UNITED BEFORE THE BOARD

STATES

OF AMERICA OF THE FEDERAL D.C. RESERVE SYSTEM

OF GOVERNORS

WASHINGTON,

In the Matter

of :

Docket

No.

97-013-CMP-I

G.A.

POLING,

JR. : and InstitutionParty of BANK Mexico
) \ 1 1

An Officer Affiliated

Order of Assessment of a Civil Money Penalty Issued Upon Consent Pursuant to Section 8(i) of the Federal.:" Deposit Insurance Act

ZIA NEW MEXICO Tucumcari. New

WHEREAS, Deposit 1818(i)), Insurance

pursuant Act,

to section

8(i)

of the Federal U.S.C. System

as amended

(the "FDI Act")(12 of the Federal this consent

the Board

of Governors issues

Reserve Order of

(the "Board Assessment G.A. Poling,

of Governors") of a-Civil Jr. Money

Penalty

(the "Order")

against

("Poling"), as defined

the president in section

and an institutionof the FDI Act Tucumcari, with New his

affiliated (12 U.S.C. Mexico (the

party,

3(u)

1813(u)), "Bank"),

of the Zia New Mexico a state member alleged bank,

Bank,

in connection

participation the Federal misleading

in the Bank's Reserve Call Act

violations 324) relating

of section

9 of of

(12 U.S.C. and

to the filing

Reports;

WHEREAS, has consented

by affixing issuance any

his

signature

hereunder, by the Board have

Poling of

to the

of this Order rights

Governors

and waived

and all

he might

otherwise

? i

2 pursuant to 12 U.S.C. issuance 1818(i), 12 C.F.R. Part 263 or otherwise: money with

(a) to the penalty; respect

of a notice

of assessment

of a civil

(b) to a hearing to any matter judicial

for the purpose or set of this forth

of taking in this

evidence Order;

implied review

(c) to obtain hereof; issuance, and

Order

or any provision manner the basis, or

(d) to challenge terms,

or contest effectiveness,

in any

validity,

collectibility hereof.

enforceability

of this Order

or any provision

NOW, adjudication set forth

THEREFORE,

prior

to the issue

taking

of any

testimony implied an of for

or or

of or finding

on any

of fact

or law

herein,

and without

this Order

constituting by

admission Governors purpose

of any allegation in connection of settlement hearings with

made

or implied

the Board and solely

this proceeding,

the

of this proceeding or testimony:

and without

protracted

or extended

IT IS HEREBY and section 263.63(a)

ORDERED,

pursuant

to 8(i)

of the FDI Act Rules Money and Penalties

of the Board

of Governors' of Civil

Procedures (12 C.F.R.

for Assessment 263.63(a)),

and Collection

that:

1.

Poling provided

is assessed a civil money

and

shall

forfeit

and pay

as

hereinafter $5,000 section

penalty

in the sum of
alleged violations of

for his participation 9 of the Federal

in the Bank's Act.

Reserve

3 2. No portion of Poling's civil money penalty shall

be, directly or indirectly, paid, advanced, reimbursed or otherwise funded by the Bank, or any of its successors or assigns.

3.

The penalty assessed by this Order shall be
.~

remitted in full, at the time of Poling's execution of this Order, payable to the "Board of Governors of the Federal Reserve System" and shall be forwarded, with the executed copy of this Order, to William W. Wiles, Secretary, Board of Governors

of the

Federal Reserve System, Washington, D.C. 20551, who shall make remittance of the same to the Treasury of the United States as required by statute.

4.

The provisions of this Order shall not bar, estop,

or otherwise prevent the Board of Governors, or any federal or state agency or debartment, from taking any other action affecting Poling, provided, however, that the Board of Governors

shall not take any futher action against Poling based on any

4

information the matters

presently addressed

known by

to the Board Order.

of Governors

relating

to

this

By order

of the

Board

of Governors,

this

3o%ay

of

, 1997.

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM

I

By: G.A. Poll&.+--.&.

/ .LzzLLL!d% William W. Wiles Secretary of the Board