v. NO. 1:03-CV-3573-BBM
Defendants.
ORDER
This action alleging copyright infringement and various state law claims is
before the court on Defendants’ Motion for Extension of Page Limit [Doc. No. 55];
Defendants’ Motion for Summary Judgment [Doc. No. 56]; Defendants’ Motion to
Compel [Doc. No. 59]; Defendants’ Motion for Extension of Time to File Motion to
Compel [Doc. No. 61]; and Plaintiffs’ Motion for Leave to File a Sur-reply Brief [Doc.
No. 70].
I. Factual and Procedural Background
The facts presented here are taken from the parties’ Statements of Material
Facts and the court’s own review of the record, and where disputed are construed in
and her company, Career Assessment Atlanta, Inc. (“CAA”), bring this action against
Defendants Career Training Concepts, Inc. (“CTC”), CTC’s President and Chief
Executive Officer James C. Shafe (“Shafe”), and Sales and Management Training
quantum meruit, deceptive trade practices and false association, common law and
state law statutory unfair competition, fraud and misrepresentation, and unjust
enrichment.4 This court has jurisdiction over the claims because of the existence of
a federal question arising under federal copyright laws. See 28 U.S.C. §§ 1331 & 1338.
1
All evidence and factual inferences must be viewed in the light most favorable to
the non-moving party at the summary judgment stage. See Stewart v. Happy Herman's
Cheshire Bridge, Inc., 117 F.3d 1278, 1285 (11th Cir. 1997).
2
Plaintiff Nicholson has a Ph.D. in professional counseling.
3
Defendants Career Training Concepts, Inc. and Sales and Management Training
Institute of Atlanta merged in 1987. Based on the record, it appears that the company is
now known as Career Training Concepts, Inc.
4
Plaintiffs have withdrawn a claim for misappropriation of trade secrets.
2
The court may, within its discretion, exercise supplemental jurisdiction over the state
suitable for individual students. The Interest Inventory contained a section entitled
On October 12, 1987, Nicholson signed a contract with CTC (the “Agreement”),
in which the parties memorialized their understanding that all work done related to
Career Direction was performed on a work for hire basis, and that CTC retained
apply only to the Career Direction project. Career Direction was first published in
1987.
work entitled “FutureFocus,” aimed at providing middle school students with career
contained a section entitled “What Your Scores Mean,” consisting of eleven columns
3
of information. This Interest Inventory was also created to measure students’ interest
Defendants contend that the Agreement applies to the work Nicholson did for
FutureFocus. Plaintiffs argue that the Agreement is inapplicable to work done for
FutureFocus, but Nicholson chose not to sign the contract due to her concerns over
6, 7, 9, and 11 of the “What Your Scores Mean” portion of the Interest Inventory
created for FutureFocus. Plaintiffs allege that Defendants have impermissibly used
the copyrighted columns of “What Your Scores Mean” created for FutureFocus by
combining these with the work done initially for Career Direction. In addition to her
compensate Plaintiffs for various uses and publications of the works created for
4
FutureFocus. Defendants have moved for summary judgment, and both parties have
issue as to any material fact” and “the moving party is entitled to a judgment as a
matter of law.” Fed. R. Civ. P. 56(c). In considering a motion for summary judgment,
“[t]he evidence of the non-movant is to be believed, and all justifiable inferences are
to be drawn in his favor.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986).
legitimate inferences from the facts are jury functions, not those of a judge.” Id. at
255. However, the non-movant must do more than “simply show that there is some
metaphysical doubt as to the material facts.” Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 586 (1986). “The mere existence of a scintilla of evidence
on which the jury could reasonably find for the [non-movant].” Anderson, 477 U.S.
at 252. Accordingly, the non-movant may not avoid summary judgment with
Guard Serv., Inc., 120 F.3d 1192, 1196 (11th Cir. 1997).
5
The court will consider the parties’ non-dispositive motions first, followed by
III. Analysis
filed a Motion for Extension of Page Limit. Defendants’ Motion for Summary
Judgment is seventy-one pages, almost three times the usual twenty-five page limit.
Local Rule 7.1 provides that “[a]bsent prior permission of the court, briefs filed in
(25) pages.” L.R. 7.1D., N.D. Ga. (emphasis added). In other words, parties are not to
file a motion for leave to exceed page limits contemporaneously with the brief that
exceeds the page limits. Motions for leave to exceed page limits are not granted in
motion to exceed page limits with the brief that exceeds the page limits, the court’s
ability to meaningfully consider the motion for leave to exceed the page limits is
undercut, as denying the motion to exceed the page limits in that situation would
entail striking the motion that exceeds the page limits and would delay the
However, the parties are ADVISED that in the future, the court will not tolerate
6
contemporaneous filings of motions to exceed page limits with briefs exceeding the
page limits, in this or in any other case in which these parties or attorneys are
involved. Such filings may results in sanctions, including the striking of the violating
pleadings.
Defendants have filed a Motion to Compel but have done so after the close of
discovery. Realizing their error, Defendants filed a Motion for Extension of Time to
File Motion to Compel. Under the Local Rules, “a motion to compel a disclosure or
discovery must be filed within the time remaining prior to the close of discovery or,
if longer, within ten (10) days after service of the disclosure or discovery response
upon which the objection is based.” L.R. 37.1B., N.D. Ga. In this case, Defendants
acknowledge that the Motion to Compel should have been filed on November 12,
2004 but was not filed until November 15, 2004. Furthermore, Defendants have
provided no reason for their delay. Consequently, the court DENIES Defendants’
Motion for Extension of Time to File Motion to Compel and additionally DENIES
7
Plaintiffs have moved for permission to file a sur-reply brief to Defendants’
Motion for Summary Judgment, contending that the filing of a sur-reply brief is
necessary because Defendants have raised new arguments in their Reply to Motion
for Summary Judgment, which may prejudice Plaintiffs. The practice of filing
supplements or sur-replies is not permitted in this court as a matter of course, and the
Local Rules do not contemplate such extensive briefing. See Local Rules, N.D. Ga.
Furthermore, the court has not considered the arguments that Plaintiffs contend will
prejudice them in order to reach its decision, discussed below, thus doing away with
the need for Plaintiffs to provide further briefing. Plaintiffs’ Motion for Leave to File
copyright laws, see 17 U.S.C. §§ 501-505, by using the expanded version of “What
8
Your Scores Mean” in Career Direction, rather than only in FutureFocus, as Plaintiffs
intended. Defendants contend that Plaintiffs’ claims should fail because Plaintiffs
on Copyright, § 2.04 at 2-43 (2004). Certain exclusive rights belong to the author, to
her assigns, or sometimes to her employer. 17 U.S.C. § 201(a)(b)(d). The author has
the exclusive right to make copies of the work, 17 U.S.C. § 106(1), and anyone who
result in damages, attorney’s fees, and injunctive relief. See 17 U.S.C. §§ 501-505. To
“(1) ownership of a valid copyright, and (2) copying of constituent elements of the
work that are original.” Feist Publ’ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340, 361
(1991). In this case, Defendants dispute whether Plaintiffs have a valid copyright
5
The Copyright Act provides that no action for infringement shall be instituted until
registration of the copyright has been made. 17 U.S.C. § 411(a). It is undisputed that this
requirement has been satisfied in the present case.
9
Defendants contend that Nicholson does not have a valid copyright in the
columns because they were created as “work made for hire.”6 Although ownership
of a valid copyright vests initially in the author of the work, 17 U.S.C. § 201(a), an
exception exists for works for hire. Cmty. for Creative Non-Violence v. Reid, 490 U.S.
730, 737 (1989). For copyright purposes, the employer is the author of a work for hire.
17 U.S.C. § 201(b).
A work for hire is created in two circumstances: (1) when work is produced by
an employee within the scope of her employment; or (2) when work is “specially
101(2), 7 and the parties expressly agree in writing that the work is one for hire. 17
U.S.C. § 101 (emphasis added). Defendants assert that this case presents an example
commissioned to draft “What Your Scores Mean” for use as an instructional text, as
a test, or as answer material for a test, as evinced by the Agreement. Plaintiffs do not
dispute that the work was specially commissioned or that it falls in one of the
6
The Copyright Act refers to “work made for hire,” 17 U.S.C. § 201(b), which the
court will use interchangeably with “work for hire.”
7
The qualifying categories of specially commissioned works are: a contribution to
a collective work; a part of a motion picture or other audiovisual work; a translation; a
supplementary work; a compilation; an instructional text; a test; answer material for a test;
and an atlas. 17 U.S.C. § 101.
10
categories listed in 17 U.S.C. § 101(2). Rather, Plaintiffs argue that the Agreement
does not provide that the parties agreed work created for FutureFocus would
“Employee.” The Agreement further states that the material Nicholson prepared for
inclusion in Career Direction “was prepared by Employee for, at the instigation and
under the direction of Employer, and that the work is and at all times shall be
regarded as a ‘work made for hire’ by Employee for Employer.” Defendants argue
that FutureFocus was merely an extension of Career Direction, thus the original
Agreement applied to any work Nicholson did for FutureFocus. The court has
carefully reviewed the Agreement and notes that the Agreement expressly names the
publication “Career Direction” and does not mention the publication “FutureFocus.”
The Agreement is also devoid of any language that could be construed to show the
parties contemplated that work created for another publication, no matter how
similar in nature that work might be, would be covered by the Agreement and
11
Under Georgia law,8 a question of contract interpretation is a question of law
for the court. O.C.G.A. § 13-2-1; Dallis v. Aetna Life Ins. Co., 574 F. Supp. 547, 551
(N.D. Ga. 1983) (Hall, J.). A court’s primary goal in interpreting any contract is to
ascertain the parties’ intent. O.C.G.A. § 13-2-3. To determine the parties’ intent, the
court follows a three-part test: (1) the court must decide whether the contract
language is ambiguous; (2) if it is, the court must apply relevant rules of construction;
and (3) if any ambiguity still remains, the jury may resolve the issue. Crawford v.
Gov’t Employees Ins. Co., 771 F. Supp. 1230, 1233 (S.D. Ga. 1991). Because the court’s
infringement claim, as discussed below, it is not necessary for the court to engage in
this process of contract interpretation. Nevertheless, and because the parties have
devoted a great deal of effort to arguing this question, the court will say that it does
not view the Agreement as ambiguous.9 Accordingly, the court finds that, under the
Agreement, Defendants have not shown that the version of “What Your Scores
8
It is undisputed by the parties that the applicable body of law governing the
interpretation of the Agreement is Georgia law.
9
In reaching this decision, the court has reviewed only the Agreement itself because
if a contract is clear and unambiguous as a matter of law, the court is limited to the “four
corners” of the contract and may not consider parol evidence as to its meaning.
Nationwide Logistics, Inc. v. Condor Transp., Inc., 270 Ga. App. 277, 280-81, 606 S.E.2d 319,
322 (2004).
12
Mean” that Nicholson created for FutureFocus was contracted to be work for hire.10
Defendants also argue that Plaintiffs may not bring a copyright infringement
claim against them because the columns constitute a joint work, for which
Nicholson wrote that the columns for which she was seeking copyright protection
“a work prepared by two or more authors with the intention that their contributions
10
Plaintiffs also argue that there is a material issue of fact as to whether Nicholson
was an employee, thereby falling under the first circumstance giving rise to a “work for
hire,” or an independent contractor. Because the court has determined that Defendants
have not shown that work Nicholson created for FutureFocus was work for hire under the
Agreement, and because Defendants have not moved for summary judgment on the basis
that Nicholson was an employee for Defendants, the court will not now consider whether
Nicholson was classified as an employee or independent contractor.
13
6.03 at 6-7 (2004). Thus, “an action for infringement between joint owners will not
lie because an individual cannot infringe his own copyright.” Weissmann v. Freeman,
A joint work may result even if all the individuals or entities that have an
interest in the work did not actually contribute, such as in this case, where
Defendants largely contracted with others to produce work and to disown their
personal copyright interests in the work. “A joint work is a broader concept than that
of joint authorship, in that while the product of joint authorship is, indeed, a joint
work, it is also possible for a joint work to result, although there has been no joint
interdependent parts. The Eleventh Circuit Court of Appeals has elaborated on the
M.G.B. Homes, Inc. v. Ameron Homes, Inc., 903 F.2d 1486, 1493 (11th Cir. 1990).
Defendants argue that FutureFocus “is a single literary work of inseparable and
14
interdependent parts” because “[t]he sections of the test could not stand on their own
as literary works.” Specifically, the columns interpret the results of the test as
recorded on the answer sheet and would have little or no meaning on their own.
utilized it for Career Direction, [which] raises another issue of material fact as to
whole.’” The court does not accept this assertion. The fact that Defendants
incorporated into Career Direction the expanded version of “What Your Scores
parts. Certainly, Plaintiffs have not provided the court with authority to substantiate
that position. Perhaps Plaintiffs are attempting to show that the work is more akin
Career Direction, but this fact is insignificant in light of the fact that the two
15
“What Your Scores Mean,” would have no independent meaning if viewed in
parts.
To show that “What Your Scores Mean” is a joint work, Defendants must still
show that Nicholson intended for the additional columns to be incorporated into
another work. As noted above, a joint work is “prepared by two or more authors with
parts of a unitary whole.” 17 U.S.C. § 101 (emphasis added). Plaintiffs argue that
they never intended for the expanded version of “What Your Scores Mean” created
for FutureFocus to be used in Career Direction, and that this use violates their specific
The court believes the relevant inquiry focuses not on whether Plaintiffs intended for
the new version of “What Your Scores Mean” to be used in a publication other than
FutureFocus, but instead whether FutureFocus itself is a joint work, thereby granting
to its authors certain rights of use. In Edward B. Marks Music Corp. v. Jerry Vogel
Music Co., 140 F.2d 266, 266-67 (2d Cir. 1944), the court held that all that is required
to establish a joint authorship is that each author at the time he creates his
contribution intend that it shall constitute a part of a total work to which another
16
shall make (or already has made) a contribution. 11 In other words, Nicholson merely
needed to intend that the copyrighted columns be added to the columns already
existing in “What Your Scores Mean.” In her deposition, Nicholson testified that she
create “What Your Scores Mean” as it appeared in FutureFocus.12 Because she added
the copyrighted columns to the pre-existing “What Your Scores Mean,” as it was
originally published in Career Direction, she added her work to a work for which
Defendants already had copyright protection, and for which Defendants were, in
never intended for her copyrighted columns to appear in Career Direction is not
that Nicholson has concerns over whether a revised version of Career Direction
11
It is not disputed that Defendants intended to contribute to the work. In fact,
Defendants requested that Nicholson create her work based on “What Your Scores Mean”
as it originally appeared in Career Direction, for which Defendants had a copyright
interest.
12
Nicholson testified that “there was a little of ‘What Your Scores Mean’ that I had
originally put in for Career Direction. I had extended that to FutureFocus. I have a
copyright to part of that.”
17
immaterial to the court’s analysis. After all, “each co-owner has an independent
right to use or license the use of the copyright.” Oddo v. Ries, 743 F.2d 630, 633 (9th
Cir. 1984); see also 1 Nimmer on Copyright, § 6-10 at 6-30 (2004) (“a joint owner may,
without obtaining the consent of the other joint owners . . . exploit the work himself”).
In using the revised version of “What Your Scores Mean,” as created for FutureFocus,
in Career Direction, Defendants were merely exercising their authority to use the joint
work, FutureFocus.13
interdependent works, and that Nicholson intended for the new copyrighted columns
to be incorporated into the original version of “What Your Scores Mean,” for which
Defendants already owned a copyright interest. Accordingly, the court holds that
portion of the work and were exercising their authority to exploit the work, Plaintiffs
13
This right, however, is not without limits. “A co-owner of a copyright must
account to other co-owners for any profits he earns from licensing or use of the copyright.”
Oddo v. Ries, 743 F.2d 630, 633 (9th Cir. 1984). This duty does not arise from copyright
law’s proscription; rather, it arises from equitable doctrines related to unjust enrichment
and general principles of law governing the rights of co-owners. Id.
18
Defendants’ Motion for Summary Judgment as to Plaintiffs’ copyright infringement
claim is GRANTED.14
2. State Claims
Plaintiffs have also brought state law claims of breach of contract, quantum
meruit, deceptive trade practices and false association, common law and state law
Plaintiffs’ copyright infringement claim, there may be no further basis for federal
jurisdiction in this case if the court declines to exercise supplemental jurisdiction over
the remaining state law claims. 28 U.S.C. § 1367(c). The court thinks it wisest (and
also in the interest of judicial economy) to evaluate all federal claims before
have filed counterclaims, some of which invoke federal copyright law, over which the
14
Having determined that it is proper to grant summary judgment in favor of
Defendants on their joint work argument, the court finds it unnecessary to consider the
additional reasons Defendants contend they are entitled to summary judgment as to
Plaintiffs’ copyright infringement claims.
15
As a practical matter, if Defendants dismiss their counterclaims, this court would
no longer have federal question jurisdiction and would not exercise supplemental
jurisdiction over the state law claims, so this action in this court would be over. While this
court will not mandate mediation of the remaining claims, the court suggests that now
may be a good time to discuss settlement of what remains of this dispute. Having said
19
counterclaims, they should do so by way of a motion for summary judgment filed on
or before June 3, 2005. Plaintiffs’ brief shall not exceed fifteen pages in length. If
Plaintiffs make such a motion, Defendants shall file a response on or before June 17,
2005, which shall not exceed fifteen pages in length. No reply is necessary.
IV. Summary
For the foregoing reasons, Defendants’ Motion for Extension of Page Limit
[Doc. No. 55] is GRANTED; Defendants’ Motion for Summary Judgment [Doc. No.
to Compel [Doc. No. 59] is DENIED; Defendants’ Motion for Extension of Time to File
Motion to Compel [Doc. No. 61] is DENIED; and Plaintiffs’ Motion for Leave to File
way of a motion for summary judgment filed on or before June 3, 2005. Plaintiffs’
brief shall not exceed fifteen pages in length. If Plaintiffs make such a motion,
Defendants shall file a response on or before June 17, 2005, which shall not exceed
that, however, the court will be very reluctant to extend the deadlines for further briefing
set forth herein.
20
IT IS SO ORDERED, this 18th day of May, 2005.
s/Beverly B. Martin
BEVERLY B. MARTIN
UNITED STATES DISTRICT JUDGE
21