10,791,141
552,250
636,021
12,094,726

121,881
12,336,769
11,173,361
502,750
660,658
12,458,650

128,689
13,115,753
11,985,881
443,250
686,622
13,244,442

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,663,523
1,594,168
69,355
43,306
11,114
0
666
1,196,199
1,043,865
152,334
2,914,808

1,599,975
1,486,807
113,168
44,110
3,512
38
541
1,404,515
1,266,866
137,649
3,052,691

1,542,261
1,454,767
87,494
49,117
4,837
350
685
1,508,766
1,405,273
103,493
3,106,016

1,714,281
1,624,472
89,809
41,117
2,725
350
685
1,399,769
1,296,673
103,096
3,158,927

1,940,232
1,846,671
93,561
41,117
0
350
685
1,298,118
1,195,022
103,096
3,280,502

2,020,200
1,922,562
97,638
41,117
0
350
685
1,326,231
1,221,735
104,496
3,388,583

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

142,096
93,007
49,089
539,153
115,741
423,412
1,557,858
119,052
1,438,806
229
2,239,336

39,742
7,591
32,151
427,333
19,185
408,148
1,594,653
10,256
1,584,397
170
2,061,898

37,739
5,059
32,680
382,981
332
382,649
1,524,553
950
1,523,603
170
1,945,443

26,053
4,728
21,325
388,250
0
388,250
1,581,961
0
1,581,961
170
1,996,434

26,053
4,728
21,325
415,694
0
415,694
1,658,192
0
1,658,192
170
2,100,109

26,053
4,728
21,325
460,750
0
460,750
1,774,224
0
1,774,224
170
2,261,197

10,386
0
127,375
0
17,552
725
156,038

5,594
0
119,311
0
19,575
761
145,241

6,051
0
126,756
77,000
14,088
867
224,762

6,000
11,500
122,046
86,126
13,800
850
240,322

1,182,813
791,507
472,818
2,447,138

1,202,410
907,514
481,591
2,591,515

1,219,184
903,933
462,404
2,585,521

1,342,367
985,349
468,051
2,795,767

1,405,128
1,014,412
468,051
2,887,591

1,473,272
1,025,891
468,051
2,967,214

40,479
20,164,456
18,705,305
924,218
534,933

29,571
18,462,640
16,777,944
1,175,990
508,706

35,835
18,964,414
17,003,331
1,357,636
603,447

31,835
19,822,619
17,831,835
1,455,616
535,168

31,835
20,703,870
18,629,727
1,546,216
527,927

31,835
21,771,490
19,585,362
1,657,416
528,712

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other

T-70

6,000
11,500
118,856
(400)
5,963
850
142,769

6,000
12,500
118,856
0
4,222
850
142,428

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
20,204,935

FY 2012
Results
18,492,211

FY 2013
Updated
19,000,249

FY 2014
Projected
19,854,454

FY 2015
Projected
20,735,705

FY 2016
Projected
21,803,325

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

582
28
19,682
5,270
884
8,044
34,490

415
0
9,417
6,487
171
7,572
24,062

2,700
19
15,579
926
0
8,117
27,341

0
0
3,338
926
0
7,517
11,781

30,000
0
3,338
926
0
7,577
41,841

0
0
3,338
926
0
7,637
11,901

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

31,598
4,884
36,482

32,005
2,502
34,507

32,024
2,500
34,524

32,024
17,500
49,524

32,024
17,500
49,524

32,024
17,500
49,524

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

ALL OTHER CATEGORIES
Miscellaneous
Functional Total

(44,723)
(44,723)

(60,566)
(60,566)

252,452
252,452

433,674
433,674

347,288
347,288

447,559
447,559

39,815,887

41,652,656

43,081,790

45,358,208

Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

37,205,539

T-71

38,419,486

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
STATE OPERATIONS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Financial Services, Department of
Olympic Regional Development Authority
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

27,737
19,828
138
3,471
51,174

26,108
33,107
0
3,543
62,758

30,195
20,701
0
2,929
53,825

32,038
21,442
0
3,056
56,536

33,437
21,280
0
3,138
57,855

33,883
21,535
0
3,138
58,556

4,637
103,570
120,965
229,172

4,299
110,287
121,640
236,226

4,146
90,656
108,744
203,546

4,175
93,708
108,087
205,970

4,251
95,274
109,435
208,960

4,337
96,617
110,972
211,926

1,854
1,854

1,022
1,022

2,655
2,655

2,655
2,655

2,655
2,655

2,655
2,655

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Functional Total

1,676
189,601
23,247
166,354
24,095
215,372

2,137
167,866
15,222
152,644
21,548
191,551

1,736
208,290
51,355
156,935
21,089
231,115

1,736
242,841
56,355
186,486
21,077
265,654

1,736
262,911
55,855
207,056
21,463
286,110

1,774
282,504
55,855
226,649
21,499
305,777

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Functional Total

265,274
265,274
19,413
14,165
402
381
1,262
58,606
58,606
326
359,829

224,189
224,189
16,095
12,000
0
294
1,256
39,359
39,359
287
293,480

283,953
283,953
15,047
11,197
0
251
1,407
196,265
196,265
293
508,413

284,922
284,922
15,038
11,376
0
333
1,608
204,958
204,958
307
518,542

268,851
268,851
15,352
11,687
0
337
1,560
216,123
216,123
318
514,228

265,555
265,555
15,837
12,032
0
337
1,605
214,293
214,293
325
509,984

251
251
4,205
4,456

108
108
3,525
3,633

800
800
5,150
5,950

800
800
5,751
6,551

800
800
5,857
6,657

800
800
5,972
6,772

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

2,419
2,574,252
56,176
0
12,515
4,944
21,228
0
463,968
3,135,502

2,251
2,470,182
50,845
20,811
7,431
4,979
20,908
0
432,573
3,009,980

2,787
2,647,629
54,604
0
6,074
5,795
22,157
600
572,633
3,312,279

2,864
2,804,513
56,021
0
6,366
5,990
22,526
600
585,637
3,484,517

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

(2,482)
1,029,227
1,026,745

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Transportation, Department of
Functional Total

MENTAL HYGIENE
Mental Health, Office of
OMH
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the

2,672
2,702,261
51,831
(1,000)
7,207
5,452
21,531
600
554,450
3,345,004

2,711
2,576,036
53,791
(21,424)
7,207
5,588
21,804
600
571,035
3,217,348

2,487
942,702
945,189

0
683,759
683,759

0
0
0

0
0
0

0
0
0

4,694
40,446
40,446
45,140

4,088
43,412
43,412
47,500

4,120
42,334
42,334
46,454

4,122
43,879
43,879
48,001

4,168
44,211
44,211
48,379

4,218
44,596
44,596
48,814

22,928
16,392
113
5,514
3,000
119,432
5,633

20,635
13,755
46
5,151
2,604
109,503
5,392

22,112
13,496
53
4,870
2,632
148,608
5,828

22,741
13,889
57
5,175
2,806
152,622
6,696

23,647
15,035
56
5,316
2,728
134,518
6,949

24,603
15,428
57
5,462
2,811
136,325
7,175

T-72

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
STATE OPERATIONS
(thousands of dollars)

Labor Management Committees
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

FY 2011
Results
32,243
3,660
3,794
1,653
16,801
3,134
361,047
22,018
6,025
623,387

FY 2012
Results
23,192
3,309
3,217
83
14,492
2,850
308,293
18,958
5,312
536,792

FY 2013
Updated
27,638
3,340
3,700
0
15,333
3,101
323,535
21,994
5,989
602,229

FY 2014
Projected
32,737
3,838
6,705
0
15,849
3,174
324,089
21,305
5,925
617,608

FY 2015
Projected
34,944
3,761
4,819
0
16,368
3,255
334,111
23,877
5,698
615,082

FY 2016
Projected
45,960
3,853
4,939
0
16,631
3,309
340,826
23,485
5,866
636,730

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

135,592
12,880
1,792,790
110,613
221,740
304
2,273,919

120,597
13,256
1,731,513
98,360
196,024
408
2,160,158

123,618
13,578
1,749,600
98,914
217,845
614
2,204,169

125,148
14,376
1,807,614
96,220
220,399
614
2,264,371

128,497
14,888
1,892,952
98,947
222,995
665
2,358,944

132,124
15,641
1,986,894
101,937
225,633
680
2,462,909

5,561
0
1,549
7,110

3,676
551
1,447
5,674

0
0
63,264
63,264

7,973,660

7,493,963

7,950,383

ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

T-73

0
0
(106,736)
(106,736)
7,096,500

0
0
(25,735)
(25,735)
7,385,414

0
0
45,266
45,266
7,773,906

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Financial Services, Department of
Olympic Regional Development Authority
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Functional Total
MENTAL HYGIENE
Mental Health, Office of
OMH
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

21,529
13,863
138
2,890
38,420

18,509
11,354
0
2,849
32,712

24,060
12,526
0
2,485
39,071

25,205
13,749
0
2,522
41,476

26,454
13,321
0
2,548
42,323

27,021
13,576
0
2,548
43,145

4,234
88,184
109,167
201,585

3,779
96,204
110,931
210,914

3,791
80,702
100,742
185,235

3,820
83,754
100,300
187,874

3,896
85,320
101,648
190,864

3,982
86,663
103,185
193,830

0
0

0
0

500
500

500
500

500
500

500
500

1,641
61,022
500
60,522
16,930
79,593

1,931
62,393
1,438
60,955
16,030
80,354

1,555
56,784
500
56,284
14,673
73,012

1,555
71,835
500
71,335
14,331
87,721

1,555
85,405
500
84,905
14,367
101,327

1,586
104,998
500
104,498
14,403
120,987

163,689
163,689
11,572
12,932
309
304
1,098
14,094
14,094
326
204,324

143,835
143,835
8,692
10,679
0
292
1,040
(3,913)
(3,913)
287
160,912

182,960
182,960
9,479
10,283
0
210
1,260
77,688
77,688
293
282,173

176,441
176,441
9,464
10,345
0
325
1,388
85,979
85,979
307
284,249

160,048
160,048
9,762
10,625
0
328
1,443
90,656
90,656
318
273,180

158,198
158,198
10,182
10,940
0
328
1,477
93,056
93,056
325
274,506

167
167
3,228
3,395

0
0
2,650
2,650

0
0
4,183
4,183

0
0
4,728
4,728

0
0
4,811
4,811

0
0
4,901
4,901

2,082
2,043,633
34,492
0
6,197
3,723
17,690
0
421,015
2,528,832

1,890
1,959,956
32,650
9,685
6,637
3,794
15,798
0
400,214
2,430,624

2,398
2,231,446
32,040
0
7,207
4,093
15,744
600
514,900
2,808,428

2,414
2,085,665
34,127
0
7,207
4,135
15,872
600
514,378
2,664,398

2,481
2,136,783
34,974
0
6,074
4,237
16,077
600
520,644
2,721,870

2,548
2,272,227
35,930
0
6,366
4,357
16,294
600
528,648
2,866,970

760,404
760,404

703,450
703,450

548,343
548,343

0
0

0
0

0
0

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

3,098
24,420
24,420
27,518

2,266
24,983
24,983
27,249

2,298
24,498
24,498
26,796

2,300
24,543
24,543
26,843

2,346
24,875
24,875
27,221

2,396
25,260
25,260
27,656

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of

20,633
15,599
30
4,205
2,909

19,252
12,935
30
4,065
2,529

19,881
12,818
29
4,065
2,551

21,325
13,198
32
4,250
2,724

22,203
14,357
30
4,370
2,646

23,130
14,745
31
4,495
2,728

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total
HIGHER EDUCATION
State University of New York
Functional Total

T-74

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
PERSONAL SERVICE
(thousands of dollars)

General Services, Office of
Inspector General, Office of the
Labor Management Committees
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

FY 2011
Results
52,715
5,519
9,872
3,211
3,017
1,537
12,295
2,776
296,271
11,208
5,570
447,367

FY 2012
Results
45,756
5,067
8,359
2,907
2,492
80
10,688
2,483
249,825
10,456
4,868
381,792

FY 2013
Updated
48,560
5,388
4,600
2,938
2,850
0
12,721
2,900
260,866
13,586
5,050
398,803

FY 2014
Projected
55,938
6,195
5,537
3,336
3,409
0
13,091
2,962
259,558
13,595
5,481
410,631

FY 2015
Projected
56,567
6,367
6,119
3,046
3,501
0
13,468
3,034
267,933
13,907
5,259
422,807

FY 2016
Projected
56,975
6,551
7,129
3,138
3,599
0
13,731
3,088
274,648
14,246
5,416
433,650

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

107,384
10,963
1,467,042
96,314
174,096
281
1,856,080

93,084
10,210
1,408,958
83,740
151,882
289
1,748,163

97,964
10,900
1,410,600
83,937
165,284
480
1,769,165

98,828
11,600
1,456,134
83,944
166,524
480
1,817,510

101,494
12,045
1,503,142
86,364
167,773
515
1,871,333

104,421
12,730
1,559,092
89,040
169,031
543
1,934,857

3,835
25
3,860

2,091
51
2,142

0
25,052
25,052

6,151,378

5,780,962

6,160,761

ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

T-75

0
(24,948)
(24,948)
5,500,982

0
(9,947)
(9,947)
5,646,289

0
45,054
45,054
5,946,056

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Olympic Regional Development Authority
Functional Total

6,208
5,965
581
12,754

7,599
21,753
694
30,046

6,135
8,175
444
14,754

6,833
7,693
534
15,060

6,983
7,959
590
15,532

6,862
7,959
590
15,411

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

403
15,386
11,798
27,587

520
14,083
10,709
25,312

355
9,954
8,002
18,311

355
9,954
7,787
18,096

355
9,954
7,787
18,096

355
9,954
7,787
18,096

1,854
1,854

1,022
1,022

2,155
2,155

2,155
2,155

2,155
2,155

2,155
2,155

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Functional Total

35
128,579
22,747
105,832
7,165
135,779

206
105,473
13,784
91,689
5,518
111,197

181
151,506
50,855
100,651
6,416
158,103

181
171,006
55,855
115,151
6,746
177,933

181
177,506
55,355
122,151
7,096
184,783

188
177,506
55,355
122,151
7,096
184,790

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Functional Total

101,585
101,585
7,841
1,233
93
77
164
44,512
44,512
155,505

80,354
80,354
7,403
1,321
0
2
216
43,272
43,272
132,568

100,993
100,993
5,568
914
0
41
147
118,577
118,577
226,240

108,481
108,481
5,574
1,031
0
8
220
118,979
118,979
234,293

108,803
108,803
5,590
1,062
0
9
117
125,467
125,467
241,048

107,357
107,357
5,655
1,092
0
9
128
121,237
121,237
235,478

84
84
977
1,061

108
108
875
983

800
800
967
1,767

800
800
1,023
1,823

800
800
1,046
1,846

800
800
1,071
1,871

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Judicial Commissions
Military and Naval Affairs, Division of
State Police, Division of
Functional Total

337
530,619
21,684
0
6,318
1,221
3,538
42,953
606,670

361
510,226
18,195
11,126
794
1,185
5,110
32,359
579,356

274
470,815
19,791
(1,000)
0
1,359
5,787
39,550
536,576

306
510,846
19,630
0
0
1,558
6,080
51,989
590,409

316
532,286
20,091
0
0
1,633
6,232
56,989
617,547

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

(2,482)
268,823
266,341

2,487
239,252
241,739

0
135,416
135,416

0
0
0

0
0
0

0
0
0

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

1,596
16,026
16,026
17,622

1,822
18,429
18,429
20,251

1,822
17,836
17,836
19,658

1,822
19,336
19,336
21,158

1,822
19,336
19,336
21,158

1,822
19,336
19,336
21,158

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
General Services, Office of
Inspector General, Office of the
Labor Management Committees

2,295
793
83
1,309
91
66,717
114
22,371

1,383
820
16
1,086
75
63,747
325
14,833

2,231
678
24
805
81
100,048
440
23,038

1,416
691
25
925
82
96,684
501
27,200

1,444
678
26
946
82
77,951
582
28,825

1,473
683
26
967
83
79,350
624
38,831

TRANSPORTATION
Transportation, Department of
Functional Total

MENTAL HYGIENE
Mental Health, Office of
OMH
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-76

297
490,371
19,664
(21,424)
0
1,453
5,932
56,657
552,950

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2011
Results
449
777
116
4,506
358
64,776
10,810
455
176,020

FY 2012
Results
402
725
3
3,804
367
58,468
8,502
444
155,000

FY 2013
Updated
402
850
0
2,612
201
62,669
8,408
939
203,426

FY 2014
Projected
502
3,296
0
2,758
212
64,531
7,710
444
206,977

FY 2015
Projected
715
1,318
0
2,900
221
66,178
9,970
439
192,275

FY 2016
Projected
715
1,340
0
2,900
221
66,178
9,239
450
203,080

28,208
1,917
325,748
14,299
47,644
23
417,839

27,513
3,046
322,555
14,620
44,142
119
411,995

25,654
2,678
339,000
14,977
52,561
134
435,004

26,320
2,776
351,480
12,276
53,875
134
446,861

27,003
2,843
389,810
12,583
55,222
150
487,611

27,703
2,911
427,802
12,897
56,602
137
528,052

1,726
0
1,524
3,250

1,585
551
1,396
3,532

0
0
38,212
38,212

0
0
(81,788)
(81,788)

0
0
(15,788)
(15,788)

1,822,282

1,713,001

1,789,622

T-77

1,595,518

1,739,125

0
0
212
212
1,827,850

CASH DISBURSEMENTS BY FUNCTION
GENERAL FUND
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

2,000
2,000

0
0

0
0

0
0

0
0

0
0

208,918
208,918

203,240
203,240

210,055
210,055

210,055
210,055

210,055
210,055

210,055
210,055

1,525
1,525
1,525

1,586
1,586
1,586

0
0
0

0
0
0

0
0
0

0
0
0

542,237
542,237

572,510
572,510

559,900
559,900

619,332
619,332

658,754
658,754

692,208
692,208

ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total

3,426,460
5,831
3,432,291

3,938,106
4,104
3,942,210

3,848,192
4,420
3,852,612

4,208,544
4,420
4,212,964

4,491,920
4,420
4,496,340

4,704,503
4,420
4,708,923

TOTAL GENERAL STATE CHARGES SPENDING

4,186,971

4,719,546

4,622,567

5,042,351

5,365,149

5,611,186

HIGHER EDUCATION
State University of New York
Functional Total
EDUCATION
Education, Department of
All Other
Functional Total
ELECTED OFFICIALS
Judiciary
Functional Total

T-78

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

77,623
15,014
57,860
31,416
26,444
4,749

78,458
24,603
52,515
27,412
25,103
1,340

75,089
22,339
51,187
27,500
23,687
1,563

76,658
22,297
52,812
28,449
24,363
1,549

81,932
24,697
55,624
29,774
25,850
1,611

81,348
23,097
56,522
30,436
26,086
1,729

Alcoholic Beverage Control, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

16,706
12,581
8,512
4,069
4,125

16,616
13,044
7,720
5,324
3,572

16,960
13,070
7,527
5,543
3,890

18,175
13,629
8,195
5,434
4,546

18,742
14,057
8,308
5,749
4,685

19,188
14,256
8,370
5,886
4,932

10
10

0
0

70
70

0
0

0
0

0
0

Economic Development, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

46,255
25,790
20,444
13,906
6,538
21

103,309
69,580
33,729
11,354
22,375
0

106,943
84,264
22,651
12,629
10,022
28

89,649
66,229
23,392
13,852
9,540
28

78,030
54,772
23,230
13,424
9,806
28

78,285
54,772
23,485
13,679
9,806
28

Empire State Development Corporation
Local Assistance Grants

35,741
35,741

76,487
76,487

84,088
84,088

71,280
71,280

71,172
71,172

68,149
68,149

Energy Research and Development Authority
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

15,307
9,157
4,744
2,894
1,850
1,406

16,938
8,140
6,456
4,776
1,680
2,342

16,158
9,234
5,286
3,432
1,854
1,638

16,158
9,234
5,286
3,432
1,854
1,638

16,477
9,418
5,389
3,500
1,889
1,670

16,808
9,607
5,497
3,570
1,927
1,704

507,291
228,152
212,310
152,126
60,184
66,829

506,105
217,470
210,028
142,332
67,696
78,607

486,283
216,952
202,401
144,757
57,644
66,930

513,675
216,952
210,553
152,595
57,958
86,170

518,571
216,952
212,795
154,769
58,026
88,824

526,626
216,952
215,395
157,291
58,104
94,279

3,534
3,534
2,890
644

3,596
3,596
2,849
747

3,079
3,079
2,485
594

3,206
3,206
2,522
684

3,288
3,288
2,548
740

3,288
3,288
2,548
740

Public Service Department
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

73,076
0
52,777
41,801
10,976
20,299

66,124
0
47,386
38,749
8,637
18,738

67,453
90
47,297
38,828
8,469
20,066

73,989
200
50,665
41,680
8,985
23,124

77,125
200
52,499
43,309
9,190
24,426

81,199
200
54,454
45,053
9,401
26,545

Racing and Wagering Board, State
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

21,573
18,056
12,062
5,994
3,517

19,553
17,270
10,940
6,330
2,283

18,248
15,194
9,059
6,135
3,054

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

797,116

887,186

874,371

862,790

865,337

874,891

4,637
4,637
4,234
403

4,299
4,299
3,779
520

4,146
4,146
3,791
355

4,175
4,175
3,820
355

4,251
4,251
3,896
355

4,337
4,337
3,982
355

296,195
2,835
255,522
186,181
69,341
37,838

284,724
4,760
245,162
188,153
57,009
34,802

278,294
6,325
235,215
173,639
61,576
36,754

273,919
4,042
231,807
173,218
58,589
38,070

274,062
4,042
232,772
176,893
55,879
37,248

278,333
4,042
235,599
179,581
56,018
38,692

9,390
7,122
6,060
1,062
2,268

8,893
6,504
5,454
1,050
2,389

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Development Authority of the North Country
Local Assistance Grants

Financial Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Environmental Conservation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Environmental Facilities Corporation
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

T-79

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results
Parks, Recreation and Historic Preservation, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

214,344
16,124
177,022
135,297
41,725
2,627
18,571

201,969
12,019
183,216
138,928
44,288
655
6,079

199,739
16,112
174,936
128,763
46,173
3,691
5,000

191,366
7,600
174,936
129,318
45,618
3,830
5,000

193,922
7,600
177,429
131,176
46,253
3,893
5,000

196,002
7,600
179,464
133,211
46,253
3,938
5,000

524,566

499,885

482,179

469,460

472,235

478,672

Motor Vehicles, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

95,962
68,522
51,578
16,944
27,440

92,162
67,400
48,313
19,087
24,762

93,626
69,091
49,130
19,961
24,535

99,695
71,593
50,650
20,943
28,102

102,365
73,154
51,790
21,364
29,211

108,014
76,063
54,228
21,835
31,951

Transportation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

4,287,685
4,253,828
33,454
10,853
22,601
403
0

4,276,720
4,229,733
35,857
9,818
26,039
10,781
349

4,408,710
4,377,939
25,749
10,397
15,352
5,022
0

4,588,524
4,556,412
26,447
10,751
15,696
5,665
0

4,666,768
4,634,412
26,402
10,999
15,403
5,954
0

4,763,004
4,729,612
27,019
11,275
15,744
6,373
0

4,383,647

4,368,882

4,502,336

4,688,219

4,769,133

4,871,018

118,718
117,041
1,677
1,641
36

113,753
111,616
2,137
1,931
206

117,434
115,697
1,737
1,555
182

117,051
115,314
1,737
1,555
182

123,618
121,881
1,737
1,555
182

130,464
128,689
1,775
1,586
189

14,418,217

17,876,268

18,412,632

19,251,721

19,923,957

20,566,405

11,400,560
11,377,313
23,247
500
22,747

14,778,525
14,763,303
15,222
1,438
13,784

15,342,913
15,291,558
51,355
500
50,855

16,017,013
15,960,658
56,355
500
55,855

16,601,713
16,545,858
55,855
500
55,355

17,507,579
17,451,724
55,855
500
55,355

538,370
538,370

533,293
533,293

568,750
568,750

552,250
552,250

502,750
502,750

443,250
443,250

2,479,287
1,897,616
548,077
289,360
258,717
33,594

2,564,450
1,992,440
540,034
266,560
273,474
31,976

2,500,969
1,921,756
544,634
275,144
269,490
34,579

2,682,458
2,056,326
588,676
293,615
295,061
37,456

2,819,494
2,164,812
615,979
311,384
304,595
38,703

2,615,576
1,936,634
637,952
333,436
304,516
40,990

Medicaid Inspector General, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

28,084
27,990
20,818
7,172
94

25,284
25,258
19,738
5,520
26

24,789
24,789
18,373
6,416
0

24,777
24,777
18,031
6,746
0

25,163
25,163
18,067
7,096
0

25,199
25,199
18,103
7,096
0

Stem Cell and Innovation
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

37,289
36,971
534
36,437
318

43,702
43,470
441
43,029
232

43,500
43,500
468
43,032
0

51,000
51,000
472
50,528
0

61,373
61,373
472
60,901
0

62,673
62,673
472
62,201
0

14,602,308

18,059,007

18,598,355

19,444,549

20,134,111

20,784,741

Children and Family Services, Office of

1,991,084

1,898,337

1,861,376

2,034,334

2,245,188

2,321,967

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,921,729
1,598,134
321,270
192,793
128,477
2,325

1,785,169
1,490,719
292,769
177,205
115,564
1,681

1,773,882
1,455,617
315,749
186,486
129,263
2,516

1,944,525
1,625,322
316,583
179,734
136,849
2,620

2,151,627
1,847,521
301,454
163,438
138,016
2,652

2,224,329
1,923,412
298,224
161,653
136,571
2,693

69,355
69,355

113,168
113,168

87,494
87,494

89,809
89,809

93,561
93,561

97,638
97,638

Functional Total
TRANSPORTATION

Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Health, Department of
Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Medicaid Administration
Local Assistance Grants
Public Health
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Functional Total
SOCIAL WELFARE

OCFS - Other
Local Assistance Grants

T-80

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results
Housing and Community Renewal, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

121,230
44,018
61,015
46,367
14,648
16,197

115,024
43,984
55,910
40,611
15,299
15,130

122,371
49,969
55,222
42,345
12,877
17,180

118,996
41,969
57,669
44,323
13,346
19,358

121,111
41,969
58,644
45,161
13,483
20,498

123,551
41,969
60,173
46,570
13,603
21,409

Human Rights, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

14,165
14,165
12,932
1,233

12,000
12,000
10,679
1,321

11,197
11,197
10,283
914

11,376
11,376
10,345
1,031

11,687
11,687
10,625
1,062

12,032
12,032
10,940
1,092

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

71,832
11,237
44,994
32,161
12,833
15,601

60,962
3,665
42,274
29,954
12,320
15,023

68,377
4,987
48,081
29,625
18,456
15,309

72,600
2,875
51,934
32,567
19,367
17,791

68,176
150
49,028
33,273
15,755
18,998

70,399
150
50,121
33,967
16,154
20,128

National and Community Service
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

381
0
381
304
77

332
38
294
292
2

601
350
251
210
41

683
350
333
325
8

687
350
337
328
9

687
350
337
328
9

1,956
666
1,290
1,098
192

1,802
541
1,261
1,040
221

2,098
685
1,413
1,260
153

2,298
685
1,613
1,388
225

2,250
685
1,565
1,443
122

2,295
685
1,610
1,477
133

1,370,873

1,564,788

1,709,231

1,604,927

1,514,441

1,540,724

1,043,865
1,043,865

1,266,866
1,266,866

1,405,273
1,405,273

1,296,673
1,296,673

1,195,022
1,195,022

1,221,735
1,221,735

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

327,008
158,474
167,085
62,305
104,780
1,449

297,922
146,587
150,451
51,870
98,581
884

303,958
107,493
196,465
77,688
118,777
0

308,254
103,096
205,158
85,979
119,179
0

319,419
103,096
216,323
90,656
125,667
0

318,989
104,496
214,493
93,056
121,437
0

Welfare Inspector General, Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,150
1,094
434
660
56

441
395
364
31
46

1,407
1,186
701
485
221

1,427
1,206
721
485
221

1,456
1,234
738
496
222

1,468
1,244
748
496
224

Workers' Compensation Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

194,002
150,850
89,052
61,798
43,152

199,035
157,884
85,890
71,994
41,151

196,210
151,757
86,300
65,457
44,453

201,791
150,979
91,587
59,392
50,812

205,077
153,019
92,301
60,718
52,058

212,064
156,306
94,633
61,673
55,758

3,766,673

3,852,721

3,972,868

4,048,432

4,170,073

4,285,187

404,678

410,589

417,021

429,787

450,457

471,298

OASAS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

292,990
246,366
34,454
25,103
9,351
12,170

318,700
274,694
31,920
22,801
9,119
12,086

328,537
282,009
32,263
24,021
8,242
14,265

349,427
302,060
33,372
24,854
8,518
13,995

367,429
318,495
34,596
25,830
8,766
14,338

384,495
332,574
36,269
27,263
9,006
15,652

OASAS - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

111,688
49,089
46,364
34,493
11,871
16,235

91,889
32,151
43,751
32,119
11,632
15,987

88,484
32,680
40,218
29,910
10,308
15,586

80,360
21,325
41,904
31,553
10,351
17,131

83,028
21,325
43,454
32,794
10,660
18,249

86,803
21,325
45,557
34,616
10,941
19,921

3,121,444

3,027,241

3,071,907

3,238,096

3,473,845

3,780,432

1,363,390
682,773
482,556
405,776

1,143,914
716,057
306,563
253,135

1,233,472
711,037
383,514
303,855

1,314,164
771,436
380,748
300,485

1,438,716
862,446
400,585
320,678

1,579,117
974,836
413,374
328,804

Prevention of Domestic Violence, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Temporary and Disability Assistance, Office of
Welfare Assistance
Local Assistance Grants

Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of

Mental Health, Office of
OMH
Local Assistance Grants
State Operations
Personal Service

T-81

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)

Non-Personal Service/Indirect Costs
General State Charges

FY 2011
Results
76,780
198,061

FY 2012
Results
53,428
121,294

FY 2013
Updated
79,659
138,921

FY 2014
Projected
80,263
161,980

FY 2015
Projected
79,907
175,685

FY 2016
Projected
84,570
190,907

OMH - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,758,054
423,412
973,298
739,482
233,816
361,344

1,883,327
408,148
1,066,389
827,902
238,487
408,790

1,838,435
382,649
1,019,651
811,717
207,934
436,135

1,923,932
388,250
1,077,195
852,746
224,449
458,487

2,035,129
415,694
1,129,203
885,356
243,847
490,232

2,201,315
460,750
1,197,045
938,262
258,783
543,520

Mental Hygiene, Department of
State Operations
Non-Personal Service/Indirect Costs

345
345
345

411
411
411

0
0
0

0
0
0

0
0
0

0
0
0

4,297,676

4,331,480

4,274,083

4,482,489

4,656,060

4,944,048

903,732
692,788
106,952
72,227
34,725
103,992

435,429
435,253
176
0
176
0

461,181
461,000
181
0
181
0

485,425
485,244
181
0
181
0

505,015
504,834
181
0
181
0

3,806,667
1,677,965
1,548,712
1,168,196
380,516
579,990

3,427,748
1,631,638
1,378,983
1,052,886
326,097
417,127

3,838,654
1,799,409
1,481,584
1,119,528
362,056
557,661

4,021,308
1,854,132
1,539,097
1,165,242
373,855
628,079

4,170,635
1,929,880
1,576,976
1,191,675
385,301
663,779

4,439,033
2,049,611
1,663,245
1,267,575
395,670
726,177

8,213
623
6,573
5,430
1,143
1,017

7,584
560
5,948
4,856
1,092
1,076

9,505
620
7,698
6,480
1,218
1,187

10,259
620
8,369
7,090
1,279
1,270

10,548
620
8,553
7,241
1,312
1,375

10,849
620
8,748
7,404
1,344
1,481

7,832,356

7,777,305

7,772,516

8,160,631

8,590,910

9,206,627

Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,419
2,419
2,082
337

2,251
2,251
1,890
361

2,672
2,672
2,398
274

2,711
2,711
2,414
297

2,787
2,787
2,481
306

2,864
2,864
2,548
316

Correctional Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,587,693
10,386
2,575,307
2,043,633
531,674
2,000

2,477,126
5,594
2,471,532
1,959,956
511,576
0

2,709,781
6,051
2,703,688
2,231,528
472,160
42

2,583,905
6,000
2,577,860
2,085,747
492,113
45

2,655,498
6,000
2,649,450
2,136,867
512,583
48

2,812,382
6,000
2,806,331
2,272,313
534,018
51

0
0

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

Criminal Justice Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

213,480
150,003
63,391
34,806
28,585
86

215,019
151,076
63,882
32,972
30,910
61

230,926
159,811
70,920
32,419
38,501
195

228,760
155,101
73,581
34,510
39,071
78

225,194
154,911
70,203
35,363
34,840
80

226,628
154,911
71,632
36,326
35,306
85

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

0
0
0
0
0

20,811
0
20,811
9,685
11,126

76,000
77,000
(1,000)
0
(1,000)

64,702
86,126
(21,424)
0
(21,424)

Homeland Security and Emergency Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

33,298
17,552
15,550
6,531
9,019
196

28,229
19,575
8,654
6,837
1,817
0

87,742
36,717
50,126
16,951
33,175
899

128,622
89,290
38,368
17,032
21,336
964

121,647
87,089
33,560
16,151
17,409
998

120,772
84,973
34,733
16,733
18,000
1,066

Indigent Legal Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

90,793
65,769
25,024
8
25,016
0

62,701
62,292
326
259
67
83

62,244
61,100
859
569
290
285

62,999
61,400
1,154
802
352
445

78,634
77,000
1,170
810
360
464

78,675
77,000
1,186
818
368
489

People with Developmental Disabilities, Office for
OPWDD
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
OPWDD - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total

491,009
497,629
(6,620)
0
(6,620)
0

PUBLIC PROTECTION/CRIMINAL JUSTICE

Corrections and Community Supervision Medicaid, Department of
Local Assistance Grants

T-82

(400)
(400)
0
0
0

0
0
0
0
0

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,944
4,944
3,723
1,221

4,979
4,979
3,794
1,185

5,452
5,452
4,093
1,359

5,588
5,588
4,135
1,453

5,795
5,795
4,237
1,558

5,990
5,990
4,357
1,633

Military and Naval Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

32,640
3,659
28,398
19,260
9,138
583

31,747
3,761
27,440
17,152
10,288
546

28,061
867
26,944
16,525
10,419
250

28,189
850
27,089
16,655
10,434
250

28,543
850
27,443
16,861
10,582
250

28,914
850
27,814
17,080
10,734
250

0
0
0

0
0
0

600
600
600

600
600
600

600
600
600

600
600
600

State Police, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

677,826
657,091
582,393
74,698
20,735

630,378
611,384
557,865
53,519
18,994

662,454
641,330
561,224
80,106
21,124

667,679
645,667
560,932
84,735
22,012

672,649
650,010
567,737
82,273
22,639

687,434
663,505
576,218
87,287
23,929

Statewide Financial System
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

9,070
9,069
3,977
5,092
1

17,596
17,596
7,554
10,042
0

29,701
29,701
10,814
18,887
0

28,625
28,625
10,895
17,730
0

29,926
29,926
10,977
18,949
0

31,264
31,264
11,060
20,204
0

Statewide Wireless Network
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

28,253
0
27,655
8,076
19,579
598

87,696
18,369
69,207
7,006
62,201
120

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

0
0
0
0
0
0

Victim Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

34,594
29,185
4,521
3,761
760
888

35,194
29,239
4,138
3,109
1,029
1,817

32,741
26,182
4,782
3,866
916
1,777

35,003
28,182
4,878
3,931
947
1,943

35,202
28,182
4,992
4,026
966
2,028

35,507
28,182
5,134
4,148
986
2,191

3,715,010

3,613,727

3,928,374

3,848,883

3,867,575

4,043,530

City University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,306,312
1,182,813
117,099
85,732
31,367
6,400

1,316,602
1,202,410
107,837
74,043
33,794
6,355

1,339,502
1,219,184
114,166
86,224
27,942
6,152

1,454,600
1,342,367
105,896
77,255
28,641
6,337

1,519,313
1,405,128
107,658
78,301
29,357
6,527

1,589,449
1,473,272
109,454
79,363
30,091
6,723

Higher Education - Miscellaneous
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

370
255
221
34
115

449
376
207
169
73

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

889,588
813,707
61,052
32,756
28,296
14,829

1,000,527
923,514
64,233
28,789
35,444
12,780

1,015,753
935,933
65,173
28,342
36,831
14,647

1,083,608
1,001,349
66,419
28,560
37,859
15,840

1,098,530
1,014,412
67,774
28,978
38,796
16,344

1,112,391
1,025,891
69,170
29,413
39,757
17,330

State University Construction Fund
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

18,915
14,438
12,562
1,876
4,477

22,625
16,809
13,612
3,197
5,816

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

State University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

5,880,864
472,818
4,880,006
3,239,364
1,640,642
528,040

6,471,148
481,591
5,429,621
3,324,528
2,105,093
559,936

6,592,801
462,404
5,534,334
3,443,118
2,091,216
596,063

6,685,093
468,051
5,611,876
3,441,717
2,170,159
605,166

6,838,295
468,051
5,745,294
3,522,960
2,222,334
624,950

6,995,978
468,051
5,882,191
3,606,357
2,275,834
645,736

8,096,049

8,811,351

8,949,356

9,224,601

9,457,438

9,699,118

Public Security and Emergency Response
State Operations
Personal Service

Functional Total
HIGHER EDUCATION

Higher Education Services Corporation, New York State
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Functional Total

T-83

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

45,173
40,479
4,694
3,098
1,596

33,659
29,571
4,088
2,266
1,822

40,053
35,933
4,120
2,298
1,822

36,055
31,933
4,122
2,300
1,822

36,101
31,933
4,168
2,346
1,822

36,151
31,933
4,218
2,396
1,822

Education, Department of

26,717,031

24,749,120

25,462,101

26,534,693

27,603,569

28,777,377

School Aid
Local Assistance Grants

21,848,300
21,848,300

19,661,924
19,661,924

20,056,331
20,056,331

20,910,635
20,910,635

21,713,727
21,713,727

22,671,362
22,671,362

3,234,014
3,234,014

3,232,883
3,232,883

3,276,067
3,276,067

3,459,375
3,459,375

3,641,726
3,641,726

3,743,568
3,743,568

Special Education Categorical Programs
Local Assistance Grants

924,218
924,218

1,175,990
1,175,990

1,357,636
1,357,636

1,455,616
1,455,616

1,546,216
1,546,216

1,657,416
1,657,416

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

710,499
549,521
131,572
90,078
41,494
29,406

678,323
521,878
126,159
80,475
45,684
30,286

772,067
616,900
126,613
79,548
47,065
28,554

709,067
548,081
129,292
81,861
47,431
31,694

701,900
540,840
128,576
82,298
46,278
32,484

705,031
541,625
129,276
83,025
46,251
34,130

26,762,204

24,782,779

25,502,154

26,570,748

27,639,670

28,813,528

Budget, Division of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

33,825
32,081
24,430
7,651
1,744

32,762
30,681
23,829
6,852
2,081

33,550
31,318
24,085
7,233
2,232

33,550
31,484
25,449
6,035
2,066

35,071
32,669
26,499
6,170
2,402

36,502
33,903
27,607
6,296
2,599

Civil Service, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

17,896
17,677
16,153
1,524
219

14,836
14,595
13,284
1,311
241

14,825
14,657
13,168
1,489
168

15,222
15,054
13,548
1,506
168

16,775
16,603
14,714
1,889
172

17,179
17,003
15,109
1,894
176

Deferred Compensation Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

681
519
374
145
162

621
457
378
79
164

796
605
392
213
191

826
618
399
219
208

858
633
408
225
225

867
642
417
225
225

Elections, State Board of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

6,186
582
5,604
4,205
1,399

9,815
415
9,400
4,065
5,335

7,735
2,700
5,035
4,065
970

5,175
0
5,175
4,250
925

35,316
30,000
5,316
4,370
946

5,462
0
5,462
4,495
967

Employee Relations, Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,000
3,000
2,909
91

2,604
2,604
2,529
75

2,688
2,688
2,551
137

2,864
2,864
2,724
140

2,786
2,786
2,646
140

2,869
2,869
2,728
141

Gaming Commission, New York State
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

187,589
170,423
34,087
136,336
17,166

191,903
174,413
34,628
139,785
17,490

192,536
175,046
35,261
139,785
17,490

General Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

128,633
28
127,315
56,079
71,236
1,290

121,489
0
119,994
48,873
71,121
1,495

158,965
19
157,045
51,616
105,429
1,901

163,465
0
161,329
59,264
102,065
2,136

145,328
0
143,120
60,482
82,638
2,208

147,454
0
145,100
60,970
84,130
2,354

Inspector General, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,703
5,703
5,519
184

5,409
5,409
5,067
342

5,915
5,915
5,388
527

6,783
6,783
6,195
588

7,036
7,036
6,367
669

7,262
7,262
6,551
711

Labor Management Committees
State Operations
Personal Service
Non-Personal Service/Indirect Costs

32,335
32,335
9,872
22,463

23,215
23,215
8,359
14,856

27,938
27,938
4,600
23,338

33,037
33,037
5,537
27,500

35,244
35,244
6,119
29,125

46,260
46,260
7,129
39,131

STAR Property Tax Relief
Local Assistance Grants

Functional Total
GENERAL GOVERNMENT

T-84

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Lottery, Division of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

162,910
152,955
21,057
131,898
9,955

150,306
140,484
20,276
120,208
9,822

172,990
161,247
24,676
136,571
11,743

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Public Employment Relations Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,988
3,988
3,456
532

3,675
3,675
3,197
478

3,731
3,731
3,290
441

4,040
4,040
3,495
545

3,804
3,804
3,046
758

3,896
3,896
3,138
758

Public Integrity, Commission on
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,794
3,794
3,017
777

3,217
3,217
2,492
725

3,700
3,700
2,850
850

6,705
6,705
3,409
3,296

4,819
4,819
3,501
1,318

4,939
4,939
3,599
1,340

Regulatory Reform, Governor's Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,653
1,653
1,537
116

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

75,478
24,495
41,797
31,270
10,527
9,186
0

61,000
12,916
40,716
28,357
12,359
7,368
0

71,109
16,118
46,054
31,445
14,609
8,952
(15)

63,904
3,877
49,183
32,693
16,490
10,859
(15)

66,408
3,877
51,309
33,425
17,884
11,237
(15)

68,016
3,877
52,178
34,086
18,092
11,976
(15)

Tax Appeals, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,134
3,134
2,776
358

2,850
2,850
2,483
367

3,101
3,101
2,900
201

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

Taxation and Finance, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

441,466
5,270
412,940
323,767
89,173
23,256

401,033
6,487
382,913
300,408
82,505
11,633

415,599
926
393,151
301,881
91,270
21,522

418,545
926
394,799
300,966
93,833
22,820

429,888
926
405,915
309,755
96,160
23,047

436,603
926
412,630
316,470
96,160
23,047

Technology, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

22,902
884
22,018
11,208
10,810

19,129
171
18,958
10,456
8,502

21,994
0
21,994
13,586
8,408

21,305
0
21,305
13,595
7,710

23,877
0
23,877
13,907
9,970

23,485
0
23,485
14,246
9,239

Veterans' Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

14,069
8,044
6,025
5,570
455

12,884
7,572
5,312
4,868
444

14,106
8,117
5,989
5,050
939

13,442
7,517
5,925
5,481
444

13,275
7,577
5,698
5,259
439

13,503
7,637
5,866
5,416
450

957,653

864,928

958,742

979,626

1,015,643

1,010,142

Audit and Control, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

171,821
31,598
138,841
110,320
28,521
1,382

169,817
32,005
135,123
103,298
31,825
2,689

173,479
32,024
139,394
108,671
30,723
2,061

175,800
32,024
142,194
109,385
32,809
1,582

179,344
32,024
145,667
112,012
33,655
1,653

183,533
32,024
149,731
115,214
34,517
1,778

Executive Chamber
State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,880
12,880
10,963
1,917

13,256
13,256
10,210
3,046

13,578
13,578
10,900
2,678

14,376
14,376
11,600
2,776

14,888
14,888
12,045
2,843

15,641
15,641
12,730
2,911

Judiciary
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

2,540,268
119,798
1,868,890
1,525,120
343,770
551,580

2,543,183
114,108
1,827,308
1,464,351
362,957
601,767

2,546,998
106,700
1,855,900
1,468,250
387,650
584,398

2,679,944
121,700
1,914,414
1,514,284
400,130
643,830

2,805,004
121,700
1,999,952
1,561,492
438,460
683,352

2,934,500
121,700
2,095,494
1,618,742
476,752
717,306

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

169,761
161,877
111,750
50,127
7,884

168,624
160,461
106,462
53,999
8,163

179,139
165,109
110,920
54,189
14,030

177,633
162,671
110,913
51,758
14,962

182,598
166,906
113,920
52,986
15,692

188,090
171,479
117,232
54,247
16,611

Functional Total
ELECTED OFFICIALS

T-85

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Legislature
State Operations
Personal Service
Non-Personal Service/Indirect Costs

222,536
222,536
174,096
48,440

197,163
197,163
151,882
45,281

218,795
218,795
165,284
53,511

221,349
221,349
166,524
54,825

223,945
223,945
167,773
56,172

226,583
226,583
169,031
57,552

Lieutenant Governor, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

304
304
281
23

408
408
289
119

614
614
480
134

614
614
480
134

665
665
515
150

680
680
543
137

3,117,570

3,092,451

3,132,603

3,269,716

3,406,444

3,549,027

Aid and Incentives for Municipalities
Local Assistance Grants

738,940
738,940

721,034
721,034

728,181
728,181

739,188
739,188

752,782
752,782

763,629
763,629

Efficiency Incentive Grants Program
Local Assistance Grants

4,604
4,604

4,714
4,714

6,956
6,956

4,485
4,485

2,000
2,000

0
0

Miscellaneous Financial Assistance
Local Assistance Grants

3,920
3,920

1,960
1,960

2,000
2,000

1,960
1,960

1,960
1,960

1,960
1,960

25,800
25,800

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

2,066
2,066

217
217

218
218

218
218

218
218

218
218

775,330

753,792

763,222

771,718

782,827

791,674

General State Charges
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,432,021
5,561
3,835
1,726
3,426,460

3,941,782
3,676
2,091
1,585
3,938,106

3,848,192
0
0
0
3,848,192

4,208,544
0
0
0
4,208,544

4,491,920
0
0
0
4,491,920

4,704,503
0
0
0
4,704,503

Long-Term Debt Service
State Operations
Non-Personal Service/Indirect Costs
Debt Service

5,677,515
62,846
62,846
5,614,669

5,909,754
45,732
45,732
5,864,022

6,146,701
46,925
46,925
6,099,776

6,462,370
46,925
46,925
6,415,445

6,530,775
46,925
46,925
6,483,850

6,691,841
46,925
46,925
6,644,916

Functional Total
LOCAL GOVERNMENT ASSISTANCE

Municipalities with VLT Facilities
Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Functional Total
TOTAL STATE OPERATING FUNDS SPENDING

(22,618)
(34,402)
4,886
2,217
2,669
6,898

(34,927)
(45,178)
5,007
2,356
2,651
5,244

(13,823)
(23,724)
4,200
2,402
1,798
5,701

(141,945)
22,966
(170,735)
(47,562)
(123,173)
5,824

(202,517)
(32,829)
(175,595)
(47,475)
(128,120)
5,907

(201,353)
(31,829)
(175,510)
(47,434)
(128,076)
5,986

9,086,918

9,816,609

9,981,070

10,528,969

10,820,178

11,194,991

84,417,400

87,180,623

89,418,146

92,868,342

95,991,574

99,603,146

T-86

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Development Authority of the North Country
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

77,623
16,706
10
46,255
35,741
15,307
507,291
3,534
73,076
21,573
797,116

78,458
16,616
0
103,309
76,487
16,938
506,105
3,596
66,124
19,553
887,186

75,089
16,960
70
106,943
84,088
16,158
486,283
3,079
67,453
18,248
874,371

76,658
18,175
0
89,649
71,280
16,158
513,675
3,206
73,989
0
862,790

81,932
18,742
0
78,030
71,172
16,477
518,571
3,288
77,125
0
865,337

81,348
19,188
0
78,285
68,149
16,808
526,626
3,288
81,199
0
874,891

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,637
296,195
9,390
214,344
524,566

4,299
284,724
8,893
201,969
499,885

4,146
278,294
0
199,739
482,179

4,175
273,919
0
191,366
469,460

4,251
274,062
0
193,922
472,235

4,337
278,333
0
196,002
478,672

95,962
4,287,685
4,383,647

92,162
4,276,720
4,368,882

93,626
4,408,710
4,502,336

99,695
4,588,524
4,688,219

102,365
4,666,768
4,769,133

108,014
4,763,004
4,871,018

118,718
14,418,217
11,400,560
538,370
2,479,287
28,084
37,289
14,602,308

113,753
17,876,268
14,778,525
533,293
2,564,450
25,284
43,702
18,059,007

117,434
18,412,632
15,342,913
568,750
2,500,969
24,789
43,500
18,598,355

117,051
19,251,721
16,017,013
552,250
2,682,458
24,777
51,000
19,444,549

123,618
19,923,957
16,601,713
502,750
2,819,494
25,163
61,373
20,134,111

130,464
20,566,405
17,507,579
443,250
2,615,576
25,199
62,673
20,784,741

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

1,991,084
1,921,729
69,355
121,230
14,165
71,832
381
1,956
1,370,873
1,043,865
327,008
1,150
194,002
3,766,673

1,898,337
1,785,169
113,168
115,024
12,000
60,962
332
1,802
1,564,788
1,266,866
297,922
441
199,035
3,852,721

1,861,376
1,773,882
87,494
122,371
11,197
68,377
601
2,098
1,709,231
1,405,273
303,958
1,407
196,210
3,972,868

2,034,334
1,944,525
89,809
118,996
11,376
72,600
683
2,298
1,604,927
1,296,673
308,254
1,427
201,791
4,048,432

2,245,188
2,151,627
93,561
121,111
11,687
68,176
687
2,250
1,514,441
1,195,022
319,419
1,456
205,077
4,170,073

2,321,967
2,224,329
97,638
123,551
12,032
70,399
687
2,295
1,540,724
1,221,735
318,989
1,468
212,064
4,285,187

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

404,678
292,990
111,688
3,121,444
1,363,390
1,758,054
345
4,297,676
491,009
3,806,667
8,213
7,832,356

410,589
318,700
91,889
3,027,241
1,143,914
1,883,327
411
4,331,480
903,732
3,427,748
7,584
7,777,305

417,021
328,537
88,484
3,071,907
1,233,472
1,838,435
0
4,274,083
435,429
3,838,654
9,505
7,772,516

429,787
349,427
80,360
3,238,096
1,314,164
1,923,932
0
4,482,489
461,181
4,021,308
10,259
8,160,631

450,457
367,429
83,028
3,473,845
1,438,716
2,035,129
0
4,656,060
485,425
4,170,635
10,548
8,590,910

471,298
384,495
86,803
3,780,432
1,579,117
2,201,315
0
4,944,048
505,015
4,439,033
10,849
9,206,627

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions

2,419
2,587,693
0
213,480
0
33,298
90,793
4,944

2,251
2,477,126
0
215,019
20,811
28,229
62,701
4,979

2,672
2,709,781
0
230,926
76,000
87,742
62,244
5,452

2,711
2,583,905
11,500
228,760
64,702
128,622
62,999
5,588

2,787
2,655,498
11,500
225,194
(400)
121,647
78,634
5,795

2,864
2,812,382
12,500
226,628
0
120,772
78,675
5,990

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

T-87

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
(thousands of dollars)

Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2011
Results
32,640
0
677,826
9,070
28,253
34,594
3,715,010

FY 2012
Results
31,747
0
630,378
17,596
87,696
35,194
3,613,727

FY 2013
Updated
28,061
600
662,454
29,701
0
32,741
3,928,374

FY 2014
Projected
28,189
600
667,679
28,625
0
35,003
3,848,883

FY 2015
Projected
28,543
600
672,649
29,926
0
35,202
3,867,575

FY 2016
Projected
28,914
600
687,434
31,264
0
35,507
4,043,530

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,306,312
370
889,588
18,915
5,880,864
8,096,049

1,316,602
449
1,000,527
22,625
6,471,148
8,811,351

1,339,502
1,300
1,015,753
0
6,592,801
8,949,356

1,454,600
1,300
1,083,608
0
6,685,093
9,224,601

1,519,313
1,300
1,098,530
0
6,838,295
9,457,438

1,589,449
1,300
1,112,391
0
6,995,978
9,699,118

45,173
26,717,031
21,848,300
3,234,014
924,218
710,499
26,762,204

33,659
24,749,120
19,661,924
3,232,883
1,175,990
678,323
24,782,779

40,053
25,462,101
20,056,331
3,276,067
1,357,636
772,067
25,502,154

36,055
26,534,693
20,910,635
3,459,375
1,455,616
709,067
26,570,748

36,101
27,603,569
21,713,727
3,641,726
1,546,216
701,900
27,639,670

36,151
28,777,377
22,671,362
3,743,568
1,657,416
705,031
28,813,528

33,825
17,896
681
6,186
3,000
0
128,633
5,703
32,335
162,910
3,988
3,794
1,653
75,478
3,134
441,466
22,902
14,069
957,653

32,762
14,836
621
9,815
2,604
0
121,489
5,409
23,215
150,306
3,675
3,217
83
61,000
2,850
401,033
19,129
12,884
864,928

33,550
14,825
796
7,735
2,688
0
158,965
5,915
27,938
172,990
3,731
3,700
0
71,109
3,101
415,599
21,994
14,106
958,742

33,550
15,222
826
5,175
2,864
187,589
163,465
6,783
33,037
0
4,040
6,705
0
63,904
3,174
418,545
21,305
13,442
979,626

35,071
16,775
858
35,316
2,786
191,903
145,328
7,036
35,244
0
3,804
4,819
0
66,408
3,255
429,888
23,877
13,275
1,015,643

36,502
17,179
867
5,462
2,869
192,536
147,454
7,262
46,260
0
3,896
4,939
0
68,016
3,309
436,603
23,485
13,503
1,010,142

171,821
12,880
2,540,268
169,761
222,536
304
3,117,570

169,817
13,256
2,543,183
168,624
197,163
408
3,092,451

173,479
13,578
2,546,998
179,139
218,795
614
3,132,603

175,800
14,376
2,679,944
177,633
221,349
614
3,269,716

179,344
14,888
2,805,004
182,598
223,945
665
3,406,444

183,533
15,641
2,934,500
188,090
226,583
680
3,549,027

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

3,432,021
5,677,515
(22,618)
9,086,918

3,941,782
5,909,754
(34,927)
9,816,609

3,848,192
6,146,701
(13,823)
9,981,070

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATING FUNDS SPENDING

84,417,400

87,180,623

89,418,146

4,208,544
6,462,370
(141,945)
10,528,969

4,491,920
6,530,775
(202,517)
10,820,178

4,704,503
6,691,841
(201,353)
11,194,991

92,868,342

95,991,574

99,603,146

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

T-88

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Development Authority of the North Country
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

15,014
10
25,790
35,741
9,157
228,152
0
313,864

24,603
0
69,580
76,487
8,140
217,470
0
396,280

22,339
70
84,264
84,088
9,234
216,952
90
417,037

22,297
0
66,229
71,280
9,234
216,952
200
386,192

24,697
0
54,772
71,172
9,418
216,952
200
377,211

23,097
0
54,772
68,149
9,607
216,952
200
372,777

2,835
16,124
18,959

4,760
12,019
16,779

6,325
16,112
22,437

4,042
7,600
11,642

4,042
7,600
11,642

4,042
7,600
11,642

4,253,828
4,253,828

4,229,733
4,229,733

4,377,939
4,377,939

4,556,412
4,556,412

4,634,412
4,634,412

4,729,612
4,729,612

117,041
13,813,299
11,377,313
538,370
1,897,616
13,930,340

111,616
17,289,036
14,763,303
533,293
1,992,440
17,400,652

115,697
17,782,064
15,291,558
568,750
1,921,756
17,897,761

115,314
18,569,234
15,960,658
552,250
2,056,326
18,684,548

121,881
19,213,420
16,545,858
502,750
2,164,812
19,335,301

128,689
19,831,608
17,451,724
443,250
1,936,634
19,960,297

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,667,489
1,598,134
69,355
44,018
11,237
0
666
1,202,339
1,043,865
158,474
2,925,749

1,603,887
1,490,719
113,168
43,984
3,665
38
541
1,413,453
1,266,866
146,587
3,065,568

1,543,111
1,455,617
87,494
49,969
4,987
350
685
1,512,766
1,405,273
107,493
3,111,868

1,715,131
1,625,322
89,809
41,969
2,875
350
685
1,399,769
1,296,673
103,096
3,160,779

1,941,082
1,847,521
93,561
41,969
150
350
685
1,298,118
1,195,022
103,096
3,282,354

2,021,050
1,923,412
97,638
41,969
150
350
685
1,326,231
1,221,735
104,496
3,390,435

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

295,455
246,366
49,089
1,106,185
682,773
423,412
2,175,594
497,629
1,677,965
623
3,577,857

306,845
274,694
32,151
1,124,205
716,057
408,148
2,324,426
692,788
1,631,638
560
3,756,036

314,689
282,009
32,680
1,093,686
711,037
382,649
2,234,662
435,253
1,799,409
620
3,643,657

323,385
302,060
21,325
1,159,686
771,436
388,250
2,315,132
461,000
1,854,132
620
3,798,823

339,820
318,495
21,325
1,278,140
862,446
415,694
2,415,124
485,244
1,929,880
620
4,033,704

353,899
332,574
21,325
1,435,586
974,836
460,750
2,554,445
504,834
2,049,611
620
4,344,550

10,386
0
150,003
0
17,552
65,769
3,659
0
29,185
276,554

5,594
0
151,076
0
19,575
62,292
3,761
18,369
29,239
289,906

6,051
0
159,811
77,000
36,717
61,100
867
0
26,182
367,728

6,000
11,500
155,101
86,126
89,290
61,400
850
0
28,182
438,449

1,182,813
813,707
472,818
2,469,338

1,202,410
923,514
481,591
2,607,515

1,219,184
935,933
462,404
2,617,521

1,342,367
1,001,349
468,051
2,811,767

1,405,128
1,014,412
468,051
2,887,591

1,473,272
1,025,891
468,051
2,967,214

40,479

29,571

35,933

31,933

31,933

31,933

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total
EDUCATION
Arts, Council on the

T-89

6,000
11,500
154,911
(400)
87,089
77,000
850
0
28,182
365,132

6,000
12,500
154,911
0
84,973
77,000
850
0
28,182
364,416

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
26,556,053
21,848,300
3,234,014
924,218
549,521
26,596,532

FY 2012
Results
24,592,675
19,661,924
3,232,883
1,175,990
521,878
24,622,246

FY 2013
Updated
25,306,934
20,056,331
3,276,067
1,357,636
616,900
25,342,867

FY 2014
Projected
26,373,707
20,910,635
3,459,375
1,455,616
548,081
26,405,640

FY 2015
Projected
27,442,509
21,713,727
3,641,726
1,546,216
540,840
27,474,442

FY 2016
Projected
28,613,971
22,671,362
3,743,568
1,657,416
541,625
28,645,904

582
28
24,495
5,270
884
8,044
39,303

415
0
12,916
6,487
171
7,572
27,561

2,700
19
16,118
926
0
8,117
27,880

0
0
3,877
926
0
7,517
12,320

30,000
0
3,877
926
0
7,577
42,380

0
0
3,877
926
0
7,637
12,440

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

31,598
119,798
151,396

32,005
114,108
146,113

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

ALL OTHER CATEGORIES
Miscellaneous
Functional Total

(34,402)
(34,402)

(45,178)
(45,178)

(23,724)
(23,724)

22,966
22,966

(32,829)
(32,829)

(31,829)
(31,829)

Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

55,294,648

T-90

57,267,003

58,704,917

61,214,980

63,347,891

65,712,856

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

57,860
12,581
20,444
4,744
212,310
3,534
52,777
18,056
382,306

52,515
13,044
33,729
6,456
210,028
3,596
47,386
17,270
384,024

51,187
13,070
22,651
5,286
202,401
3,079
47,297
15,194
360,165

52,812
13,629
23,392
5,286
210,553
3,206
50,665
0
359,543

55,624
14,057
23,230
5,389
212,795
3,288
52,499
0
366,882

56,522
14,256
23,485
5,497
215,395
3,288
54,454
0
372,897

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,637
255,522
7,122
177,022
444,303

4,299
245,162
6,504
183,216
439,181

4,146
235,215
0
174,936
414,297

4,175
231,807
0
174,936
410,918

4,251
232,772
0
177,429
414,452

4,337
235,599
0
179,464
419,400

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

68,522
33,454
101,976

67,400
35,857
103,257

69,091
25,749
94,840

71,593
26,447
98,040

73,154
26,402
99,556

76,063
27,019
103,082

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,677
571,324
23,247
548,077
27,990
36,971
637,962

2,137
555,256
15,222
540,034
25,258
43,470
626,121

1,737
595,989
51,355
544,634
24,789
43,500
666,015

1,737
645,031
56,355
588,676
24,777
51,000
722,545

1,737
671,834
55,855
615,979
25,163
61,373
760,107

1,775
693,807
55,855
637,952
25,199
62,673
783,454

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

321,270
321,270
61,015
14,165
44,994
381
1,290
167,085
167,085
1,094
150,850
762,144

292,769
292,769
55,910
12,000
42,274
294
1,261
150,451
150,451
395
157,884
713,238

315,749
315,749
55,222
11,197
48,081
251
1,413
196,465
196,465
1,186
151,757
781,321

316,583
316,583
57,669
11,376
51,934
333
1,613
205,158
205,158
1,206
150,979
796,851

301,454
301,454
58,644
11,687
49,028
337
1,565
216,323
216,323
1,234
153,019
793,291

298,224
298,224
60,173
12,032
50,121
337
1,610
214,493
214,493
1,244
156,306
794,540

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

80,818
34,454
46,364
1,455,854
482,556
973,298
345
1,542,092
(6,620)
1,548,712
6,573
3,085,682

75,671
31,920
43,751
1,372,952
306,563
1,066,389
411
1,485,935
106,952
1,378,983
5,948
2,940,917

72,481
32,263
40,218
1,403,165
383,514
1,019,651
0
1,481,760
176
1,481,584
7,698
2,965,104

75,276
33,372
41,904
1,457,943
380,748
1,077,195
0
1,539,278
181
1,539,097
8,369
3,080,866

78,050
34,596
43,454
1,529,788
400,585
1,129,203
0
1,577,157
181
1,576,976
8,553
3,193,548

81,826
36,269
45,557
1,610,419
413,374
1,197,045
0
1,663,426
181
1,663,245
8,748
3,364,419

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network

2,419
2,575,307
63,391
0
15,550
25,024
4,944
28,398
0
657,091
9,069
27,655

2,251
2,471,532
63,882
20,811
8,654
326
4,979
27,440
0
611,384
17,596
69,207

2,672
2,703,688
70,920
(1,000)
50,126
859
5,452
26,944
600
641,330
29,701
0

2,711
2,577,860
73,581
(21,424)
38,368
1,154
5,588
27,089
600
645,667
28,625
0

2,787
2,649,450
70,203
0
33,560
1,170
5,795
27,443
600
650,010
29,926
0

2,864
2,806,331
71,632
0
34,733
1,186
5,990
27,814
600
663,505
31,264
0

T-91

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
STATE OPERATIONS
(thousands of dollars)

Victim Services, Office of
Functional Total

FY 2011
Results
4,521
3,413,369

FY 2012
Results
4,138
3,302,200

FY 2013
Updated
4,782
3,536,074

FY 2014
Projected
4,878
3,384,697

FY 2015
Projected
4,992
3,475,936

FY 2016
Projected
5,134
3,651,053

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

117,099
255
61,052
14,438
4,880,006
5,072,850

107,837
376
64,233
16,809
5,429,621
5,618,876

114,166
1,201
65,173
0
5,534,334
5,714,874

105,896
1,201
66,419
0
5,611,876
5,785,392

107,658
1,201
67,774
0
5,745,294
5,921,927

109,454
1,201
69,170
0
5,882,191
6,062,016

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

4,694
131,572
131,572
136,266

4,088
126,159
126,159
130,247

4,120
126,613
126,613
130,733

4,122
129,292
129,292
133,414

4,168
128,576
128,576
132,744

4,218
129,276
129,276
133,494

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

32,081
17,677
519
5,604
3,000
0
127,315
5,703
32,335
152,955
3,988
3,794
1,653
41,797
3,134
412,940
22,018
6,025
872,538

30,681
14,595
457
9,400
2,604
0
119,994
5,409
23,215
140,484
3,675
3,217
83
40,716
2,850
382,913
18,958
5,312
804,563

31,318
14,657
605
5,035
2,688
0
157,045
5,915
27,938
161,247
3,731
3,700
0
46,054
3,101
393,151
21,994
5,989
884,168

31,484
15,054
618
5,175
2,864
170,423
161,329
6,783
33,037
0
4,040
6,705
0
49,183
3,174
394,799
21,305
5,925
911,898

32,669
16,603
633
5,316
2,786
174,413
143,120
7,036
35,244
0
3,804
4,819
0
51,309
3,255
405,915
23,877
5,698
916,497

33,903
17,003
642
5,462
2,869
175,046
145,100
7,262
46,260
0
3,896
4,939
0
52,178
3,309
412,630
23,485
5,866
939,850

138,841
12,880
1,868,890
161,877
222,536
304
2,405,328

135,123
13,256
1,827,308
160,461
197,163
408
2,333,719

139,394
13,578
1,855,900
165,109
218,795
614
2,393,390

142,194
14,376
1,914,414
162,671
221,349
614
2,455,618

145,667
14,888
1,999,952
166,906
223,945
665
2,552,023

149,731
15,641
2,095,494
171,479
226,583
680
2,659,608

5,561
62,846
4,886
73,293

3,676
45,732
5,007
54,415

0
46,925
4,200
51,125

17,388,017

17,450,758

17,992,106

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

T-92

0
46,925
(170,735)
(123,810)
18,015,972

0
46,925
(175,595)
(128,670)
18,498,293

0
46,925
(175,510)
(128,585)
19,155,228

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

31,416
8,512
13,906
2,894
152,126
2,890
41,801
12,062
265,607

27,412
7,720
11,354
4,776
142,332
2,849
38,749
10,940
246,132

27,500
7,527
12,629
3,432
144,757
2,485
38,828
9,059
246,217

28,449
8,195
13,852
3,432
152,595
2,522
41,680
0
250,725

29,774
8,308
13,424
3,500
154,769
2,548
43,309
0
255,632

30,436
8,370
13,679
3,570
157,291
2,548
45,053
0
260,947

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,234
186,181
6,060
135,297
331,772

3,779
188,153
5,454
138,928
336,314

3,791
173,639
0
128,763
306,193

3,820
173,218
0
129,318
306,356

3,896
176,893
0
131,176
311,965

3,982
179,581
0
133,211
316,774

51,578
10,853
62,431

48,313
9,818
58,131

49,130
10,397
59,527

50,650
10,751
61,401

51,790
10,999
62,789

54,228
11,275
65,503

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,641
289,860
500
289,360
20,818
534
312,853

1,931
267,998
1,438
266,560
19,738
441
290,108

1,555
275,644
500
275,144
18,373
468
296,040

1,555
294,115
500
293,615
18,031
472
314,173

1,555
311,884
500
311,384
18,067
472
331,978

1,586
333,936
500
333,436
18,103
472
354,097

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

192,793
192,793
46,367
12,932
32,161
304
1,098
62,305
62,305
434
89,052
437,446

177,205
177,205
40,611
10,679
29,954
292
1,040
51,870
51,870
364
85,890
397,905

186,486
186,486
42,345
10,283
29,625
210
1,260
77,688
77,688
701
86,300
434,898

179,734
179,734
44,323
10,345
32,567
325
1,388
85,979
85,979
721
91,587
446,969

163,438
163,438
45,161
10,625
33,273
328
1,443
90,656
90,656
738
92,301
437,963

161,653
161,653
46,570
10,940
33,967
328
1,477
93,056
93,056
748
94,633
443,372

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

59,596
25,103
34,493
1,145,258
405,776
739,482
1,168,196
0
1,168,196
5,430
2,378,480

54,920
22,801
32,119
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
4,856
2,265,926

53,931
24,021
29,910
1,115,572
303,855
811,717
1,119,528
0
1,119,528
6,480
2,295,511

56,407
24,854
31,553
1,153,231
300,485
852,746
1,165,242
0
1,165,242
7,090
2,381,970

58,624
25,830
32,794
1,206,034
320,678
885,356
1,191,675
0
1,191,675
7,241
2,463,574

61,879
27,263
34,616
1,267,066
328,804
938,262
1,267,575
0
1,267,575
7,404
2,603,924

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

2,082
2,043,633
34,806
0
6,531
8
3,723
19,260
0
582,393
3,977
8,076
3,761

1,890
1,959,956
32,972
9,685
6,837
259
3,794
17,152
0
557,865
7,554
7,006
3,109

2,398
2,231,528
32,419
0
16,951
569
4,093
16,525
600
561,224
10,814
0
3,866

2,414
2,085,747
34,510
0
17,032
802
4,135
16,655
600
560,932
10,895
0
3,931

2,481
2,136,867
35,363
0
16,151
810
4,237
16,861
600
567,737
10,977
0
4,026

2,548
2,272,313
36,326
0
16,733
818
4,357
17,080
600
576,218
11,060
0
4,148

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-93

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
PERSONAL SERVICE
(thousands of dollars)

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2011
Results
2,708,250

FY 2012
Results
2,608,079

FY 2013
Updated
2,880,987

FY 2014
Projected
2,737,653

FY 2015
Projected
2,796,110

FY 2016
Projected
2,942,201

85,732
221
32,756
12,562
3,239,364
3,370,635

74,043
207
28,789
13,612
3,324,528
3,441,179

86,224
198
28,342
0
3,443,118
3,557,882

77,255
198
28,560
0
3,441,717
3,547,730

78,301
198
28,978
0
3,522,960
3,630,437

79,363
198
29,413
0
3,606,357
3,715,331

3,098
90,078
90,078
93,176

2,266
80,475
80,475
82,741

2,298
79,548
79,548
81,846

2,300
81,861
81,861
84,161

2,346
82,298
82,298
84,644

2,396
83,025
83,025
85,421

24,430
16,153
374
4,205
2,909
0
56,079
5,519
9,872
21,057
3,456
3,017
1,537
31,270
2,776
323,767
11,208
5,570
523,199

23,829
13,284
378
4,065
2,529
0
48,873
5,067
8,359
20,276
3,197
2,492
80
28,357
2,483
300,408
10,456
4,868
479,001

24,085
13,168
392
4,065
2,551
0
51,616
5,388
4,600
24,676
3,290
2,850
0
31,445
2,900
301,881
13,586
5,050
491,543

25,449
13,548
399
4,250
2,724
34,087
59,264
6,195
5,537
0
3,495
3,409
0
32,693
2,962
300,966
13,595
5,481
514,054

26,499
14,714
408
4,370
2,646
34,628
60,482
6,367
6,119
0
3,046
3,501
0
33,425
3,034
309,755
13,907
5,259
528,160

27,607
15,109
417
4,495
2,728
35,261
60,970
6,551
7,129
0
3,138
3,599
0
34,086
3,088
316,470
14,246
5,416
540,310

110,320
10,963
1,525,120
111,750
174,096
281
1,932,530

103,298
10,210
1,464,351
106,462
151,882
289
1,836,492

108,671
10,900
1,468,250
110,920
165,284
480
1,864,505

109,385
11,600
1,514,284
110,913
166,524
480
1,913,186

112,012
12,045
1,561,492
113,920
167,773
515
1,967,757

115,214
12,730
1,618,742
117,232
169,031
543
2,033,492

3,835
2,217
6,052

2,091
2,356
4,447

0
2,402
2,402

12,422,431

12,046,455

12,517,551

T-94

0
(47,562)
(47,562)
12,510,816

0
(47,475)
(47,475)
12,823,534

0
(47,434)
(47,434)
13,313,938

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

26,444
4,069
6,538
1,850
60,184
644
10,976
5,994
116,699

25,103
5,324
22,375
1,680
67,696
747
8,637
6,330
137,892

23,687
5,543
10,022
1,854
57,644
594
8,469
6,135
113,948

24,363
5,434
9,540
1,854
57,958
684
8,985
0
108,818

25,850
5,749
9,806
1,889
58,026
740
9,190
0
111,250

26,086
5,886
9,806
1,927
58,104
740
9,401
0
111,950

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

403
69,341
1,062
41,725
112,531

520
57,009
1,050
44,288
102,867

355
61,576
0
46,173
108,104

355
58,589
0
45,618
104,562

355
55,879
0
46,253
102,487

355
56,018
0
46,253
102,626

16,944
22,601
39,545

19,087
26,039
45,126

19,961
15,352
35,313

20,943
15,696
36,639

21,364
15,403
36,767

21,835
15,744
37,579

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

36
281,464
22,747
258,717
7,172
36,437
325,109

206
287,258
13,784
273,474
5,520
43,029
336,013

182
320,345
50,855
269,490
6,416
43,032
369,975

182
350,916
55,855
295,061
6,746
50,528
408,372

182
359,950
55,355
304,595
7,096
60,901
428,129

189
359,871
55,355
304,516
7,096
62,201
429,357

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

128,477
128,477
14,648
1,233
12,833
77
192
104,780
104,780
660
61,798
324,698

115,564
115,564
15,299
1,321
12,320
2
221
98,581
98,581
31
71,994
315,333

129,263
129,263
12,877
914
18,456
41
153
118,777
118,777
485
65,457
346,423

136,849
136,849
13,346
1,031
19,367
8
225
119,179
119,179
485
59,392
349,882

138,016
138,016
13,483
1,062
15,755
9
122
125,667
125,667
496
60,718
355,328

136,571
136,571
13,603
1,092
16,154
9
133
121,437
121,437
496
61,673
351,168

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

21,222
9,351
11,871
310,596
76,780
233,816
345
373,896
(6,620)
380,516
1,143
707,202

20,751
9,119
11,632
291,915
53,428
238,487
411
360,822
34,725
326,097
1,092
674,991

18,550
8,242
10,308
287,593
79,659
207,934
0
362,232
176
362,056
1,218
669,593

18,869
8,518
10,351
304,712
80,263
224,449
0
374,036
181
373,855
1,279
698,896

19,426
8,766
10,660
323,754
79,907
243,847
0
385,482
181
385,301
1,312
729,974

19,947
9,006
10,941
343,353
84,570
258,783
0
395,851
181
395,670
1,344
760,495

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

337
531,674
28,585
0
9,019
25,016
1,221
9,138
74,698
5,092
19,579
760

361
511,576
30,910
11,126
1,817
67
1,185
10,288
53,519
10,042
62,201
1,029

274
472,160
38,501
(1,000)
33,175
290
1,359
10,419
80,106
18,887
0
916

297
492,113
39,071
(21,424)
21,336
352
1,453
10,434
84,735
17,730
0
947

306
512,583
34,840
0
17,409
360
1,558
10,582
82,273
18,949
0
966

316
534,018
35,306
0
18,000
368
1,633
10,734
87,287
20,204
0
986

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-95

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results
705,119

FY 2012
Results
694,121

FY 2013
Updated
655,087

FY 2014
Projected
647,044

FY 2015
Projected
679,826

FY 2016
Projected
708,852

31,367
34
28,296
1,876
1,640,642
1,702,215

33,794
169
35,444
3,197
2,105,093
2,177,697

27,942
1,003
36,831
0
2,091,216
2,156,992

28,641
1,003
37,859
0
2,170,159
2,237,662

29,357
1,003
38,796
0
2,222,334
2,291,490

30,091
1,003
39,757
0
2,275,834
2,346,685

1,596
41,494
41,494
43,090

1,822
45,684
45,684
47,506

1,822
47,065
47,065
48,887

1,822
47,431
47,431
49,253

1,822
46,278
46,278
48,100

1,822
46,251
46,251
48,073

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

7,651
1,524
145
1,399
91
0
71,236
184
22,463
131,898
532
777
116
10,527
358
89,173
10,810
455
349,339

6,852
1,311
79
5,335
75
0
71,121
342
14,856
120,208
478
725
3
12,359
367
82,505
8,502
444
325,562

7,233
1,489
213
970
137
0
105,429
527
23,338
136,571
441
850
0
14,609
201
91,270
8,408
939
392,625

6,035
1,506
219
925
140
136,336
102,065
588
27,500
0
545
3,296
0
16,490
212
93,833
7,710
444
397,844

6,170
1,889
225
946
140
139,785
82,638
669
29,125
0
758
1,318
0
17,884
221
96,160
9,970
439
388,337

6,296
1,894
225
967
141
139,785
84,130
711
39,131
0
758
1,340
0
18,092
221
96,160
9,239
450
399,540

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

28,521
1,917
343,770
50,127
48,440
23
472,798

31,825
3,046
362,957
53,999
45,281
119
497,227

30,723
2,678
387,650
54,189
53,511
134
528,885

32,809
2,776
400,130
51,758
54,825
134
542,432

33,655
2,843
438,460
52,986
56,172
150
584,266

34,517
2,911
476,752
54,247
57,552
137
626,116

1,726
62,846
2,669
67,241

1,585
45,732
2,651
49,968

0
46,925
1,798
48,723

0
46,925
(123,173)
(76,248)

0
46,925
(128,120)
(81,195)

0
46,925
(128,076)
(81,151)

4,965,586

5,404,303

5,474,555

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

T-96

5,505,156

5,674,759

5,841,290

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Racing and Wagering Board, State
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

4,749
4,125
21
1,406
66,829
20,299
3,517
100,946

1,340
3,572
0
2,342
78,607
18,738
2,283
106,882

1,563
3,890
28
1,638
66,930
20,066
3,054
97,169

1,549
4,546
28
1,638
86,170
23,124
0
117,055

1,611
4,685
28
1,670
88,824
24,426
0
121,244

1,729
4,932
28
1,704
94,279
26,545
0
129,217

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

37,838
2,268
2,627
42,733

34,802
2,389
655
37,846

36,754
0
3,691
40,445

38,070
0
3,830
41,900

37,248
0
3,893
41,141

38,692
0
3,938
42,630

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

27,440
403
27,843

24,762
10,781
35,543

24,535
5,022
29,557

28,102
5,665
33,767

29,211
5,954
35,165

31,951
6,373
38,324

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

33,594
33,594
94
318
34,006

31,976
31,976
26
232
32,234

34,579
34,579
0
0
34,579

37,456
37,456
0
0
37,456

38,703
38,703
0
0
38,703

40,990
40,990
0
0
40,990

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

2,325
2,325
16,197
15,601
1,449
1,449
56
43,152
78,780

1,681
1,681
15,130
15,023
884
884
46
41,151
73,915

2,516
2,516
17,180
15,309
0
0
221
44,453
79,679

2,620
2,620
19,358
17,791
0
0
221
50,812
90,802

2,652
2,652
20,498
18,998
0
0
222
52,058
94,428

2,693
2,693
21,409
20,128
0
0
224
55,758
100,212

28,405
12,170
16,235
559,405
198,061
361,344
579,990
0
579,990
1,017
1,168,817

28,073
12,086
15,987
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,851
14,265
15,586
575,056
138,921
436,135
557,661
0
557,661
1,187
1,163,755

31,126
13,995
17,131
620,467
161,980
458,487
628,079
0
628,079
1,270
1,280,942

32,587
14,338
18,249
665,917
175,685
490,232
663,779
0
663,779
1,375
1,363,658

35,573
15,652
19,921
734,427
190,907
543,520
726,177
0
726,177
1,481
1,497,658

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

2,000
86
196
0
583
20,735
1
598
888
25,087

0
61
0
83
546
18,994
0
120
1,817
21,621

42
195
899
285
250
21,124
0
0
1,777
24,572

45
78
964
445
250
22,012
0
0
1,943
25,737

48
80
998
464
250
22,639
0
0
2,028
26,507

51
85
1,066
489
250
23,929
0
0
2,191
28,061

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,400
115
14,829
4,477
528,040
553,861

6,355
73
12,780
5,816
559,936
584,960

6,152
99
14,647
0
596,063
616,961

6,337
99
15,840
0
605,166
627,442

6,527
99
16,344
0
624,950
647,920

6,723
99
17,330
0
645,736
669,888

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-97

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

EDUCATION
Education, Department of
All Other
Functional Total

29,406
29,406
29,406

30,286
30,286
30,286

28,554
28,554
28,554

31,694
31,694
31,694

32,484
32,484
32,484

34,130
34,130
34,130

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
State, Department of
Taxation and Finance, Department of
Functional Total

1,744
219
162
0
1,290
9,955
9,186
23,256
45,812

2,081
241
164
0
1,495
9,822
7,368
11,633
32,804

2,232
168
191
0
1,901
11,743
8,952
21,522
46,709

2,066
168
208
17,166
2,136
0
10,859
22,820
55,423

2,402
172
225
17,490
2,208
0
11,237
23,047
56,781

2,599
176
225
17,490
2,354
0
11,976
23,047
57,867

1,382
551,580
7,884
560,846

2,689
601,767
8,163
612,619

2,061
584,398
14,030
600,489

1,582
643,830
14,962
660,374

1,653
683,352
15,692
700,697

1,778
717,306
16,611
735,695

ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total

3,426,460
6,898
3,433,358

3,938,106
5,244
3,943,350

3,848,192
5,701
3,853,893

4,208,544
5,824
4,214,368

4,491,920
5,907
4,497,827

4,704,503
5,986
4,710,489

TOTAL GENERAL STATE CHARGES SPENDING

6,101,495

6,592,412

6,616,362

7,216,960

7,656,555

8,085,161

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

T-98

CASH DISBURSEMENTS BY FUNCTION
STATE OPERATING FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2011
Results
PARKS AND THE ENVIRONMENT
Parks, Recreation and Historic Preservation, Office of
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

18,571
18,571

6,079
6,079

5,000
5,000

5,000
5,000

5,000
5,000

5,000
5,000

TRANSPORTATION
Transportation, Department of
Functional Total

0
0

349
349

0
0

0
0

0
0

0
0

GENERAL GOVERNMENT
State, Department of
Functional Total

0
0

0
0

(15)
(15)

(15)
(15)

(15)
(15)

(15)
(15)

18,571

6,428

TOTAL CAPITAL PROJECTS SPENDING

T-99

4,985

4,985

4,985

4,985

CASH DISBURSEMENTS BY FUNCTION
CAPITAL PROJECTS FUNDS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

5,205
30,190
57,695
895,913
16,403
5,248
3,561
1,014,215

17,956
17,655
41,323
877,318
14,629
6,058
3,718
978,657

15,506
12,500
29,381
437,065
12,400
2,500
5,000
514,352

9,277
12,500
32,645
587,602
12,000
2,500
5,000
661,524

7,330
5,000
19,859
607,103
13,000
1,500
5,000
658,792

3,500
5,000
15,000
439,492
13,000
1,500
5,000
482,492

671,782
356
15,216
40,592
727,946

656,742
1,454
216
26,118
684,530

649,692
0
3,816
81,341
734,849

568,081
0
0
54,627
622,708

480,559
0
0
41,940
522,499

446,102
0
0
28,228
474,330

216,912
204,814
1,478
3,680,311
4,103,515

194,500
186,910
2,163
3,513,459
3,897,032

333,600
183,195
1,800
3,712,703
4,231,298

183,600
198,874
1,800
3,751,373
4,135,647

183,600
203,658
1,800
3,500,355
3,889,413

328,571
213,727
1,800
3,182,305
3,726,403

HEALTH
Health, Department of
Public Health
Functional Total

286,445
286,445
286,445

330,927
330,927
330,927

462,118
462,118
462,118

419,343
419,343
419,343

88,907
88,907
88,907

88,333
88,333
88,333

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Temporary and Disability Assistance, Office of
All Other
Functional Total

21,023
21,023
96,570
45,000
45,000
162,593

20,511
20,511
82,360
45,000
45,000
147,871

20,900
20,900
83,635
40,000
40,000
144,535

20,900
20,900
83,577
30,000
30,000
134,477

20,914
20,914
85,229
30,000
30,000
136,143

20,931
20,931
90,231
30,000
30,000
141,162

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

43,218
43,218
129,125
129,125
24,369
24,369
196,712

52,984
52,984
94,524
94,524
41,719
41,719
189,227

57,819
57,819
134,090
134,090
49,099
49,099
241,008

57,819
57,819
142,109
142,109
43,099
43,099
243,027

126,773
126,773
217,191
217,191
43,099
43,099
387,063

126,773
126,773
217,294
217,294
43,099
43,099
387,166

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

216,232
0
2,416
23,746
535
14,597
257,526

239,799
17,754
4,476
16,092
125
30,466
308,712

235,697
0
16,000
27,041
0
37,800
316,538

268,461
0
13,100
26,996
0
17,874
326,431

274,494
0
5,500
43,507
0
13,865
337,366

271,860
0
400
41,607
0
13,865
327,732

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total

9,601
33,834
852,555
895,990

25,182
26,836
1,020,432
1,072,450

52,127
36,492
1,123,385
1,212,004

53,066
10,000
1,069,284
1,132,350

46,725
0
1,196,517
1,243,242

41,958
0
1,120,167
1,162,125

EDUCATION
Education, Department of
All Other
Functional Total

13,398
13,398
13,398

22,384
22,384
22,384

46,637
46,637
46,637

47,118
47,118
47,118

32,400
32,400
32,400

37,400
37,400
37,400

GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total

61,188
1,373
4,085
66,646

74,801
0
511
75,312

66,578
15
0
66,593

59,309
15
0
59,324

69,883
15
0
69,898

69,883
15
0
69,898

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

T-100

CASH DISBURSEMENTS BY FUNCTION
CAPITAL PROJECTS FUNDS
(thousands of dollars)
FY 2011
Results

ELECTED OFFICIALS
Judiciary
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS FUNDS SPENDING

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

9,640
9,640

2,311
2,311

0
0

0
0

0
0

0
0

109,953
109,953

126,774
126,774

91,000
91,000

104,000
104,000

96,000
96,000

40,000
40,000

7,844,579

7,836,187

8,060,932

7,885,949

7,461,723

6,937,041

T-101

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

96,013
15,014
70,045
33,711
36,334
5,749
5,205

109,312
24,603
64,331
30,360
33,971
2,422
17,956

104,769
22,339
63,902
30,410
33,492
3,022
15,506

100,563
22,297
65,676
31,453
34,223
3,313
9,277

104,032
24,697
68,704
32,808
35,896
3,301
7,330

99,945
23,097
69,836
33,500
36,336
3,512
3,500

Alcoholic Beverage Control, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

16,706
12,581
8,512
4,069
4,125

16,616
13,044
7,720
5,324
3,572

16,960
13,070
7,527
5,543
3,890

18,175
13,629
8,195
5,434
4,546

18,742
14,057
8,308
5,749
4,685

19,188
14,256
8,370
5,886
4,932

10
10

0
0

70
70

0
0

0
0

0
0

17,655
17,655
0

12,500
0
12,500

12,500
0
12,500

5,000
0
5,000

5,000
0
5,000

Development Authority of the North Country
Local Assistance Grants
Economic Development Capital
Local Assistance Grants
Capital Projects

30,190
30,617
(427)

Economic Development, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

103,950
75,494
20,444
13,906
6,538
21
7,991

147,540
112,990
33,729
11,354
22,375
0
821

142,669
90,364
22,896
12,629
10,267
28
29,381

128,639
72,329
23,637
13,852
9,785
28
32,645

98,234
54,872
23,475
13,424
10,051
28
19,859

93,630
54,872
23,730
13,679
10,051
28
15,000

Empire State Development Corporation
Local Assistance Grants
Capital Projects

931,654
926,844
4,810

953,805
945,359
8,446

521,153
423,588
97,565

658,882
526,280
132,602

678,275
543,272
135,003

507,641
421,809
85,832

31,710
9,157
4,744
2,894
1,850
1,406
16,403

31,567
8,140
6,456
4,776
1,680
2,342
14,629

28,558
9,234
5,286
3,432
1,854
1,638
12,400

28,158
9,234
5,286
3,432
1,854
1,638
12,000

29,477
9,418
5,389
3,500
1,889
1,670
13,000

29,808
9,607
5,497
3,570
1,927
1,704
13,000

507,393
228,152
212,412
152,126
60,286
66,829

507,240
217,470
211,029
142,603
68,426
78,741

486,283
216,952
202,401
144,757
57,644
66,930

513,675
216,952
210,553
152,595
57,958
86,170

518,571
216,952
212,795
154,769
58,026
88,824

526,626
216,952
215,395
157,291
58,104
94,279

3,534
3,534
2,890
644

3,596
3,596
2,849
747

3,079
3,079
2,485
594

3,206
3,206
2,522
684

3,288
3,288
2,548
740

3,288
3,288
2,548
740

Public Service Department
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

75,288
0
54,403
43,289
11,114
20,885

68,432
0
48,882
40,067
8,815
19,550

69,884
90
48,997
40,285
8,712
20,797

76,341
200
52,225
43,038
9,187
23,916

79,233
200
53,922
44,539
9,383
25,111

83,338
200
55,877
46,283
9,594
27,261

Racing and Wagering Board, State
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

21,573
18,056
12,062
5,994
3,517

19,553
17,270
10,940
6,330
2,283

18,248
15,194
9,059
6,135
3,054

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Regional Economic Development Program
Local Assistance Grants
Capital Projects

5,248
5,248
0

6,058
6,058
0

2,500
0
2,500

2,500
0
2,500

1,500
0
1,500

1,500
0
1,500

Strategic Investment Program
Capital Projects

3,561
3,561

3,718
3,718

5,000
5,000

5,000
5,000

5,000
5,000

5,000
5,000

1,826,830

1,885,092

1,411,673

1,547,639

1,541,352

1,374,964

4,718
4,718

4,354
4,354

4,496
4,496

4,525
4,525

4,601
4,601

4,687
4,687

Energy Research and Development Authority
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Financial Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Olympic Regional Development Authority
State Operations
Personal Service
Non-Personal Service/Indirect Costs

Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
State Operations

T-102

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Personal Service
Non-Personal Service/Indirect Costs

FY 2011
Results
4,234
484

FY 2012
Results
3,779
575

FY 2013
Updated
3,791
705

FY 2014
Projected
3,820
705

FY 2015
Projected
3,896
705

FY 2016
Projected
3,982
705

Environmental Conservation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

1,024,255
369,290
302,256
210,874
91,382
47,382
305,327

1,002,764
358,448
294,072
213,248
80,824
47,190
303,054

980,619
257,775
277,769
199,437
78,332
46,833
398,242

895,129
209,492
274,795
199,450
75,345
48,211
362,631

808,442
149,042
276,201
203,566
72,635
47,640
335,559

778,980
149,042
279,473
206,699
72,774
49,363
301,102

9,746
0
7,122
6,060
1,062
2,268
356

10,347
1,180
6,504
5,454
1,050
2,389
274

0
0
0
0
0
0
0

0
0
0
0
0
0
0

0
0
0
0
0
0
0

0
0
0
0
0
0
0

15,216
15,216

216
216

3,816
3,816

0
0

0
0

0
0

260,277
18,960
180,237
136,484
43,753
2,719
58,361

235,452
15,759
186,943
139,955
46,988
655
32,095

284,953
17,382
177,031
129,773
47,258
4,199
86,341

249,874
8,870
177,036
130,333
46,703
4,341
59,627

239,900
8,870
179,576
132,213
47,363
4,514
46,940

228,293
8,870
181,627
134,264
47,363
4,568
33,228

1,314,212

1,253,133

1,273,884

1,149,528

1,052,943

1,011,960

Metropolitan Transportation Authority
Local Assistance Grants
Capital Projects

216,912
216,912
0

194,500
194,500
0

333,600
183,600
150,000

183,600
183,600
0

183,600
183,600
0

328,571
18,571
310,000

Motor Vehicles, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

320,322
15,734
71,816
52,897
18,919
27,958
204,814

301,370
18,475
70,746
49,513
21,233
25,239
186,910

296,044
14,800
72,891
50,373
22,518
25,158
183,195

321,404
16,000
77,188
52,760
24,428
29,342
198,874

328,955
16,000
78,878
53,958
24,920
30,419
203,658

344,972
16,000
81,970
56,503
25,467
33,275
213,727

1,478
1,478
0

2,163
2,163
0

1,800
0
1,800

1,800
0
1,800

1,800
0
1,800

1,800
0
1,800

8,017,474
4,892,214
40,374
15,310
25,064
2,519
3,082,367

7,830,434
4,757,704
42,373
13,730
28,643
13,072
3,017,285

8,171,633
5,019,024
33,337
15,439
17,898
7,551
3,111,721

8,390,808
5,206,264
34,222
15,903
18,319
8,698
3,141,624

8,218,135
5,297,709
34,341
16,263
18,078
8,924
2,877,161

7,996,713
5,341,763
35,151
16,662
18,489
9,542
2,610,257

8,556,186

8,328,467

8,803,077

8,897,612

8,732,490

8,672,056

232,453
222,625
9,828
8,323
1,505
0

227,242
217,808
9,434
7,978
1,456
0

218,487
208,466
9,786
8,586
1,200
235

218,134
208,083
9,816
8,616
1,200
235

224,960
214,650
10,075
8,875
1,200
235

231,988
221,458
10,295
9,088
1,207
235

Environmental Facilities Corporation
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Hudson River Park Trust
Capital Projects
Parks, Recreation and Historic Preservation, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total
TRANSPORTATION

Thruway Authority, New York State
Local Assistance Grants
Capital Projects
Transportation, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total
HEALTH
Aging, Office for the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Health, Department of
Medical Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Medicaid Administration
Local Assistance Grants
Public Health
Local Assistance Grants

43,795,710

44,663,159

44,406,622

47,277,107

51,068,190

54,064,706

38,624,934
38,601,687
23,247
500
22,747

39,256,878
39,241,656
15,222
1,438
13,784

38,809,761
38,758,406
51,355
500
50,855

41,489,955
41,433,600
56,355
500
55,855

45,462,111
45,406,256
55,855
500
55,355

48,658,917
48,603,062
55,855
500
55,355

956,269
956,269

976,377
976,377

1,160,500
1,160,500

1,151,400
1,151,400

1,077,200
1,077,200

958,200
958,200

4,214,507
3,396,015

4,429,904
3,593,923

4,436,361
3,603,950

4,635,752
3,740,585

4,528,879
3,595,012

4,447,589
3,470,596

T-103

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results
750,575
346,059
404,516
60,449
7,468

FY 2012
Results
772,802
318,107
454,695
55,907
7,272

FY 2013
Updated
759,221
325,176
434,045
59,690
13,500

FY 2014
Projected
818,037
358,302
459,735
63,630
13,500

FY 2015
Projected
854,922
385,622
469,300
65,445
13,500

FY 2016
Projected
894,687
425,434
469,253
68,806
13,500

Medicaid Inspector General, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

66,843
57,844
41,629
16,215
8,999

60,837
52,040
39,477
12,563
8,797

66,243
55,505
36,760
18,745
10,738

65,925
55,176
36,100
19,076
10,749

67,827
56,847
37,048
19,799
10,980

68,637
57,373
37,548
19,825
11,264

Stem Cell and Innovation
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

37,289
36,971
534
36,437
318

43,702
43,470
441
43,029
232

43,500
43,500
468
43,032
0

51,000
51,000
472
50,528
0

61,373
61,373
472
60,901
0

62,673
62,673
472
62,201
0

44,132,295

44,994,940

44,734,852

47,612,166

51,422,350

54,428,004

Children and Family Services, Office of

3,144,866

3,183,934

2,984,297

3,154,756

3,368,279

3,446,066

OCFS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

3,075,511
2,640,673
404,378
220,446
183,932
12,215
18,245

3,070,766
2,657,157
380,630
203,272
177,358
12,485
20,494

2,896,803
2,457,417
406,057
215,568
190,489
12,429
20,900

3,064,947
2,627,122
405,374
207,299
198,075
11,551
20,900

3,274,718
2,849,321
392,604
191,823
200,781
11,893
20,900

3,348,428
2,925,212
390,004
190,656
199,348
12,312
20,900

69,355
69,355

113,168
113,168

87,494
87,494

89,809
89,809

93,561
93,561

97,638
97,638

403,244
308,912
71,483
55,025
16,458
19,849
3,000

482,652
396,383
65,256
48,144
17,112
18,713
2,300

271,077
181,941
65,136
49,961
15,175
21,000
3,000

268,534
173,881
67,682
52,037
15,645
23,969
3,002

272,841
175,533
68,935
53,077
15,858
25,371
3,002

280,561
180,533
70,795
54,778
16,017
26,229
3,004

Human Rights, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

19,139
18,092
14,686
3,406
1,047

17,311
17,262
13,420
3,842
49

17,408
15,439
13,013
2,426
1,969

17,884
15,809
13,265
2,544
2,075

18,457
16,254
13,637
2,617
2,203

19,070
16,740
14,050
2,690
2,330

Labor, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

710,215
195,795
407,013
249,256
157,757
107,407

641,800
164,683
368,493
241,039
127,454
108,624

697,934
193,507
381,869
243,444
138,425
122,558

715,482
181,922
387,135
252,903
134,232
146,425

711,341
179,197
388,338
257,651
130,687
143,806

726,799
179,197
394,307
263,141
131,166
153,295

National and Community Service
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

24,731
0
24,731
661
24,070

21,606
38
21,568
674
20,894

14,601
350
14,251
564
13,687

14,687
350
14,337
683
13,654

14,909
350
14,559
690
13,869

14,909
350
14,559
690
13,869

1,946
666
1,280
1,088
192

1,825
541
1,284
1,063
221

2,098
685
1,413
1,260
153

2,298
685
1,613
1,388
225

2,253
685
1,568
1,446
122

2,303
685
1,618
1,485
133

5,278,082

5,317,739

5,452,712

5,117,548

5,030,087

5,060,740

Welfare Assistance
Local Assistance Grants

3,717,714
3,717,714

3,787,292
3,787,292

4,041,043
4,041,043

3,709,603
3,709,603

3,607,952
3,607,952

3,634,665
3,634,665

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,560,368
1,183,687
329,230
166,482
162,748
47,451

1,530,447
1,167,432
319,774
154,615
165,159
43,241

1,411,669
1,032,593
334,953
150,994
183,959
44,123

1,407,945
1,018,196
345,286
160,856
184,430
44,463

1,422,135
1,018,196
358,966
167,983
190,983
44,973

1,426,075
1,019,596
361,506
173,075
188,431
44,973

1,150
1,094

441
395

1,407
1,186

1,427
1,206

1,456
1,234

1,468
1,244

State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Functional Total
SOCIAL WELFARE

OCFS - Other
Local Assistance Grants
Housing and Community Renewal, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Prevention of Domestic Violence, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Temporary and Disability Assistance, Office of

Welfare Inspector General, Office of
State Operations

T-104

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Personal Service
Non-Personal Service/Indirect Costs
General State Charges

FY 2011
Results
434
660
56

FY 2012
Results
364
31
46

FY 2013
Updated
701
485
221

FY 2014
Projected
721
485
221

FY 2015
Projected
738
496
222

FY 2016
Projected
748
496
224

Workers' Compensation Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

198,709
155,557
89,052
66,505
43,152

203,545
162,394
85,890
76,504
41,151

199,742
155,289
86,300
68,989
44,453

205,415
154,603
91,587
63,016
50,812

208,701
156,643
92,301
64,342
52,058

215,688
159,930
94,633
65,297
55,758

9,782,082

9,870,853

9,641,276

9,498,031

9,628,324

9,767,604

600,042

592,713

608,688

623,979

713,711

734,650

OASAS
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

488,354
434,709
39,783
29,054
10,729
12,184
1,678

500,824
450,222
38,370
27,687
10,683
12,086
146

520,204
456,790
39,269
29,498
9,771
14,265
9,880

543,619
473,525
40,468
30,379
10,089
16,430
13,196

630,683
559,027
41,303
30,906
10,397
17,270
13,083

647,847
573,106
43,061
32,390
10,671
18,597
13,083

OASAS - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

111,688
49,089
46,364
34,493
11,871
16,235

91,889
32,151
43,751
32,119
11,632
15,987

88,484
32,680
40,218
29,910
10,308
15,586

80,360
21,325
41,904
31,553
10,351
17,131

83,028
21,325
43,454
32,794
10,660
18,249

86,803
21,325
45,557
34,616
10,941
19,921

2,894
2,894
1,190
1,704
0

3,908
2,573
980
1,593
1,335

4,201
3,740
1,197
2,543
461

4,201
3,597
1,211
2,386
604

4,200
3,508
1,230
2,278
692

4,200
3,482
1,253
2,229
718

Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of

Developmental Disabilities Planning Council
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Mental Health, Office of

3,332,889

3,171,087

3,257,944

3,432,215

3,743,029

4,049,733

OMH
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

1,574,835
823,456
483,127
405,883
77,244
198,566
69,686

1,287,760
795,093
308,056
253,990
54,066
121,600
63,011

1,419,509
818,487
384,241
304,433
79,808
139,211
77,570

1,508,283
886,877
381,485
301,069
80,416
162,323
77,598

1,707,900
1,052,887
401,322
321,262
80,060
176,011
77,680

1,848,418
1,165,277
414,111
329,388
84,723
191,247
77,783

OMH - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

1,758,054
423,412
973,298
739,482
233,816
361,344

1,883,327
408,148
1,066,389
827,902
238,487
408,790

1,838,435
382,649
1,019,651
811,717
207,934
436,135

1,923,932
388,250
1,077,195
852,746
224,449
458,487

2,035,129
415,694
1,129,203
885,356
243,847
490,232

2,201,315
460,750
1,197,045
938,262
258,783
543,520

Mental Hygiene, Department of
State Operations
Non-Personal Service/Indirect Costs

345
345
345

411
411
411

0
0
0

0
0
0

0
0
0

0
0
0

People with Developmental Disabilities, Office for

4,334,649

4,370,972

4,356,858

4,560,139

4,733,710

5,021,698

OPWDD
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

527,982
502,659
1,686
42
1,644
19
23,618

943,224
691,809
108,957
72,350
36,607
104,039
38,419

518,204
439,132
33,782
116
33,666
70
45,220

538,831
464,879
34,658
116
34,542
74
39,220

563,075
489,123
34,658
116
34,542
74
39,220

582,665
508,713
34,658
116
34,542
74
39,220

OPWDD - Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,806,667
1,677,965
1,548,712
1,168,196
380,516
579,990

3,427,748
1,631,638
1,378,983
1,052,886
326,097
417,127

3,838,654
1,799,409
1,481,584
1,119,528
362,056
557,661

4,021,308
1,854,132
1,539,097
1,165,242
373,855
628,079

4,170,635
1,929,880
1,576,976
1,191,675
385,301
663,779

4,439,033
2,049,611
1,663,245
1,267,575
395,670
726,177

14,708
623
12,393
7,012
5,381
1,692

13,903
560
11,635
6,184
5,451
1,708

17,074
620
14,873
7,105
7,768
1,581

17,581
620
15,582
7,283
8,299
1,379

18,102
620
15,991
7,447
8,544
1,491

18,651
620
16,427
7,618
8,809
1,604

Quality of Care and Advocacy for Persons With Disabilities, Commission on
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

T-105

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

8,285,527

8,152,994

8,244,765

8,638,115

9,212,752

9,828,932

Correction, Commission of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

2,419
2,419
2,082
337

2,251
2,251
1,890
361

2,672
2,672
2,398
274

2,711
2,711
2,414
297

2,787
2,787
2,481
306

2,864
2,864
2,548
316

Correctional Services, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

2,834,565
10,624
2,604,952
2,072,488
532,464
2,757
216,232

2,721,925
6,141
2,474,865
1,962,381
512,484
1,120
239,799

2,992,980
6,051
2,749,742
2,276,340
473,402
1,490
235,697

2,881,751
6,000
2,605,814
2,112,424
493,390
1,476
268,461

2,959,706
6,000
2,677,731
2,163,837
513,894
1,481
274,494

3,114,015
6,000
2,834,671
2,299,342
535,329
1,484
271,860

0
0

0
0

0
0

11,500
11,500

11,500
11,500

12,500
12,500

Criminal Justice Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

269,469
186,974
82,243
45,227
37,016
252

270,905
188,439
82,091
42,682
39,409
375

286,451
197,750
88,306
41,053
47,253
395

262,510
173,901
85,445
39,763
45,682
3,164

257,628
173,711
82,215
40,760
41,455
1,702

260,841
173,711
83,810
41,886
41,924
3,320

Disaster Assistance
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Capital Projects

0
0
0
0
0
0

38,565
0
20,811
9,685
11,126
17,754

360,463
326,323
28,612
12,781
15,831
3,112
2,416

466,966
428,194
30,400
14,835
15,565
3,896
4,476

494,492
411,488
63,189
23,202
39,987
3,815
16,000

536,492
468,061
51,451
23,303
28,148
3,880
13,100

522,017
465,860
46,743
22,522
24,221
3,914
5,500

516,161
463,744
48,035
23,223
24,812
3,982
400

Indigent Legal Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

90,793
65,769
25,024
8
25,016
0

62,701
62,292
326
259
67
83

62,244
61,100
859
569
290
285

62,999
61,400
1,154
802
352
445

78,634
77,000
1,170
810
360
464

78,675
77,000
1,186
818
368
489

Judicial Commissions
State Operations
Personal Service
Non-Personal Service/Indirect Costs

4,944
4,944
3,723
1,221

4,979
4,979
3,794
1,185

5,452
5,452
4,093
1,359

5,588
5,588
4,135
1,453

5,795
5,795
4,237
1,558

5,990
5,990
4,357
1,633

Military and Naval Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

99,704
3,825
63,905
41,684
22,221
8,228
23,746

86,751
3,569
61,069
39,164
21,905
6,021
16,092

96,001
867
61,344
38,671
22,673
6,749
27,041

96,273
850
61,678
38,990
22,688
6,749
26,996

113,258
850
62,152
39,316
22,836
6,749
43,507

111,940
850
62,734
39,746
22,988
6,749
41,607

535
0
0
535

125
0
0
125

600
600
600
0

600
600
600
0

600
600
600
0

600
600
600
0

State Police, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

715,440
679,514
590,458
89,056
21,329
14,597

681,902
632,064
567,477
64,587
19,372
30,466

707,854
648,930
566,324
82,606
21,124
37,800

693,203
653,317
566,082
87,235
22,012
17,874

694,214
657,710
572,937
84,773
22,639
13,865

708,999
671,205
581,418
89,787
23,929
13,865

Statewide Financial System
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

9,070
9,069
3,977
5,092
1

17,596
17,596
7,554
10,042
0

29,701
29,701
10,814
18,887
0

28,625
28,625
10,895
17,730
0

29,926
29,926
10,977
18,949
0

31,264
31,264
11,060
20,204
0

28,253

87,696

0

0

0

0

Functional Total

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

PUBLIC PROTECTION/CRIMINAL JUSTICE

Corrections and Community Supervision Medicaid, Department of
Local Assistance Grants

Homeland Security and Emergency Services, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

Public Security and Emergency Response
State Operations
Personal Service
Capital Projects

Statewide Wireless Network

T-106

76,000
77,000
(1,000)
0
(1,000)
0

64,702
86,126
(21,424)
0
(21,424)
0

(400)
(400)
0
0
0
0

0
0
0
0
0
0

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
27,655
8,076
19,579
598

FY 2012
Results
18,369
69,207
7,006
62,201
120

Victim Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

69,522
62,560
6,074
4,950
1,124
888

76,444
68,834
5,793
4,398
1,395
1,817

65,197
56,310
6,784
5,366
1,418
2,103

67,502
58,310
6,895
5,446
1,449
2,297

67,764
58,310
7,072
5,604
1,468
2,382

68,166
58,310
7,293
5,805
1,488
2,563

4,485,177

4,518,806

4,819,644

4,714,456

4,743,429

4,912,015

City University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

1,348,692
1,215,592
117,099
85,732
31,367
6,400
9,601

1,341,784
1,202,410
107,837
74,043
33,794
6,355
25,182

1,391,629
1,219,184
114,166
86,224
27,942
6,152
52,127

1,507,666
1,342,367
105,896
77,255
28,641
6,337
53,066

1,566,038
1,405,128
107,658
78,301
29,357
6,527
46,725

1,631,407
1,473,272
109,454
79,363
30,091
6,723
41,958

Higher Education - Miscellaneous
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

370
255
221
34
115

449
376
207
169
73

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

1,300
1,201
198
1,003
99

26,836
26,430
406

36,492
36,492
0

10,000
10,000
0

0
0
0

0
0
0

956,654
872,756
69,013
32,916
36,097
14,885

1,005,423
924,035
68,594
28,928
39,666
12,794

1,022,805
935,933
71,806
29,178
42,628
15,066

1,090,660
1,001,349
73,052
29,396
43,656
16,259

1,105,582
1,014,412
74,407
29,814
44,593
16,763

1,119,443
1,025,891
75,803
30,249
45,554
17,749

State University Construction Fund
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

18,915
14,438
12,562
1,876
4,477

22,625
16,809
13,612
3,197
5,816

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

State University of New York
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

7,142,170
562,529
5,199,205
3,248,683
1,950,522
528,116
852,320

7,803,680
498,156
5,731,626
3,332,878
2,398,748
559,990
1,013,908

7,959,038
470,345
5,769,194
3,450,347
2,318,847
596,114
1,123,385

7,997,229
475,992
5,846,736
3,448,946
2,397,790
605,217
1,069,284

8,277,664
475,992
5,980,154
3,530,189
2,449,965
625,001
1,196,517

8,358,997
475,992
6,117,051
3,613,586
2,503,465
645,787
1,120,167

9,500,635

10,200,797

10,411,264

10,606,855

10,950,584

11,111,147

46,018
41,324
4,694
3,098
1,596

35,370
31,282
4,088
2,266
1,822

40,573
36,353
4,220
2,298
1,922

36,575
32,353
4,222
2,300
1,922

36,621
32,353
4,268
2,346
1,922

36,671
32,353
4,318
2,396
1,922

Education, Department of

32,821,070

29,680,252

29,635,194

30,888,866

31,839,003

32,866,554

School Aid
Local Assistance Grants

26,487,723
26,487,723

23,221,100
23,221,100

23,062,312
23,062,312

23,851,835
23,851,835

24,603,527
24,603,527

25,636,062
25,636,062

STAR Property Tax Relief
Local Assistance Grants

3,234,014
3,234,014

3,232,883
3,232,883

3,276,067
3,276,067

3,459,375
3,459,375

3,641,726
3,641,726

3,743,568
3,743,568

Special Education Categorical Programs
Local Assistance Grants

2,159,415
2,159,415

2,287,338
2,287,338

2,131,236
2,131,236

2,244,916
2,244,916

2,351,516
2,351,516

2,479,116
2,479,116

939,918
588,174
282,877
175,944
106,933

938,931
591,804
269,680
158,373
111,307

1,165,579
746,387
315,758
162,941
152,817

1,332,740
817,779
405,125
165,568
239,557

1,242,234
760,581
383,106
166,788
216,318

1,007,808
623,965
276,396
167,528
108,868

Functional Total

FY 2013
Updated
0
0
0
0
0

FY 2014
Projected
0
0
0
0
0

FY 2015
Projected
0
0
0
0
0

FY 2016
Projected
0
0
0
0
0

HIGHER EDUCATION

Higher Education Facilities Capital Matching Grants Program
Local Assistance Grants
Capital Projects
Higher Education Services Corporation, New York State
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

Functional Total

33,834
34,266
(432)

EDUCATION
Arts, Council on the
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

All Other
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs

T-107

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results
64,236
4,631

FY 2012
Results
69,217
8,230

FY 2013
Updated
70,797
32,637

FY 2014
Projected
76,718
33,118

FY 2015
Projected
80,147
18,400

FY 2016
Projected
84,047
23,400

32,867,088

29,715,622

29,675,767

30,925,441

31,875,624

32,903,225

Budget, Division of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

33,825
32,081
24,430
7,651
1,744

32,762
30,681
23,829
6,852
2,081

33,550
31,318
24,085
7,233
2,232

33,550
31,484
25,449
6,035
2,066

35,071
32,669
26,499
6,170
2,402

36,502
33,903
27,607
6,296
2,599

Civil Service, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

17,896
17,677
16,153
1,524
219

14,836
14,595
13,284
1,311
241

14,825
14,657
13,168
1,489
168

15,222
15,054
13,548
1,506
168

16,775
16,603
14,714
1,889
172

17,179
17,003
15,109
1,894
176

Deferred Compensation Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

681
519
374
145
162

621
457
378
79
164

796
605
392
213
191

826
618
399
219
208

858
633
408
225
225

867
642
417
225
225

Elections, State Board of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

93,673
25,813
67,860
4,374
63,486
0

17,743
9,325
8,292
4,105
4,187
126

18,335
5,300
13,035
4,065
8,970
0

27,175
0
27,175
4,250
22,925
0

35,316
30,000
5,316
4,370
946
0

5,462
0
5,462
4,495
967
0

Employee Relations, Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,000
3,000
2,909
91

2,604
2,604
2,529
75

2,688
2,688
2,551
137

2,864
2,864
2,724
140

2,786
2,786
2,646
140

2,869
2,869
2,728
141

Gaming Commission, New York State
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

187,589
170,423
34,087
136,336
17,166

191,903
174,413
34,628
139,785
17,490

192,536
175,046
35,261
139,785
17,490

General Services, Office of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

197,098
28
134,592
56,079
78,513
1,290
61,188

202,539
0
126,243
48,873
77,370
1,495
74,801

230,780
269
162,032
51,616
110,416
1,901
66,578

228,011
250
166,316
59,264
107,052
2,136
59,309

220,448
250
148,107
60,482
87,625
2,208
69,883

222,574
250
150,087
60,970
89,117
2,354
69,883

Inspector General, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

5,703
5,703
5,519
184

5,409
5,409
5,067
342

5,915
5,915
5,388
527

6,783
6,783
6,195
588

7,036
7,036
6,367
669

7,262
7,262
6,551
711

Labor Management Committees
State Operations
Personal Service
Non-Personal Service/Indirect Costs

32,335
32,335
9,872
22,463

23,215
23,215
8,359
14,856

27,938
27,938
4,600
23,338

33,037
33,037
5,537
27,500

35,244
35,244
6,119
29,125

46,260
46,260
7,129
39,131

Lottery, Division of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

162,910
152,955
21,057
131,898
9,955

150,306
140,484
20,276
120,208
9,822

172,990
161,247
24,676
136,571
11,743

0
0
0
0
0

0
0
0
0
0

0
0
0
0
0

Public Employment Relations Board
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,988
3,988
3,456
532

3,675
3,675
3,197
478

3,731
3,731
3,290
441

4,040
4,040
3,495
545

3,804
3,804
3,046
758

3,896
3,896
3,138
758

Public Integrity, Commission on
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,794
3,794
3,017
777

3,217
3,217
2,492
725

3,700
3,700
2,850
850

6,705
6,705
3,409
3,296

4,819
4,819
3,501
1,318

4,939
4,939
3,599
1,340

Regulatory Reform, Governor's Office of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

1,653
1,653
1,537
116

83
83
80
3

0
0
0
0

0
0
0
0

0
0
0
0

0
0
0
0

General State Charges
Capital Projects
Functional Total
GENERAL GOVERNMENT

T-108

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

State, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

187,929
130,029
46,241
34,671
11,570
10,286
1,373

130,222
76,614
44,627
31,461
13,166
8,981
0

136,300
71,575
53,460
34,953
18,507
11,265
0

129,575
59,334
56,730
36,254
20,476
13,511
0

132,203
59,334
59,055
37,088
21,967
13,814
0

134,026
59,334
60,007
37,817
22,190
14,685
0

Tax Appeals, Division of
State Operations
Personal Service
Non-Personal Service/Indirect Costs

3,134
3,134
2,776
358

2,850
2,850
2,483
367

3,101
3,101
2,900
201

3,174
3,174
2,962
212

3,255
3,255
3,034
221

3,309
3,309
3,088
221

Taxation and Finance, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

441,608
5,270
413,082
323,769
89,313
23,256

401,710
6,487
383,589
300,408
83,181
11,634

415,809
926
393,361
301,881
91,480
21,522

418,760
926
395,014
300,966
94,048
22,820

430,108
926
406,135
309,755
96,380
23,047

436,823
926
412,850
316,470
96,380
23,047

Technology, Office for
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
Capital Projects

31,341
2,086
26,372
11,208
15,164
2,883

19,640
682
18,958
10,456
8,502
0

21,994
0
21,994
13,586
8,408
0

21,305
0
21,305
13,595
7,710
0

23,877
0
23,877
13,907
9,970
0

23,485
0
23,485
14,246
9,239
0

Veterans' Affairs, Division of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

15,368
8,044
6,893
6,232
661
431

13,680
7,572
5,875
5,289
586
233

15,766
8,117
7,299
5,807
1,492
350

15,124
7,517
7,257
6,248
1,009
350

14,985
7,577
7,058
6,041
1,017
350

15,241
7,637
7,254
6,212
1,042
350

1,235,936

1,025,112

1,108,218

1,133,740

1,158,488

1,153,230

Audit and Control, Department of
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

171,821
31,598
138,841
110,320
28,521
1,382

169,817
32,005
135,123
103,298
31,825
2,689

173,479
32,024
139,394
108,671
30,723
2,061

175,800
32,024
142,194
109,385
32,809
1,582

179,344
32,024
145,667
112,012
33,655
1,653

183,533
32,024
149,731
115,214
34,517
1,778

Executive Chamber
State Operations
Personal Service
Non-Personal Service/Indirect Costs

12,880
12,880
10,963
1,917

13,256
13,256
10,210
3,046

13,578
13,578
10,900
2,678

14,376
14,376
11,600
2,776

14,888
14,888
12,045
2,843

15,641
15,641
12,730
2,911

Judiciary
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects

2,555,700
119,798
1,874,663
1,526,975
347,688
551,599
9,640

2,552,278
114,108
1,834,013
1,466,250
367,763
601,846
2,311

2,554,498
106,700
1,863,400
1,468,250
395,150
584,398
0

2,687,444
121,700
1,921,914
1,514,284
407,630
643,830
0

2,812,504
121,700
2,007,452
1,561,492
445,960
683,352
0

2,942,000
121,700
2,102,994
1,618,742
484,252
717,306
0

Law, Department of
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

200,712
185,050
129,276
55,774
15,662

200,999
185,671
123,150
62,521
15,328

215,348
192,710
130,394
62,316
22,638

217,352
190,823
130,602
60,221
26,529

222,328
195,482
133,947
61,535
26,846

229,192
200,711
137,628
63,083
28,481

Legislature
State Operations
Personal Service
Non-Personal Service/Indirect Costs

222,536
222,536
174,096
48,440

197,163
197,163
151,882
45,281

218,795
218,795
165,284
53,511

221,349
221,349
166,524
54,825

223,945
223,945
167,773
56,172

226,583
226,583
169,031
57,552

Lieutenant Governor, Office of the
State Operations
Personal Service
Non-Personal Service/Indirect Costs

304
304
281
23

408
408
289
119

614
614
480
134

614
614
480
134

665
665
515
150

680
680
543
137

3,163,953

3,133,921

3,176,312

3,316,935

3,453,674

3,597,629

738,940
738,940

721,034
721,034

728,181
728,181

739,188
739,188

752,782
752,782

763,629
763,629

Functional Total
ELECTED OFFICIALS

Functional Total
LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Local Assistance Grants

T-109

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

Efficiency Incentive Grants Program
Local Assistance Grants

4,604
4,604

4,714
4,714

6,956
6,956

4,485
4,485

2,000
2,000

0
0

Miscellaneous Financial Assistance
Local Assistance Grants

3,920
3,920

1,960
1,960

2,000
2,000

1,960
1,960

1,960
1,960

1,960
1,960

25,800
25,800

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

25,867
25,867

2,066
2,066

217
217

218
218

218
218

218
218

218
218

775,330

753,792

763,222

771,718

782,827

791,674

General State Charges
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges

3,432,021
5,561
3,835
1,726
3,426,460

3,941,782
3,676
2,091
1,585
3,938,106

3,848,192
0
0
0
3,848,192

4,208,544
0
0
0
4,208,544

4,491,920
0
0
0
4,491,920

4,704,503
0
0
0
4,704,503

Long-Term Debt Service
State Operations
Non-Personal Service/Indirect Costs
Debt Service

5,677,515
62,846
62,846
5,614,669

5,909,754
45,732
45,732
5,864,022

6,146,701
46,925
46,925
6,099,776

6,462,370
46,925
46,925
6,415,445

6,530,775
46,925
46,925
6,483,850

6,691,841
46,925
46,925
6,644,916

Municipalities with VLT Facilities
Local Assistance Grants
Small Government Assistance
Local Assistance Grants
Functional Total
ALL OTHER CATEGORIES

Miscellaneous
Local Assistance Grants
State Operations
Personal Service
Non-Personal Service/Indirect Costs
General State Charges
Capital Projects
Functional Total
TOTAL ALL GOVERNMENTAL FUNDS SPENDING

(209,841)
(326,844)
4,886
2,217
2,669
6,898
105,219

(181,217)
(317,408)
5,007
2,356
2,651
5,244
125,940

(203,823)
(304,724)
4,200
2,402
1,798
5,701
91,000

(318,945)
(258,034)
(170,735)
(47,562)
(123,173)
5,824
104,000

(387,517)
(313,829)
(175,595)
(47,475)
(128,120)
5,907
96,000

(442,353)
(312,829)
(175,510)
(47,434)
(128,076)
5,986
40,000

8,899,695

9,670,319

9,791,070

10,351,969

10,635,178

10,953,991

134,824,946

133,503,848

133,855,024

139,164,205

145,190,015

150,506,431

T-110

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Development Authority of the North Country
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Regional Economic Development Program
Strategic Investment Program
Functional Total

96,013
16,706
10
30,190
103,950
931,654
31,710
507,393
3,534
75,288
21,573
5,248
3,561
1,826,830

109,312
16,616
0
17,655
147,540
953,805
31,567
507,240
3,596
68,432
19,553
6,058
3,718
1,885,092

104,769
16,960
70
12,500
142,669
521,153
28,558
486,283
3,079
69,884
18,248
2,500
5,000
1,411,673

100,563
18,175
0
12,500
128,639
658,882
28,158
513,675
3,206
76,341
0
2,500
5,000
1,547,639

104,032
18,742
0
5,000
98,234
678,275
29,477
518,571
3,288
79,233
0
1,500
5,000
1,541,352

99,945
19,188
0
5,000
93,630
507,641
29,808
526,626
3,288
83,338
0
1,500
5,000
1,374,964

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,718
1,024,255
9,746
15,216
260,277
1,314,212

4,354
1,002,764
10,347
216
235,452
1,253,133

4,496
980,619
0
3,816
284,953
1,273,884

4,525
895,129
0
0
249,874
1,149,528

4,601
808,442
0
0
239,900
1,052,943

4,687
778,980
0
0
228,293
1,011,960

TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total

216,912
320,322
1,478
8,017,474
8,556,186

194,500
301,370
2,163
7,830,434
8,328,467

333,600
296,044
1,800
8,171,633
8,803,077

183,600
321,404
1,800
8,390,808
8,897,612

183,600
328,955
1,800
8,218,135
8,732,490

328,571
344,972
1,800
7,996,713
8,672,056

232,453
43,795,710
38,624,934
956,269
4,214,507
66,843
37,289
44,132,295

227,242
44,663,159
39,256,878
976,377
4,429,904
60,837
43,702
44,994,940

218,487
44,406,622
38,809,761
1,160,500
4,436,361
66,243
43,500
44,734,852

218,134
47,277,107
41,489,955
1,151,400
4,635,752
65,925
51,000
47,612,166

224,960
51,068,190
45,462,111
1,077,200
4,528,879
67,827
61,373
51,422,350

231,988
54,064,706
48,658,917
958,200
4,447,589
68,637
62,673
54,428,004

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

3,144,866
3,075,511
69,355
403,244
19,139
710,215
24,731
1,946
5,278,082
3,717,714
1,560,368
1,150
198,709
9,782,082

3,183,934
3,070,766
113,168
482,652
17,311
641,800
21,606
1,825
5,317,739
3,787,292
1,530,447
441
203,545
9,870,853

2,984,297
2,896,803
87,494
271,077
17,408
697,934
14,601
2,098
5,452,712
4,041,043
1,411,669
1,407
199,742
9,641,276

3,154,756
3,064,947
89,809
268,534
17,884
715,482
14,687
2,298
5,117,548
3,709,603
1,407,945
1,427
205,415
9,498,031

3,368,279
3,274,718
93,561
272,841
18,457
711,341
14,909
2,253
5,030,087
3,607,952
1,422,135
1,456
208,701
9,628,324

3,446,066
3,348,428
97,638
280,561
19,070
726,799
14,909
2,303
5,060,740
3,634,665
1,426,075
1,468
215,688
9,767,604

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

600,042
488,354
111,688
2,894
3,332,889
1,574,835
1,758,054
345
4,334,649
527,982
3,806,667
14,708
8,285,527

592,713
500,824
91,889
3,908
3,171,087
1,287,760
1,883,327
411
4,370,972
943,224
3,427,748
13,903
8,152,994

608,688
520,204
88,484
4,201
3,257,944
1,419,509
1,838,435
0
4,356,858
518,204
3,838,654
17,074
8,244,765

623,979
543,619
80,360
4,201
3,432,215
1,508,283
1,923,932
0
4,560,139
538,831
4,021,308
17,581
8,638,115

713,711
630,683
83,028
4,200
3,743,029
1,707,900
2,035,129
0
4,733,710
563,075
4,170,635
18,102
9,212,752

734,650
647,847
86,803
4,200
4,049,733
1,848,418
2,201,315
0
5,021,698
582,665
4,439,033
18,651
9,828,932

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE

T-111

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2011
Results
2,419
2,834,565
0
269,469
0
360,463
90,793
4,944
99,704
535
715,440
9,070
28,253
69,522
4,485,177

FY 2012
Results
2,251
2,721,925
0
270,905
38,565
466,966
62,701
4,979
86,751
125
681,902
17,596
87,696
76,444
4,518,806

FY 2013
Updated
2,672
2,992,980
0
286,451
76,000
494,492
62,244
5,452
96,001
600
707,854
29,701
0
65,197
4,819,644

FY 2014
Projected
2,711
2,881,751
11,500
262,510
64,702
536,492
62,999
5,588
96,273
600
693,203
28,625
0
67,502
4,714,456

FY 2015
Projected
2,787
2,959,706
11,500
257,628
(400)
522,017
78,634
5,795
113,258
600
694,214
29,926
0
67,764
4,743,429

FY 2016
Projected
2,864
3,114,015
12,500
260,841
0
516,161
78,675
5,990
111,940
600
708,999
31,264
0
68,166
4,912,015

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,348,692
370
33,834
956,654
18,915
7,142,170
9,500,635

1,341,784
449
26,836
1,005,423
22,625
7,803,680
10,200,797

1,391,629
1,300
36,492
1,022,805
0
7,959,038
10,411,264

1,507,666
1,300
10,000
1,090,660
0
7,997,229
10,606,855

1,566,038
1,300
0
1,105,582
0
8,277,664
10,950,584

1,631,407
1,300
0
1,119,443
0
8,358,997
11,111,147

46,018
32,821,070
26,487,723
3,234,014
2,159,415
939,918
32,867,088

35,370
29,680,252
23,221,100
3,232,883
2,287,338
938,931
29,715,622

40,573
29,635,194
23,062,312
3,276,067
2,131,236
1,165,579
29,675,767

36,575
30,888,866
23,851,835
3,459,375
2,244,916
1,332,740
30,925,441

36,621
31,839,003
24,603,527
3,641,726
2,351,516
1,242,234
31,875,624

36,671
32,866,554
25,636,062
3,743,568
2,479,116
1,007,808
32,903,225

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

33,825
17,896
681
93,673
3,000
0
197,098
5,703
32,335
162,910
3,988
3,794
1,653
187,929
3,134
441,608
31,341
15,368
1,235,936

32,762
14,836
621
17,743
2,604
0
202,539
5,409
23,215
150,306
3,675
3,217
83
130,222
2,850
401,710
19,640
13,680
1,025,112

33,550
14,825
796
18,335
2,688
0
230,780
5,915
27,938
172,990
3,731
3,700
0
136,300
3,101
415,809
21,994
15,766
1,108,218

33,550
15,222
826
27,175
2,864
187,589
228,011
6,783
33,037
0
4,040
6,705
0
129,575
3,174
418,760
21,305
15,124
1,133,740

35,071
16,775
858
35,316
2,786
191,903
220,448
7,036
35,244
0
3,804
4,819
0
132,203
3,255
430,108
23,877
14,985
1,158,488

36,502
17,179
867
5,462
2,869
192,536
222,574
7,262
46,260
0
3,896
4,939
0
134,026
3,309
436,823
23,485
15,241
1,153,230

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

171,821
12,880
2,555,700
200,712
222,536
304
3,163,953

169,817
13,256
2,552,278
200,999
197,163
408
3,133,921

173,479
13,578
2,554,498
215,348
218,795
614
3,176,312

175,800
14,376
2,687,444
217,352
221,349
614
3,316,935

179,344
14,888
2,812,504
222,328
223,945
665
3,453,674

183,533
15,641
2,942,000
229,192
226,583
680
3,597,629

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

3,432,021
5,677,515

3,941,782
5,909,754

3,848,192
6,146,701

4,208,544
6,462,370

4,491,920
6,530,775

4,704,503
6,691,841

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service

T-112

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
(thousands of dollars)

Miscellaneous
Functional Total
TOTAL ALL GOVERNMENTAL FUNDS SPENDING

FY 2011
Results
(209,841)
8,899,695
134,824,946

FY 2012
Results
(181,217)
9,670,319
133,503,848

FY 2013
Updated
(203,823)
9,791,070
133,855,024

FY 2014
Projected
(318,945)
10,351,969
139,164,205

FY 2015
Projected
(387,517)
10,635,178
145,190,015

FY 2016
Projected
(442,353)
10,953,991
150,506,431

GSC: Agency disbursements include grants to local governments, state operations and general state charges, which is a departure from prior Financial plan publications. In prior
reports, general state charges were excluded from agency spending totals.

T-113

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

15,014
10
30,617
75,494
926,844
9,157
228,152
0
5,248
1,290,536

24,603
0
17,655
112,990
945,359
8,140
217,470
0
6,058
1,332,275

22,339
70
0
90,364
423,588
9,234
216,952
90
0
762,637

22,297
0
0
72,329
526,280
9,234
216,952
200
0
847,292

24,697
0
0
54,872
543,272
9,418
216,952
200
0
849,411

23,097
0
0
54,872
421,809
9,607
216,952
200
0
726,537

369,290
0
18,960
388,250

358,448
1,180
15,759
375,387

257,775
0
17,382
275,157

209,492
0
8,870
218,362

149,042
0
8,870
157,912

149,042
0
8,870
157,912

216,912
15,734
1,478
4,892,214
5,126,338

194,500
18,475
2,163
4,757,704
4,972,842

183,600
14,800
0
5,019,024
5,217,424

183,600
16,000
0
5,206,264
5,405,864

183,600
16,000
0
5,297,709
5,497,309

18,571
16,000
0
5,341,763
5,376,334

222,625
42,953,971
38,601,687
956,269
3,396,015
43,176,596

217,808
43,811,956
39,241,656
976,377
3,593,923
44,029,764

208,466
43,522,856
38,758,406
1,160,500
3,603,950
43,731,322

208,083
46,325,585
41,433,600
1,151,400
3,740,585
46,533,668

214,650
50,078,468
45,406,256
1,077,200
3,595,012
50,293,118

221,458
53,031,858
48,603,062
958,200
3,470,596
53,253,316

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

2,710,028
2,640,673
69,355
308,912
195,795
0
666
4,901,401
3,717,714
1,183,687
8,116,802

2,770,325
2,657,157
113,168
396,383
164,683
38
541
4,954,724
3,787,292
1,167,432
8,286,694

2,544,911
2,457,417
87,494
181,941
193,507
350
685
5,073,636
4,041,043
1,032,593
7,995,030

2,716,931
2,627,122
89,809
173,881
181,922
350
685
4,727,799
3,709,603
1,018,196
7,801,568

2,942,882
2,849,321
93,561
175,533
179,197
350
685
4,626,148
3,607,952
1,018,196
7,924,795

3,022,850
2,925,212
97,638
180,533
179,197
350
685
4,654,261
3,634,665
1,019,596
8,037,876

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

483,798
434,709
49,089
1,246,868
823,456
423,412
2,180,624
502,659
1,677,965
623
3,911,913

482,373
450,222
32,151
1,203,241
795,093
408,148
2,323,447
691,809
1,631,638
560
4,009,621

489,470
456,790
32,680
1,201,136
818,487
382,649
2,238,541
439,132
1,799,409
620
3,929,767

494,850
473,525
21,325
1,275,127
886,877
388,250
2,319,011
464,879
1,854,132
620
4,089,608

580,352
559,027
21,325
1,468,581
1,052,887
415,694
2,419,003
489,123
1,929,880
620
4,468,556

594,431
573,106
21,325
1,626,027
1,165,277
460,750
2,558,324
508,713
2,049,611
620
4,779,402

10,624
0
186,974
0
326,323
65,769
3,825
0
62,560
656,075

6,141
0
188,439
0
428,194
62,292
3,569
18,369
68,834
775,838

6,051
0
197,750
77,000
411,488
61,100
867
0
56,310
810,566

6,000
11,500
173,901
86,126
468,061
61,400
850
0
58,310
866,148

1,215,592

1,202,410

1,219,184

1,342,367

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Development Authority of the North Country
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Regional Economic Development Program
Functional Total
PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York

T-114

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

6,000
11,500
173,711
(400)
465,860
77,000
850
0
58,310
792,831

1,405,128

FY 2016
Projected

6,000
12,500
173,711
0
463,744
77,000
850
0
58,310
792,115

1,473,272

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
34,266
872,756
562,529
2,685,143

FY 2012
Results
26,430
924,035
498,156
2,651,031

FY 2013
Updated
36,492
935,933
470,345
2,661,954

FY 2014
Projected
10,000
1,001,349
475,992
2,829,708

FY 2015
Projected
0
1,014,412
475,992
2,895,532

FY 2016
Projected
0
1,025,891
475,992
2,975,155

41,324
32,469,326
26,487,723
3,234,014
2,159,415
588,174
32,510,650

31,282
29,333,125
23,221,100
3,232,883
2,287,338
591,804
29,364,407

36,353
29,216,002
23,062,312
3,276,067
2,131,236
746,387
29,252,355

32,353
30,373,905
23,851,835
3,459,375
2,244,916
817,779
30,406,258

32,353
31,357,350
24,603,527
3,641,726
2,351,516
760,581
31,389,703

32,353
32,482,711
25,636,062
3,743,568
2,479,116
623,965
32,515,064

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

25,813
28
130,029
5,270
2,086
8,044
171,270

9,325
0
76,614
6,487
682
7,572
100,680

5,300
269
71,575
926
0
8,117
86,187

0
250
59,334
926
0
7,517
68,027

30,000
250
59,334
926
0
7,577
98,087

0
250
59,334
926
0
7,637
68,147

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

31,598
119,798
151,396

32,005
114,108
146,113

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

(326,844)
(326,844)

(317,408)
(317,408)

(304,724)
(304,724)

(258,034)
(258,034)

(313,829)
(313,829)

(312,829)
(312,829)

Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL LOCAL ASSISTANCE GRANTS SPENDING

98,633,455

T-115

96,481,036

95,319,621

99,733,911

104,989,976

109,314,427

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

70,045
12,581
20,444
4,744
212,412
3,534
54,403
18,056
396,219

64,331
13,044
33,729
6,456
211,029
3,596
48,882
17,270
398,337

63,902
13,070
22,896
5,286
202,401
3,079
48,997
15,194
374,825

65,676
13,629
23,637
5,286
210,553
3,206
52,225
0
374,212

68,704
14,057
23,475
5,389
212,795
3,288
53,922
0
381,630

69,836
14,256
23,730
5,497
215,395
3,288
55,877
0
387,879

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,718
302,256
7,122
180,237
494,333

4,354
294,072
6,504
186,943
491,873

4,496
277,769
0
177,031
459,296

4,525
274,795
0
177,036
456,356

4,601
276,201
0
179,576
460,378

4,687
279,473
0
181,627
465,787

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

71,816
40,374
112,190

70,746
42,373
113,119

72,891
33,337
106,228

77,188
34,222
111,410

78,878
34,341
113,219

81,970
35,151
117,121

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

9,828
773,822
23,247
750,575
57,844
36,971
878,465

9,434
788,024
15,222
772,802
52,040
43,470
892,968

9,786
810,576
51,355
759,221
55,505
43,500
919,367

9,816
874,392
56,355
818,037
55,176
51,000
990,384

10,075
910,777
55,855
854,922
56,847
61,373
1,039,072

10,295
950,542
55,855
894,687
57,373
62,673
1,080,883

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

404,378
404,378
71,483
18,092
407,013
24,731
1,280
329,230
329,230
1,094
155,557
1,412,858

380,630
380,630
65,256
17,262
368,493
21,568
1,284
319,774
319,774
395
162,394
1,337,056

406,057
406,057
65,136
15,439
381,869
14,251
1,413
334,953
334,953
1,186
155,289
1,375,593

405,374
405,374
67,682
15,809
387,135
14,337
1,613
345,286
345,286
1,206
154,603
1,393,045

392,604
392,604
68,935
16,254
388,338
14,559
1,568
358,966
358,966
1,234
156,643
1,399,101

390,004
390,004
70,795
16,740
394,307
14,559
1,618
361,506
361,506
1,244
159,930
1,410,703

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

86,147
39,783
46,364
2,894
1,456,425
483,127
973,298
345
1,550,398
1,686
1,548,712
12,393
3,108,602

82,121
38,370
43,751
2,573
1,374,445
308,056
1,066,389
411
1,487,940
108,957
1,378,983
11,635
2,959,125

79,487
39,269
40,218
3,740
1,403,892
384,241
1,019,651
0
1,515,366
33,782
1,481,584
14,873
3,017,358

82,372
40,468
41,904
3,597
1,458,680
381,485
1,077,195
0
1,573,755
34,658
1,539,097
15,582
3,133,986

84,757
41,303
43,454
3,508
1,530,525
401,322
1,129,203
0
1,611,634
34,658
1,576,976
15,991
3,246,415

88,618
43,061
45,557
3,482
1,611,156
414,111
1,197,045
0
1,697,903
34,658
1,663,245
16,427
3,417,586

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System

2,419
2,604,952
82,243
0
28,612
25,024
4,944
63,905
0
679,514
9,069

2,251
2,474,865
82,091
20,811
30,400
326
4,979
61,069
0
632,064
17,596

2,672
2,749,742
88,306
(1,000)
63,189
859
5,452
61,344
600
648,930
29,701

2,711
2,605,814
85,445
(21,424)
51,451
1,154
5,588
61,678
600
653,317
28,625

2,787
2,677,731
82,215
0
46,743
1,170
5,795
62,152
600
657,710
29,926

2,864
2,834,671
83,810
0
48,035
1,186
5,990
62,734
600
671,205
31,264

T-116

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2012
Results
69,207
5,793
3,401,452

FY 2013
Updated

Statewide Wireless Network
Victim Services, Office of
Functional Total

FY 2011
Results
27,655
6,074
3,534,411

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

117,099
255
69,013
14,438
5,199,205
5,400,010

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

0
6,784
3,656,579

FY 2014
Projected
0
6,895
3,481,854

FY 2015
Projected
0
7,072
3,573,901

FY 2016
Projected
0
7,293
3,749,652

107,837
376
68,594
16,809
5,731,626
5,925,242

114,166
1,201
71,806
0
5,769,194
5,956,367

105,896
1,201
73,052
0
5,846,736
6,026,885

107,658
1,201
74,407
0
5,980,154
6,163,420

109,454
1,201
75,803
0
6,117,051
6,303,509

4,694
282,877
282,877
287,571

4,088
269,680
269,680
273,768

4,220
315,758
315,758
319,978

4,222
405,125
405,125
409,347

4,268
383,106
383,106
387,374

4,318
276,396
276,396
280,714

32,081
17,677
519
67,860
3,000
0
134,592
5,703
32,335
152,955
3,988
3,794
1,653
46,241
3,134
413,082
26,372
6,893
951,879

30,681
14,595
457
8,292
2,604
0
126,243
5,409
23,215
140,484
3,675
3,217
83
44,627
2,850
383,589
18,958
5,875
814,854

31,318
14,657
605
13,035
2,688
0
162,032
5,915
27,938
161,247
3,731
3,700
0
53,460
3,101
393,361
21,994
7,299
906,081

31,484
15,054
618
27,175
2,864
170,423
166,316
6,783
33,037
0
4,040
6,705
0
56,730
3,174
395,014
21,305
7,257
947,979

32,669
16,603
633
5,316
2,786
174,413
148,107
7,036
35,244
0
3,804
4,819
0
59,055
3,255
406,135
23,877
7,058
930,810

33,903
17,003
642
5,462
2,869
175,046
150,087
7,262
46,260
0
3,896
4,939
0
60,007
3,309
412,850
23,485
7,254
954,274

138,841
12,880
1,874,663
185,050
222,536
304
2,434,274

135,123
13,256
1,834,013
185,671
197,163
408
2,365,634

139,394
13,578
1,863,400
192,710
218,795
614
2,428,491

142,194
14,376
1,921,914
190,823
221,349
614
2,491,270

145,667
14,888
2,007,452
195,482
223,945
665
2,588,099

149,731
15,641
2,102,994
200,711
226,583
680
2,696,340

5,561
62,846
4,886
73,293

3,676
45,732
5,007
54,415

0
46,925
4,200
51,125

19,084,105

19,027,843

19,571,288

T-117

0
46,925
(170,735)
(123,810)
19,692,918

0
46,925
(175,595)
(128,670)
20,154,749

0
46,925
(175,510)
(128,585)
20,735,863

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

33,711
8,512
13,906
2,894
152,126
2,890
43,289
12,062
269,390

30,360
7,720
11,354
4,776
142,603
2,849
40,067
10,940
250,669

30,410
7,527
12,629
3,432
144,757
2,485
40,285
9,059
250,584

31,453
8,195
13,852
3,432
152,595
2,522
43,038
0
255,087

32,808
8,308
13,424
3,500
154,769
2,548
44,539
0
259,896

33,500
8,370
13,679
3,570
157,291
2,548
46,283
0
265,241

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,234
210,874
6,060
136,484
357,652

3,779
213,248
5,454
139,955
362,436

3,791
199,437
0
129,773
333,001

3,820
199,450
0
130,333
333,603

3,896
203,566
0
132,213
339,675

3,982
206,699
0
134,264
344,945

52,897
15,310
68,207

49,513
13,730
63,243

50,373
15,439
65,812

52,760
15,903
68,663

53,958
16,263
70,221

56,503
16,662
73,165

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

8,323
346,559
500
346,059
41,629
534
397,045

7,978
319,545
1,438
318,107
39,477
441
367,441

8,586
325,676
500
325,176
36,760
468
371,490

8,616
358,802
500
358,302
36,100
472
403,990

8,875
386,122
500
385,622
37,048
472
432,517

9,088
425,934
500
425,434
37,548
472
473,042

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

220,446
220,446
55,025
14,686
249,256
661
1,088
166,482
166,482
434
89,052
797,130

203,272
203,272
48,144
13,420
241,039
674
1,063
154,615
154,615
364
85,890
748,481

215,568
215,568
49,961
13,013
243,444
564
1,260
150,994
150,994
701
86,300
761,805

207,299
207,299
52,037
13,265
252,903
683
1,388
160,856
160,856
721
91,587
780,739

191,823
191,823
53,077
13,637
257,651
690
1,446
167,983
167,983
738
92,301
779,346

190,656
190,656
54,778
14,050
263,141
690
1,485
173,075
173,075
748
94,633
793,256

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

63,547
29,054
34,493
1,190
1,145,365
405,883
739,482
1,168,238
42
1,168,196
7,012
2,385,352

59,806
27,687
32,119
980
1,081,892
253,990
827,902
1,125,236
72,350
1,052,886
6,184
2,274,098

59,408
29,498
29,910
1,197
1,116,150
304,433
811,717
1,119,644
116
1,119,528
7,105
2,303,504

61,932
30,379
31,553
1,211
1,153,815
301,069
852,746
1,165,358
116
1,165,242
7,283
2,389,599

63,700
30,906
32,794
1,230
1,206,618
321,262
885,356
1,191,791
116
1,191,675
7,447
2,470,786

67,006
32,390
34,616
1,253
1,267,650
329,388
938,262
1,267,691
116
1,267,575
7,618
2,611,218

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network

2,082
2,072,488
45,227
0
12,781
8
3,723
41,684
0
590,458
3,977
8,076

1,890
1,962,381
42,682
9,685
14,835
259
3,794
39,164
0
567,477
7,554
7,006

2,398
2,276,340
41,053
0
23,202
569
4,093
38,671
600
566,324
10,814
0

2,414
2,112,424
39,763
0
23,303
802
4,135
38,990
600
566,082
10,895
0

2,481
2,163,837
40,760
0
22,522
810
4,237
39,316
600
572,937
10,977
0

2,548
2,299,342
41,886
0
23,223
818
4,357
39,746
600
581,418
11,060
0

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-118

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
PERSONAL SERVICE
(thousands of dollars)

Victim Services, Office of
Functional Total

FY 2011
Results
4,950
2,785,454

FY 2012
Results
4,398
2,661,125

FY 2013
Updated
5,366
2,969,430

FY 2014
Projected
5,446
2,804,854

FY 2015
Projected
5,604
2,864,081

FY 2016
Projected
5,805
3,010,803

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

85,732
221
32,916
12,562
3,248,683
3,380,114

74,043
207
28,928
13,612
3,332,878
3,449,668

86,224
198
29,178
0
3,450,347
3,565,947

77,255
198
29,396
0
3,448,946
3,555,795

78,301
198
29,814
0
3,530,189
3,638,502

79,363
198
30,249
0
3,613,586
3,723,396

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

3,098
175,944
175,944
179,042

2,266
158,373
158,373
160,639

2,298
162,941
162,941
165,239

2,300
165,568
165,568
167,868

2,346
166,788
166,788
169,134

2,396
167,528
167,528
169,924

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

24,430
16,153
374
4,374
2,909
0
56,079
5,519
9,872
21,057
3,456
3,017
1,537
34,671
2,776
323,769
11,208
6,232
527,433

23,829
13,284
378
4,105
2,529
0
48,873
5,067
8,359
20,276
3,197
2,492
80
31,461
2,483
300,408
10,456
5,289
482,566

24,085
13,168
392
4,065
2,551
0
51,616
5,388
4,600
24,676
3,290
2,850
0
34,953
2,900
301,881
13,586
5,807
495,808

25,449
13,548
399
4,250
2,724
34,087
59,264
6,195
5,537
0
3,495
3,409
0
36,254
2,962
300,966
13,595
6,248
518,382

26,499
14,714
408
4,370
2,646
34,628
60,482
6,367
6,119
0
3,046
3,501
0
37,088
3,034
309,755
13,907
6,041
532,605

27,607
15,109
417
4,495
2,728
35,261
60,970
6,551
7,129
0
3,138
3,599
0
37,817
3,088
316,470
14,246
6,212
544,837

110,320
10,963
1,526,975
129,276
174,096
281
1,951,911

103,298
10,210
1,466,250
123,150
151,882
289
1,855,079

108,671
10,900
1,468,250
130,394
165,284
480
1,883,979

109,385
11,600
1,514,284
130,602
166,524
480
1,932,875

112,012
12,045
1,561,492
133,947
167,773
515
1,987,784

115,214
12,730
1,618,742
137,628
169,031
543
2,053,888

3,835
2,217
6,052

2,091
2,356
4,447

0
2,402
2,402

13,104,782

12,679,892

13,169,001

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

T-119

0
(47,562)
(47,562)
13,163,893

0
(47,475)
(47,475)
13,497,072

0
(47,434)
(47,434)
14,016,281

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

36,334
4,069
6,538
1,850
60,286
644
11,114
5,994
126,829

33,971
5,324
22,375
1,680
68,426
747
8,815
6,330
147,668

33,492
5,543
10,267
1,854
57,644
594
8,712
6,135
124,241

34,223
5,434
9,785
1,854
57,958
684
9,187
0
119,125

35,896
5,749
10,051
1,889
58,026
740
9,383
0
121,734

36,336
5,886
10,051
1,927
58,104
740
9,594
0
122,638

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

484
91,382
1,062
43,753
136,681

575
80,824
1,050
46,988
129,437

705
78,332
0
47,258
126,295

705
75,345
0
46,703
122,753

705
72,635
0
47,363
120,703

705
72,774
0
47,363
120,842

18,919
25,064
43,983

21,233
28,643
49,876

22,518
17,898
40,416

24,428
18,319
42,747

24,920
18,078
42,998

25,467
18,489
43,956

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,505
427,263
22,747
404,516
16,215
36,437
481,420

1,456
468,479
13,784
454,695
12,563
43,029
525,527

1,200
484,900
50,855
434,045
18,745
43,032
547,877

1,200
515,590
55,855
459,735
19,076
50,528
586,394

1,200
524,655
55,355
469,300
19,799
60,901
606,555

1,207
524,608
55,355
469,253
19,825
62,201
607,841

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

183,932
183,932
16,458
3,406
157,757
24,070
192
162,748
162,748
660
66,505
615,728

177,358
177,358
17,112
3,842
127,454
20,894
221
165,159
165,159
31
76,504
588,575

190,489
190,489
15,175
2,426
138,425
13,687
153
183,959
183,959
485
68,989
613,788

198,075
198,075
15,645
2,544
134,232
13,654
225
184,430
184,430
485
63,016
612,306

200,781
200,781
15,858
2,617
130,687
13,869
122
190,983
190,983
496
64,342
619,755

199,348
199,348
16,017
2,690
131,166
13,869
133
188,431
188,431
496
65,297
617,447

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

22,600
10,729
11,871
1,704
311,060
77,244
233,816
345
382,160
1,644
380,516
5,381
723,250

22,315
10,683
11,632
1,593
292,553
54,066
238,487
411
362,704
36,607
326,097
5,451
685,027

20,079
9,771
10,308
2,543
287,742
79,808
207,934
0
395,722
33,666
362,056
7,768
713,854

20,440
10,089
10,351
2,386
304,865
80,416
224,449
0
408,397
34,542
373,855
8,299
744,387

21,057
10,397
10,660
2,278
323,907
80,060
243,847
0
419,843
34,542
385,301
8,544
775,629

21,612
10,671
10,941
2,229
343,506
84,723
258,783
0
430,212
34,542
395,670
8,809
806,368

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network

337
532,464
37,016
0
15,831
25,016
1,221
22,221
89,056
5,092
19,579

361
512,484
39,409
11,126
15,565
67
1,185
21,905
64,587
10,042
62,201

274
473,402
47,253
(1,000)
39,987
290
1,359
22,673
82,606
18,887
0

297
493,390
45,682
(21,424)
28,148
352
1,453
22,688
87,235
17,730
0

306
513,894
41,455
0
24,221
360
1,558
22,836
84,773
18,949
0

316
535,329
41,924
0
24,812
368
1,633
22,988
89,787
20,204
0

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-120

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

Victim Services, Office of
Functional Total

FY 2011
Results
1,124
748,957

FY 2012
Results
1,395
740,327

FY 2013
Updated
1,418
687,149

FY 2014
Projected
1,449
677,000

FY 2015
Projected
1,468
709,820

FY 2016
Projected
1,488
738,849

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

31,367
34
36,097
1,876
1,950,522
2,019,896

33,794
169
39,666
3,197
2,398,748
2,475,574

27,942
1,003
42,628
0
2,318,847
2,390,420

28,641
1,003
43,656
0
2,397,790
2,471,090

29,357
1,003
44,593
0
2,449,965
2,524,918

30,091
1,003
45,554
0
2,503,465
2,580,113

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

1,596
106,933
106,933
108,529

1,822
111,307
111,307
113,129

1,922
152,817
152,817
154,739

1,922
239,557
239,557
241,479

1,922
216,318
216,318
218,240

1,922
108,868
108,868
110,790

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

7,651
1,524
145
63,486
91
0
78,513
184
22,463
131,898
532
777
116
11,570
358
89,313
15,164
661
424,446

6,852
1,311
79
4,187
75
0
77,370
342
14,856
120,208
478
725
3
13,166
367
83,181
8,502
586
332,288

7,233
1,489
213
8,970
137
0
110,416
527
23,338
136,571
441
850
0
18,507
201
91,480
8,408
1,492
410,273

6,035
1,506
219
22,925
140
136,336
107,052
588
27,500
0
545
3,296
0
20,476
212
94,048
7,710
1,009
429,597

6,170
1,889
225
946
140
139,785
87,625
669
29,125
0
758
1,318
0
21,967
221
96,380
9,970
1,017
398,205

6,296
1,894
225
967
141
139,785
89,117
711
39,131
0
758
1,340
0
22,190
221
96,380
9,239
1,042
409,437

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

28,521
1,917
347,688
55,774
48,440
23
482,363

31,825
3,046
367,763
62,521
45,281
119
510,555

30,723
2,678
395,150
62,316
53,511
134
544,512

32,809
2,776
407,630
60,221
54,825
134
558,395

33,655
2,843
445,960
61,535
56,172
150
600,315

34,517
2,911
484,252
63,083
57,552
137
642,452

1,726
62,846
2,669
67,241

1,585
45,732
2,651
49,968

0
46,925
1,798
48,723

0
46,925
(123,173)
(76,248)

0
46,925
(128,120)
(81,195)

0
46,925
(128,076)
(81,151)

5,979,323

6,347,951

6,402,287

ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

T-121

6,529,025

6,657,677

6,719,582

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Racing and Wagering Board, State
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

5,749
4,125
21
1,406
66,829
20,885
3,517
102,532

2,422
3,572
0
2,342
78,741
19,550
2,283
108,910

3,022
3,890
28
1,638
66,930
20,797
3,054
99,359

3,313
4,546
28
1,638
86,170
23,916
0
119,611

3,301
4,685
28
1,670
88,824
25,111
0
123,619

3,512
4,932
28
1,704
94,279
27,261
0
131,716

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

47,382
2,268
2,719
52,369

47,190
2,389
655
50,234

46,833
0
4,199
51,032

48,211
0
4,341
52,552

47,640
0
4,514
52,154

49,363
0
4,568
53,931

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

27,958
2,519
30,477

25,239
13,072
38,311

25,158
7,551
32,709

29,342
8,698
38,040

30,419
8,924
39,343

33,275
9,542
42,817

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

0
60,449
60,449
8,999
318
69,766

0
55,907
55,907
8,797
232
64,936

235
59,690
59,690
10,738
0
70,663

235
63,630
63,630
10,749
0
74,614

235
65,445
65,445
10,980
0
76,660

235
68,806
68,806
11,264
0
80,305

12,215
12,215
19,849
1,047
107,407
47,451
47,451
56
43,152
231,177

12,485
12,485
18,713
49
108,624
43,241
43,241
46
41,151
224,309

12,429
12,429
21,000
1,969
122,558
44,123
44,123
221
44,453
246,753

11,551
11,551
23,969
2,075
146,425
44,463
44,463
221
50,812
279,516

11,893
11,893
25,371
2,203
143,806
44,973
44,973
222
52,058
280,526

12,312
12,312
26,229
2,330
153,295
44,973
44,973
224
55,758
295,121

28,419
12,184
16,235
0
559,910
198,566
361,344
580,009
19
579,990
1,692
1,170,030

28,073
12,086
15,987
1,335
530,390
121,600
408,790
521,166
104,039
417,127
1,708
1,082,672

29,851
14,265
15,586
461
575,346
139,211
436,135
557,731
70
557,661
1,581
1,164,970

33,561
16,430
17,131
604
620,810
162,323
458,487
628,153
74
628,079
1,379
1,284,507

35,519
17,270
18,249
692
666,243
176,011
490,232
663,853
74
663,779
1,491
1,367,798

38,518
18,597
19,921
718
734,767
191,247
543,520
726,251
74
726,177
1,604
1,501,858

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

2,757
252
3,112
0
8,228
21,329
1
598
888
37,165

1,120
375
3,896
83
6,021
19,372
0
120
1,817
32,804

1,490
395
3,815
285
6,749
21,124
0
0
2,103
35,961

1,476
3,164
3,880
445
6,749
22,012
0
0
2,297
40,023

1,481
1,702
3,914
464
6,749
22,639
0
0
2,382
39,331

1,484
3,320
3,982
489
6,749
23,929
0
0
2,563
42,516

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York

6,400
115
14,885
4,477
528,116

6,355
73
12,794
5,816
559,990

6,152
99
15,066
0
596,114

6,337
99
16,259
0
605,217

6,527
99
16,763
0
625,001

6,723
99
17,749
0
645,787

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-122

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
553,993

FY 2012
Results
585,028

FY 2013
Updated
617,431

FY 2014
Projected
627,912

FY 2015
Projected
648,390

FY 2016
Projected
670,358

EDUCATION
Education, Department of
All Other
Functional Total

64,236
64,236
64,236

69,217
69,217
69,217

70,797
70,797
70,797

76,718
76,718
76,718

80,147
80,147
80,147

84,047
84,047
84,047

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Functional Total

1,744
219
162
0
0
1,290
9,955
10,286
23,256
431
47,343

2,081
241
164
126
0
1,495
9,822
8,981
11,634
233
34,777

2,232
168
191
0
0
1,901
11,743
11,265
21,522
350
49,372

2,066
168
208
0
17,166
2,136
0
13,511
22,820
350
58,425

2,402
172
225
0
17,490
2,208
0
13,814
23,047
350
59,708

2,599
176
225
0
17,490
2,354
0
14,685
23,047
350
60,926

1,382
551,599
15,662
568,643

2,689
601,846
15,328
619,863

2,061
584,398
22,638
609,097

1,582
643,830
26,529
671,941

1,653
683,352
26,846
711,851

1,778
717,306
28,481
747,565

ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total

3,426,460
6,898
3,433,358

3,938,106
5,244
3,943,350

3,848,192
5,701
3,853,893

4,208,544
5,824
4,214,368

4,491,920
5,907
4,497,827

4,704,503
5,986
4,710,489

TOTAL GENERAL STATE CHARGES SPENDING

6,361,089

6,854,411

6,902,037

7,538,227

7,977,354

8,421,649

Functional Total

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

T-123

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

17,956
0
821
8,446
14,629
0
3,718
45,570

15,506
12,500
29,381
97,565
12,400
2,500
5,000
174,852

9,277
12,500
32,645
132,602
12,000
2,500
5,000
206,524

7,330
5,000
19,859
135,003
13,000
1,500
5,000
186,692

3,500
5,000
15,000
85,832
13,000
1,500
5,000
128,832

305,327
356
15,216
58,361
379,260

303,054
274
216
32,095
335,639

398,242
0
3,816
86,341
488,399

362,631
0
0
59,627
422,258

335,559
0
0
46,940
382,499

301,102
0
0
33,228
334,330

0
204,814
0
3,082,367
3,287,181

0
186,910
0
3,017,285
3,204,195

150,000
183,195
1,800
3,111,721
3,446,716

0
198,874
1,800
3,141,624
3,342,298

0
203,658
1,800
2,877,161
3,082,619

310,000
213,727
1,800
2,610,257
3,135,784

7,468
7,468
7,468

7,272
7,272
7,272

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Functional Total

18,245
18,245
3,000
21,245

20,494
20,494
2,300
22,794

20,900
20,900
3,000
23,900

20,900
20,900
3,002
23,902

20,900
20,900
3,002
23,902

20,900
20,900
3,004
23,904

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

1,678
1,678
69,686
69,686
23,618
23,618
94,982

146
146
63,011
63,011
38,419
38,419
101,576

9,880
9,880
77,570
77,570
45,220
45,220
132,670

13,196
13,196
77,598
77,598
39,220
39,220
130,014

13,083
13,083
77,680
77,680
39,220
39,220
129,983

13,083
13,083
77,783
77,783
39,220
39,220
130,086

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

216,232
0
2,416
23,746
535
14,597
257,526

239,799
17,754
4,476
16,092
125
30,466
308,712

235,697
0
16,000
27,041
0
37,800
316,538

268,461
0
13,100
26,996
0
17,874
326,431

274,494
0
5,500
43,507
0
13,865
337,366

271,860
0
400
41,607
0
13,865
327,732

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total

9,601
(432)
852,320
861,489

25,182
406
1,013,908
1,039,496

52,127
0
1,123,385
1,175,512

53,066
0
1,069,284
1,122,350

46,725
0
1,196,517
1,243,242

41,958
0
1,120,167
1,162,125

4,631
4,631
4,631

8,230
8,230
8,230

32,637
32,637
32,637

33,118
33,118
33,118

18,400
18,400
18,400

23,400
23,400
23,400

61,188
1,373
2,883
65,444

74,801
0
0
74,801

66,578
0
0
66,578

59,309
0
0
59,309

69,883
0
0
69,883

69,883
0
0
69,883

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Health, Department of
Public Health
Functional Total

EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total

5,205
(427)
7,991
4,810
16,403
0
3,561
37,543

FY 2012
Results

T-124

CASH DISBURSEMENTS BY FUNCTION
ALL GOVERNMENTAL FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2011
Results

ELECTED OFFICIALS
Judiciary
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS SPENDING

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

9,640
9,640

2,311
2,311

0
0

0
0

0
0

0
0

105,219
105,219

125,940
125,940

91,000
91,000

104,000
104,000

96,000
96,000

40,000
40,000

5,131,628

5,276,536

5,962,302

5,783,704

5,584,086

5,389,576

T-125

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

82,828
16,706
10
30,190
103,950
931,654
31,710
507,291
3,534
73,076
21,573
5,248
3,561
1,811,331

96,414
16,616
0
17,655
144,632
953,805
31,567
506,105
3,596
66,124
19,553
6,058
3,718
1,865,843

90,595
16,960
70
12,500
136,324
521,153
28,558
486,283
3,079
67,453
18,248
2,500
5,000
1,388,723

85,935
18,175
0
12,500
122,294
658,882
28,158
513,675
3,206
73,989
0
2,500
5,000
1,524,314

89,262
18,742
0
5,000
97,889
678,275
29,477
518,571
3,288
77,125
0
1,500
5,000
1,524,129

84,848
19,188
0
5,000
93,285
507,641
29,808
526,626
3,288
81,199
0
1,500
5,000
1,357,383

4,637
662,504
9,746
15,216
253,619
945,722

4,299
651,642
10,347
216
226,698
893,202

4,146
719,036
0
3,816
278,280
1,005,278

4,175
679,048
0
0
243,193
926,416

4,251
652,079
0
0
233,062
889,392

4,337
621,848
0
0
221,430
847,615

216,912
300,776
1,478
6,287,184
6,806,350

194,500
279,072
2,163
6,353,525
6,829,260

333,600
276,821
1,800
6,616,982
7,229,203

183,600
298,569
1,800
6,765,058
7,249,027

183,600
306,023
1,800
6,778,516
7,269,939

328,571
321,741
1,800
6,834,221
7,486,333

118,718
14,607,760
11,400,560
538,370
2,668,830
28,084
37,289
14,791,851

113,753
18,156,155
14,778,525
533,293
2,844,337
25,284
43,702
18,338,894

117,434
18,785,632
15,342,913
568,750
2,873,969
24,789
43,500
18,971,355

117,051
19,581,946
16,017,013
552,250
3,012,683
24,777
51,000
19,774,774

123,618
19,937,457
16,601,713
502,750
2,832,994
25,163
61,373
20,147,611

130,464
20,579,905
17,507,579
443,250
2,629,076
25,199
62,673
20,798,241

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

2,012,107
1,942,752
69,355
214,800
14,165
71,832
381
1,956
1,415,873
1,043,865
372,008
1,150
194,002
3,926,266

1,918,848
1,805,680
113,168
195,084
12,000
60,962
332
1,802
1,609,788
1,266,866
342,922
441
199,035
3,998,292

1,882,276
1,794,782
87,494
203,006
11,197
68,377
601
2,098
1,749,231
1,405,273
343,958
1,407
196,210
4,114,403

2,055,234
1,965,425
89,809
199,571
11,376
72,600
683
2,298
1,634,927
1,296,673
338,254
1,427
201,791
4,179,907

2,266,102
2,172,541
93,561
203,338
11,687
68,176
687
2,250
1,544,441
1,195,022
349,419
1,456
205,077
4,303,214

2,342,898
2,245,260
97,638
210,778
12,032
70,399
687
2,295
1,570,724
1,221,735
348,989
1,468
212,064
4,423,345

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

447,896
336,208
111,688
3,250,569
1,492,515
1,758,054
345
4,322,045
515,378
3,806,667
8,213
8,029,068

463,573
371,684
91,889
3,121,765
1,238,438
1,883,327
411
4,373,199
945,451
3,427,748
7,584
7,966,532

474,840
386,356
88,484
3,205,997
1,367,562
1,838,435
0
4,323,182
484,528
3,838,654
9,505
8,013,524

487,606
407,246
80,360
3,380,205
1,456,273
1,923,932
0
4,525,588
504,280
4,021,308
10,259
8,403,658

577,230
494,202
83,028
3,691,036
1,655,907
2,035,129
0
4,699,159
528,524
4,170,635
10,548
8,977,973

598,071
511,268
86,803
3,997,726
1,796,411
2,201,315
0
4,987,147
548,114
4,439,033
10,849
9,593,793

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of

2,419
2,803,925
0
213,480

2,251
2,716,925
0
215,019

2,672
2,945,478
0
230,926

2,711
2,852,366
11,500
228,760

2,787
2,929,992
11,500
225,194

2,864
3,084,242
12,500
226,628

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Development Authority of the North Country
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Regional Economic Development Program
Strategic Investment Program
Functional Total
PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

T-126

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
(thousands of dollars)
FY 2011
Results
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
35,714
90,793
4,944
39,023
496
692,423
9,070
28,253
34,594
3,955,134

FY 2012
Results
38,565
32,705
62,701
4,979
39,755
125
660,844
17,596
87,696
35,194
3,914,355

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

1,315,913
370
33,834
889,588
18,915
6,733,419
8,992,039

1,341,784
449
26,836
1,000,527
22,625
7,491,580
9,883,801

1,391,629
1,300
36,492
1,015,753
0
7,716,186
10,161,360

1,507,666
1,300
10,000
1,083,608
0
7,754,377
10,356,951

1,566,038
1,300
0
1,098,530
0
8,034,812
10,700,680

1,631,407
1,300
0
1,112,391
0
8,116,145
10,861,243

45,173
26,730,429
21,848,300
3,234,014
924,218
723,897
26,775,602

33,659
24,771,504
19,661,924
3,232,883
1,175,990
700,707
24,805,163

40,053
25,508,738
20,056,331
3,276,067
1,357,636
818,704
25,548,791

36,055
26,581,811
20,910,635
3,459,375
1,455,616
756,185
26,617,866

36,101
27,635,969
21,713,727
3,641,726
1,546,216
734,300
27,672,070

36,151
28,814,777
22,671,362
3,743,568
1,657,416
742,431
28,850,928

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

33,825
17,896
681
6,186
3,000
0
189,821
5,703
32,335
162,910
3,988
3,794
1,653
76,851
3,134
441,466
26,987
14,069
1,024,299

32,762
14,836
621
9,815
2,604
0
196,290
5,409
23,215
150,306
3,675
3,217
83
61,000
2,850
401,033
19,640
12,884
940,240

33,550
14,825
796
7,735
2,688
0
225,543
5,915
27,938
172,990
3,731
3,700
0
71,124
3,101
415,599
21,994
14,106
1,025,335

33,550
15,222
826
5,175
2,864
187,589
222,774
6,783
33,037
0
4,040
6,705
0
63,919
3,174
418,545
21,305
13,442
1,038,950

35,071
16,775
858
35,316
2,786
191,903
215,211
7,036
35,244
0
3,804
4,819
0
66,423
3,255
429,888
23,877
13,275
1,085,541

36,502
17,179
867
5,462
2,869
192,536
217,337
7,262
46,260
0
3,896
4,939
0
68,031
3,309
436,603
23,485
13,503
1,080,040

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

171,821
12,880
2,549,908
169,761
222,536
304
3,127,210

169,817
13,256
2,545,494
168,624
197,163
408
3,094,762

173,479
13,578
2,546,998
179,139
218,795
614
3,132,603

175,800
14,376
2,679,944
177,633
221,349
614
3,269,716

179,344
14,888
2,805,004
182,598
223,945
665
3,406,444

183,533
15,641
2,934,500
188,090
226,583
680
3,549,027

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

3,432,021
5,677,515
49,061
9,158,597

3,941,782
5,909,754
57,204
9,908,740

3,848,192
6,146,701
52,177
10,047,070

4,208,544
6,462,370
(37,945)
10,632,969

90,118,799

93,192,876

95,628,417

98,904,218

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE FUNDS SPENDING

T-127

FY 2013
Updated
76,000
103,742
62,244
5,452
37,740
600
700,254
29,701
0
32,741
4,227,550

FY 2014
Projected
64,702
141,722
62,999
5,588
37,823
600
685,553
28,625
0
35,003
4,157,952

FY 2015
Projected
(400)
127,147
78,634
5,795
42,688
600
686,514
29,926
0
35,202
4,175,579

FY 2016
Projected
0
121,172
78,675
5,990
41,159
600
701,299
31,264
0
35,507
4,341,900

4,491,920
6,530,775
(106,517)
10,916,178
101,851,577

4,704,503
6,691,841
(161,353)
11,234,991
105,216,513

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

15,014
10
30,617
75,494
926,844
9,157
228,152
0
5,248
1,290,536

24,603
0
17,655
110,082
945,359
8,140
217,470
0
6,058
1,329,367

22,339
70
0
84,264
423,588
9,234
216,952
90
0
756,537

22,297
0
0
66,229
526,280
9,234
216,952
200
0
841,192

24,697
0
0
54,772
543,272
9,418
216,952
200
0
849,311

23,097
0
0
54,772
421,809
9,607
216,952
200
0
726,437

70,523
0
16,933
87,456

74,946
1,180
12,121
88,247

61,325
0
16,112
77,437

59,042
0
7,600
66,642

59,042
0
7,600
66,642

59,042
0
7,600
66,642

216,912
1,478
4,266,828
4,485,218

194,500
2,163
4,243,459
4,440,122

183,600
0
4,444,675
4,628,275

183,600
0
4,638,374
4,821,974

183,600
0
4,725,238
4,908,838

18,571
0
4,810,299
4,828,870

117,041
13,995,374
11,377,313
538,370
2,079,691
14,112,415

111,616
17,561,651
14,763,303
533,293
2,265,055
17,673,267

115,697
18,141,564
15,291,558
568,750
2,281,256
18,257,261

115,314
18,885,959
15,960,658
552,250
2,373,051
19,001,273

121,881
19,213,420
16,545,858
502,750
2,164,812
19,335,301

128,689
19,831,608
17,451,724
443,250
1,936,634
19,960,297

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
OCFS - Other
Housing and Community Renewal, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

1,670,267
1,600,912
69,355
137,588
11,237
0
666
1,247,339
1,043,865
203,474
3,067,097

1,603,904
1,490,736
113,168
124,044
3,665
38
541
1,458,453
1,266,866
191,587
3,190,645

1,543,111
1,455,617
87,494
130,604
4,987
350
685
1,552,766
1,405,273
147,493
3,232,503

1,715,131
1,625,322
89,809
122,544
2,875
350
685
1,429,769
1,296,673
133,096
3,271,354

1,941,082
1,847,521
93,561
124,196
150
350
685
1,328,118
1,195,022
133,096
3,394,581

2,021,050
1,923,412
97,638
129,196
150
350
685
1,356,231
1,221,735
134,496
3,507,662

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

336,995
287,906
49,089
1,165,624
742,212
423,412
2,176,345
498,380
1,677,965
623
3,679,587

359,683
327,532
32,151
1,155,718
747,570
408,148
2,327,726
696,088
1,631,638
560
3,843,687

362,628
329,948
32,680
1,150,206
767,557
382,649
2,238,541
439,132
1,799,409
620
3,751,995

368,008
346,683
21,325
1,224,197
835,947
388,250
2,319,011
464,879
1,854,132
620
3,911,836

453,510
432,185
21,325
1,417,651
1,001,957
415,694
2,419,003
489,123
1,929,880
620
4,290,784

467,589
446,264
21,325
1,575,097
1,114,347
460,750
2,558,324
508,713
2,049,611
620
4,601,630

10,386
0
150,003
0
17,552
65,769
3,659
0
29,185
276,554

5,594
0
151,076
0
19,575
62,292
3,761
18,369
29,239
289,906

6,051
0
159,811
77,000
36,717
61,100
867
0
26,182
367,728

6,000
11,500
155,101
86,126
89,290
61,400
850
0
28,182
438,449

1,182,813
34,266
813,707

1,202,410
26,430
923,514

1,219,184
36,492
935,933

1,342,367
10,000
1,001,349

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Development Authority of the North Country
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Regional Economic Development Program
Functional Total
PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Corrections and Community Supervision Medicaid, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total
HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
Higher Education Services Corporation, New York State

T-128

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

6,000
11,500
154,911
(400)
87,089
77,000
850
0
28,182
365,132

1,405,128
0
1,014,412

FY 2016
Projected

6,000
12,500
154,911
0
84,973
77,000
850
0
28,182
364,416

1,473,272
0
1,025,891

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
473,053
2,503,839

FY 2012
Results
488,115
2,640,469

FY 2013
Updated
462,404
2,654,013

FY 2014
Projected
468,051
2,821,767

FY 2015
Projected
468,051
2,887,591

FY 2016
Projected
468,051
2,967,214

40,479
26,564,820
21,848,300
3,234,014
924,218
558,288
26,605,299

29,571
24,606,829
19,661,924
3,232,883
1,175,990
536,032
24,636,400

35,933
25,320,934
20,056,331
3,276,067
1,357,636
630,900
25,356,867

31,933
26,387,707
20,910,635
3,459,375
1,455,616
562,081
26,419,640

31,933
27,456,509
21,713,727
3,641,726
1,546,216
554,840
27,488,442

31,933
28,627,971
22,671,362
3,743,568
1,657,416
555,625
28,659,904

582
28
24,495
5,270
2,086
8,044
40,505

415
0
12,916
6,487
682
7,572
28,072

2,700
19
16,118
926
0
8,117
27,880

0
0
3,877
926
0
7,517
12,320

30,000
0
3,877
926
0
7,577
42,380

0
0
3,877
926
0
7,637
12,440

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Functional Total

31,598
119,798
151,396

32,005
114,108
146,113

32,024
106,700
138,724

32,024
121,700
153,724

32,024
121,700
153,724

32,024
121,700
153,724

LOCAL GOVERNMENT ASSISTANCE
Aid and Incentives for Municipalities
Efficiency Incentive Grants Program
Miscellaneous Financial Assistance
Municipalities with VLT Facilities
Small Government Assistance
Functional Total

738,940
4,604
3,920
25,800
2,066
775,330

721,034
4,714
1,960
25,867
217
753,792

728,181
6,956
2,000
25,867
218
763,222

739,188
4,485
1,960
25,867
218
771,718

752,782
2,000
1,960
25,867
218
782,827

763,629
0
1,960
25,867
218
791,674

ALL OTHER CATEGORIES
Miscellaneous
Functional Total

(33,259)
(33,259)

(44,673)
(44,673)

(23,724)
(23,724)

22,966
22,966

(32,829)
(32,829)

(31,829)
(31,829)

State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
Special Education Categorical Programs
All Other
Functional Total
GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

57,041,973

T-129

59,015,414

59,988,718

62,554,855

64,532,724

66,609,081

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
STATE OPERATIONS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

57,860
12,581
20,444
4,744
212,310
3,534
52,777
18,056
382,306

52,515
13,044
33,729
6,456
210,028
3,596
47,386
17,270
384,024

51,187
13,070
22,651
5,286
202,401
3,079
47,297
15,194
360,165

52,812
13,629
23,392
5,286
210,553
3,206
50,665
0
359,543

55,624
14,057
23,230
5,389
212,795
3,288
52,499
0
366,882

56,522
14,256
23,485
5,497
215,395
3,288
54,454
0
372,897

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,637
255,522
7,122
177,022
444,303

4,299
245,162
6,504
183,216
439,181

4,146
235,215
0
174,936
414,297

4,175
231,807
0
174,936
410,918

4,251
232,772
0
177,429
414,452

4,337
235,599
0
179,464
419,400

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

68,522
33,454
101,976

67,400
35,857
103,257

69,091
25,749
94,840

71,593
26,447
98,040

73,154
26,402
99,556

76,063
27,019
103,082

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,677
571,324
23,247
548,077
27,990
36,971
637,962

2,137
555,256
15,222
540,034
25,258
43,470
626,121

1,737
595,989
51,355
544,634
24,789
43,500
666,015

1,737
645,031
56,355
588,676
24,777
51,000
722,545

1,737
671,834
55,855
615,979
25,163
61,373
760,107

1,775
693,807
55,855
637,952
25,199
62,673
783,454

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

321,270
321,270
61,015
14,165
44,994
381
1,290
167,085
167,085
1,094
150,850
762,144

292,769
292,769
55,910
12,000
42,274
294
1,261
150,451
150,451
395
157,884
713,238

315,749
315,749
55,222
11,197
48,081
251
1,413
196,465
196,465
1,186
151,757
781,321

316,583
316,583
57,669
11,376
51,934
333
1,613
205,158
205,158
1,206
150,979
796,851

301,463
301,463
58,644
11,687
49,028
337
1,565
216,323
216,323
1,234
153,019
793,300

298,244
298,244
60,173
12,032
50,121
337
1,610
214,493
214,493
1,244
156,306
794,560

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

80,818
34,454
46,364
1,455,854
482,556
973,298
345
1,542,092
(6,620)
1,548,712
6,573
3,085,682

75,671
31,920
43,751
1,372,952
306,563
1,066,389
411
1,485,935
106,952
1,378,983
5,948
2,940,917

72,481
32,263
40,218
1,403,165
383,514
1,019,651
0
1,481,760
176
1,481,584
7,698
2,965,104

75,276
33,372
41,904
1,457,943
380,748
1,077,195
0
1,539,278
181
1,539,097
8,369
3,080,866

78,050
34,596
43,454
1,529,788
400,585
1,129,203
0
1,577,157
181
1,576,976
8,553
3,193,548

81,826
36,269
45,557
1,610,419
413,374
1,197,045
0
1,663,426
181
1,663,245
8,748
3,364,419

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network

2,419
2,575,307
63,391
0
15,550
25,024
4,944
28,398
0
657,091
9,069
27,655

2,251
2,471,532
63,882
20,811
8,654
326
4,979
27,440
0
611,384
17,596
69,207

2,672
2,703,688
70,920
(1,000)
50,126
859
5,452
26,944
600
641,330
29,701
0

2,711
2,577,860
73,581
(21,424)
38,368
1,154
5,588
27,089
600
645,667
28,625
0

2,787
2,649,450
70,203
0
33,560
1,170
5,795
27,443
600
650,010
29,926
0

2,864
2,806,331
71,632
0
34,733
1,186
5,990
27,814
600
663,505
31,264
0

T-130

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
STATE OPERATIONS
(thousands of dollars)

Victim Services, Office of
Functional Total

FY 2011
Results
4,521
3,413,369

FY 2012
Results
4,138
3,302,200

FY 2013
Updated
4,782
3,536,074

FY 2014
Projected
4,878
3,384,697

FY 2015
Projected
4,992
3,475,936

FY 2016
Projected
5,134
3,651,053

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

117,099
255
61,052
14,438
4,880,006
5,072,850

107,837
376
64,233
16,809
5,429,621
5,618,876

114,166
1,201
65,173
0
5,534,334
5,714,874

105,896
1,201
66,419
0
5,611,876
5,785,392

107,658
1,201
67,774
0
5,745,294
5,921,927

109,454
1,201
69,170
0
5,882,191
6,062,016

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

4,694
131,572
131,572
136,266

4,088
126,159
126,159
130,247

4,120
126,613
126,613
130,733

4,122
129,292
129,292
133,414

4,168
128,576
128,576
132,744

4,218
129,276
129,276
133,494

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

32,081
17,677
519
5,604
3,000
0
127,315
5,703
32,335
152,955
3,988
3,794
1,653
41,797
3,134
412,940
22,018
6,025
872,538

30,681
14,595
457
9,400
2,604
0
119,994
5,409
23,215
140,484
3,675
3,217
83
40,716
2,850
382,913
18,958
5,312
804,563

31,318
14,657
605
5,035
2,688
0
157,045
5,915
27,938
161,247
3,731
3,700
0
46,054
3,101
393,151
21,994
5,989
884,168

31,484
15,054
618
5,175
2,864
170,423
161,329
6,783
33,037
0
4,040
6,705
0
49,183
3,174
394,799
21,305
5,925
911,898

32,669
16,603
633
5,316
2,786
174,413
143,120
7,036
35,244
0
3,804
4,819
0
51,309
3,255
405,915
23,877
5,698
916,497

33,903
17,003
642
5,462
2,869
175,046
145,100
7,262
46,260
0
3,896
4,939
0
52,178
3,309
412,630
23,485
5,866
939,850

138,841
12,880
1,868,890
161,877
222,536
304
2,405,328

135,123
13,256
1,827,308
160,461
197,163
408
2,333,719

139,394
13,578
1,855,900
165,109
218,795
614
2,393,390

142,194
14,376
1,914,414
162,671
221,349
614
2,455,618

145,667
14,888
1,999,952
166,906
223,945
665
2,552,023

149,731
15,641
2,095,494
171,479
226,583
680
2,659,608

5,561
62,846
4,886
73,293

3,676
45,732
5,007
54,415

0
46,925
4,200
51,125

17,388,017

17,450,758

17,992,106

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL STATE OPERATIONS SPENDING

T-131

0
46,925
(170,735)
(123,810)
18,015,972

0
46,925
(175,595)
(128,670)
18,498,302

0
46,925
(175,510)
(128,585)
19,155,248

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

31,416
8,512
13,906
2,894
152,126
2,890
41,801
12,062
265,607

27,412
7,720
11,354
4,776
142,332
2,849
38,749
10,940
246,132

27,500
7,527
12,629
3,432
144,757
2,485
38,828
9,059
246,217

28,449
8,195
13,852
3,432
152,595
2,522
41,680
0
250,725

29,774
8,308
13,424
3,500
154,769
2,548
43,309
0
255,632

30,436
8,370
13,679
3,570
157,291
2,548
45,053
0
260,947

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

4,234
186,181
6,060
135,297
331,772

3,779
188,153
5,454
138,928
336,314

3,791
173,639
0
128,763
306,193

3,820
173,218
0
129,318
306,356

3,896
176,893
0
131,176
311,965

3,982
179,581
0
133,211
316,774

51,578
10,853
62,431

48,313
9,818
58,131

49,130
10,397
59,527

50,650
10,751
61,401

51,790
10,999
62,789

54,228
11,275
65,503

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1,641
289,860
500
289,360
20,818
534
312,853

1,931
267,998
1,438
266,560
19,738
441
290,108

1,555
275,644
500
275,144
18,373
468
296,040

1,555
294,115
500
293,615
18,031
472
314,173

1,555
311,884
500
311,384
18,067
472
331,978

1,586
333,936
500
333,436
18,103
472
354,097

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

192,793
192,793
46,367
12,932
32,161
304
1,098
62,305
62,305
434
89,052
437,446

177,205
177,205
40,611
10,679
29,954
292
1,040
51,870
51,870
364
85,890
397,905

186,486
186,486
42,345
10,283
29,625
210
1,260
77,688
77,688
701
86,300
434,898

179,734
179,734
44,323
10,345
32,567
325
1,388
85,979
85,979
721
91,587
446,969

163,447
163,447
45,161
10,625
33,273
328
1,443
90,656
90,656
738
92,301
437,972

161,672
161,672
46,570
10,940
33,967
328
1,477
93,056
93,056
748
94,633
443,391

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

59,596
25,103
34,493
1,145,258
405,776
739,482
1,168,196
0
1,168,196
5,430
2,378,480

54,920
22,801
32,119
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
4,856
2,265,926

53,931
24,021
29,910
1,115,572
303,855
811,717
1,119,528
0
1,119,528
6,480
2,295,511

56,407
24,854
31,553
1,153,231
300,485
852,746
1,165,242
0
1,165,242
7,090
2,381,970

58,624
25,830
32,794
1,206,034
320,678
885,356
1,191,675
0
1,191,675
7,241
2,463,574

61,879
27,263
34,616
1,267,066
328,804
938,262
1,267,575
0
1,267,575
7,404
2,603,924

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

2,082
2,043,633
34,806
0
6,531
8
3,723
19,260
0
582,393
3,977
8,076
3,761

1,890
1,959,956
32,972
9,685
6,837
259
3,794
17,152
0
557,865
7,554
7,006
3,109

2,398
2,231,528
32,419
0
16,951
569
4,093
16,525
600
561,224
10,814
0
3,866

2,414
2,085,747
34,510
0
17,032
802
4,135
16,655
600
560,932
10,895
0
3,931

2,481
2,136,867
35,363
0
16,151
810
4,237
16,861
600
567,737
10,977
0
4,026

2,548
2,272,313
36,326
0
16,733
818
4,357
17,080
600
576,218
11,060
0
4,148

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-132

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total
ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2011
Results
2,708,250

FY 2012
Results
2,608,079

FY 2013
Updated
2,880,987

FY 2014
Projected
2,737,653

FY 2015
Projected
2,796,110

FY 2016
Projected
2,942,201

85,732
221
32,756
12,562
3,239,364
3,370,635

74,043
207
28,789
13,612
3,324,528
3,441,179

86,224
198
28,342
0
3,443,118
3,557,882

77,255
198
28,560
0
3,441,717
3,547,730

78,301
198
28,978
0
3,522,960
3,630,437

79,363
198
29,413
0
3,606,357
3,715,331

3,098
90,078
90,078
93,176

2,266
80,475
80,475
82,741

2,298
79,548
79,548
81,846

2,300
81,861
81,861
84,161

2,346
82,298
82,298
84,644

2,396
83,025
83,025
85,421

24,430
16,153
374
4,205
2,909
0
56,079
5,519
9,872
21,057
3,456
3,017
1,537
31,270
2,776
323,767
11,208
5,570
523,199

23,829
13,284
378
4,065
2,529
0
48,873
5,067
8,359
20,276
3,197
2,492
80
28,357
2,483
300,408
10,456
4,868
479,001

24,085
13,168
392
4,065
2,551
0
51,616
5,388
4,600
24,676
3,290
2,850
0
31,445
2,900
301,881
13,586
5,050
491,543

25,449
13,548
399
4,250
2,724
34,087
59,264
6,195
5,537
0
3,495
3,409
0
32,693
2,962
300,966
13,595
5,481
514,054

26,499
14,714
408
4,370
2,646
34,628
60,482
6,367
6,119
0
3,046
3,501
0
33,425
3,034
309,755
13,907
5,259
528,160

27,607
15,109
417
4,495
2,728
35,261
60,970
6,551
7,129
0
3,138
3,599
0
34,086
3,088
316,470
14,246
5,416
540,310

110,320
10,963
1,525,120
111,750
174,096
281
1,932,530

103,298
10,210
1,464,351
106,462
151,882
289
1,836,492

108,671
10,900
1,468,250
110,920
165,284
480
1,864,505

109,385
11,600
1,514,284
110,913
166,524
480
1,913,186

112,012
12,045
1,561,492
113,920
167,773
515
1,967,757

115,214
12,730
1,618,742
117,232
169,031
543
2,033,492

3,835
2,217
6,052

2,091
2,356
4,447

0
2,402
2,402

12,422,431

12,046,455

12,517,551

T-133

0
(47,562)
(47,562)
12,510,816

0
(47,475)
(47,475)
12,823,543

0
(47,434)
(47,434)
13,313,957

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

26,444
4,069
6,538
1,850
60,184
644
10,976
5,994
116,699

25,103
5,324
22,375
1,680
67,696
747
8,637
6,330
137,892

23,687
5,543
10,022
1,854
57,644
594
8,469
6,135
113,948

24,363
5,434
9,540
1,854
57,958
684
8,985
0
108,818

25,850
5,749
9,806
1,889
58,026
740
9,190
0
111,250

26,086
5,886
9,806
1,927
58,104
740
9,401
0
111,950

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

403
69,341
1,062
41,725
112,531

520
57,009
1,050
44,288
102,867

355
61,576
0
46,173
108,104

355
58,589
0
45,618
104,562

355
55,879
0
46,253
102,487

355
56,018
0
46,253
102,626

16,944
22,601
39,545

19,087
26,039
45,126

19,961
15,352
35,313

20,943
15,696
36,639

21,364
15,403
36,767

21,835
15,744
37,579

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

36
281,464
22,747
258,717
7,172
36,437
325,109

206
287,258
13,784
273,474
5,520
43,029
336,013

182
320,345
50,855
269,490
6,416
43,032
369,975

182
350,916
55,855
295,061
6,746
50,528
408,372

182
359,950
55,355
304,595
7,096
60,901
428,129

189
359,871
55,355
304,516
7,096
62,201
429,357

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

128,477
128,477
14,648
1,233
12,833
77
192
104,780
104,780
660
61,798
324,698

115,564
115,564
15,299
1,321
12,320
2
221
98,581
98,581
31
71,994
315,333

129,263
129,263
12,877
914
18,456
41
153
118,777
118,777
485
65,457
346,423

136,849
136,849
13,346
1,031
19,367
8
225
119,179
119,179
485
59,392
349,882

138,016
138,016
13,483
1,062
15,755
9
122
125,667
125,667
496
60,718
355,328

136,572
136,572
13,603
1,092
16,154
9
133
121,437
121,437
496
61,673
351,169

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

21,222
9,351
11,871
310,596
76,780
233,816
345
373,896
(6,620)
380,516
1,143
707,202

20,751
9,119
11,632
291,915
53,428
238,487
411
360,822
34,725
326,097
1,092
674,991

18,550
8,242
10,308
287,593
79,659
207,934
0
362,232
176
362,056
1,218
669,593

18,869
8,518
10,351
304,712
80,263
224,449
0
374,036
181
373,855
1,279
698,896

19,426
8,766
10,660
323,754
79,907
243,847
0
385,482
181
385,301
1,312
729,974

19,947
9,006
10,941
343,353
84,570
258,783
0
395,851
181
395,670
1,344
760,495

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correction, Commission of
Correctional Services, Department of
Criminal Justice Services, Division of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Judicial Commissions
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of

337
531,674
28,585
0
9,019
25,016
1,221
9,138
74,698
5,092
19,579
760

361
511,576
30,910
11,126
1,817
67
1,185
10,288
53,519
10,042
62,201
1,029

274
472,160
38,501
(1,000)
33,175
290
1,359
10,419
80,106
18,887
0
916

297
492,113
39,071
(21,424)
21,336
352
1,453
10,434
84,735
17,730
0
947

306
512,583
34,840
0
17,409
360
1,558
10,582
82,273
18,949
0
966

316
534,018
35,306
0
18,000
368
1,633
10,734
87,287
20,204
0
986

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-134

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results
705,119

FY 2012
Results
694,121

FY 2013
Updated
655,087

FY 2014
Projected
647,044

FY 2015
Projected
679,826

FY 2016
Projected
708,852

31,367
34
28,296
1,876
1,640,642
1,702,215

33,794
169
35,444
3,197
2,105,093
2,177,697

27,942
1,003
36,831
0
2,091,216
2,156,992

28,641
1,003
37,859
0
2,170,159
2,237,662

29,357
1,003
38,796
0
2,222,334
2,291,490

30,091
1,003
39,757
0
2,275,834
2,346,685

1,596
41,494
41,494
43,090

1,822
45,684
45,684
47,506

1,822
47,065
47,065
48,887

1,822
47,431
47,431
49,253

1,822
46,278
46,278
48,100

1,822
46,251
46,251
48,073

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
Public Integrity, Commission on
Regulatory Reform, Governor's Office of
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total

7,651
1,524
145
1,399
91
0
71,236
184
22,463
131,898
532
777
116
10,527
358
89,173
10,810
455
349,339

6,852
1,311
79
5,335
75
0
71,121
342
14,856
120,208
478
725
3
12,359
367
82,505
8,502
444
325,562

7,233
1,489
213
970
137
0
105,429
527
23,338
136,571
441
850
0
14,609
201
91,270
8,408
939
392,625

6,035
1,506
219
925
140
136,336
102,065
588
27,500
0
545
3,296
0
16,490
212
93,833
7,710
444
397,844

6,170
1,889
225
946
140
139,785
82,638
669
29,125
0
758
1,318
0
17,884
221
96,160
9,970
439
388,337

6,296
1,894
225
967
141
139,785
84,130
711
39,131
0
758
1,340
0
18,092
221
96,160
9,239
450
399,540

ELECTED OFFICIALS
Audit and Control, Department of
Executive Chamber
Judiciary
Law, Department of
Legislature
Lieutenant Governor, Office of the
Functional Total

28,521
1,917
343,770
50,127
48,440
23
472,798

31,825
3,046
362,957
53,999
45,281
119
497,227

30,723
2,678
387,650
54,189
53,511
134
528,885

32,809
2,776
400,130
51,758
54,825
134
542,432

33,655
2,843
438,460
52,986
56,172
150
584,266

34,517
2,911
476,752
54,247
57,552
137
626,116

1,726
62,846
2,669
67,241

1,585
45,732
2,651
49,968

0
46,925
1,798
48,723

0
46,925
(123,173)
(76,248)

0
46,925
(128,120)
(81,195)

0
46,925
(128,076)
(81,151)

4,965,586

5,404,303

5,474,555

Functional Total
HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total
EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

ALL OTHER CATEGORIES
General State Charges
Long-Term Debt Service
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

T-135

5,505,156

5,674,759

5,841,291

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Racing and Wagering Board, State
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

4,749
4,125
21
1,406
66,829
20,299
3,517
100,946

1,340
3,572
0
2,342
78,607
18,738
2,283
106,882

1,563
3,890
28
1,638
66,930
20,066
3,054
97,169

1,549
4,546
28
1,638
86,170
23,124
0
117,055

1,611
4,685
28
1,670
88,824
24,426
0
121,244

1,729
4,932
28
1,704
94,279
26,545
0
129,217

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

37,838
2,268
2,627
42,733

34,802
2,389
655
37,846

36,754
0
3,691
40,445

38,070
0
3,830
41,900

37,248
0
3,893
41,141

38,692
0
3,938
42,630

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

27,440
403
27,843

24,762
10,781
35,543

24,535
5,022
29,557

28,102
5,665
33,767

29,211
5,954
35,165

31,951
6,373
38,324

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

33,594
33,594
94
318
34,006

31,976
31,976
26
232
32,234

34,579
34,579
0
0
34,579

37,456
37,456
0
0
37,456

38,703
38,703
0
0
38,703

40,990
40,990
0
0
40,990

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

2,325
2,325
16,197
15,601
1,449
1,449
56
43,152
78,780

1,681
1,681
15,130
15,023
884
884
46
41,151
73,915

2,516
2,516
17,180
15,309
0
0
221
44,453
79,679

2,620
2,620
19,358
17,791
0
0
221
50,812
90,802

2,657
2,657
20,498
18,998
0
0
222
52,058
94,433

2,704
2,704
21,409
20,128
0
0
224
55,758
100,223

28,405
12,170
16,235
559,405
198,061
361,344
579,990
0
579,990
1,017
1,168,817

28,073
12,086
15,987
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,851
14,265
15,586
575,056
138,921
436,135
557,661
0
557,661
1,187
1,163,755

31,126
13,995
17,131
620,467
161,980
458,487
628,079
0
628,079
1,270
1,280,942

32,587
14,338
18,249
665,917
175,685
490,232
663,779
0
663,779
1,375
1,363,658

35,573
15,652
19,921
734,427
190,907
543,520
726,177
0
726,177
1,481
1,497,658

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

2,000
86
196
0
583
20,735
1
598
888
25,087

0
61
0
83
546
18,994
0
120
1,817
21,621

42
195
899
285
250
21,124
0
0
1,777
24,572

45
78
964
445
250
22,012
0
0
1,943
25,737

48
80
998
464
250
22,639
0
0
2,028
26,507

51
85
1,066
489
250
23,929
0
0
2,191
28,061

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,400
115
14,829
4,477
528,040
553,861

6,355
73
12,780
5,816
559,936
584,960

6,152
99
14,647
0
596,063
616,961

6,337
99
15,840
0
605,166
627,442

6,527
99
16,344
0
624,950
647,920

6,723
99
17,330
0
645,736
669,888

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-136

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

EDUCATION
Education, Department of
All Other
Functional Total

29,406
29,406
29,406

30,286
30,286
30,286

28,554
28,554
28,554

31,694
31,694
31,694

32,484
32,484
32,484

34,130
34,130
34,130

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
State, Department of
Taxation and Finance, Department of
Functional Total

1,744
219
162
0
1,290
9,955
9,186
23,256
45,812

2,081
241
164
0
1,495
9,822
7,368
11,633
32,804

2,232
168
191
0
1,901
11,743
8,952
21,522
46,709

2,066
168
208
17,166
2,136
0
10,859
22,820
55,423

2,402
172
225
17,490
2,208
0
11,237
23,047
56,781

2,599
176
225
17,490
2,354
0
11,976
23,047
57,867

1,382
551,580
7,884
560,846

2,689
601,767
8,163
612,619

2,061
584,398
14,030
600,489

1,582
643,830
14,962
660,374

1,653
683,352
15,692
700,697

1,778
717,306
16,611
735,695

ALL OTHER CATEGORIES
General State Charges
Miscellaneous
Functional Total

3,426,460
6,898
3,433,358

3,938,106
5,244
3,943,350

3,848,192
5,701
3,853,893

4,208,544
5,824
4,214,368

4,491,920
5,907
4,497,827

4,704,503
5,986
4,710,489

TOTAL GENERAL STATE CHARGES SPENDING

6,101,495

6,592,412

6,616,362

7,216,960

7,656,560

8,085,172

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

T-137

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development Capital
Economic Development, Department of
Empire State Development Corporation
Energy Research and Development Authority
Regional Economic Development Program
Strategic Investment Program
Functional Total

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

17,956
0
821
8,446
14,629
0
3,718
45,570

15,506
12,500
29,381
97,565
12,400
2,500
5,000
174,852

9,277
12,500
32,645
132,602
12,000
2,500
5,000
206,524

7,330
5,000
19,859
135,003
13,000
1,500
5,000
186,692

3,500
5,000
15,000
85,832
13,000
1,500
5,000
128,832

298,621
356
15,216
57,037
371,230

296,732
274
216
30,706
327,928

385,742
0
3,816
83,541
473,099

350,129
0
0
56,827
406,956

323,017
0
0
44,140
367,157

288,515
0
0
30,428
318,943

0
204,814
0
1,986,499
2,191,313

0
186,910
0
2,063,428
2,250,338

150,000
183,195
1,800
2,141,536
2,476,531

0
198,874
1,800
2,094,572
2,295,246

0
203,658
1,800
2,020,922
2,226,380

310,000
213,727
1,800
1,990,530
2,516,057

7,468
7,468
7,468

7,272
7,272
7,272

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

13,500
13,500
13,500

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Functional Total

18,245
18,245
18,245

20,494
20,494
20,494

20,900
20,900
20,900

20,900
20,900
20,900

20,900
20,900
20,900

20,900
20,900
20,900

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

1,678
1,678
69,686
69,686
23,618
23,618
94,982

146
146
63,011
63,011
38,419
38,419
101,576

9,880
9,880
77,570
77,570
45,220
45,220
132,670

13,196
13,196
77,598
77,598
39,220
39,220
130,014

13,083
13,083
77,680
77,680
39,220
39,220
129,983

13,083
13,083
77,783
77,783
39,220
39,220
130,086

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Disaster Assistance
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Public Security and Emergency Response
State Police, Division of
Functional Total

216,232
0
2,416
6,383
496
14,597
240,124

239,799
17,754
4,476
8,008
125
30,466
300,628

235,697
0
16,000
9,679
0
37,800
299,176

268,461
0
13,100
9,634
0
17,874
309,069

274,494
0
5,500
14,145
0
13,865
308,004

271,860
0
400
12,245
0
13,865
298,370

HIGHER EDUCATION
City University of New York
Higher Education Facilities Capital Matching Grants Program
State University of New York
Functional Total

9,601
(432)
852,320
861,489

25,182
406
1,013,908
1,039,496

52,127
0
1,123,385
1,175,512

53,066
0
1,069,284
1,122,350

46,725
0
1,196,517
1,243,242

41,958
0
1,120,167
1,162,125

4,631
4,631
4,631

8,230
8,230
8,230

32,637
32,637
32,637

33,118
33,118
33,118

18,400
18,400
18,400

23,400
23,400
23,400

61,188
1,373
2,883
65,444

74,801
0
0
74,801

66,578
0
0
66,578

59,309
0
0
59,309

69,883
0
0
69,883

69,883
0
0
69,883

9,640
9,640

2,311
2,311

0
0

0
0

0
0

0
0

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Hudson River Park Trust
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Metropolitan Transportation Authority
Motor Vehicles, Department of
Thruway Authority, New York State
Transportation, Department of
Functional Total
HEALTH
Health, Department of
Public Health
Functional Total

EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
General Services, Office of
State, Department of
Technology, Office for
Functional Total
ELECTED OFFICIALS
Judiciary
Functional Total

5,205
(427)
7,991
4,810
16,403
0
3,561
37,543

FY 2012
Results

T-138

CASH DISBURSEMENTS BY FUNCTION
STATE FUNDS
CAPITAL PROJECTS
(thousands of dollars)
FY 2011
Results
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL CAPITAL PROJECTS SPENDING

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

70,536
70,536

91,626
91,626

66,000
66,000

104,000
104,000

96,000
96,000

40,000
40,000

3,972,645

4,270,270

4,931,455

4,700,986

4,680,141

4,722,096

T-139

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

0
9,157
217,007
0
226,164

18,266
8,140
217,375
0
243,781

18,266
9,234
216,952
90
244,542

18,820
9,234
216,952
200
245,206

0
9,418
216,952
200
226,570

0
9,607
216,952
200
226,759

410
5,099
5,509

0
5,363
5,363

0
4,850
4,850

0
4,850
4,850

0
4,850
4,850

0
4,850
4,850

TRANSPORTATION
Transportation, Department of
Functional Total

4,156,790
4,156,790

4,131,623
4,131,623

4,279,636
4,279,636

4,458,861
4,458,861

4,536,861
4,536,861

4,632,061
4,632,061

HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Public Health
Functional Total

7
5,686,816
4,437,075
1,249,741
5,686,823

0
6,338,542
4,995,832
1,342,710
6,338,542

0
6,309,789
5,051,940
1,257,849
6,309,789

0
6,589,822
5,169,517
1,420,305
6,589,822

0
6,876,651
5,372,497
1,504,154
6,876,651

0
6,715,855
5,465,843
1,250,012
6,715,855

850
850
852
150
4,000
4,000
5,852

850
850
852
150
0
0
1,852

850
850
852
150
0
0
1,852

850
850
852
150
0
0
1,852

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

3,966
3,966
712
123
6,140
6,140
10,941

3,912
3,912
(126)
153
8,938
8,938
12,877

153,359
153,359
567,032
567,032
617,736
378,577
239,159
394
1,338,521

267,103
267,103
696,872
696,872
729,773
682,532
47,241
390
1,694,138

276,950
276,950
710,705
710,705
710,109
434,303
275,806
450
1,698,214

297,332
297,332
771,436
771,436
733,171
461,000
272,171
450
1,802,389

313,767
313,767
862,446
862,446
756,932
485,244
271,688
450
1,933,595

327,846
327,846
974,836
974,836
780,221
504,834
275,387
450
2,083,353

PUBLIC PROTECTION/CRIMINAL JUSTICE
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
Statewide Wireless Network
Victim Services, Office of
Functional Total

22,628
0
65,769
2,934
0
29,185
120,516

31,765
0
62,292
3,000
18,369
29,239
144,665

33,055
22,629
61,100
0
0
26,182
142,966

33,055
75,490
61,400
0
0
28,182
198,127

36,055
81,126
77,000
0
0
28,182
222,363

36,055
80,751
77,000
0
0
28,182
221,988

HIGHER EDUCATION
Higher Education Services Corporation, New York State
Functional Total

22,200
22,200

16,000
16,000

32,000
32,000

16,000
16,000

0
0

0
0

EDUCATION
Arts, Council on the
Education, Department of
School Aid
STAR Property Tax Relief
All Other
Functional Total

0
6,391,597
3,142,995
3,234,014
14,588
6,391,597

0
6,130,035
2,883,980
3,232,883
13,172
6,130,035

98
6,342,520
3,053,000
3,276,067
13,453
6,342,618

98
6,551,088
3,078,800
3,459,375
12,913
6,551,186

98
6,738,639
3,084,000
3,641,726
12,913
6,738,737

98
6,842,481
3,086,000
3,743,568
12,913
6,842,579

GENERAL GOVERNMENT
State, Department of
Functional Total

4,813
4,813

3,499
3,499

539
539

539
539

539
539

539
539

114,914
114,914

111,606
111,606

104,200
104,200

104,200
104,200

104,200
104,200

104,200
104,200

ELECTED OFFICIALS
Judiciary
Functional Total

T-140

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results

ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL LOCAL ASSISTANCE GRANTS SPENDING

FY 2012
Results

10,321
10,321

15,388
15,388

18,089,109

18,847,517

T-141

FY 2013
Updated

(276,176)
(276,176)
18,889,030

FY 2014
Projected

(410,708)
(410,708)
19,562,324

FY 2015
Projected

(380,117)
(380,117)
20,266,101

FY 2016
Projected

(479,388)
(479,388)
20,354,648

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Racing and Wagering Board, State
Functional Total

9,887
8,512
43
2,894
151,988
41,801
12,062
227,187

8,903
7,720
0
4,776
142,332
38,749
10,940
213,420

3,440
7,527
103
3,432
144,757
38,828
9,059
207,146

3,244
8,195
103
3,432
152,595
41,680
0
209,249

3,320
8,308
103
3,500
154,769
43,309
0
213,309

3,415
8,370
103
3,570
157,291
45,053
0
217,802

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

97,997
6,060
26,130
130,187

91,949
5,454
27,997
125,400

92,937
0
28,021
120,958

89,464
0
29,018
118,482

91,573
0
29,528
121,101

92,918
0
30,026
122,944

51,578
10,853
62,431

48,313
9,818
58,131

49,130
9,897
59,027

50,650
10,251
60,901

51,790
10,499
62,289

54,228
10,775
65,003

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

228,838
228,838
3,888
534
233,260

205,605
205,605
3,708
441
209,754

218,860
218,860
3,700
468
223,028

222,280
222,280
3,700
472
226,452

226,479
226,479
3,700
472
230,651

228,938
228,938
3,700
472
233,110

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

29,104
29,104
34,795
31,852
48,211
48,211
108
89,052
233,122

33,370
33,370
31,919
29,954
55,783
55,783
77
85,890
236,993

3,526
3,526
32,866
29,625
0
0
408
86,300
152,725

3,293
3,293
34,859
32,567
0
0
414
91,587
162,720

3,390
3,390
35,399
33,273
0
0
420
92,301
164,783

3,455
3,455
36,388
33,967
0
0
423
94,633
168,866

59,596
25,103
34,493
1,145,091
405,609
739,482
1,168,196
0
1,168,196
2,202
2,375,085

54,920
22,801
32,119
1,081,037
253,135
827,902
1,125,113
72,227
1,052,886
2,206
2,263,276

53,931
24,021
29,910
1,115,572
303,855
811,717
1,119,528
0
1,119,528
2,297
2,291,328

56,407
24,854
31,553
1,153,231
300,485
852,746
1,165,242
0
1,165,242
2,362
2,377,242

58,624
25,830
32,794
1,206,034
320,678
885,356
1,191,675
0
1,191,675
2,430
2,458,763

61,879
27,263
34,616
1,267,066
328,804
938,262
1,267,575
0
1,267,575
2,503
2,599,023

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
314
334
8
1,570
161,378
3,977
8,076
3,761
179,418

0
322
200
259
1,354
157,651
7,554
7,006
3,109
177,455

82
379
9,744
569
781
46,324
10,814
0
3,866
72,559

82
383
9,825
802
783
46,554
10,895
0
3,931
73,255

84
389
10,077
810
784
47,093
10,977
0
4,026
74,240

86
396
10,367
818
786
47,570
11,060
0
4,148
75,231

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

85,732
221
32,756
12,562
2,478,960
2,610,231

74,043
207
28,789
13,612
2,621,078
2,737,729

86,224
198
28,342
0
2,894,775
3,009,539

77,255
198
28,560
0
3,441,717
3,547,730

78,301
198
28,978
0
3,522,960
3,630,437

79,363
198
29,413
0
3,606,357
3,715,331

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-142

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

EDUCATION
Education, Department of
All Other
Functional Total

65,658
65,658
65,658

55,492
55,492
55,492

55,050
55,050
55,050

57,318
57,318
57,318

57,423
57,423
57,423

57,765
57,765
57,765

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
Public Employment Relations Board
State, Department of
Taxation and Finance, Department of
Functional Total

3,797
554
344
0
3,364
21,057
245
18,975
27,496
75,832

4,577
349
348
0
3,117
20,276
290
17,669
50,583
97,209

4,204
350
363
0
3,056
24,676
352
18,724
41,015
92,740

4,124
350
367
34,087
3,326
0
159
19,602
41,408
103,423

4,296
357
378
34,628
3,915
0
0
19,957
41,822
105,353

4,477
364
386
35,261
3,995
0
0
20,355
41,822
106,660

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

2,936
58,078
15,436
76,450

10,214
55,393
22,722
88,329

10,707
57,650
26,983
95,340

10,557
58,150
26,969
95,676

10,518
58,350
27,556
96,424

10,793
59,650
28,192
98,635

2,192
2,192

2,305
2,305

(22,650)
(22,650)

(22,614)
(22,614)

(37,528)
(37,528)

(92,488)
(92,488)

6,271,053

6,265,493

ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL PERSONAL SERVICE SPENDING

T-143

6,356,790

7,009,834

7,177,245

7,367,882

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Olympic Regional Development Authority
Public Service Department
Racing and Wagering Board, State
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

20,236
4,069
573
1,850
60,184
63
10,976
5,994
103,945

17,504
5,324
622
1,680
67,696
53
8,637
6,330
107,846

17,552
5,543
1,847
1,854
57,644
150
8,469
6,135
99,194

17,530
5,434
1,847
1,854
57,958
150
8,985
0
93,758

18,867
5,749
1,847
1,889
58,026
150
9,190
0
95,718

19,224
5,886
1,847
1,927
58,104
150
9,401
0
96,539

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

53,955
1,062
29,927
84,944

42,926
1,050
33,579
77,555

51,622
0
38,171
89,793

48,635
0
37,831
86,466

45,925
0
38,466
84,391

46,064
0
38,466
84,530

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

16,944
20,747
37,691

19,087
25,017
44,104

19,961
13,197
33,158

20,943
13,541
34,484

21,364
13,248
34,612

21,835
13,589
35,424

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

1
152,885
152,885
7
36,437
189,330

0
181,785
181,785
2
43,029
224,816

1
168,839
168,839
0
43,032
211,872

1
179,910
179,910
0
50,528
230,439

1
182,444
182,444
0
60,901
243,346

1
182,365
182,365
0
62,201
244,567

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

26,892
26,892
6,807
12,740
28
60,268
60,268
660
61,798
169,193

35,210
35,210
7,896
12,320
5
55,309
55,309
31
71,994
182,765

28,270
28,270
7,309
18,456
6
200
200
485
65,457
120,183

28,368
28,368
7,772
19,367
5
200
200
485
59,392
115,589

29,213
29,213
7,893
15,755
5
200
200
496
60,718
114,280

29,214
29,214
7,948
16,154
5
200
200
496
61,673
115,690

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
Mental Hygiene, Department of
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

21,222
9,351
11,871
310,512
76,696
233,816
345
373,896
(6,620)
380,516
166
706,141

20,751
9,119
11,632
291,807
53,320
238,487
411
360,822
34,725
326,097
217
674,008

18,550
8,242
10,308
286,793
78,859
207,934
0
362,232
176
362,056
251
667,826

18,869
8,518
10,351
303,912
79,463
224,449
0
374,036
181
373,855
256
697,073

19,426
8,766
10,660
322,954
79,107
243,847
0
385,482
181
385,301
266
728,128

19,947
9,006
10,941
342,553
83,770
258,783
0
395,851
181
395,670
273
758,624

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

1,055
6,901
2,701
25,016
5,600
31,745
5,092
19,579
760
98,449

1,350
12,715
1,023
67
5,178
21,160
10,042
62,201
1,029
114,765

1,345
18,710
33,175
290
4,632
40,556
18,887
0
916
118,511

1,742
19,407
21,336
352
4,502
28,078
17,730
0
947
94,094

1,737
15,210
17,409
360
4,502
30,284
18,949
0
966
89,417

1,732
15,215
18,000
368
4,502
30,298
20,204
0
986
91,305

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund

31,367
34
30,778
1,876

33,794
169
32,957
3,197

27,942
1,003
36,831
0

28,641
1,003
37,859
0

29,357
1,003
38,796
0

30,091
1,003
39,757
0

T-144

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

State University of New York
Functional Total
EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Elections, State Board of
Employee Relations, Office of
Gaming Commission, New York State
General Services, Office of
Inspector General, Office of the
Labor Management Committees
Lottery, Division of the
Public Employment Relations Board
State, Department of
Taxation and Finance, Department of
Functional Total
ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Legislature
Functional Total
ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2011
Results
1,371,819
1,435,874

FY 2012
Results
1,865,841
1,935,958

FY 2013
Updated
1,955,800
2,021,576

FY 2014
Projected
2,170,159
2,237,662

FY 2015
Projected
2,222,334
2,291,490

FY 2016
Projected
2,275,834
2,346,685

25,468
25,468
25,468

27,255
27,255
27,255

29,229
29,229
29,229

28,095
28,095
28,095

26,942
26,942
26,942

26,915
26,915
26,915

5,356
731
62
90
0
0
4,519
70
92
131,898
83
6,021
24,397
173,319

5,469
491
63
4,249
0
0
7,374
17
23
120,208
76
8,555
24,037
170,562

5,002
811
189
165
56
0
5,381
87
300
136,571
39
11,997
28,601
189,199

4,619
815
194
0
58
136,336
5,381
87
300
0
43
13,732
29,302
190,867

4,726
1,211
199
0
58
139,785
4,687
87
300
0
43
14,984
29,982
196,062

4,823
1,211
199
0
58
139,785
4,780
87
300
0
43
15,192
29,982
196,460

313
18,022
35,828
796
54,959

4,312
40,402
39,379
1,139
85,232

5,069
48,650
39,212
950
93,881

6,489
48,650
39,482
950
95,571

6,652
48,650
40,403
950
96,655

6,814
48,950
41,350
950
98,064

1,145
1,145

1,255
1,255

(36,414)
(36,414)

(41,385)
(41,385)

(112,332)
(112,332)

(128,288)
(128,288)

3,080,458

3,646,121

T-145

3,638,008

3,862,713

3,888,709

3,966,515

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Alcoholic Beverage Control, Division of
Economic Development, Department of
Energy Research and Development Authority
Financial Services, Department of
Public Service Department
Racing and Wagering Board, State
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

4,749
4,125
21
1,406
66,829
20,299
3,517
100,946

1,340
3,572
0
2,342
78,607
18,738
2,283
106,882

1,563
3,890
28
1,638
66,930
20,066
3,054
97,169

1,549
4,546
28
1,638
86,170
23,124
0
117,055

1,611
4,685
28
1,670
88,824
24,426
0
121,244

1,729
4,932
28
1,704
94,279
26,545
0
129,217

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Environmental Facilities Corporation
Parks, Recreation and Historic Preservation, Office of
Functional Total

37,838
2,268
2,627
42,733

34,802
2,389
655
37,846

36,754
0
3,691
40,445

38,070
0
3,830
41,900

37,248
0
3,893
41,141

38,692
0
3,938
42,630

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

27,440
403
27,843

24,762
10,781
35,543

24,535
5,022
29,557

28,102
5,665
33,767

29,211
5,954
35,165

31,951
6,373
38,324

HEALTH
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Stem Cell and Innovation
Functional Total

33,594
33,594
94
318
34,006

31,976
31,976
26
232
32,234

34,579
34,579
0
0
34,579

37,456
37,456
0
0
37,456

38,703
38,703
0
0
38,703

40,990
40,990
0
0
40,990

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Welfare Inspector General, Office of
Workers' Compensation Board
Functional Total

2,325
2,325
16,197
15,601
1,449
1,449
56
43,152
78,780

1,681
1,681
15,130
15,023
884
884
46
41,151
73,915

2,516
2,516
17,180
15,309
0
0
221
44,453
79,679

2,620
2,620
19,358
17,791
0
0
221
50,812
90,802

2,652
2,652
20,498
18,998
0
0
222
52,058
94,428

2,693
2,693
21,409
20,128
0
0
224
55,758
100,212

28,405
12,170
16,235
559,405
198,061
361,344
579,990
0
579,990
1,017
1,168,817

28,073
12,086
15,987
530,084
121,294
408,790
521,119
103,992
417,127
1,076
1,080,352

29,851
14,265
15,586
575,056
138,921
436,135
557,661
0
557,661
1,187
1,163,755

31,126
13,995
17,131
620,467
161,980
458,487
628,079
0
628,079
1,270
1,280,942

32,587
14,338
18,249
665,917
175,685
490,232
663,779
0
663,779
1,375
1,363,658

35,573
15,652
19,921
734,427
190,907
543,520
726,177
0
726,177
1,481
1,497,658

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Indigent Legal Services, Office of
Military and Naval Affairs, Division of
State Police, Division of
Statewide Financial System
Statewide Wireless Network
Victim Services, Office of
Functional Total

0
86
196
0
583
20,735
1
598
888
23,087

0
61
0
83
546
18,994
0
120
1,817
21,621

42
195
899
285
250
21,124
0
0
1,777
24,572

45
78
964
445
250
22,012
0
0
1,943
25,737

48
80
998
464
250
22,639
0
0
2,028
26,507

51
85
1,066
489
250
23,929
0
0
2,191
28,061

HIGHER EDUCATION
City University of New York
Higher Education - Miscellaneous
Higher Education Services Corporation, New York State
State University Construction Fund
State University of New York
Functional Total

6,400
115
14,829
4,477
319,122
344,943

6,355
73
12,780
5,816
356,696
381,720

6,152
99
14,647
0
386,008
406,906

6,337
99
15,840
0
395,111
417,387

6,527
99
16,344
0
414,895
437,865

6,723
99
17,330
0
435,681
459,833

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
OASAS - Other
Mental Health, Office of
OMH
OMH - Other
People with Developmental Disabilities, Office for
OPWDD
OPWDD - Other
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

T-146

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE STATE FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

EDUCATION
Education, Department of
All Other
Functional Total

27,881
27,881
27,881

28,700
28,700
28,700

28,554
28,554
28,554

31,694
31,694
31,694

32,484
32,484
32,484

34,130
34,130
34,130

GENERAL GOVERNMENT
Budget, Division of the
Civil Service, Department of
Deferred Compensation Board
Gaming Commission, New York State
General Services, Office of
Lottery, Division of the
State, Department of
Taxation and Finance, Department of
Functional Total

1,744
219
162
0
1,290
9,955
9,186
23,256
45,812

2,081
241
164
0
1,495
9,822
7,368
11,633
32,804

2,232
168
191
0
1,901
11,743
8,952
21,522
46,709

2,066
168
208
17,166
2,136
0
10,859
22,820
55,423

2,402
172
225
17,490
2,208
0
11,237
23,047
56,781

2,599
176
225
17,490
2,354
0
11,976
23,047
57,867

ELECTED OFFICIALS
Audit and Control, Department of
Judiciary
Law, Department of
Functional Total

1,382
9,343
7,884
18,609

2,689
29,257
8,163
40,109

2,061
24,498
14,030
40,589

1,582
24,498
14,962
41,042

1,653
24,598
15,692
41,943

1,778
25,098
16,611
43,487

1,067
1,067

1,140
1,140

1,281
1,281

1,404
1,404

1,487
1,487

1,566
1,566

1,914,524

1,872,866

1,993,795

2,174,609

2,291,406

2,473,975

ALL OTHER CATEGORIES
Miscellaneous
Functional Total
TOTAL GENERAL STATE CHARGES SPENDING

T-147

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
LOCAL ASSISTANCE GRANTS
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Economic Development, Department of
Functional Total
PARKS AND THE ENVIRONMENT
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Medical Assistance
Medicaid Administration
Public Health
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
Welfare Assistance
All Other
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

0
0

2,908
2,908

6,100
6,100

6,100
6,100

100
100

100
100

2,034
2,034

3,638
3,638

1,270
1,270

1,270
1,270

1,270
1,270

1,270
1,270

15,734
40,442
56,176

18,475
31,448
49,923

14,800
40,103
54,903

16,000
40,103
56,103

16,000
40,103
56,103

16,000
40,103
56,103

105,584
28,861,695
27,224,374
417,899
1,219,422
28,967,279

106,192
26,199,265
24,478,353
443,084
1,277,828
26,305,457

92,769
25,292,174
23,466,848
591,750
1,233,576
25,384,943

92,769
27,350,508
25,472,942
599,150
1,278,416
27,443,277

92,769
30,789,641
28,860,398
574,450
1,354,793
30,882,410

92,769
33,125,417
31,151,338
514,950
1,459,129
33,218,186

1,039,761
1,039,761
171,324
184,558
3,654,062
2,673,849
980,213
5,049,705

1,166,421
1,166,421
272,339
161,018
3,496,271
2,520,426
975,845
5,096,049

1,001,800
1,001,800
51,337
188,520
3,520,870
2,635,770
885,100
4,762,527

1,001,800
1,001,800
51,337
179,047
3,298,030
2,412,930
885,100
4,530,214

1,001,800
1,001,800
51,337
179,047
3,298,030
2,412,930
885,100
4,530,214

1,001,800
1,001,800
51,337
179,047
3,298,030
2,412,930
885,100
4,530,214

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Functional Total

146,803
146,803
81,244
81,244
4,279
4,279
232,326

122,690
122,690
47,523
47,523
(4,279)
(4,279)
165,934

126,842
126,842
50,930
50,930
0
0
177,772

126,842
126,842
50,930
50,930
0
0
177,772

126,842
126,842
50,930
50,930
0
0
177,772

126,842
126,842
50,930
50,930
0
0
177,772

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
Victim Services, Office of
Functional Total

238
36,971
308,771
166
33,375
379,521

547
37,363
408,619
(192)
39,595
485,932

0
37,939
374,771
0
30,128
442,838

0
18,800
378,771
0
30,128
427,699

0
18,800
378,771
0
30,128
427,699

0
18,800
378,771
0
30,128
427,699

HIGHER EDUCATION
City University of New York
Higher Education Services Corporation, New York State
State University of New York
Functional Total

32,779
59,049
89,476
181,304

0
521
10,041
10,562

0
0
7,941
7,941

0
0
7,941
7,941

0
0
7,941
7,941

0
0
7,941
7,941

845
5,904,506
4,639,423
1,235,197
29,886
5,905,351

1,711
4,726,296
3,559,176
1,111,348
55,772
4,728,007

420
3,895,068
3,005,981
773,600
115,487
3,895,488

420
3,986,198
2,941,200
789,300
255,698
3,986,618

420
3,900,841
2,889,800
805,300
205,741
3,901,261

420
3,854,740
2,964,700
821,700
68,340
3,855,160

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of
Functional Total

25,231
0
105,534
130,765

8,910
0
63,698
72,608

2,600
250
55,457
58,307

0
250
55,457
55,707

0
250
55,457
55,707

0
250
55,457
55,707

ALL OTHER CATEGORIES
Miscellaneous
Functional Total

(297,176)
(297,176)

(273,064)
(273,064)

(281,000)
(281,000)

(281,000)
(281,000)

(281,000)
(281,000)

(281,000)
(281,000)

EDUCATION
Arts, Council on the
Education, Department of
School Aid
Special Education Categorical Programs
All Other
Functional Total

TOTAL LOCAL ASSISTANCE GRANTS SPENDING

40,607,285

T-148

36,647,954

34,511,089

36,411,701

39,759,477

42,049,152

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results
ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Financial Services, Department of
Public Service Department
Functional Total

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

2,295
0
1,488
3,783

2,948
271
1,318
4,537

2,910
0
1,457
4,367

3,004
0
1,358
4,362

3,034
0
1,230
4,264

3,064
0
1,230
4,294

24,693
1,187
25,880

25,095
1,027
26,122

25,798
1,010
26,808

26,232
1,015
27,247

26,673
1,037
27,710

27,118
1,053
28,171

1,319
4,457
5,776

1,200
3,912
5,112

1,243
5,042
6,285

2,110
5,152
7,262

2,168
5,264
7,432

2,275
5,387
7,662

6,682
56,699
56,699
20,811
84,192

6,047
51,547
51,547
19,739
77,333

7,031
50,032
50,032
18,387
75,450

7,061
64,687
64,687
18,069
89,817

7,320
74,238
74,238
18,981
100,539

7,502
91,998
91,998
19,445
118,945

27,653
27,653
8,658
1,754
217,095
357
(10)
104,177
104,177
359,684

26,067
26,067
7,533
2,741
211,085
382
23
102,745
102,745
350,576

29,082
29,082
7,616
2,730
213,819
354
0
73,306
73,306
326,907

27,565
27,565
7,714
2,920
220,336
358
0
74,877
74,877
333,770

28,376
28,376
7,916
3,012
224,378
362
3
77,327
77,327
341,374

28,984
28,984
8,208
3,110
229,174
362
8
80,019
80,019
349,865

3,951
3,951
1,190
107
107
42
42
1,582
6,872

4,886
4,886
980
855
855
123
123
1,328
8,172

5,477
5,477
1,197
578
578
116
116
625
7,993

5,525
5,525
1,211
584
584
116
116
193
7,629

5,076
5,076
1,230
584
584
116
116
206
7,212

5,127
5,127
1,253
584
584
116
116
214
7,294

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

28,855
10,421
6,250
22,424
8,065
1,189
77,204

2,425
9,710
7,998
22,012
9,612
1,289
53,046

44,812
8,634
6,251
22,146
5,100
1,500
88,443

26,677
5,253
6,271
22,335
5,150
1,515
67,201

26,970
5,397
6,371
22,455
5,200
1,578
67,971

27,029
5,560
6,490
22,666
5,200
1,657
68,602

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

160
9,319
9,479

139
8,350
8,489

836
7,229
8,065

836
7,229
8,065

836
7,229
8,065

836
7,229
8,065

85,866
85,866
85,866

77,898
77,898
77,898

83,393
83,393
83,393

83,707
83,707
83,707

84,490
84,490
84,490

84,503
84,503
84,503

169
3,401
2
662
4,234

40
3,104
0
421
3,565

0
3,508
0
757
4,265

0
3,561
0
767
4,328

0
3,663
0
782
4,445

0
3,731
0
796
4,527

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total
TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total
HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Prevention of Domestic Violence, Office for
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Elections, State Board of
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Functional Total

T-149

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
PERSONAL SERVICE
(thousands of dollars)
FY 2011
Results
ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total
TOTAL PERSONAL SERVICE SPENDING

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

1,855
17,526
19,381

1,899
16,688
18,587

0
19,474
19,474

0
19,689
19,689

0
20,027
20,027

0
20,396
20,396

682,351

633,437

651,450

653,077

673,529

702,324

T-150

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Economic Development, Department of
Financial Services, Department of
Public Service Department
Functional Total

9,890
0
102
138
10,130

8,868
0
730
178
9,776

9,805
245
0
243
10,293

9,860
245
0
202
10,307

10,046
245
0
193
10,484

10,250
245
0
193
10,688

PARKS AND THE ENVIRONMENT
Adirondack Park Agency
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

81
22,041
2,028
24,150

55
23,815
2,700
26,570

350
16,756
1,085
18,191

350
16,756
1,085
18,191

350
16,756
1,110
18,216

350
16,756
1,110
18,216

1,975
2,463
4,438

2,146
2,604
4,750

2,557
2,546
5,103

3,485
2,623
6,108

3,556
2,675
6,231

3,632
2,745
6,377

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Functional Total

1,469
145,799
145,799
9,043
156,311

1,250
181,221
181,221
7,043
189,514

1,018
164,555
164,555
12,329
177,902

1,018
164,674
164,674
12,330
178,022

1,018
164,705
164,705
12,703
178,426

1,018
164,737
164,737
12,729
178,484

SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
National and Community Service
Temporary and Disability Assistance, Office of
All Other
Workers' Compensation Board
Functional Total

55,455
55,455
1,810
2,173
144,924
23,993
57,968
57,968
4,707
291,030

61,794
61,794
1,813
2,521
115,134
20,892
66,578
66,578
4,510
273,242

61,226
61,226
2,298
1,512
119,969
13,646
65,182
65,182
3,532
267,365

61,226
61,226
2,299
1,513
114,865
13,646
65,251
65,251
3,624
262,424

62,765
62,765
2,375
1,555
114,932
13,860
65,316
65,316
3,624
264,427

62,776
62,776
2,414
1,598
115,012
13,860
66,994
66,994
3,624
266,278

MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

1,378
1,378
1,704
464
464
8,264
8,264
4,238
16,048

1,564
1,564
1,593
638
638
1,882
1,882
4,359
10,036

1,529
1,529
2,543
149
149
33,490
33,490
6,550
44,261

1,571
1,571
2,386
153
153
34,361
34,361
7,020
45,491

1,631
1,631
2,278
153
153
34,361
34,361
7,232
45,655

1,665
1,665
2,229
153
153
34,361
34,361
7,465
45,873

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

790
8,431
6,812
13,083
14,358
364
43,838

908
8,499
13,748
11,617
11,068
366
46,206

1,242
8,752
6,812
12,254
2,500
502
32,062

1,277
6,611
6,812
12,254
2,500
502
29,956

1,311
6,615
6,812
12,254
2,500
502
29,994

1,311
6,618
6,812
12,254
2,500
502
29,997

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

7,801
309,880
317,681

4,222
293,655
297,877

5,797
227,631
233,428

5,797
227,631
233,428

5,797
227,631
233,428

5,797
227,631
233,428

EDUCATION
Arts, Council on the
Education, Department of
All Other
Functional Total

0
65,439
65,439
65,439

0
65,623
65,623
65,623

100
105,752
105,752
105,852

100
192,126
192,126
192,226

100
170,040
170,040
170,140

100
62,617
62,617
62,717

GENERAL GOVERNMENT
Elections, State Board of
General Services, Office of
State, Department of

62,087
7,277
1,043

(1,148)
6,249
807

8,000
4,987
3,898

22,000
4,987
3,986

0
4,987
4,083

0
4,987
4,098

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

T-151

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
NON-PERSONAL SERVICE/INDIRECT COSTS
(thousands of dollars)

Taxation and Finance, Department of
Technology, Office for
Veterans' Affairs, Division of
Functional Total
ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total
TOTAL NON-PERSONAL SERVICE/INDIRECT COSTS SPENDING

FY 2011
Results
140
4,354
206
75,107

FY 2012
Results
676
0
142
6,726

FY 2013
Updated
210
0
553
17,648

FY 2014
Projected
215
0
565
31,753

FY 2015
Projected
220
0
578
9,868

FY 2016
Projected
220
0
592
9,897

3,918
5,647
9,565

4,806
8,522
13,328

7,500
8,127
15,627

7,500
8,463
15,963

7,500
8,549
16,049

7,500
8,836
16,336

1,013,737

943,648

927,732

1,023,869

982,918

878,291

T-152

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

ECONOMIC DEVELOPMENT AND GOVERNMENT OVERSIGHT
Agriculture and Markets, Department of
Financial Services, Department of
Public Service Department
Functional Total

1,000
0
586
1,586

1,082
134
812
2,028

1,459
0
731
2,190

1,764
0
792
2,556

1,690
0
685
2,375

1,783
0
716
2,499

PARKS AND THE ENVIRONMENT
Environmental Conservation, Department of
Parks, Recreation and Historic Preservation, Office of
Functional Total

9,544
92
9,636

12,388
0
12,388

10,079
508
10,587

10,141
511
10,652

10,392
621
11,013

10,671
630
11,301

TRANSPORTATION
Motor Vehicles, Department of
Transportation, Department of
Functional Total

518
2,116
2,634

477
2,291
2,768

623
2,529
3,152

1,240
3,033
4,273

1,208
2,970
4,178

1,324
3,169
4,493

0
26,855
26,855
8,905
35,760

0
23,931
23,931
8,771
32,702

235
25,111
25,111
10,738
36,084

235
26,174
26,174
10,749
37,158

235
26,742
26,742
10,980
37,957

235
27,816
27,816
11,264
39,315

9,890
9,890
3,652
1,047
91,806
46,002
46,002
152,397

10,804
10,804
3,583
49
93,601
42,357
42,357
150,394

9,913
9,913
3,820
1,969
107,249
44,123
44,123
167,074

8,931
8,931
4,611
2,075
128,634
44,463
44,463
188,714

9,236
9,236
4,873
2,203
124,808
44,973
44,973
186,093

9,608
9,608
4,820
2,330
133,167
44,973
44,973
194,898

14
14
0
505
505
19
19
675
1,213

0
0
1,335
306
306
47
47
632
2,320

0
0
461
290
290
70
70
394
1,215

2,435
2,435
604
343
343
74
74
109
3,565

2,932
2,932
692
326
326
74
74
116
4,140

2,945
2,945
718
340
340
74
74
123
4,200

PUBLIC PROTECTION/CRIMINAL JUSTICE
Correctional Services, Department of
Criminal Justice Services, Division of
Homeland Security and Emergency Services, Division of
Military and Naval Affairs, Division of
State Police, Division of
Victim Services, Office of
Functional Total

757
166
2,916
7,645
594
0
12,078

1,120
314
3,896
5,475
378
0
11,183

1,448
200
2,916
6,499
0
326
11,389

1,431
3,086
2,916
6,499
0
354
14,286

1,433
1,622
2,916
6,499
0
354
12,824

1,433
3,235
2,916
6,499
0
372
14,455

HIGHER EDUCATION
Higher Education Services Corporation, New York State
State University of New York
Functional Total

56
76
132

14
54
68

419
51
470

419
51
470

419
51
470

419
51
470

34,830
34,830
34,830

38,931
38,931
38,931

42,243
42,243
42,243

45,024
45,024
45,024

47,663
47,663
47,663

49,917
49,917
49,917

0
1,100
0
431
1,531

126
1,613
1
233
1,973

0
2,313
0
350
2,663

0
2,652
0
350
3,002

0
2,577
0
350
2,927

0
2,709
0
350
3,059

HEALTH
Aging, Office for the
Health, Department of
Public Health
Medicaid Inspector General, Office of the
Functional Total
SOCIAL WELFARE
Children and Family Services, Office of
OCFS
Housing and Community Renewal, Division of
Human Rights, Division of
Labor, Department of
Temporary and Disability Assistance, Office of
All Other
Functional Total
MENTAL HYGIENE
Alcoholism and Substance Abuse Services, Office of
OASAS
Developmental Disabilities Planning Council
Mental Health, Office of
OMH
People with Developmental Disabilities, Office for
OPWDD
Quality of Care and Advocacy for Persons With Disabilities, Commission on
Functional Total

EDUCATION
Education, Department of
All Other
Functional Total
GENERAL GOVERNMENT
Elections, State Board of
State, Department of
Taxation and Finance, Department of
Veterans' Affairs, Division of
Functional Total

T-153

CASH DISBURSEMENTS BY FUNCTION
SPECIAL REVENUE FEDERAL FUNDS
GENERAL STATE CHARGES
(thousands of dollars)
FY 2011
Results

ELECTED OFFICIALS
Judiciary
Law, Department of
Functional Total
TOTAL GENERAL STATE CHARGES SPENDING

FY 2012
Results

FY 2013
Updated

FY 2014
Projected

FY 2015
Projected

FY 2016
Projected

19
7,778
7,797

79
7,165
7,244

0
8,608
8,608

0
11,567
11,567

0
11,154
11,154

0
11,870
11,870

259,594

261,999

285,675

321,267

320,794

336,477

T-154

General Fund Transfers From Other Funds
(thousands of dollars)
FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

RBTF - Dedicated PIT in excess of Debt Service

8,096,543

8,226,657

8,798,367

8,948,461

9,127,010

LGAC - Dedicated Sales Tax in excess of Debt Service

2,395,720

2,429,764

2,559,963

2,689,318

2,815,880

387,197

444,073

524,518

600,587

675,630

1,043,948

953,309

832,350

744,718

791,820

CAS Fund /
Account

Sending Agency

SFS Fund /
Account

Account Name

CWCA - Real Estate Transfer Tax in excess of Debt Service
Total All Other Transfers
ABO

339.PO

339.22138

Auth Budget Office

39

39

39

39

39

AG&MKTS

339.R4

339.22149

Motor Fuel Quality

249

200

200

200

200

AG&MKTS

339.R5

339.22150

Weights Measure

-

AG&MKTS

339.XX

339.219XX

A&M-Aggregated

AGRIC & MARKETS

261.00

261.25000

Fed USDA/FNS

AGRIC & MARKETS

265.00

265.25100

Federal HHS

BANKING/DFR

339.A5

339.21970

Banking Dept

CIV SVC

339.ER

339.22065

Exam & Misc Rev

CQCAPD

020.D1

020.20162

Disab Tech Asst

CQCAPD

339.EC

339.22056

Fedl Salary Sharing

DCJS

339.62

339.21945

DCJS

354.01

354.22801

Criminal Justice Improvement
MVTIFA

DED
DHCR

339.A7

339.21972

Econ Devel Asst

339.J5

339.22100

DHCR

339.NG

DMV
DMV

30

30

30

30

139

139

139

139

-

450

450

450

450

-

50

50

50

50

2,413

2,413

2,413

2,413

2,413

1,566

1,566

1,566

1,566

1,566

-

-

-

89

-

130
62

62

62

62

62

22,052

26,852

22,000

19,000

19,000

2,700

-

-

-

-

92

-

-

-

-

Housing Credit Agency Application

100

-

-

-

-

339.22130

Low Inc Housing

100

-

-

-

-

314.02

314.21452

Mobile Source

-

30

30

30

339.AE

339.21976

Motorcycle Safety

5

6

6

6

6

DMV

339.H7

339.22087

DMV-Compulsory

14,018

15,368

15,368

15,368

15,368

DMV

339.IC

339.22094

Accid Prevent Course

DOB

339.CR

339.22024

Reven Arrearage

DOB

339.FL

339.22073

Fed Liability

DOB

339.ST

339.22162

Systems & Technology

DOCCS

059.01

059.20751

DOCCS

339.CT

339.22026

Alcohol&Substance
Cell Phone Tower

30

606

606

606

606

606

28,554

22,554

22,554

22,554

22,554

-

50

1,833

833

-

-

-

833

833

833

19

-

-

-

-

900

-

-

-

-

DOCCS

339.CU

339.22027

Spec Conserv

109

-

-

-

-

DOH

339.03

339.21902

SPARCS

885

885

885

885

885

DOH

339.20

339.21915

Quality Care

-

DOH

339.26

339.21920

Cert of Need

7,417

DOH

339.28

339.21922

Retir Community

DOH

339.44

339.21934

Hosp & Nurs Mgt

150
1,086

2
-

-

-

-

1,086

1,086

1,086

2

2

2

2

376

376

376

376

DOH

339.81

339.21959

Envir.Lab.Fee

183

183

183

183

183

DOH

339.95

339.21965

Radio Hlth Protect

216

216

216

216

216

-

-

-

-

DOH

339.AP

339.21982

Administration

DOH

339.B4

339.21993

Radon Detct Dev

2

2

2

2

DOH

339.FP

339.22075

8

8

8

8

DOH

339.H9

339.22088

Funeral
Professional Medical Conduct

DOH

339.HQ

339.22091

Adlt Hme Qlty Enhance

DOH

339.J1

339.22097

Local Public Hlth

DOH

339.J6

339.22101

5,000

3,000

-

-

-

2
8
-

21

21

21

21

1,005

5

5

5

EPIC Premium Acct

102,625

54,000

-

2,252

2,252

2,252

2,252

9

9

9

9

9

73

73

73

73

-

21
5
-

DOH

339.JA

339.22103

Vital Records Mgmt

DOH

339.L2

339.22110

Asst Living Res Quality

DOH

339.PS

339.22139

Patient Safety

73
1,074

-

-

-

-

763

-

-

-

-

DOH

339.Q3

339.22141

NYC Veterans

DOH

339.Q4

339.22142

NYS Home-Vetera

2,252

DOH

339.Q5

339.22143

WNY Vets Home

432

-

-

-

-

DOH

339.Q6

339.22144

Montrose S V H

2,731

-

-

-

-

DOS

339.07

339.21904

Fire Prev/Code

14,084

14,810

14,810

14,810

14,810

DOS

339.72

339.21953

NY Fire Academy

-

247

247

247

247

DOS

339.AG

339.21977

Business Licens

40,546

37,964

30,002

29,437

31,045

DOS

339.B8

339.21996

Fire Protection

DOS

339.CM

339.22021

Reg Manufactured Housing

DOS

339.DQ

339.22044

Tug Hill Admin

DOS

349.01

349.22751

Lake George Park

DOT

169.33

169.60617

Medicaid Recov

1

-

DOT

225.01

225.23651

Mobility Tax Trust

2,548

-

DOT

313.02

313.21402

Metro Mass Tran

10,000

-

-

DOT

313.06

313.21404

Add Mass Trans

DOT

339.42

339.21933

DOT

339.G7

339.22079

Transportation Surplus Property
Accident Damage Recov

DSP

354.02

354.22802

Motor Vehicle Enforcement

ECON DEV

339.DO

339.22042

DED Marketing

ECON DEV

339.P4

339.22133

Procure Opportunity News

ENCON

301.48

301.21053

Waste Tire Mgt/Recycle

ENCON

301.49

301.21054

Oil & Gas Acct

13
-

13

13

13

100

100

100

10

10

10

10

10

197

197

197

197

197

-

-

-

-

-

-

-

-

1

T-155

13
100

2,503

-

-

-

-

803

803

803

803

1,800

-

-

64,800

100,800

-

100,800

-

100,800

-

1,631

131

131

131

131

100

100

100

100

100

5,946

5,946

5,946

-

-

48

48

48

48

48

General Fund Transfers From Other Funds
(thousands of dollars)

Sending Agency

CAS Fund /
Account

SFS Fund /
Account

Account Name

FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

ENCON

301.BJ

301.21060

Indirect Charge

523

523

523

523

ENCON

301.S4

301.21080

Encon Magazine

131

131

131

131

131

ENCON

301.XB

301.21084

Mined Land Reclamation

1,617

1,700

1,700

1,700

1,700

ENCON

303.03

303.21203

Oil Spill - DEC

ENCON

312.00

312.31500

Hazardous Waste

ENCON

355.01

355.22851

Great Lakes Protection

GSC

225.01

225.23651

HLTH MEDICAL

339.JB

339.22104

Mobility Tax Trust
CHCCDP Transfer

HSES

339.61

339.21944

Radiology

HSES

339.LZ

339.22123

LABOR

305.01

305.21251

LABOR

305.02

305.21252

LABOR

339.30

339.21923

LABOR

339.BA

339.21998

LABOR

482.01

MENTAL HYGIENE

34,297

574

574

574

574

28,750

28,750

28,750

28,750

60
3,676

523

60
-

60
-

60
-

60
-

24,373

-

-

-

-

1,350

1,350

1,350

1,350

1,350

Pub Safe Commun

20,000

20,000

-

-

-

OSH Trng & Educ

2,366

866

866

866

866

OSHA Inspection

2,087

2,188

2,188

2,188

2,188

DOL Fee Penalty

12,372

8,372

8,372

8,372

8,372

Public Work Enforce

2,930

2,930

2,930

2,930

2,930

390.23551

UI Special Interest & Penalty

6,711

6,711

3,211

3,211

3,211

339.10

339.21907

Mental Hygiene

-

56,374

68,977

30,466
15,210

371,639

MENTAL HYGIENE

339.13

339.21909

100,664

21,380

15,210

339.51

339.21941

M H Patient Inc
Methadone Registry Services

-

OASAS
OASAS

-

242

248

254

260

339.EJ

339.22060

Credential Services

-

935

959

987

1,013

OASAS

346.00

346.22700

Subst Abuse Srv

OCFS

265.00

265.25100

OCFS

267.00

267.25200

Federal HHS
Fed Education

OCFS

307.01

307.21351

Equip Loan Fund

OCFS

339.88

339.21961

Train Mgmt Evaluation

OCFS

339.CY

339.22028

Central Registry

OCFS

339.K1

339.22108

Hwy Rev/Social Security Admin

OCFS

339.YF

339.22186

Yth Fac PerDiem

OGS

339.YL

339.219YL

OGS Bldg Admin

OGS

339.YN

339.219YN

OGS Standards & Purchase Acct

OILS

390.01

390.23551

OMH
OMH

265.00

265.25100

290.00

OMH
OMH
OPWDD

-

200

2,500
-

-

-

-

28,670

28,670

28,670

28,670
900

900

900

900

7

7

7

7

7

488

488

488

488

488

1,439

4,822

4,822

4,822

4,822

50

50

50

50

50

101,950

152,416

138,746

119,875

98,702

480

1,000

1,000

1,000

1,000

4,489

3,000

3,000

3,000

3,000

Indigent Legal

-

3,000

-

-

-

-

171

290.25300

Federal HHS
Fed Oper Grant

853

-

343.00

343.55100

Mental Hygiene

-

58

80

58

353.00

353.50500

MH & MR Community

-

23

32

23

339.05

339.21903

-

6,189

6,189

-

-

40,000

40,000

40,000

-

23

23

23

OPWDD

339.DH

339.22038

OPWDD Provider
OMRDD Day Services

ORDA

385.01

385.23501

Lake Placid Train

OTDA

265.FS

265.251FS

OTDA

339.48

339.21938

Federal Stimulus
ODTA Training Contract

OTDA

339.50

339.21940

ODTA Training Mgmt

OTDA

339.AX

339.21988

OTDA

339.L7

PARKS

13

18,313

-

-

Child Support Revenue

339.22112

OTDA Income

339.39

339.21930

I Love NY Water

PARKS

339.T2

339.22163

Parks&Recreation Patron Services

PUB SVC

339.US

339.22172

Undrgrnd Safety Training

RACING

339.BJ

339.22003

Bell Jar Collection

SED OTH

050.01

050.20451

Tuition Reimb

SED OTH

050.02

050.20452

SED OTH

052.01

SED OTH

339.A4

SED OTH

339.E3

-

25
-

11
33
14
40,000
23

-

-

-

1,010

-

-

-

65

-

-

-

-

75

-

-

-

-

1,348

-

-

64
5,402

64

64

64

64

-

-

709

903

175

175

175

175

175

123

202

202

202

202

23

23

23

23

23

Prop Vocational Sch

297

297

297

297

297

052.20501

Local Govt Record

782

782

782

782

782

339.21969

Teacher Certif

693

861

861

861

861

339.22051

Professional Education Serv

2,777

2,777

2,777

2,777

2,777

-

-

-

SED OTH

339.TM

339.22166

Teacher Education Accreditation

SED OTH

365.01

365.23051

Vocatl Rehabil

-

14

SPEC REV

339.00

339.21900

Reserve for Transaction Risks

-

21
32
(105,000)

32
(105,000)

32
(105,000)

32
-

SUNY

345.10

345.22653

SUNY General IFR

22,000

38,000

26,000

26,000

26,000

SUNY

345.22

345.22656

SUNY Hospitals Debt Service

43,136

41,130

39,211

40,993

40,993

TADA

339.GA

339.22080

Adult Shelter

TADA OTH

261.00

261.25000

Fed USDA/FNS

TADA OTH

265.00

265.25100

Federal HHS

TAX

339.BK

339.22004

Ind & Util Service

TAX

339.DC

339.22034

Investment Services

TAX

339.G3

339.22078

Local Services

TSCR

339.TS

339.22169

TSCR Account

T-156

5,000

-

-

-

-

-

30,000

30,000

30,000

30,000

22,687

163,600

153,600

91,600

91,600

441

441

441

441

441

-

541

541

541

541

26

26

26

26

26

42,975

104,011

104,011

104,011

104,011

11,923,408

12,053,803

12,715,198

12,983,084

13,410,340

General Fund Transfers To Other Funds
(thousands of dollars)

 
Receiving Agency

CAS Fund/
Account

SFS Fund /
Account

Account Name

Total Transfers to Debt Service Funds
Total Transfers to Capital Projects Funds
Total Transfers to State Share Medicaid
Total All Other Transfers

FY 2012

FY 2013

FY 2014

FY 2015

FY 2016

Results

Updated

Projected

Projected

Projected

1,515,793

1,564,121

1,616,995

1,514,261

1,487,854

798,402

1,032,890

1,290,114

1,409,450

1,322,277

2,722,478

2,974,705

2,758,941

2,614,624

2,519,886

819,074

1,420,523

2,940,445

3,924,778

4,435,261

15,672

17,373

18,951

19,851

19,851

7,748

7,843

7,843

7,843

7,843

240

240

240

240

16,000

16,000

16,000

16,000

ABC

339.DB

339.22033

Alcohol Beverag

CIV SVC

396.00

396.55300

Health Ins Intrnl Service

CIV SVC

396.01

396.55301

DCJS

339.CA

339.22015

CS EBD Admin Reim
Crimes Against

6,000

-

DHCR

316.00

316.40250

Housing Debt

4,051

1,000

1,000

1,000

1,000

DM & NA
DMV

339.U2
339.GE

339.22171

-

2,087

2,087

2,087

2,087

339.22084

Recruitment Inc
Federal-Seized

-

12

-

-

-

DOCCS

397.00

397.55350

Corr Industries

9,500

9,500

9,500

9,500

DOH

020.AA

020.20143

Alzheimers Disease Assist

284

250

250

250

250

DOH

020.BD

020.20155

Breast Cancer Res & Educ

504

650

650

650

650

DOH

020.PR

020.20183

Prostate Cancer

DOH

319.00

319.40300

DOH

339.AW

339.21987

DOH Income Fund
Spinal Injury

DOH

339.QC

339.22147

Quality of Care

DOT

225.01

225.23651

Mobility Tax Trust

9,500

207

150

150

150

150

20,672

16,079

16,079

16,079

16,079
-

1,575

-

-

-

1,500

2,500

-

-

22,401

279,440

331,690

-

333,750

333,750

DOT

313.01

313.21401

Pub Tran Systms

12,000

12,000

12,000

12,000

12,000

DOT
ENCON

313.02
301.S5

313.21402

46,959

19,100

19,100

19,100

19,100

301.21081

Metro Mass Tran
Environment Enf

5,590

261

-

-

-

ENCON

302.00

302.21150

Conservation

3,853

180

-

-

-

FMS

339.FM

339.22074

SFS Account

36,000

48,000

55,200

55,200

55,200
60,877

FPADJ

020.00

020.20100

Combined Expendable Trust

-

69,697

59,883

61,856

ILS

390.01

390.23551

Indigent Legal

40,276

40,000

40,000

40,000

40,000

JUDICIAR

340.AA

340.22501

CFIA Undistrib

114,276

106,000

107,100

108,100

109,000

JUDICIAR

368.01

368.23151

NYCCC Operat Offset

8,594

8,700

8,800

8,700

8,800

MENTAL HYGIENE

304.00

304.40100

Mental Health

399

-

-

91,542

MENTAL HYGIENE

339.10

339.21907

Mental Hygiene

-

-

477,638

844,255

1,161,107

MENTAL HYGIENE

339.13

339.21909

M H Patient Inc

-

-

311,008

844,670

1,131,219

OCFS

020.78

020.20128

WB Hoyt Memoria

622

622

622

622

622

OFT
OGS

334.30

334.55069

Cent Tech Svcs.

-

22,000

52,000

20,000

10,000

323.ZX

323.550ZX

OGS Exec Direct

25,068

-

-

-

-

OMH

265.00

265.25100

Federal HHS

-

-

OMH

267.00

267.25200

Fed Education

-

OMH

343.00

343.55100

Mental Hygiene

-

48

5

-

-

OMH

353.00

353.50500

MH & MR Community

-

17

2

-

1,476

41
1

-

-

36
-

36
-

OPWDD

339.05

339.21903

OPWDD Provider

-

-

-

1,476

SCI

339.SR

339.22161

-

-

13,673

11,373

-

SED

054.01

054.20601

ES Stem Cell Trust
Charter School Stimulus

4,837

4,837

4,837

4,837

4,837

SED GSPS

160.03
160.06

160.20901

19,000

-

-

-

160.20904

Lottery - Education
VLT - Education

52,624

SED GSPS

2,258

-

-

-

-

SED OTH

339.D9

339.22032

Batavia School

900

900

900

900

SED OTH

339.E6

339.22053

Rome School

1,100

900

900

900

900

SUNY

345.22654

S U Inc Offset

8,318

8,318

8,318

8,318

8,318

SUNY

345.11
345.12

345.22655

SUNY - University Operations

SUNY

345.22

345.22656

SUNY - Disproportionate Share

SUNY

345.22656

SUNY

345.22
345.31

TAX

334.12

810

340,350

982,566

1,002,081

1,022,057

224,720

-

228,175

228,175

228,175

228,175

60,000

80,817

87,756

87,756

87,756

345.22657

SUNY - Hospital Operations
SUNY Stabilization

10,455

-

-

-

-

334.55057

Banking Service

70,201

57,476

65,481

65,481

65,481

5,855,747

6,992,239

8,606,495

9,463,113

9,765,278

T-157

T-158

0
0

Closing fund balance

42,638
(37,309)
0
5,329

Other financing sources (uses):
Transfers from other funds
Transfers to other funds
Bond and note proceeds
Net other financing sources (uses)

Change in fund balance

39,769
7,951
4,623
0
0
52,343

43,213
3,741
60
47,014

Receipts:
Taxes
Miscellaneous receipts
Federal grants
Total receipts

Disbursements:
Grants to local governments
State operations
General State charges
Debt service
Capital projects
Total disbursements

0

Opening fund balance

General
Fund

1,131

0

0
0
0
0

0
0
0
0
0
0

0
0
0
0

1,131

Tax
Stabilization
Reserve Fund

21

0

0
0
0
0

0
0
0
0
0
0

0
0
0
0

21

Contingency
Reserve Fund

CASH COMBINING STATEMENT
GENERAL FUND
FY 2013
(millions of dollars)

57

(45)

2
0
0
2

47
0
0
0
0
47

0
0
0
0

102

Community
Projects
Fund

175

0

0
0
0
0

0
0
0
0
0
0

0
0
0
0

175

Rainy Day
Reserve Fund

90

(268)

77
(345)
0
(268)

0
0
0
0
0
0

0
0
0
0

358

Refund
Reserve

0

0

(30,662)
30,662
0
0

0
0
0
0
0
0

0
0
0
0

0

Eliminations

1,474
.

(313)

12,055
(6,992)
0
5,063

39,816
7,951
4,623
0
0
52,390

43,213
3,741
60
47,014

1,787

Total

T-159

140

Total Disbursements

21,556

Total Disbursements

Closing Fund Balance

Change in Fund Balance
20,527

1,760

0

0
21,556
0
0
0

Disbursements:
Grants to Local Governments
State Operations
General State Charges
Debt Service
Capital Projects

Net Other Financing Sources (Uses)

23,316

Total Receipts

0
0
0

0
22,666
650

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond & Note Proceeds

18,767

92,313

38,555

279,440

279,440
0
0

1,741,575

1,741,575
0
0
0
0

1,500,690

1,310,000
190,690
0

53,758

225

221

Receipts:
Taxes
Miscellaneous Receipts
Federal Grants

43,358

(16,506)

71,239

71,369
(130)
0

15,825

4,851
5,088
886
0
5,000

(71,920)

0
(71,920)
0

59,864

020

2,173

0

Opening Fund Balance

Closing Fund Balance

Change in Fund Balance

0

0
140
0
0
0

Disbursements:
Grants to Local Governments
State Operations
General State Charges
Debt Service
Capital Projects

Net Other Financing Sources (Uses)

140

Total Receipts

0
0
0

0
140
0

Receipts:
Taxes
Miscellaneous Receipts
Federal Grants

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond & Note Proceeds

2,173

Opening Fund Balance

019

(1,571)

0

(31,666)

0
(31,666)
0

1,950,107

1,876,150
63,681
10,276
0
0

1,981,773

0
98,900
1,882,873

(1,571)

261

6,479

(1,134)

0

0
0
0

8,634

7,000
1,252
382
0
0

7,500

0
7,500
0

7,613

023

(147,454)

0

(3,924,307)

0
(3,924,307)
0

29,341,500

28,779,402
473,205
88,893
0
0

33,265,807

0
49,463
33,216,344

(147,454)

265

127

6

293

300
(7)
0

577

0
420
157
0
0

290

0
290
0

121

024

562

0

(11,102)

1
(11,103)
0

3,563,373

3,053,708
466,329
43,336
0
0

3,574,475

0
2,846
3,571,629

562

267

(170)

(227)

300

300
0
0

592

0
398
194
0
0

65

0
65
0

57

025

0

0

0

0
0
0

59,133

55,607
2,857
669
0
0

59,133

0
0
59,133

0

269

5,182

(183)

(562)

0
(562)
0

3,378

0
2,664
714
0
0

3,757

0
3,757
0

5,365

050

CASH COMBINING STATEMENT
SPECIAL REVENUE FUNDS
FY 2013
(thousands of dollars)

70,798

0

(15,076)

500
(15,576)
0

830,587

555,798
239,504
35,285
0
0

845,663

0
(23,181)
868,844

70,798

290

1,752

(310)

(1,383)

0
(1,383)
0

8,160

5,056
2,192
912
0
0

9,233

0
9,233
0

2,062

052

1,124

17

(78)

0
(78)
0

3,605

0
3,605
0
0
0

3,700

0
3,700
0

1,107

300

0

0

0

0
0
0

3,276,067

3,276,067
0
0
0
0

3,276,067

3,276,067
0
0

0

053

(32,864)

(4,565)

7,195

21,357
(14,162)
0

87,858

0
69,161
18,697
0
0

76,098

0
76,098
0

(28,299)

301

4,252

0

4,837

4,837
0
0

4,837

4,837
0
0
0
0

0

0
0
0

4,252

054

85,918

(1,156)

(1,572)

730
(2,302)
0

52,553

0
40,106
12,447
0
0

52,969

0
52,969
0

87,074

302

1

0

0

0
0
0

0

0
0
0
0
0

0

0
0
0

1

059

20,799

7,387

(17,226)

20,306
(37,532)
0

31,208

0
26,851
4,357
0
0

55,821

0
55,821
0

13,412

303

2

(2,804)

(306,172)

0
(306,172)
0

5,405,952

5,333,966
67,367
4,619
0
0

5,709,320

1,124,000
4,585,320
0

2,806

061

9,897

4,984

(3,054)

0
(3,054)
0

39,451

0
30,424
9,027
0
0

47,489

0
47,489
0

4,913

305

73,245

(5,482)

0

0
0
0

683,249

683,249
0
0
0
0

677,767

486,600
191,167
0

78,727

073

3,060

(1,148)

3,750

3,750
0
0

12,898

0
12,800
98
0
0

8,000

0
8,000
0

4,208

306

22,616

(8,500)

19,000

30,000
(11,000)
0

3,225,990

3,053,000
161,247
11,743
0
0

3,198,490

0
3,198,490
0

31,116

160

T-160

31,100

(197)
(360)
812

Closing Fund Balance

1,371

Total Disbursements

Change in Fund Balance

0
1,112
259
0
0

Disbursements:
Grants to Local Governments
State Operations
General State Charges
Debt Service
Capital Projects

Net Other Financing Sources (Uses)

1,208

Total Receipts

0
(197)
0

0
1,208
0

Receipts:
Taxes
Miscellaneous Receipts
Federal Grants

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond & Note Proceeds

1,172

Opening Fund Balance

3,389

41,043

(64,800)

0
(64,800)
0

13,857

4,537
9,248
72
0
0

119,700

0
119,700
0

(37,654)

116,428

354

(7)

Net Other Financing Sources (Uses)

31,100
0
0

1,859,782

349

0
(7)
0

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond & Note Proceeds

173,295

79

Total Disbursements

1,854,812
3,513
1,457
0
0

1,945,110

449

0
79
0
0
0

Disbursements:
Grants to Local Governments
State Operations
General State Charges
Debt Service
Capital Projects

Closing Fund Balance

63

Total Receipts

1,923,300
21,810
0

56,867

(23)

0
63
0

Receipts:
Taxes
Miscellaneous Receipts
Federal Grants

313

Change in Fund Balance

472

Opening Fund Balance

307

356

(94)

(60)

0
(60)
0

194

0
151
43
0
0

160

0
160
0

450

355

(20,074)

(3,280)

(30)

0
(30)
0

43,750

0
32,046
11,704
0
0

40,500

0
40,500
0

(16,794)

314

3,732

3,709

0

0
0
0

0

0
0
0
0
0

3,709

0
3,709
0

23

359

66

0

0

0
0
0

0

0
0
0
0
0

0

0
0
0

66

318

8,951

48

0

0
0
0

852

852
0
0
0
0

900

0
900
0

8,903

360

10,790

769

0

0
0
0

950

0
950
0
0
0

1,719

0
1,719
0

10,021

321

(3,052)

(369)

0

0
0
0

3,437

0
3,437
0
0
0

3,068

0
3,068
0

(2,683)

362

3,537

57

0

0
0
0

58

0
58
0
0
0

115

0
115
0

3,480

332

CASH COMBINING STATEMENT
SPECIAL REVENUE FUNDS
FY 2013
(thousands of dollars)

17

(92)

(32)

0
(32)
0

160

60
100
0
0
0

100

0
100
0

109

365

1,181

0

0

0
0
0

75

0
75
0
0
0

75

0
75
0

1,181

333

(7,602)

(210)

0

0
0
0

6,998

0
4,861
2,137
0
0

6,788

0
6,788
0

(7,392)

366

731

(38)

0

0
0
0

98

98
0
0
0
0

60

0
60
0

769

338

(21,740)

700

8,700

8,700
0
0

33,000

0
23,400
9,600
0
0

25,000

0
25,000
0

(22,440)

368

599,834

(19,703)

6,282,815

10,152,789
(3,869,974)
0

9,006,842

2,748,270
4,745,993
1,512,594
0
(15)

2,704,324

10
2,704,225
89

619,537

339

6,525

1,300

0

0
0
0

24,700

0
16,800
7,900
0
0

26,000

0
26,000
0

5,225

369

3,734

(1,274)

105,626

106,000
(374)
0

106,900

104,200
2,100
600
0
0

0

0
0
0

5,008

340

126,960

(13,651)

0

0
0
0

120,318

0
114,166
6,152
0
0

106,667

0
106,667
0

140,611

377

41

0

0

0
0
0

0

0
0
0
0
0

0

0
0
0

41

341

(1)

(13)

(23)

0
(23)
0

75

0
75
0
0
0

85

0
85
0

12

385

433,689

(39,572)

853,530

1,030,240
(176,710)
0

4,934,316

0
4,557,729
376,587
0
0

4,041,214

0
4,041,214
0

473,261

345

56,618

22,756

37,000

40,000
(3,000)
0

87,244

61,100
25,859
285
0
0

73,000

0
73,000
0

33,862

390

3,820

(200)

(200)

0
(200)
0

4,867

4,500
367
0
0
0

4,867

0
4,867
0

4,020

346

T-161
10,000
293,240
101,766
0
0
405,006

Disbursements:
Grants to Local Governments
State Operations
General State Charges
Debt Service
Capital Projects
Total Disbursements

Closing Fund Balance

42,502

0
0
0
0
0

0
58,000
347,006
405,006

Receipts:
Taxes
Miscellaneous Receipts
Federal Grants
Total Receipts

Other Financing Sources (Uses):
Transfers from Other Funds
Transfers to Other Funds
Bond & Note Proceeds
Net Other Financing Sources (Uses)
Change in Fund Balance

42,502

Opening Fund Balance

480

845

0
(6,711)
0
(6,711)
(4,691)

0
6,408
1,172
0
0
7,580

0
9,600
0
9,600

5,536

482

545

0
0
0
0
0

0
8,105
0
0
0
8,105

0
0
8,105
8,105

545

484

(2,625)

0
0
0
0
0

180,424
32,261
5,450
0
0
218,135

0
0
218,135
218,135

(2,625)

486

(314)

0
0
0
0
(314)

0
0
0
0
0
0

0
(314)
0
(314)

0

SRO

1,707,138

11,801,719
(8,481,152)
0
3,320,567
113,120

53,399,119
11,573,980
2,280,470
0
4,985
67,258,554

8,119,977
15,757,822
40,172,808
64,050,607

1,593,518

Sub Total

0

(4,104,880)
4,104,880
0
0
0

0
0
0
0
0
0

0
0
0
0

0

Eliminations

CASH COMBINING STATEMENT
SPECIAL REVENUE FUNDS
FY 2013
(thousands of dollars)

1,707,138

7,696,839
(4,376,272)
0
3,320,567
113,120

53,399,119
11,573,980
2,280,470
0
4,985
67,258,554

8,119,977
15,757,822
40,172,808
64,050,607

1,593,518

Financial Plan

T-162

35

020.20110-Oxford Donation

51

8,084

355

2

020.20149-Autism Aware &

020.20150-Emergency Serv

020.20151-Batavia-Charlot

020.20152-Rome-Gifts And

(3)

020.201DR-Human Rghts Dis

(1)

(5)

020.201RP-Aging Grants An

020.201RW-RW Johnson Foun

961

1

020.201PG-DCJS - MUNY Pol

020.201XK-Grants Account

1

932

020.201MI-RPMI Schoellkpf

020.201HH-OMH Grant & Beq

(1)

118

020.201GW-CCF Grts & Beqs

020.201FF-Ford Foundation

150

(2)

020.201B8-DAAA Grnts And

020.201F1-Women Vet Monum

(3)

020.201B4-DFY Rec & Welfr

917

2,768

020.20183-Prostate Cancer

020.20192-Missng Children

43

020.20182-Parole Ofcr Mem

40

19

020.20185-Percy T Phillip

8,892

020.20167-Grants and Bequ

020.20178-Multiple Sclero

11

020.20166-Erie Canal Muse

020.20176-Misc. Gifts Acc

6

020.20165-DMNA Youth Prog

527

35

020.20162-Disab Tech Asst

020.20174-Life Pass It on

1

160

020.20159-Community Relat

8,371

362

020.20147-Prostate/Testic

020.20155-Br Can Res & Ed

142

020.20144-Local Gov Comm

490

1,728

020.20143-Alzheimers Dis

020.20130-St Transm Money

020.20142-Youth Grants &

183

17,443

020.20129-CBVH Gift & Beq

12

3,631

020.20128-WB Hoyt Memoria

020.20127-DMNA Military

774

020.20126-CBVH Vend Stand

020.20120-Spec Events

14

486

020.20118-Tech Transfer

52

23

020.20116-IBR Genetic Cou

020.20124-RPMI Grnt & Beq

60

020.20114-Montrose Donati

020.20123-L.M. Josephthal

11

117

020.20113-Donations-Batav

5

68

020.20109-Helen Hayes Hsp

54

65

020.20107-DOCS Gift & Don

020.20112-CVB Gifts & Beq

51

020.20105-Animal Disease

020.20111-Donat-St.Albans

1

1,202

(35)

2,171

Opening
Balance

020.20103-Chambers Restor

020.20101-Planting Fields

020.20100-Combined Exp Tr

019.20000-Ment Hyg Gifts

Fund Account

Taxes

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

1,500

0

1

25

0

20

107

0

0

0

0

0

360

0

0

0

0

4,000

200

1

0

5

0

100

40

20

20

2,688

10

40

12

0

387

8,000

5

0

1

814

0

1

357

50

105

12

19

5

0

166

0

5

51

0

350

(91,697)

140

Misc.
Receipts

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Federal
Grants

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

1,500

0

1

25

0

20

107

0

0

0

0

0

360

0

150

150
0

0

0

4,000

200

1

0

5

0

100

690

20

20

2,688

10

40

12

250

387

8,000

5

622

1

814

0

1

357

50

105

12

19

5

0

166

0

5

51

0

350

(22,000)

140

Total
Receipts

0

0

0

0

0

0

0

0

0

650

0

0

0

0

0

0

250

0

0

0

0
622

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

69,697

0

Transfers
From

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Bond
Proceeds

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

1,000

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

3,101

0

0

0

0

0

0

0

750

Local
0
0

200

0

0

0

0

0

13

0

0

0

0

0

239

0

0

0

0

0

0

0

0

0

0

0

0

0

0

126

0

14

0

0

41

0

0

0

0

30

0

0

0

0

0

0

0

0

0

0

0

0

0

0

209

PS

300

0

1

25

0

20

79

0

0

0

0

0

136

0

0

0

20

0

0

3

0

5

0

0

913

19

23

93

20

6

7

202

370

930

15

0

1

448

0

1

204

50

105

0

19

8

0

73

0

5

46

0

47

0

140

NPS

CASH COMBINING STATEMENT BY ACCOUNT
SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2013
(thousands of dollars)

5

0

0

0

0

0

1

0

0

0

0

0

6

0

0

0

0

0

0

0

0

0

0

0

0

0

0

3

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

7

0

0

Indirect
Costs

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

UI
Benefits

103

0

0

0

0

0

7

0

0

0

0

0

123

0

0

0

0

0

0

0

0

0

0

0

0

0

0

65

0

0

0

0

17

0

0

0

0

477

0

0

0

0

0

0

0

0

0

0

0

0

0

0

94

0

0

GSCs

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Debt

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

5,000

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Capital

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

130

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Transfers
To

1,608

0

1

25

0

20

100

0

0

0

0

0

504

0

0

0

20

5,000

0

3

0

5

130

0

913

19

23

3,388

20

20

7

202

428

930

15

750

1

955

0

1

204

50

105

0

19

8

0

73

0

5

46

0

357

0

140

Total
Disb.

853

(5)

(1)

1

1

932

125

(1)

150

(3)

(2)

(3)

773

40

2,918

43

(1)

7,892

727

9

6

35

30

101

8,148

3

352

7,384

41

382

147

1,776

449

24,513

173

3,503

12

633

14

52

639

23

60

129

11

51

5

128

68

65

56

1

1,195

(22,035)

2,171

Closing
Balance

T-163

061.20805-Enhanced Com

061.20807-HCRA Program

0

0

0

0

0

0

0

0

0

0

423

7,433

95

4,256

301.21055-Marine/Coastal

301.21060-Indirect Charge

26

149

301.21061-Hazardous Sub B

6,557

1

301.21052-EnCon-Seized As

301.21054-Oil & Gas Accou

22

301.21051-EnCon Energy Ef

301.21053-Wst Tire Mgt/Re

1,430

300.21002-Encon Admin Acc

30,876

225.23652-MTA Aid Trust

(325)

16,920

225.23651-Mobility Tax Tr

300.21001-E F C Admin Acc

18,768

221.20950-Comb Student Ln

4

22,002

160.20904-VLT - Education

160.20903-VLT - Admin

0

9,112

160.20902-State Lottery

160.20901-Education - New

29,197

073.20852-Railroad Accoun

073.20853-DMTF

0

42,094

073.20851-Transit Authori

221

061.20821-Health Care Del

068.300DS-Dispro Sh Med

1

061.20820-Matern & Ch HIV

18,367

061.20817-Indigent Care

808

477

061.20816-Pilot Health In

(473)

478

061.20815-Prov Coll Monit

061.20819-Health Occup De

271

061.20814-Primary Care In

061.20818-EPIC Premium

24

061.20813-Ad Home Res Co

061.20812-Hospital Based

27,925

061.20811-HCRA Undistribu

0

0

0

0

0

0

0

0

0

130,000

1,180,000

0

0

0

0

0

39,325

67,550

379,725

0

0

0

0

0

0

0

0

0

0

0

1,124,000

(85,138)

061.20810-Child Health In

0

2,539

0

0

0

0

0

0

0

0

0

0

0

0

3,276,067

Taxes

061.20809-EMS Training

(2)

(2)

21,857

061.20804-Medical Assist.

061.20808-HCRA Transition

95

750

061.20803-Medicaid Fraud

254

(1)

061.20800-LTC Ins Res Acc

13,930

1

059.20751-Alcohol&Subst A

061.20802-Health Care Srv

1

061.20801-Tobacco Cntr &

(1)

056.20702-Greenway Herit

4,251

054.20601-Chtr Sch Sti Ac

056.20701-Greenway Commun

(1)

2,061

052.20501-Loc Govt Record

053.20550-Sch Tax Relief

2,726

025.20401-Child Performer

2,638

58

024.20350-NYS Archvs Ptne

050.20452-Prop Voc Sch Su

122

023.20300-N Y Int Lawyers

050.20451-Tuition Reimb

257

7,613

020.201ZZ-Donated Funds

184

12

Opening
Balance

020.201ZS-Grants

020.201XX-S U Restric Cur

Fund Account

350

0

13

108

24,000

20

0

3,700

0

181,090

9,600

22,666

847,000

11,011

153,479

2,187,000

16,615

26,158

148,394

0

0

0

0

0

0

0

0

0

0

0

4,585,320

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

9,233

3,052

705

65

290

7,500

0

300

0

Misc.
Receipts

0

0

0

0

0

0

0

0

0

0

0

650

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Federal
Grants

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

10,596

0

0

0

0

0

0

0

0

279,440

0

0

350

10,596

13

108

24,000

20

0

3,700

0

311,090

1,469,040

23,316

847,000

11,011

153,479

0

2,217,000

0

55,940

93,708

528,119

0

0

0

0

0

0

0

0

0

0

0

5,709,320

0

0

0

0

0

0

0

0

0

0

0

0

0

4,837

3,276,067

9,233

3,052

705

365

590

7,500

0

300

0

Total
Receipts

30,000

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0
0

0

0

0

0

0

0

0

0

4,837

0

0

0

0

300

300

0

0

0

0

Transfers
From

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Bond
Proceeds

0

0

0

0

0

0

0

0

0

0

0

0

310,000

1,431,575

0

836,000

0

0

2,217,000

59,749

93,500

530,000

0

0

0

0

126,200

791,500

0

0

0

60

11,689

0

355,969

0

0

452,297

0

3,466,940

0

129,311

0

0

0

0

0

4,837

3,276,067

5,056

0

0

0

0

7,000

Local

0

0

0

164

1,554

0

0

9,621

0

0

3,596

0

0

0

0

0

3,487

21,189

0

0

0

0

0

239

0

438

2,250

0

607

1,301

302

0

0

0

776

2,253

0

0

0

1,022

52

0

1,824

0

0

0

0

0

0

1,765

1,382

0

376

292

620

PS

0

0

0

33

5,869

0

98

4,054

0

0

9

0

0

0

21,556

0

21,403

114,452

0

0

0

0

0

17

0

57

8,700

0

71

159

0

0

0

0

5,415

13,712

0

23,334

0

4,254

263

0

75

0

0

0

0

0

0

380

745

500

12

119

582

NPS

CASH COMBINING STATEMENT BY ACCOUNT
SPECIAL REVENUE OTHER FUNDS (Excluding Fund 339)
FY 2013
(thousands of dollars)

8

61

0

0

228

0

0

0

0

0

0

0

0

110

606

0

0

0

0

0

6

0

12

0

0

16

35

18

0

0

0

21

61

0

0

0

27

1

0

49

0

0

0

0

0

0

47

37

0

10

9

50

0

0

0

Indirect
Costs

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

UI
Benefits

111

811

0

0

5,226

0

0

0

0

0

0

0

0

2,011

9,732

0

0

0

0

0

124

0

226

0

0

314

672

156

0

0

0

401

1,164

0

0

0

528

27

64

943

0

0

0

0

0

0

912

714

0

194

157

382

0

0

0

GSCs

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Debt

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Capital

0

523

0

48

5,946

0

0

78

0

0

0

0

11,000

0

0

0

0

0

0

0

39

0

129

0

0

286

492

125

0

0

303,537

394

667

0

0

0

0

0

0

503

0

0

0

0

0

0

1,383

539

23

0

7

0

0

0

0

Transfers
To

0

0

0

316

8,818

0

146

25,075

0

0

3,683

0

310,000

1,431,575

21,556

847,000

27,011

145,979

2,217,000

59,749

93,500

530,000

0

425

0

862

137,150

791,500

1,294

2,659

601

60

11,689

303,537

362,976

17,857

0

475,631

0

3,472,771

343

129,375

3,394

0

0

0

0

4,837

3,276,067

9,543

3,417

523

592

584

8,634

Total
Disb.

60

6,034

108

111

5,482

21

22

1,447

(325)

31,966

54,385

20,528

4

6,002

16,612

0

25,388

7,641

40,213

0

(204)

1

(54)

(137,623)

(773,133)

(817)

(2,181)

(330)

(36)

(11,266)

5,433,708

(448,114)

(15,318)

(2)

(453,774)

(2)

(3,472,021)

(248)

(115,445)

(3,140)

(1)

1

1

(1)

4,251

(1)

1,751

2,361

2,820

(169)

128

6,479

257

484

12

Closing
Balance

T-164

(2)

(43)

17

301.21084-Mined Land Recl

301.210R9-SEQR Review

301.210S7-Town Of Riverhe

157

(1)

(15,396)

(1,401)

313.21404-Add Mass Trans

314.21451-Operatng Permit

314.21452-Mobile Source

24

74

332.21653-Rocky Pocantico

332.21654-OMR Nonexpnd Tr

769

5,009

338.21851-Arts Capital Re

340.22501-CFIA Undistrib

15,643

371,293

345.22652-L I Vets Home

345.22653-S U Genl IFR

42

1

341.22552-DFY-NYC Summer

1,181

335.21750-Nys Musical Ins

332.21657-Cunningham Fund

333.21700-Wintr Sports Ed

15

100

332.21656-Helen Hayes Hos

3,000

228

332.21652-William Vorce F

332.21655-Rockefeller Tru

58

37

321.21552-Demographics/Re

332.21651-Brummer Award

9,964

106

313.21403-Urban Mass Tran

321.21551-Legisl Comp R&D

53,908

313.21402-Metro Mass Tran

66

(671)

313.21401-Pub Tran Systms

318.21501-Housing Reserve

474

307.21351-Equip Loan Fund

4,210

305.21252-OSHA Inspection

306.21301-Client Protectn

4,753

305.21251-OSH Trng & Educ

(1)

13,407

303.21205-License Fee Sur

303.21204-Oil Spill - DAC

3

303.21201-Oil Spill - DAC

4

13

302.21157-Venison Donatio

(1)

290

302.21156-Habitat Account

303.21203-Oil Spill - DEC

286

302.21155-Surf Clam/Quaho

303.21202-Oil Sp Relocatn

47,459

85

302.21153-License Guide

302.21154-Fish And Game T

208

302.21152-Migratory Bird

3,013

35,718

302.21150-Conservation

302.21151-Marine Resource

16,964

301.210ZZ-Monitors-Aggre

0

36

301.21083-UST-Trust Recov

301.210TV-ATV DESF

(20,951)

(21,707)

301.21081-Environment Enf

301.21082-Natural Resourc

34

440

(8,538)

301.21067-Recreation Acco

301.21080-Encon Magazine

(3,999)

301.21066-Low Level Radio

301.21077-Public Safety R

(1,683)

1

301.21065-Fed Indirect R

20

301.21064-Utility Envir R

Opening
Balance

301.21063-S-Area Landfill

Fund Account

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

1,843,395

79,905

Taxes

649,666

41,500

0

0

60

0

75

0

0

0

(1)

110

0

6

2

1,717

0

32,000

8,500

0

0

21,400

410

63

8,000

23,440

24,049

13,700

42,000

0

0

121

25

45

0

2,500

55

10

2,300

48,034

2,391

0

0

1

4,210

12

4,000

27,000

705

0

10,500

2,748

40

0

0

Misc.
Receipts

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Federal
Grants

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

106,000

0

0

0

0

0

0

0

0

0

649,666

41,500

0

106,000

60

0

75

0

0

0

(1)

110

0

6

2

0
0

1,717

0

32,000

8,500

0

0

1,883,895

92,315

63

11,750

23,440

24,049

13,700

42,000

19,300

301

826

25

45

0

2,500

55

10

2,300

48,764

2,391

0

0

1

4,210

12

4,000

27,261

705

0

10,500

2,748

10,540

0

0

Total
Receipts

0

0

0

0

0

0

19,100

12,000

0

3,750

0

0

0

0

19,300

301

705

0

0

0

0

0
0

0

0

0

730

0

0

0

0

0

0

0

261

0

0

0

0

10,500

0

0

Transfers
From

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Bond
Proceeds

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0